Opposition Brief — Colon v. Feliciano
Supreme Court brief1990
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Le UPRPUSLI. LVDS
“i SY OS Ra eM, mete tinate a satl
TT OF CE ee LAE
tl wee * aD > a, ae st
‘ean: Juan, Puerto Rico 00936
Romiuhe (809). 250-5658
Carlos V. Garcia-Gutiérrez
‘fexty Anduze-Montafio
117 ‘oe a mopneval t Ave.
American University
. Box 8897
dez Juncos Station
, Puerto Rico 00910
.
No. 89-1904
SUPREME COURT OF THE UNITED STATES
October Term, 1989
Rafael Hernandez Colon, et al.,
Petitioners,
vi
Carlos Morales Feliciano, et al.,
Respondents.
_ On Petition For A Writ of Certiorari To The
United States Court of Appeals For The First Circuit
RESPONDENTS! BRIEF IN OPPOSITION TO PETITION
FOR WRIT OF CERTIORARI
Rafael Péerez-Bachs
Counsel of Record
G.P.O. Box 4225
San Juan, Puerto Rico 00936
Tel.: (809) 250-5658
Carlos V. Garcia Gutiérrez
Harry Anduze-Montano
117 Eleanor Roosevelt Ave.
Suite 303
Hato Rey, Puerto Rico 00918
Harvey B. Nachman
José Fernandez Sein
P.O. Box 9949
Santurce, Puerto Rico 00908
Carlos Ramos
Inter American University
P.O. Box 8897
Fernandez Juncos Station
Santurce, Puerto Rico 00910
atin
TABLE OF CONTENTS
io ee
II. Summary of Argument: Reasons to Deny the Writ
TELE EET EEE EUEEL ECE
ee ee ee sees eee ee ee eee eee ee
TABLE OF AUTHORITIES
Cases
Carruthers v. Duran, 56 U.S.L.W. 3654,
3831, 486 U.S. 1046, 100 L.Ed. 2d 627 (1988) ........
Cohen v. Beneficial Industrial Loan Corp.,
337 U.S. S41, 93 L.EG. 1528 (1949) cc cnc ccnvnccceees
Colon, Gov. of Puerto Rico v. Feliciano,
58 U.S.L.W. 3597, 108 L.Ed. 2d 646 (1990) ...........
Coopers & Lybrand v. Livesay,
eee Meee Se E.Me, SO SSL (1978) .. 2... ees e cece:
Cullen v. Margiotta,
re ee EE Gs 29B7) www cence n se ncensesecesss
Dardar v. Lafourche Realty Co., Inc.,
wee Os Oe Bee (SEM CLF. T9BS) 2c cece eesscccnceeccssee
Feliciano v. Barcelo, 497 F. Supp. 14
Nee ana seen es besaceesecusvees
Ex Parte Fahey, 332 U.S. 258,
Re Oe ee
Hastings v. Maine-Endwell Central School District,
G76 FP. 20 BOS (20 CAF. 1982) .ncccevveccccccccssceses
Hensley v. Eckerhart, 461 U.S. 424,
UM RM eww eee neeccensaccneccs
Jones Hirsch Connors & Bull v. U.S. District
Court for the District of Puerto Rico,
DCMLEa, SESE, 2600, 3693 (1990) ......ccccccecess
10,
12
ll
12
13
11
ieee
=i1ii-
Lac Courte Oreilles Chippewa Ind. v.
State of Wisconsin, 829 F. 2d 601 (7th Cir. 1987) .... 10
Lauro Lines v. Chasser, 490 U.S. ;
ee Ss ee NS, ko SCs wx 0 dss SRR See ORS 17
Lewis v. Continental Bank Corporation,
494 U.S. » BOS Le BG. 24 400 (1990) «cen ccccsncccses 5
Library of Congress v. Shaw,
476 0.6. 326, $2 b-BA. 26 BESO (19SEC) 2. ce ccvccnscccess 14
Mallard v. United States District Court for the
Southern District of Iowa, 490 U.S. ,
ee Bi cab a eae eee Keke ae 13
Missouri v. Jenkins, 491 U.S. ,
SD Ds Se GOW EEPOOE Beha ce he eee eee tea eees 3, i4, 15, i6
Morales Feliciano v. Hernandez Colon,
ee a ee ee Gs RET E So kha Sh ce cada saensances 1, 19
Morales Feliciano v. Hernandez Colon,
OP Fa. Ws BO Fcc BOT) hoki kc ce cee es ciadacanes :,
Morales Feliciano v. Hernandez Colon,
eS i eS ee) ae ee eee 1, 19, 20
Morales Feliciano v. Hernandez Colon,
Cee ©. Ws OE Cc cils SEES Seon ck cee cccuweneswaas 2, 26, 21
Morales Feliciano v. Hernandez Colon,
ef ee aS SS ee Pre Tee eee eee 1, 20
Morales Feliciano v. Parole Bd. of Com. of P.R.,
887 F. 2d 1 (lst Cir. 1989), cert. den.
LOG L.BG. 26 GEG C1990) ccccesecesscsencssscaensssveecs i+ ae
Morales Feliciano v. Romero Barcelo,
672 F. Gump. S91 (D.PiR. 2906) oo occ cee ceric ccc e sees 1, 18
Pennsylvania v. Delaware Valley Citizens' Council
for Clean Air, 483 U.S. 711, 97 L.Ed. 2d 585 (1987) .. 14
Rosenfeld v. United States,
Cee Os. Gee PEP Eee CAE. BOGR) ncn nc cau chen ccc cecicwess 10, 16
Seigal v. Merrick,
GAD Fs 2G BES CHE CAE. B9GO) ccc cccnccssssssvvscccener 10
——————————————————————————— LLhLhLhlhlhlh CT
Shipes v
-iv-
. Trinity Industries, Inc.,
883 F. 2
& 22D (SER CAE. ASSO) casncoceesoacscvcnsusescess
United States v. State Tax Commission of Mississippi,
Coe was SEes ae Gees OEE SEDTED 4c 00 6 6n0eewu sce vas
Webster v. Sowders,
Dee Ws We BOSe COUN CAs. 1GOR) 6o ccc cn seeccnsecwswaae
Statutes
Re te ee >, + ere ee a ee
er acts DOREE 60 0666-04506 055000 58k 505804664006 64464
OP Sic BRB cGAREE) 6a ccc cceawencensceenesesssescen
Rules
Dee COUPE RULES 10.2. acccsnesasenesvecsasese 6, 12
PURTORO COUFT RULES 13.1. ANG 13.2. weccsvecccsscvscas
Dee. GOMES BAAS 16.5. a cccnestanerceesesesessscesses
First Circuit Local Rules 36.1. and 36.2. ............
Other Authorites
American Jurisprudence Proof of Facts, "Damages"
(1959)
Proof 22
10
11
SUPREME COURT OF THE UNITED
Ictober Term, 1989
Rafael Hernandez Colon, et
Petitioner
On Petition For A Writ of Certiorar1
United States Court of Appeals For The
RESPONDENTS' BRIEF IN OPPOSITION TO PETITION
can wae OF CERTIORARI
I. Statement of the Case
In an on-going civil rights class action
1979, which, in turn, had absorbed by cons
cases dating back to 1976, ° and which continue
Feliciano v. Barcelo, 497 F. Supp. 14
Morales Feliciano v. Hernandez Colon, :
(D.P.R. 1987); Morales Feliciano v. Hernandez
F. Supp. 26 (D.P.R. 1987); Morales Felician
Colon, 697 F. Supp. 37 (D.P.R. 1988); Morales
Hernandez Colon, 704 F. Supp. 16 (D.P ]
Feliciano v. Parole Bd. of Com. of P.R., 887
Cir. 1989), cert. den. 108 L.Ed. 2d 646
e Morales Feliciano v. Romero Barcelo, 67
593, n. 1 (D.P.R. 1986).
to this day, as recently witnessed by this Court,” the United
states District Court for the District of Puerto Rico made an
award of interim attorneys' fees on September 20, 1988 (the
"1988 interim fee award"). Morales Feliciano v. Hernandez
Colon, 697 F. Supp. 51 (D.P.R. 1988); Pet. Ap. 24a-52a. This
1988 interim fee award was overdue because the District Court
had recognized that respondents had long been prevailing parties
(Pet. Ap. 3la) and their counsel had been serving without
sompensation for years and years.
Both sides appealed the 1988 interim fee award to the
United States Court of Appeals for the First Circuit. Three
appeals were docketed with that court, nos. 89-1193, -4 and -
5. No review was sought by writ of prohibition. On May 10,
1989, in an unpublished decision, the Court of Appeals dismissed
all of them "for lack of jurisdiction." Pet. Ap. 53a. It ruled
that the 1988 interim fee award “is not a final order, appeal-
able under 28 U.S.C. 1291." Id. It also ruled that "the
collateral order exception as expressed by Cohen v. Beneficial
Industrial L 337 U.S. 541 (1949)" was "unavailing" to
Support immediate appellate review of the 1988 interim fee
award. Pet. Ap. 54a. Thus, “appeals numbered 89-1193, 89-1194
and 89-1195" were "dismissed without prejudice, for the reason
Bis No. 89-1016, Colon, Gov. of Puerto Rico v. Feliciano, 58
U.S.L.W. 3597, 108 L.Ed. 2d 646 (March 19, 1990 order
denying petition for writ of certiorari).
that this c
55a.
Petitioners were
because they failed to peti
Petitioners did not see fit t
claim by them to the
1989 decision (Pet.
collateral order doctrine," t
precedents and conflict/ing
1s they now -Lalilm Pet. el
January , 1990 decision (Pet
foc award, +he tria irt
for delay; and als refused
] + Of the applicable "t t
reduced histor ate
wWOrKEeEC
the d . pen t ' ~~
Jrant an ennancement tf é
this Court might render in w
Jenkins, 491 ;
Indeed, by ler of ept
adjusted the 1988 nterim f
4. 697 F. Supp. at 57-58
apparent]
ct
/
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tion this
effect
A p.
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in
Jenkins (the "1989 enhancement"). Fur
interim fee award only covered work performed up t t
187, the District Court also made a se | te f¢
-overing the period December 1, 1987 to July L19 t}
YY) T
iterim fee award"); but this one did not t
10n for delay in the form of interest
found to be current in the 1988 nterim fee n
oO
2)
o this 1987-89
period. Pet. Ap. 4a
[This second time, nly petitions
nited States Court of Appeals for ti
y appeal (no. 89-1997) and, a ftert
rit of prohibition -
189 dispositi t f t
terim fee ward
+ f Ap} ‘
‘
ww ‘ ’
t Dp¢ t t é 3
PI
e in thelr op; t to the moti t i1ismiss the
et. Al mpha e petiti f writ of pr
j led because S i é t resent he extraordl!
Iimstances necessa t rant 2Cn petition.” Pet.
hese January / lecis ns were 1kewlse not publ
h C I — : ‘
Ap.
+
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a 4
ished.
Petitioners were not content with the Court of Appeals'
January 1990 decision; but their conduct negated any claim of
irreparable injury or extraordinary circumstances to support
interlocutory review. Instead of immediateiy seeking review
from this Court, they requested and obtained the longest
extension of time possible, adding 60 days to the already
generous 90-day period to petition for certiorari.° Their
petition herein is dated June 4, 1990, the very last day of the
extended term and 150 days after the Court of Appeals' Janu-
ary 5, 1990 decision. In the meantime, petitioners have paid
into court what, according to them, are all of the amounts owing
to respondents under the 1988 and 1989 interim fee awards and
the 1989 enhancement. See Appendix hereto. This important fact
is not disclosed in the petition for certiorari. In respon-
dents' view, it permeates this whole affair with a strong aroma
of mootness.’
Petitioners do not seem to understand what, at this stage,
cannot be brought before this Court:
A. Whether or not the i988 interim fee award (Pet. Ap.
24a-52a) was correct;
6. Pet. 2; see Supreme Court Rules 13.1. and 13.2.
Té United States v. State Tax Commission of Mississippi, 41
U.S. 363 at 368, n. 10, 37 L.Ed. 2d 1 at 7-8, n. 10 (1973).
See also Lewis v. Continental Bank Corporation, 494 U.S.
, 108 L.Ed. 2d 400 (1990).
B. Whether or not the Court of Appeals' May 10, 1989
dismissal of the three appeals from the 1988 interim
fee award (Pet. Ap. 53a-55a) was correct; or
c. Whether or not the 1989 enhancement and the 1989
interim fee award (Pet. Ap. 4a-23a) were correct.
The only issue arguably within this Court's jurisdiction,
whether or not the Court of Appeals' January 4, 1990 dismissal
of petitioners' appeal from the 1989 enhancement, and from the
1989 interim fee award, and its refusal to issue a writ of
prohibition, were correct, is not of sufficient import to merit,
by itself, review by this Court. In addition to any claim of
alleged error, the issue must also merit the exercise of
discretion by this Court because of particular circumstances
(some of which are described in Supreme Court Rule 10.1.).
Stated otherwise, the mere, isolated fact that the Court of
Appeals arguably may have "erred" is insufficient to merit
rectification of the alleged "error" by this Court. Addition-
ally, there must be an inter-circuit conflict; or defiance by
the Court of Appeals of controlling Supreme Court precedent; or
a decision of an important question of federal law which has not
been, but should be, settled by this Court.
In this particular case, in their first "reason for
granting the writ" petitioners claim there is an inter-circuit
conflict between the First, Fifth, Seventh and Ninth Circuits
on one side and the Second and Sixth Circuits on the other; and
in their second "reason for granting the writ," petitioners also
Claim there is another conflict, this time between the First and
Ninth Circuits. In both “reasons for granting the writ"
petitioners claim that the Court of Appeals "depart{ed] from
this Court's precedents." There are no inter-circuit conflicts,
even superficially; and the Court of Appeals obeyed this Court's
controlling precedents.
Respondents note that petitioners' allegation to the effect
that the Court of Appeals "depart({ed] from this cCourt'
precedents" is just that, a bald and unsupported claim.® Albeit
some cases are cited, petitioners fail to explain --- even
inartfully --- exactly how was it that the Court of Appeals
"departed" from Cohen and its progeny; or exactly how was it
that the denial of a writ of prohibition defied controlling
precedent from this Court as to the standards for the issuance
of such a writ. Thus, both "reasons" asserted by petitioners
"for granting the writ" fail the test of Supreme Court Rule
3.6."
II. Summary of the Argument: Reasons for Denying the Writ
A. This Court recently examined the same (or very
Similar) issues now presented by petitioners and found them
8. Or, in petitioners' own language, an "unexplainable and
unexplained" claim (Pet. 17).
9. "The failure of a petitioner to present with accuracy,
brevity and clearness whatever is essential to a ready and
adequate understanding of the points requiring considera-
tion will be sufficient reason for denying the petition."
unworthy of review. Nothing has changed
them worthy of review by this Court.
B. There is no real inter-circuit conf
first issue presented for review, especial
the -ourt of Appeals' decision herein wa
Instead of “depart[ing] from this Court's pre
of Appeals' decision was compelled by them
Cc. There is no inter-circuit conflict
of Appeals departed from this Court's pr
second issue presented for review.
D. The final result sought by petit
standing policy against piecemeal appeals.
E. The final result sought by petitions
policy against extensive, protracted, satellit:
ln Civil rights cases.
A. [he first issue presented for review
interim fee awards should be immediately
special Cohen exception "in cases of protract:
reform litigation with no foreseeable finality"
enhancement to an interim fee award should be 1likew
able as still another Cohen exception). The sec
a subsidiary issue which depends on the first
interim fee award does not qualify for Cohen appe
ment, an enhancement to an interlocutory, non-appeal
fee award can hardly qualify as a Cohen exceptior
This Court examined the issue of the immediate ap-
pealability of interim fee awards (coincidentally, in a civil
rights case strikingly similar to this one: a class action over
prison conditions, No. 87-1325, Carruthers v. Duran, 56 U.S.L.W.
3654 (1988)). If anything, the similar issue presented in
Carruthers was portrayed with more urgency for review by this
Court because the fee awards in Carruthers were made post-
final-judgment, for monitoring and enforcement of an injunctive
decree, and thus it could not be held --- as the Court of
Appeals ruled herein --- that the interim fee awards could
eventually be reviewed by appeal as of right from the final
judgment.
This Court did not find the issue presented in Carruthers
worthy of review and thus certiorari was denied on June 6, 1988.
486 U.S. 1046, 100 L.Ed. 2d 627. The petition herein comes two
years after that denial, almost to the day. But for that
"distinguishing" factor, the basic issue remains the same and
the passage of two years has not made the issue any more worthy
of review. It remains just as unworthy of review as it was two
1
years ago.”
10. Although not as similar to this case as Carruthers vy.
Duran, but more recently, in case no. 89-1082, Jones Hirsch
Connors & Bull v. U.S. District Court for the District of
Puerto Rico, this Court likewise found the issue presented
not to be worthy of review and thus the petition for
certiorari was denied on April 30, 1990. 58 U.S.L.W. 3690,
3693 (1990). In Jones Hirsch the question presented was
whether a district court order imposing sanctions against
counsel was final for purposes of immediate appellate
review by a federal court of appeals. 58 U.S.L.W. 3532,
B. The alleged inter-circuit conflict which petitioners
attempt to construct in their first “reason for granting the
writ" exists only in petitioners' imagination.
The Court may readily notice that the First Circuit's
ruling herein is perfectly in accord with the views of the
Second Circuit, Cullen v. Margiotta, 811 F. 2d 698 at 708 (2d
Cir. 1987); the Fifth Circuit, Shipes v. Trinity Industries,
Inc., 883 F. 2d 339 (5th Cir. 1989); the Seventh Circuit, Lac
Courte Orreilles Chippewa Ind. v. State of Wisconsin, 829 F. 2d
601 (7th Cir. 1987); and the Ninth Circuit, Rosenfeld v. United
States, 859 F. 2d 717 (9th Cir. 1988).
The First Circuit's alleged "conflict" with the views of
the Second Circuit, as exemplified in Seigal v. Merrick, 619
F.2d 160 at 164 n. 7 (2d Cir. 1980) is only timidly alluded to
at page 12 of the petition for certiorari. This is understand-
able, since the fees in Seigal were not truly interim fees in
a case of "protracted institutional reform litigation with no
foreseeable finality," as petitioners themselves characterize
this case in their first question presented for review.
Instead, the fees at issue in Seigal came at the tail-end of the
case: at the settlement stage, albeit a settlement that
eventually aborted, 619 F.2d at 163, and later the action was
finally dismissed, 619 F.2d at 164.
3690 (1990).
-ll-
The views of the Second Circuit, which are in perfect
agreement with those of the First Circuit herein, are better
shown in two cases to which petitioners do not refer: Hastings
v. Maine-Endwell Central School District, 676 F.2d 893 (2d Cir.
1982) and Cullen v. Margiotta, 811 F.2d 698 (2d Cir. 1987).
The only other "conflicting" decision to which petitioners
point is found in the Sixth Circuit, Webster v. Sowders, 846
F.2d 1032 (6th Cir. 1988), and it too is distinguishable, on its
particular facts, from this case. In the paragraph immediately
after the one cited by petitioners at page 11 of their petition
for certiorari, the Webster court explained its departure from
the acknowledged rule that “ordinarily orders awarding interim
fees in the course of litigation are not appealable":
The attorney fee order of Nov. 24, 1986, imposed
a prospective burden upon the State to pay large
monthly fees without any definite cutoff date, without
rulings on central legal issues in the case, without
specific findings or conclusions concerning theories
of liability and immunity and without assurances that
in the event of appellate reversal on the merits the
State could recover from plaintiffs' counsel the
Sizeable amounts already paid (a point conceded at
argument by plaintiffs' counsel)....
846 F.2d at 1035.
Unlike Webster, there is no order in the instant case
providing for prospective fees’ regardless of the issues or who
is the prevailing party; to the contrary, here the District
Court has made so many sufficiently "specific findings or
11. See District Court opinions cited at pages 1 and 2 of this
brief in opposition.
-12-
conclusions concerning theories of liability or immunity," that
petitioners readily concede (Pet. 8), as the District Court has
found (Pet. Ap. 31a), that respondents have been, throughout
this litigation, the prevailing parties in this case.
As the Fifth Circuit has explained in Dardar v. Lafourche
Realty Co., Inc., 849 F. 2d 955 (1988), the alleged "conflict"
among the circuits as to the immediate appealability of interim
fee awards is more apparent than real. The different results
reached by different circuits in different cases, as to the
applicability of the Cohen doctrine in this context, is due to
the specific facts of the particular cases or due to a failure
to apply all three prongs of the test articulated in Coopers &
Lybrand v. Livesay, 437 U.S. 463, 57 L.Ed. 2d 351 (1978).
Petitioners do not make a colorable claim that the Court
of Appeals' decision is in such direct conflict with this
Court's decision in Coopers & Lybrand as to merit review of the
former pursuant to Supreme Court Rule 10.1.(c). All the
petition contains is a passing reference to Coopers (Pet. 7),
without any reasonable explanation as to exactly how it was that
the Court of Appeals failed to heed this precedent. This fatal
flaw in the petition is not surprising, because Coopers &
Lybrand mandates the result reached by the Court of Appeals
herein.
The insignificance of the first question presented for
review is underscored by the First Circuit's decision not to
publish its January 5, 1990 refusals to immediately entertain
-}3-
interlocutory review. Pursuant to First Circuit Local Rules
36.1. and 36.2.(b)6., an unpublished opinion is "directed to the
parties... and may i.ot be cited im unrelated cases"; "may be
cited only in related cases"; i.e., has no precedential value.
This isolated dispute over an arcane point of federal
appellate jurisdiction hardly constitutes a matter cof national
importance which merits plenary review by this Court.
Cc. Petitioners' second "reason for granting the writ" is
nothing more than an argument that the Court of Appeals somehow
"erred" in refusing them a writ of prohibition (or now,
"supervisory mandamus"). Pet. 13-17. This is insufficient to
obtain review herein. Supreme Court Rule 10.1. Other than
merely parsing the case law, Pet. 13-15, there is no showing as
to how the Court of Appeals departed from the demanding stan-
dards established by this Court for the issuance of such
extraordinary writs. Ex Parte Fahey, 332 U.S. 258, 91 L.Ed.
2041 (1947); Mallard v. United States District Court for the
Southern District of Iowa, 490 U.S. , 104 L.Ed.2d 318 (1989).
Petitioners' argument seems to be that the District Court
somehow violated the XI Amendment by compensating for delay
using compound interest calculations; and that this "error" by
the District Court was of such extraordinary constitutional/
jurisdictional magnitude, that it compelled the Court of
Appeals' intervention by writ of prohibition. Pet. 15-17.
Petitioners' argument borders on the frivolous. They had
to demonstrate a "clear abuse of discretion," "conduct amounting
-14-
to usurpation of the judicial power," the absence of adequate
alternative means for relief,'* and that their right to issuance
of the writ was "clear and indisputable." Mallard, 104 L.Ed.2d
at 331.
In this case, petitioners faced two formidable barriers to
any such showing of extraordinary circumstances, which showing
the Court of Appeals understandably found was absent. Pet. Ap.
3a. First, there was controlling precedent from this Court to
the effect that an enhancement to an attorneys' fee award to
compensate for delay in payment does not violate the XxI
Amendment. Missouri v. Jenkins, 491 U.S. , 105 L.Ed.2d 229
(1989). Secondly, there was likewise controlling precedent from
this Court, iterated in Jenkins, to the effect that compensa-
tion for delay may be computed "either by basing the award on
current rates or by adjusting the fee based on historical rates
to reflect its present value." Pennsylvania v. Delaware Valley
Citizens' Council for Clean Air, 483 U.S. 711 at 716, 97 L.Ed.2d
585 at 592 (1987) (emphasized); cited in Jenkins, 105 L.Ed.2d
229 at 239. Thus, it was clear under Jenkins that the XI
Amendment presented no bar whatsoever to compensation for delay
“either by basing the award on current rates or by adjusting the
fee based on historical rates to reflect its present value."
Likewise, Library of Congress v. Shaw, 478 U.S. 310, 92 L.Ed.2d
12. The Court of Appeals found that petitioners did "not even
raise this issue [that irreparable injury would occur if
immediate review were withheld] in their opposition to the
motion to dismiss the appeal." Pet. Ap. 2a.
250 (1986), presented no such XI Amendment bar
protestations to the contrary” notwithstanding.
L.Ed.2ad 229 at 238-240.
Reduced to its essentials, then, petitioner:
that the District Court somehow "erred" in selecti!
alternative, instead of the "either" alternative, bot!
by Jenkins: it adjusted the original fee based
rates to reflect its present value,’ instead of awardi:
rates.” The Court of Appeals then somehow "erred" w!
heeded this Court's demanding standards by refuslr
wr.t of prohibition (now, "supervisory mandamus
actions taken by the District Court which we
authorized by Jenkins.
Under these circumstances, the Court of Appeal:
be faulted for its refusal to issue a writ of prohibit
Ap. 3a. Petitioners have not shown that there wa
abuse of discretion" or "conduct amounting to usurpati
judicial power"; much less that they were "clearly
13. Pet. 16.
14. By definition, "present value" calculations ar:
compound, not simple interest. American Jurisp!
Proof of Facts, "Damages," Proof 22, pp. 652-654 l
In eminent domain, where the delay in payment exceec
year, the federal government allows for compound inters
as just compensation. 40 U.S.C.A. 258.e-1(2 Se
28 U.S.C. 1961(b) (interest on money judgments entere
Civil cases in federal courts to be compounded an:
15. It did award current (1988) rates, without any inter:
for current (1987-1989) work. Pet. Ap. 84a.
putably " entitled to a writ of prohibition. These are hardly
compelling reasons that meet the reviewability standards found
in Supreme Court Rule 10.1.
As with the first "reason for granting the writ," petition-
ers' construction of an alleged "conflict" between the First and
Ninth Circuits, the latter exemplified in Rosenfeld v. U.S., 859
F.2d 717 (9th Cir. 1988), Pet. 15, is contrived. The Rosenfeld
court did not have a controlling precedent, like Jenkins, to
guide it in its examination of the sovereign immunity defense
raised by the United States, which the Rosenfeld court con-
Sidered to "implicate the district court's scope of
Irisdiction." 859 F.2d at 723. Thus, it exercised mandamus
Jurisdiction to review the defense, but eventually found no such
falid defense and denied the writ. Id. at
Here the First Circuit did exactly the same thing: deny the
writ. Pet. Ap. 3a. It had no need to entertain, much less ti
settle, an alleged XI Amendment issue which this Court had
lready settled in Jenkins.
Petitioners!’ construction of an alleged "conflict between
the First Circuit in this case and the Ninth Circuit in
Rosenfeld is based on a flawed premise: that XI Amendment
immunity for state governments is coextensive with the "no-
interest" bar which shields the federal government. This
premise was expressly rejected in Jenkins precisely in the area
of concern herein: attorneys' fees. Jenkins, 105 L.Ed.2d 229
at 238, n. 3.
D. In the final analysis, what petitioners seek is a
ruling by this Court that interim fee awards (and their enhance-
ment) qualify for the exceptional Cohen treatment and are
therefore immediately appealable.
The final result sought by petitioners defies long-
standing policy against piecemeal, interlocutory appeals. This
firm policy is clearly set forth in a statute, 28 U.S.C. 1291:
only final decisions are immediately appealable. The "policies
militating against interlocutory appeals"”® have long been
recognized by this Court.
Furthermore, although the matter in controversy in this
particular case consists of interim attorney's fees, what
petitioners really advocate is a quite extraordinary relaxation
of the Cohen requirements for all "cases of protracted institu-
tional reform litigation where final Judgment is not
foreseeable." Pet. 6. Thus, it is petitioners who seek to
"reformulate the collateral order doctrine," by making every
interlocutory order, no matter how insignificant, immediately
appealable in every "case of protracted institutional reform
litigation where final judgment is not foreseeable." Taken to
its final consequence, petitioners' theory would render
immediately appealable, in such cases, even routine inter-
locutory orders entered as to the most picayune matters, e.g.,
orders granting or denying extensions of time.
16. Scalia, J., concurring in Lauro Lines v. Chasser, 490 U.S.
, 104 L.Ed. 2d 548 (1989).
-18-
In the appendix to a petition for certiorari in a prior
phase of this litigation (petition iio. 89-1016, pp. 63a-64a),
petitioners referred to so-called protracted institutional
reform litigation, pending in all but a handful of states, in
the District of Columbia and in the U.S. Virgin Islands.
Presumably, this should cover all of the federal courts of
appeals, which sit over the federal trial courts where all of
these cases are pending. Taking petitioners' theory to its
logical consequence, all of the federal courts of appeals would
now have to entertain appeals and exercise mandamus jurisdiction
to review any and all interlocutory orders entered in each of
these cases, no matter how inane, just because they were entered
in cases belonging to that newly created and privileged clas-
Sification, "protracted institutional reform litigation."
It must be noted that this artificial classification is
sheer bootstrap, of petitioners' own making. For many years,
petitioners have subjected respondents to cruel and unusual
punishment. Feliciano v. Barcelo, 497 F. Supp. 14, 16 (D.P.R.
1980). This had been going on well before the commencement of
this case and continues to this day. Morales Feliciano v.
Romero Barcelo, 672 F. Supp. 591, 594 (D.P.R. 1986). To
protract matters, petitioners have fought respondents "every
step of the way frequently beyond the limits of responsible
litigation... insisted on an adversary [posture] of extreme
vexatiousness which has surely tested the patience of the
[trial] Court and wasted judicial resources... litigate[d]
-19-
protractedly factual matters which petitioners know[s] to be
true beyond any reasonable doubt... throughout the course of
these proceedings." Id. at 595.
Petitioners have further protracted matters by agreeing to
a stipulation to remedy overcrowding and then making an about-
face and moving for relief from their own stipulation and from
the order approving it. Morales Feliciano v. Hernandez Colon,
672 F. Supp. 627 (D.P.R. 1987). Such tactics have been aptly
described as "brinksmanship." Id. at 636.
Petitioners have protracted matters even further by their
continued contempt for the orders of the trial court, which
defiance has resulted in the imposition of civil fines. Morales
Feliciano v. Hernandez Colon, 697 F. Supp. 26, 36 (D.P.R. 1987).
Petitioners have protracted matters still further by unsuccess-
fully pursuing the issue of fines all the way up to this Court.
Morales Feliciano v. Parole Bd. of Com. of P.R., 887 F.2d 1 (1st
Cir. 1989), cert. den. 108 L.Ed. 2d 646 (1990).
While the litigation has spanned over a decade, Morales
Feliciano v. Hernandez Colon, 697 F. Supp. 37, 38 (D.P.R. 1988),
petitioners have protracted matters even further by their having
“established a pattern of gratuitous, time-wasting contentious-
ness by [petitioners], who litigate in vain and obstruct the
discovery of the truth of facts which are, and should be, beyond
dispute.... The [trial] Court's attempts to mediate have been
rebuffed and the [petitioners] have a poor record of cooperation
-20-
in disposing of the many problems generated even by stipulated
decrees." Id. at 48.
In the meantime, respondents get beaten for talking to
class counsel, Morales Feliciano v. Hernandez Colon, 704 F.
Supp. 16 (D.P.R. 1988); and one jail has been ordered closed.
+
Morales Feliciano v. Hernandez Colon, 697 F. Supp. 37, 51
‘D.P.R. 1988).
In the specific area of attorneys' fees, petitioners have
egregiously protracted matters by their litigation tactics:
A brief summary of the fees' proceeding must be
told. On prior occasions we have noted the conten-
tiousness and the excessive adversariness with which
defendants have met the claims made by the plaintiff
CAGBB. «a. This incident is no exception to the
stonewalling, dilatory tactics used by the defendants.
They have made every attempt to make sure that "[tjhis
fee litigation [would result] in what the Court in
Hensley warned against; "a second major
Latigation.*...
Not unexpectedly, the showing made by defendants
at the hearing was weak. Broad-gauged attacks on
duplication of work or challenges to the claims made
by plaintiffs' attorneys followed the same pattern of
litigation that has characterized this case. The fact
that an immense amount of work had been performed for
the plaintiff by first-rate lawyers could not be
contested. We had anticipated attacks on particu-
larized claims to match the requests for informatio!
and for time to prepare for this hearing. The
defendants never went beyond vagueness and
protestation....
Finally, we believe that the claimed hours a:
more than reasonable in light of defendants' conten-
tiousness and lack of compliance with this Court's
orders. It must be stressed that the prison condi-
tions were declared unconstitutional more than eight
years ago. Plaintiffs' attorneys are still litigating
this case because of defendants' irresponsibility.
And, as we have held before,... defendants' conduct
throughout the whole litigation has been, to put it
I
2
i
mildly, obstreperous. They have opposed, sometimes
viciously, every discovery attempt or motion by
plaintiffs.~ "The government cannot litigate tena-
ciously [in this case, excessively] and then be heard
to complain about the time necessarily spent by
plaintiffs in response."...
5 The latest example was the Secretary of Justice's
complete disobeyance of this Court's July 13, 1986,
order to produce documents in relation to the attor-
neys' fees issue. We could have held him in contempt
but reluctantly refrained from doing so because that
would have further delayed the attorney's fees award.
Morales Feliciano v. Hernandez Colon, 697 F. Supp. 51, 55-56,
57 (D.P.R. 1988).
If the litigation has been "protracted," then it is only
due to petitioners' failure to abide by the Bill of Rights and
by their reprehensible litigation tactics, which tactics have
caused all sorts of delay; in short, due to petitioners'
inexcusable conduct. This has transmogrified the case into
“protracted institutional reform litigation" and, according to
petitioners, now entitles them to the immediate attention of the
Court of Appeals on any and every interlocutory matter which may
arise in the case.
This petition for certiorari is but another example of
petitioners' tactical maneuvers to further protract this case.’
While petitioners enjoyed the representation of retained counsel
over the years, which counsel get paid on a regular basis, the
payment of fees to respondents' counsel was delayed, in the hope
17. It is petitioners who have defied this Court's admonitions.
Hensley v. Eckerhart, 461 U.S. 424 at 437, 76 L.Ed. 2d 40
at 53 (1983).
that sheer economic power would eventually obstr ‘
tion of the constitutional rights of the prevail t
respondent class.
Respondents submit that this ase not
case where still another fonen exceptio! :
excised; thus it 1s not worthy of review by th rt
therwise, it is not necessary to grant review er
ole purpose of aanering to a policy ana then t iti
i Once again, the final result sovoht by petit
t btain the immediate reviewability f eacti nter fer
ana any ‘ ~~ FP an ement 7 al: re yf yy 17 y > L? | .
ich as this ne.
In this particula. ase there havs bee tw t
awards and an enhancement 9f the first ne he
ther interim fee awards in the future \ petit
have it e h interim fee award would é nmecd t
by a separate round of appeals, eventua t
‘ + Dy —~ > “+ >> } + ‘ by 1 +) ™ ‘
Ui Ue riLtreuUuiclabil y idmt l Ui UU ¢ c
f Appeals and this urt, period
rT Pr - + ; } _ _ _ + ~ ih ~~ + +
the propriety vel nec f ea inter] er -
mr 3 > | =} = } ‘ . A+ a4
Mpi ance € ~ACniLeVeaG l eve! 4 ca
+hic . ~> 1 ; a iy + eh " , i y
‘ ls Court qgaocKket noulia tne De € f .
nroY a-T." > ta l< ~ 12 rr + bh c ~< . -> > P ;
Le! mn iee iwaras aqae in isé
Tr oy . ‘ - >? 1 " . , > ° .
The result would be not ist ne but “
’
‘secondary fee litigation(s)," until fin t
A. 4
nas stated that a reques*® for attorney's f ‘ \
into extensive, protracted satellite litigation. Hensley v.
Eckerhart, 461 U.S. 424 at 437, 76 L.Ed. 2d 40 at 53 (1983).
This case is an example of such an undesirable series of
"secondary fee litigations." The 1988 and 1989 interim fee
awards and the 1989 enhancement have now been the object of no
less than two separate rounds of appeals, totalling four appeals
to the Court of Appeals,” a petition for writ of prohibition,
and now this petition for certiorari. Assuming, as we must,
other interim fee awards, given petitioners’ pugnaciousness, ”
there would be further appeals to the Court of Appeals, further
petitions for writs of prohibition and further petitions for
certiorari to this Court. The rounds of "secondary fee litiga-
tions" would grow exponentially, this time into the appellate
levels.
This would do violence to the policy described in Hensley
against protracted, satellite fee litigation. It is not
necessary to grant review herein just to iterate the Hensley
policy and then affirm because the result sought by petitioners
violates that policy.
IV. Conclusion
18. Respondents admit responsibility for part of the first
round of appeals.
19. As noted by the District Court, 697 F. Supp. 51 at 55-56;
Pet. Ap. 30a-3la.
Petitioners having
review by this Court,
should be denied.
+
=
failed to present a case worthy of
heir petition for a writ of certiorari
Respectfully submitted on July 5, 1990.
Rafael Perez-Bachs
Counsel of Record
G.P.0. BOX 4223
San Juan, Puerto Rico 10936
Tel.: (809) 250-5658
Carlos V. Garcia Gutierrez
Harry Anduze-Montano
117 Eleanor Roosevelt Ave.
Suite 303
Hato Rey, Puerto Rico O91
Harvey B. Nachman
Jose Fernandez Sei!
P.O. Box 9949
Santurce, Puerto Rico 10908
Carlos Ramos
Inter American University
P.O, Box 8897
Fernandez Junc Station
Santurce, Puerto Rico 90910
No. 89-1904
SUPREME COURT OF THE UNITED STATES
October Term, 1989
Rafael Hernandez Colon, et al.,
Petitioners,
¥.
Carlos Morales Feliciano, et al.,
Respondents.
On Petition For A Writ of Certiorari To The
United States Court of Appeals For The First Circuit
APPENDIX TO RESPONDENTS' BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
CARLOS MORALES FELICIANO, *
et al.,
*
Plaintiffs CIVIL NO. 79-4 (PG)
ae *
RAFAEL HERNANDEZ COLON, *
et al.,
Defendants ®
MOTION DEPOSITING MONIES
TO THE HONORABLE COURT:
COME NOW defendants Governor Rafael Hernandez Colé6n,
Administrator of Corrections Mercedes Otero de Ramos, and the
current members of the Parole Board -of the Commonwealth of
Puerto Rico, by their undersigned attorneys, and respectfully
state:
hs Pursuant to this Court’s Order of September 13,
1989, defendants hereby deposit with the Clerk of the Court
check no. 00577241, issued on February 28, 1990 by the Depart-
ment of the Treasury or the Commonwealth of Puerto Rico, to the
Clerk of the U.S. District Court, in the amount of
$2,500,859.00. Said amount represents the additional amount of
interim attorney fees plus interest awarded to the six
petitioners.1}
2. The September 13, 1989 Order amends the September
20, 1988 Order to award petitioners the following additional
amounts. 2
Total Amount >
Award Already Paid Outstanding
Nachman 1,412,976.244 433,748.25 979,227.99
Pérez-Bachs 166,647.48 45,805.50 120,841.98
Anduze 368,781.49 109,456.75 259,324.74
Fdz. Sein 966,846.23 296,596.95 670,249.28
Ramos 106,153.86 __ 49,290.00 56,863.86
3,021,405.30 934,897.45 2,086,507.85
J. The September 13, 1989 Order also awards the
following amounts for services rendered between December 1, 1987
and July 31, 1989:
Nachman 96,473.00
Pérez-Bachs 57,318.30
Anduze 57,324.80
Fdz. Sein 68,390.40
Ramos 29,640.00
Diaz de Carreras 15,080.00
TOTAL 324,226.50
lpefendants have already deposited interim attorneys fees
plus interest in the amounts of $934,897.45 and $70,111.67.
2Por services rendered up to December 1, 1987.
3See Motion Depositing Monies of August 15, 1989.
4while the face of the Order, on p.3, awards $1,413,345.31;
Appendix A correctly establishes the amount to be $1,412,976.24.
as a result
petitioners are entitled to the
Nachman
Pérez-Bachs
Anduze
Fdz.
Ramos
Diaz de Carreras
Sein
979,227.
120,841.
259,324.
670,249.
56,863.
+++ ++
of the September 13,
following
96,473.
57,318.
57,324.
68,390.
29,640.
15,080.
additional amounts:
onhuuw bt i
1,075,700.
178,160.
316,649.
738,639.
86,503.
15,080.
1989 Order,
TOTAL 2,086,507.85 324,226.50 2,410,734.35
3. In addition, post judgment interest has been
calculated at the annual rate of 8.27% for the period comprised
between September 13, 1989, when the Judgment was entered, and
on or about February 28, 1990, when the enclosed check was
prepared as follows:
Principal Post Judgment Total
Amount Interest
Nachman 1,075,700.99 + 40,225.69 = 1,115,926.68
Pérez-Bachs 178,160.28 + 6,662.21 = 184,822.49
Anduze 316,649.54 + 11,836.92 = 328,486.46
Fdz. Sein 738,639.68 + 27,613.46 = 766,253.14
Ramos 86,503.86 + 3,227.43 = 89,731.29
Diaz de Carreras 15,080.00 + 558.94 = 15,638.94
TOTAL 2,410,734.35 90,124.65 2,500,859.00
6. The deposit of these monies with the district
court for withdrawal by petitioners pursuant to this Court Order
of September 13, 1989 is not be construed as a waiver of the
right of defendants and/or the Commonwealth of Puerto Rico to
seek judicial review of said order at the appropriate time and,
should said order be vacated in full or partially, to seek
the refund of monies unwarrantedly paid out. See Morales
eliciano v. Hernandez Colén, Memorandum opini
May 10, 1989 and January 5, 199
WHEREFORE, t is respectfully Tues
Honorable Court to take note f the above
foregoing petitioners to make the Orresponding wit raw
J
lescribed in paragraph 5 of this motion.
RESPECTFULLY SUBMITTED.
In San Juan, Puerto Rico this 6th da v
I HEREBY CERTIFY that nm this late
iocument was mailed to Rafael Pérez-Bachs, Esq
4225, San Juan, Puerto Rico 00936; Harry Anduze Mont
ll Eleanor Roosevelt Ave. Suite 303, Hato Rey 1ert
J0918; Harvey B. Nachman, Esq., P.O. Box 9949, Santurce
Rico 00908; Pedro A. Del Valle Ferrer, Esq., Puert
Department of Justice, P.O. Box 192, San Juan, lert
" . ~~ -=
00902; Nora Rodriguez Matias, Esq., Condominio £1] ent
Bs “7 ahat="
, v oF
~
Oficina 215, Hato Rey, Puerto Rico 009
Carreras, Esq., Midtown Building, Suite 206, 421 unoz
Ave., Hato Rey, Puerto Rico 90919; Carlos Ramos Gonzé
Esq., Inter American University Law School, Box 889 Ferna
Juncos Station, Santurce, Puerto Rico 00910; José FernAncez
Paoli, Esq., Suite 407, Centro de Seguros Bldg., 701 Por
Leén Ave., Miramar, Santurce, Puerto Rico 00907; Vincent *™
Nathan, Esq., 644 Spitzer Bldg., 520 Madison Avenue,
Ohio 43604; Louis Siegel, Esq. Office of the Court Monit
P.O. Box 5918 Old San Juan Station, San Juan, Puerto Ricc
Carlos Garcia Gutiérrez, 117 Eleanor Roosevelt Ave., Suite 303,
Hato Rey, Puerto Rico 00918; Oscar Gonzalez Badillo, Esq. Banco
de Ponce Building, Suite 2203, Hato Rey, P.R. 00918.
HON. HECTOR RIVERA CRUZ
SECRETARY OF JUSTICE
RAMIREZ & RAMIREZ
269 Ponce de Leén Ave.
Second Floor
Hato Rey, Puerto Rico 00917
Tel. (809) 758-5660
\ Peel
Coles Deerleme__
-457 CARLOS DEL VALLE
#130604
wr54-0
Ww
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