Petition for Writ of Certiorari — Britain v. Alabama
Supreme Court brief1988
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87-1612 ae
SUPREME COURT NUMBER
IN THE SUPREME COURT OF THE UNITED STATES
1987-88 TERM
JOHN E. BRITAIN,
PETITIONER,
VS.
STATE OF ALABAMA,
RESPONDENT.
PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF ALABAMA
NO. 85-399
THOMAS M. HAAS
255 SAINT FRANCIS STREET
MOBILE, ALABAMA 36602
205/432-0457
ATTORNEY FOR THE
PETITIONER
QUESTIONS PRESENTED FOR REVIEW
DID THE TRIAL COURT'S DENIAL
OF THE PETITIONER'S MOTION
NEW TRIAL WITHOUT AN VIDENTIARY
HEARING AND AN OPPORTUNITY
TO PRESENT’ EVIDENCE OF OUTSIDE
INFLUENCES UPON WHICH THE JURY
VERDICT WAS BASED IN PART DEPRIVE
THE PETITIONER OF A FAIR TRIAL
AND DUE PROCESS OF LAW UNDER
THE SIXTH AND FOURTEENTH AMEND-
MENTS TO THE UNITED STATES
CONSTITUTION?
DID THE PROSECUTORIAL MISCONDUCT
AT TRIAL AND IN ARGUMENTS,
AND BY UNWARRANTED PROSECUTORIAL
ATTACKS ON DEFENSE COUNSEL,
DEPRIVE THE PETITIONER OF A
FAIR TRIAL AND DUE PROCESS
OF LAW UNDER THE SIXTH AND
FOURTEENTH AMENDMENTS TO THE
1
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om
LIST OF PARTIES
The varties to this proceeding
are John E. Britain and the State
e ., }
of Alabama.
1il
TABLE OF CONTENTS
QUESTIONS PRESENTED FOR REVIEW . 1
LIST OF PARTIES .. ++ «© «© « « Lili
TABLE OF CONTENTS ..+ + «2 « » iv
TABLE OF AUTHORITIES
OPINIONS DELIVERED IN
COURTS BELOW . . «© «© © © «© © © « vil
GROUNDS UPON WHICH SUPREME
COURT JURISDICTION [IS INVOKED . vii
CONSTITUTIONAL PROVISIONS
AND STATUTES ...++e+s+ee « Lx
STATEMENT OF THE CASE .... « l
ARGUMENT .. «ec ceeceee es 8
CERTIFICATE OF SERVICE .... « 25
APPENDIX ..++-eee-ere ee @ A-1
TABLE OF AUTHORITIES
CASES PAGE
Allen v. State, 494 So. 2d
777 (Ala.Cr.App. 1985) 10
Berger v. United States, 295 U.
S. 295 U.S. 78, 88, 79 L.
Ed. 1314, 55 S.Ct. 629
(1935) eo ee 22,23
Britain v. State, So.2d ‘
(Ala.Cr.App. 1987) owas
Napue v. Illinios, 60 U.S. 264,
3 L.Ed.2d 1217, 79 S.Ct.
1173 (1959) 2 23
Smith v. Phillips, 455 U.S. 209
102 S.Ct. 940, 71 L.Ed.2d 11,12,
78 (1982) A ae 13
Tanner v. United States, 483 U.S.
,107 S.Ct. , 97 L.Ed.
2d 90 (1987) e-e-s8 e
United States v. Chiantese,
582 F.2d 974 (Sth Cir. 1978)
United States v. 620 F.
2a 446 (5th Cir.
Forrest,
1980)
United States v. Windom, 510 F.
2d 989 at 994, cert. denied
423 U.S. 863, 96 S.Ct. 121,
46 L.Ed2d 91 (1975)
11
20
CONSTITUTIONAL AND STATUTORY
AUTHORITY
Code of Alabama, 1975,
§13A-8-2 oe
Code of Alabama, 1975,
§€36-25-5
28 U.6.C. 1257(3)
U.S. CONST. Amend. VI
U.S. CONST. Amend. XIV
OPINIONS DELIVERED IN COURTS
BELOW
The affirmance o£ Petitioner's
conviction by the Court of Criminal
Appeals of Alabama is reported as
Britain Vv. State, So. 2d ;
(Ala. Cr. App. 1987). The Supreme
urt of Alabama denied the petition
Or a writ of certiorari filed by
Petitioner without opinion. The opinion
affirming Petitioner's conviction
is set forth in its entirety infra
GROUNDS UPON WHICH SUPREME COURT
JURISDICTION IS INVOKED
The statutory provision which
confers upon this Court jurisdiction
to review the judgment of decree
in question by writ of certiorari
is 28 U.S.C. §1257(3), which provides
that judgments or decrees rendered
by the highest court of a State in
which a decision could be had may
be reviewed by the Supreme Court
by writ of certiorari, where any
title, right, privilege or immunity
is specially set up or claimed under
the Constitution of the United States.
Vili
CONSTITUTIONAL PROVISIONS AND
STATUTES
UNITED STATES CONSTITUTION
AMENDMENT VI
In all criminal prosecutions,
the accused shali enjoy the right
to a speedy and public trial, by
an impartial jury of the state and
district wherein the crime shall
have been committed, which district
shall have been previously ascertained
by law, and to be informed of the
nature and cause of the accusaticn;
to be confronted with the witnesses
against him; to have compulsory process
for obtaining witnesses in his favor,
and to have the assistance of counsel
for his defense.
UNITED STATES CONSTITUTION
AMENDMENT XIV
Section 1. All persons born
ix
Or naturalized in the United States,
and subject to the jurisdiction thereof,
are citizens of the United States
and of the State wherein they reside.
No State shall make or enforce any
law which abridge the privileges
or immunities of citizens of the
United States; nor shall any State
deprive any person of life, liberty
or property, without due process
of law; nor deny to any person within
its jurisdiction the equal protection
of the laws.
Section 5. Tne Congress”7 shall
have power to enforce, by avpropriate
legislation, the provisions of this
article.
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Britain's motion for new trial
alleged "the verdict was. based on
outside influences" among other grounds.
The motion was denied without an
evidentiary hearing and opportunity
to present evidence of the outside
influences. (R. 655-658, 660).
During trial, the state attorney
questioned key prosecution witness,
John L. Maples, regarding a conversation
he had with Britain's defense attorney
prior to trial. This testimony was
objected to as immaterial. (R. 61).
Maples testified over defense objections
that he had contacted Britain's defense
attorney, Thomas M. Haas, to discuss
his Situation regarding the Alabama
State Docks investigation. The witness
testified Mr. Haas asked "you do
Know that I am John Britain's attorney."
Maples responded he did not and would
need ancther attorney. (R. 9/7).
Maples also testified he delivered
several loads of topsoil and shells
to Britain's home and sent the payment
invoices for the materials to the
Alabama State Docks. (R. 45- 57).
Britain's defense counsel requested
the State turn over any prior statements
of witnesses testifying at trial.
The State has voluntarily turned
over statements of witnesses prior
to trial which were contradictory
to the witnesses' trial testimony.
(Re. 169-175, 277-297).
Defense character witness Marion
Martin, Sr. was questioned repeatedly
as to whether or not he had 0been
drinking. The State's attorney remarked
he smelled of alcohol. Objections
were sustained. (R. 300-304).
A potential state witness, Henry
3
1d been seen talking to jurors
ae reported to eme Court. Mr
lenied conversing with jurors
| stated an individua
id left the Courthouse had bee
rlkina ¢t Miron e, th. 315-316).
F by the State's attorn
to. Objection was overrul
). The witness was asked
id had defense counsel Thomas
“write 1 letter to the State
"
jators about this case.
yn was sustained. (R. Le?
-fenss attorneys objected
Bill Wasden stated the jury did not
hear testimony from one of Britain's
neighbors who had been referred to in
other testimony. Objection was
sustained. (R. 490). Wasden argued
Britain "had (docks' workers) under
his thumb, he practically had them as
indentured slaves. Something that is
part of our history." Objection that
the argument was an improper emotional
appeal to the jury, which included
five black persons, was overruled. (R.
497-498). Wasden argued Britain
"threatened (docks' employees),
threatened them with bodily harm." (R.
495). Despite sustained objections
during direct questioning, Wasden
argued defense witness Marion Martin
"walked in here reeking of alcohol,
could not remember where he lived
~e-". The trial court responded to
defense objection by stating the jury
would form its own impressions and
decision. (R. 501-502). Finally,
Wasden argued the evidence heard by
the jury was "the tip of the iceberg
over there at the Docks." Objection
was sustained and the jury instructed
to disregard.
Final closing argument for
the state was given by Assistant
Attorney General Don Valeska. Valeska
argued he wanted the jury "to see how
far those slime bags would go...".
Objection was sustained. (R. 547-549).
He argued ". . . you reckon Adolph
Hitler ever had him a farty foot boat
- « « you reckon Adolph Hitler and
Jerry Tew and those guys, they're the
ones that got the power .. . the only
6
difference between us and Jerry Tew
and his Nazis, we get a jury. . .do
you reckon Adolph Hitler used a jury."
Objection was sustained. (R. 551-554).
Valeska further argued defense witness
Jerry Tew, an Alabama State Docks’
employee, would be "out there
building" a boat slip at the State
Docks. Objection was overruled. (R.
556). He argued investigations) and
meetings were conducted in secret
because of talk about throwing people
in the river. (R. 558). Finally,
Valeska argued “you reckon those guys
that work out at the State Docks and
paying for their yachts . . . sports
cars ..e.- homes at Gulf Shores. ..".
Objection was sustained. (R. 558-559).
ARGUMENT
Ee THE TRIAL COURT'S DENIAL OF THE
PETITIONER'S MOTION FOR NEW TRIAL
WITHOUT AN EVIDENIARY HEARING AND AN
OPPORTUNITY TO PRESENT EVIDENCE OF
OUTSIDE INFLUENCES UPON WHICH THE JURY
VERDICT WAS BASED IN PART DEPRIVED-THE
PETITIONER OF A FAIR TRIAL AND DUE
PROCESS OF LAW UNDER THE SIXTH AND
FOUPTEENTH AMENDMENTS TO THE UNITED
STATES CONSTITUTION.
The Petitioner's motion for new
tcial was denied by the trial court
without affording Petitioner any
opportunity to be heard and present
evidence of the grounds for new trial
alleged in the motion, including the
grounds that the verdict was based on
outside influences. (R. 655-658, R.
660, Appendix A-21).
During trial of the Petitioner,
it was brought to the trial judge's
attention that a potential witness for
the state and another unknown
individual had been seen talking to
jucors. The potential witness, Henry
Scott, denied this, Stating to the
court that he had not spoken with
jurors. The other individual had left
the courthouse. FF 315-316). In
2ddition, numerous instances of
prosecutorial misconduct occurred
before the court including an effort
by the state's attorney to present for
the jury's consideration irrelevant
and nighly prejudicial testimony
concerning a conversation prior to
trial between the state's witness,
John Maples, and defense attorney,
Thomas M. Haas. (R. 61, R. 96-97).
These and other objectionable
matters were made the subject of a
motion for new trial, however, the
Petitioner was not afforded any
opportunity to present evidence of the
outside influences’ upon which the
verdict allegedly was based.
Under Alabama law, defendant is
entitled to an evidentiary hearing on
aq motion for new trial where it
appears that jurors might have
considered extraneous facts which
might have improperly influenced their
verdict. Allen v. State, 494 So.2d 777
(Ala.Cr.App. 1985). A presumption of
prejudice arises when the trial judge
learns of such outside influences and
his complete failure to hold a hearing
has been held to constitute an abuse
of discretion and reversible error.
= &<&<<o«oe
United States v. Chiantese, 582 F.2d
974 (Sth Cir. 1978). Off-the-record
contact with a juror is presumptively
prejudicial and the Government bears
the hearing burden of proving” such
contact did not affect the jury. The
failure to meet this burden requires a
new trial. United States v. Forrest,
620 F.2d 446 (Sth Cir. 1980).
This Honorable Court "“has_ long
Since held that the remedy for
allegations of jury partiality is a
hearing in which the defendant has the
opportunity to prove actual bias.”
Smith v. Phillips, 455 U.S. 209, 102
S.Ct. 940, 71 L.Ed.2d 78 (1982). In
Smith, upon granting of a writ of
certiorari, the United States Court of
Appeals for the 2d Circuit was
reversed: that court had affirmed
17
=_ +
grant of Petitioner's writ of habeas
corpus. The United States Supreme
Court reasoned in Smith that the
Petitioner was not entitled to have
his verdict set aside on the ground
that he was denied due process of law
in violation of the Fourteenth
Amendment to the United States
Constitution by virtue of juror bias
Or prosecutorial misconduct because a
post-trial hearing has been conducted
in which the Petitioner had been
afforded the opportunity to prove
actual bias and had failed to do so.
This was held sufficient to decide
allegations of juror partiality.
Due process does not require a
new trial in all instances where a
juror has’ been placed in a potentially
compromising situation, 455 U.S. at
i.
217, 102 S.Ct. 940, 71 L.Ed.2d 78. The
Smith Court concluded a post-trial
hearing in both federal and state
courts was sufficient under the Due
Process Clause of the Fourteenth
Amendment to decide allegations of
jury misconduct. 455 U.S., at 218, 102
S.Ct. 940, 71 L.Ed.2d 78.
Further, such a heacing would not
disrupt the jury process’ in such
circumstances. "The Court's’ holdings
requiring an evidentiary hearing where
extrinsic influences or relationships
have tainted the deliberations do not
detract from, but rather harmonize
with the weighty government interest
in insulating the jury's deliberative
process." Tanner Ve United States, 483
U.S. , 107 S.Ct. ,97 L.Ed.2d
90 (1987).
LJ
The trial court was under a duty
to conduct an evidentiary hearing on
the Petitioner's motion for new trial
where allegations of outside
influences on the jury were both made
in the motion and brought to the
court's attention at trial. The
failure of the court to conduct such a
hearing deprived the Petitioner of his
right to due process of law under the
Sixth and Fourteenth Amendments to the
United States Constitution.
A
14
II. THE PROSECUTORIAL MISCONDUCT AT
TRIAL AND IN ARGUMENTS, AND BY
UNWARRANTED PROSECUTORIAL ATTACKS ON
DEFENSE COUNSEL, DEPRIVED THE
PETITIONER OF A FAIR TRIAL AND DUE
PROCESS OF LAW UNDER THE SIXTH AND
FOURTEENTH AMENDMENTS TO THE UNITED
STATES CONSTITUTION.
Numerous incidents of
prosecutorial misconduct occurred
throughout the Petitioner's trial and
in closing arguments made by the State
of Alabama. During the testimony of
prosecution witness John Maples, the
State elicited testimony over defense
objections regarding a pretrial
conversation between defense attorney
Thomas Haas and the witness. Maples
told the jury about his conversation
with the defense attorney and stated
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he was not informed of Haas'
representation until he had completed
his conversation. (R. 61-62, 96-97).
This testimony was immaterial and
the Petitioner.
of key state's witnesses Roy Cox and
James King had been furnished by the
state to defense attorneys. The
Statements of both witnesses given to
defense attorneys were directly
contradictory to the trial testimony
given by the witnesses. At trial,
defense attorneys stated they had been
e
O
misled by the state providing them
with a prior statement of each witness
which was the opposite of their
testimony at trial. (R. 169-175).
The attorney for the state again
referred to defense attorney Thomas
Haas in cross-examining defense
character witness Jerry Tew by asking
if the witness had "Tom Haas write a
letter to state investigators about
this case." Objection was sustained.
(R. 353).
State's attorney Bill Wasden
Stated during his closing argument
that the Petitioner enslaved other
docks' workers referring to such
Slavery as "a part of our history."
Five black individuals served on
Britain's jury. While the court
admonished Wasden to avoid such
comments, objection was overruled and
the jury was not instructed. (R. 496).
Other misconduct in closing argument
by Wasden included referring to a
defense witness as "reeking of
alcohol, could not remember where he
lived" despite sustained objection to
this subject during cross examination
of the witness. The trial court stated
the jury would make its’ own decision,
but did not Sustain objection or
instruct the jury. Wasden stated _ the
evidence heard by the jury was’ the
"tip of the iceberg" at the docks over
sustained objection. The jury was
instructed to disregard. (R. 501-506).
Assistant Attorney General Don
Valeska in closing referred to
Petitioner as a “slime bag," to which
objection was sustained, and compared
Petitioner and defense witness Tew
repeatedly to Adolph Hitler and Nazis,
to which objection was overruled. (R.
552). Valeska stated Britain was a
"thug" (R. 551-552) and Tew would be
building a boat slip for himself at
the docks if the jury acquitted
Britain. Objection was’ overruled. (R.
556). Objections were sustained to
Valeska's references to "vachts,
sports cars and homes at Gulf Shores"
paid for by docks’ workers and a
reference by state's witness Tew
attributed to Petitioner about
"someone floating in the river." (R.
558-559). Objection to this testimony
had been sustained during direct
examination of the witness. (R.
157-162).
Thus, prosecutors at Britain's
trial established a pattern of
prosecutorial misconduct by eliciting
prejudicial and immaterial testimony
regarding defense attorney Haas and
repeatedly making comments which were
not based upon the evidence and_ were
prejudicial to the Petitioner. This
pattern of misconduct by prosecutors
throughout trial was uncontrolled by
the trial judge. in general,
prosecuting attorneys are no longer
permitted to indulge themselves, or
their audiences, in unrestrained,
abusive histrionics, giving their
versonal evaluations of what a
low-down fellow the defendant really
2 United States v. Windom, 510
F.2d 989, at 994, cert. denied, 423
U.S. 863, 96 S.Ct. 121, 46 L.Ed 2d 91
[i979). Such characterizations will
not provoke reversal if supported by
the evidence but accompanied an
unstemmed flow of prejudicial conduct
and comments by prosecuting attorneys.
The prosecuting attorneys’ conduct
and comments violated the due process
clause. The prejudicial references to
Slavery and the other instances of
misconduct were calculated to engender
prejudice or had a tendency to do. so.
The misconduct of the prosecutors was
completely unjustified and deprived
the Petitioner of a fair and impartial
trial. The prosecutorial misconduct
was not isolated and, in most
instances, went uninstructed by the
trial court. Indeed, the misconduct
detailed was purposeful and flagrant
and required repressive measures by
the trial judge. Such measures were
not taken, and even had _ they been,
instructions may not cure such
persistent and pronounced misconduct.
This Honorable Court held in 1935
that prosecutors must “refrain from
improper methods to produce a wrongful
conviction . . ." Berger v. United
States, 295 U.S. 78, 88, 79 L.Ed.
1314, 55 S.Ct. 629 (1935). Prosecutors
are permitted to strike hard blows,
but not foul ones. Ibid. Whether
prosecutorial misconduct constitutes
reversible error is decided in the
circumstances of each case and this
Court has ruled that it is not bound
by the conclusions of lower courts,
but has the duty to make its own
independent examination of the record
and to decide for itself facts and
constructions upon which federal
p be
—_—
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constitutional issues rest. Napue v.
Illinois, 60 U.S. 264, 3 L.Ed.2d 1217,
79 6.Ce. LTD (29399) «
In Petitioner's case, the
prosecutorial misconduct called for
"stern rebuke and repressive
measures." Berger, at 85, 79 L.Ed.
1314, J.J. S.Ct. 629. Such measures
were not taken andas a result, as in
Berger, "it is impossible to say that
the evil influence upon the jury of
these acts of misconduct by such mild
judicial action as was taken." Ibid.
The argument is witnessed by the fact
that the trial judge failed to act aft
all in many instances of misconduct.
The prosecutorial misconduct at
Petitioner's trial was pronounced and
persistent. Its probable cumulative
effect on the jury was not cured and
N)
w)
cannot be disregarded. The Petitioner
was deprived of his right to
process of law by the improper
prejudicial misconduct of
prosecutors throughout trial.
A ms /
Y/ i fa! / / ) C7 7 ‘
THOMAS M. HAAS
due
and
the
eS — ttt
CERTIFICATE OF SERVICE
I, Thomas M. Haas, a member of
the Bar of the Supreme Court of the
United States, do hereby certify that
I Fave served a true and correct copy
of this Petition For A Writ of
Certiorari on the Honorable Don
Siegelman, Attorney General of
Alabama, by depositing three (3)
copies of same in the United States
mail, at the United States Post Office
at 250 St. Joseph Street, Mobile,
200
36602 at approximately ++,00
Am. on this ost day of March,
Alabam
~
1988 with sufficient postage affixed
thereon to insure first class
delivery.
APPENDIX
THE STATE OF ALABAMA - - - JUDICIAL
DEPARTMENT
THE ALABAMA COURT OF CRIMINAL
APPEALS
OCTOBER TERM, 1985-87
1 Div. 399
John E. Britain
Vv.
State
Appeal from Baldwin Circuit
Court
BOWEN, PRESIDING JUDGE
A-1
John E. Britain was the
maintenance Supervisor for the Alabama
State Docks in Mobile. He was’ indicted
and convicted for two violations of
the Alabama Ethics Act, S$36-25-5, Code
of Alabama 1975. In each case, he was
sentenced to five years' imprisonment,
Fined $5000, and ordered to pay $25 to
the Alabama Crime Victims Compensation
Fund. He was also convicted of second
degree theft of property by deception
in violation of s§13A-8-3, sentenced to
ten years' imprisonment, and ordered
to pay $1000 in restitution to the
State Docks’) and $25 to the Crime
Victims Compensation Fund. The
sentences in the ethics violation
cases were ordered to run concurrently
with the sentence in the theft case.
A-2
I
The defendant's motion for
judgment of acquittal was properly
denied because the State presented a
prima facie case of each crime
charged.
The substance of Counts I and III
was that the defendant caused invoices
for topsoil, dirt, and shells to be
Submitted to and paid by the State
Docks when those materials were
actually delivered to the defendant's
residence for his personal use. There
was testimony that the defendant was
the Supervisor of the maintenance
department at the State Docks and that
he had the authority to order and sign
for materials in an unlimited dollar
amount. John E. Maples, the owner of a
hauling company that did business’ with
A-3
the State Docks, testified that in the
latter part of 1983 or the early part
of 1984 his company delivered "three
to five" truckloads of topsoil and
"three to five" truckloads of clam
Shells to the defendant's residence.
The price of the dirt was between $150
and $200 per load. The shells’ were
around $300 per load. Maples testified
that the defendant did not pay for
this material but told him "to just
make up some invoices as we normally
do with the State Docks and send them
down there at various increments dated
various different dates and he would
Sign the tickets accordingly." The
different dates were so that (the
invoices) would blend in with the
actual materials that were ordered for
the State Docks." Maples testified
oe OLA ee er Rik
tg
that "we were requested to make up
some bogus invoices and send them to
the State Docks For payment." He
stated that he was paid by the State
Docks for the loads delivered to the
defendant's residence.
Maples' testimony was
corroborated by that of David Cannon
and Bobby Broglen, truck drivers for
Maples Hauling Company. Cannon
testified that during the latter part
of 1982 and in 1983 he delivered three
truckloads of topsoil and one load of
shells to the defendant's’ residence.
The defendant was present on two of
these deliveries. He stated that, on
instructions’ from Mr. Maples, “the
next time that we would take a load
down (to the State Docks), we would
take two or three extra tickets with
A-5
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us and get them signed. And we kept
doing this until we got ail the
tickets signed to take care of the
amount of dirt that was sent to his
home." Cannon testified that the
defendant signed several tickets.
Broglen testified that in late
1983 he delivered one load of shells
to the defendant's home. The defendant
was home when the shells were
delivered,
Howard McKenzie, the assistant
director of the Alabama Ethics
Commission, testified that the
Statements of economic interest filed
by the Defendant for 1982 and 1983 did
mot indicate that the defendant had
received any Shells or dirt from
Maples Hauling.
Although the State did prove that
A-6
Ce We ee Tear es re eee ee
the defendant did sign a number of
invoices showing the delivery of “base
clay" by Maples Hauling Company to the
State Docks, there was absolutely no
proof of which invoices were "bogus"
and for the material actually
delivered to the defendant's
residence. Although there was no
documentary proof that the defendant
signed any "“bogus" invoice, there is
considerable circumstantial evidence
to support that factual finding.
However, since no count of the
indictment specifically charged the
defendant with actually signing a
false invoice, the State was not
required to prove that the defendant
actually signed a false invoice as an
element of proof that he used his
offical position for personal gain or
A-7
that he was guilty of theft by
deception.
Count II charged that the
defendant used his official position
as maintenance supervisor to obtain
4
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5
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the labor and services of State Docks
bas
employees under his supervision for
ae te
his direct personal financial gain.
Two employees of the State Docks
testified that the defendant was chats
supervisor and that they worked on the
defendant's boat or home while they
were being paid for working at the
State Docks. Roy Cox testified that he
worked on the construction of the
defendant's shrimp boat and boat slip
From 1981 through 1984. James King
testified that he worked on the
defendant's boat and house during the
years from 1981 to 1983. This
A-8
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testimony presented a prima facie case
of the violation of the State Ethics
Act charged in Count II of the
indictment.
A third State employee, John
Hobbs, also testified. However, Hobbs
testified that when he worked at the
defendant's residence in 1979, 1980,
or 1981 he was not paid by the State
Docks because he would take vacation
time or accumulated leave time. Hobbs'
testimony did not establish any
violation of the State Ethics Act.
The fact that some of the State's
evidence was contradictory and
conflicting does not negate the fact
that the State did present a prima
facie case of each crime charged in
the indictment.
-— eee ee
"'"The effect of contradictory
and inconsistent Statements
goes to the credibility of the
witness and is a question for
the jury." Magro v. State, 384
So.2d 871, 874 (Ala.Cr.App.),
cert. denied, Ex parte Magro,
384 So.2d 875 (Ala. 1980).
"(A) jury may believe part of
the evidence of a witness and
reject part.' _ ees
‘Inconsistencies and
contradictions in the
testimony of a witness do not
make it inherently
improbable.' coe ‘The
inconsistencies may impair the
credibility of the witness’ and
reduce the weight of the
testimony, but they do not
destroy the probative force of
the testimony as a matter of
law." Jones v. State, 469
So.2d 713, 716-17 (Ala.Cr.App.
1985)." Yeager v. State, 500
So.2d 1260, 1263 (Ala.Cr.App.
1986).
-10
Y
[I
The trial judge properly charged
the jury that, with regard to Count
[Il of the indictment charging theft
by deception of "money or checks the
property of the Alabama State Docks,"
they could consider “any acts that
occurred subsequent to October 1 of
1979."
The statute of Limitations’ for
theft is three years, § 15-3-1l, Code of
Alabama 1975, unless the prosecution
is “for conversion of the state ...
ceyvenue, in which case the statute of
limitations is Six years. §15-3-3.
Violation of the Alabama Ethic
WY
Act is a felony, § 36-25-27(a), to
: . } } . © - = ~ 7
which applies the three-year statute
rh
of limitations applicable
U
a
r
(Vv
Ww)
ln general. 6L5-3-1.
— ee oo
“Ff
The indictment was returned in
October of 1985. This tolled the
statute of limitations. §15-3-7. As
set out in Issue ie there was
sufficient evidence of the defendant's
Criminal activities in 1982, 1983, and
1984 alone to sustain convictions for
all three counts in the indictment.
ait
The trial judge properly denied
the defendant's request for a
mistrial. State's witness Roy Cox, a
State Docks employee, testified that,
after the investigation into the
defendant's criminal activities began,
the defendant told him "to do (his)
job and keep (his) mouth shut or
somebody else could be found floating
in the eivec.* Tre. G£iGs judge
overruled defense counsel's objection
A-12
that "(t)here is no charge of this
sort of thing in this case," but
directed the prosecutor to "lay a
predicate as to time."
When Cox testified that the
Statement was made "in the latter part
of '81," the trial judge "“sustain(ed)
the objection to the statement about
the river because of the time factor"
and instructed the jury to disregard
that threat.
Defense counsel requested a
mistrial which the trial judge denied
"because the Court had required the
State to lay a predicate and sustained
the objection and instructed the Jury
to disregard it and I don't feel that
it is not capable of being put out of
the Jury's mind. And I think they have
been sufficiently instructed." There
A-13
was no objection to the judge's
instructions or request for further
instruction.
"A crucial assumption underlying
that system (of trial by jury) is that
juries will follow the instructions
given them by the trial judge. Were
this not so, it would be pointless for
a trial court to instruct a jury, and
even more pointless for an appellate
court to reverse a criminal conviction
because the jury was improperly
instructed. Parker v. Randolph, 442
0.8. 62, 73, FP €.Ct. 2isey. 2439, -60
bcEG.420 743°. (23979). "tne ‘rule’ -
indeed, the premise upon which the
system of jury trial functions under
the American Judicial System - is that
juries can be trusted to follow the
trial court's instructions." Id., 442
A-14
U.S. at 74, 99 S.Ct. at 2140, n. 7.
See also Francis v. Franklin, 471 U.S.
307, 325, 105 S.Ct. 1965, 1976, n. 9,
85 L.Ed.2d 344 (1985). "The rule that
juries are presumed to follow their
instructions is a pragmatic one,
rooted less in the absolute certitude
that the presumption is true than in
the belief that it represents a
reasonable practical accommodation of
the interests of the state and the
defendant in the Criminal justice
process." Richardson Vv. Marsh,
OS 107 38.Ct. 1702, 1709
(1987).
It must be presumed that the jury
followed the judge's instructions.
Kennedy v. State, 472 So.2d 1092, 1105
(Ala.Cr.App. 1984), affirmed, Ex parte
Kennedy, 472 So.2d.1106 (Ala.), cert.
A-15
denied, Kennedy v. Alabama, U.S.
—_» 106 S.Ct. 340, 88 L.Ed.2d 325
(1985). "There is a prima facie
presumption against error where the
trial court immediately charges’ the
jury to disregard improper remarks or
a»swers." Wadsworth v. State, 439 So.
2d 790, 793 (Ala.Cr.App. 1983), cert.
denied, 466 U.S. 930, 104 S.Ct. 1716,
80 L.Ed.2d 188 (1984).
A motion for a mistrial "is
addressed to the sound discretion of
the trial court, and its ruling will
not be reversed in the absence of a
clear showing of abuse of discretion."
Ex parte Jefferson, 473 So.2d 1110, -
1114 (Ala. 1985), cert. denied,
Jefferson v. Alabama, U.S. ’
107 S.Ct. 328, 93 L.Ed.2d 300 (1986).
Although each case must be decided
A-16
——————
upon its individual merits, Williams
v. State, 245 Ala. 32, 36, 15 So.2d
572 (1943), the general rule is that a
motion for a mistrial is properly
denied where the trial court instructs
the jury to disregard. Lee v. State,
265 Ala. 623, 628, 93 So.2d 757
(1957); Drake v. State, 257 Ala. 205,
207, 57 So.2d 817 (1952); Coats v.
State, 253 Ala. 290, 295, 45 So.2d 35
(1950), even where the trial court
initially ruled the objectional
testimony admissible; Parsons Vv.
State, 251 Ala. 467, 478, 38 So.2d 209
(1948).
IV
On direct examination of the
defendant, defense counsel attempted
to establish that there had been
extensive pretrial publicity
A-17
———————
Surrounding the prosecution of the
defendant. Counsel represented to the
trial judge that he was "really
showing eee a motivation For the
prosecution, eee beyond any
possibility of wrongdoing by the
Defendant." The alleged motivation for
the prosecution was "to get newspaper
name publicity for (the Attorney
General) and his political campaign
(for governor)."
The trial judge properly ruled
that the issue of pretrial publicity
was “irrelevant to the issues’ before
the court," and refused to allow
defense counsel to pursue that "theory
of defense."
In some cases, the conduct of the
investigating officers and prosecuting
officials may constitute admissible
A-18
evidence. Blackmon v. State, 246 Ala.
675, 682, 22 So.2d 29 (1945). ("The
jury had the right to duly regard the
acts of the officials in the line of
their duty, and counsel had _ the right
to duly comment on the testimony of
such investigating officials in the
light of their duty and zeal, or the
lack thereof, as exhibited by the
evidence, within the rules that
obtain."). However, in this case, no
prosecuting or investigating officer
testified. See Miller v. State, 16
Ala.App. 3, 74 So. 840 (1917),
overruled on other grounds, Steward v.
State, 18 Ala.App. 92, 89 So. 391, 395
(1921).
"The chief test (of the
admissibility of evidence) is
relevance and materiality." O'Brien v.
A-19
United States, 411 F.2d 522,524 (Sth
Cir. 1969). Here, evidence of the
State's motive for prosecuting the
defendant was not relevant to any
material issue in the case. See
Shuttlesworth Vv. City of Birmingham,
42 Ala.App. 296, 298, 161 So.2d 796
(1963), cert. denied, 276 Ala. 707,
161 So.2d 799 (1964), reversed on
other grounds, 382 U.S. 87, 86 S.Ct.
211, 15 L.Ed.2d 176 (1965) (evidence
of publicity given to a federal
hearing “irrelevant and immaterial" to
issues involved in a state prosecution
for loitering).
Even -if the prosecution did
engage in the practice of
disseminating pretrial publicity
prejudicial to the defendant, that
effort, despite its reprehensible
A-20
el
character, had no relation to the
trial of the issue of the defendant's
guilt or innocence. As defense counsel
stated, the motivation for the
prosecution went "beyond any
possibility of wrongdoing by the
Defendant."
The remedy for prejudicial
publicity is either a motion to
dismiss, a motion for a change of
venue, Or a request for a mistrial.
The cases make it clear that the issue
of whether or not publicity either
before or during trial has prejudiced
jurors and violated a defendant's
right to an impartial jury is a mixed
question of law and fact for
determination by the trial court.
Patton v. Yount, 86/7 U.S. 1025, 104
S.Ct. 2885, 81 L.Ed.2d 849 (1984).
V
The defendant's motion for new
trial was properly denied without an
evidentiary hearing. Among the twenty
grounds for the motion were the
following: "that the jury verdict was
tainted by pretrial publicity and
publicity contemporaneous with the
trial," and “that the jury verdict was
not based upon evidence or the law but
On outside influence. No supporting
facts were alleged in the motion and
the motion was not verified.
"Assertions' of counsel in an
unverified motion for new trial are
bare allegations and cannot be
considered as evidence or proof of the
facts alleged." Smith v. State, 364
So.2d l, 14 (Ala.Cr.App. 1978).
"Error may not be predicated upon the
A-22
——— SS
overruling of a motion for new trial
wnere there was no evidence offered in
Support of the motion." Tucker v.
State, 454 So.2d 541, 547-48
(Ala.Cr.App. 1983), reversed on other
grounds, Ex parte Tucker, 454 So.2d
552 (Ala. 1984). Additionally, the
record contains no objection to the
Fact that the motion was denied
without a hearing.
VI
We find no instance of
prosecutorial misconduct alleged by
the defendant which constitutes
reversible error.
A.
Prior to trial, the defendant
filed a general motion for discovery
requesting "Brady material." The
prosecution voluntarily supplied the
A-23
defendant with one written exculpatory
Statement of Roy Cox and one written
exculpatory statement of James King.
Under Brady v. Maryland, 373 U.S. 83,
87, 83 s.Ct. 1194, 10 L.Ed.2d 215
(1963), this was all the evidence the
State was required to produce. United
States Vv. Starusko, 729 F.2d 256, 260
(3rd Circ. 1984) (“Evidence impeaching
the testimony of a government witness
is exculpatory when the credibility of
the witness may be determinative of a
criminal defendant's guilt orc
innocence.").
Apparently, the State did not
inform the defendant that both Cox and
King had given additional statements
which were inculpatory and
incriminated the defendant. We find no
allegation that the prosecution
A-24
actually told the defendant that Cox
and King had only given one statement
each.
At trial, after each witness had
testified, defense counsel complained
of the State's failure to produce the
additional inculpatory statements and
alleged that “we have kind of been led
down a garden path here" and "lulled
into a false sense of security."
The State then furnished the
defendant with the other statements of
Cox and King. The trial judge denied
the objection “after the Defendant's
attorneys have had sufficient time to
review the additional statements ...
that were voluntarily furnished by the
State." On cross-examination of Cox
and King, defense counsel took full
advantage of the written conflicting
A-25
: —— - 7 . 7 ;
Horn
<4 i, 7 7 AS
statements given by both witnesses.
"(T)he general rule (is) that an
accused is not entitled to discover
statements of government witnesses
before trial." Ex parte Pate, 415
So.2d 1140, 1144 (Ala. 1981). With
exceptions that are not applicable in
this case, Rule 18.1, Alabama Rules of
Criminal Procedure (Temporary),
provides that the defendant shall not
be entitled to inspect statements made
by state witnesses. Rule 18.1(c) (1)
and (e).
B.
We have carefully examined each
specific instance of prosecutorial
misconduct alleged by the defendant.
In most of the cited instances, the
trial court sustained the defendant's
objection. In some instances, the
A-26
trial court found no impropriety. [In
other instances, the trial judge
cautioned the prosecutor and
instructed the jury to disregard the
objectionable matter. While this Court
cannot approve of the_ prosecutor's
conduct in every instance, we find
that it does not constitute reversible
error either because of the corrective
action taken by the trial judge or
because the conduct itself, while
Subject to criticism, is not To)
egregious as to warrant the severe and
extreme remedy oF granting a new
trial.
VII
At trial, the defendant objected
to the introduction by the State of
the “tickets” used by Maples Hauling
Company in making deliveries to the
A-2/
State Docks. The prosecution could not
prove which tickets were legitimate
and which were "bogus" tickets’ for
material actually received by the
Defendant for his personal use.
Despite this fact, the tickets were
properly admitted into evidence
because they tended to demonstrate the
manner in which the charged criminal
activity occurred. They showed how the
State was defrauded, reflected the
testimony of the witnesses, and
constituted demonstrative evidence
explanatory of the offense. Shiflett
v. State, 38 Ala.App. 662, 665, 93
So.2d 523, cert. denied, 265 Ala. 652,
93 So.2d 526 (1957). "Models, replicas
and duplicates of tangibles that
figured in the transaction Or
occurrence under litigation may be
A-28
displayed to aid the factfinder's
understanding of oral testimony." W.
Schroeder, J. Hoffman, R. Thigpen.
Alabama Evidence 11-4(a) (1957).
We have examined the other issues
raised by the defendant and find that
in each case, either the alleged error
was not preserved for review by proper
objection or _ the Subject of the
objection simply does not constitute
error.
The judgment of the circuit court
is affirmed.
AFFIRMED.
All Judges Concur.
IN THE CIRCUIT COURT OF BALDWIN
COUNTY, ALABAMA
STATE OF ALABAMA
vs. :
JOHN E. BRITAIN, $
Defendant. : CC85-419
TO THE HONORABLE CHARLES PARTIN, JUDGE
OF SAID COURT:
MOTION FOR NEW TRIAL
Comes now the Defendant and
repectfully moves this Honorable Court
to grant a New Trial in this cause and
in support of said motion avers as
follows, separately and severally as
to each count of the indictment:
l. The verdict of the jury is
not supperted by the evidence;
Ze The verdict of the jury is
A-30
not supported by the great weight of
the evidence;
3. It is respectfully submitted
that the jury verdict was tainted by
pretrial publicity and publicity
contemporaneous with the trial;
4.
am]
(Tt
is respectfully submitted
that the jury verdict was not based
upon evidence Or the law but on
outside influence;
5. The verdict of the jury was
and
(Tt
roy]
?
‘Tv
~
‘a
Vv
improperly inspired by
arguments of the prosecution appealing
to the emotions of the jurors on
economic and racial grounds;
6. This Honorable Court erred on
its ruling on the admission of
evidence which was properly objected
to by the defendant at trial;
Ve The verdict of the jury was
tainted by prosection tactics and
examination of State's witness, John
L. Maples, Sr. by improperly bringing
out that Maples had been to consult
one of the defendant's attorneys;
8. Over objection, the state was
allowed to bring out improper and
immaterial matters before the jury
which tained their verdict; |
9. Each count o€ the indictment
should be dismissed because the
statute of Limitations had run;
10. The great preponderance of
the evidence shows’ that the statute of
limitations had run as to each count;
ll. This Honorable Court failed
to invoke the statute of limitations
as to each count, and invoked the
wrong statute as to Count Three;
12. The prosecution engaged in
A-32
improper argument to the jury
including referring to the witnesses
for the State as indentured slaves of
the defendant, which was objected to
at the proper time by the defense;
13. The whole thrust of the
closing argument of the State was an
emotional economic appeal to the jury,
and was improper and requires a new
trial;
14. The Court erred in its charge
to the jury which was duly excepted
to at the proper time;
L$. The Court erred in its
failure to give Defendant's Requested
Charge No. 14;
16. The Court erred in its
failure to give Defendant's Requested
Charge No. 15;
L?. The Court erred in its
A-33
failure to give Defendant's Requested
Charge No. 17;
18. The Court erred in its
Failure to give Defendant's Requested
Charge NO. 18;
19. The Court erred in its
failure to give Defendant's Requested
Charge No. 19;
20. The Court erred in its
failure to give Defendant's Requested
Charge No. 22;
Respectfully
submitted,
s/original signed
THOMAS M. HAAS
Attorney for Defen-
dant
s/original signed
BAYLESS E. BILES
Attorney for
Defendant
34
>
1
I hereby certify that [I have
this day of November, 1986
served a copy of the foregoing on
the Hon. Charles Graddick, Attorney,
by depositing a copy of same _ in
the United States mail, properly
addressed and postage prepaid.
BAYLESS E. BILES
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.