Petition for Writ of Certiorari — Oil, Chemical & Atomic Workers International Union, Long Beach Local No. 1-128 v. National Labor Relations Board
Supreme Court brief1968
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Office-Supreme Cou
October Term; 1968
wet e
OIL, CHEMICAL AND ATOMIC WORKERS
INTERNATIONAL UNION,
LONG BEACH LOCAL No. 1-128,
Petitioner,
v. et
"NATIONAL LABOR RELATIONS BOARD.
. and
MACMILLAN RING-FREE OIL COMPANY, INC.,
4°
:
PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
: _ FOR THE NINTH CIRCUIT.
~~® =~ JERRY D. ANKER
_ 1730 K Street, N.W.
Washington; D.C. 20006 °
JOHN TADLOCK .
~~ - JAMES J..CRONIN
eae 9 - 1840 California Street:
Denver, Colorado 80201
_____ Attomeys for Petitioner ___
- Of Counsel: | | Pa
COLE AND GRONER .
1730 K Street, N.W. 4
Washington, D.C. 20006 «_
?
“3
—
, OPINIONS: BELOW :
| JURISDICTION .
@
TABLE OF CONTENTS
QUESTION PRESENTED .
° od
STATUTES INVOLVED Pee es
STATEMENT OF THE CASE }
The Facts As Found By The Board .
‘The Board’s Conclusions
“The ene Of The Court Of Appeals
REASONS FOR GRANTING THE WRIT
CONCLUSION ss
_ TABLE OF CITATIONS —
: Cases:
Banner Die Fixture Co.,
109 N.L.R.B. 1401 (1954), 115 N.L.R.B. 1692
(1956), enforced, 42 L.R.R.M: 2604 sii Cir. .
-1958) ‘ ; cas ;
f _ Bowen Products Corp. bs
113 N.L.R.B. 731 pede
Dan River Mills, Inc.,” .
125 N.L.R.B. 1006 (1959) — o Seems
FTC v. Cement Institute,
333 U. S. 683 (1948)
< General Teamsters Union, Local 912,
120 N.L.R.B. eileen ee ee
TARA nse Hert nT Op GUERRA SORE tbibaicl ear £ iia oe SP OTRAS SS PMY "
COP EGO EE
bo
a oo
Greenville Cotton Oil Co.,
92 N.L.R.B. 1033 (1950), affirmed sub. nom.,
_ American Fed. of Grain Millers v. NLRB, 197
“
International Union, United sensible Workers,
v. NLRB, 363 F.2d 702 (D.C. Cir. 1966) cert. carats
denied, 385 U. S. 973 (1966)... ae SS
Local 269, Int’] B’hd of Elec. Workers, ; ;
149 N.L.R: B-768 ities enforced, 357 F. 2d |
$F (3rd Cir. 1966) . Se ae eee le ee 26
a ‘ Local 1424, Int’] Ass’n of Machinists ‘ v. NLRB, s:
~ F.2d 451 (Sth Cir. 1952) . aa oe eee
362 U.S. 411 (1960)... . . . 4,9,13,14- 17, 18,23
News Printing Co., : |
1J6.N.L.R.B. 210(1956). . . 2. 2 2s 23-24, 25
">| Newton Falls Paper Mill, Inc.,
144N.LRB, 1470(1963) «2. oe
NLRB v. American Aggregate Co.,
305 F.26S59(Gme Cis. 1962) ww in ele ote oe t Sheed
‘ NLRB-v. Brown & Root, Inc.,
203 F.2d 139-(8th Cir. 1953)... 2). 2. «21
/ Paint; Varnish & Lacquer Makers Union,
MOULD OR
. Paramount Cap Mfg. Co., |
119 N.L.R.B. 785 Kile enforced, 260 F. 2d
109 (8th Cir. 1959) . ae p's
Philip Carey Co. v. NLRB, 2 Aone ie
331 F.2d 720 (6th Cir. 1964), cert. denied, pute. are
ee ee ere eee
Sheet Metal Workers’ Int'l Ass’n v. NLRB,
: 293 F.2d 141 (D.C. Cir. 1961), cert. denied; . .
368 U.S, 896(1961) . . . ... - see . . 17-18
Swift Service Stores, Inc.,
169 N.L.R.B. No. 33, 67 L.R.R.M. 1181 |
(Jan. 26,1968) . ... ee ie ae ke ae 27
AANA He MOE LOST OIE HM ER MI AIR AE ENN TORE, EMER IE LS RI TSRENEG SI NATIT SIE TC nope meee y eens COBRA PE CMME RE ANTAL?
i a
Tennessee Knitting Mills, Inc., —
88 N.L.R.B. 1103 (1950)...
Universal Oil Products Co., °
108 N.LR.B.68(1954) . . 6°. 5
: : Statutes: ; Me
- National Labor Relations Act
§8(a)(2), 29 U.S.C. §158(aX2) .. .
—-- §8(aX(3), 29 U.S.C. $1583). .
\” $8(a(5), 29 U.S.C. $158(aX(5) .
— §8(b)(4), 29 U.S.C. $158(b\(4)
§8(d), 29 U.S.C. §158(d) . 2s.
_ $10(b), 29 U.S.C. $1600).
«BW US.C. $12541). ..
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Ge Supreme Court eh: the United Bates
seer. October Term, 1968
No.
OIL, CHEMICAL AND ATOMIC WORKERS
- INTERNATIONAL UNION,
LONG BEACH ‘LOCAL No. 1-128, 7
‘ - Petitioner,
*. Ve
a
NATIONAL LABOR RELATIONS BOARD .
» and |
MACMILLAN. RING-FREE OIL COMPANY, INC.,
"- PETITION FOR A WRIT OF CERTIORARI TO
. THE UNITED STATES GOURT OF APPEALS.
FOR THE NINTH CIRCUIT =
Petitioner prays that a writ of certiorari issue to.review
. the decision and decree rendered herein by the United
‘States Court of Appeals for the Ninth Circuit on April 10, ©
' 1968, and May 1, 1968, respectively.
_ OPINIONS BELOW
The opinion of the court below is speed at 394 F 24 are
_ 26, and is reproduced in the separately bound Appendix _ aa
- this — ne cited as —_ ”) at page I. _ .
.
‘ w
3 >
PC ae AIRED ARUN EER RSE EEH REY. NE ITED mane _— siicacaahs sh tiie hp Mceest( Eto an memreene oars
kth ap CS : : A Bat nen Dene 1 oe 26 F
». nee <7 ¥ - F a i. e
2
Decision and Order of the National Labor Relations Board,
including the Trial Examiner’s Decision which the Board
adopted, is reported at 160 N.L.R.B. 877, and is repro-
‘duced at App. 18.
JURISDICTION no _ “4
On April 10, 1968, the court below issued an opinion
holding. that the order issued in this case by the National
Labor Relations Board should be enforced only in part,
_and that the remaining portions of the order should be set
aside. On May 1, 1968, the court entered a decree in
accordance with its Opinion, enforcing only a part of the
Board’s order (App. 15). On June 24, 1968, Mr. Justice
_- Douglas entered an order extending the time within which
_ this Petition might-be filed to and including July 30, 1968.
This Court has jurisdiction to review the judgment of the
coutt below by writ of certiorari under 28 U.S.C. § \
12541). |
QUEST ION PRESENTED
Where the National Labor Relations Board has found,
_ on substantial evidence, that an employer failed to bargain ©
in good faith in the six-month period preceding the filing
of an unfair labor practice charge, may a court of appeals
_. set aside the Board’s decision solely because the unlawful
4 ‘purpose and character of the employer’s conduct within
the six-month. period was established primarily by examin-
"ing it inthe light of the history of the entire negotiations,
which had commenced more than three years prior to the
filing of the charge?
ST ATUTES INVOLVED
_” Section 8 of the National Labor Relations Act, 29 °
U.S.C. $158, provides in pertinent part as follows:
(a) It shall be an unfair labor ‘practice for an
* employer —
see &
4 |
(5). to réfuse to bargain — with the
representatives of his employees. .
5 **s*#**
’ -
”
(d) For the purposes of this section, to aiiiie
collectively is the performance of the mutual |
obligation of the employer and the representa-
tive of the employees to meet at reasonable
times and confer in good faith with respect to -
wages, hours, and other terms and conditions of
— OF the negotiation of agree-
ment. . .
Section 10(b) of the National Labor Relations Act, 29.
U.S.C. § 160(b), provides in pertinent part as follows:
“Whenever it is charged that any person has
engaged in or is engaging in dny such unfair
labor practice, the Board or any agent or agency
designated by the Board for such purposes, shall
have power to issue and cause to be served upon
such person a complaint stating the charges in
that respect... Provided, that no complaint
shall issue based upon any unfair labor practice
occurring more than six months prior to the
' filing of the charge with Board and the
service of a copy thereof upon the person
against whom such charge is made ‘) oe
&)
STATEMENT OF THE CASE
On November. 10, 1964, after more than three years of
fruitless collective bargaining, Petitioner (hereinafter re-
ferred to as the Union) filed an unfair labor practice charge
against Mespondent MacMillan Ring-Free Oil Company |
(hereinafter referred to as the Company), alleging a refusal
to bargain in good faith. The National Labor Relations
Board reviewed the entire record of the negotiations, and
found that the Company had not bargained in good faith
at any time, including during the six months prior-t6 the
filing of the charge.. The court below set aside the Board’s
decision. on the ground that the finding of bad faith was
o . CO ALLO DOLL NAO
vue . “ = eee
DB: a
supported primarily by evidence ‘of events which had .
occurred outside the six-month limitation period pre-
scribed by Section 10(b) of the National Labor Relations
Act, 29 U.S.C. 8 160(b).
This case thus squarely présents the question which this
Court expressly left open in Local 1424, Int'l Ass’n of Ma-
chinists v. N.L.R.B., 362 U.S. 411, 421-22 (1960)-whether
a finding that a unfair lavor practice has been committed
within the limitations period can be sustained where “the
merit of the allegations in the complaint is shown largely
by reliance on earlier events.”
In order to understand the decision of ‘the court of
appeals, it is necessary to review the findings of fact on
' which the Board. based’ its conclusion that the Company
had failed to bargain in good faith. We turn, therefore,toa
summary of those findings.! |
‘The Facts As Found By The Board
At the time this case arose, the Union was the collective
bargaining representative of the préduction, maintenance,
and plant clerical employees at the Company’s oil refinery
at Signal Hill, California. 2 The parties’ first collective
Lr a
Board and in the court below, the court did not disturb any of the
Board’s fact findings, and the Union does not challenge any of them
here. It should also be noted that there are a number of factual
issues discussed in the Board’s decision which relate to violations
other than the alleged refusal to bargain in good faith, or which
relate to defenses raised by the Company other than the defense
i based on Section 10(b) of the Act. Since this Petition is directed
solely to the court’s refusal, on the basis of Section 10(b), to affirm
the Board’s finding of a failure to bargain in good faith, we will
‘ summarize only those findings of fact which are relevant to that
2 The Board actually found that the Union’s parent organization,
Oil, Chemical°and Atemic Workers International Union, was the
bargaining agent (App. 27), but for present purposes the Local and
its parent International can be treated as one.
FO Ere (Oe UE ea > ee ee et Oe ee ee een G+ eae
+
bargaining agreement was executed on November 18, 1960
_ (App. 24), and was terminated by mutual agreement on
June 13, 1961. The parties agreed at that time to “meet as
quickly as possible for the purpose of negotiating a new
agreement. ” (App. 29)
.At the outset of ‘the negotiations, the Union proposed _
that the parties readopt their prior agreement, with a single
amendment to provide four rather than three weeks of
- vacation to employees with twenty or more years of
_ service (App. 30). The Company rejected this proposal, - |
and on July 27, 1961, tendered its own draft of a
proposed agreement (App. 30-31). ;
The Company’ s proposal contained a number Of drastic
departures from the terms of the parties’ prior agreement,
all of them detrimental to the Union and the employees.
For example, the Company’ Ss proposal would have elimi-
nated the checkoff of Union dues, replaced the former
“union shop” provision with a “maintenance of member-
ship” clause, deleted a provision for compensating “em-
ployees for time spent in processing grievances or partic-
ipating in collective bargaining negotiations, and imposed
greater restrictions on leaves of absence for Union busi-
ness. It would also. have authorized the Company to
discharge or discipline employees for any of thirty-five
specified “rule infractions” without recourse by the Union
or the employees to the grievance procedure or arbitration.
_In addition, the proposal would have sharply reduced the
circumstances in which the Company would have to pay ~
premium wage rates for shift work. or work ona regularly _
. scheduled day off, and would have increased manage-
ment’s unilateral authority to subcontract work or to
layoff, promote or recall.employees without regard to
their seniority. Finally, the Company proposed substantial
changes in the no-strike clause, including the déletion of .
language which allowed employees:to refuse to work unter
unsafe conditions (App. 30-33). :
Not surprisingly , the Union was unwilling to agree to
these terms, but the Company refused to recede from
a ree ;
6
them and the negotiations dralieed on for more than a year
without any discernible progress. ..
Z, There was no change in the Company’s position until
October 18, 1962, when it submitted a second proposal
which. was even less acceptable to the Union than its earlier
one. This draft omitted even the “maintenance of member- _
ship” provision of the prior r proposal, and provided instead. . A
f “open shop.” It also omitted the provision which |
ae been contained im both the prior agreeient and in the oer
Company’s .prior proposal, providing that discharge or oa
disciplinary action “shall be only for just cause.” Finally,
it contained a new provision, not found either in the prior .
agreement or in the Company’s prior proposal, which
stated that “where arbitration is sought and the Company .
claims the matter is not subject to the arbitration
provisions of this Agreement, then the matter of arbitrabil-
ity shall first be decided by a court of law.” In all other
‘ respects, the Company’s proposal of October 18, 1962,
was substantially identical to its prior proposal (App. 36).
At some point in 1962:— the precise date does not
appear -in the record — the parties agreed to defer any
discussion of wages until the negotiations in the oil
industry, which were then in progress, had reached the
point of establishing an industry wage. pattern. By Sanuary, ——__ .-——_>
1963, such a pattern_apparently had emerged, and the .
- parties then agreed to a 5% wage increase (App. 38). The
parties remained deadlocked, however, on the other issues
in dispute. Five further meetings in 1963 ‘produced no
"progress toward settlement (App. 39). | }
At a meeting on December 13, 1963, the Union asked
the Company whether it would submit “a final proposal.”
The Company replied that it was not ready to do so at that
time, but that it’ would prepare such a proposal and’
: contact the Union “right after Christmas” to schedule a
meeting (App. 39).
The Company did not contact the Union as it had
* promised. Instead, on February 27, 1964, the Company
distributed to all the employees a letter, nominally
.
_
: 7 Biss |
addressed to the Union, stating that as part of its “policy”
to .“‘improve: its employee program,” it had decided to
grant a four-week vacation to ‘all.émployees with 20 years
_ or more of service (App.- 40). This action was taken
entirely unilaterally, witholt any, prior notice to or —
discussion with the Union. The letter did not mention the |
fact that the Union had proposed this identical vacation
improvement at. the: beginning of- the negotiations. It
simply stated:
“Unless we hear from you to the contrary, we
shall assume this change in employees’ benefits
‘meets with your approval. However, shov!d you
not wish for MacMillan to grant this new
benefit, please advise us and we will be happy to"
discuss the matter with you.” (Gen. Counsel Ex. ©
3(1).)
Since the Union itself had originally proposed this benefit,
the employees readily accepted it, and, at the Union’s
request, it was reduced to writing in a signed letter of }
agreement on March 3, 1964 (App. 41), &-
By March 18, 1964, the Union had still lieard nothing
_ fromthe Company concerning its “final proposal” or the
resumption of bargaining. It therefore submitted to the
“Company on that date a new written proposal of its own.
In\ response, the Company, in a letter dated Marcl¥ 30,
stated that it needed time to study the Union’s new pro-
posal and would communicate further with the Union when.
it had done so. By late April, 1964, the Union-had heard
nothing further, and it therefore called the Company to
request a meeting. As a result, the parties held their first
bargaining meeting in more than five months on: May 7,
1964 (App. 41).
This meeting was devoted’ primarily to a discussion of
the Union’s proposal. At the end of the meeting,- the
parties agreed to defer further discussions until after a
settlement in the new round of industry-wide negotiations;
which were then either in progress or imminent (App. 42).
g |
By September, 1964, a pattern had emerged from these
renewed industry negotiations, and, at the Union’s request,
a bargaining session was scheduled for September 2, 1964
- (App. 45). Just prior to the meeting, the Union negotiating
‘ committee decided that in light of the fact that the
Company had still not submitted the contract proposal it
had promised to send “right after Christmas,” the negotia-
tions ought to be brought “to a head. ~ Accordingly, the
"committee decided to call a strike on September 8, if no .
- adequate. progress: was made in the. negotiations by that —
date (App. 46). ’ aes
At the meeting of September 2, 1964, the Union asked ©
the | Company for the “final proposal”. which had been
promised at the meeting. of December 13, 1963. The
‘Company’ responded _by giving the Union a draft of a.
- contract which was in all material respects identical to the .
—Company’ 'S prior proposal of October 18, 1962. After
examining the draft, the Union informed the Company
that it was no more acceptable than its prior proposal, and
that unless an agreement was reached by September 8, the
Union would strike (App. 46-47). :
_The parties met again on September 4, 1964, witha
federal mediator, but no progress toward agreement was
made (App. 51). There wére no further meetings prior to
the strike, which commenced as scheduled on September
8. The strike was still in progress at the time of the sei
in this case in November, 1965.
The parties continued to meet during the strike, but the
Company adamantly adhered to its position. Indeed, at a
* meeting on December 4, 1964, the gulf between the
parties was.widened even further as a result of a new Com-
pany proposal which would have required the Union, inany
future strike, ‘to pay the strikers the full wages they would
otherwise have earned.? The Union rejected this proposal
3 This proposal read as follows:. “The Union agrees that any time
a strike, work stoppage, or interruption of work or other concerted
: activity occurs by the employees covered hereunder during the term
3
.
LEDS LLCO TILE PIO LE POE II TE Fae LE PTT 2 ~ ee a a a a
a ae ann a ena prams 6 ar rs ane
— manners on page od
oo,
with the comment that it knew of no union in. the United
States that could possibly agree to such a provision.
The Union indicated a willingness to meet’ again
promptly, but the Company said that it would be
unavailable until after the cemeies ien 4 ™ nomeaye
(App. 55).
The parties met on six different Occasions sehen
January 12, 1965 and April 2, 1965, but no substantial
* progress was made in these meetings, nor was there any.
change in the Company’s position on any of the issues in
dispute (App. 55-57). No further meetings were held after
April 2, 1965.
. The Board’s Conclusions ._
The Board recognized that the ultimate question to be
decided was whether the Company failed to bargain in
good faith in the six-month period preceding the filing of
_ the charge. It held, however, citing this Court’s decision in
@local 1424,-Int'l Ass’n of Machinists v. NLRB,362 U.S.
411, .416 (1960), that the parties’ prior discussions and
contract proposals could be considered “to shed light on
the true character of matters occurring with the limitation _.
period.” (App. 30.) Accordingly, ‘it based its decision on “-
an examination and. analysis of the Company’s conduct
and attitude throughout the entire oe of the negotia-
tions.
After reviewing in detail the Company’s contract pro- ©
posals, and the explanations offered by the Company for
its adamant insisten¢te upon so many drastic revisions of
the parties’ prior agreement, the Board concluded that the
Company’s real negotiating aim
\
(continued from page 8)
of this agreement or within one (1) year fins its termination, the
Union shall pay each striking employee eight (8) hours per day and
forty (40) hours per week at his then hourly wage rate for all the
time he is on strike, including time and one-half (1%) for all hours.
spent picketing, in. excess of eight (8) hours per day and forty (40)
hours per week with double (2) time for Ces and holiday
picketing.” (App. 54-55)
10
. was to prevent the conclusion of a ‘new |
labor agreement,’ and’ the purpose appears clear-
ly in the Company’s negotiating tactics directed
to matters of vital importance to the Interna-
tional’s representative status: and capacity. The
__. basic method used was not to-retain as much as
_ possible of the 1960 contract, as Becker claims
in his testimony; but to take away much, by
omission or substitution, related to that capacity
(not to speak of the scaling down of employees’
-. benefits); to inject proposals into the negotia-
tions carrying an aura of inhibition upon the -
_ International and the employees it represents,
_and. then/increase the climate of inhibition and
disparagement. of the bargaining representative,
as the meetings and years wore on, with the
injection of additional. restrictive proposals that,
especially in the light of prior discussions, were
predictably unacceptable to the Union, and
/ foreseeably spas cecie of arcaetrs 28 (App.
81-82.)
ae
The Board found further evidence of the Company’ S bad:
faith in the fact that it: repeatedly delayed the negotiations
by the use of dilatory tactics. In addition, the Board found
it significant that when the Company finally decided to
grant the vacation improvement which the Union .had
requested, it did so in a manner which would “reasonably
lead employees represented by the International, even if
they had prior knowledge: of its vacation proposal, to
believe that the benefit was an. act of grace by the
Company ‘for all MacMillan employees’ ‘in pursuit of its
‘policy,’ rather than the product of the International’s
representation.” (App. 68). 3
The Board summarized its conclusions on the issue of
the Company’ S refusal to bargain in good faith as follows:
“Summarizing\the matter, the Respondent’s
bad faith in the negotiations: is abundantly
established by the evidence of a purpose to
pee AR PLE IES REE LSE LIE IETS DEO GAL OSL LLG AIA
~ fae
ALOE IE IE DOLE IO IE SO PIO SEL IELTS LE IY way PESTA . . nF eS pL b tah RAO AS. Hp he 3
| oan -
prevent agreement through its progressive injec-
tion into the -negotiations, as time went on, of
- mounting proposals for inhibition of the Inter-—
_ national’s representative capability and status;
the method used in 1964 to announce and put
into effect the vacation benefit proposed by the
- Union almost 3 years earlier; and the Company’s |
foot-dragging in arranging a meeting and sub-
mitting a ‘final proposal’ following the session of i
December 13, 1963, as evidenced by the broken
promises to arrange one made. at that session,
and in the Company’s letter of March 30, 1964,
by the fact. that no meeting was held. between
December 13, 1963, and May 7, 1964, and then ~
— only upon the Union’s initiative, and by the
Company’: s failure to submit a ‘final proposal’
until September 2, 1964 (which, apart from the.
. oral 4'%4-percent offer that’ followed the indus-
_ try’s bargaining pattern in amount, was substan-
tially the same, for all practical purposes, as its
contract: ‘proposal i in 1962.)” (App. 89-90).
On the issue of whether the Company’ s unfair labor
practices had occurred within the six month period prior
to the filing of the nen the taal found ‘it to be
“abundagpy clear
. that the Respondent's negotiating attitude
and goals regarding ‘2 new labor agreement’ have
not been materially — different within ‘the
' 6-month period preceding the filing and service’
of the charge, and since ‘then, including the
period since the current strike began, from what.
they were prior to May 10, 1964, evidencing the
same design to frustrate the bargaining process
and prevent the conclusion of such .an agree-
ment, and by the same methods, exemplified by
_ continued insistence, within the 6-month period,
and since, upon propositions born of that design
and variously embodied in the Company’s con-
tract, proposals of July 27, 1961, October 18,
1962, and September 2, 1964; and by the
‘ proposal of December 4, 1964.” (App. 90-91).
’ The Board further found that “the origin of the strike,
"cand its ‘prolongation, are rooted in Respondent’s conduct
aimed at preventing ‘a new. labor ‘agreement’ to replace the
1960 contract” (App. 90).
Accordingly, it held that the strikers were entitled to
reinstatement upon their unconditional request and that
the Company: was obligated to disgharge any strike.
replacements it may have hired if such action was
. necessary to- ‘provide reinstatement to the strikers + (App.
98, wee
The Decision Of The Court of Appeals
The Court below acknowledged that “the long history -
of the parties’ negotiations, heavily relied upon by the
Board, casts a certain amount of doubt on the ‘good faith
_ of the company” (App, 7). By way of illustration, the
court cited, as indicia.of the Company’s bad faith, the fact.
that. it had “moved with a pronounced lack of prom>tness
_ in certain portions. of the negotiations,” the fact that it . -
, had unilaterally ‘announced the improved vacation benefit —
“in a manner and using language calculated to raise doubts _
in the minds of the employees as to whether the union was
effectively: representing them,” and the fact.that the .
- Company was “to some extent contradictory and evasive
when responding to questions concerning the reasons for
some of [its] more severe proposals” (App. 7-8).
The court emphasized, however, that the ultimate
~ question presented was whether the Company had failed
to bargain in good faith after May 10, 1964, which was the
- beginning’ of the '6-month period of: limitations. It noted .
that because the parties had suspended their negotiations
from May 7,. 1964 to September 2, 1964, to await.the
- outcome of the industry negotiations, the only significant:
event which had occurred between May 10, 1964 and the
~- Q@rrger . ”
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commencément of the strike was the negotiating session of
September 2, 1964 (App. 4). Although at that meeting the.
Company had resubmitted:as its “final proposal” the same
proposed contract which the Board found was deliberately
w designed to frustrate the negotiations, the court said that
- the Company’ s conduct on September 2, “standing alone
... is’ plainly insOfficient to support the Board’s conclu-
.. Sion that: the company violated section 8(ay(S)” (App. 4).
. The Court also referred to the proposal tendered by the
‘Company on December 4, 1964, while, the strike. was in
progress, which would have required ‘the Union to pay
Strikers their full wages in any future strike. The Court
‘recognized that “the extreme or’ bizarre character of a
-. party’s propcsals” may be evidence of a lack. of good faith, -
but held that this single proposal, since: it was only
mentioned on one occasion, could not in itself support the
Board’s decision (App. 5-7). }
The court therefore concluded that the rnc subse- §
quent to May 10, 1964, when viewed in isolation, were
insufficient to support the Board’s unfair labor’ practice
finding. It ‘thus became necessary for the court to
- determine whether the inference drawn from events which
_ occurred prior to May 10, 1964, could properly be relied: —&
‘ upon to support the Board’s finding that the Company had | &
failed to bargain in good faith after that date. i
In search of guidance on this issue, the court examined
in detail the decision of this Court, in Local 1424, Int'l
Ass'n of Machinists v. NLRB, 362 US. 411 (1960). The
court acknowledged that the Machinists case was “not —
directly in point,” and had in fact “expressly refrained
from passing judgment” on the question presented here: —
Nevertheless, the court; while admitting that “the question
is not without difficulty,” concluded that “‘the-thrust of ©
the Court’s reasoning” in that case required reversal of:the
Board’s decision in the present case (App. 11-12).
‘The. Court conceded that evidence. antedating the
limitations period can be relied upon to “shed light” on
more recent events, but held that “the. nee of a
9 . = — NT ae a
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get
14,
. “violation drawn from within. that period must be reason-
o ably substantial 1 in its own right” (App. 13-14).
REASONS FOR GRANTING THE WRIT
Introduction
q Twenty years ago, this Court reaffirmed “the estab-
lished judicial rule of evidence that testimony of prior or
subsequent transactions, which for some reason. are barred
from forming the basis for a suit, may nevertheless be —
introduced if it tends reasonably to show the purpose and
character of the transactions under scrutiny.” FTC vy.
Cement institute, 333 U.S. 683 (1948). Both the National
Labor Relations Board and the courts of appeals have long
struggled with the ‘question of whether, and to what
extent, this principle permits reliance on events which
occurred outside the six-month.,limitations peridd pre-
’ scribed by the National Labor Relations Act to determine
whether an unfair labor —- has been committed
within that period.
One aspect of that problem was before this Court in:
* Local 1424, Int'l Ass’n of Machinists v. NLRB, 362 U.S.
411 (1960). In that case, a union and an eniployer had
_ entered into a colléctive bargaining agreement at a time
when the union represented less than a majority of the -
employees involved. More than six months after the -
execution of the contract, a charge was filed alleging that”
the union’s original lack of a majority rendered the
contract itself unlawful, and that the continued enforce-
ment of the contract was therefore an unfair ‘Jabor .-
practice. Aside from the circumstances of its original ©
- execution, the contract was entirely valid and lawful.
. Nevertheless, the Board had held that the mere existence —
of the contract was a “continuing violation,” and that the |
charge was therefore timely even though it was filed more
than six months after the date on which the contract was _
first executed. This Court reversed; holding. that the
4 P
.
- .
‘(\omntethe tern . . - — _rectheperrue ‘ - yore _ .
@-- ~~——- & — ‘7 sl — .
;
15
six-month limitations period had begun to run upon the
execution’ ‘of the contract, since the union’s lack of ©
majority status at that time was the real —_ for the
charge. '
In reaching this result, the Court dietinguiebod between _
two different kinds of situations: °
“The first is one where occurrences within the
six-month limitations period in and of them-
selves may constitute, as a substantive matter,
unfair labor practices. There, earlier events may
be utilized’ to shed light on the true character of
matters occurring within the limitations period; .
and for that purpose §-10(b) does. not bar-such
evidentiary use of anterior events. The second
situation is that where conduct occurring within
‘ the limitations period can be charged to be an
unfair labor practice only through reliance oh.an-
earlier unfair labor practice: There the use of the
earlier unfair labor practicegs not merely ‘evi-
dentiary,’ since it does not simply lay bare a
putative current unfair labor practice. Rather, it
serves to cloak with. illegality that which was
otherwise lawful. And where a complaint based
upon that earlier event is time-barred, to permit
the event itself to be so used in effect results in
reviving a legally defunct unfair labor practice.” ;
(Id. at 416-17)
The Court concluded that the case before it fell into the -
second of thesé two categories, “for the entire foundation
of the unfair labor practice charge was the Union’s
time-barred lack of majority status when the original
collective bargaining agreement was signed.” Jd. at 417.
* The present case, on the other hand, falls into the first
« category. Here the charge alleged, and the Board found,
that the Company had failed to bargain in good faith
within the six-month limitations period. Such conduct, in
and of itself, constitutes an unfair labor practice, without -
-
16
regard to any prior act or event. However, in order to
determine the “true character” of the Company’s conduct -
within the limitations period — ie., whether it was acting
in good faith or in bad faith, whether it was bargaining
-with a sincere desire to reach an agreement or with the
object of avoiding agreement — the Board reviewed the
whole history of the parties’ relationship, and particularly
‘the history of the negotiations. On the basis of its review
of the Company’s entire course of conduct, the Board
concluded that the Company had failed to bargain in good
faith throughout the negotiations, both before and during
the six-month period preceding the filing of the charge,
' and thereafter.
The Court below did not disppte the contention that
the record in this case, viewed as 4 whole, “would provide
_a sufficient foundation. for the Board’s finding of a refusal
to bargain” (App. 9). It also acknowledged that “the
violation found by the Board ‘occurred’ within the
specified six-month period before the filing of the charge.”
(App. 9). Nevertheless, it held that the Board’s finding
could not stand, because it was based primarily on
inferences drawn from evidence of events which: had
occurred prior to the limitations period.
The question thus. presented was adverted to by this
Court in the Machinists case, but the Court expressly
refrained from deciding it at that time: ~
“Indeed, some Board cases have... held §
ae 10(b) a bar in circumstances when, although .
“. none of the material elements of the charge in a
complaint need necessarily be proved through
" reference to the barred period — so that utiliza-
‘ tion of evidence from that period is ostensibly
only forthe purpose of giving color to what is
involved in the complaint —. yet the evidence in
-fact marshalled from within the six-month pe-
riod is not substantial, and the merit of the
allegations in the complaint is shown largely by
reliance on earlier events. News Printing Co., 116
17
N.L.R.B. 210, 212; Universal Oil Products Co.,
108 N.L.R.B. 68; Tennessee Knitting Mills, Inc.,
88 N.L.R.B. 1103. However, we express no view
on the problem raised by such cases, for here we
need not go beyond saying that a finding of
violation which is inescapably grounded on
events predating the limitations period is direct-
ly at odds with the purposes of the § 10(b)
proviso.” 362 U.S. at 421-22.
The question which this Court thus left open in ~-
Machinists is now squarely presented by this case. As we .
‘shall demonstrate below, it has repeatedly arisen in a
variety of contexts, and has léd to conflicting and
inconsistent decisions by both the courts of appeals and
the Board. Since this is an issue of fundamental impor-
tance in the administration of the Act, it should now be
settled by this Court.
I
The decision of the Court below is in direct conflict
with decisions of other courts of appeals. For example, in
Sheet Metal Workers’ Int'l Ass’n v. NLRB, 293 F.2d 141
(D.C. Cir. 1961), cert. denied, 368 U.S. 896 (1961), the
court was confronted with a Board finding that a union
had violated Sections 8(b)(4)(B) and (C) of the-Act; 29
U.S.C. $8. 158(b)(4)(B), (C), by inducing employees of
certain other employers to refuse to handle or install
‘products manufactured by Burt Manufacturing Company.
Under the ‘statutory provisions involved, such conduct
- would constitute a violation only if “an. object thereof”
was to force Burt “to recognize or bargain with” the
union. Although fhe allegedly unlawful conduct occurred
within the limitations period, “the Board’s finding that an
object of petitioners’ conduct was to compel Burt to
recognize Local 70 was based exclusively on evidence of.
events antedating December 5, 1956,” the date on which
the six-month period commenced. Id. at 146 (emphasis
meee.
Na 8 ens per we en ame tae ot tome
a
The union in that case, like the Company here, argued ©
that the Board may not rely wholly on events which
‘occurred outside the six-month period even to prove the
| unlawfulness of conduct occurring within that period. The
District of Columbia Circuit, however, unlike the Ninth
Circuit in this case, held to the contrary. After reviewing
and quoting at length the opinion of this Court'in the
Machinists case, the court concluded:
“In this case the Board has relied upon events
occurring prior to the limitation period to ‘shed
light on the true character’ of. the objective of
petitioners’ conduct within that period. Thus,
such events are ‘merely evidentiary.’-As such,
they are admissible in support of charges under
8(b)(4)(B) and (C) and their probative weight is
for the Board’s determination .... It follows
that the Board’s finding that an object of the
Local’s conduct was to: obtain recognition is
supported by substantial evidence.” Jd. at 147.
' The issue in that case is strikingly similar to the question ©
presented here. In both cases, the legality of conduct ©
occurring within the- six-month period depended entirely
_ on its “object” or purpose. In the Sheet Metal Workers
_ case, the question was whether thie “object” of certain
actions taken by the union within the six-month period
was to force Burt Manufacturing Company to recognize
and bargain with it. In the present case, the issue was
whether the “object” of the Company’s b g activ-
ities within the six-month feriod was to,frustrate the
negotiations and prevent the consummation of an agree-
ment. In both cases; the Board found-the unlawful object
on the basis of evidence which antedated the limitations
- period. The District of Columbia Circuit held that it was
. proper for the Board to rely on such evidence, the Ninth
Circuit held that it was not. Both courts relied on their
respective interpretations of the opinion of this Court in
the Machinists case. The conflict could not be more clear.
19
Another more recent decision of hs District of Colum- ;
bia Circuit is also inconsistent with the result reached in
the present case. In International Union, United Automo-
bile Workers v. NLRB, 363 F.2d 702 (D.C. Cir. 1966); °
cert. denied, 385 U.S. 973 (1966), an employer, after.
refusing a union’s demand for recognition and bargaining,
proceeded to engage:in a variety of unlawful activities in»
an effort to dissipate and undermine the union’s support’
among the employees. The Board found that the union -
represented a majority of the employees at the tirhe of its ~®
original demand for recognition and at all relevant times
thereafter, and ‘therefore held .that the employer had
unlawfully refused to bargain: However, the union’s
demand for recognition, and the company’s express refusal .
to bargain, had both occurred more than six months prior
to the filing of the charge, -and were not repeated
thereafter. The company therefore argued that the charge,
insofar as it alleged an unlawful refusal to bargain, was -
barred by Section 10(b). The court disagreed and upheld
the Board’s finding that the company’s subsequent con-
_ duct constituted a “‘continuing refusal” to bargain with the
union:
“The Company contends that the con-
tinuing offense theory is impermissible in
light of Local Lodge No. 1424 Interna-
tional Assoc. of Machinists v. NLRB, 362
U.S. 411, 80'S. Ct.«822, 4.L.Ed.2d 832
(1960). That decision cannot be viewed so
broadly. When within the six-month period
there has been active conduct, as. con-
trasted.with mere passive inaction follow-
ing an old offense, it is open to the Board
‘to refer to previous acts “to shed light on
the true. character of matters occurring
within the limitations period.” 362 U.S. at
416, S.Ct. at 826. In effect what was ©
involved here was a basic Company ap-
proach started more than six thonths prior
to the charge, but carried forward by more
©
Pr eta OP ene soeneene nh aE pot — eee ca ies CS eee te
-.8
20
recent actions. The Board in effect viewed
the actions within the six-month period as
reiterations by deed of the underlying
refusal to bargain and hence as establishing
a violation of Section 8(a)(5). We think this
was within its authority under the a ” Id.
at 706-707. ;
This reasoning is plainly at odds with the approach token
by the court below. In the present case, the.court held that
it was impermissible ‘for the Board to ‘treat conduct
occurring within the six-month period as a continuation of
“‘a basic Company approach started more than six months
prior to the charge,” ‘in the absence of some substantial
evidence, drawn from the six-month period itself, that the
company was guilty of the unfair labor practice with
which it was charged. In the Auto Workers case, the
actions taken by the company within the six months,
although unlawful for other reasons, could not in them-
selves provide the basis for a finding of an unlawful refusal
to bargain. Only when viewed in the light of earlier events
was such a finding possible. Nevertheless, the Board made
such a finding, and the Court of —— in that case
sustained it.
Also. in conflict with the decision below are the
decisions of three other circuits on the question of
whether the Board may find an unlawful. refusal to
_ reinstate “unfair labor practice” strikers in a situation in
which the underlying unfair labor practice which caused
the strike occurred more than six months prior to the
filing of the charge. The Board has long held that when a
strike is caused or prolonged by an employer’s unfair labor
‘practice, it is a violation of: Section 8(a)(3) of the Act for
the employer to refuse to reinstate the strikers upon their
unconditional request, even if permanent replacements
have been hired in the ‘interim. The Board has also held,
however, in a case which arose shortly after the enactment
of the limitations proviso of Section *10(b), Greenville
Cotton Oil Co., 92 N.L.R.B. 1033 (1950), affirmed sub.
- ne ee ee ere a easieenmnmennntl - Dd « .
21
nom., American Fed. of Grain Millers v. NLRB, 197 F.2d
451 (Sth Cir. 1952), that a charge alleging an unlawful
refusal to reinstate unfair labor practice strikers is untime-
ly if filed more than six months after the occurrence of the .
original unfair labor practice which provoked the strike.
Three courts of appeals have disagreed with this view, and
have held instead that a charge is timely if filed within six
months of the denial of reinstatement.
The first of these decisions was NLRB v. Brown & Root,
Inc., 203 F.2d 139; 145-46 (8th Cir. 1953), in which the
court expressly disapproved the Board’s.decision in Green-
ville Cotton. The Board itself had distinguished Greenville...
* Cotton Yon the ground that, in Brown_&-Root, the unfair
labor practice which had ‘provoked the strike had been the
subject of a separate charge, which had been timely filed
and which had been adjudicated in a separate proceeding.
The Eighth Circuit, however, expressly disclaimed reliance
on this distinction, and instead enforcéd the Board’ s
decision on the ground that Greenville Cotton itself was an
- “illogical”? decision. Id. at 145-46.
The Sixth Circuit reached ‘the same result in Philip
Carey Co. v. NLRB, 331 F.2d 720 (6th Cir. 1964), cert.
denied, 379 U.S. 888 (1964). The court in that case, after
noting the conflict between the Board’s decision in
Greenville Cotton and the Eighth Circuit’s decision in.
Brown & Root, held that “the more logical approach” was
that reflected in the latter case. /d. at 732.
Finally, the Fifth Circuit, which had originally affirmed
Greenville Cotton, appears to have reversed its position in
NLRB vy. American Aggregate Co., 305 F.2d 559, 563 (Sth
Cir. 1962):
“In a § 8(a)(3) striker reinstatement case
the significant thing is not when the strike
started, or how long it has gone on. What is
important is the status of the returning .
striker, This is because an employer’s re-
sponsibility of reinstatement is quite differ-
4
eS |
22
ent for those who struck to gain economic
bargaining power than it is for those who
struck as a protest against an employer’s
unfair labor practices. Determination of the’
; employees’ status must therefore necessar- .
- ily depend on the causes of the strike. It is.
inescapable that such evidence will have to
go back to the beginning, or at least to the
time the character of the strike changed.
But § 10(b) does not bar evidence. It bars
’. charges. The charge under review was not
the Company’s actions giving the strike its
‘ unfair labor practice character. It was that,
within the 6 months’ period; the Company
refused to reinstate an employee then
having a ‘significant status entitling him to
different treatment.” ,
Plainly, ‘the decisions in Brown & Root, Philip Carey,.
and American Aggregate are: all inconsistent with the |
decision of the court below in the present case. Indeed,
one of the Board’s findings in this case was that the: .
strikers here were unfair labor practice strikers entitled to
reinstatement upon their unconditional request: The court —
reversed that finding on the ground that the underlying
unfair labor practice itself, although it admittedly occurred -
within the six-month period, could be established only by
reliance upon evidence which antedated that period. In the
three cases cited above, on the.other hand, the courts held
_ that even -if the underlying unfair labor practice itself
occurred outside the limitations period, the Board could
still find that certain strikers were unfair labor practice
strikers, and order their reinstatement.‘ ,
4- It should be noted that this Court, in Machinists, cited -
Greenville Cotton a% one example of a Board decision holding that a
charge is barred -by Section 10(b) “where the gravamen of the unfair
_ labor practice complained of lay in a fact or event occurring during
the barred i ” 362 US. at 420. It is therefore possible to argue
_ (footnote <a on page 23)
23°
II | :
' The Board’s own decisions have not been consistent on
_ .the question presented in this case, and have thus - _
contributed to the present confused state of the law.
In Machinists this Court cited three Board decisions as
holding that a-charge is barred by Section 10(b), ¢ even if it
alleges a violation occurring ‘within the limitations period,
“if the evidence in fact marshalled from within the -
six-month period is not substantial, and the merit of the
~ allegations... is shown largely by’ reliance on earlier
events.” This rule, with respect. to which this Court ;
expressed. “no view,” is the one which the Court _—
applied in the present case.
The three cases referred to were News Printing Co.; 116
N.L.R.B. 210 (1956); Universal. Oil Products Co., 108
N.L.R.B. 68 (1954); Tennessee Knitting Mills, Inc., 88
N.L.R.B. 1103 (1950). Two of these cases presented a
quite different problem than that involved here. Both
Universal’ Oil’ Products and. Tennessee Knitting Mills
‘ involved” charges which- alleged that the employers had
unlawfully assisted or dominated a labor organization in _
Violation of Section 8(a(2) of the Act,.29 U.S.C. § —
158(a)(2). In both cases, the evidence showed considerable
unlawful conduct prior to the six-month period preceding
the filing of the charge, but no significant acts of assistance
or domination .with that period. The Board concluded i in
(continued from page 22)
that this Court has impliedly approved Greenville Cotton, and that
the court of appeals decisions to the contrary are therefore in
‘conflict with the decision of this Court. On the other hand, since
both American Aggregate and Philip Carey were decided subsequent
to Machinists, it is apparent that at least two courts of appeals are
‘not persuaded that this Court has-settled the issue. Thus, whatever °
the merits of those decisions, they at least demonstrate that there is
considerable conflict and confusion among the circuits as to the
extent to which the Board may rely upon events which occurred
more than six months prior to the filing of an unfair labor practice
_ Charge in order to determine whether a violation has occurred within
that ‘six-month period. -
ne ccc aslilinaeiieioeate athdoabaalcamaiel eiahehnie PPT ER PIER ITS ac a ace aac Ses Sl
"ee ae
- each case that such allegedly unlawful acts as hiad occurred
in the six-month period were too “insubstantial” to
constitute an unfair labor practice, and that Section 10(b) ©
‘ ‘precluded a finding of a violation based entirely on the
- earlier events: These cases merely stand for the proposition
that there ‘can be no unfair labor practice finding in: the
six-month period which constitutes a violation of the
. 4 stafute. They do not involve the question presented in this
case, which is whether the Board may look to earlier
events to determine’ whether an act (or failure to act) —
which has occurred within the- six-month period was or
was not unlawful.
Of the three cases referred to site: only News Printing
Co., 116 N.L.R.B. 210 (1956), dealt with this issue. There
the allegation was that the employer had discriminatorily
‘denied wage jincreases to certain employees because of
their union activities. The evidence drawn from the
six-month period showed only- that certain employees had
in fact been denied wage increases, but not the reason or
motive for that denial. However, a prior Board decision in
an eaflier case had found the same employer guilty of
discriminating against the same employees, and others,
because of their union activities, and such prior discrimina-
tory conduct had included refusals to grant wage increases
* to union supporters. On. the basis of these prior findings,
the Trial Examiner concluded that the employer had
3 absence of some act (or failure to act) within the —
7@
simply repeated. the same pattern of unlawful conduct...
The Board held; ‘however, that while the earlier decision |
“was admissible as background evidence, it was improper
for the Trial Examiner to give it- independent and
controlling weight in \ determining whether the Respondent .
_ had discriminatorily denied wage increases to the Charging
Parties in violation, of the Act.” Jd. at 212.
On: the other hand, the Board, in subsequent cases, —
has reached the. opposite result on almost identical facts.
For example, in Paramount Cap Mfg. Co., 119 N.L:R.B.
785 (1957), enforced, 260 F.2d 109 (8th Cir. 1959), the |
PTDL LY PRL ALES LTT PELE REE LEONE AA ING AE POLARIS NO eS . « de is
employer was found guilty of discriminatorily . denying
re-employment ‘to two laid-off employees, although the
- only evidence of a discriminatory motive was contained in
_/ the record of a prior Board proceeding which showed that . an
_ more than six months prior to the filing of the charge the
empléyer had expressed hostility toward the Union, and —
had threatened reprisals for union activity. The only
difference between Paramount and News Printing was that
in the former case the employer had offered an innocent
explanation for his actions, which the\Trial Examiner had
discredited, while in th¢ latter case the employer had
offered no évidence at all: The Board attempted to use this
difference as a basis for distinguishing the cases, but it is
Clear that in both cases the only affirmative evidence of
the discriminatory motive, which. was an, essential element
of the violation, consisted of actions or ‘statements of the
employer which had: occurred prior to the Section. ‘10(b)
period. Yet in one case the Board found a violation, and in
the other it refused to do so... ‘two subsequent cases
involving essentially similar,facts, the Board followed
Paramount rather. than News Printing..Dan River Mills,
Inc., 125 N.L.R.B. 1006 (1959); Newton Falls Paper Mill,
Inc., 144 N.L.R.B. 1470 (1963). See also Banner Die
Fixture Co., 109 N.L.R.B.: 1401 (1954), 115 N.L.R.B.
~ 1692 (1956); enforced, 42 L.R.R.M. 2604 (6th Cir. 1958).
In other types of cases the Board has similarly found
unfair ‘labor practices to have occurred within the limita-
tions period, although essential elements of the violations ..
involved could be proved only by using evidence which =
antedated that period. Thus, for example, the Board has
held picketing to be unlawful because its ‘“‘object’’ was to
obtain recognition, although the unlawful object was
proved entirely by evidence of events occurring more than
six months prior to the filing of the charge. E.g., General
Teamsters Union Local 912, 120 N.L.R.B. 1577 (1958); ©
Paint, Varnish & Lacquer Makers Union, 120 N.L.R.B.
1425 (1958). The Board has also held unlawful a job
referral system which ‘gave preferential rights to em-
ployees with longer service, ‘because it was om that the
parties in the past — prior to the Section 10(b) period —
-had discriminatorily given preferential employment rights
to union members. Thus, what appeared on its face to be a
non-discriminatory seniority system was shown, by evi-
dence of events which had occurred outside the limitations
period, to constitute a method of perpetuating a discrimi-
natory system. Local 269, Int'l B’hd of Elec. Workers, 149 -
N.L.9B. 768. (1964), enforced, 357 F.2d 51 (3d Cir.
1966). On the other hand, in Bowen Products Corp., 113
N.L.R.B. 731 (1955), the Board reached the opposite
result in an analogous situation.
In short, this eckiliian ot this Dod wes so euntitgt ent:
inconsistent as the decisions of the courts of appeals. Itis
thus apparent that this important area of the law can be
clarified only by this Court.
| in | he
The importance of the question presented in this case is
demonstrated by the frequency with which it has arisen in
litigatién under thé National Labor Relations Act. As the
cases canvassed above make clear, there are many unfair
labor practices which are difficult or impossible to prove
without reliance on evidence of events which have oc-
curred prior to the six-month limitations period. There are
at least two reasons why this is so. First, there are many
-unfair labor practices which require a showing of motive,
intent, object, or purpose. These elements cannot usually
be proved by direct evidence; they must be inferred from a
pattern or course of conduct, which frequently extends
over a long period of time. Second, the problem. is
exacerbated by the fact that the limitations period
prescribed by the National Labor Relations Act is only six
months, whieh is much shorter than that prescribed by
most statutes of limitations. The issue involved in the
present case, therefore, is much more likely to arise under
the National Labor Relations Act than under most other
_ Statutes.
27
It follows that the enforcement of the substantive ©
provisions of the Act will likely be seriously hampered
until the issue presented here is finally resolved. The .
present confused state of the law tends to encourage
litigation even in cases where the substantive violation is
clear, simply because of the possibility that the Board ora |
court may ultimately find that the case is time-barred.
Moreover, the General Counsel of the Board himself is not
now in a position to determine with certainty whether a
charge’ is or is not timely under Section 10(b). In some ©
cases, therefore, he may .erroneously refuse to issue a
complaint when one is warranted, thus finally foreclosing
the .enforcement of the Act in the particular case. An
example of a situation in which this almost occurred is
Swift Service Stores, Inc., 169 N.L.R.B. No. 33, 67 .
L.R.R.M. 1181 (Jan. 26, 1968), where the charge was
originally dismissed by the General Counsel on the ground ~
that it was time-barred: Thereafter, the charging party
took the unusual step of requesting the General Counsel to
reconsider his action, whereupon the General Counsel
reversed his earlier decision, and issued a complaint. /d. at
1183-1184. The Board ultimately found a violation, but in
doing so it ‘hhad to struggle not only with the Section 10(b)
issue, but also with the question of the General Counsel’s
power to reverse himself ‘ater originally dismissing a
charge.
The limitations proviso of Section 10(b) has been a part
of the statute since 1947. Although it has been the subject
of much litigation, the cases have served more to. confuse
than to clarify the issue of whether, and to what extent,
the Board may rely on evidence dating from before the
limitations period to determine whether a violation has
occurred within that period. This Court decided one aspect
of that problem in the Machinists case; the present case
presents the other aspect of the problem, which was
expressly left open in Machinists. This issue, as we have
seen, has arisen frequently, and has been the subject of
inconsistent and conflicting decisions by both the Board
28
and the courts. It is a question of Sendumental importance
in the administration of the National Labor Relations Act.
_ It should now be decided by this Court.
s
CONCLUSION
For the reasons stated above, this petition for a writ of
certiorari should be granted.
* Respectfully submitted,
JERRY D. ANKER
| 1730 K Street, N.W.
7 Washington, D.C. 20006
JOHN TADLOCK
JAMES J. CRONIN
¢ _ 1840 California Street
Denver, Colorado 80201
Attorneys for Petitioner
COLE AND GRONER
1730 K Street, N.W.
Washington, D.C. 20006
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