Petition for Writ of Certiorari — Yoash v. McLean Contracting Co.
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90-608 | iTein’!
~ No. 990 | ios 1 80
a SPANIOL, JR.
In THE le
Supreme Court of the Unitea States
OcTOBER TERM, 1990
PAUL YOASH anp MARK CASSON,
Petitioners,
V.
McLEAN CONTRACTING COMPANY, INCORPORATED
Respondent.
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT
OF APPEALS FOR THE FOURTH CIRCUIT
PETITION FOR WRIT OF CERTICRARI
JosEPH F. Lentz, Jr.
LeENTz, Hooper, JACOBS
& Bwevins, P.A.
222 St. Paul Place
Baltimore, Maryland 21202
(301) 685-8718
Attorneys for Petitioners
QUESTION PRESENTED FOR REVIEW
Whether a worker aboard a special-purpose vessel in
navigation (e.g., dredges, barges, and other such vessels)
whose duties and employmenit relate to the function of
said vessel and not primarily to the transportation
function of the vessel presents a jury question as to
seaman status under the Jones Act.
TABLE OF CONTENTS
Question Presented for Review i
Table of Authorities ....... ill
Opinions Below.......... 1
WN Ge Kwa eh, 1
Statute Involved ......... 2
Statement of the Case ..... 3
Reasons for Granting Writ .. 4
WE Goce ena bens 11
Appendix
li
TABLE OF AUTHORITIES
Barrett v. Chevron, U,S.A., Inc., _ F.2d 1067 (Sth Cir.
ay ee
Butler __v, Whiteman, 356 US. 271 (1958)
Griffith v. Wheeling Pittsburgh Steel Corp., 521 F.2d 31
(3d Cir. 1975), cert. denied, 423 U.S. 1054 (1976)
5
ane SRE TES
Johnson v. John F, Beasley Construction Company,
742 F.2d 1054 (7th Cir. 1984), ceit_denige, 469 USS.
ec aks ss s
Lawrence v, N >dgi 319 F.2d 805
Ts | aire 7
Norton v. Warner Co., 321 US. 565 (1944)
Simko v. C & C Marine Maintenance Co., 594 F.2d 960
(3d Cir.), cert. denied, 444 U.S. 833 (1979)
ili
Slatton v, Martin K. Eby Constr. Co,, 506 F.2d 505 (8th
Cir. 1974), cert, denied, 421 US. 931 (1975)
Perrot ee. ee Se 6
Vv 309 U.S. 251
(Sinisa ck khan 10
Swanson v. Marra Brothers, Inc.,
ee eee 4
Stafford v. Perini Coro., 475 F.2d 507 (1st Cir. 1973)
Stephenson v, McLean Contracting Company, 863 F.2d
340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110 (1989)
8
CEE 805 ka Sn ew eee 7
Wilkes v, Mississippi River Sand & Gravel Co., 202 F.2d
|. rer ty ee 6
iv
’
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ih Lt BONO a ALONE IPA Nal ay Nabe el Nl Og ~ “aes nl A Rattan an ine tet soba costetiadiaieeteiade eee PB a A Hit Dowrirae (m
OPINIONS BELOW
The decision of the Court of Appeals for the Fourth
Circuit is cited as Yoash v. McLean Contracting Co.,
Inc, 907 F.2d 1481 (4th Cir. 1990). The prior opinions
of the United States District Court for the District of
Maryland are unreported and are included in the
appendix starting at A-23.
JURISDICTION
The judgment of the United States Court of Appeals
for the Fourth Circuit sought to be reviewed was entered
on July 13, 1990. Jurisdiction to review this judgment by
writ of certiorari is conferred on the Supreme Court
pursuant to 28 U.S.C. § 1254(1).
STATUTE INVOLVED
The statute involved is 46 U.S.C. § 688(a), commonly
known as the Jones Act:
(a) Any seaman who shall suffer personal injury in the
course of his employment may, at his election, maintain
an action for damages at law, with the right of a trial by
jury, and in such action all statutes of the United States
modifying or extending the common-law right or remedy
in cases of personal injury to railway employees shall
apply; and in case of the death of any seaman as a
result of any such personal injury the personal
representative of such seaman may maintain an action
for damages at law with the right of trial by jury, and in
such action all statutes of the United States conferring
or regulating the right of action for death in the case of
railway employees shall be applicable. Jurisdiction in
such actions shall be under the court of the district in
which the defendant employer resides or in which his
principle office is located.
STATEMENT OF THE CASE
Paul Yoash and Mark Casson were employed by
McLean Contracting Company and were injured in
separate accidents in the course of their employment
while they were working on board a floating crane barge
in navigation known as the CAPE FEAR.
Suit was filed in federal court under the Jones Act
and the maritime doctrine of unseaworthiness against
their employer. Summary judgment was subsequently
entered in favor of the employer. The cases were
appealed to the Fourth Circuit, which consolidated their
cases. The appellate court determined that the workers’
duties were not to "serve | naturally and primarily as an
aid to navigation" in that their activities did not relate to
the transportation function of the vessel and any
activities relating to the transportation function were
incidental to the pile driving work. It was held that
neither was entitled to coverage under the Jones Act.
REASONS FOR GRANTING WRIT
The issue of Jones Act coverage for workers on
special purpose vessels (such as dredges, barges, and
other similar vessels) goes beyond the litigants of this
case and directly affects thousands of workers in all
geographic areas of the United States. The Supreme
Court has not ruled upon this subject since 1958 and
should, therefore grant certiorari to resolve conflicting
standards that have developed among the lower courts
for determining coverage under the Jones Act.
By its terms, the Jones Act authorizes any "seaman"
who is injured in the course of employment to maintain
an action at law for damages against his employer. The
Jones Act, however, does not define the term "seaman,"
and it is has been left to the federal courts to develop
the scope of this term. Through judiciai interpretation,
the term "seaman" has become equivalent in meaning to
the phrase "member of the crew of a vessel." Swanson v.
Marra Brothers, Inc., 328 U.S. 1 (1946).
4
The federal courts have taken two divergent
approaches in determining coverage under the Jones Act
for workers connected with the operation of special
purpose vessels.’ Specifically, the lower courts differ as
to what, if any, emphasis is to be placed on a worker's
activities to the transportation function of the vessel. The
Seventh and Third Circuits require a worker to have
performed significant duties relating to the transportation
function of the vessel. Johnson v. John F, Beasley
Construction Company, 742 F.2d 1054 (7th Cir. 1984),
cert. denied, 469 U.S. 1211 (1985); Simko v. C & C
Marine Maintenance Co., 594 F. 2d 960 (3d Cir.), cert,
denied, 444 U.S. 833 (1979); Griffith v. Wheeling
Pittsburgh Steel Corp. 521 F.2d 31 (3d Cir. 1975), cert.
denied, 423 U.S. 1054 (1976).
' For an extensive discussion of cases applying the
two different approaches see Annotation, Applicability of
Jones Act to Workers Connected with Operation of
Dredges, Drilling Platforms, Derricks, or Similar Special-
Purpose Equipment, 92 ALR Fed. 733.
5
The First, Second, Fourth (until 1988 discussed infra),
Fifth, Sixth, and Eighth Circuits, on the other hand,
interpret the aid to navigation requirement as satisfied
if an employee's duties relate to the special purpose
function of the vessel, and not just exclusively the
transportation function. See e.g., Bennett v. Perini Corp.,
510 F.2d 114 (1st Cir. 1975), Stafford v. Perini Corp.
475 F.2d 507 (ist Cir. 1973); Harney v. Moore Building
Corp., 359 F.2d 649 (2d Cir. 1966); Barrett v. Chevron,
U.S.A., Inc., 781 F.2d 1067 (Sth Cir. 1986), Offshore Co.
v. Robison, 266 F.2d 769 (Sth Cir 1959); Wilkes v.
Mississippi River Sand & Gravel Co., 202 F.2d 383 (6th
Cir. 1953); Slatton_v, Martin K. Eby Constr, Co., 506
F.2d 505 (8th Cir. 1974), cert. denied, 421 U.S. 931
(1975). The appellate court in Stafford, for example,
Stated that since on of the primary functions of the
barge was to provide a work area for the construction of
concrete forms, it was clear that the worker's duties
directly related to the performance of the barge's
mission.
The Court of Appeals for the Fourth Circuit in
Whittington v. Sewer Construction Co., 541 F.2d 427, 436
(4th Cir. 1976), established a three-prong test for
determining seaman status under the Jones Act: (1) the
worker must be more or less permanently attached to a
vessel or fleet; (2) his duties serve naturally and
primarily as an aid to navigation in the broadest sense;
and (3) the vessel is in navigation. In Whittington, the
court included the language "in the broadest sense" in
the second prong of the test. In Lawrence v. Norfolk
Dredging Company, 319 F.2d 805 (4th Cir. 1963) the
Fourth Circuit stated that "navigation in the broadest
sense” is not confined strictly to the actual navigating or
movement of the vessel but embraces duties essential for
other purposes of the vessel. Id. at 366. Thus, the
approach in the Fourth Circuit had been that the worker
need not be involved in the transportation function of
7
«
the vessel. The Fourth Circuit, however, eventually
departed from this language in Stephenson v. McLean
Contracting Company, 863 F.2d 340 (4th Cir. 1988), cert,
denied, 109 S. Ct. 2110 (1989) and in the instant case by
holding that the consideration in the Fourth Circuit is
whether the duties primarily contribute, either directly or
indirectly, to the transportation function of the vessel.
Summary judgments in both Stephenson and in this case
were ¢ntered by Judge Motz of the U.S. District Court
for Maryland.
Although the Supreme Court has never enunciated
a precise test in determining the status issue for
coverage under the Jones Act, this Court has indicated
that a worker's status must be defined in reference to
the vessel upon which he is working and that navigation
embraces duties other than the vessel's transportation
function. In Norton v, Warner Co., 321 U.S. 565 (1944),
this Court stated that members of the crew are not
confined to those who can “hand, reef and steer." Id, at
8
572. In Gianfala v. Texas Company, 350 U.S. 879 (1955),
the employee was a member of a drilling crew and was
killed while unloading drilling pipe onto the barge. At
trial, the issue of the employee's status was submitted to
the jury, which found in favor of the employee. The
Fifth Circuit Court of Appeals reversed, holding thai as
a matter of law the employee was not aboard primarily
to aid in navigation. The Supreme Court, without
discussion, reversed and remanded the case to the trial
court with instructions to reinstate the jury verdict in
favor of the employee. Similarly, in Grimes v. Raymond
Concrete Pile Co., 356 U.S. 252 (1958) this Court
determined that a worker assisting in the erection of a
ee on ete etn et Let Bare ah BE ee) sre a ee em |
radar station may be a seaman for purposes of the Jones
| Act. Lastly, this Court in Butler v. Whiteman, 356 U.S.
271 (1958) held that an employee doing odd jobs around
his employer's wharf may be a seaman for purposes of
the Jones Act.
The standard developed by the Fourth Circuit is not
consistent with the Supreme Court decisions previously
discussed. These Supreme Court cases indicate that
coverage is extended to those who work to further the
purpose or function of the vessel. The circuit courts that
emphasize the transportation function of the vessel have
focused on the Supreme Court's statement that seaman
are those aboard "primarily to aid in navigation." See
South Chicago Coal & Dock Co, v, Bassett, 309 U.S.
251 (1940). This approach, however, disregards the later
holdings of this Court.
In keeping with the remedial purpose of the Jones
Act, the Act has been and should be construed broadly.
The test announced by the Fourth Circuit and those
circuits adopting a similar approach requiring a worker
to be involved with the "transportation function" is not
consistent with opinions from this Court and other
federal circuits. Certiorari should therefore be granted to
provided useful guidance to the lower courts and to
10
promote uniform application of the Jones Act throughout
the United States.
| CONCLUSION
For the foregoing reasons, Petitioners respectfully
requests that a Writ of Certiorari be granted.
f} Lepr b ‘ Dery In
Joseph F. Lentz, Jr. =}
Lentz, Hooper, Jacobs
& Blevins, P.A.
222 St. Paul Place
Baitimore, Maryland 21202
(301) 685-8718
Counsel for Petitioners
11
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 89-2449
PAUL J. YOASH,
Plaintiff - Appellant,
versus
MCLEAN CONTRACTING COMPANY, INC.,
Defendant - Appellee.
No. 89-2450
MARK CASSON,
Plaintiff - Appellant,
versus
MCLEAN CONTRACTING COMPANY, INC.
Defendant - Appellee.
Appeals from the United States District Court for the
District of Maryland, at Baltimore. J. Frederick Motz,
District Judge. (CA Nos. 88-2797, CA-88-1244-JFM).
: Argued: April 4, 1990 Decided: July 13, 1990
Before ERVIN, Chief Judge, SPROUSE, Circuit Judge,
and SMITH, United States District Judge for the Eastern
District of Virginia, sitting by designation.
Affirmed by published opinion. Judge Smith wrote the
opinion, in which Chief Judge Ervin and Judge Sprouse
joined.
ARGUED: Randolph C. Baker, LENTZ, HOOPER,
JACOBS & BLEVINS, P.A., Baltimore, Maryland, for
Appellants. Thomas G. Young, III, Baltimore, Maryland,
for Appellee. ON BRIEF: Joseph F. Lentz, Jr., LENTZ,
HOOPER, JACOBS & BLEVINS, P.A., Baltimore
Maryland, for Appellants. Andrew Martin Battista,
Baltimore, Maryland, for Appellee.
SMITH, District Judge:
Paul J. Yoash ("Yoash") and Mark Casson ("Casson")
brought separate suits in the district court of Maryland
asserting claims under the Jones Act, 46 U.S.C. § 688
A-2
(a), and under the maritime doctrine of unseaworthiness
against their former employer, McLean Contracting
Company ("McLean"). The district court granted
summary judgment in favor of McLean in both cases
because neither Yoash nor Casson qualified as a seaman
under the test for seaman status applicable in this
circuit. In this consolidated appeal, Yoash and Casson
urge this court to adopt a broader definition of seaman
status under the Jones Act. For the reasons stated
below, we affirm the decisions of the district court.
I,
At the time of their respective injuries, Yoash and
Casson were working as members of the pile driving
crew on board the floating crane barge, CAPE FEAR.
McLean was performing tests and engaged in pile driving
for the construction of bridge piers for a new bridge
over the Choptank River on the Eastern Shore of
Maryland. Yoash began working for McLean as a pile
driver on April 3, 1985. His employment history shows
A-3
that he was engaged in construction work on bridges and
industrial piers from 1972 until his injury on October 15,
1985. Yoash was first employed as a pile driver in 1976.
On board the CAPE FEAR, one of Yoash's jobs was
to run the power pack which operates the ICE Machine.
An ICE machine is a vibrating hammer used to drive or
extract pile or steel beams. Yoash performed a variety —
of other tasks on board the CAPE FEAR, which tasks
included: cleaning out concrete pilings; escorting state
inspectors who were there to insure that pilings were not
cracked; manning the desk winches when the crane barge
was being moved a short distance to drive another piling;
making repairs to the deck winches and to the jet pumps
used in the dredging operation for setting pilings; and
marking off pilings for cutting. Yoash never did any
cleaning or painting on the barge and he also never slept
overnight on the barge. He was never certified by the
United States Coast Guard for maritime work.
A-4
Since the CAPE FEAR has no motive power of its
own, except for the deck engines which operate the
anchor lines, it is pushed into place by a tugboat and
then it is anchored. Because it can move the distance
of its anchor lines, the CAPE FEAR is equipped with
long steel beams, known as spuds, which are dropped to
the river bottom to hold the barge in place during pile
driving. Each spud has a cable that is long enough to
reach the deck so that someone standing on the deck
can raise and lower the spud. The spud cable is
normally placed above the anchor line to avoid tugging
the anchor line when the spud cable is pulled. In this
case, the spud cable was improperly placed underneath
the anchor line. As Yoash was stepping over the anchor
line, which is no higher than eighteen (18) inches off the
deck, the spud line was pulled, causing the anchor line
to jerk up underneath Yoash, who tripped and injured
his leg. At the time of his injuries, Yoash was installing
falsework pilings.
Casson began working for McLean on March 4,
1985. His work experience with respect to building
docks and piers began 1984, when he learned pile
driving and worked off a crane barge. Shortly before his
employment with McLean, Casson was employed as a
carpenter doing building interior finishes, and he did
some sheet metal work on the sides of prefabricated
steel buildings which were set up on the Eastern Shore.
During the course of his employment with McLean,
Casson performed a variety of duties. Prior to his first
injury on July 20, 1985, Casson was employed on a
coches which was used to push vessels to their
destination. He was injured when he jumped from a
barge being pushed by a workboat onto the deck of the
CAPE FEAR. After recuperating from his injury,
Casson was assigned to the CAPE FEAR where he was
employed as a pile driver. Casson asserts that his duties
included more than just pile driving. McLean concedes
that approximately two to three times per week Casson
A-6
would work on a workboat. On the CAPE FEAR,
Casson maintained the jet (dredge) pumps used in pile
driving and he alleges that he performed general
maintenance duties on the vessel.
Casson was laid off from December 20, 1985, until
February 24, 1986. _Upon his return, Casson's duties
were about the same as they had been before he was
laid off, with the exception that he spent all of his time
on the CAPE FEAR or the vessels alongside of the
barge. Casson did not sleep overnight on the barge.
Casson was injured on March 25, 1986, while performing
pile driving work. He knelt down on a template to
mark a grade, and as he knelt down, his kn€e popped.
In granting summary judgment for McLean, the
district court relied solely on the case of Stephenson v.
McLean Contracting Co., 863 F.2d 340 (4th Cir. 1988),
cert. denied, US. ___,, 109 S. Ct. 2110 (1989).
It concluded that neither Yoash nor Casson had
distinguished his case from Stephenson, and therefore
the court was bound by that decision. This appeal by
Yoash and Casson followed.
II.
Summary judgment is appropriate when there is no
genuine issue of any material fact and it appears that the
moving party is entitled to a judgment as a matter of
law. Fed. R. Civ. P. 56(c); Celotex Corp. v. Catrett, 477
US. 317, 322-24 (1986). The material facts of a
controversy are those identified by controlling substantive
law as essential elements of claims and defenses.
Anderson v, Liberty Lobby, 477 U.S. 242, 248 (1986). A
moving party is entitled to summary judgment if the non-
moving party has failed to make a sufficient showing on
an essential element of the case with respect to which
the non-moving party has the burden of proof. Celotex,
477 US. at 322-23. In evaluating a case, a court must
view the facts and inferences reasonably to be drawn
therefrom in the light most favorable to the non-moving
party. Ross v. Communications Satellite Corp., 759 F.2d
A-8
355, 364 (4th Cir. 1985)(citations omitted). Questions of
law are reviewed de novo on appeal. Higgins v. E.L
DuPont de Nemours & Co., 863 F.2d 1162, 1166-67 (4th
Cir. 1988).
Il.
The Jones Act, 46 U.S.C. § 688, provides in
pertinent part: "Any seaman who shall suffer personal
injury in the course of his employment may, at his
election, maintain an action for damages at law... .”
(Emphasis added.) Only a worker who qualifies as a
"seaman" may avail himself of the benefits provided by
the Act. Because the Jones Act does not define the
term "seaman" or provide criteria for eligibility, federal
courts have developed definitions on a case by case
basis. Through judicial interpretation, the term "seaman"
has become equivalent in meaning to the phrase
"member of the crew of a vessel plying in navigable
waters.” Swanson v. Marra Brothers, Inc., 328 U.S. 1, 7
(1946). The Supreme Court in South Chicago Coal &
A-9
ra
-
\
Dock Co, v. Bassett, 309 U.S. 251, 260 (1940) (citations
omitted), recognized tha: the word "crew" meant
“employees on the vessel who are naturally and primarily
on board to aid in her navigation." This court in
Whittington v, Sewer Constr. Co., 541 F. 2d 427, 436
(4th Cir. 1976), established a three-prong test for
determining seaman status under the Jones Act: (1) the
worker must be more or less permanently attached to a
vessel or fleet; (2) he must be one whose duties serve
naturally and primarily as an aid to navigation in the
broadest sense; and (3) the vessel must be in navigation.
Id. at 436.”
2, In setting forth this three-prong test in
Whittington, this court specifically noted that Congress,
by enacting the Longshoremen's and Harbor Workers’
Compensation Act (33 U.S.C. $§ 901 et seq.), intended
to limit Jones Act benefits to those persons who are
members of a crew or vessel plying in navigable waters.
541 F.2d at 436 (quoting Swanson v. Marra Brothers,
Inc,, 328 U.S. 1, 7 (1946)).
A-10
In Whittington, the plaintiff alleged that he
performed the work of a deckhand and a seaman and
that he was a member of the crew aboard a barge used
in a bridge demolition project. The barge was moored
in the river beneath a hole cut in the bridge. As the
bridge was dismantled, the scrap was lowered onto the
barge through the hole. The plaintiff sustained injuries
when he fell from the bridge onto the barge, as he was
being lowered through the hole by a cable. Applying the
three criteria set forth above, this court concluded that
Whittington did not qualify as a seaman, thereby
affirming the dismissal of plaintiffs case for lack of
admiralty jurisdiction. 541 F.2d at 436-37. °
>. In Whittington, all three alternative criteria for
establishing admiralty jurisdiction were examined, namely
(1) whether the "injuries occurred upon navigable waters
and had a maritime nexus," or (2) whether "the injuries
were caused by a vessel in navigable waters or an
appurtenance of the vessel,” or (3) whether "the person
injured was a seaman ... injured in the course of his
A-11
in Stephenson v, McLean Contracting Co,, 863 F.2d
340 (4th Cir. 1988), cert, denied, ___ U.S.___, 109
S. Ct. 2110 (1989), this court had another opportunity to
address the issue of seaman status under the Jones Act.
In Stephenson, the plaintiff was an employee of McLean
and was regularly assigned to work on the ANNAPOLIS,
a crane barge which was being used as a work platform
to construct the columns of a bridge. Stephenson was
working in a cofferdam, when he slipped and feil to the
bottom of it. The district court found that "the nature
employment.” 541 F.2d at 432 (citations omitted). The
three-prong test for Jones Act seaman status was set
forth by the court in Whittington when it examined the
third criteria for admiralty jurisdiction, together with an
examination of the distinction between the remedies
available under the Jones Act and the warranty of
seaworthingness. Id. at 433-36; see infra at 14-15. As
recognized in Whittington, the class of persons
traditionally defined as "seaman" for admiralty
jurisdictional purposes are the same as those afforded a
remedy under the Jones Act, 541 F.2d at 435; whereas
those afforded a remedy under the warranty of
seaworthiness need only to be performing the traditional
work of a seaman, after having first established a basis
for admiralty jurisdiction. Id. at 433; see infra at 14-15.
A-12
and purpose of [Stephenson's] activities were to construct
a bridge." 863 F.2d at 341. The district court then
applied the Whittington test and concluded that
Stephenson's duties did not serve naturally and primarily
as an aid to navigation because they did not contribute
directly or indirectly to the "transportation function" of
the vessel. Id. “ Consequently, the district court granted
summary judgment in favor of McLean on the Jones Act
claim. This court, agreeing that the second prong of the
Whittington test had not been satisfied and that there
were no genuine issues of material fact to go to the jury,
affirmed the judgment of the district court. Id.
*. Specifically, the district court held that
Stephenson's "duties, considered in the aggregate, did not
primarily serve as an aid to navigation and that he was
not primarily engaged in moving the ANNAPOLIS or
~
the vessel.” 863 F.2d at 341 (emphasis added). The
district court further found that Stephenson was not even
"indirectly contributing to the vessel's navigational
functions by providing support services to those who
were performing them.” Id,
A-13
In Stephenson, the only matter at issue under the
Jones Act was whether Stephenson's duties served
naturally and primarily as an aid to navigation, the
second prong of the Whittington test. Stephenson, 863
F.2d at 341. The district court in the cases at bar did
not specify any basis for its decisions other than it felt
bound .by Stephenson. Therefore, it is inferred that the
district court found that neither Yoash nor Casson could
satisfy the second prong of the Whittington test, even
viewing the facts in a light most favorable to each of
them. Accordingly, we oniy address this issue on
appellants’ Jones Act claims.
On appeal, Yoash and Casson advance two
arguments for reversing the district court's decisions.
First, they assert that this court in Stephenson improperly
injected a "transportation function" element into the
second prong of the Whittington test, and, therefore,
Stephenson should be re-examined. Second, they argue
that their cases, in any event, are factually distinguishable
A-14
ee ee |
from Stephenson. We do not agree with either of these
4
contentions.
IV.
The second prong of the Whittington test does
require that a worker's duties serve naturally and
primarily as an aid to navigation in order for a worker
to be considered a seaman. Whittington, 541 F.2d at 436.
The courts of appeals differ with respect to the emphasis
and weight given to this prong of the test for seaman
status. The Seventh and Third Circuits require a worker
to have performed significant navigational functions in
order to be considered a seaman. The Court of Appeals
for the Seventh Circuit has stated:
Because a Jones Act "seaman" is one who is a
member of a crew of a vessel, and because a
"vessel" under the Jones Act, while interpreting
liberally, has been consistently defined as a
floating structure that must have as one of its
functions the transportation of personnel or.
materials across navigable waters, we believe it is
the employee's relation to the transportation
function of the vessel, i.¢., whether the employee
contributes to the maintenance, operation, or
navigation of the vessel as a means of transport
= cae name en
A-15
on water, that is critical for Jones Act purposes.
Such an interpretation fulfills what we believe to
be the central purpose of the Act: to provide
protection for those subjected to risks associated
with the transportation function of vessels on
navigable waters.
Johnson v. John F. Beasley Constr. Co., 742 F.2d 1054,
1061-62 (7th Cir. 1984), cert. denied, 469 U.S. 1211
(1985) (citations omitted) (emphasis in original). This
view is consistent with the approach taken by the Third
Circuit. See_ Griffith v. Wheeling Pittsburg Steel Corp.,
521 F.2d 31 (3rd Cir. 1975), cert. denied, 423 U.S. 1054
(1976); Simko v. C & C Marine Maintenance Co., 594
F.2d 960 (3rd Cir.), cert. denied, 444 U.S. 833 (1979).
In contrast, the Fifth Circuit in Offshore Co. v. Robison,
266 F.2d 769 (Sth Cir, 1959), and in Barrett v, Chevron,
US.A., Inc., 781 F.2d 1067 (Sth Cir. 1986), has taken
the position that the aid to navigation requirement must
be interpreted quite broadly in light of the Supreme
Court's early Jones Act decisions. It interprets the aid
to navigation element as being satisfied if an employee
A-16
participates in any function a vessel may be designed to
serve, not just exclusively the transportation function.
Barrett, 781 F.2d at 1073.
A review of the foregoing authorities and this court's
decisions in Whittington and Stephenson lead to the
conclusion that Stephenson did not improperly narrow
the second prong of the Whittington test by injecting a
"transportation function" into the inquiry. In
Whittington, the court did include the language "in the
broadest sense" with the "aid to navigation"
consideration, citing a 1966 Second Circuit case, Harney
v. William M, Moore Building Corp., 359 F. 2d 649, 654
(2nd Cir. 1966).° No specific interpretation or refinement
*. However, the court in Harney specifically stated:
"But we need not decide whether tasks performed
aboard ship in furtherance of the vessel's special mission
ji.e., bridge building, dredging, operation, etc.], but not
of the vessel itself, are evidence of the crewman status."
359 F.2d at 655-56. Rather, the court determined that
Harney had numerous nautical tasks apart from the
vessel's special mission to thereby permit an inference of
seaman status to merit a jury's consideration. Id. at 656.
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of this language was offered in Whittington, The court in
Stephenson then refined and focused the second prong
of the test to include consideration of a direct or
indirect relation to the transportation function of the
vessel in determining whether the worker's duties
primarily served as an aid to navigation. The second
prong of the test for. determining seaman status under
the Jones Act, after Whittington and Stephenson, is
whether a worker's duties, when considered in the
aggregate, serve naturally and primarily as an aid to
navigation. In making the "aid to navigation"
determination, a consideration of whether the duties
primarily contribute, either directly or indirectly, to the
transportation function of the vessel is appropriate. We
also disagree with appellants’ second contention that
their cases are factually distinguishable from Stephenson.
First, appellants point to the fact that Stephenson was
not injured on a vessel or on a appurtenance to a vessel,
but instead was injured in a cofferdam. In the instance
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cases, however, Yoash was injured on the deck of the
CAPE FEAR, and Casson was injured on a template
beam which may constitute an appurtenance to the
vessel. © Nevertheless, the situs of a worker's injuries
has no determinative value for purposes of evaluating
seaman status under the Jones Act. See O'Donnell v.
Great Lakes Co., 318 U.S. 36, 39, 42-43 (1943).’
°. McLean argues in its brief that the template
beam is not an appurtenance of the CAPE FEAR. Brief
of Appellee at 25. Since the situs of appellants’ injuries
is not pertinent to seaman status under the Jones Act,
determination of this point is not necessary.
7. Moreover, in Whittington, the plaintiff was
injured when he fell onto a barge. 541 F.2d at 430. In
Johnson, plaintiff was injured on a floating barge. 742
F.2d at 1056, And, in Barrett, the plaintiff was injured
while transferring from a crewboat to a barge and then
suffered a second injury the next day while working on
the barge. 781 F.2d at 1069. In each cise, the
respective plaintiffs were found not to be Jones Act
seamen. The court in Barrett focused on plaintiff's
length of service on the vessel to determine whether he
performed a substantial amount of his work aboard it.
Id. at 1074-76. In Whittington and Johnson, the courts
directed their attention to the plaintiffs’ duties considered
in the aggregate. Whittington, 541 F.2d at 434-46;
Johnson, 742 F.2d at 1064.
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Next appellants claim that their duties, when
considered as a whole, establish that they served as an
aid to navigation in the broadest sense. They do not
contend that their duties primarily contributed to the
transportation function of the vessel. It is clear that
Yoash and Casson were pile drivers whose primary
purpose was to aid in the building of a bridge, not in
the navigation of the vessel.® Their duties, when
considered in the aggregate, were not to "serve naturally
and primarily as an aid to navigation." Stephenson, 863
F.2d at 341; Whittington, 541 F.2d at 436. Those
activities which did relate to the transportation function
of the CAPE FEAR were offshoots of the pile driving
work. There was no genuine issue of material fact to
be determined on these points. Therefore, the district
® Of particular interest in the grievance Casson
filed after his second injury on March 25, 1986, on the
ground that he was not being paid as a pile driver. A
pile driver's hourly wage was considerably higher than
what Casson was earning. casson won this wage claim.
Joint App. at 348, 419.
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court correctly granted summary judgment for McLean
on the Jones Act claims because neither Yoash nor
Casson qualified as a seaman under the second prong of
the Whittington test as refined in Stephenson.
V.
The warranty of seaworthiness imposes a
nondelegable duty on a vessel owner or operator to
insure that the vessel is fit for voyage. See Mahnich v.
Southern S.S. Co., 321 U.S. 96, 99 (1944) ("the admiralty
rule that the vessel and owner are liable to indemnify a
seaman for injury caused by unseaworthiness of the
vessel ... has been the settled law since this Court's
ruling to that effect in The Osceola," 189 U.S. 158, 175
(1903)). A cause of action for unseaworthiness is
separate and distinct from a Jones Act claim. Gosnell v.
Sea-Land Service, Inc,, 782 F.2d 464, 467 (4th Cir. 1986)
(citing Usner v. Luckenbach Overseas Corp., 400 U.S.
494, 498 reh'g denied, 401 U.S. 1015 (1971)). A claim
for unseaworthiness requires a maritime worker to show
A-21
that he was doing the traditional work of a seaman at
the time he was injured. Stephenson, 863 F.2d at 341-
42; Whittington, 541 F.2d at 434. Neither Yoash nor
Casson was performing the job of a seaman at the time
of the injuries in question. They were both injured
while performing their jobs as pile drivers; Yoash was
installing falsework pilings when he was injured, and
Casson was on a template making a grade for the piles.
They have no viable claims under the warranty of
seaworthiness.
VI.
Based on the foregoing reasons, we conclude that
the district court did. not err in granting McLean's
motion for summary judgment on Yoash's and Casson's
claims under both the Jones Act and the warranty of
seaworthiness. Accordingly, the decision below
is AFFIRMED.
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
MARK CASSON 4
v. * Civil No. JFM-88-1244
MCLEAN CONTRACTING COMPANY
MEMORANDUM
In this action plaintiff asserts claims under the
Jones Act and for unseaworthiness. At the time he was
injured plaintiff was working as a pile driver off of the
crane barge CAPE FEAR at the Choptank River Bridge
project. Defendant has moved for summary judgment.
Plaintiff has made no effort to distinguish this
case from Stephenson v. McLean Contracting Co., 863
F.2d 340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110
(1989). To the contrary, he argues that Stephenson was
"incorrectly decided." This Court is of the view that
Stephenson was correctly decided, and, in any event, it
is bound by that decision. Accordingly, defendant's
motion for summary judgment will be granted. A
separate order to that effect is being entered herewith.
Date: July 14, 1989
J. Frederick Motz
United States District Judge
A-24
IN _THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
MARK CASSON .
v. * Civil No. JFM-88-1244
MCLEAN CONTRACTING COMPANY
ORDER
For the reasons stated in the memorandum
entered herein, it is this 14th day of July, 1989
ORDERED
1. Defendant's motion for summary judgment is
granted; and
2. Judgement is entered in favor of defendant
against plaintiff.
J. FREDERICK MOTZ
United States District Judge
A-25
FOR THE DISTRICT OF MARYLAND
PAUL J. YOASH r
v. ? Civil No. JFM-88-2797
MCLEAN CONTRACTING COMPANY
MEMORANDUM
In this action plaintiff asserts claims under the
Jones Act and for unseaworthiness. At the time he was
injured plaintiff was working as a pile driver off of the
crane barge CAPE FEAR at the Choptank River Bridge
project. Defendant has moved for summary judgment.
Plaintiff has made no effort to distinguish this
case from Stephenson v. McLean Contracting Co., 863
F.2d 340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110
(1989). To the contrary, he argues that Stephenson was
"incorrectly decided." This Court is of the view that
Stephenson was correctly decided, and, in any event, it
is bound by that decision. Accordingly, defendant's
A-26
motion for summary judgment will be granted. A
separate order to that effect is being entered herewith.
Date: July 14, 1989
J. Frederick Motz
United states District Judge
A-27
FOR THE DISTRICT OF MARYLAND
PAUL J. YOASH "
aed
v. 7 Civil No. JFM-88-2797
MCLEAN CONTRACTING COMPANY
ORDER
For the reasons stated in the memorandum
entered herein, it is this 14th day of July, 1989
ORDERED
1. Defendant's motion for summary judgment is
granted; and
2. Judgment is entered in favor of defendant
against plaintiff.
J. Frederick Motz
United States District Judge
A-28
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