Respondents Brief — Buck v. Stephens, 136 S. Ct. 2409 (2016) (No. 15-8049)
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No. 15-8049 | ogee |
In the Supreme Court of the Anited States
DUANE EDWARD BUCK, PETITIONER
v.
wae LORIE Davis, DIRECTOR,
TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
QNAL INSTITUTIONS DIVISION
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
_ POR THE FIFTH CIRCUIT
BRIEF FOR THE RESPONDENT
KEN PAXTON ScoiT A. KELLER
Attorney General of Texas Solicitor General
Counsel of Record
: es ; ore J. CAMPBELL BARKER
a ‘- Deputy Solicitor General
BILL Davis
ARI CUENIN
Assistant Solicitors Genera!
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
scott.keller@
texasattorneygeneral.gov
(612) 936-1700
QUESTION PRESENTED
Petitioner shot his stepsister at point-blank range,
shot another man through the heart, executed his for-
mer girlfriend in the street outside her home while her
children watched, and laughed about what he had done.
A Texas jury sentenced petitioner to death, finding that
he would be a future danger to society. At the penalty
phase, petitioner’s defense counsel relied on his own
expert’s report and testimony that linked petitioner's
race to future dangerousness. Petitioner's expert never-
theless concluded, against the substantial weight of
other evidence presented to the jury, that petitioner
presented a low likelihood of future dangerousness. Af-
ter procedurally defaulting his claim of ineffective assis-
tance of trial counsel, petitioner eventually sought to
raise that claim through his second Federal Rule of
Civil Procedure 60(b)(6) motion to reopen the judgment
denying his federal habeas petition. The motion was
based on the State waiving any opposition to resentenc-
ing in other cases in which the same expert testified but
the prusecution elicited the race-as-dangerousness tes-
timony.
The question presented is whether, in light of the
overwhelming aggravating evidence and the minimal
nature of the challenged expert evidence in this unique
case, the court of appeals erred in concluding that peti-
tioner was not entitled to a certificate of appealability
(“COA”) because he did not make a substantial showing
that the district court abused its discretion in finding
that petitioner failed to establish extraordinary circum-
stances under Rule 60(b)(6) sufficient to reopen a final
judgment denying habeas relief to permit him to reliti-
gate a defaulted and meritless ineffective-assistance
claim.
(1)
a wae eee ee a
TABLE OF CONTENTS
Page
ee nuesnniiesnananiananensasieses !
ELE LLL l
IIIS... sccncnnsnnensennesconsocsosooonees l
so sas cccrrnsmnesnscsnnsnassovescos 6
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ETE EE 20
I. The court of appeals correctly denied
petitioner’s application for a COA...................... 20
A. Petitioner has not made a substantial
showing of prejudice, as required to
satisfy Strickland’s second prong for
ineffective-assistance claims......................... 21
1. The aggravating evidence was
EE 23
2. The limited role that Quijano’s
report and testimony played did not
outweigh the overwhelming
aggravating evidence. ...................c000000+. 27
B. Petitioner has not made a substantial
showing that the district court abused
its discretion in declining to find
“extraordinary circumstances” to
reopen a final judgment. ......................c.00000 34
1. The change in decisional law
effected by Martinez and Trevino is
insufficient to establish
extraordinary circumstances. ................. 36
2. The particular facts of petitioner's
case do not establish extraordinary
circumstances justifying relief from
EE 40
(111)
Il. Petitioner received substantial process............. 47
SI nivcsoissssitescccisteistinsincdibndesionatiiaimninmatibedeeideanidenasaeaen onl 52
TABLE OF AUTHORITIES
Cases:
Adams v. Thaler,
ee I EA, CIID dcrvncesicsvmiscnscevdinnnsininientsemenaoeens 37
Alba v. Johnson,
232 F.3d 208 (5th Cir. 2000) .............cccceccceeeeeeee- 45, 46, 47
Allen v. Stephens,
ee eT I lS SIO vnnccrcnscncinincpieceninonneseapiiiniionins 50
Allison v. State,
248 S.W.2d 147 (Tex. Crim. App. 1952) 2.0.0.0... 31
Andrade v. Cate,
No. 2:09-ev-02270, 2013 WL 5375836 (E.D.
OR Ee 5 eee 36
Arizona v. Fulminante,
I aaa 22
Beard v. Banks,
ERY RDS re 40
Bludworth Bond Shipyard, Inc. v. M/V
Caribbean Wind,
ee Es IED cettnvnictnncccscininntnnenninnseatasnnntin 35
Blue v. Johnson,
No. 4:99-ev-00350 (S.D. Tex. Sept. 29, 2000) .... 45, 46, 47
Browder v. Dir., Dep't of Corr.,
al 34
Broxton v. Johnson,
No. 4:00-cv-01034 (S.D. Tex. Mar. 28, 2001)................. 45
Brady v. Pfister,
oe 27
(IV)
Bryant v. State,
25 S.W.3d 924 (Tex. App. 2000) ...............:scceeceecerseceees 31
Buck v. Stephens,
136 S. Ct. BEGD (BO1G) (mmemm..)........2......ccccccceccceeeseecccseceee 18
Buck v. Texas,
134 S. Ce. BSB (S014) (ames. )......200...00..ccccccecccccccecesccesees 13
Buck v. Thaler,
132 S. Ct. 32 (2011) (mem.)..................... 13, 30, 43, 45, 46
Buck v. Thaler,
130 S. Ct. BOSE (BOIO) (mmeaM. )...........20ccccccceccccccecccccccocceees 12
Buck v. Thaler,
452 F App’x 423 (5th Cir. 2011) ................ccsccseseees 12, 13
Buck v. Thaler,
345 F App’x 923 (5th Cir. 2009) 00... eee 12, 42, 48
Cofield v. State,
een 31
Coleman v. Thompson,
hs eueeinmeais 38, 39
Cox v. Horn,
— ge | 8 | eae 37, 41
Davenport v. Tribley,
No. 2:07-cv-14248, 2011 WL 669240 (E.D.
a aptiocisaniiageiomsniantiiaiia 36
Day v. Quarterman,
566 F.3d 527 (Sth Cir. DOOD) ..............ccccccsccssccsssseccesccerees 28
Detrich v. Ryan,
748 F 36 1287 (Sth Cir. 3013) ......................................-.. 42
Dewberry v. State,
4S.W.3d 735 (Tex. Crim. App. 1999) ...0.............ccecceecee 26
Diaz v. Stephens,
6 ¢ eee 37
Dinklage v. State,
185 S.W.2d 573 (Tex. Crim. App. 1945) ...................0. 31
(V)
Ex parte Buck,
418 S.W.3d 98 (Tex. Crim. App. 2013) ..0......0.ccccccecceee. 10
Garcia v. Johnson,
No. 1:99-ev-00134 (E.D. Tex. Sept. 7, 2000) .......0......... 45
Gates v. Davis,
No. 15-70024 (5th Cir. Aug. 24, 2016) .......ccccccccceccceeees 50
Gates v. Davis,
No. 15-70024, 2016 WL 2909193 (5th Cir.
aE NER PSS eS 50
Gen. Elec. Co. v. Joiner,
ET Et ee meee Lee, 35
Gideon v. Wainwright,
EAN AEE, Brees Ae 8 39
Gonzales v. Cockrell,
No. 7:99-cv-00072 (W.D. Tex. Dec. 19, 2002)................ 45
Gonzalez v. Crosby,
RL ee passim
Gonzalez v. Thaler,
See aT TIE Be 49
Graham v. Collins,
RECENT eae eRe Nan Se Den eee 39
Granados v. Quarterman,
455 F.3d 529 (Sth Cir. 2006) ...0..........ccccccecceseccececceceecesees 22
Griffith v. Quarterman,
196 F. App’x 237 (5th Cir. 2006) ...........cccccccccsescseseseeeeees 26
Harrington v. Richter,
Ee 19, 23, 24, 27, 33
In re Paredes,
587 F App’x 805 (Sth Cir. 2014) oo... cccccccccccceccsecesceeceees 38
Johnson v. Rose,
546 F.2d 678 (6th Cir. 1976) oo. cccccceececeseecesecececeeneees 31
Kellogg v. Strack,
SED FBG BOD CRG Cie. BOI) oes ecccesconceccocesaccscsccccececcecceees 21
Leedo Cabinetry v. James Sales & Distrib.,
Inc., 157 F.3d 410 (5th Cir. 1998) 2.0.0.0... ceccecceeeeeeeeeeees 35
Lenz v. Washington,
444 F.3d 295 (4th Cir. 2006) .............cccccscceseeeereeeeereeeenees 25
Liljeberg v. Health Servs. Acquisition Corp.,
Re I aciiincrntnnenserencinteinsninhanstinennmneernenesemnantin 34
Lockhart v. Fretwell,
I sclinencinieinaeacinnnnaiinesanianeinans 28
Louisiana v. Bessa,
Sa cance enisninmrenielionieaiadeennele 31
Maldonado v. Thaler,
OB 50
Maldonado v. Thaler,
389 F. App’x 399 (Sth Cir. 2010) .............cccecceeeeeeeneeenees 50
Martinez v. Quarterman,
270 F App’x 277 (Sth Cir. 2008) ............ccccceeceneeeeneeneees 25
Martinez v. Ryan,
fp ie | ___, EU eoenenreren passin
Miller-El v. Cockrell,
gt enon 21, 47, 49
New Hampshire v. Maine,
I I sacusiednenitinmnnncninanenieatnaiies 43
Nields v. Bradshaw,
482 F.3d 442 (Gth Cir. 2007) ................ccccesceeeessesseneseeeees 27
Porter v. McCollum,
Ramirez v. United States,
Se | ees 37, 41
Reed v. State,
OE ee 31
Rose v. Mitchell,
SIAR noe es woes = Senne 44
Saldanvo v. Cockrell,
267 F. Supp. 2d 635 (E.D. Tex. 2008) 0.0... cceeeeees 1]
Saldano v. Roach,
363 F.3d 545 (Sth Cir. 2004) 2.0.0... ce ceeeeeeeeeeereeeneeeeeeees 11
Saldano v. State,
70 S.W.3d 873 (Tex. Crim. App. 2002) ............cccceceeeeeee ll
Saldano v. Texas,
530 U.S. 1212 (2000) .............c eee 10, 15, 17, 41, 44, 45
Satterwhite v. Texas,
TT siedisnmaintiansimbeneniialasndiaia 25
Sawyer v. Smith,
SEE Eee a 40
Schriro v. Summerlin,
EE Sears aren See ae Ss 38
Sears v. Upton,
I ieneincenbeenieeanaaleaillk 25
Sells v. Stephens,
536 F App’x 483 (Sth Cir. 2013) .........ccccecseeeeneeeeenees 50
Slack v. McDaniel,
529 U.S. 473 (ZOO) ...........ccccccccsseercecesenees 16, 21, 22, 34, 35
Strickland v. Washington,
SE I a acicsrincccnecocsnpensunevetsomacceseneancesniesn passim
Tanner v. Yukins,
oP a | 35
Teague v. Lane,
I lias 38, 39, 40
Trevino v. Thaler,
re I I csencccaeseceninnioenecemintaninpaniiisiiescianiitih passim
Trottie v. Stephens,
| ee 50
Tyler v. Cain,
ERENCES crereanonee neers orca ner ene Ne 38
(VIII)
United States v. Cruz,
981 F.2d 659 (2d Cir. 1992)...........cc-seccsereerccsssecseessseseees 31
United States v. Haynes,
466 F.2d 1260 (5th Cir. 1972) ........ccccccccccctceeeeeeeeeeeee 31
United States v. Lujan,
603 F.3d 850 (10th Cir. 2010) oo... ccccceeceeeeeeeeeeeeees 26
United States v. Santiago-Gonzdlez,
825 F.3d 41 (ist Cir. 201G6)...............cccccscsssssscessersessceesees 27
Villanueva v. Stephens,
619 F App’x 269 (Sth Cir. 2015) 20.0... cc eeeceeeseneenenees 50
Villanueva v. Stephens,
555 F. App’x 300 (5th Cir. 2014) ........ccccecceeeceeeeeeeeeenees 50
Walbey v. Quarterman,
309 F App’x 795 (5th Cir, 2009) .........ccccsceeeeeeeeeeeeeees 25
Williams v. Taylor,
STII sire crcceamnncslinenmnansennennitenninennsnnneiainiaite 25
Wong v. Belmontes,
ee cicistsicencnennnsceesunseiqmnsecmenvestdemendets 23, 25
Wood v. Stephens,
619 F. App’x 304 (Sth Cir. 2015) 2.0.0... ccc ceceeeneeeeeeeenene 50
Wood v. Stephens,
540 F. App’x 422 (Sth Cir. 2013) ..........ccceecessseeeeeeeeenees 50
Constitutional provisions, statutes, and rules:
U.S. Const.:
SE abi ensentvviencsictnntninnieniemegunemtemueiincsainntimeicin 1, 11, 21
I: Se siiicccinecsenicapienseinnientisneidendautiintistiingscnimciviannts 1]
Antiterrorism and Effective Death Penalty Act
of 1996, Pub. L. No. 104-182, 110 Stat. 1214.00.00... 36
ts Oe IE ieecicwinistivisnincesvincecesnevenseonenenese 38
Bap Ai sientirrnescicnctniipsparenerenicnnsensiannanirentananntt 20
a TD iccicccdinsnistssninaiiosnrcitindincuniiiniinannsimsantanthinin 12
BD EA, BPD sscceccnenencnsnsscccnsssenstescenoennendeses 20
Be ai 1, 21
Act of May 17, 1991, 72d Leg., R.S., ch. 838, § 1,
art. 37.071(b)(1), 1991 Tex. Gen. Laws 2898............. 7,24
Tex. Code Crim. Proc.:
NR titadit iatiaiitetinsindtsiisciincincsescicaciitaniensisintitenabsninstainsst 45
isis nicininntentiincinenibindanbisiinmiadenmpone 7
isis ccd cnesiccictenesistnintentniniepiniiniiaciste 45
Pe a REIE MIIE nsccivacanentiniiistanacthtemstintiacniiainicniintsanasician 51
Fed. R. Civ. P.:
ITI aici ionie clea taastniientshttatiniet cinaeiaeuesatiaciteabasiuniipiniiiaet 12, 15, 46
Si icietchsihantecsigeiesnitiebsnniatdisamtiebbdididhidbeibensbingibianadadiasteinlpabaiadinniaentellinia 12, 13
I irhidenssiiintnnninetsdtivasewiiiitiipindssesisviemismneiiidinaiguniis passim
RE A SE Se ee er ae passim
RET ae ee hk Ce ENA PAN TO 12
Other authority:
11 Charles Alan Wright, Arthur R. Miller &
Mary Kay Kane, Federal Practice and
Procedure § 2872 (3d ed. 2012) ............ssccceeseeeeeeessceceeees 35
(X)
INTRODUCTION
Respondent agrees that “[rjJace is an arbitrary, emo-
tionally charged factor that has nothing to do with indi-
vidual moral culpability.” Pet. Br. 28. Respondent fur-
ther agrees that the introduction of race into petition-
er’s capital-punishment proceedings by petitioner's own
trial counsel was at least debatably deficient perfor-
mance, allowing petitioner to establish one element of
his application for a COA on his Sixth Amendment
claim of ineffective assistance of trial counsel.
But that was not the only showing required to obtain
a COA. Petitioner could not obtain a COA without also
making a “substantial showing,” 28 U.S.C. § 2253(c)(2),
on the other half of his ineffective-assistance claim: the
prejudice element, requiring a substantial likelihood
that the outcome of the capital-punishment proceedings
would have been different if petitioner’s trial counsel
had not presented the expert evidence at issue.
Additionally, petitioner had to show that reasonable
jurists would debate whether the district court abused
its discretion in finding that petitioner’s second Rule
60(b)(6) motion presented no extraordinary circum-
stances warranting reopening the final judgment deny-
ing his habeas petition.
As explained below, petitioner failed to surmount
these significant obstacles to obtaining a COA.
STATEMENT
A. Factual Background
1. In July 1995, Kenneth Butler, his brother Harold
Ebnezer, family friend Debra Gardner, and Gardner's
friend Phyllis Taylor went to Gardner’s home in south-
west Houston after a night out shooting pool. J.A. 42a,
5la, 75a-76a. At least four children—Tuylor’s infant,
Gardner’s adolescent son Devon, Devon’s older sister
(1)
2
Shennel, and Devon’s cousin Kanetta—were already in
the house when the four adults arrived. J.A. 5la-52a,
93a-Y6a, 109a-1 11a.
Around 2:30 a.m., when the adults were laughing
and joking in the living room, Taylor’s stepbrother, pe-
titioner Duane Buck, banged loudly on the front door.
J.A. 5la-52a; R.6365-66.' Up until two or three weeks
earlier, petitioner had been in an unstable romantic re-
lationship with Gardner, and he apparently believed
that Butler had been sleeping with Gardner. J.A. 73a-
75a, 99a. When Gardner heard that it was petitioner at
the door, she called 911 and told the others to go to the
back of the house. J.A. 524-53a.
Petitioner kicked in the front door and entered the
house, swearing and yelling. J.A. 53a-55a, 77a. When he
approached Gardner and started hitting her, Ebnezer
got between them and kept petitioner an arm's length
away. J.A. 55a-56a. Petitioner eventually calmed down
and told Gardner that he had come to retrieve clothes
that he had left at Gardner’s house. J.A. 57a-59a, 78a.
Gardner gave petitioner his clothes, and he left. J.A.
57a-58a, 77a-78a.
About 45 minutes later, after petitioner had driven
back to his father and stepmother’s house in northeast
Houston, petitioner called the Gardner home and spoke
with Taylor. J.A. 78a-79a; R.5716, 5718-19, 5972, 6436-
38. Petitioner asked to talk to Gardner. J.A. 79a. When
Gardner declined, petitioner hung up. J.A. 79a. Taylor,
Gardner, Ebnezer, and Butler talked about what had
happened that morning, then went to sleep around 4:30
or 5:00 a.m. in different parts of Gardner’s house. J.A.
58a-59a, 80a.
'“R.” refers to the record on appeal in the Fifth Circuit.
3
Back in northeast Houston, petitioner took a shot-
gun and a rifle from his stepmother’s room. R.5714,
6437. Petitioner’s teenage brother Clarence watched
petitioner load the guns and told petitioner to stop
pointing one of them at him. R.6436-38. Petitioner took
both guns with him when he set out on the 28-mile drive
back to Gardner’s house. R.2101, 5716, 5718-19, 5972-74,
6437-38.
2. Around 7:00 a.m., petitioner again banged on
Gardner’s front door and then kicked it in. J.A. 59a-61a,
80a-81la; R.5859. This time, he had the shotgun and rifle
from his stepmother’s room with him. J.A. 6la-62a; see
R.5862-63.
Petitioner fired the shotgun at Ebnezer but missed.
J.A. 6la-62a. He then put the shotgun down, armed
himself with the rifle, and approached his stepsister
Taylor, who was sitting on a couch. J.A. 8la-82a. Peti-
tioner told her: “I’m going to shoot your ass too.” J.A.
82a. Taylor responded: “Duane, please don’t shoot me.
I’m your sister. I don’t deserve to be shot. Remember |
do have children.” J.A. 83a. Petitioner put the gun to
Taylor's chest and shot her. Although the bullet did not
kill her, it missed her heart by only an inch. J.A. &3a-
84a, 90a-9la.
By that time, Ebnezer had run to the back of the
house, passing Butler in a hallway and warning him that
petitioner had a gun. J.A. 63a-64a. Ebnezer ran into the
back yard and found Gardner there, too. J.A. 64a.
Meanwhile, petitioner had moved to the back of the
house and shot Butler at close range. J.A. 101la. Peti-
tioner left Butler bleeding in the hallway. J.A. 101a.
Despite having suffered a point-blank shot to her
chest, Taylor managed to get up and check on Gard-
ner’s son Devon and his cousin Kanetta, who were hid-
4
ing in a bedroom closet. J.A. 84a-85a, 98a. Taylor shut
the closet door, went to the telephone, and called 911.
J.A. 85a. But when she heard petitioner’s voice, she
hung up and got into the closet. R.5867.
In the hallway of Gardner’s house, Butler “was
throwing up a lot of blood” and trying to talk after peti-
tioner had shot him. J.A. 101a-102a. Devon and Shennel
went to Butler and tried to help him. J.A. 10la. Shennel
thought that petitioner had shot Butler in the mouth
because all she saw was blood coming out of his mouth.
J.A. 113a. In fact, petitioner had shot Butler through
the heart and a lung. J.A. 120a.
Devon and Shennel went outside to the sidewalk in
front of their house. R.6396-97. Devon saw petitioner
chasing Ebnezer down the sidewalk. R.6397. Ebnezer
ran to a neighbor’s house and asked the person who an-
swered the door to call 911. J.A. 67a.
Gardner by then had run out into the street. J.A.
65a. She pleaded with the driver of a passing car to let
her in, but the car drove off. J.A. 65a-66a, 103a-104a.
Petitioner approached Gardner in the street from
behind. J.A. 66a-67a; R.6398. Devon watched from the
sidewalk as his mother stopped in the middle of the
street, turned to petitioner, and said: “Please don’t
shoot me. Please don’t shoot me. Why are you doing
this in front of my kids?” J.A. 104a; R.6428, 6398-99.
Shennel also begged petitioner not to shoot her mother
and even jumped on petitioner's back to try to stop him.
J.A. 114a, 116a. But petitioner kept the gun pointed di-
rectly at Gardner, repeating: “I’m going to shoot you.
I’m going to shoot your A[ss}.” J.A. 117a.
Petitioner then shot Gardner, perforating her right
lung, diaphragm, and liver. J.A. 122a. The bullet’s path
5
was consistent with Gardner being on her knees when
she was shot. J.A. 122a.
Petitioner walked back toward the house, retrieved
the shotgun that he had left by the front door, and put
both the shotgun and rifle into the trunk of his step-
mother’s car. R.6399. Petitioner then walked back over
to Gardner and said: “It ain’t funny now. You ain't
laughing now.” J.A. 106a.
Petitioner walked away from the crime scene after
unsuccessfully trying to start his stepmother’s car. J.A.
106a-108a. According to Devon, petitioner “was acting
like he ain’t done nothing.” J.A. 108a.
3. Deputy D.R. Warren arrived at the scene and
stayed with Gardner, who was lying in a puddle of blood
and struggling to breathe. J.A. 130a-13la. Deputy War-
ren saw three young children near Gardner, including
“a little girl who was three or four” and “was running
around and crying[,] trying to come over” to where
Gardner was lying in the street. J.A. 13la. Gardner told
the girl she loved her, and the girl gave Gardner a hug.
J.A. 132a.
A second responding officer, Deputy Paul McGinty,
noticed a man walking away from where Gardner was
lying in the street. J.A. 42a-43a.
McGinty asked a police dispatcher to send paramed-
ics and Life Flight. J.A. 43a-44a. Gardner was at that
point “still moving,” but she was having difficulty
breathing and “not saying anything that [McGinty]
could understand other than showing that she was in a
good deal of pain.” J.A. 44a.
While Deputy McGinty was assisting Gardner, he
heard a man yelling “He shot her” and chasing another
man towards Deputy McGinty. J.A. 45a-46a. That man
was petitioner, whom Deputy McGinty recognized as
6
the man walking away from the shooting. J.A. 46a.
Deputy MeGinty took petitioner into custody, placing
him in the back of a patrol car. J.A. 46a.
When Deputy McGinty went into the house, he
found Butler lying face down in the hallway. J.A. 48a.
He also encountered several children who were scream-
ing and crying. J.A. 48a-49a. He took them to a neigh-
bor’s house. J.A. 49a.
In the patrol car, petitioner was “laughing and
taunting and joking.” J.A. 7la; see J.A. 89a, 133a-134a.
Shennel saw petitioner “in the police car laughing”; pe-
titioner “thought it was funny and it wasn’t.” J.A. 118a.
On the way to the police station, petitioner contin-
ued to smile and laugh. J.A. 1344. When Deputy War-
ren told petitioner that he did not think the situation
was very funny, petitioner stated: “The bitch got what
she deserved.” J.A. 135a. Petitioner added that God had
already forgiven him. J.A. 135a. He remained happy
and upbeat as he was taken to the police station. J.A.
135a-136a.
By that time, Butler was dead in the hallway. J.A.
48a. Gardner was dead in the street. J.A. 132a. And
Taylor, who survived her stepbrother’s point-blank at-
tack, was en route to surgery via Life Flight. J.A. 90a.
B. Judicial Proceedings
1. a. Petitioner was convicted of capital murder. J.A.
276a. At the penalty phase of trial, several lay and ex-
pert witnesses testified for the State and for petitioner.
Petitioner’s former girlfriend Vivian Jackson testi-
fied that petitioner had abused her. J.A. 125a-127a.
Jackson explained that, by the end of their relationship,
petitioner had begun to hit her almost every day. J.A.
127a. Before then, he had also held a gun to her throat
and, in a separate incident, to her face. J.A. 127a. He
7
had beaten her with a belt, a coat hanger, and a cast on
his arm. J.A. 127a. He had threatened to pour boiling
water on her. J.A. 127a. Jackson stated that she had
been too afraid to call the police about these incidents.
J.A. 128a.
The State’s other penalty-phase witnesses were
Harris County Sheriffs Deputy R.L. Schield, Deputy
Warren, and Deputy McGinty. R.933, 977, 987, 991.
They testified about petitioner’s previous convictions,
his upbeat demeanor after the attack, and Gardner's
dying moments surrounded by her children. R.955-56
(testimony regarding State's exhibits 62, 63, 67, and 68),
979-81, 992-1001.
Petitioner called several lay witnesses who testified
about his behavior before his shooting spree. R.5961-85.
He also called two clinical psychologists to help the jury
determine “whether there is a probability that [peti-
tioner} would commit criminal acts of violence that
would constitute a continuing threat to society.” Act of
May 17, 1991, 72d Leg., R.S., ch. 838, §1, art.
37.071(b)(1), 1991 Tex. Gen. Laws 2898, 2899 (“Former
Article 37.071”) (current version at Tex. Code Crim.
Proc. art. 37.071, § 2(b)(1)); see J.A. 138a, 145a. This in-
quiry is often referred to as the “future dangerousness”
issue in capital-punishment proceedings in Texas. See
J.A. 146a.
One of the psychologists petitioner called was Dr.
Patrick Lawrence. R.6068. Lawrence had evaluated
hundreds of offenders and had testified for both the
prosecution and defense; here, he opined that petitioner
was not likely to present future dangerousness. R.6071,
6077, 6094-96.
The other psychologist petitioner called was Dr.
Walter Quijano. J.A. 1384. During petitioner's direct
8
examination of Quijano, defense counsel moved to admit
into evidence a copy of the report that Quijano prepared
for petitioner’s case. J.A. 152a. Over the State’s objec-
tion, the trial court ruled that it would admit a redacted
version of Quijano’s report. J.A. 14a-23a, 15la-153a;
R.6003-04, 6007-32; see R.6127.
Quijano’s report first indicated that several “statis-
tical factors,” including a capital defendant's past
crimes, age, and sex, are predictive of future danger-
ousness. J.A. 18a (capitalization altered). Quijano’s re-
port went on to identify race as another relevant factor
for assessing future dangerousness, as follows: “Black:
Increased probability. There is an over-representation
of Blacks among the violent offenders.” J.A. 19a. Peti-
tioner is African-American. J.A. 235a.
Petitioner’s counsel elicited Quijano’s testimony re-
garding these factors on direct examination. J.A. 146a.
When petitioner’s counsel asked about the report’s race
factor, Quijano stated: “It’s a sad commentary that mi-
norities, Hispanics and black people, are over repre-
sented in the Criminal Justice System.” J.A. 146a. After
discussing other purportedly relevant statistical and
environmental factors, Quijano testified that petitioner
was unlikely to commit criminal acts of violence that
would constitute a continuing threat to society. J.A.
146a-150a. Quijano did, however, agree that there was
“a probability that [petitioner] would be a continuing
threat to society.” J.A. 176a. Quijano explained his view
that petitioner “would be on the low end of the continu-
um,” adding that he “never rule|s} out any probability.”
J.A. 176a; see also R.6105-06 (admission by Lawrence
that there were “no guarantees” that petitioner “will
never commit other violent acts”).
9
The prosecutor then cross-examined Quijano at
length. She questioned him about his interview and
testing of petitioner, his review of eyewitness state-
ments, and several portions of his report. J.A. 155a-
176a. During a colloquy reviewing Quijano’s report—
which the trial court had told counsel would be admitted
on petitioner’s motion, over the State’s objection—the
prosecutor asked: “You have determined that the sex
factor, that a male is more violent than a female be-
cause that’s just the way it is, and that the race factor,
black, increases the future dangerousness for various
complicated reasons; is that correct?” J.A. 170a. Con-
sistent with his report, Quijano answered: “Yes.” J.A.
170a.
This was the prosecutor’s only question on that mat-
ter. It appears in the transcript amid several other ex-
changes canvassing Quijano’s report, including ones in
which Quijano admitted that numerous factors—
including petitioner’s history of abuse towards women;
his unstable employment record; the extreme violence
of his attack on Ebnezer, Taylor, Butler, and Gardner;
and the availability of drugs, alcohol, and weapons in
prison—increased the probability of future dangerous-
ness. J.A. 168a-175a.
In a further exchange, the prosecutor asked Qui-
jano:
If you had information that the person thought it
was quite humorous, the crime that ie commit-
ted, which was an extremely violent and heinous
act, and even after seeing the result of his hand-
iwork with people bleeding, people screaming,
children crying, children running over to their
mother and hugging her before she died, would
that indicate to you that that person with no re-
10
morse would have a greater probability of being
a danger in the future?
J.A. 175a-176a. Quijano responded: “Yes.” J.A. 176a.
b. In closing argument, petitioner’s counsel argued
that the State had not met its burden to prove that peti-
tioner should be sentenced to death. J.A. 187a-196a. Pe-
titioner’s counsel made one brief reference to Quijano,
noting Quijano’s opinion that petitioner was unlikely to
commit an act of violence in prison and arguing that the
State had not discredited Quijano. J.A. 192a-193a.
The prosecutor argued that the evidence supported
a finding of future dangerousness and, with respect to
Quijano, reminded the jurors that they had “heard from
Dr. Quijano, who had a lot of experience in the Texas
Department of Corrections, who told you that there was
a probability that [petitioner] would commit future acts
of violence.” J.A. 197a-199a. This was the only mention
of Quijano in the prosecutor’s closing statement, and
the prosecutor did not remind the jury about Quijano’s
reference to race.
c. The jury deliberated and returned answers to
the penalty-phase questions. See Ex parte Buck, 418
S.W.3d 98, 98 (Tex. Crim. App. 2013) (per curiam). In
accordance with those answers, the trial court sen-
tenced petitioner to death. See id. The Texas Court of
Criminal Appeals affirmed petitioner’s conviction and
sentence on direct appeal. See id.
2. a. Petitioner’s initial state-court application for a
writ uf habeas corpus did not complain about Quijano’s
testimony or raise a claim of ineffective assistance of
trial counsel. See J.A. 277a. While that first application
was pending, the State confessed error in Saldanv v.
Texas, 530 U.S. 1212 (2000), a case in which the prose-
cution used Quijano as an expert witness and elicited
1]
race-related testimony from him regarding the defend-
ant’s future dangerousness. See J.A. 295a-307a.~ Peti-
tioner subsequently filed a second state-court habeas
application in which he challenged Quijano’s testimony
and asserted ineffective assistance of trial counsel. See
J.A. 278a. The Texas Court of Criminal Appeals denied
petitioner's first application and dismissed the second
as an abuse of the writ. See J.A. 278a.
b. One year later, petitioner filed a federal habeas
petition. See J.A. 223a. The petition included a claim
that Quijano’s reliance on race and the prosecutor’s de-
seription of Quijano’s race-related testimony violated
petitioner's Sixth and Fourteenth Amendment rights to
an impartial jury, due process, and equal protection.
See J.A. 235a-236a. It also included a claim of ineffective
assistance of trial counsel based on Quijano’s testimony.
See J.A. 236a. The district court denied the petition,
finding each of the claims procedurally defaulted and
further concluding that petitioner had failed to establish
the cause and prejudice he would have needed to excuse
the default. J.A. 236a-238a. The district court entered
* On remand from this Court, the Texas Court of Criminal Ap-
peals declined to accept the State’s confession of error and rein-
stated Suldano’s sentence. Saldano v. State, 70 S.W.3d 873, 891
(Tex. Crim. App. 2002). Saldano subsequently filed a federal ha-
beas corpus petition, which the district court granted because
“constitutional error occurred in thie) case, and because the
court decide[d] in its discretion to honor the [State]’s waiver of
the affirmative defenses of procedural default and harmless er-
ror.” Saldanv v. Cockrell, 267 F Supp. 2d 635, 645 (E.D. Tex.
2003). The Fifth Circuit affirmed the district court's related de-
nial of the district attorney's motion to intervene to argue in
support of Saldano’s sentence, and it dismissed the district at-
torney’s appeal of the judgment granting habeas relief. Saldano
v. Roach, 363 F.3d 545, 556 (5th Cir. 2004).
12
final judgment granting respondent’s motion for sum-
mary judgment and dismissing petitioner’s case with
prejudice. R.235. It also declined to issue a COA. J.A.
247a; R.235; see 28 U.S.C. § 2253(c)(1).
The court of appeals reached the same conclusions
as to procedural default and added that, if it were to
consider the merits, it would not issue a COA because
petitioner failed to make a substantial showing of the
deprivation of a constitutional right. Buck v. Thaler, 345
F. App’x 923 (5th Cir. 2009) (per curiam). This Court
denied petitioner’s request for a writ of certiorari, and
the judgment became final. Buck v. Thaler, 130 S. Ct.
2096 (2010) (mem.).
c. Petitioner then moved in district court for relief
from the final judgment denying his federal habeas pe-
tition, claiming that the State’s failure to confess error
and waive procedural defenses to petitioner’s constitu-
tional claims were extraordinary circumstances justify-
ing relief from the judgment under Rule 60(b)(6) and
fraud on the court under Rule 60(d)(3). R.273-90. Peti-
tioner’s theory was that the Texas Attorney General
had publicly promised not to object to resentencing in
his case and five others involving Quijano’s testimony
that had been referenced in press statements. R.273-90.
As the court of appeals noted, however, the record did
not reflect that the “Attorney General’s statements cre-
ated legally enforceable rights or later precluded him
from distinguishing |petitioner]’s case from the other
cases.” Buck v. Thaler, 452 F App’x 423, 432 (5th Cir.
2011) (per curiam).
The district court denied petitioner’s Rule 60 motion
and a subsequent motion under Rule 59%e) in which pe-
titioner claimed that the State had made material mis-
representations and omissions in its opposition to his
13
earlier Rule 60 motion. See J.A. 279a. The court of ap-
peals declined to issue a COA and reiterated its earlier
conclusion that petitioner’s due-process and equal-
protection claims would fail on the merits. See J.A.
278a-279a; Buck, 452 F. App’x at 428, 432-33.
Petitioner again unsuccessfully sought a writ of cer-
tiorari. Buck v. Thaler, 132 S. Ct. 32 (2011) (mem.). Jus-
tice Alito, joined by Justices Scalia and Breyer, issued a
statement respecting the denial of certiorari noting the
unique facts of this case and distinguishing it from oth-
ers in which Quijano testified. /d. at 32-35 (explaining
that petitioner’s case was “the only case in which it can
be said that the responsibility for eliciting the offensive
testimony lay squarely with the defense”). Justice So-
tomayor, joined by Justice Kagan, dissented, stating
their view that petitioner was entitled to a COA on his
constitutional claims based on Quijano’s testimony. /d.
at 35-38.
d. Petitioner then filed a third state habeas applica-
tion. See J.A. 279a. While that application was pending
before the Texas Court of Criminal Appeals, this Court
held, in Trevino v. Thaler, 133 S. Ct. 1911 (2013), that
ineffective assistance of counsel during initial state ha-
beas proceedings in Texas could excuse procedural de-
fault of a claim that trial counsel was ineffective. /d. at
1921 (extending the reasoning of Martinez v. Ryan, 132
S. Ct. 1809 (2012)). The Texas Court of Criminal Ap-
peals dismissed petitioner's third habeas application as
an abuse of the writ. See J.A. 280a. This Court again
denied certiorari. Buck v. Texas, 134 S. Ct. 2663 (2014)
(mem.).
3. a. In federal district court, petitioner then filed a
second motion under Rule 60(b)(6) for relief from the
final judgment denying his federal habeus petition.
14
R.1048-1228 (motion and exhibits). The motion focused
on petitioner’s ineffective-assistance claims regarding
his trial counsel’s elicitation of race-related evidence
from Quijano. R.1067. In the instant case, petitioner
wishes to appeal the denial of this motion by obtaining a
COA.
The motion asserted that, instead of “sjeeking]
funding to retain an expert who did not harbor ... ra-
cially biased, and constitutionally inadmissible, views,”
petitioner’s trial counsel
{iJntroduced and relied on Dr. Quijano’s testimo-
ny and report; they made no effort to ameliorate
the harm that inevitably flowed from Dr. Qui-
jano’s testimony; they offered no objections; they
sought no limiting or curative instruction; and
they made no attempt in closing argument to
limit, rebut, or contextualize Dr. Quijano’s testi-
mony.
R.1067. Petitioner’s motion also suggested that the final
judgment should be reopened to allow him to argue,
under this Court’s later decision in Trevino, that proce-
dural default should be excused; the motion asserted
that state habeas counsel was ineffective in failing to
assert that trial counsel was ineffective in both eliciting
the Quijano evidence and in failing to challenge “Tex-
as’s reliance on” that evidence during the prosecutor’s
cross-examination of Quijano and in closing arguments.
R.1063.
The district court denied the Rule 60(b)(6) motion
and declined to issue a COA. J.A. 267a-268a. The court
applied precedent of this Court and the Fifth Circuit to
hold that a change in decisional law, such as T'revino’s
extension of Martinez, does not alone constitute “ex-
traordinary circumstances” allowing the reopening of a
15
final judgment. J.A. 260a. The district court reasoned
that, although the conduct of petitioner’s trial counsel
fell below an objective standard of reasonableness, the
strong aggravating evidence presented to the jury
meant that petitioner could not show that he was preju-
diced by his counsel’s performance. J.A. 260a-265a (cit-
ing Strickland v. Washington, 466 U.S. 668 (1984), and
concluding that “it cannot be said that there is a rea-
sonable probability that the outcome would have been
different if Quijano had made no reference to race”).
Petitioner also moved for relief from the district
court’s judgment under Rule 59e). See J.A. 270a. Not-
ing that “[petitioner]’s argument boils down to mere
disagreement with [the court’s Rule 60(b)(6)| analysis,”
the district court denied that motion and again declined
to issue a COA. See J.A. 272a-273a.
b. Petitioner requested a COA from the court of ap-
peals. See J.A. 275a. The court of appeals declined the
request, finding that “[jjurists of reason would not de-
bate that petitioner has failed to show extraordinary
circumstances justifying relief’ under Rule 60(b)(6).
J.A. 287a.
In describing the relevant procedural history, the
court of appeals noted that, after this Court vacated the
judgment in Saldano based on the State’s confession of
error, the Texas Attorney General “publicly identified
eight other cases involving racial testimony by Quijano,
six of which the [Attorney General] said were similar to
Saldano’s case; one of those was [petitioner]’s.” J.A.
277a. But the court of appeals noted that “ijt has never
been established that the [State] promised not to raise
procedural defenses in [petitioner]’s case.” J.A. 277a-
278a n.1; see J.A. 21la-218a (press releases); R.308-09,
1110 (news articles).
16
In analyzing whether petitioner was entitled to a
COA, the court of appeals explained that it was re-
quired to deny the application “if | petitioner) fails to es-
tablish both (1) that jurists of reason would find debat-
able ‘whether the petition states a valid claim of the de-
nial of a constitutional right’ and (2) that those jurists
‘would find it debatable whether the district c»urt was
correct in its procedural ruling.” J.A. 28la (quoting
Slack v. McDaniel, 529 U.S. 473, 484 (2000)). For pur-
poses of the second part of that analysis, the court of
uppeals noted that the procedural reason that the dis-
trict court denied relief was “[petitioner]’s failure to
show extraordinary circumstances justifying relief un-
der Rule 60(b)(6).” J.A. 281a.
The court of appeals identified the “eleven facts
that [petitioner] says make the case extraordinary.”
J.A. 283a-285a. In rejecting petitioner’s argument, the
court noted that five of those facts were
just variations on the merits of |petitioner|]’s |in-
effective-assistance] claim, which is at least un-
remarkable as far as [ineffective-assistance|
claims go. [Petitioner]’s |ineffective-assistance |
claim is not so different in kind or degree from
other disagreements over trial strategy between
lawyer and client that it counts as an exceptional
case. Nor are |ineffective-assistance] claims as a
class extraordinary under Rule 60(b)(6).
J.A. 285a.
After noting that two of petitioner’s other facts
“merely point{[ed] out that [petitioner]’s [ineffective-
assistance] claim was procedurally defaulted and did
not get a merits determination,” the court of appeals
concluded that “[nJo jurists of reason would expand the
definition of ‘extraordinary’ to reach all procedurally
17
defaulted [ineffective-assistance] claims.” J.A. 2&5a-
286a. And the “facts” relating to Trevino and Martinez,
the court of appeals explained, merely pointed to a
change in decisional law that was likewise insufficient,
in itself, to establish extraordinary circumstances. J.A.
286a.
Finally, the court of appeals addressed petitioner’s
argument about the State’s purported promise not to
object to resentencing in light of its confession of error
in Saldano. J.A. 286a. On this point, the court of ap-
peals reiterated that petitioner had failed to establish
any promise by the State in his case. J.A. 286a. But
even assuming the State had both made and breached
such a promise, the court of appeals stated that
[t]he broken-promise element to this case makes
it odd and factually unusual, but extraordinary
circumstances are not merely found on the spec-
trum of common circumstances to unique cir-
cumstances. And they must be extraordinary cir-
cumstances ‘justifying relief from the judgment.’
[Petitioner] has not shown why the alleged re-
neging would justify relief from the judgment.
For example, he has not shown that he relied on
the alleged promise to his detriment.
J.A. 286a-287a (quoting Gonzalez v. Crosby, 545 U.S.
524, 537 (2005)). The court of appeals went on to explain
that “[e}ven assuming arguendo that the other cases at
issue are materially similar to [petitioner]’s (which the
state disputes), it can hardly be extraordinary that the
state chose different litigation strategies between the
two cases. Jurists of reason would not debate that [ peti-
tioner} has failed to show extraordinary circumstances
justifying relief.” J.A. 287a.
18
Petitioner unsuccessfully petitioned for rehearing en
banc. J.A. 289a. Judge Dennis, joined by Judge Graves,
dissented, stating his view that petitioner had “made
the requisite threshold showing of entitlement to relief”
necessary to obtain a COA and that the panel had “jus-
tiflied] its denial of a COA based on its adjudication of
the actual merits” of petitioner’s case. J.A. 290a; see al-
sv J.A. 292a-294a (recapping petitioner’s arguments for
relief under Rule 60(b)(6)). This Court granted certio-
rari. Buck v. Stephens, 136 S. Ct. 2409 (2016) (mem.).
All told, petitioner filed 163 pages of briefing in the
three Fifth Circuit proceedings (after obtaining leave,
in the instant proceeding, to file a reply brief in support
of his COA application). See Dockets, Nos. 14-70030, 11-
70025, 06-70035 (5th Cir.). The State filed 114 pages of
responsive briefing. See id. And the court of appeals is-
sued three opinions totaling 39 pages. J.A. 275a-287a;
R.257-69, 831-47.
SUMMARY OF ARGUMENT
I. The court of appeals did not err in denying peti-
tioner a COA. The court was required to do so unless
petitioner made a substantial showing that (A) his inef-
fective-assistance-of-trial-counsel claim is meritorious
and (B) the district court abused its discretion in declin-
ing to find exceptional circumstances warranting reo-
pening of its final judgment under Rule 60(b)(6). Peti-
tioner failed to meet his burden on each of those inde-
pendent points.
A. Petitioner did not make a substantial showing of
the actual prejudice required to succeed on a claim of
ineffective assistance of counsel. Petitioner did not es-
tablish a “substantial” likelihood that the jury would
have reached a different conclusion if petitioner’s de-
fense counsel had not proffered Quijano’s report and
19
testimony. Harrington v. Richter, 562 U.S. 86, 111
(2011). The aggravating evidence of petitioner's future
dangerousness—including the horrific facts of the of-
fense, petitioner’s callous lack of remorse, and his ex-
girlfriend’s testimony about petitioner’s violence to-
wards her—was overwhelming. And notwithstanding
Quijano’s opinion that race was probative of future dan-
gerousness, his report and testimony played a limited
role at trial. The challenged testimony comprised only a
small fraction of Quijano’s testimony that petitioner
posed a low probability of future dangerousness, the
prosecution did not ask the jury to consider petitioner's
race, and the mitigation evidence was not nearly as
strong as petitioner suggests.
B. Petitioner also did not make a substantial show-
ing that the district court abused its discretion in con-
cluding that petitioner’s grounds for reopening the
judgment under Rule 60(b)(6) failed to qualify as “ex-
traordinary circumstance[s].” Gonzalez, 545 U.S. at 537.
A change in decisional law is insufficient, in itself, to es-
tablish extraordinary circumstances. And the change in
law at issue here—based on Martinez, 132 S.Ct. at
1318-19, and T'revino, 133 S. Ct. at 1921—does not even
apply retroactively to petitioner’s claim on collateral
review.
But even if this new law did apply retroactively on
collateral review, the particular facts of petitioner's
case do not rise to the level of extraordinary circum-
stances justifying reopening the judgment denying the
federal habeas petition. Claims of ineffective assistance
of trial counsel are routine and do not present extraor-
dinary circumstances justifying reopening a final judg-
ment rejecting such a claim. Moreover, this second at-
tempt to reopen the final judgment under Rule 60(b)(6)
20
seeks to litigate what is ultimately an unavailing claim
of ineffective assistance of trial counsel—a claim that
petitioner did not even raise in his first Rule 60(b)(6)
motion. Whether the State previously expressed an in-
tent to allow petitioner to litigate that claim notwith-
standing procedural default is immaterial because the
press statements on which petitioner relies, and the
treatment of distinguishable cases involving the prouse-
cution eliciting Quijano’s race-related testimony, would
not justify relief from the judgment.
Il. Even though the court of appeals denied peti-
tioner’s application for a COA, it did so only after
providing petitioner with substantial process. The court
of appeals’ detailed analysis, and the extensive briefing
it permitted, belie petitioner’s suggestion that the court
ignored the substance of his claim. Nor is the Fifth Cir-
cuit’s approach to adjudicating COA applications, which
regularly includes comprehensive briefing from both
sides and occasionally involves oral argument, incon-
sistent with this Court’s instructions.
ARGUMENT
Il The Court of Appeals Correctly Denied Petition-
er’s Application for a COA.
A petitioner must obtain a COA before he may ap-
peal a “final order in a habeas corpus proceeding.” 28
U.S.C, § 2253(c)(1)(A).* A COA may not issue unless pe-
* Petitioner has not raised, and has therefore forfeited, any ar-
gument that he was not required to obtain a COA to appeal the
denial of his Rule 60(b) motion. Regardless, the denial of a Rule
60(b) motion to reopen a judgment denying a federal habeas pe-
tition constitutes a “final order in a habeas corpus proceeding,”
thus requiring a COA to appeal the denial of the order. See Con-
zalez, 545 U.S. at 535 (“Many Courts of Appeals have construed
28 U.S.C. § 2253 to impose an additional limitation on appellate
21
titioner “has made a substantial showing of the denial of
a constitutional right.” /d. § 2253(c)(2); see Miller-E 1 v.
Cockrell, 537 U.S. 322, 336 (2003). To meet this stand-
ard, petitioner was required to show that jurists of rea-
son would (A) find it debatable “whether the petition
states a valid claim of the denial of a constitutional
right” and (B) further “find it debatable whether the
district court was correct in its procedural ruling” re-
garding extraordinary circumstances under Rule
60(b)(6). Slack, 529 U.S. at 484; see, e.g., Kellogg v.
Strack, 269 F.3d 100, 104 (2d Cir. 2001) (per curiam). As
explained below, petitioner failed to make either show-
ing.
A. Petitioner has not made a substantial show-
ing of prejudice, as required to satisfy Strick-
land’s second prong for ineffective-assistance
claims.
Petitioner's federal habeas petition alleged that he
was denied his constitutional right to effective assis-
tance of trial counsel. R.66. To prevail on such a claim, a
petitioner must first show that
counsel made errors so serious that counsel was
not functioning as the ‘counsel’ guaranteed the
defendant by the Sixth Amendment. Second, the
[petitioner] must show that the deficient perfor-
mance prejudiced the defense. This requires
showing that counsel’s errors were so serious as
to deprive the defendant of a fair trial, a trial
whose result is reliable.
review by requiring a habeas petitioner to obtain a COA as a
prerequisite to appealing the denial of a Rule 60(b) motion.”).
22
Strickland, 466 U.S. at 687. Petitioner’s failure to prove
either deficient performance or prejudice will defeat an
ineffective-assistance claim, making it unnecessary to
examine the other prong. /d. at 697.
Under Stricklana’s first prong, respondent agrees
with petitioner that jurists of reason would at least find
it debatable whether trial counsel’s performance was
deficient.‘ That is a necessary, but insufficient, condi-
tion to obtain a COA. See Slack, 529 U.S. at 483-84.
As petitioner concedes, Pet. Br. 26, 33, the second
prong of Strickland requires him to make a substantial
showing that counsel’s actions resulted in actual preju-
dice—that is, a substantial likelihood of a different re-
sult. Strickland, 466 U.S. at 690-92.° In the capital-
* The district court here found deficient performance. J.A.
263a-264a. In contrast, the Fifth Circuit explained in a previous
decision in this case that petitioner “and his counsel presumably
made thle] strategic determination” to elicit Quijano's testimo-
ny, “believ{ing] that the potential benefit of Dr. Quijano's ulti-
mate conclusion—that Buck was not likely to pose any future
danger to society if incarcerated—outweighed any risk of expos-
ing the jury to Dr. Quijano’s less favorable opinions.” Buck, 345
F. App’x at 930. The Fifth Circuit has recognized in another case
involving Quijano's race-related testimony that “(t]he decision
by counsel to approach the |future dangerousness} question in
the relatively oblique and impersonal terms of quantitative
presentation” was part of a reasonable defehse strategy. Grana-
dos v. Quarterman, 455 F.3d 529, 585-36 (5th Cir. 2006).
* Petitioner dues not invoke the structural-error doctrine to
argue that he does not have to show prejudice. See Pet. Br. 34-
39. Thus, respondent does not undertake to address any such
argument in contesting petitioner's ineffective-assistance claim,
which may be “quantitatively ussessed in the context of other
evidence presented.” Arizona v. Fulminante, 499 U.S. 279, 307-
O08 (1991)
23
sentencing context, “the question is whether there is a
reasonable probability that, absent the errors, the sen-
tencer ... would have concluded that the balance of ag-
gravating and mitigating circumstances did not warrant
death.” /d. at 695. “A reasonable probability is a proba-
bility sufficient to undermine confidence in the out-
come.” /d. at 694.
“{T Jhe question is not whether a court can be certain
counsel’s performance had no effect on the outcome or
whether it is possible a reasonable doubt might have
been established [had] counsel acted differently.” Rich-
ter, 562 U.S. at 111 (citation omitted). Rather, “[t)he
likelihood of a different result must be substantial, not
just conceivable.” Jd. at 112 (emphasis added) (citation
omitted). This analysis does not, as petitioner suggests,
turn on whether a death sentence was a “foregone con-
clusion.” Pet. Br. 39. “Strickland does not require the
State to ‘rule out’ a sentence of life in prison to prevail.”
Wong v. Belmontes, 558 U.S. 15, 27 (2009) (per curiam).
Reasonable jurists would not debate that petitioner
has not shown prejudice under this standard. The ag-
gravating evidence was overwhelming. Quijano’s dis-
puted testimony played a very limited role, and Qui-
jano’s ultimate conclusion was that petitioner would
likely not be a future danger.
1. The aggravating evidence was overwhelm-
ing.
Petitioner has abandoned all but one of the grounds
of ineffectiveness raised in his most recent Rule 60(b)
motion. He now asserts only that his “trial counsel ren-
dered ineffective assistance by knowingly presenting an
expert opinion that [he] was more likely to commit fu-
ture acts of violence because he is Black.” Pet. Br. 22;
cf. R.1067. To sentence petitioner to death, the jury had
24
to find unanimously that he posed a future danger. See
Former Article 37.071. The overwhelming aggravating
evidence confirms that there was not a “substantial”
likelihood that petitioner was prejudiced by his coun-
sel’s performance. Richter, 562 U.S. at 112.
The penalty-phase evidence established an extensive
basis for a finding of future dangerousness. As petition-
er admits, the facts of his crimes were “undeniably ‘hor-
rific.”” Pet. Br. 39 (quoting the district court’s opinion).
The jury heard petitioner’s own stepsister describe how
petitioner shot her point-blank in the chest. J.A. 82a-
83a. The jury also heard testimony from multiple wit-
nesses about the murders of Butler and Gardner that
followed. J.A. 262a; see supra Statement Part A.
That testimony included Gardner’s daughter de-
scribing how she and her mother begged petitioner not
to shoot. J.A. 114a, 1164. The jury heard that these
pleas were unpersuasive, as petitioner murdered Gard-
ner in front of her children. J.A. 116a-117a. The penal-
ty-phase evidence also showed that petitioner had a his-
tory of domestic violence that included threatening his
girlfriend with a gun and repeatedly beating her. J.A.
127a. And the jury heard evidence of petitioner’s prior
convictions, which included a conviction for unlawfully
carrying a weapon. R.955-56 (referencing State’s exhib-
its 63 and 67 (R.6267, 6275)). On this record, it was man-
ifest that petitioner presented a future danger.
Respondent does not argue that the “brutality” of
petitioner’s crime alone necessarily “preclude[s] a find-
ing of Strickland prejudice.” Pet. Br. 40.° But the bru-
* The cases petitioner cites for the proposition that “a capital
prisoner may establish Strickland prejudice even when a crime
involves appalling facts” have little bearing on this case. See Pet.
Br. 39-41. Most of those cases involved defense counsel's failure
25
tality of a crime is highly relevant and probative of fu-
ture dangerousness and can thus establish a lack of
prejudice. See Belmontes, 558 U.S. at 27-28 (observing
that “[ijt is hard to imagine [that] expert testimony and
additional facts about [the defendant’s] difficult child-
hood outweigh[ed] the facts of [the victim’s] murder,”
which involved “clearly needless” suffering); Martinez
v. Quarterman, 270 F App’x 277, 299 (5th Cir. 2008)
(objectionable cross-examination “pale|{d] in comparison
to the other evidence of [defendant’s]} future dangerous-
ness, especially the brutality of this double homicide”);
Lenz v. Washington, 444 F.3d 295, 303 (4th Cir. 2006)
(“repeatedly stab[bing] a defenseless victim” was “hei-
nous and indicative of future dangerousness”); Griffith
v. Quarterman, 196 F. App’x 237, 243 (5th Cir. 2006)
(per curiam) (noting that the prosecution's case for fu-
ture dangerousness was “extremely strong,” in part be-
to develop mitigating evidence or an adequate mitigation strate-
gy. Sears v. Upton, 561 U.S. 945, 954-56 (2010) (per curiam);
Porter v. McCollum, 558 U.S. 30, 42-43 (2009) (per curiam); Wi/-
liams v. Taylor, 529 U.S. 362, 398 (2000); Wulbey v. Quarter
man, 309 F. App’x 795, 801-02 (5th Cir. 2009) (per curiam). Peti-
tioner does not contend that his mitigation evidence was incom-
plete or superficial. To the contrary, he argues that his trial
counsel “presented substantial evidence that he was not likely to
be violent in prison.” Pet. Br. 42 (emphasis added).
Although Satterwhite v. Texas, 486 U.S. 249, 259-60 (1988),
dealt with improperly admitted expert testimony on future dan-
gerousness, the expert testified for the State, which “placed sig-
nificant weight on |the expert's] powerful and unequivocal testi-
mony” that Satterwhite was a “ten plus” sociopath who was “be-
yond the reach of psychiatric rehabilitation.” Here, the State
presented no expert on this issue, whereas defense counsel pre-
sented two clinical psycholugists who testified that petitioner
had a low probability of future dangerousness. J.A. 147a, 148a,
150a; R.6068, 6094-96.
26
cause the “facts of the crime were horrific and brutal”);
see alsu United States v. Lujan, 603 F.3d 850, 854-55
(10th Cir. 2010) (prosecution’s evidence of a separate
double homicide allegedly committed by the defendant
was improperly excluded because it “involved cold, cal-
culated, and brutal conduct,” which “has a strong ten-
dency to show Lujan has a propensity for violence and
future dangerousness”).
And as explained in one of the cases petitioner cites,
the “brutal nature” of a crime combined with a “lack of
contrition and remorse” is sufficient for a Texas jury to
find that a capital defendant presents a continuing
threat to society. Dewberry v. State, 4 S.W.3d 735, 743
(Tex. Crim. App. 1999) (cited in Pet. Br. 41 n.7). Peti-
tioner thus concedes that his lack of remorse is rele-
vant. Pet. Br. 41 n.7. But he then attempts to disaggre-
gate the evidence, suggesting that neither the “brutali-
ty of a capital crime” nor his “lack of remorse” alone
supported a finding of future dangerousness. Pet. Br.
39-40, 40, 41 n.7. The jury here, of course, heard evi-
dence of both a horrendous crime and petitioner’s cal-
lous lack of remorse. Besides the facts of petitioner’s
brutal shooting spree just noted, the jury heard testi-
mony that petitioner stood over Gardner as she lay dy-
ing in the street and said: “It ain’t funny now. You ain’t
laughing now.” J.A. 106a. The jury also heard that peti-
tioner was laughing about the murders when he was ar-
rested and that he commented to the arresting officer:
“The bitch got what she deserved.” J.A. 135a.
Petitioner severely downplays the weight of the
State’s evidence of future dangerousness. See Pet. Br.
41-43. Without denying his lack of remorse “in the im-
mediate wake of the crime,” petitioner claims that ju-
rors knew that he “had shown remorse after having
27
time to reflect on his actions.” Pet. Br. 41. The prosecu-
tion, however, did not rest solely on petitioner's state-
ment to Gardner immediately before she died. Cf. Pet.
Br. 42 (suggesting that remorseful conduct is rarely
present during commission of a crime). The jury also
heard several witnesses testify about petitioner’s laugh-
ter and statements after his arrest. J.A. 7la, 89a, 118a,
133a-135a.
Petitioner also misguidedly relies on two facts:
(i) Taylor’s post-conviction statement that petitioner
had subsequently sought and received her forgiveness
and (ii) petitioner’s own act of crying during trial testi-
mony. Pet. Br. 41-42 & n.8. Taylor’s statement was
made after the penalty phase of petitioner’s trial. For
that reason, it plays no role in the Strickland analysis
and could not call into doubt the outcome of the jury’s
deliberations. See Richter, 562 U.S. at 112. And peti-
tioner’s act of crying while witnesses testified against
him could be viewed as fear of the consequences of the
killings, rather than remorse. See, e.g., United States v.
Santiago-Gonzdlez, 825 F.3d 41, 50 n.13 (1st Cir. 2016);
Brady v. Pfister, 711 F.3d 818, 827-28 (7th Cir. 2013);
Nields v. Bradshaw, 482 F.3d 442, 459-60 (6th Cir.
2007). In this case especially, petitioner's crying at trial
pales in force compared to the shocking lack of remorse
he demonstrated at the time of the crime and after his
arrest.
2. The limited role that Quijano’s report and
testimony played did not outweigh the
overwhelming aggravating evidence.
Petitioner’s arguments about Quijano’s report and
testimony are further weakened by the nature of his
claim. Petitioner does not contend, as he intimated in
28
district court, see R.1067, that reasonable trial counsel
would have found another expert to testify in place of
Quijano.’ Petitioner thus argues only that trial counsel
should not have presented Quijano and should have in-
stead relied only on Lawrence for expert testimony.
Pet. Br. 22, 25, 32; see R.6068, 6094-96 (Lawrence’s tes-
timony that petitioner would not likely be a future dan-
ger).
Strickland’s prejudice analysis “focuses on the ques-
tion whether counsel’s deficient performance renders
the result of the trial unreliable or the proceeding fun-
damentally unfair.” Lockhart v. Fretwell, 506 U.S. 364,
372 (1993). Here, Quijano’s testimony played a limited
role, was elicited by defense counsel, and must be as-
sessed against the overwhelming aggravating evidence.
a. Petitioner's brief focuses on Quijano’s testimony
that petitioner was more likely to pose a future danger
because of his race. But Quijano opined that, if petition-
er were sentenced to life in prison, there would be a
“low” probability that he would commit criminal acts of
violence that would be a continuing threat to society.
J.A. 150a.
Quijano further stated that the absence of assaults
by petitioner while he was incarcerated was “a good
sign that [he] is controllable within a jail or prison set-
ting” and that prisoners serving life sentences “consti-
’ An ineffective-assistance claim based on counsel's failure to
cal] a witness must “name the witness, demonstrate that the
witness was available to testify and would have done so, set out
the content of the witness's proposed testimony, and show that
the testimony would have been favorable to a particular de-
fense.” Day v. Quarterman, 566 F.3d 527, 538 (5th Cir. 2009).
Petitioner does not contend that he laid the necessary founda-
tion for such a claim.
29
tute a good subsection of the prison system,” whereas
inmates serving shorter sentences “create trouble in
the prison system, mischief, fighting.” J.A. 150a. Qui-
jano also agreed that there was a “disciplinary system
within the prison system that effectively controls in-
mates.” J.A. 15la. And after telling the jury that the
“narrower the victim pool, the less dangerous the per-
son will be in the future,” Quijano explained his view
that petitioner’s victim pool in prison was “narrow,” as
petitioner's “probability of developing a dependent rela-
tionship” in prison “would be very small.” J.A. 147a,
148a.
Quijano did explain that race was one of seven “sta-
tistical factors” he considered in determining likelihood
of future dangerousness. J.A. 145a-147a. And Quijano’s
report listed petitioner’s race as one of the seven “sta-
tistical factors” he considered. J.A. 18a-19a (capitaliza-
tion altered). But of the twenty-three lines of the Joint
Appendix that comprise his “statistical factor” explana-
tion, Quijano’s direct testimony regarding race spans
just three lines. J.A. 146a. Quijano’s report, which spans
ten Joint Appendix pages, J.A. 14a-23a, contains only
two lines regarding race, J.A. 19a. And defense counsel
concluded his questioning of Quijano about the “statisti-
cal factors” by asking whether a defendant such as peti-
tioner, who had no prior violent offenses, would be less
likely “to be dangerous or commit acts of violence in the
future.” J.A. 147a. Quijano agreed that petitioner would
be less likely to do so. J.A. 147a.
On cross-examination, the prosecutor mentioned
Quijano’s race-as-dangerousness testimony only once,
when canvassing the various factors contained in Qui-
jano’s report, J.A. 170a—which the trial court had al-
ready ruled would be admitted into evidence, R.6029-31.
30
The prosecutor thus did not “compound|] defense coun-
sel’s error by eliciting additional testimony from Dr.
Quijano.” Former Prosecutors’ Amicus Br. 3 (emphasis
added). Nor did the prosecutor’s single question in
passing “exploit{]” Quijano’s statement. Pet. Br. 7.
“(TJhis colloquy did not go beyond what defense counsel!
had already elicited on direct examination.” Buck, 132
S Ct. at 34 (Alito, J., respecting the denial of certiora-
ri).
Amici suggest that the prosecutor either knowingly
relied on the falsity that race was probative of future
dangerousness or demonstrated personal racial bias by
even mentioning this aspect of Quijano’s report. For-
mer Prosecutors’ Amicus Br. 10. That suggestion ig-
nores the reality that the prosecutor was merely re-
viewing the entirety of Quijano’s testimony without ex-
pressing either agreement or disagreement with Qui-
jano’s views. That is sometimes how prosecutors pro-
ceed when walking through an expert report to decide
whether any particular item deserves a probing ques-
tion on cross-examination. And after this portion of his
testimony, Quijano stuck to his opinion that petitioner's
probability of future dangerousness was low. See J.A.
176a.
Contrary to petitioner's suggestions, Pet. Br. 8, 18-
19, the prosecution did not mention race in its closing
arguments. J.A. 184a-186a, 196a-206a. The prosecution
noted only that Quijano had testified that the probabil-
ity of future dangerousness, while low, was still present.
J.A. 198a-199a. Quijano’s cross-examination had closed
on this point, with Quijano acceding to the prosecutor's
point that petitioner had a greater probability of being
a danger in the future given his laughing and lack of
31
remorse after his extremely violent murders. J.A. 175a-
176a.
b. Given the nature and context of Quijano’s testi-
mony, this case is nothing like others involving repeated
or direct pleas by the prosecution that the jury consider
race or ethnicity as evidence of criminality. Cf Pet. Br.
34-38 (citing United States v. Cruz, 981 F.2d 659, 664
(2d Cir. 1992) (prosecutor “repeatedly” referred to de-
fendant’s ethnicity “as evidence of criminal behavior”);
Reed v. State, 99 So. 2d 455, 456 (Miss. 1958) (prosecu-
tor told the jury that “if you don’t stop them now, they
will next be robbing white people”); Allison v. State,
248 S.W.2d 147, 148 (Tex. Crim. App. i952) (prosecutor
“sought to condemn as a class all testimony coming
from members of the colored race” to discredit a de-
fense witness); Dinklage v. State, 185 S.W.2d 573, 575
(Tex. Crim. App. 1945) (prosecutor’s closing argument
referenced defendant’s German heritage)).
This case is also distinguishable from ones in which
the prosecution made inflammatory race-based state-
ments. See Pet. Br. 37-38 (citing Johnson v. Rose, 546
F.2d 678, 679 (6th Cir. 1976) (per curiam) (appeal to ra-
cial prejudice by a United States Attorney); United
States v. Haynes, 466 F.2d 1260, 1266-67 (5th Cir. 1972)
(prosecutor’s use of phrase “(bJurn, baby, burn” as a
“racial shibboleth”); Bryant v. State, 25 S.W.3d 924, 925
(Tex. App. 2000) (prosecutor’s question whether de-
fendant had gotten a “white girl” pregnant); Cofield v.
State, 82 S.E. 355, 356 (Ga. Ct. App. 1914) (prosecutor’s
statement that this “was the most horrible case he ever
saw in court, a negro going to a white man’s yard
and threatening to kill him”); Louisiana v. Bessa, 38
So. 985, 987 (La. 1905) (prosecutor appealed to race for
no apparent reason other than to “draw the color line”)).
32
None of these cases involves testimony or reports
from a defense expert, let alone from a defense expert
who concluded that the defendant presented a low
probability of future dangerousness. Petitioner is thus
wrong that Quijano’s testimony is insurmountably pre)j-
udicial under settled law. See Pet. Br. 36-38. And peti-
tioner concedes that defense counsel elicited Quijano’s
race-related opinion. See Pet. Br. 36.
c. As additional mitigating evidence, petitioner
stresses the “substantial evidence that he was not likely
to be violent in prison,” the prosecutor’s purported fail-
ure to “dispute any of this evidence,” and the fact that
jury deliberations took two days. Pet. Br. 42-43. These
remaining points likewise do not suggest a substantial
likelihood that the sentencing outcome would have been
different.
Petitioner overemphasizes the favorability of his ex-
pert Lawrence's testimony. Petitioner contends that the
jury heard “undisputed testimony from Lawrence that
[petitioner]’s prison records showed that he ‘did not
present any problems in the prison setting” and that
petitioner “had been held in minimum security without
incident.” Pet. Br. 42 (quoting R.6088). In fact, Law-
rence merely observed that petitioner’s county and
state jail records indicated that petitioner had been
held only in minimum security. See R.6084, 6087-88.
When defense counsel asked what this fact indicated,
Lawrence replied that it told him that petitioner “did
not present any problems in the prison setting.” R.6088.
It is at best speculative to extrapolate, from this narrow
testimony about petitioner’s confinement history, that
the jury heard “substantial evidence” that petitioner
“was not likely to be violent in prison” while serving a
life sentence for murder. Pet. Br. 42.
33
Petitioner asserts that his violent acts occurred
within romantic relationships, arguing that he would
not be a future danger because he would not be involved
in romantic relationships in prison. Pet. Br. 6-7, 25, 41.
But petitioner shot his stepsister at point blank range,
and his stepsister was not part of any of petitioner's
romantic relationships. Petitioner’s assertion that he
would not be violent in prison also overlooks testimony
confirming that he would likely have illicit access to
drugs and alcohol, as well as access w improvised
weapons, in prison. J.A. 17la-174a. Even though peti-
tioner committed the murders at issue with a firearm,
the availability of makeshift weapons in prison is signif-
icant because the jury heard petitioner’s ex-girlfriend
testify that petitioner had beaten her with a belt and a
coat hanger and had even used a cast on his arm to beat
her head. J.A. 127a.
Finally, the fact that the jury asked to see “the psy-
chology reports” and “police records” during its delib-
erations, J.A. 209a, does not suggest that the jury was
focused on Quijano’s race-related testimony or that it
was likely to have reached a different conclus: Ja absent
Quijano’s report and testimony. Cf Pet. Br. 43; Law-
yers’ Comm. Amicus Br. 30. These additional! facts do
not come close to establishing a “substantial” likelihood
of a different outcome, as required by Richter, 562 U.S.
at 112. Petitioner therefore did not make a substantial
showing of prejudice.
34
B. Petitioner has not made a substantial show-
ing that the district court abused its discre-
tion in declining to find “extraordinary cir-
cumstances” to reopen a final judgment.
Even assuming arguendo that reasonable jurists
could debate whether petitioner established prejudice
under Strickland, the court of appeals correctly denied
petitioner’s COA application for a separate, independ-
ent reason: reasonable jurists could not debate whether
the district court abused its discretion in its procedural
ruling denying petitioner’s second request to reopen the
final judgment under Rule 60(b)(6). Slack, 529 U.S. at
484.
“Rule 60(b) allows a party to seek relief from a final
judgment, and request reopening of his case,” but only
“under a limited set of circumstances.” Gonzalez, 545
U.S. at 528. Petitioner cannot obtain relief under Rule
60(b)(6) unless “extraordinary circumstances” are pre-
sent in his case. /d. at 535 (citation and quotation marks
omitted). And this Court specifically has cautioned that
“[s]Juch circumstances will rarely occur in the habeas
context.” /d. When evaluating extraordinary circum-
stances, a “very strict interpretation of Rule 60(b) is es-
sential if the finality of judgments is to be preserved.”
Id. (quoting Liljeberg v. Health Servs. Acquisition
Corp., 486 U.S. 847, 873 (1988) (Rehnquist, C.J., dis-
senting)). Review of Rule 60(b) determinations is thus
highly deferential. See id. (citing Browder v. Dir., Dep't
of Corr., 434 U.S. 257, 263 n.7 (1978)).
Indeed, as petitioner concedes, a district court’s res-
olution of this question “is reviewed under the abuse-of-
discretion standard.” Pet. Br. 54. And although peti-
tioner notes that “a district court necessarily abuses its
discretion when its judgment is based on an error of
35
law,” Pet. Br. 54, he elsewhere concedes that the Rule
60(b) determination in this case required a “fact-
intensive inquiry,” Pet. Br. 47. Consequently, the “def-
erence that is the hallmark of abuse-of-discretion re-
view” applies with full force in this context. Gen. Elec.
Co. v. Joiner, 522 U.S. 136, 143 (1997).
To obtain a COA, petitioner had to make a substan-
tial showing not merely that a reasonable appellate
judge would find extraordinary circumstances in the
first instance, but that the basis for the district court's
ruling was so utterly lacking that the district court
abused its discretion in failing to reopen the final judg-
ment denying habeas relief. See Slack, 529 U.S. at 484;
Leedo Cabinetry v. James Sales & Distrib. Inc., 157
F.3d 410, 412 (5th Cir. 1998) (“We will not disturb a dis-
trict court’s decision to deny relief under Rule 60(b) ‘un-
less the denial is so unwarranted as to constitute an
abuse of discretion.”” (quoting Bludworth Bond Ship-
yard, Inc. v. M/V Caribbean Wind, 841 F.2d 646, 649
(5th Cir. 1988)); see also 11 Charles Alan Wright,
Arthur R. Miller & Mary Kay Kane, Federal Practice
and Procedure § 2872, pp. 594-95 n.6 (3d ed. 2012) (col-
lecting cases applying a similarly deferential standard
of review to Rule 60(b) rulings).
A survey of cases highlights the truly extraordinary
nature of the circumstances that qualify. Cae court of
appeals concluded, for example, that circumstances
were sufficiently extraordinary to justify relief from a
habeas judgment where a prison guard had affirmative-
ly thwarted an inmate’s timely appeal. Tanner v.
Yukins, 776 F.3d 434, 436-37, 442-44 (6th Cir. 2015).
Rule 60(b) relief was also found appropriate where a
petitioner with a learning disability relied on another
inmate to prepare his appeal, that inmate failed to file a
36
timely appeal, and the time for an extension had passed.
Davenport v. Tribley, No. 2:07-cv-14248, 2011 WL
669240, at *3 (E.D. Mich. Feb. 17, 2011). And another
district court concluded that circumstances were also
sufficiently extraordinary to justify reopening a judg-
ment where petitioner’s habeas counsel “effectively
abandoned him.” Andrade v. Cate, No. 2:09-cv-02270,
2013 WL 5375836, at *2 (E.D. Cal. Sept. 24, 2013).
Petitioner did not meet his heavy burden to show
extraordinary circumstances. The change in decisional
law established in Martinez and Trevino is insufficient.
Moreover, in this second Rule 60(b)(6) motion, petition-
er seeks to relitigate an ineffective-assistance claim that
he did not even raise in his first Rule 60(b)(6) motion.
At base, the particular facts of petitioner’s case do not
rise to the level of extraordinary circumstances justify-
ing relief from the denial of his federal habeas peti-
tion—much less so clearly as to make a contrary judg-
ment an abuse of the district court’s broad discretion.
1. The change in decisional law effected by
Martinez and Trevino is insufficient to es-
tablish extraordinary circumstances.
As petitioner concedes, the change in law effected
by Martinez and Trevino alone does not qualify as an
extraordinary circumstance under Rule 60(b). See Pet.
Br. 56 (“To be sure, not every case involving a viable
Martinez claim may justify reopening the judgment
under Rule 60(b).”). That follows from Gonzalez, in
which the Court expressly held that a change in deci-
sional law (there, a new interpretation of the statute of
limitations in the Antiterrorism and Effective Death
Penalty Act of 1996 (“AEDPA”)) did not constitute ex-
traordinary circumstances under Rule 60(b). See 545
37
U.S. at 536 (stating that “[ijt is hardly extraordinary
that subsequently, after petitioner’s case was no longer
pending, this Court arrived at a different interpreta-
tion” of AEDPA). Thus, Gonzalez recognized that
whether extraordinary circumstances exist turns on the
specific facts “in petitioner’s case.” 545 U.S. at 537.
Petitioner’s concession is in keeping with the deci-
sions of the courts below. As the district court noted,
the Fifth Circuit has held that a change in decisional
law alone does not amount to extraordinary circum-
stances. J.A. 260a (citing Adams v. Thaler, 679 F.3d
312, 319-20 (5th Cir. 2012) (recognizing that the deci-
sional law change in Martinez alone is insufficient to
establish extraordinary circumstances)); see Diaz v.
Stephens, 731 F.3d 370, 375-77 (5th Cir. 2013) (same
with regard to Trevino).
But petitioner’s suggestion that the Fifth Circuit
has categorically refused to consider the Martinez
change in law as a “relevant factor,” Pet. Br. 58, is in-
correct. In this case, the Fifth Circuit did not reject pe-
titioner’s claim of extraordinary circumstances merely
on the ground that Martinez and Trevino were insuffi-
cient to overcome the procedural default. It examined
all of the particular facts raised by petitioner. See J.A.
282a-287a. Likewise, as the Third Circuit has explained,
“more than the concededly important change of law
wrought by Martinez is required—indeed, much more
is required.” Cor v. Horn, 757 F.3d 113, 115 (3d Cir.
2014) (quotation marks omitted); see alsu Ramirez v.
United States, 799 F.3d 845, 850-51 (7th Cir. 2015)
(agreeing with Cor and the Third Circuit’s analysis of a
Rule 60(b) motion “built upon a postjudgment change in
the law,” which “takes into account all the particulars of
a movant’s case” (quoting 757 F.3d at 122)).
38
There is, however, another reason petitioner cannot
rely on Martinez and Trevino to establish extraordi-
nary circumstances: Martinez and Trevino do not apply
retroactively to cases on collateral review." See 28
U.S.C. § 2244(b)\(2)(A); Teague v. Lane, 489 U.S. 288,
299-316 (1989) (plurality opinion). As the Fifth Circuit
has correctly explained, this Court has not made either
Martinez or Trevino retroactive to cases on collateral
review. /n re Paredes, 587 F. App’x 805, 813 (5th Cir.
2014) (per curiam). And in the present case, the Court
has not granted certiorari on the question whether
Martinez or Trevino apply retroactively.
To the extent a change in decisional law creates a
new rule, petitioner must show that this Court has
made the rule retroactively applicable to cases on col-
lateral review. See Teague, 489 U.S. at 316 (plurality
opinion). Under Teague, “a new rule can be retroactive
to cases on collateral review if, and only if, it falls within
one of two narrow exceptions to the general rule of non-
retroactivity.” Tyler v. Cain, 533 U.S. 656, 665 (2001).
The first exception is for new substantive rules of crim-
inal law, which “narrow the scope of a criminal statute
by interpreting its terms,” or “place particular conduct
or persons covered by the statute beyond the State’s
power to punish.” Schriro v. Summerlin, 542 U.S. 348,
351-52 (2004) (citations omitted); see also Teague, 489
U.S. at 311 (plurality opinion). The second exception is
* In 2004, when petitioner first raised an ineffective-assistance
claim in federal court, procedural default could not be overcome
by establishing state habeas counsel's ineffectiveness. See Cole-
man v. Thompson, 501 U.S. 722, 752 (1991). Martinez and Tre-
ving later held that ineffective assistance by state habeas coun-
sel could overcome procedural default of a claim of ineffective
assistance of trial counsel.
39
for “watershed rules of criminal procedure implicating
the fundamental fairness and accuracy of the criminal
proceeding.” Graham v. Collins, 506 U.S. 461, 478
(1993) (citation and quotation marks omitted).
The rule announced in 7’revino does not fall within
either of the two Teague exceptions. Martinez and T're-
vino established a new procedural rule, so it cannot be a
new substantive rule of criminal law within Teague’s
first exception. See 489 U.S. at 311 (plurality opinion).
Nor does this procedural rule qualify as a “bedrock pro-
cedural element,” id. at 315; an “absolute prerequisite
to fundamental fairness,” id. at 314; or a “rule[) requir-
ing ‘observance of those procedures that. are implicit
in the concept of ordered liberty,”” Graham, 506 U.S. at
478 (quoting Teague, 489 U.S. at 311 (plurality opin-
ion)). As the Court noted in Graham, it is “unlikely that
many such components of basic due process have yet to
emerge.” /d. (citation and quotation marks omitted).
The rule announced in Martinez and Trevinw is not
a “watershed” rule like that announced in Gideon v.
Wainwright, 372 U.S. 335 (1963). “There is no constitu-
tional right to an attorney in state post-conviction pro-
ceedings,” so there is no attendant watershed, bedrock
right to effective assistance of counsel in those proceed-
ings. Coleman, 501 U.S. at 752. Coleman “left open” the
question “whether a prisoner has a right to effective
counse] in collateral proceedings which provide the first
occasion to raise a claim of ineffective assistance at tri-
al.” Martinez, 132 S. Ct. at 1315. But instead of resolw-
ing that question, Martinez recognized a “marrow ex-
ception” that state habeas counsel's imeffective assis-
tance “may esitablish cause for a prisomer’s procedural
defauit of w claim ef ineffective assistance at trial,” id.,
40
and Trevino made that rule applicable in capital cases
in Texas. 133 S. Ct. at 1917.
That type of “incremental change” does not amount
to an “absolute prerequisite to fundamental fairness.”
Beard v. Banks, 542 U.S. 406, 419 (2004) (discussing
Sawyer v. Smith, 497 U.S. 227, 244 (1990) (quoting
Teague, 489 U.S. at 314 (plurality opinion)) (quotation
marks omitted))). Because petitioner has not shown
that he could actually invoke this new, retroactive rule
if he were able to reopen the judgment denying his fed-
eral habeas petition, the Martinez and Trevino change
in law is “all the less extraordinary in petitioner’s case.”
Gonzalez, 545 U.S. at 537.
2. The particular facts of petitioner's case do
not establish extraordinary circumstances
justifying relief from the judgment.
Petitioner cites several authorities that confirm
what Gonzalez recognized: whether extraordinary cir-
cumstances exist, for purposes of Rule 60(b), turns on
the specific facts “in petitioner’s case.” Gonzalez, 45
U.S. at 537; see Pet. Br. 46-47. Ultimately, petitioner
argues that the “sui generis facts of this case (at, and
after, trial)—combined with |petitioner]’s diligence and
the change in law worked by Trevino and Martinez—
establish the ‘extraordinary circumstances’ required by
Rule 60(b).” Pet. Br. 23. Petitioner bases his argument
on the eleven supposed “facts” recited in his Rule 60(b)
motion. See J.A. 283a-285a. Petitioner faults the district
court for considering these circumstances “individually”
rather than “holistic[ally],” Pet. Br. 54, but there is no
indication that either court below failed to analyze and
resolve all of the “facts” together.
4]
As the court of appeals noted, five of those “facts”
were “just variations on the merits” of petitioner’s inef-
fective-assistance claim, J.A. 285a, and two “merely
point[ed] out that [petitioner]’s |ineffective-assistance |
claim was procedurally defaulted and did not get a mer-
its determination.” J.A. 2854-286a. Petitioner’s remain-
ing “facts” focused on the change in law effected by Mar-
tinez and T'revino and the alleged “broken-promise” in
light of the State’s confession of error in Saldanv. J.A.
286a-287a. As the court of appeals concluded, it is be-
yond reasonable debate that the district court acted
within its discretion in declining to find those “facts”
extraordinary for purposes of Rule 60(b).
a. As already noted, the overwhelming aggravating
evidence in this case foreclosed petitioner’s ability to
establish the prejudice element of his ineffective-
assistance claim. See supru Part I.A. A change in deci-
sional law that allows a habeas petitioner to litigate an
unavailing ineffective-assistance claim is not an ex-
traordinary circumstance within the meaning of Rule
60(b)(6). See Ramirez, 799 F.3d at 851 (“|Blearing in
mind the need for the party invoking |Rule 60(b)] to
demonstrate why extraordinary circumstances justify
relief,” courts should consider “whether the underlying
claim is one on which relief could be granted.”); Coz,
757 F.3d at 122.
The fact that petitioner’s first Rule 60(b) motion did
not even contend that his trial counsel’s performance
was deficient makes Martinez and Trevino even less
relevant. Petitioner argues that state habeas counsel’s
failure to assert, in the initial state habeas application,
that trial counsel was ineffective is “cause” to overcome
procedural default because “trial counsel's error was so
egregious that no reasonable post-conviction attorney
42
could have overlooked it.” Pet. Br. 46 (citing Detrich v.
Ryan, 740 F.3d 1237, 1246 (9th Cir. 2013) (en banc)).
But petitioner had new post-conviction counsel when
he filed his initial Rule 60(b) motion in federal court,
where he argued that a “promise” by the Attorney Gen-
eral allowed reopening the final judgment. R.285-89.
Even in that motion, however, petitioner did not claim
that his trial counsel’s effectiveness was a basis for ha-
beas relief. See R.273-90. He raised constitutional
claims regarding the prosecutor's questioning of Qui-
jano, but he did not argue that his own trial counsel was
deficient in eliciting Quijano’s testimony or putting his
report into evidence. See K.485 (district-court order re-
flecting that petitioner’s motion raised the same due-
process and equal-protection claims that the Fifth Cir-
cuit had confirmed were procedurally defaulted, see
Buck, 345 F App’x at 926, 928). Consequently, the
change in law effected by Martinez and Trevino is “all
the less extraordinary in petitioner’s case[] because of
his lack of diligence in pursuing” his ineffective-
assistance claim. Gonzalez, 545 U.S. at 537; cf Pet. Br.
Regardless, under petitioner’s theory, state habeas
counsel’s ineffectiveness, if any, would turn on the ex-
istence of trial counsel's ineffectiveness. Cf. Martinez,
132 S. Ct. at 1318-19 (petitioner must establish that
state habeas counsel “was ineffective under the stand-
ards of [Strickland}” by showing, among other things,
that the underlying claim “should have been raised” by
state-habeas counsel). Because petitioner cannot
demonstrate the prejudice necessary to support his in-
effective-assistance-of-trial-counsel claim, see supra
Part 1.A, state habeas counsel neither performed defi-
ciently nor prejudiced petitioner by failing to raise that
43
claim, see Strickland, 466 U.S. at 694. Petitioner is thus
incorrect in stating that state habeas counsel's ineffec-
tiveness is undisputed or would be properly resolved
through an evidentiary hearing. Pet. Br. 46 n.10.
b. Petitioner repeatedly asserts that his case is ex-
traordinary because the State purportedly “reneged on
its promise” that “it would not oppose [a] new sentenc-
ing hearing.” Pet. Br. 3; see Pet. Br. 12, 14, 19, 20, 22-23,
46, 48, 49, 51, 52-53, 55, 58. But as the court of appeals
noted, “[iJt has never been established that the [Attor-
ney General]’s office promised not to raise procedural
defenses in [petitioner]’s case.” J.A. 277a n.1. In partic-
ular, the court “found no statement by the [Attorney
General} in the record in which he confessed error re-
lating to [petitioner]’s case and promised not to raise
procedural defenses.” J.A. 277a n.1.
The court of appeals further explained that, even as-
suming arguendo that “the [Attorney General] initially
indicated to [petitioner] that he would be resentenced,”
petitioner has never shown “why the alleged reneging
would justify relief from judgment.” J.A. 286a-287a. Pe-
titioner has no valid response to that point.
Petitioner concedes that any supposed “promise” to
waive procedural defenses in federal habeas litigation
appeared only in press statements. See Pet. Br. 11-12.
It is beyond dispute that those statements were made
outside of any judicial proceeding, and the State never
waived procedural default in a legal proceeding in this
case. See Buck, 132 S. Ct. at 34 (Alito, J., respecting the
denial of certiorari) (noting that “the present case is dif-
ferent from the others in which, as a result of similar
testimony by Dr. Quijano, the State did not assert pro-
cedural default”); cf, e.g., New Hampshire v. Maine,
532 U.S. 742, 749 (2001) (noting that when “a party as-
44
sumes a certain position in a legal proceeding, and suc-
ceeds in maintaining that position, he may not thereaf-
ter, simply because his interests have changed, assume
a contrary position” (emphasis added) (citation and quo-
tation marks omitted)).
Nor does the record in this case “make[} it clear that
Texas promised to treat |petitioner]’s case similarly to
Saldano,” Pet. Br. 11-12 n.2, in all respects. The State
continues to maintain, as expressed in its response to
Saldano’s petition for a writ of certiorari, that
“{djiscrimination on the basis of race, odious in all as-
pects, is especially pernicious in the administration of
justice” and that “the use of race in Saldano’s sentenc-
ing seriously undermined the fairness, integrity, or
public reputation of the judicial process.” J.A. 304a,
305a (quoting Rose v. Mitchell, 443 U.S. 545, 555
(1979)).
But as the district court explained in denying peti-
tioner’s first Rule 60(b) motion, petitioner “has identi-
fied no legal basis for a claim that the Attorney Gen-
eral’s statement created legally enforceable rights or
that it precluded the Attorney General from later iden-
tifying distinguishing facts that made [the General's}
initial assessment inapplicable to this case.” R.487. That
matters because even if circumstances are “odd and fac-
tually unusual,” J.A. 286a, they cannot support Rule
60(b)(6) relief unless they are “extraordinary circum-
stances ‘justifying relief from the judgment.” J.A. 286a
(emphasis added) (paraphrasing Fed. R. Civ. P. 60(b)
(title)); see Gonzalez, 545 U.S. at 535. Because petition-
er cannot show that he “relied on the alleged promised
to his detriment,” petitioner cannot show that the “al-
leged reneging would justify relief from the judgment.”
J.A. 287a. Petitioner is thus wrong that the court of ap-
45
peals’ conclusion was mere “ipse di:rit.” Pet. Br. 58. It
was a Straightforward application of Gonzalez, and an
evidentiary hearing “about the details of |that) prom-
ise,” Pet. Br. 12 n.2, would be both improper and unnec-
essary.
Petitioner’s case is significantly different from the
five other cases identified as similar to Saldano by for-
mer Attorney General Cornyn in a press release follow-
ing Saldano. See J.A. 215a-217a. “Only in Buck's case
did defense counsel elicit the race-related testimony on
direct examination.” Buck, 132 S. Ct. at 34-35 (Alito, J.,
respecting the denial of certiorari). Regardless of what
Attorney General Cornyn said in a press statement in
2000, see Pet. Br. 11 (citing J.A. 213a, 215a-217a), peti-
tioner’s case was pending in state court at the time, and
was therefore being handled by the Harris County Dis-
trict Attorney—rather than the Texas Attorney Gen-
eral, who represents the state-official respondents in
federal habeas proceedings (and the State in state ha-
beas proceedings if requested by a county district at-
torney). See Tex. Code Crim. Proc. art. 2.01; Tex. Gov't
Code § 402.028; Pet. Br. 12.
The Attorney General's Office took over petitioner's
case when it reached federal court and correctly argued
that it was notably different from Saldanvo, Gonzales,
Broxton, Garcia, Alba, and Blue.’ In Saldano, Gonza-
les, Broxton, and Garcia, “the prosecution called Dr.
Quijano and elicited the objectionable testimony on di-
* See Saldano, 530 U.S. 1212; Gonzales v. Cockrell, No. 7:99-ev-
00072 (W.D. Tex. Dec. 19, 2002); Broxton v. Johnson, No. 4:00-
ev-01034 (S.D. Tex. Mar. 28, 2001); Garcia v. Johnson, No. 1:99-
ev-00134 (E.D. Tex. Sept. 7, 2000); Alba v. Johnson, 232 F.3d 208
(5th Cir. 2000) (table) (per curiam); Blue v. Joknson, No. 4:99-
ev-00350 (S.D. Tex. Sept. 29, 2000).
46
rect examination.” Buck, 132 S. Ct. at 34 (Alito, J., re-
specting the denial of certiorari). In Alba and Blue,
“while the defense called Dr. Quijano, the objectionable
testimony was not elicited until the prosecution ques-
tioned Dr. Quijano on cross-examination.” /d. Thus, as
three Justices of this Court have recognized, among
these cases, petitioner’s “is the only case in which it can
ve szid that the responsibility for eliciting the offensive
testimony lay squarely with the defense.” /d. at 35."°
' In responding to petitioner’s federal habeas petition, the
State initially did erroneously distinguish petitioner's case from
Saldano and the other cases in which the State confessed error
on the grounds that “Dr. Quijano testified for the State” in those
cases. R.155 (emphasis omitted). In actuality (and as just noted),
“the defendants in both Blue and Alba called Quijano to the
stand.” Buck, 132 S. Ct. at 37 (Sutomayor, J., dissenting from
the denial of certiorari). Petitioner focused on this misstatement
in his first Rule 60(b) motion. See R.273-89 (petitioner's Septem-
ber 7, 2011 Rule 60(b) motion). In the State's response to that
motion, which was filed two days later in the course of accelerat-
ed briefing shortly before petitioner's scheduled execution, see
R.429-32, the State again misidentified Alba as a case in which
the prosecution had called Quijano, and it did not address Blue,
R.464; see Buck, 132 S. Ct. at 37 (Sotomayor, J. dissenting from
the denial of certiorari). Petitioner raised this second mistake in
his motion for Rule 59(e) relief. See R.493-512.
On appeal, the State corrected its errors, noting that “ualt-
hough the defendants in [Alba] and [Blue] each proffered Qui-
jano as a witness, they did not, like [petitioner], elicit race-
related testimony on direct examination; instead, the prosecu-
tion first did so on cross-examination.” Buck, 132 S. Ct. at 37
(Sotomayor, J. dissenting from the denial of certiorari); ¢.g.,
Buck v. Thaler, No. 11-70025, Doc. 00511602284 at 40 (5th Cir.
Sept. 14, 2011) (State’s opposition to petitioner's COA applica-
tion acknowledging the State’s previous error but explaining
that “[rjegardless of who sponsored Quijano’s testimony, the
real concern is who proffered the race-based opinion,” and that
47
_* *
In sum, petitioner’s request for a COA was not
“supported by any evidence demonstrating” an entitle-
ment to relief. Miller-El, 537 U.S. at 340. For that rea-
son, no reasonable jurist could conclude that the district
court abused its discretion in denying petitioner’s sec-
ond Rule 60(b)(6) motion.
II. Petitioner Received Substantial Process.
A. Petitioner argues that the court of appeals
“failled] to ‘give full consideration to the substantial ev-
idence’ of extraordinariness presented” by petitioner.
Pet. Br. 57 (quoting Miller-El, 5387 U.S. at 341). That is
not a fair characterization of the process petitioner re-
ceived. Even though the court of appeals ultimately de-
nied petitioner’s request for a COA, it did so only after
years of litigation, involving significant process, regard-
ing Quijano’s race-related testimony at the penalty
phase of petitioner’s trial.
Respondent does not dispute that this case presents
“odd and factually unusual” circumstances. J.A. 286a.
The question for the court of appeals was whether, un-
der existing law, reasonable jurists could debate wheth-
er the district court abused its discretion in determining
that no extraordinary circumstances existed to reopen
the judgment under Rule 60(b). Existing law included
this Court’s admonition in Gonzalez that Rule 60(b) ex-
traordinary circumstances “will rarely occur in the ha-
beas context,” 545 U.S. at 535, and a limited pool of
precedent finding extraordinary circumstances in that
context. See J.A. 282a, 285a (relying on this statement
“the court below was hardly unaware of Blue and Alba as both
were cited in Buck’s | Rule 60(b)| motion”).
48
from Gunzalez and noting that “[t)here is little guidance
as to what constitutes ‘extraordinary circumstances” in
habeas cases).
In considering how the case should be resolved in
light of existing precedent, the court of appeals did not
“ignore” the race-related testimony underpinning peti-
tioner’s arguments. Pet. Br. 57. The court quoted Qui-
jano’s race-related testimony, acknowledged that his
testimony tracked his report, quoted the prosecutor’s
cross-examination of Quijano regarding his opinion
about race, and noted what the prosecutor said regard-
ing Quijano in her closing statement. J.A. 276a. The
court of appeals also referenced its previous explana-
tion of how it would decide the merits of petitioner’s
due-process and equal-protection claims, which were
based on the prosecution’s reference to Quijano’s race-
related testimony. J.A. 278a (citing Buck, 345 F. App’x
at 930). And it cited the opinions from Justices of this
Court regarding the denial of petitioner’s earlier certio-
rari petition, which likewise analyzed the race-related
evidence presented at the penalty phase of petitioner’s
trial. J.A. 278a-279a.
The court of appeals went on to quote the “eleven
facts,” most of which focused on Quijano’s race-related
evidence, “that [petitioner] says make the case extraor-
dinary.” J.A. 283a-285a. The court also granted peti-
tioner leave to file a reply brief to supplement the ar-
gument that he had already presented in his 70-page
opening brief. See J.A. 3a. And in deciding whether a
COA should issue, the court of appeals did not deny re-
lief in a summary order without analyzing petitioner's
ineffective-assistance claim. It addressed each of the
points that petitioner raised, explaining why they did
not warrant the extraordinary remedy of Rule 60(b) re-
49
lief and why reasonable jurists could not debate that
point under existing law. J.A. 285a-287a.
In his dissent from the denial of rehearing en banc,
Judge Dennis faulted the panel for “adjudicati|/ng|
the actual merits” of petitioner’s claim. J.A. 290a. But
even the COA-stage review that Judge Dennis indicated
was appropriate would address the merits to some de-
gree, and a court of appeals should not be faulted for
erring on the side of more process, rather than less. Ac-
cordingly, even if this Court were to conclude that a
COA should have been granted, the court of appeals’
analysis and the extensive briefing it permitted belies
the assertion that the substance of petitioner’s claim
was ignored—particularly in light of the lengthy proce-
dural history of the case. See J.A. 275a; see also Crimi-
nal Defense Lawyers’ Amicus Br. 3-4 (recognizing that
the court of appeals “conduct{ed) a detailed analysis of
the merits” of petitioner’s claim).
B. Citing charts reflecting dispositions of COA ap-
plications in the Fourth, Fifth, and Eleventh Circuits,
petitioner argues that the Fifth Circuit’s approach is,
more generally, inconsistent with this Court’s prece-
dents. Pet. Br. 57 (citing Pet. Br. App.). But the Court
has advised that it is not appropriate to grant a COA in
every capital habeas case, explaining that “issuance of a
COA must not be pro forma or a matter of course.” Mi/-
ler-El, 587 U.S. at 337. Rather, the COA must serve a
“gatekeeping function.” Gonzalez v. Thaler, 132 S. Ct.
641, 650 (2012). In light of that guidance, it is quite
questionable whether a zero-percent capital COA denial
rate in the Fourth Circuit, see Pet. Br. 57, serves a
gatekeeping function—let alone whether such a practice
is more consistent with this Court’s precedents than the
50
Fifth Circuit’s practice of denying some capital COA
applications after providing extensive process."
In fact, the Fifth Circuit occasionally hears oral ar-
gument when considering whether to grant a COA in a
capital case. For example, in Allen v. Stephens, 805
F.3d 617 (5th Cir. 2015) (No. 14-70017) (cited in Pet. Br.
App. 5a), the parties filed over 100 pages of opening
briefing, the petitioner was granted leave to file a reply
brief, and a Fifth Circuit panel heard oral argument be-
fore denying the request for a COA.” The court fol-
lowed a similar pattern in Trottie v. Stephens, 720 F.3d
231 (5th Cir. 2013) (No. 11-70028) (cited in Pet. Br. App.
17a)."* And in Sells v. Stephens, 536 F. App’x 483 (5th
Cir. 2013) (No. 12-70028) (cited in Pet. Br. App. 15a),
the court received nearly 200 pages of initial briefing,
' The Fifth Circuit also has, in a number of cases, denied ha-
beas relief after granting a COA. £.g., Gates v. Davis, No. 15-
70024, 2016 WL 2909193 (5th Cir. May 18, 2016) (per curiam)
(COA grant); Gates v. Davis, No. 15-70024 (5th Cir. Aug. 24,
2016) (affirming denial of relief); Villanueva v. Stephens, 555 F
App’x 300 (5th Cir. 2014) (COA grant) (per curiam); Villanueva
v. Stephens, 619 F App’x 269 (5th Cir. 2015) (per curiam) (af-
firming denial of relief); Wood v. Stephens, 540 F App’x 422 (5th
Cir. 2013) (per curiam) (COA grant); Wood v. Stephens, 619 F
App’x 304 (5th Cir. 2015) (per curiam) (affirming denial) of re-
lief); Maldonado v. Thaler, 389 F. App’x 399 (5th Cir. 2010) (per
curiam) (COA grant); Maldonado v. Thaler, 625 F.3d 229 (5th
Cir. 2010) (affirming denial of relief).
'* See Doc. 00512725761 (5th Cir. Aug. 7, 2014) (COA applica-
tion); Doc. 00512823602 (5th Cir. Nov. 3, 2014) (response); Doc.
00512890244 (5th Cir. Jan. 6, 2015) (order granting leave to file
reply); Doc. 00512890250 (5th Cir. Jan. 6, 2015) (reply).
See Doc. 00511881267 (5th Cir. May 31, 2012) (COA applica-
tion); Doc. 00511950674 (5th Cir. Aug. 8, 2012) (response); Doc.
00511957466 (5th Cir. Aug. 15, 2012) (order granting leave to file
reply); Doe. 00511976208 (5th Cir. Sept. 5, 2012) (reply).
51
permitted a reply brief, considered the parties’ supple-
mental authorities, invited supplemental letter briefs
from both sides, and heard oral argument before deny-
ing the request for a COA."* The Fifth Circuit's practice
thus provides substantial process to capital COA appli-
cants.
'* See Doc. 00512104116 (5th Cir. Dec. 26, 2012) (COA applica-
tion); Doc. 00512176140 (5th Cir. Mar. 15, 2013) (response); Doc.
00512204732 (5th Cir. Apr. 10, 2013) (order granting leave to file
reply); Doc. 00512204788 (5th Cir. Apr. 10, 2013) (reply); Doe.
00512208974 (5th Cir. May 31, 2013) (petitioner's Federal Rule
of Appellate Procedure 28(j) letter); Doc. 00512259688 (5th Cir.
June 3, 2013) (respondent’s Federal Rule of Appellate Procedure
28(j) letter); Doc. 00512270847 (5th Cir. June 12, 2013) (order
granting leave to file supplemental letter brief); Doc. 0512284137
(5th Cir. June 22, 2013) (petitioner's letter brief); Doc.
00512288899 (5th Cir. June 26, 2013) (respondent's letter brief).
52
CONCLUSION
The judgment of the court of appeals should be af-
firmed.
Respectfully submitted.
KEN PAXTON
Attorney General
of Texas
JEFFREY C. MATEER
First Assistant
Attorney General
AUGUST 2016
Scott A. KELLER
Solicitor General
Counsel of Record
J. CAMPBELL BARKER
Deputy Solicitor General
BILL DAvis
ARI CUENIN
Assistant Solicitors General
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
scott.keller@
texasattorneygeneral.gov
(512) 936-1700
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