Amicus Curiae Brief — Gill v. Whitford, 138 S. Ct. 52 (2017) (No. 16-1161)
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erare IN THE AUG - 4 2017
No. 16-1161
Supreme Court of the United
BEVERLY R. GILL, et al,
Appellants,
v.
WILLIAM WHITFORD, et ai.,
Appellees.
$$
On APPRAL FROM THE Unirep Srates Disrricr Court
FOR THE WESTERN District or WISCONSIN
BRIEF OF AMICI CURIAE THE MAJORITY
LEADER AND TEMPORARY PRESIDENT OF THE
NEW YORK STATE SENATE AND MEMBERS OF
THE MAJORITY COALITION IN SUPPORT
OF THE APPELLANTS
New York, New York 10007
(212) 285-2290
dlewis@lewisandfiore.com
Counsel for Amici Curiae
COUNSEL PRESS Line ef Ong
OF THE GLERK
ME COURT. U.S _
i
TABLE OF CONTENTS
Page
ne else eb ueeesouric i
TABLE OF CITED AUTHORITIES.............. iii
STATEMENT OF THE INTEREST OF
ae hing Saued eae 1
SUMMARY OF THE ARGUMENT................ 3
ea aaa seal a ate 5
SR REG ee eT ee tee mat ies ED Nace an Rae 5
I. The Efficiency Gap Is Of No Utility
In Measurement Of Partisanship In
Any Authentic Political System Which
Functions In Coalition As In The New
Gis 65 6 od 0.cn6d sees snetsenes 9
A. The Use Of A Gross Political Vote
As A Measurement As To Single
Member Winner-Take-Al! Elections Is
A Dangerous And False Measurement
In Objective Reality .................005. 9
1
Table of Contents
C. Minor Party Votes Which Are
Decisive In Close Elections In
The New York State Senate Are
Excluded Frorn The Wisconsin Social
i f: > itd eaiweddeheee 6 17
Il. Redistricting Of State Legislature Will
End Up Being Endlessly Micro Managed
By The Federal Courts Based Upon A
Claim Of Political Partisanship Given That
It Undermines Traditional Redistricting
PS dnéicteadtvseweaesste0eneus sus 19
EEE Suc cccckedsesvarcocceveadesuséens 23
1040
TABLE OF CITED AUTHORITIES
Page
CASES
Ala. Leg. Black Caucus v. Alabama,
I os nacesdigdcesndesienceeen 20
Baker v. Carr,
Ns ok co neces tas sneha ier 5
Chapman v. Meier
edi scpeee ences anenneeentnts 19
Davis v. Bandemer,
rs 24k cencedeseraaeobes 5, 9,13
Favors v. Cuomo,
2014 WL 2154871 (E.D.N-Y. 2014), modified,
2014 WL 3734378 (E.D.N.Y. July 28, 2014) . .3, 19, 20, 22
Gaffney v. Cummings,
esc cdbevassdessncusvibaudes 19
Growe v. Emison,
st Ser ee ed 19
League of United Latin Am. Citizens (LULAC)
v. Perry,
Se PED oc ccccccccccceccces 6, 11, 12, 19
Loeber v. Spargo,
391 Fed. Appx. 55 (2d Cir. 2010)................. 21
w
Cited Authorities
Page
Miller v. Johnson,
a Os De ae tains eee eee 14, 20
Ste. Marie v. Eastern R. R. Ass'n,
Se GEE BED wcccccocccccccucecnes 12
Vieth v. Jubelier,
cbs been ccoe peetndéeees passim
Whitford v. Gill,
Ss vob tbewedineed cecocest 7, 8, 15
CONSTITUTIONAL PROVISIONS
ee re Seukeebbobecceeca x
1
STATEMENT OF THE INTEREST
OF AMICI CURIAE
The New York State Senate is the upper house of
New York’s bicameral system. In the last seven years
it has functioned in a variety of bipartisan coalition
models. Currently the Majority Coalition is comprised of
the Republican Party’s elected representatives and one
individual elected Democratic Party Senator, all of whom
caucus together as the Republican Conference which
governs in coalition with a group of eight Democratic
Party senators functioning as the Independent Democratic
Conference. Together this Majority Coalition, the
Republican Conference and the Independent Democratic
Conference, comprise the working controlling numerical
majority of members. The Majority Coalition has governed
the State Senate in terms of practice and policy and in
turn has governed New York State in partnership with the
Democratic Governor and the New York State Assembly,
which the Democratic Party dominates.
Senator John J. Flanagan, a Republican is elected
by vote of the Senate to be the Temporary President of
the New York State Senate. He also is elected by fellow
Republicans as the Majority Leader of the Republican
Conference of the State Senate.' Senator Jeff Klein is the
Leader of the Independent Democratic Conference.
1. No party’s counsel authored any part of this brief. No
person other than the amici curiae made a monetary contribution
intended to fund the preparation of this brief. Each party has
represented that they have filed with the Court blanket consents
to the filing of amicus curiae briefs in support of either party or
neither party.
2
New York has two major parties, Democratic
and Republican. The ballot also carries minor party
candidates for offices of the Conservative, Independence,
Reform, Green, Women’s Equality and Working Families
Parties. Each party has its own rules for the nomination,
designation and endorsement of its candidates. Party
identification qualifies to vote in only that party’s non-open
party primary elections. Voters may register as “Blank”
indicating no party preference, depriving them, only, of
a vote in any New York primary election. Local Senate
races often include participation by additional and other
parties accorded additional ballot lines established from
election to election based upon highly localized issues such
as lowering property taxes. Senators often are elected
by the participation and votes of what are called these
minor parties, either affirmatively when the candidate
is on the ballot line or by drawing votes from a major
party candidate when they fail to secure a minor party’s
endorsement.
Each State Senator serves districts mapped out by
the process of redistricting. Given that the ballot cast by
each voter is secret, Senators extend their services to
their constituents without regard to political party. Voters
cast their ballots, especially in local elections, for reasons
other than pure party identification. Such reasons include
candidate visibility and access, receiving constituent
services, reach out programs, informational events,
participation in the community, candidate personality,
policy issues, socio-economic status, race, economic beliefs
as well as party identification.
Adopting the social science two party based metric
as accepted by the lower court would upend New York’s
3
previously court sanctioned redistricting method.
New York would be found to be engaged in “partisan
gerrymandering” along with 35 other states. Similarly,
an efficiency gap of greater than 10% was found in New
York and eleven other states.
The Senate redistricting map, using the traditional
redistricting principles, meets all the requirements for
constitutional redistricting. See, Favors v. Cuomo, 2014
WL 2154871(E.D.N.Y. 2014) modified, 2014 WL 3734378
(E.D.N.Y. July 28, 2014).
The district court process would eliminate the very
bipartisan New York Majority Coalition that the district
court is trying to impose in Wisconsin. Upholding the
district court, regarding political gerrymandering by
formula, will directly eliminate the coalition governing the
New York State Senate and create the inevitable harm of
ending bipartisanship, rather than cure it.
SUMMARY OF THE ARGUMENT
The district court failed to identify or adopt a limited
and precise workable standard that would be judicially
manageable to determine the existence of a partisan
gerrymandering such that could be identified as rising
to the level of being unconstitutional. The district court
held that any social science theory in effect will support
a finding of partisan redistricting if it contains a claim to
be able to measure of partisan asymmetry or consists of
any particular technique for demonstrating the durability
of the partisanship including an “efficiency gap” or other
methods from recent conceptual and methodolugica!
advances in social sciences. The formula fails to take
4
into account vital elements of traditional redistricting,
as well as actual voting patterns, which one cannot
discern as party identification driven. It predicates its
finding on a false equivalency of state-wide totals as
providing measures for individual districts. Further, it
presumes that partisan symmetry state-wide is a value in
redistricting. The validity of the test is only measurable
in retrospect after an election and by ignoring all reality-
based variables that go into an election.
The New York State Senate is governed by a multi-
party, multi-member coalition. As proffered, the district
court’s appeal to general social sciences matrices fails to
account for a legislative coalition government as exists in
the State Senate. Such a legislative coalition, transcending
partisanship, cannot be measured by state-wide vote
totals from legislative races. The use of a state-wide vote
totals as a variable to “compare” the number of seats in
the state legislature with state-wide vote totals erases
voter preferences for particular candidates in particular
districts based upon voter specific reasons. Ignoring the
actual district by district vote for specific individuals
undermines the basis of actual one person one vote
jurisprudence. Perniciously, the test advances the concept
of “wasted” votes, an anathema in a Republican democracy.
In arepresentative democracy, no vote is wasted because
legislators represent all their constituents. It ignores the
variables of actual political representation by exalting
shifting social science tests over traditional redistricting
principles.
The test fails to give weight to the votes of minor
parties whose vote totals provide margins of victory for
state legislators in close races. The total state-wide races
5
of major parties do not include state-wide minor parties
or the highly localized issue-based minor parties.
The proposal by the district court is fundamentally
incompatible with the traditional redistricting principles
that has governed the process for the last 55 years after
Baker v. Carr, 369 U.S. 186 (1962). The district court
determination would ensure that the federal courts will be
intimately involved in the drawing of the state legislative
lines, rather than allowing traditional redistricting
principles to govern and thereby plunging each court into
the picking of winners and losers by drawing the states’
legislative lines itself.
ARGUMENT
Introduction
This Court first asserted that in state legislative
redistricting, a claim of partisan gerrymandering
was justiciable more than thirty years ago in Davis v.
Bandemer, 478 U.S. 109,143 (1986) (plurality opinion).
In 2004, this Court re visited the intractable issue in
Vieth v. Jubelier, 541 U.S. 267 (2004) and agreed that
such a phenomenon existed, but divided sharply on
the justiciability of partisan gerrymandering claims,
producing no standard or guidance for lower courts faced
with the claim.
Vieth held unanimously that excessive partisanship in
redistricting is unconstitutional. The four justice plurality
acknowledged that excessive partisanship in redistricting
offends the Constitution - and is therefore “unlawful” -
and also that the “excessive injection of politics” into the
6
redistricting process is fundamentally “[incompatible]
with democratic principles.” 541 U.S. at 292-93 (plurality
opinion). In his concurrence, Justice Kennedy agreed that
“{ajllegations of unconstitutional bias in apportionment
are most serious claims,” explaining that severe partisan
gerrymanders impose burdens “on the representational
rights of voters and parties.” /d. at 311-13 (Kennedy, J.,
concurring in the judgment). The four dissenters likewise
agreed that partisan gerrymandering is unconstitutional.
See Id. at. 317-18 (Stevens, J., dissenting) (“The concept
of equal justice under law requires the State to govern
impartially[, and] ... partisan gerrymanders that are
devoid of any rational justification ... cannot be said
to [be] impartial[].”); id. at 343 (Souter, J., dissenting)
(explaining that “the guarantee of equal protection
condemns [some forms of partisan gerrymandering] as
a denial of substantial equality”); id. at 355 (Breyer, J.,
dissenting) (“The use of purely political considerations in
drawing district boundaries is not a ‘necessary evil’ that
... the Constitution inevitably must tolerate.”). The Court,
however, was unable to agree on a standard by which
partisan gerrymandering claims should be adjudicated to
determine what is or is not unconstitutional in the drawing
of state legislative lines.
Thereafter, regarding congressional line drawing, this
Court in League of United Latin Am. Citizens (LULAC)
v. Perry, 548 U.S. 399 (2006) generated six opinions
with a majority of the Court held that no identifiable
constitutional flaw existed even with the seeming
determination of the Texas legislature to redistrict
midterm with the sole purpose of achieving a Republican
congressional majority. Jd. at 417, see id. at 423 (plurality
opinion), 7d. at 483 (Souter, J., concurring in part) id. at
511 (Scalia, J., concurring in the judgment in part).
7
Regarding state legislative redistricting, the Vieth
court explicitly found that no judicially discernible and
manageable standards exist for adjudicating claims of
political gerrymandering have emerged. /d., 541 U.S. 267,
281. That finding remains true at this writing.
Into this intractable thicket, the district court
in Wisconsin purports to have found the alchemical
Philosophers Stone, which has otherwise eluded every
other court. The majority opinion held that a state
redistricting plan violates the First Amendment and the
Equal Protection Clause when it is (1)“intended to place
a severe impediment on the effectiveness of the votes of
individual citizens on the basis of their political affiliation”:
(2) “ha[d] that effect”; and (3) “cannot be justified on other
legitimate grounds. Whitford v. Gill, 218 F.Supp.3d 837,
884 (W.D. Wisc. 2017) (three judge court) The court based
both the intent and effects prongs of this test around the
concept of entrenchment, the notion that the map drawing
party is likely to remain in power for the entire decennial
period. The district court utilized a metric labelled the
“efficiency gap” (EG) calling it “corroborative evidence
of an aggressive partisan gerrymander.” Whitford, 218
F’. Supp. 3d at 910.
The EG is has not been peer-reviewed or otherwise
validated. It rests on a supposition as to how districts
should be drawn in a two party model with voters adhering
rigorously to partisanship allegiances over the subsequent
decade. The test seeks to measure partisanship by the use
of state-wide vote totals of the two major political parties.
The test is premised upon the comparison of individual
legislative seats to statewide votes. The EG seeks to
measure the difference between state-wide votes for state
8
legislative seats from one political party compared to the
actual percentage of seats held, as in a parliamentary
election. No other court has required that the seats that
a party’s candidates win be proportional to the party’s
state-wide totals. No court should so hold now, given that
single member districts and winner take all elections are
the norm in state legislative elections.
The EG is predicated on the concept of a “wasted vote”,
a contrivance. It posits that a votes are “wasted” when
votes are not “properly distributed.” A vote is purportedly
“wasted” when it is either a vote for a candidate who does
not win the election or it is a vote that is surplus, cast
for a winning candidate in excess of the simple majority
needed to win a two party race, any vote in excess of 50%
of the vote plus one. The EG is calculated by dividing the
“wasted” votes for each party in an election by the overall
votes cast in that election. The percentage difference is
the EG. The Appellees posit further that any EG above
7% will continue to favor the party it benefits for the life
of the plan, decennially, for example, in New York State.
The EG equates this with a measurement of favoritism
that serves to lock out a political party from holding a
majority in the legislative body even if there is a huge
swing in state-wide vote share. Whitford, Id. at 886-7.
The district court’s standard and methodology fail
to comport with the realities of political decision making
by voters, elected officials and exalts a false value more
appropriate for a parliamentary system than a republican
form of government. U.S. Const. art. IV sec. 4.
9
I. The Efficiency Gap Is Of No Utility In Measurement
Of Partisanship In Any Authentic Political System
Which Functions In Coalition As In The New York
State Senate
A. The Use Of A Gross Political Vote As A
Measurement As To Single Member Winner-
Take-All Elections Is A Dangerous And False
Measurement In Objective Reality
The elusive quest for a workable standard that is
limited and precise cannot be solved by the district court
decision. The district court’s use of social science misses
the key point that the political process is not limited to
winning elections. See, Bandemer, 478 U.S. at 132. The
standard that the district court uses a purported metric
that is itself unreliable and undefinable. The observation
of reliable and regular phenomenon is fundamental to
accurate social science. The EG makes no effort to control
for or assess voter decision making, party factionalism
and individual ranges of beliefs within voters and their
application to a particular candidate. In multi-candidate,
multi-office ballots there is ample evidence of ticket
splitting which demonstrates that a vote for a candidate or
a party does not directly or indirectly reflect a preference
for every Democratic or Republican candidate state-wide
across the state. The EG wholly ignores the local electoral
issues that drive the outcomes in local ballot races.
The district court’s test to determine partisanship
requires acceptance of a faulty major premise to anchor its
determination. The district court measured partisanship
by the use of state-wide vote totals of the two major
political parties. The major premise is that redistricting
10
demands that the proportion of state-wide votes for
major party’s candidates should match the proportion of
legislative seats.
This premise is nowhere applicable to the conduct of
representative government. A cast vote is not necessarily
identification with a party and is not a correlative of
partisanship. Using partisan affiliation is an eel-like
measurement, given that voters ticket split, change
political parties affiliation either by public registration or
by secret ballot, over the cycle of the census in significant
numbers. Voters clearly change political party loyalties
from election to election predicated upon persona!
experiences, political views, public or private missteps,
individual candidates and specific hot button issues.
The social science metrics fail to permit conformance
with constitutional norms for its redistricting by requiring
that any political party should receive a specific number
of seats or a projection of party voting strength from
aggregate numbers. There is no basis for such correlation
with partisanship except as it related to pure political
party identification by voting. It would be as if a party in
this Court would win her suit based not on the number
of Justices who are in the majority, but on the overall
number of federal judges in the aggregate who agreed
with that party.
It cannot guarantee the outcomes of an election based
on voter choices, so it could be recalculated after every
election and be the predicate for a challenge to the district
lines every two years in New York after each election
cycle. The social science does not have the value of fixed
numbers as provided by Census Bureau data.
11
The test asserts an undefinable standard predicated
upon methodology that is outcome driven. The system
adopted by the district court has no controls for actual]
variables in local elections. It devalues actual voters’
actual decision making by asserting what party should
win district by district and belittling the actual votes
that it purports to protect and measure. The inference
that a vote for a candidate or a party directly reflects a
preference for every Democrat or Republican state-wide
across the state is misbegotten. The test also infers that
the individual voter acts out of a desire for that particular
party to achieve state-wide gains is likewise misbegotten,
in a state that has long had divided government between
houses of the legislature and between the governor and one
house of the legislature. The gap between major political
parties’ representation in the Senate is closer than the
state-wide vote gap, which is what aids in the creation of
coalition government. Where the voters have determined
that they wish a divided government by keeping the New
York State Senate politically closely divided, the EG and
the social science, if applied to the New York State Senate,
would be skewed, based solely on the fact that Republicans
hold a narrow majority, it would ironically show greater
evidence of a partisan effect than a broad majority and
it would likewise show entrenchment on the basis of a
narrow and close number of votes, despite the fact that
voters of all parties re-elect incumbents based as much
on performance as on partisanship.
Even in a perfect two party ideal state, it is “no more
than a rough measure at best”. See, L.U.L.A.C., 548 U.S.
at 419 (opinion by Kennedy, J.). The EG is a concept of no
practical use in any state except to allow a federal court to
pick winners and losers in races for the state legislators.
12
See, Vieth, 541 U.S. at 308-309 (Kennedy, J. concurring).
It is fallacious to maintain that an endless gaze at a set of
raw numbers permits a court to determine a valid etiology
of complex social phenomena. Even strong statistical
correlation between variables does not automatically
establish causation. Ste. Marie v. Eastern R. R. Ass'n,
650 F.2d 395, 400 (2d Cir. 1981) (Friendly, J.).
Fundamentally the EG seeks to recognize “group”
based rights anchored to political party identification.
Such identification by the vote in election cycles still
remain both elusive and fluid from election to election,
from candidate to candidate and issue to issue. Such a
“group” based rights concept in the area of vote dilution
has been rejected on the basis that vote dilution is
individual and a claim not available to a political party.
L.U.L.A.C., 548 U.S. at 437. There is no authority for this
“value,” especially in New York where the experience in
the State of New York has been shifts in contro] within
districting periods that the EG denies could occur.
There is no state-wide party that has the authority
to select candidates for individual districts. Parties are
organized by each of the 62 counties in New York State
with state wide party committees playing different roles
once the party has selected a nominee either by primary
or by a non-opposed petition. Elections for the State
Legislature are single member clistrict based. Candidates
for the Senate and other local offices petition to get placed
on the ballot as the nominee of their party. Party endorsed
candidates do lose primary elections demonstrating that
the state-wide party has no control over local candidates.
The Conferences and the Coalition is an aggregation of
elected members identified as district-based or county
13
based party candidates and political affiliations evidenced
from the ballot at the last election.
Voters vote for candidates in their districts, on the
basis of individual assessment of the candidate and the
political options and not for a state-wide slate of legislative
candidates put forward by the parties. Bandemer, 478
U.S. at 159 (O’Connor, J., concurring). Local legislators
serve all constituents and not those of one party but their
attendance at functions, distributions of information,
constituent services in dealing with recalcitrant state,
federal and local governments. Voters respond to
individual candidates in their districts, to the constituent
services they receive when needed and to positions on
important issues. The right candidate at the right time
under certain conditions can defeat an incumbent who
loses the faith of his constituents, his political base or
his popularity. The crucial defect in the lower court’s
decision is the presumption that under the EG and any
other suggested social science standard it used is to equate
political gerrymandering with deprivation of minority
party’s capacity to serve its constituents. It posits that
only the state-wide values should control rejecting the face
that local legislators evince the local interests of voters as
well as those on state-wide issues. Often local legislation
is not partisan issue driven and members of one political
party act with member of the other party to achieve the
goals of both.
Apart from the fact that each major parties’ umbrella
contains a wide variety of political views that defeat a
factual claim of exclusion by partisanship, the EG and the
social science applied by the district court fails to take
into account any variable other than vote totals. It ignores
14
the political geography of New York State. It ignores the
impact of the non-contested elections which skew results.
It ignores the fact that far many more Senate districts
in New York City are single party Democratic districts,
where 42% of registered Democrats reside than there are
single party districts of Republicans upstate. New York
City overwhelmingly contributes Democratic legislators
and often the sole competitive race in many local legislative
district seat is the Democratic Party primary election.
In the actual political process in New York State, the
term “efficiency” is of no utility in measuring partisanship,
excessive or otherwise. New York along with at least
eight other states, which allows candidate to run for
office on multiple party lines, the EG does not work as a
partisan assessment because the very concept of fusion
allows for candidates to combine lines to achieve election,
even to go so far as to either run with both major parties
endorsement or to run unopposed by a major party in a
general election.
Thus the district court’s reliance in and appeal to
social science fails to generate a workable standard that is
limited and precise as well as reliable. As a consequence the
ruling will drive federal courts deeply into unprecedented
and intrusive intervention in the state legislative realm of
its province of legislative districting process, not based
upon the precise and limited accurately measurable core
values surrounding immutable conditions, such as race,
but instead upon tenuous basis with no guarantee of its
own constitutionality. Vieth, 541 U.S. at 306 (Kennedy J.,
concurring in the judgment); Miller v. Johnson, 515 U.S.
900, 916 (1995).
15
B. A State House That Governs In Coalition
Between And Among Parties Voids The
Presumptions In The District Court Opinion
Coalition government is designed to specifically give
voice to the minority party members. In the New York
State Senate, coalition governance insures that even losing
voices play a role by and through the forged coalition,
thus giving the lie to the district court determination of
partisanship by party designation. The district court in
pursuit of a misguided concept of political fairness invoked
the ability of voters of a particular political persuasion
to form a legislative majority. Whitford, Jd. at 882-883.
The district court presumes injury to the party by virtue
of the claim that a losing party is completely shut out
of the legislative process. Traditional Republicans and
Progressive Democrats have in coalition passed laws
traditionally identified with opposition parties. The social
science is blind to the fact that in the New York State
Senate, nine of the elected Democrats serve in coalition
with the Republicans providing a majority governing
coalition.
The use of political party vote as a proxy for being
shut out of the political process of the majority is wholly
misbegotten given the coalition influences legislation and
creates adequate representation of every voice at the table
of government. In certain matters, minor parties enact
legislation beneficial to their communities. Large scale
issues with deep ideological divisions are less likely to be
imposed upon the majority coalition from minority party
members, as is appropriate in a representative democracy.
Coalition members, however, have an actual seat at the
table in the terms of advocating for legislation and in
negotiating the state-wide budget.
16
Coalition government allows legislators to transcend
party identities in order to make the value driven decisions
that voters expect of their elected representatives. It
allows coalition members to bring back to their districts
resources and opportunities not tied to any one political
party. Individual legislators have the ability to assess and
act upon local conditions not relative to party concerns but
keyed to district and constituent concerns. In New York
especially party identification is not always a consistent
predictor of individual votes for local] legislators. Coalition
government is the cooperative project that allows
governance to transcend the cold social science record.
In the New York State Senate it is clear that a
coalition governing structure may therefore claim to be
overvaluing the votes of voters in certain district when
that elected Senator participates as part of the majority
coalition, without regard to the political persuasion of
the elected Senator. The district court’s core belief that
a losing political party district by district cannot form a
legislative majority is belied by the reality of New York
State politics.
Thus the use of state-wide numbers to then conclude
that the entirety of the minority party is perforce shut
out of the political process to the degree that it creates
unconstitutional state districts is baseless in the reality
of the New York State Senate’s governance.
17
C. Minor Party Votes Which Are Decisive In Close
Elections In The New York State Senate Are
Excluded From The Wisconsin Social Science
Model
The test in the district court to be even plausible
requires the reduction over every election to nothing
more than “D” and “R” votes on the ballot. In doing so
the district court oversimplified the political process by
eliminating the role of the minor parties. In the case of
the minor parties their endorsement allows persons who
eschew the top of the ticket of the major parties, but wish
to vote for their preferred local representative, exclusive
of identification with a major party. In New York, these
parties include the Conservative, Independence, Green,
Reform, Womens’ Equality and Working Families Parties
as well as the many highly localized issue-based parties.
Minor parties would play no role in the EG partisan
assessment under the district court model, despite the
fact there is evidence of ticket splitting in the State.
Local legislators often outpoll candidates higher on the
ticket. Candidates draw voters for reasons that transcend
political affiliations given the vast amounts of money spent,
the disparate Democratic registration advantage and the
ticket splitting tendencies of New York voters.
Minor parties indirectly and directly determine
outcomes in local legislative races in New York State so
as to undermine the use solely of major party votes. Minor
parties alter outcomes of major party candidate voting
patterns, either affirmatively when the candidate is on
the ballot line or by drawing votes from a major party
candidate when that candidate fails to secure a minor
party’s endorsement
18
Minor parties often endorse the candidate of a major
party and on occasion endorse their own candidate. In
New York members of the state legislature are elected
by virtue of the votes of members of the two majority
parties and the participation of the various state-wide
minor parties and localized issue-based parties.
In the current reapportionment cycle based upon
maps approved by the federal court, in the election of
2016, three Republican Senators won election or re-
election based upon the votes of third parties. In 2014 one
Democrat and one Republican won their election based on
the vote of a third party. In the 2012 cycle, six republican
senators won election or re-election on the basis of third
party voters.
The participation of non-major parties is crucial
to outcomes particular to certain counties or areas by
occasionally provide margins of victory in local races. In
state legislative races and in the New York State Senate
elections, there is ample evidence of ticket splitting in local
races in New York.
The social science of the district court makes no
provision for such minor parties, especially where these
parties do or do not endorse a major party candidate. By
measuring partisanship using only the two major parties,
the EG casts aside votes that express the preference that
actually reflects partisanship that the test pretends to be
testing.
19
Il. Redistricting Of State Legislature Will End
Up Being Endlessly Micro Managed By The
Federal Courts Based Upon A Claim Of Political
Partisanship Given That It Undermines Traditional
Redistricting Standards.
Reapportionment of state legislatures is primarily the
duty and obligation of states and not the federal courts.
Growe v. Emison, 507 U.S. 25, 34 (1993), quoting Chapman
v. Merer 420 U.S. 1, 27 (1975). Reapportionment by any
state legislature is primarily a political task. Gaffney
v. Cummings, 412 U.S. 735, 749 (1973), undertaken by
political actors elected for such purpose. The elusive
nature of identifying partisan gerrymandering might
suggest that the decades-long quest to find a workable
standard with a “limited and precise rationale” to
isolate impermissible levels of partisanship, regarding
state legislatures be abandoned to the measurement of
traditional redistricting principles and assessing invidious
discrimination. Use of the EG alone would invalidate New
York’s redistricting plan just recently approved by a three
judge court. Favors v. Cuomo, 2014 WL 2154871(E.D.N.Y.
2014) modified, 2014 WL 3734378 (E.D.N.Y. July 28, 2014).
Even if a federal court can decide how much partisan-
ness is too much, it is making an exclusively political
judgment committed to the states as one of the most
significant acts a State can perform to ensure citizen
participation in self-governance. LULAC, 548 U.S. at 415.
The coalition in the New York State Senate reflects the
effects of citizen participation by their votes in individual
districts maintains a relatively stable legislature in which
a minority party retains significant representation Vieth,
541 U.S. at 360 (Breyer, J. , dissenting).
20
The standard such as it is proposed by the district
court is assuredly a recipe for epic amounts of litigation
in federal courts over state legislative lines, even
when they meet all traditional redistricting principles
such as compactness, contiguity, respect for political
subdivisions, core communities, communities of interest,
Miller v. Johnson, 515 U.S. 900, 916 (1995) and other
requirements of traditional redistricting, including
protecting incumbents and political affiliations, Ala. Leg.
Black Caucus v. Alabama, 134 S. Ct. 1257, 1270 (2015).
Because any voter or organization can make themselves
a plaintiff redistricting litigation becomes the vehicle for
those whose failures at the ballot box an opportunity to
overturn the actual will of the voting public.
The Favors litigation is instructive regarding the
potential consequences of affirmance of the district
court decision. After the failure of the two houses of the
legislature to agree upon Congressional lines, a three
judge court was forced to draw the Congressional lines. A
state plan proposed by the then pre coalition Republican
controlled Senate majority and the Democratic controlled
Assembly was adopted and signed into law by the Governor.
Thereupon various individuals and organizations sued
to overturn the State plan and impose their variants
of plans based either upon racial, ethnic, religious or
other demographics. Plaintiffs sued the Governor and
the majority and minority party legislative leaders. In
the course of the litigation, the putative defendant, the
then-Senate Minority Leader, having been unable to
command enough votes to defeat the bill in the Senate
chamber, functionally aligned with plaintiffs in seeking to
defeat the enacted plan. The lion’s share of the litigation
devolved down to a contest between the Senate Minority
21
defendants seeking to overturn the enacted plan defended
by the Senate Majority defendants and with nothing to lose
politically, seeking to seize a victory in the courts denied
to them on the floor of the Senate. The case stretched over
four years culminating in the three judge court finding
that the plans of Senate in particular was constitutionally
proper according to traditional redistricting principles.
Should the district court be affirmed, the redistricting
process in the states will be a prelude to the guaranteed
litigation in federal court by any one political actor
aggrieved, any loser in the exercise of representative
democracy or a political gadfly. The addition of more
“metrics” will bring every crook and nanny (and every
organization that funds or controls them) into federal
court as a private litigant against the re districting lines
convinced they are gerrymandered into oblivion. See,
e.g. Loeber v. Spargo, 391 Fed. Appx. 55 (2d Cir 2010).
No cycle will be free from litigation poised to claim any
social science metric tested or otherwise as a means to
tie up functional government with the obligation to defend
its political realities to a federal court with little or no
experience of the political geography or factors of the
state of New York.
The federal court litigation will begin with a rummage
through the social sciences to find any “test” that could
be asserted to claim partisanship and will culminate ina
mud wrestling of experts. The result is that the federal
courts wil) be in the business of picking winner's and losers
out of the caldron of social science.
The standard should not impose greater uncertainty,
nor should it not be discernible or manageable by the
22
state actors to whom the obligation of redistricting is
constitutionally delegated. No state legislator would
be able to securely enact a plan confident that it meets
constitutional requirements. Good faith attempts to follow
traditional redistricting principles will be of no value.
There will be no way to divine what will comply with
what is now to be an ever-shifting elusive constitutional
standard set by the federal courts over the state re
districting process. No legislature could draw lines that
would protect it from federal litigation and no party will
know how a future district court would identify a social
science value and impose it.
The consequence of upholding the metric accepted
by the district court will be that no redistricting process
will ever end by the acts of the state legislature as was
contemplated by relegating re districting to the states.
Instead, the losers in the state process will rush through
the doors of the federal courthouse to the detriment of
representative government in the states.
And only the federal court will be able to determine
each and every claim against a legitimately drawn map
because no one will have a thread of an idea of what social
science metric could govern the redistricting. The courts
will assume political responsibility for a process that itself
is fraught with ill will and distrust as demonstrated by the
litigious nature of redistricting. Further the result will
be unprecedented costly and time consuming litigation
initiated by the rival political party, as was done in Favors,
where the Senate Democrats separately litigated against
the Senate Majority. See, Favors, Jd. The consequence will
be a ten year anniversary of docket busting redistricting
cases which drag on almost until the next census and
23
then it all begins again. By the time a redistricting plan
is sanctioned by a federal court, it will be time to begin
a new round of line drawing into the vacuum. In effect
a permanent consent decree will be the consequences
of the amorphous standard of the district court. State
legislatures and state voters are entitled to a degree of
certainty and to be free from repeated invasion by the
federal court.
CONCLUSION
For the foregoing reasons, amici, New York State
Senate Temporary President and Republican Coalition
Leader respectfully requests that the Court reverse the
lower court’s decision.
Respectfully submitted,
Davip L. Lewis
Counsel of Record
LEWIS AND Fore, E'sqs.
225 Broadway, Suite 3300
New York, New York 10007
(212) 285-2290
dlewis@lewisandfiore.com
Counsel for Amici Curiae
August 4, 2017
22
state actors to whom the obligation of redistricting is
constitutionally delegated. No state legislator would
be able to securely enact a plan confident that it meets
constitutional requirements. Good faith attempts to follow
traditional redistricting principles will be of no value.
There will be no way to divine what will comply with
what is now to be an ever-shifting elusive constitutional
standard set by the federal courts over the state re
districting process. No legislature could draw lines that
would protect it from federal litigation and no party will
know how a future district court would identify a social
science value and impose it.
The consequence of upholding the metric accepted
by the district court will be that no redistricting process
will ever end by the acts of the state legislature as was
contemplated by relegating re districting to the states.
Instead, the losers in the state process will rush through
the doors of the federal courthouse to the detriment of
representative government in the states.
And only the federal court will be able to determine
each and every claim against a legitimately drawn map
because no one will have a thread of an idea of what social
science metric could govern the redistricting. The courts
will assume political responsibility for a process that itself
is fraught with ill will and distrust as demonstrated by the
litigious nature of redistricting. Further the result will
be unprecedented costly and time consuming litigation
initiated by the rival political party, as was done in Favors,
where the Senate Democrats separately litigated against
the Senate Majority. See, Favors, Jd. The consequence will
be a ten year anniversary of docket busting redistricting
cases which drag on almost until the next census and
23
then it all begins again. By the time a redistricting plan
is sanctioned by a federal court, it will be time to begin
a new round of line drawing into the vacuum. In effect
a permanent consent decree will be the consequences
of the amorphous standard of the district court. State
legislatures and state voters are entitled to a degree of
certainty and to be free from repeated invasion by the
federal court.
CONCLUSION
For the foregoing reasons, amici, New York State
Senate Temporary President and Republican Coalition
Leader respectfully requests that the Court reverse the
lower court’s decision.
Respectfully submitted,
Davin L. Lewis
Counsel of Record
LEWIS AND Fork, Esqs.
225 Broadway, Suite 3300
New York, New York 10007
(212) 285-2290
dlewis@lewisandfiore.com
Counsel for Amici Curiae
August 4, 2017
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.