Petition for Writ of Certiorari — Obergefell v. Hodges
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Supreme Court of the United tes
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BRITTANI HENRY, et al., OFFICE OF THE CLERK
Petitioners,
—VY, ——
RICHARD HODGES, IN HIS OFFICIAL CAPACITY AS
DIRECTOR OF THE OHIO DEPARTMENT OF HEALTH, |
Respondent.
JAMES OBERGEFELL, ef ai., ree
Petitioners,
—Yy,—
RICHARD HODGEs, IN HIS OFFICIAL CAPACITY AS
DIRECTOR OF THE OHIO DEPARTMENT OF HEALTH,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SIXTH CIRCUIT
JOINT PETITION FOR A WRIT OF CERTIORARI
Susan L. Sommer Alphonse A. Gerhardstein
M. Currey Cook Counsel of Record
Keith Hammeran Jennifer L. Branch
LAMBDA LEGAL DEFENSE Jacklyn Gonzales Martin
& EDUCATION FUND, INC. Adam Gingold Gerhardstein
320 Wall Street, 19th Floor GERHARDSTEIN
New York, NY 10005 & BRANCH Co. LPA
Counsel for Henry Petitioners 423 Walnut Street, #400
Cincinnati, OH 45202
—_ - > Sanaa (513) 621-9100
Steven ao agerhardstein@gbfirm.com
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
125 Broad Street
New York, NY 10004
Counsel for Obergefell Petitioners
(Counsel continued on inside cover)
——— - - ———— _-— ——_ ea
Jon W. Davidson
LAMBDA LEGAL DEFENSE
AND EDUCATION FUND, INC.
4421 Wilshire Boulevard,
Suite 280
Los Angeles, CA 90010
Paul D. Castillo
LAMBDA LEGAL DEFENSE
& EDUCATION FUND, INC.
3500 Oak Lawn Avenue, Suite 500
Dallas, TX 75219
Ellen Essig
105 East Fourth Street, Suite 400
Cincinnati, OH 45202
Counsel for Henry Petitioners
Freda J. Levenson
Drew S. Dennis
ACLU oF Onto, INc.
4506 Chester Avenue
Cleveland, OH 44103
Counsel for Obergefell
Petitioners
Lisa T. Meeks
NEWMAN & MEEKS Co., LPA
215 East Ninth Street, Suite 650
Cincinnati, OH 45202
Counsel for All Petitioners
QUESTIONS PRESENTED
1. Whether Ohio’s constitutional and statutory
bans on recognition of marriages of same-sex couples
validly entered in other jurisdictions violate the Due
Process and Equal Protection Clauses of the
Fourteenth Amendment to the U.S. Constitution.
2. Whether Ohio’s refusal to recognize a
judgment of adoption of an Ohio-born child issued to
a same-sex couple by the courts of a sister state
violates the Full Faith and Credit Clause of the U.S.
Constitution.
PARTIES TO THE PROCEEDING
This petition seeks Supreme Court review of two
cases challenging the State of Ohio’s constitutional
and statutory bans on recognition of valid, out-of-
state marriages between persons of the same sex, as
well as to the State’s refusal to recognize an out-of-
state judgment of adoption issued to a same-sex
couple.
Petitioners from Obergefell v. Himes are James
Obergefell, David Brian Michener, and Robert
Grunn.
Petitioners from Henry v. Himes are Brittani
Henry and Brittni Rogers, Georgia Nicole Yorksmith
and Pamela Yorksmith, Kelly Noe and Kelly
McCracken, and Joseph J. Vitale and Robert Talmas
and their son—Adopted Child Doe.
Petitioners were all plaintiffs in the District Court
and appellees in the Court of Appeals.
Respondent is Richard Hodges, who in the course
of the litigation replaced formerly named defendant
Lance D. Himes as Director of the Ohio Department
of Health (“Director”). He is sued in his official
capacity only. An official serving as Director has
been a defendant in the District Court and appellant
in the Court of Appeals in both Obergefell and Henry.
The following persons or entities also were parties
to proceedings below, but are no longer parties:
John Arthur, spouse of Petitioner James
Obergefell, was a plaintiff in the District Court in
Obergefell, but passed away prior to the final
judgment.
li
Adoption S.T.A.R., Inc. was a plaintiff in the
District Court in Henry and dismissed from the
action, and was an appellee before the Sixth Circuit,
but does not join this petition.
Ohio Governor John Kasich and Ohio Attorney
General Mike DeWine were defendants in the
District Court in Obergefell, but were voluntarily
dismissed from the case prior to the final judgment.
Theodore E. Wymyslo, M.D., in his former
capacity as Director of the Ohio Department of
Health, was a defendant in the District Court in
Obergefell, but was substituted by Lance Himes, his
successor as Director, in the appellate court. Himes
in turn was succeeded as Director by Richard
Hodges, who has been substituted as current
Respondent.
Camille Jones, M.D., in her official capacity as
Registrar of the City of Cincinnati Health
Department Office of Vital Records, was a defendant
in the District Court, but did not appeal from the
final judgment.
ii
TABLE OF CONTENTS
Fe ee Oe IT 0 CE cscicecusevinvececesecsccccencssesesenes i
PARTIES TO THE PROCEEDING ........................... il
ee ee Ge IE setiincisienentnasssesisncvotnnsaneninds vi
JOINT PETITION FOR WRIT OF CERTIORARI.... 1
ITI csscnsunnnicgivepiactntpvasstansnienvibinsiaseiins 1
its inicinieesthcntiennnranancnenesniidinbeenduedeserebibuiignes 2
CONSTITUTIONAL AND STATUTORY
ee BD, Ee Ee 2
STATEMENT OF THE CASE...................csccecseesceeeees 4
REASONS FOR GRANTING THE JOINT
ee iuisinitidedisedncniinteiidinpeiniatdianddnibainiinapibancennaineneess 18
I. The Sixth Circuit Ruling Creates a Split Among
the Circuits on the Rights of Same-Sex Couples
to Recognition of Their Marriages, Deciding
Incorrectly a Constitutional Question of
Pressing Nationwide Importance..................... 19
Il. The Sixth Circuit Ruling Exacerbates a Split
Among the Circuits on a Second Important
Question, the Full Faith and Credit Due a
Sister State’s Adoption Decree. ........................ 30
RES Ee eee ence ae RE He 33
EATS ee eee Oe SRE RE ES Im: la
Opinion, United States Court of Appeals for the
Sixth Circuit, November 6, 2014 .................. la-106a
Order, United States District Court for the
Southern District of Ohio,
PE EEA Re ee een ne 107a-160a
lv
Order, United States District Court for the
Southern District of Ohio,
ig Ee 16la-221a.
TABLE OF AUTHORITIES
CASES
Adar v. Smith, 639 F.3d 146 (5th Cir.), cert. denied,
SO oi ccididdehatamasenaediies 30
Baker v. General Motors Corp.,
EI IR ae ae OI Re beens ee 32
Baker v. Nelson,
4 eS eee ee 14, 21, 22
Baskin v. Bogan, 766 F.3d 648 (7th Cir. 2014),
cert. denied, 135 S. Ct. 316 (2014) ................. passim
Bishop v. Smith, 760 F.3d 1070 (10th Cir. 2014),
cert. denied, 135 S. Ct. 271 (2014)............ 19, 21, 22
Bostic v. Schaefer, 760 F.3d 352 (4th Cir. 2014),
cert. denied, 135 S. Ct. 308 (2014) ................. passim
Bowen v. Gilliard,
EL EERE ae ena eo nee ee eT 25
Bowers v. Hardwick,
ESE Se a hee ee ee 22
City of Cleburne v. Cleburne Living Ctr.,
TTS a Ee Ee Ee 25
Estin v. Estin,
I a eosteteendoreennibiiad 32
Finstuen v. Crutcher,
Se ee Ae Cee Geen BO ovcdvcccccccctccsecsscccccecs 30
Frontiero v. Richardson,
a sisteeunenseinibenaienen 18
Griswold v. Connecticut,
381 Emm of
Grutter v. Bollinger,
RR eee Ae Ree eee ee 19
Kitchen v. Herbert, 755 F.3d 1193 (10th Cir. 2014),
cert. denied, 135 S. Ct. 265 (2014) ................. passim
Latta v. Otter, No. 14-35420, 2014 WL 4977682
SR a i eenicieeaenioniail passim
Lawrence v. Texas,
EE Ree ae mane ee 22, 23, 28
Loving v. Virginia,
RR _, Nee eaee renee passim
M.L.B. v. S.L.d.,
I 4
Mathews v. Lucas,
ELAR by ie tee ee meee Meee Ce 31
Turner v. Safley,
SI i stiiiesimnailil 15
United States v. Virginia,
US ai i i ae ilenciaiannherpitiialinn 26
United States v. Windsor,
Ee is ED IE ctictcctccccscssccotecdans 20, 24, 25, 27
Windsor v. United States, 699 F.3d 169 (2d Cir.
2012), affd, 133 S. Ct. 2675 (2013)....................... 25
Zablocki v. Redhail,
I a aihiadila 4, 15, 23
STATUTES
oF ge fe lS Oe) eee passim
I i cia iliac eee aelieceaaieleatimehabinilaiiagd 13
| eee 1.3.5
Cate Rev. Code © SIOL.ORC) cccccccccccccccccccccscscccesccss. 1,3
Ohio Rev. Code § 3101 .O1(CU IB) ...ccccccccscscsccccsccscscsccsess 5
ne ls Ne Sir SIE ciiiidcicscdndcndvidencensndndsddntoces 14
Ohio Rev. Code §3705.12(A)-(B) ........................c0e0ee 32
OTHER AUTHORITIES
Marriage Rulings in the Courts, Freedom to Marry,
http://www.freedomtomarry.org/pages/marriage-
rulings-in-the-courts
I IE BUN, ile SOD ictttvccctacncntndccsucccsenscese 20
States, Winning the Freedom to Marry: Progress in
the States, Freedom to Marry,
http://www.freedomtomarry.org/states/
Clas WPOeE BUOY. ], BODE) 2. cccccceccccsccecssccccescvcceces 18
vill
JOINT PETITION FOR WRIT OF CERTIORARI
James Obergefell, David Brian Michener, Robert
Grunn, Brittani Henry, Brittni Rogers, Georgia
Nicole Yorksmith, Pamela Yorksmith, Kelly Noe,
Kelly McCracken, Joseph J. Vitale, Robert Talmas,
and Adopted Child Doe respectfully petition the
Court to grant a writ of certiorari to the United
States Court of Appeals for the Sixth Circuit in the
cases Obergefell v. Himes, No. 14-3057, and Henry v.
Himes, No. 14-3464. This joint petition is permitted
by Supreme Court Rule 12.4 and warranted because
of the identity of legal issues and interests in these
cases.
This Court’s intervention is urgently needed to
correct the division among the circuits created by the
decision below on questions of exceptional
importance, particularly to thousands of same-sex
couples and their children nationwide.
OPINIONS BELOW
Both cases presented by this joint petition
challenge those portions of Ohio’s constitutional and
statutory provisions that deny legal recognition
within the state to marriages entered in other
jurisdictions between same-sex spouses. Ohio Const.
art. XV, § 11; Ohio Rev. Code § 3101.01(C) (the
“marriage bans” or “bans”). Henry also challenges
Ohio’s refusal to accord full faith and credit to the
out-of-state adoption decree obtained by a same-sex
couple.
The two cases were decided by the same judge of
the United States District Court for the Southern
District of Ohio and consolidated by the Sixth Circuit
for purpose of submission on appeal. In a single
1
opinion, the Sixth Circuit reversed the district court
decisions, along with district court rulings in similar
challenges to marriage restrictions on same-sex
couples in the other Sixth Circuit states, Kentucky,
Michigan, and Tennessee.
The Sixth Circuit’s opinion is not yet published
but available at 2014 WL 5748990 (6th Cir. Nov. 6,
2014), and reprinted in the Appendix at la-106a.
The District Court’s Order Granting Plaintiffs’
Motion for Declaratory Judgment and Permanent
Injunction in Henry v. Himes, is not yet published
but available at 2014 WL 1418395 (S.D. Ohio Apr.
14, 2014), and reprinted in the Appendix at 107a-
60a. The District Court’s Final Order Granting
Plaintiffs’ Motion For Declaratory Judgment and
Permanent Injunction in Obergefell v. Wymyslo, is
published at 962 F. Supp. 2d 968 (S.D. Ohio 2013),
and reprinted in the Appendix at 161a-221a.
JURISDICTION
The judgment of the Court of Appeals was entered
on November 6, 2014. This Court’s jurisdiction rests
on 28 U.S.C. § 1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
U.S. Const. amend. XIV, § 1
No State shall . . . deprive any person of life, liberty,
or property, without due process of law; nor deny to
any person within its jurisdiction the equal
protection of the laws.
2
Ohio Const. art. XV, § 11
Only a union between one man and one woman may
be a marriage valid in or recognized by this state and
its political subdivisions. This state and its political
subdivisions shall not create or recognize a legal
status for relationships of unmarried individuals that
intends to approximate the design, qualities,
significance or effect of marriage.
Ohio Rev. Code § 3101.01(C)
(1) Any marriage between persons of the same sex is
against the strong public policy of this state. Any
marriage between persons of the same sex shall have
no legal force or effect in this state and, if attempted
to be entered into in this state, is void ab initio and
shall not be recognized by this state.
(2) Any marriage entered into by persons of the same
sex in any other jurisdiction shall be considered and
treated in all respects as having no legal force or
effect in this state and shall not be recognized by this
state.
(3) The recognition or extension by the state of the
specific statutory benefits of a legal marriage to
nonmarital relationships between persons of the
same sex or different sexes is against the strong
public policy of this state. Any public act, record, or
judicial proceeding of this state, as defined in section
9.82 of the Revised Code, that extends the specific
statutory benefits of legal marriage to nonmarital
relationships between persons of the same sex or
different sexes is void ab initio. Nothing in division
(C)(3) of this section shall be construed to do either of
the following:
(a) Prohibit the extension of specific benefits
otherwise enjoyed by all persons, married or
unmarried, to nonmarital relationships between
persons of the same sex or different sexes,
including the extension of benefits conferred by any
statute that is not expressly limited to married
persons, which includes but is not limited to
benefits available under Chapter 4117 of the
Revised Code.
(b) Affect the validity of private agreements that
are otherwise valid under the laws of this state.
(4) Any public act, record, or judicial proceeding of
any other state, country, or other jurisdiction outside
this state that extends the specific benefits of legal
marriage to nonmarital relationships between
persons of the same sex or different sexes shall be
considered and treated in all respects as having no
legal force or effect in this state and shall not be
recognized by this state.
STATEMENT OF THE CASE
These cases are about love, from birth to death.
The relationships at the heart of each case involve
the love spouses share, with each other and with the
children they jointly raise, and the love that survives
the death of a spouse. This enduring love has
prompted this Court to hold that “[cJhoices about
marriage” belong to the individual and are “sheltered
by the Fourteenth Amendment against the State’s
unwarranted usurpation, disregard, or disrespect.”
M.L.B. v. S.L.J., 519 U.S. 102, 116 (1996). Yet,
despite this Court’s unequivocal! insistence that the
Fourteenth Amendment encompasses a fundamental
right to marry “for all individuals,” Zablocki uv.
Redhail, 434 U.S. 374, 384 (1978), Ohio singles out
the lawful marriages of lesbians and gay men and
treats them as invalid, turning members of these
committed families into legal strangers.
By disrespecting their marriages. Ohio has done
more than deny Petitioners basic legal rights to
which they are entitled. It has treated Petitioners
as second-class citizens whose most intimate
relationships have been denied the dignity and
respect they deserve.
A. Ohio’s Marriage Recognition Bans
In 2004, a majority of Ohio voters and the state
legislature voted to deny lesbian and gay couples
whose marriages had been performed in other
jurisdictions all constitutional and legal rights of
marriage. First, the Ohio legislature amended Ohio
law to prohibit same-sex couples from marrying in
the State and bar officials from recognizing
marriages entered by persons of the same sex in
other jurisdictions. Ohio Rev. Code § 3101.01(C)(2).
Through the law, supporters in the legislature
sought to ensure that the relationships of same-sex
couples would not become “equal to everyone else’s.”
Pet. App. 167a.
That same year, Ohio voters passed a ballot
initiative adding to the Ohio Constitution an
amendment prohibiting not only the creation or
recognition of marriages between persons of the same
sex in Ohio, but also recognition of any “legal status
... that intends to approximate the design, qualities,
significance or effect of marriage.” Ohio Const. art.
XV, § 11. The campaign in support of the amendment
contained mumerous negative and _ inaccurate
representations of lesbians and gay men, including
warnings to employers that same-sex relationships
“expose gays, lesbians and bisexuals to extreme risks
of sexually transmitted diseases, physical injuries,
mental disorders and even a shortened life span,”
and to voters that “[wle won't have a future unless
[heterosexual] moms and dads have children.” App.
168a.
B. Petitioners
Petitioners include four loving and committed
same-sex couples raising children together, the
adopted child of one of the coup!es, and two widowers
who prematurely lost the loves of their lives. Ohio
does not contest the validity of their out-of-state
marriages; it simply refuses to recognize them.
Accordingly, Petitioners have been denied the full
dignity and financial and emotional benefits Ohio
provides to different-sex spouses, including, most
urgently, the recognition of their marriages on
critical family identification documents such as birth
and death certificates.
1. The Obergefell Petitioners
James Obergefell is a resident of Ohio. When
John Arthur, his partner of two decades, was
diagnosed in 2011 with terminal amyotrophic laterial
sclerosis (“ALS”), James stood by his side and cared
for him through his illness. App. 169a. Determined
to be married before John died, the couple boarded a
medically equipped plane, traveled to Maryland with
the support of friends, and were wed on the tarmac
on July 11, 2013. John died a few months later. Id.
David Michener is also an Ohio resident. He wed
William Ives, his partner of 18 years, on July 22,
6
2013, in Delaware. One month later, William
tragically died of natural causes. Id.
Following the death of their spouses, James
Obergefell and David Michener each sought death
certificates that acknowledged their marriages to
John and William. Were James and David women,
Ohio would have routinely listed their deceased
spouses as married on the death certificates, and
James and David would have been listed as
surviving spouses. Because each is a man who had
married another man, they were treated by Ohio as
legally unconnected—strangers under the law—to
the person they most loved and had chosen to marry.
The third Obergefell Petitioner, Robert Grunn, is
an Ohio funeral director whose _ responsibilities
involve filling out death certificates, including for
Ohio decedents with spouses of the same sex. These
death certificates are required for burial, cremation,
insurance, and other purposes following death.
2. The Henry Petitioners
Petitioners from Henry include four same-sex
couples who entered into valid marriages outside
Ohio. Three of the four couples are women who
conceived using anonymous donor insemination
(“AID”) and gave birth to children in Ohio during
this litigation. The fourth are married men living
in New York who adopted an Qhio-born child,
also a Petitioner. App. 1i0a. Among other marital
protections, these couples urgently seek accurate
birth certificates listing both spouses as_ the
parents of their respective children. The Ohio
Department of Health routinely issues _ birth
certificates naming as parents different-sex spouses
who jointly adopt or use AID to conceive children.
Yet because of the bans, Ohio has refused to
recognize Petitioners Brittni Rogers, Pam Yorksmith,
and Kelly McCracken (the spouses who are
genetically unrelated to their children) as parents.
App. 113a-15a.
Similarly, Henry Petitioners Joseph Vitale and
Robert Talmas secured a duly-issued order of
adoption from a New York court decreeing both men
the legal parents of Ohio-born Adopted Child Doe.
But Ohio refuses to treat them as it would a
different-sex married couple or to accord the full
faith and credit due their New York adoption decree,
claiming that doing so would violate Ohio public
policy. Instead, Ohio will allow just one of them to
appear on their child’s amended birth certificate.
App. 115-17a.
In addition to their urgent need for accurate birth
certificates, Petitioners seek the full panoply of
protections for their families that come _ with
recognition of a couple’s marriage, ranging from
acknowledgment of parental rights arising under the
marital presumption; to tax, inheritance, and a range
of other financial rights; to health care decision-
making and visitation rights; to federal rights
dependent on the state’s recognition of their marital
status. App. 130a;34a. Petitioners also seek the
dignity that comes from legal respect for their
marriage and commitment to one another and to
their children.
Cc. District Court Proceedings
1. Obergefell v. Wymyslo
On July 19, 2013, Petitioner Obergefell and his
husband filed a complaint against the Director of the
Ohio Department of Health, the Cincinnati Vital
Records Registrar, and the Governor and Attorney
General of Ohio (both of whom subsequently were
voluntarily dismissed), alleging that the marriage
bans, as applied to them, violate constitutional
guarantees of due process and equal protection.
The same day, the couple moved for a temporary
restraining order (“TRO”) requiring Ohio to recognize
their marriage on John’s death certificate should the
need arise. That TRO was granted on July 22, 2013,
and upon John’s death in October, Ohio issued a
death certificate accurately naming James as his
surviving spouse. App. 169a. On September 3, 2013,
Petitioner David Michener joined the case and moved
for a TRO requiring Ohio to recognize his marriage to
and status as surviving spouse on William’s death
certificate. The court granted the TRO the same day.
169a-70a.
On October 29, 2013, the Obergefell Petitioners
moved for a declaratory judgment on their as-applied
claims, and to permanently enjoin the Director and
his officers from applying the marriage recognition
bans against them in issuing death certificates.’ The
‘ While the State has, pursuant to the District Court’s order,
issued accurate death certificates, it has also repeatedly
asserted that it can amend the death certificates issued to the
married decedents in the future to remove references to their
marriages and identification of the Obergefell Petitioners as
9
record included live testimony from the TRO hearing,
uncontested expert declarations, and declarations
from each plaintiff explaining the impact of the Ohio
marriage bans on their lives. After full briefing and
argument, the District Court granted the motion on
December 23, 2013, ruling “that under the
Constitution of the United States, Ohio must
recognize valid out-of-state marriages between same-
sex couples on Ohio death certificates.” App. 162a.
The -District Court held that “the right to remain
married .. . is a fundamental liberty interest
appropriately protected by the Due Process Clause of
the United States Constitution. . . . Ohio’s marriage
recognition bans violate this fundamental right
without rational! justification.” App. 174a.
The District Court also held that Ohio’s marriage
recognition bans discriminate on the basis of sexual
orientation and fail under both heightened equal
protection scrutiny, App. 203a, and rational basis
review under the Equal Protection Clause, App.
204a.
The court rejected the State’s “vague, speculative,
and unsubstantiated” justifications, which it found
“do not rise anywhere near the level necessary to
counterbalance the _ specific, quantifiable, and
particularized injuries” suffered by the Petitioners.
App. 180a. The court ruled that Ohio’s proffered
interests in preserving “tradition” and proceeding
with “caution” were not legitimate. App. 208a-09a.
their surviving spouses. Br. of Appellant, Obergefell v. Himes,
No. 14-3057, 2014 WL 1512606, at *54 (6th Cir. April 10, 2014).
10
The court also rejected justifications raised by
amicus about the welfare of children, concluding:
Even if it were rational for legislators to
speculate that children raised by
heterosexual couples are better off than
children raised by gay or lesbian
couples, which it is not, there is simply
no rational connection between the Ohio
marriage recognition bans and the
asserted goal. ... The only effect the
bans have on children’s well-being is
harming the children of same-sex
couples who are denied the protection
and stability of having parents who are
legally married.
App. 209a-lla. The Director filed a timely notice of
appeal of the final judgment; the Cincinnati
Registrar did not appeal.
2. Henry v. Himes
On February 10, 2014, the Henry Petitioners
filed suit against Respondent and the Cincinnati
Vital Records Registrar, asserting that Ohio’s
refusal to respect their marriages violates federal
constitutional guarantees of due process, equal
protection, and the right to travel. Henry went
“beyond the as-applied challenge pursued in
Obergefell,” alleging more broadly that no set of
circumstances exist under which the marriage
recognition bans can be validly applied. App. 118a.
The suit also asserted that Ohio’s refusal to recognize
the Vitale-Talmas adoption decree violates full faith
and credit. The record includes uncontested expert
declarations, and declarations from each plaintiff
11
explaining the impact of the Ohio marriage bans on
their lives. After full briefing and argument, the
District Court issued a declaratory judgment and
permanent injunction in Petitioners’ favor on April
14, 2014. App. 150a.
Drawing from its analysis in Obergefell, the
District Court held that “Ohio’s refusal to recognize
same-sex marriages performed in other jurisdictions
violates the substantive due process rights of the
parties to those marriages” by depriving them “of
their rights to marry, to remain married, and to
effectively parent their children, absent a sufficient
articulated state interest for doing so.” App. 137a.
Respondent, the court concluded, had “again failed to
provide evidence of any state interest compelling
enough to counteract the harm Plaintiffs suffer when
they lose this immensely important dignity, status,
recognition, and protection, as such a state interest
does not exist.” Jd. The court found “specious”
Respondent’s “repeated appeal to the purportedly
sacred nature of the will of Ohio’s voters,” given the
federal Constitution’s supremacy. App. 135a.
The District Court in Henry also reaffirmed
Obergefell’s holding that Ohio’s marriage recognition
bans discriminate on the basis of sexual orientation
and therefore warrant heightened equal protection
scrutiny, App. 142a-43a, though they also fail
rational basis review, App. 144a. Having already
“considered and_ rejected as_ illegitimate and
irrational any purported State interests justifying
the marriage recognition bans” in Obergefell, the
court determined that “[a]ll advanced interests are as
inadequate now as they were several months ago.”
App. 145a.
12
Because the record—including the judicially
noticed record of Obergefell—was “staggeringly
devoid of any legitimate justification for the State’s
ongoing arbitrary discrimination on the basis of
sexual orientation,” the court declared the marriage
bans “facially unconstitutional and unenforceable
under any circumstances.” App. 108a. In so holding,
the court cited the judiciary’s “responsibility to give
meaning and effect to the guarantees of the federal
constitution for all American citizens,” which is
“never more pressing than when the fundamental
rights of some minority citizens are impacted by the
legislative power of the majority.” Jd. Recognizing
the severe irreparable harm suffered by Petitioners—
and particularly their children—the court
permanently enjoined Respondent and his officers
and agents from enforcing the bans. App. 150a-5la.
The District Court also granted the Vitale-Talmas
family’s distinct full faith and credit claim to enforce
the New York adoption decree. The court held that
violations of full faith and credit by the State are
subject to federal challenge under 42 U.S.C. § 1983.
It concluded that the full faith and credit guarantee
requires Ohio to grant full recognition to the Vitale-
Talmas family’s adoption decree, including for
purposes of issuing a birth certificate correctly
identifying both men as parents. App. 148a, 153a
n.i. The court enjoined Respondent from denying
full faith and credit to decrees of adoption duly
obtained by same-sex couples in other jurisdictions.
App. 15la.
13
The court subsequently stayed its mandate except
as to the Petitioners’ children’s birth certificates.
App. 152a.”
3. The Sixth Circuit Decision
Respondent’s appeals in Obergefell and Henry
were consolidated by the Sixth Circuit. Both cases
were argued on August 6, 2014, along with four
related appeals from district court decisions striking
down marriage or recognition bans in Kentucky,
Tennessee, and Michigan.
On November 6, 2014, a divided panel of the
Sixth Circuit reversed the lower courts in all six
cases. The majority began by framing the ultimate
issue before the court as “[w]ho decides”——the federal
courts or the state democratic processes? App. 16a.
Opining that it is “[bJetter” to leave social change to
“the customary political processes,” the majority
concluded that the courts should not “resolve new
social issues like this one.” App. 69a.
The court decided as a threshold matter that it
was bound to reject Petitioners’ claims based on this
Court’s one-line, summary dismissal more than forty
years ago of a challenge to Minnesota’s refusal to
issue a marriage license to a same-sex couple in
Baker v. Nelson, 409 U.S. 810, 810 (1972). App. 24a.
* Each child of the Henry Petitioner couples was issued a birth
certificate listing both of his or her parents pursuant to the
order of the District Court. App. 15la. Respondent included on
these birth certificates special notations that they were issued
pursuant to the District Court’s order, and the certificates are
susceptible to amendment under Ohio Rev. Code § 3705.22.
14
Rather than end its opinion there, however, the
majority went on to address the merits of the
constitutional arguments raised by the plaintiffs in
the six cases and concluded that none makes the case
for “removing the issue from . . . the hands of state
voters.” App. 29a.
The court held that the marriage bans did not
infringe upon the fundamental right to marry,
reasoning that a “right to gay marriage” neither
appears in the Constitution nor is premised on
“bedrock assumptions about liberty.” App. 47a-48a.
It dismissed the significance of this Court’s decisions
in Loving v. Virginia, 388 U.S. 1 (1967), Zablocki,
434 U.S. at 383, and Turner v. Safley, 482 U.S. 78,
94-95 (1987), on the ground that the right to marry
identified in those cases is “tethered to biology” and
procreation. App. 49a.
Citing circuit precedent holding that rational
basis review applies to sexual orientation
classifications, the court rejected the argument that
the marriage bans trigger heightened equal
protection scrutiny. The court also reasoned that
heightened scrutiny is unwarranted because,
although gay people have experienced prejudice in
this country, “the institution of marriage arose
independently of this record of discrimination”; thus,
“It]he order of events prevents us from inferring from
history that prejudice against gays led to the
traditional definition of marriage... .” App. 53a.
Noting political successes by lesbians and gay men in
other contexts, the majority determined that the case
did not present a “setting in which ‘political
powerlessness’ requires ‘extraordinary protection
from the political process.” App. 56a-57a.
15
Applying rational basis review, the _ court
determined that two purported rationales suffice to
meet this standard: i) the marriage bans rationally
further the government’s interest in regulating male-
female relationships because of their procreative
capacity and “risk of unintended offspring,” App 5a-
36a, and 11) the government’s desire to “wait ana see”
and rely on the democratic process to change a long-
accepted norm. App. 36a-37a. The court further held
that the marriage bans were not driven by animosity
towards lesbians and gay men or designed to make
this group unequal to everyone else. App. 42a.
The majority acknowledged that the marriage
bans deprive same-sex couples and their families of
“benefits that range from the profound (the right to
visit someone in a hospital as a spouse or parent) to
the mundane (the right to file joint tax returns)” and
that “[t]hese harms affect not only gay couples but
also their children.” App. 40a. The majority noted
that it was questionable whether the purported
benefits of the marriage bans justified those harms
but nevertheless concluded that the issue must be
left to the democratic process. According to the
majority, “[t]he question demands an answer—but
from elected legislators, not life-tenured judges.” Id.
The majority also held that the states’ refusal to
recognize the marriages of same-sex couples entered
in other states does not violate the nght to due
process or equal protection largely for the same
reasons it rejected these challenges to the prohibition
against marrying within the states. And, it held that
non-recognition does not violate the right to travel
because non-residents are treated the same as
citizens of the domicile state. App. 63a-68a.
16
Although the majority did not specifically
address the Vitale-Talmas Petitioners’ full faith and
credit claim, its blanket reversal of all six lower court
decisions reversed the Ohio district court’s ruling on
this claim as well.
Judge Daughtrey dissented, noting that “under
our constitutional system, the courts are assigned
the responsibility of determining individual rights
under the Fourteenth Amendment, regardless of
popular opinion or even a plebiscite.” App. 101a.
The dissent deemed a thorough explication of the
legal basis for striking down the marriage bans
unnecessary, citing with approval the recent opinions
of the Fourth, Seventh, Ninth, and Tenth Circuits on
the same questions. App. 86a-87a. See Kitchen v.
Herbert, 755 F.3d 1193 (10th Cir. 2014), cert. denied,
135 S. Ct. 265 (2014), Bostic v. Schaefer, 760 F.3d
352 (4th Cir. 2014), cert. denied, 135 S. Ct. 308
(2014); Baskin v. Bogan, 766 F.3d 648 (7th Cir.
2014), cert. denied, 135 S. Ct. 316 (2014); Latta uv.
Otter, No. 14-35420, 2014 WL 4977682 (9th Cir. Oct.
7, 2014).
However, the dissenting opinion specifically
addressed and rejected the rationales for the
marriage bans accepted by the majority. In rejecting
the “irresponsible procreation” rationale, Judge
Daughtrey noted that while the majority views
marriage as “an institution conceived for the purpose
of providing a stable family unit ‘within which
children may flourish,’ they ignore the destabilizing
effect of its absence in the homes of tens of thousands
of same-sex parents throughout the four states of the
Sixth Circuit.” App. 72a.
17
With respect to the “wait and see” rationale, the
dissent again emphasized the court’s responsibility to
decide cases involving individual rights, noting that
this same argument was raised and rejected in
Loving and Frontiero v. Richardson, 411 U.S. 677
(1973). App. 103a. Judge Daughtrey concluded her
dissent by stating that “[iJf we in the judiciary do not
have the authority, and indeed the responsibility, to
right fundamental wrongs left excused by a majwuvity
of the electorate, our whole intricate, constitutional
system of checks and balances, as well as the oaths
to which we swore, prove to be nothing but shams.”
App. 106a.
REASONS FOR GRANTING
THE JOINT PETITION
The Sixth Circuit majority’s ruling robs married
same-sex spouses and their children of dignity and
legal respect from cradle to grave. It squarely and
irreconcilably conflicts with four other circuits on a
question of pressing national importance—the right
of committed same-sex spouses to lead their lives as
married, protect each other and their children
through marriage, and move securely among the
states. The ruling can be expected to breed chaos
in the courts, among employers, and, most
fundamentally, in the lives of thousands of lesbian
and gay families, who will have no assurance when
they cross state lines that they will carry their
marital statuses with them. More than 62 percent of
the country lives in a state where same-sex couples
can now marry. See States, Winning the Freedom to
Marry: Progress in the States, Freedom to Marry,
http://www.freedomtomarry.org/states/ (last updated
Nov. 6, 2014). Ohio’s refusal to respect marriages
18
entered in those jurisdictions creates an intolerable
situation for lesbian and gay spouses living, working,
visiting, or otherwise having interactions in Ohio.
The Sixth Circuit decision hkewise exacerbates a
split in the circuits on a separate question also
deeply important to same-sex families and their
children—whether a state must accord full faith and
credit to sister state judgments of adoption of
children parented by same-sex couples.
The Ohio cases present excellent vehicles to
resolve these issues now dividing the circuits and
affecting families throughout the nation.
I. The Sixth Circuit Ruling Creates a Split
Among the Circuits on the Rights of
Same-Sex Couples to Recognition of Their
Marriages, Deciding Incorrectly uw
Constitutional Question of Pressing
Nationwide Importance.
1. The Sixth Circuit decision is in direct conflict
with recent rulings of the Fourth, Seventh. Ninth,
and Tenth Circuits, which each—correctly—declared
unconstitutional state bans on the right to marry and
on recognition of out-of-state marriages of same-sex
couples. Bostic, 760 F.3d 352; Baskin, 766 F.3d 648;
Latta, 2014 WL 4977682; Kitchen, 755 F.3d 1193;
Bishop v. Smith, 760 F.3d 1070 (10th Cir. 2014), cert.
denied, 135 S. Ct. 271 (2014). Only this Court can
resolve this split among the circuits on a question of
undeniable national significance. See, e.g., Grutter v.
Bollinger, 539 U.S. 306, 322 (2003) (certiorari
granted “to resolve the disagreement among the
Courts of Appeals on a question of national
importance”).
19
2. The Sixth Circuit’s departure from its sister
circuits—as well as from the overwhelming
consensus among lower federal and state courts
addressing constitutionally-guaranteed marriage
rights for same-sex couples post-United States v.
Windsor, 133 S. Ct. 2675 (2013)—<carries profound
life-long consequences for thousands of families
in Ohio and throughout the nation. See Marriage
Rulings in the Courts, Freedom to Marry,
http://www .freedomtomarry.org/pages/marriage-
rulings-in-the-courts (last updated Nov. 12, 2014)
(gathering cases). Same-sex couples living in Ohio
cannot get married at home. Those who travel to
other states to wed are stripped of their status as
married spouses and the extensive legal rights that
come with it when they return home. As this Court
has observed, those rights span “the mundane to the
profound.” Windsor, 133 S. Ct. at 2694.
The Sixth Circuit decision also leaves children
with same-sex parents unable to obtain even a
birth certificate that accurately describes their
families, much less have the security of a
government-recognized parent-child relationship.
Birth certificates are the basic currency allowing
parents to fulfill their constitutionally-protected
right to care for their children, providing prime
evidence of parentage and allowing adults to make
critical health care decisions for their children, enroll
their children in school, insure their children, and
freely travel with their children. Windsor decried
precisely the injuries the Sixth Circuit’s decision
allows Ohio to impose on children in Ohio and
beyond: the “humiliat[ion],” id.; “financial harm,” id.
at 2695; and “stigma,” id. at 2693, inflicted on these
children by governmental disrespect for their
20
parents’ marriages. “[It] makes it even more difficult
for the children to understand the integrity and
closeness of their own family and its concord with
other families in their community and in their daily
lives.” Id. at 2694.
The Sixth Circuit’s decision inflicts a final blow
even after death, denying deceased spouses and
grieving widowers the dignity and legal rights that
flow from a death certificate acknowledging their
marriage and legal commitment.
3. At multiple junctures throughout its opinion,
the Sixth Circuit majority made critical errors of law,
heightening the need for intervention by this Court.
While the majority opinion is riddled with flaws, the
following summarizes several major missteps and
departures from the correct reasoning that guided
the other circuits.
First, the majority held that this Court’s 1972
summary dismissal of the appeal in Baker for lack of
a substantial federal question forecloses review by all
lower courts of challenges to state bans on marriage
rights for same-sex couples. App. 24a-25a. Yet all
four other circuits considering the issue correctly
concluded that Baker has been superseded by
intervening doctrinal developments clearly rendering
the federal question “not only substantial but
pressing.” Latta, 2014 WL 4977682, at *3; see also
Baskin, 766 F.3d at 659-60; Bostic, 760 F.3d at 373-
75; Bishop, 760 F.3d at 1079-80; Kitchen, 755 F.3d at
1204-08. The Sixth Circuit majority’s continued
reliance on Baker ignores decades of doctrinal
developments in this Court, plunging the nation back
into Baker’s “dark ages .. . fof] litigation over
discriminations against” lesbian and gay people.
21
Baskin, 766 F.3d at 660. Its reasoning, though
wrong, leaves this the sole court in the nation able to
consider the merits of a federal constitutional
challenge to discriminatory marriage laws like
Ohio’s. Under the Sixth Circuit’s holding, this is the
Court of only resort for same-sex families subjected
to discriminatory state marriage restrictions.
Second, in ruling, incorrectly, that the well-
settled fundamental right to marry and to
recognition of one’s marriage does not encompass
same-sex couples, App. 47a-51a, the court below split
from well-reasoned decisions of the Fourth and Tenth
Circuits, Bostic, 760 F.3d at 377 (the fundamental
right to marry includes the right to marry a spouse of
the same sex); Kitchen, 755 F.3d at 1218; Bishop, 760
F.3d at 1079-80.
As this Court’s jurisprudence teaches, same-sex
couples cannot be excluded from the fundamental
right to marry by dismissing their claimed right as a
“new” right to “same-sex marriage.” The Sixth
Circuit’s mischaracterization of the fundamental
right at issue repeats the mistake of Bowers uv.
Hardwick, 478 U.S. 186 (1986), which erroneously
framed the issue in that case as whether the
Constitution protects a “fundamental right [for]
homosexuals to engage in sodomy’—and thereby
“fail[ed] to appreciate the extent of the liberty at
stake.” Lawrence v. Texas, 539 U.S. 558, 566-67
(2003). Reversing Bowers, this Court explained in
Lawrence: “Our laws’ and ££ tradition = afford
constitutional protection to personal decisions
relating to marriage, procreation, contraception,
family relationships, child rearing, and education,”
and “[plersons in a homosexual relationship may
22
seek autonomy for these purposes, just as
heterosexual persons do.” Id. at 574. Lawrence thus
demonstrates “that the choices that individuals make
in the context of same-sex relationships enjoy the
same constitutional protection as the _ choices
accompanying opposite-sex relationships.” Bostic,
760 F.3d at 377. Same-sex couples have been denied
this autonomy by the Ohio bans, which withhold only
from them the constitutional protections for their
marriages secured to “all individuals.” Zablocki, 434
U.S. at 384 (emphasis added).
The Sixth Circuit also disregarded a central
holding in Loving, which made emphatically clear
that couples have fundamental rights to have their
marriages accorded legal recognition and protection
not just in the jurisdictions where the marriages
were celebrated, but also across state lines. The
fundamental right to marry would be meaningless if
states could deny a whole class of married spouses
the dignity and legal protections that come with
respect for their marriages once entered. In Loving,
this Court struck down not only Virginia’s
prohibition on interracial marriages within the state,
but also its statutes denying recognition to and
criminally punishing such marriages entered outside
the state. 388 U.S. at 4. Significantly, this Court
held that Virginia’s statutory scheme, including its
penalties imposed on out-of-state marriages and
voiding of marriages obtained elsewhere, “deprive[d]
the Lovings of liberty without due process of law in
violation of the Due Process Clause of the Fourteenth
Amendment.” /d. at 12.
After all, only when the wedding is over, the
guests are gone, and the couple returns home as
23
spouses does marriage as “a way of life” commence.
Griswold v. Connecticut, 381 U.S. 479, 486 (1965).
But as soon as married same-sex couples step foot in
Ohio, the bans strip them of their rights and dignity
as married spouses. Moreover, the bans’ categorical
refusal to give effect to marriages entered in other
jurisdictions between spouses of the same sex is an
unprecedented departure from Ohio's historical
recognition of out-of-state marriages of all other
couples, even of those barred from marrying under
Ohio law. App. 190a-92a. Had Petitioners married
different-sex spouses, Ohio would have welcomed the
newlyweds with open arms, granting full legal
recognition to their marriages and to their parental
rights and responsibilities. The Ohio marriage bans
thus strike at the heart of the liberty afforded
Petitioners under the Fourteenth Amendment.
Third, in holding that the marriage bans’
discrimination on the basis of sexual orientation
warrants only rational basis review, the Sixth Circuit
departed from the Seventh and Ninth Circuits, as
well as from the Second Circuit’s earlier decision in
Windsor, which correctly held that such
discrimination warrants heightened equal protection
scrutiny. Compare App. 51la-53a, 56a-57a, with
Baskin, 766 F.3d at 654 (“{(Mjore than a reasonable
basis is required because this is a case in which the
challenged discrimination is .. . ‘along suspect
lines.” (citation omitted)); Latta, 2014 WL 4977682,
at *4 (“In its words and its deed, Windsor established
a level of scrutiny for classifications based on sexual
orientation that is unquestionably higher than
rational basis review. In other words, Windsor
requires that heightened scrutiny be applied to equal
protection claims involving sexual orientation.”
24
(quotations and citation omitted)); Windsor v. United
States, 699 F.3d 169, 185 (2d Cir. 2012), affd, 133 S.
Ct. 2675 (2013). The Sixth Circuit is the only federal
court of appeals since this Court’s decision in
Windsor to apply minimal rational basis review and
accord a presumption of constitutionality to
discrimination based on sexual orientation.
The considerations this Court has applied to
determine whether a particular form of
discrimination involves a suspect classification all
point in the same direction with respect to
classifications based on sexual orientation. See
generally Bowen v. Gilliard, 483 U.S. 587, 602-03
(1987); City of Cleburne v. Cleburne Living Ctr., 473
U.S. 432, 442-47 (1985). Lesbians and gay men as a
class have historically been subjected to massive
discrimination, and their sexual orientation bears
no relation to their ability to contribute to society.
Though not critical factors to determine heightened
scrutiny, they also are distinguished by a
characteristic that is immutable or so fundamental to
personal identity that they should not be required to
try to change it to avoid discrimination, and they
continue to lack sufficient political power to protect
themselves through the political process. See
Windsor, 699 F.3d at 185.
Heightened scrutiny is also appropriate for the
simple reason that an explicit gender classification
appears on the face of the marriage bans, which also
discriminate based on sex stereotypes regarding
purportedly socially-acceptable gendered roles for
men and women in marriage and childrearing. See,
e.g., United States v. Virginia, 518 U.S. 515, 531, 533
25
(1996); Latta, 2014 WL 4977682, at *19-22 (Berzon,
J., concurring).
Fourth, the Sixth Circuit decision conflicts with
the other circuit courts to address the question,
which all have rejected the notion that marriage
bans can be justified by a purported government
interest in channeling heterosexual procreative
sexual activity into marriage. App. 35a-36a. As
Judge Posner concluded for the Seventh Circuit, a
procreation-based justification for marriage
discrimination is “so full of holes that it cannot be
taken seriously.” Baskin, 766 F.3d at 656; Latta,
2014 WL 4977682, at *6 (argument “runs off the
rails” in suggesting that marriage’s stabilizing and
unifying force is unnecessary for same-sex couples or
their children); Bostic, 760 F.3d at 381-83; Kitchen,
755 F.3d at 1224. Indeed, this justification is so
without merit that Respondent did not even advance
it in defense of Ohio’s marriage bans.
Fifth, particularly troubling in its implications
for our constitutional democracy and the role of
federal courts as protectors of minority rights, the
Sixth Circuit concluded that leaving in the hands of a
state’s voting majority, rather than the courts,
whether and when to extend rights and protections
to same-sex couples and their families is an interest
in itself that justifies perpetuating the marriage
bans. Here too, the Sixth Circuit departed from its
sister circuits, which have recognized that this
argument dangerously abdicates the judiciary’s
constitutional responsibility to enforce the rights of
even unpopular minorities. Kitchen, 755 F.3d at 1229
(“the value of democratic decision-making” is a
“prudential concern[],” but “the judiciary is not
26
empowered to pick and choose the timing of its
decisions,” nor can “the experimental value of
federalism . .. overcome plaintiffs’ rights”); Bostic,
760 F.3d at 378-80 (“Windsor does not teach us that
federalism principles can justify depriving
individuals of their constitutional rights; it reiterates
Loving’s admonition that the states must exercise
their authority without trampling constitutional
guarantees.”); Baskin, 766 F.3d at 671 (“Minorities
trampled on by the democratic process have recourse
to the courts; the recourse is called constitutional
law.”); Latta, 2014 WL 4977682, at *9.
The Sixth Circuit majority also departed from
this Court’s explicit teaching in Windsor, which
reiterated that, while “the definition and regulation
of marriage .. . has been treated as being within the
authority and realm of the separate States .. . /s]tate
laws defining and regulating marriage, of course,
must respect the constitutional rights of persons.”
Windsor, 133 S. Ct. at 2690-91 (emphasis added); id.
at 2692 (“The States’ interest in defining and
regulating the marital relation [fis] subject to
constitutional guarantees.” (emphasis added)); id.
(“DOMA rejects the long-established precept that the
incidents, benefits, and obligations of marriage are
uniform for all married couples within each State,
though they may vary, subject to constitutional
guarantees, from one State to the next.”) (emphasis
added).
The prospect that, some day, an Ohio majority
might repeal the marriage bans is cold comfort to the
children of Petitioner couples and others reared by
same-sex parents, who are left without legal
protections for their parent-child relationships, or
27
even accurate birth certificates. And it provides no
solace to same-sex spouses facing the end of their
lives, or to grieving widows and widowers, denied the
dignity of death certificates acknowledging their
marriages. These families urgently need this Court’s
intervention. To these Americans, there is no more
pressing question.
4. For signposts that we have surely reached the
juncture when this nationally important civil rights
question is ripe for decision by this Court, we need
look no further than Loving and Lawrence. By 1967,
when the Court entered the national debate over race
and interracial marriage, 16 states still had anti-
miscegenation laws in force—though in the 15 years
prior, 14 had repealed such laws. Loving, 388 U.S. at
6n.5. Rather than wait for the last of these laws to
be dismantled through “democratic processes,” this
Court struck down the remaining state bans, holding
that “[uJnder our Constitution, the freedom to marry,
or not marry, a person of another race resides with
the individual and cannot be infringed by the State.”
Id. at 12.
Similarly, prior to 1961, all 50 states outlawed
sodomy; by 1986, 24 states maintained such laws.
Lawrence, 539 U.S. at 572. By 2003, when this Court
took up the issue and ruled in Lawrence that these
prohibitions unconstitutionally infringed individual
liberties and stigmatized lesbian and gay Americans,
13 states still had such bans in force. Z/d. at 573.
This Court did not leave the nghts of this minority to
be finally resolved through “democratic processes,”
instead ruling that “[ajs the Constitution endures,
persons in every generation can invoke its principles
in their own search for greater freedom.” Jd. at 579.
28
Today, 16 states still refuse recognition to the
marriage rights of same-sex couples—-Ohio and the
three other Sixth Circuit states included. The
current landscape for marriage recognition for same-
sex couples thus looks much the same as it did in
1967 for interracial couples and in 2003 for same-sex
intimate partners. There is no more reason the
courts should abdicate their role to _ enforce
Petitioners’ constitutional rights today than existed
in 1967 or 2003. Petitioners, for themselves and
their children, invoke the Constitution in their own
search for greater freedom, and turn to this Court for
protection of the liberties denied them in the political
forum.
5. Marriage is a status of profound personal and
legal significance carried by two spouses as they
travel throughout their lives and throughout this
country. But not just the couple relies on certainty
that their marital status will be respected at all
times and in all places; countless third parties—
ranging from family members, to employers, to
creditors, to state and federal government entities—
do as well. Ohio’s refusal to accord respect to marital
statuses conferred by sister states, condoned by the
Sixth Circuit majority, breeds confusion and
uncertainty well beyond Ohio’s borders. The Sixth
Circuit majority focused on deference to state
sovereignty in the domestic relations realm, giving
short shrift not only to the individual constitutional
rights of the Petitioners, but also to the interstate
and national implications of a state’s wholesale
refusal to recognize marital statuses for an entire
class of people married in sister states. The Sixth
Circuit’s ruling impairs the ability of married same-
sex couples, their families, and third parties to
29
interact across state lines, and offends the interests
of other jurisdictions in certainty about the marital
statuses and rights of same-sex spouses.
This combination of cases highlights the cradle-
to-grave implications of recognition of out-of-state
marriages. They involve Petitioners both who reside
in Ohio but married elsewhere, and—in the Vitale-
Talmas family—reside in the state where they
married and adopted their child, yet have no choice
but to depend on Ohio’s recognition of their family for
critical protections for their Ohio-born child. Ohio's
marriage bans cast a long shadow, raising questions
about far more than the State’s sovereignty over its
own citizens.
II. The Sixth Circuit Ruling Exacerbates a
Split Among the Circuits on a Second
Important Question, the Full Faith and
Credit Due a Sister State’s Adoption Decree.
The Sixth Circuit’s reversal of the lower court’s
decision also intolerably exacerbates a split already
dividing the Fifth and Tenth Circuits on a separate
question—whether the Full Faith and Credit Clause
requires a state to honor a judgment of adoption from
the courts of a sister state for purposes of issuing a
birth certificate naming both of the adopted child’s
same-sex parents. Compare Adar v. Smith, 639 F.3d
146 (5th Cir.) (en banc), cert. denied, 132 S. Ct. 400
(2011) (holding Louisiana not obligated to accord full
faith and credit to out-of-state adoption decree for
purpose of naming both fathers on their Louisiana-
born adopted child’s birth certificate), with Finstuen
v. Crutcher, 496 F.3d 1139 (10th Cir. 2007) (holding
the contrary, in Oklahoma challenge). This Court
30
should accept review to resolve the widening split in
the circuits on this issue. Regardless of whether
states like Ohio may deny recognition of marriages of
same-sex couples, families headed by same-sex
couples, whether married or not, must be able to rely
on out-of-state judgments of adoption to safeguard
their children.
Because Ohio disapproves of adoption by same-
sex couples, Respondent refused to issue # corrected
birth certificate identifying both of Adopted Child
Doe’s fathers, Joseph Vitale and David Talmas, as
the Ohio-born child’s parents. The State has
volunteered to identify only one, but not both, of the
child’s parents on his birth certificate, offering only
half faith and credit to this family. App. 115a-17a,
154a-55a. The Sixth Circuit’s reversal, without
comment, of the lower court’s order that Ohio must
enforce the adoption decree, recognize both men as
parents, and issue a corrected birth certificate leaves
Adopted Child Doe and other Ohio-born adopted
children without the birth certificates they need to
travel through life with the protection of two parents.
It leaves the Vitale-Talmas family and other families
like them fearful even to step foot in Ohio with their
adopted child. It allows Ohio to “visit[] condemnation
upon the child in order to express society's
disapproval” of his parents, which this Court has
held “illogical and unjust.” Mathews v. Lucas, 427
U.S. 495, 505 (1976). And it may embolden even
more states to disregard their full faith and credit
obligations when it comes to same-sex couples and
their families.
Like every other state, Ohio has recognized by
statute that it is critical to provide adopted children
31
born in the state with amended birth certificates
naming their adoptive parents. Ohio Rev. Code
§3705.12(A)-(B). Consistent with the requirements
of the Full Faith and Credit Clause, for some time,
Ohio applied this statute upon receipt of an adoption
decree from another state without regard to the sex
or marital] status of the adoptive parents. App. 154a
n.i. But in recent years, the Department of Health
has disregarded its obligations to give full faith and
credit to out-of-state adoption decrees and denied
children adopted by same-sex couples accurate
amended birth certificates, based on asserted Ohio
public policy prohibiting adoption by unmarried
couples. Id.
The district court correctly ruled that “[t}his
backward evolution in Ohio” violates the guarantee
of full faith and credit. App. 154a-55a n.i. This
Court has long made clear that states cannot
disregard foreign judgments based on their own
public policy preferences. Baker v. General Motors
Corp., 522 U.S. 222, 232-33 (1998) (“[O]ur decisions
support no roving ‘public policy exception’ to the full
faith and credit due judgments” (citation omitted));
id. at 243 (Kennedy, J., concurring) (“We have often
recognized the second State’s obligation to give effect
to another State’s judgments even when the law
underlying those judgments contravenes the public
policy of the second State.”). Instead, the Full Faith
and Credit Clause “ordered submission by one State
even to hostile policies reflected in the judgment of
another State, because the practical operation of the
federal system ... demanded it.” Estin v. Estin, 334
U.S. 541, 546 (1948).
32
The Sixth Circuit’s alignment with the Fifth
Circuit, rather than the Tenth Circuit, further erodes
the bulwark of the Full Faith and Credit Clause for
same-sex couples who depend on the enforceability of
adoption and other judicial decrees by states whose
public policies remain inhospitable to their families.
The rulings of the Fifth and now Sixth Circuits
undercut key guarantees that underlie our federal
system of government and that knit the states into
one nation.
Worst of all, the Sixth Circuit’s reversal falls
hardest on a little boy. Petitioner Adopted Child
Doe, unlike other Ohio-born children, is denied
something as basic, yet critical, as a birth certificate
that simply names his two parents.
CONCLUSION
For the foregoing reasons, Petitioners respectfully
request that the Court grant their joint petition for a
writ of certiorari.
Respectfully submitted,
Alphonse A. Gerhardstein
Counsel of Record
Jennifer L. Branch
Jacklyn Gonzales Martin
Adam Gingold Gerhardstein
GERHARDSTEIN & BRANCH Co.
LPA
423 Walnut Street, #400
Cincinnati, OH 45202
(513) 621-9100
agerhardstein@gbfirm.com
33
Counsel for Henry Petitioners
Susan L. Sommer
M. Currey Cook
Keith Hammeran
LAMBDA LEGAL DEFENSE &
EDUCATION FUND, INC.
120 Wall Street, 19th Floor
New York, NY 10005
Jon W. Davidson
LAMBDA LEGAL DEFENSE &
EDUCATION FUND, INC.
4421 Wilshire Boulevard,
Suite 280
Los Angeles, CA 90010
Paul D. Castillo
LAMBDA LEGAL DEFENSE &
EDUCATION FUND, INC
3500 Oak Lawn Avenue,
Suite 500
Dallas, TX 75219
Ellen Essig
105 East Fourth Street,
Suite 400
Cincinnati, OH 45202
Counsel for Obergefell Petitioners
James D. Esseks
Chase B. Strangio
Steven R. Shapiro
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
125 Broad Street
New York, NY 10004
34
Freda J. Levenson
Drew S. Dennis
ACLU OF OHIO, INC.
4506 Chester Avenue
Cleveland, OH 44103
Counsel for All Petitioners
Lisa T. Meeks
NEWMAN & MEEKS Co., LPA
215 East Ninth Street,
Suite 650
Cincinnati, OH 45202
Date: November 14, 2014
35
APPENDIX
RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit 1.0.P. 32.1(b)
File Name: 14a0275p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 14-1341; 3057; 3464; 5291; 5297; 5818
14-1341
APRIL DEBOER, et al.,
Plaintiffs-Appellees,
U
RICHARD SNYDER, Governor, State of Michigan,
in his official capacity, et al.,
Defendants-Appellants.
14-3057
JAMES OBERGEF ELL, et al.,
Plaintiffs-Appellees,
v
RICHARD HODGES, Director of the Ohio
Department of Health, in his official capacity,
Defendant-Appellant.
14-3464
BRITTANI HENRY, et al.,
Plaintiffs-Appellees,
v
RICHARD HODGES, Director of the Ohio
Department of Health, in his official capacity,
Defendant-Appellant.
la
14-5291
GREGORY BOURKE, et al.,
Plaintiffs-Appellees,
v
STEVE BESHEAR, Governor, Commonwealth of
Kentucky, in his official capacity,
Defendant-Appellant.
14-5297
VALERIA TANCO, et al.,
Plaintiffs-Appellees,
Uv
WILLIAM EDWARD “BILL” HASLAM, Governor,
State of Tennessee, in his official capacity, et al.,
Defendants-Appellants.
14-5818
TIMOTHY LOVE, et al.,
Plaintiffs / Intervenors-Appellees,
v
STEVE BESHEAR, Governor, Commonwealth of
Kentucky, in his official capacity,
Defendant-Appellant.
14-1341
Appeal from the United States District Court
for the Eastern District of Michigan at Detroit;
No. 2:12-cv-10285—-Bernard A. Friedman, District
Judge.
14-3057 & 14-3464
Appeals from the United States District Court
for the Southern District of Ohio at Cincinnati;
Nos. 1:13-cv-00501 & 1:14-cv-00129—Timothy S.
Black, District Judge.
14-52 4-5818
Appeals from the United States District Court
for the Western District of Kentucky at Louisville:
No. 3:13-cv-00750—John G. Heyburn II, District
Judge.
14-5297
Appeal from the United States District Court
for the Middle District of Tennessee at Nashville;
No. 3:13-cv-01159—Aleta Arthur Trauger, District
Judge.
Argued: August 6, 2014
Decided and Filed: November 6, 2014
Before: DAUGHTREY, SUTTON and COOK, Circuit
Judges.
COUNSEL
ARGUED: Aaron D. Lindstrom, OFFICE OF THE
MICHIGAN ATTORNEY GENERAL, Lansing,
Michigan, for Appellant in 14-1341. Carole M.
Stanyar, Ann Arbor, Michigan, for Appellees
in 14-1341. Eric E. Murphy, OFFICE OF THE
OHIO ATTORNEY GENERAL, Columbus, Ohio,
for Appellant in 14-3057 and 14-3464.
3a
Alphonse A. Gerhardstein, GERHARDSTEIN &
BRANCH CO. LPA, Cincinnati, Ohio, for Appellees
in 14-3057 and 14- 3464. Leigh Gross Latherow,
VANANTWERP, MONGE, JONES, EDWARDS &
MCCANN, LLP, Ashland, Kentucky, for Appellant in
14-5291 and 14-5818. Laura E. Landenwich, CLAY
DANIEL WALTON & ADAMS, PLC, Louisville,
Kentucky, for Appellees in 14-5291 and 14- 5818.
Joseph F. Whalen, OFFICE OF THE TENNESSEE
ATTORNEY GENERAL, Nashville, Tennessee, for
Appellants in 14-5297. William L. Harbison,
SHERRARD & ROE, PLC, Nashville, Tennessee, for
Appellees in 14-5297. ON BRIEF: 14-134]; Aaron
D. Lindstrom, Kristin M. Heyse, OFFICE OF THE
MICHIGAN ATTORNEY GENERAL, Lansing,
Michigan, for Appellant. Carole M. Stanyar,
Ann Arbor, Michigan, Dana M. Nessel, Detroit,
Michigan, Robert A. Sedler, WAYNE STATE
UNIVERSITY LAW SCHOOL, Detroit, Michigan,
Kenneth M. Mogill, MOGILL, POSNER &
COHEN, Lake Orion, Michigan, for Appellees.
Kyle J. Bristow, BRISTOW LAW, = PLLC,
Clarkston, Michigan, Alphonse A. Gerhardstein,
GERHARDSTEIN & BRANCH CoO. LPA, Cincinnati,
Ohio, David A. Robinson, North Haven, Connecticut,
Deborah J. Dewart, Swansboro, North Carolina,
Paul Benjamin Linton, Northbrook, Illinois, James
R. Wierenga, DAVID & WIERENGA, P.C., Grand
Rapids, Michigan, Eric Rassbach, THE BECKET
FUND FOR RELIGIOUS LIBERTY, Washington,
D.C., James J. Walsh, Thomas J. Rheaume, Jr.,
BODMAN PLC, Detroit, Michigan, William J. Olson,
WILLIAM J. OLSON, P.C., Vienna, Virginia,
Lawrence J. Joseph, Washington, D.C., Thomas M.
Fisher, OFFICE OF THE ATTORNEY GENERAL
4a
OF INDIANA, Indianapolis, Indiana,
Mary E. McAlister, LIBERTY COUNSEL,
Lynchburg, Virginia, Mathew D. Staver, Anita L.
Staver, LIBERTY COUNSEL, Orlando, Florida,
Anthony R. Picarello, Jr., Jeffrey Hunter Moon,
Michael F. Moses, U.S. CONFERENCE OF
CATHOLIC BISHOPS, Washington, D.C., Alexander
Dushku, R. Shawn Gunnarson, KIRTON
MCCONKIE, Salt Lake City, Utah, Erin Elizabeth
Mersino, —THOMAS MORE LAW CENTER, Ann
Arbor, Michigan, David Boyle, Long _ Beach,
California, Benjamin G. Shatz, MANATT,
PHELPS & PHILLIPS, LLP, Los Angeles,
California, Elizabeth B. Wydra, CONSTITUTIONAL
ACCOUNTABILITY CENTER, Washington, D.C.,
Paul M. Smith, JENNER & BLOCK LLP,
Washington, D.C., Catherine E. Stetson, HOGAN
LOVELLS US LLP, Washington, D.C., Jason Walta,
NATIONAL EDUCATION ASSOCIATION,
Washington, D.C., Diana Raimi, JAFFE RAITT
HEUER & WEISS, P.C., Ann Arbor, Michigan,
Rocky C. Tsai, ROPES & GRAY LLP, San
Francisco, California, Alan M. Gershel, THOMAS M.
COOLEY LAW SCHOOL, Auburn Hills, Michigan,
Jerome C. Roth, Nicole S. Phillis, _MUNGER,
TOLLES & OLSON LLP, San Francisco, California,
Andrew J. Davis, FOLGER LEVIN LLP, San
Francisco, California, Nicholas M. O’Donnell,
SULLIVAN & WORCESTER LLP, Boston,
Massachusetts, Sean R. Gallagher, POLSINELLI
PC, Denver, Colorado, Mark C. Fleming, Felicia H.
Ellsworth, WILMER CUTLER PICKERING HALE
AND DORR LLP, Boston, Massachusetts, Paul R.Q.
Wolfson, Dina B. Mishra, WILMER CUTLER
PICKERING HALE AND DORR LLP, Washington,
5a
D.C., Alan Schoenfeld, WILMER CUTLER
PICKERING HALE AND DORR LLP, New York,
New York, Diane M. Soubly, STEVENSON
KEPPELMAN ASSOCIATES, Ann Arbor, Michigan
Ria Tabacco Mar, NAACP LEGAL DEFENSE &
EDUCATIONAL FUND, INC., New York, New
York, Christy L. Anderson, BRYAN CAVE LLP,
Denver, Colorado, Carmine D. _ Boccuzzi, Jr.,
CLEARY GOTTLIEB STEEN & HAMILTON LLP,
New York, New “York, Jonathan B. Miller,
OFFICE OF THE MASSACHUSETTS ATTORNEY
GENERAL, Boston, Massachusetts, Jyotin Hamid,
Joseph Rome, DEBEVOISE & PLIMPTON LLP, New
York, New York, Jeffrey S. Trachtman, KRAMER
LEVIN NAFTALIS & FRANKEL LLP, New York,
New York, Christopher D. Man, CHADBOURNE &
PARKE LLP, Washington, D.C., Chase B. Strangio,
AMERICAN CIVIL LIBERTIES UNION
FOUNDATION, New York, New York, Suzanne B.
Goldberg, COLUMBIA LAW SCHOOL, New York,
New York, Marcia D. Greenberger, Emily J. Martin,
NATIONAL WOMEN’S LAW CENTER,
Washington, D.C., G. David Carter, Joseph P.
Bowser, Hunter Carter, ARENT FOX LLP,
Washington, D.C., Sara Bartel, MORRISON &
FOERSTER LLP, San Francisco, California, Daniel
McNeel Lane, Jr., Matthew E. Pepping, AKIN
GUMP STRAUSS HAUER & FELD LLP, San
Antonio, Texas, Jessica M. Weisel, AKIN GUMP
STRAUSS HAUER & FELD LLP, Los Angeles,
California, Michael L. Whitlock, BINGHAM
MCCUTCHEN LLP, Washington, D.C., for Amici
Curiae. 14-3057; Bridget E. Coontz, Zachery P.
Keller, OFFICE OF THE OHIO ATTORNEY
GENERAL, Columbus, Ohio, for Appellant.
6a
Aiphonse A. Gerhardstein, Jennifer L. Branch,
Jacklyn Gonzales Martin, GERHARDSTEIN &
BRANCH CO. LPA, Cincinnati, Ohio, Lisa T. Meeks,
NEWMAN & MEEKS CO., LPA, Cincinnati, Ohio,
Chase B. Strangio, James D. Esseks, AMERICAN
CIVIL LIBERTIES UNION FOUNDATION, New
York, New York, Drew Dennis, ACLU OF OHIO,
INC., Cleveland, Ohio, for Appellees. Byron J.
Babione, ALLIANCE DEFENDING FREEDOM,
Scottsdale, Arizona, Lawrence J. Joseph,
Washington, D.C., Benjamin G. Shatz, MANATT,
PHELPS & PHILLIPS, LLP, Los Angeles,
Califernia, Carmine D. Boccuzzi, Jr., CLEARY
GOTTLIEB STEEN & HAMILTON LLP, New York,
New York, Gregory R. Nevins, LAMBDA LEGAL
DEFENSE AND EDUCATION FUND, INC.,
Atlanta, Georgia, Susan L. Sommer, LAMBDA
LEGAL DEFENSE AND EDUCATION FUND,
INC., New York, New York, Camilla B. Taylor,
LAMBDA LEGAL DEFENSE AND EDUCATION
FUND, INC., Chicago, Illinois, Mark C. Fleming,
Felicia H. Ellsworth, WILMER CUTLER
PICKERING HALE AND DORR LLP, Boston,
Massachusetts, Paul R.Q. Wolfson, Dina B. Mishra,
WILMER CUTLER PICKERING HALE AND DORR
LLP, Washington, D.C., Alan Schoenfeld, WILMER
CUTLER PICKERING HALE AND DORR LLP, New
York, New York, Paul M. Smith, JENNER &
BLOCK LLP, Washington, D.C., Roberta A. Kaplan,
Jaren Janghorbani, Joshua D. Kaye, Jacob H.
Hupart, PAUL, WEISS, RIFKIND, WHARTON &
GARRISON LLP, New York, New York, Thomas D.
Warren, BAKER & HOSTETLER LLP, Cleveland,
Ohio, Jeffrey S. Trachtman, KRAMER LEVIN
NAFTALIS & FRANKEL LLP, New York, New
7a
York, Marcia D. Greenberger, Emily J. Martin,
NATIONAL WOMEN’S LAW CENTER,
Washington, D.C., Shannon P. Minter, Christopher
F. Stoll, NATIONAL CENTER FOR LESBIAN
RIGHTS, Washington, D.C., for Amici Curiae.
14-3464; Eric E. Murphy, Bridget E. Coontz,
OFFICE OF THE OHIO ATTORNEY GENERAL,
Columbus, Ohio, for Appellant. Alphonse A.
Gerhardstein, Jennifer L. Branch, Jacklyn
Gonzales Martin, GERHARDSTEIN & BRANCH
CO. LPA, Cincinnati, Ohio, Lisa T. Meeks,
NEWMAN & MEEKS CO., LPA, Cincinnati, Ohio,
Susan L. Sommer, M. Currey Cook, Keith
Hammeran, LAMBDA LEGAL DEFENSE &
EDUCATION FUND, INC., New York, New York,
Paul D. Castillo, LAMBDA LEGAL DEFENSE &
EDUCATION FUND, INC., Dallas, Texas, for
Appellees. Catherine E. Stetson, HOGAN LOVELLS
US LLP, Washington, D.C., Andrew J. Davis,
FOLGER LEVIN LLP, San Francisco, California,
Sean R. Gallagher, POLSINELLI PC,
Denver, Colorado, Nicholas M. O’Donnell,
SULLIVAN & WORCESTER LLP, Boston,
Massachusetts, Carmine D. Boccuzzi, Jr., CLEARY
GOTTLIEB STEEN & HAMILTON LLP, New York,
New York, Ria Tabacco Mar, NAACP LEGAL
DEFENSE & EDUCATIONAL FUND, INC., New
York, New York, Jyotin Hamid, Joseph Rome,
DEBEVOISE & PLIMPTON LLP, New York, New
York, Suzanne B. Goldberg, COLUMBIA LAW
SCHOOL, New York, New York, Daniel McNeel
Lane, Jr., Matthew E. Pepping, AKIN GUMP
STRAUSS HAUER & FELD LLP, San Antonio,
Texas, Jessica M. Weisel, AKIN GUMP STRAUSS
HAUER & FELD LLP, Los Angeles, California,
8a
Paul D. Ritter, Jr., Christopher J. Weber, Robert
G. Schuler, KEGLER, BROWN. HILL & RITTER
CO., L.P.A., Columbus, Ohio, Lawrence J. Joseph,
Washington, D.C., Harlan D. Karp, Tina R.
Haddad, Cleveland, Ohio, Benjamin G. Shatz,
MANATT, PHELPS & PHILLIPS, LLP, Los
Angeles, California, Christopher D. Man,
CHADBOURNE & PARKE LLP, Washington, D.C..,
Mark C. Fleming, Felicia H. Ellsworth, WILMER
CUTLER PICKERING HALE AND DORR LLP,
Boston, Massachusetts, Paul R.Q. Wolfson, Dina B.
Mishra, WILMER CUTLER PICKERING HALE
AND DORR LLP, Washington, D.C., Alan
Schoenfeld, WILMER CUTLER PICKERING HALE
AND DORR LLP, New York, New York, Rocky C.
Tsai, ROPES & GRAY LLP, San _ Francisco,
California, Joseph R. Guerra, SIDLEY AUSTIN
LLP, Washington, D.C., Emma L. Dill, BRYAN
CAVE LLP, San Francisco, California, Jeffrey S.
Trachtman, KRAMER LEVIN NAFTALIS &
FRANKEL LLP, New York, New York, Marcia D.
Greenberger, Emily J. Martin, NATIONAL
WOMEN’S LAW CENTER, Washington, D.C., Sara
Bartel, MORRISON & FOERSTER LLP, San
Francisco, California, G. David Carter, Joseph P.
Bowser, Hunter T. Carter, ARENT FOX LLP,
Washington, D.C., Marjory A. Gentry, ARNOLD &
PORTER LLP, San Francisco, California,
Diane M. Soubly, STEVENSON KEPPELMAN
ASSOCIATES, Ann Arbor, Michigan, Harlan D.
Karp, Cleveland, Ohio, for Amici Curiae. 14-5291;
Leigh Gross Latherow, William H. Jones, Jr.,
Gregory L. Monge, VANANTWERP, MONGE,
JONES, EDWARDS & MCCANN, LLP, Ashland,
Kentucky, for Appellant. Laura E. Landenwich,
9a
Daniel J. Canon, L. Joe Dunman, CLAY DANIEL
WALTON & ADAMS, PLC, Louisville, Kentucky,
Shannon R. Fauver, Dawn R. Elliott, FAUVER
LAW OFFICE, PLLC, Louisville, Kentucky, for
Appellees. David A. Robinson, North Haven,
Connecticut, Deborah J. Dewart, Swansboro, North
Carolina, Stanton L. Cave, LAW OFFICE OF
STAN CAVE, Lexington, Kentucky, Eric Rassbach,
THE BECKET FUND FOR RELIGIOUS LIBERTY,
Washington, D.C., David Boyle, Long Beach,
California, Benjamin G. Shatz, MANATT, PHELPS
& PHILLIPS, LLP, Los Angeles, California, Paul
M. Smith, JENNER & BLOCK LLP, Washington,
D.C., Catherine E. Stetson, HOGAN LOVELLS US
LLP, Washington, D.C., Andrew J. Davis, FOLGER,
LEVIN LLP, San Francisco, California, Rocky C.
Tsai, ROPES & GRAY LLP, San _ Francisco,
California, Jerome C. Roth, Nicole S. Phillis,
MUNGER, TOLLES & OLSON LLP, San Francisco,
California, Nicholas M. O’Donnell, SULLIVAN &
WORCESTER LLP, Boston, Massachusetts,
Carmine D. Boccuzzi, Jr., CLEARY GOTTLIEB
STEEN & HAMILTON LLP, New York, New York,
Mark C. Fleming, Felicia H. Ellsworth, WILMER
CUTLER PICKERING HALE AND DORR LLP,
Boston, Massachusetts, Paul R.Q. Wolfson, Dina B.
Mishra, WILMER CUTLER PICKERING HALE
AND DORR LLP, Washington, D.C., Alan
Schoenfeld, WILMER CUTLER PICKERING HALE
AND DORR LLP, New York, New York, Sean R.
Gallagher, POLSINELLI PC, Denver, Colorado,
Jyotin Hamid, Joseph Rome, DEBEVOISE &
PLIMPTON LLP, New York, New York, Christy L.
Anderson, BRYAN CAVE LLP, Denver, Colorado,
Ria Tabacco Mar, NAACP LEGAL DEFENSE &
10a
EDUCATIONAL FUND, INC., New York. New
York, Suzanne B. Goldberg, COLUMBIA LAW
SCHOOL, New York, New York, Joshua A. Block,
Chase Strangio, AMERICAN CIVIL LIBERTIES
UNION FOUNDATION, New York, New York,
Elizabeth B. Wydra, CONSTITUTIONAL
ACCOUNTABILITY CENTER, Washington, D.C.,
Marcia D. Greenberger, Emily J. Martin,
NATIONAL WOMEN’S LAW CENTER,
Washington, D.C., Jeffrey S. Trachtman, KRAMER
LEVIN NAFTALIS & FRANKEL LLP, New York,
New York, Christopher D. Man, CHADBOURNE &
PARKE LLP, Washington, D.C., Sara _ Bartel,
MORRISON & FOERSTER LLP, San Francisco,
California, Daniel McNeel Lane, Jr., Matthew E.
Pepping, AKIN GUMP STRAUSS HAUER & FELD
LLP, San Antonio, Texas, Jessica M. Weisel, AKIN
GUMP STRAUSS HAUER & FELD LLP, Los
Angeles, California, Diane M. Soubly, STEVENSON
KEPPELMAN ASSOCIATES, Ann Arbor, Michigan,
Marjory A. Gentry, ARNOLD & PORTER LLP,
San Francisco, California, Michael L. Whitlock,
BINGHAM MCCUTCHEN LLP, Washington, D.C.,
G. David Carter, Joseph P. Bowser, Hunter Carter,
ARENT FOX LLP, Washington, D.C., for Amici
Curiae. 14-5297; Joseph F. Whalen, Martha A.
Campbell, Kevin G. Steiling, OFFICE OF THE
TENNESSEE ATTORNEY GENERAL, Nashville,
Tennessee, for Appellants. William L. Harbison,
Phillip F. Cramer, J. Scott Hickman, John L.
Farringer, SHERRARD & ROE, PLC, Nashville,
Tennessee, Abby R. Rubenfeld, RUBENFELD LAW
OFFICE, PC, Nashville, Tennessee, Maureen T.
Holland, HOLLAND AND ASSOCIATES, PLLC,
Memphis, Tennessee, Regina M. Lambert, Knoxville,
lla
Tennessee, Shannon P. Minter, Christopher F.
Stoll, Amy Whelan, Asaf Orr, NATIONAL
CENTER FOR LESBIAN RIGHTS, San Francisco,
California, for Appellees. Deborah J. Dewart,
Swansboro, North Carolina, Eric Rassbach, THE
BECKET FUND FOR RELIGIOUS LIBERTY,
Washington, D.C., Byron J. Babione, ALLIANCE
DEFENDING FREEDOM, Scottsdale, Arizona, Paul
M. Smith, JENNER & BLOCK LLP, Washington,
D.C., Catherine E. Stetson, HOGAN LOVELLS US
LLP, Washington, D.C., Benjamin G. Shatz,
MANATT, PHELPS & PHILLIPS, LLP, Los
Angeles, California, Elizabeth B. Wydra,
CONSTITUTIONAL ACCOUNTABILITY CENTER,
Washington, D.C., Andrew J. Davis, FOLGER
LEVIN LLP, San Francisco, California, Rocky C.
Tsai, ROPES & GRAY LLP, San Francisco,
California, Jerome C. Roth, Nicole S. Phillis,
MUNGER, TOLLES & OLSON LLP, San Francisco,
California, Nicholas M. O’Donnell, SULLIVAN &
WORCESTER LLP, Boston, Massachusetts, Sean R.
Gallagher, POLSINELLI PC, Denver, Colorado,
Carmine D. Boccuzzi, Jr.. CLEARY GOTTLIEB
STEEN & HAMILTON LLP, New York, New
York, Mark C. Fleming, Felicia H. Ellsworth,
WILMER CUTLER PICKERING HALE AND
DORR LLP, Boston, Massachusetts, Paul R.Q.
Wolfson, Dina B. Mishra, WILMER CUTLER
PICKERING HALE AND DORR LLP, Washington,
D.C., Alan Schoenfeld, WILMER CUTLER
PICKERING HALE AND DORR LLP, New York,
New York, Barbara J. Chisholm, P. Casey Pitts,
ALTSHULER BERZON LLP, San _ (Francisco,
California, Christy L. Anderson, BRYAN CAVE
LLP, Denver, Colorado, Jyotin Hamid, Joseph Rome,
12a
DEBEVOISE & PLIMPTON LLP, New York, New
York, Ria Tabacco Mar, NAACP LEGAL
DEFENSE & EDUCATIONAL FUND, INC.. New
York, New York, Joshua A. Block, Chase B.
Strangio, AMERICAN CIVIL LIBERTIES UNION
FOUNDATION, New York, New York, Christopher
D. Man, CHADBOURNE & PARKE LLP,
Washington, D.C., Marcia D. Greenberger, Emily J.
Martin, NATIONAL WOMEN'S LAW CENTER.
Washington, D.C., Jeffrey S. Trachtman, KRAMER
LEVIN NAFTALIS & FRANKEL LLP, New York,
New York, G. David Carter, Joseph P. Bowser,
Hunter Carter, ARENT FOX LLP, Washington,
D.C., Sara Bartel, MORRISON & FOERSTER LLP.
San Francisco, California, Daniel McNeel Lane, Jr.,
Matthew E. Pepping, AKIN GUMP STRAUSS
HAUER & FELD LLP, San Antonio, Texas, Jessica
M. Weisel, AKIN GUMP STRAUSS HAUER &
FELD LLP, Los Angeles, California, Marjory A.
Gentry, ARNOLD & PORTER LLP, San Francisco,
California, Diane M. Soubly, STEVENSON
KEPPELMAN ASSOCIATES, Ann Arbor, Michigan,
Michael L. Whitlock, BINGHAM MCCUTCHEN
LLP, Washington, D.C., Suzanne B. Goldberg,
CGLUMBIA LAW SCHOOL, New York, New York,
for Amici Curiae. 14-5818; Leigh Gross Latherow,
William H. Jones, Jr., Gregory L. Monge,
VANANTWERP, MONGE, JONES, EDWARDS &
MCCANN, LLP, Ashland, Kentucky, for Appellant.
Laura E. Landenwich, Daniel J. Canon, L. Joe
Dunman, CLAY DANIEL WALTON & ADAMS,
PLC, Louisville, Kentucky, for Appellees. Diane M.
Soubly, STEVENSON KEPPELMAN ASSOCIATES,
Ann Arbor, Michigan, for Amicus Curiae.
13a
SUTTON, J., delivered the opinion of the
court, in which COOK, J., joined.
DAUGHTREY, J. (pp. 43—64), delivered a separate
dissenting opinion.
ene ee ee ree mrt mre errr rr me mmm ee EN I ee meme Fe RII mae one seein ener
OPINION
SUTTON, Circuit Judge. This is a case about
change—and how best to handle it under the United
States Constitution. From the vantage point of 2014,
it would now seem, the question is not whether
American law will allow gay couples to marry; it is
when and how that will happen. That would not
have seemed likely as recently as a dozen years
ago. For better, for worse, or for more of the same,
marriage has long been a social institution defined
by relationships between men and women. So long
defined, the tradition is measured in millennia, not
centuries or decades. So widely shared, the tradition
until recently had been adopted by all governments
and major religions of the world.
But things change, sometimes quickly. Since
2003, nineteen States and the District of Columbia
have expanded the definition of marriage to include
gay couples, some through state legislation, some
through initiatives of the people, some through state
court decisions, and some through the actions of
state governors and attorneys general who opted
not to appeal adverse court decisions. Nor does this
momentum show any signs of slowing. Twelve of the
nineteen States that now recognize gay marriage
did so in the last couple of years. On top of that,
four federal courts of appeals have compelled several
l4a
other States to permit same-sex marriages under the
Fourteenth Amendment.
What remains is a debate about whether to
allow the democratic processes begun in the States
to continue in the four States of the Sixth Circuit
or to end them now by requiring all States in the
Circuit to extend the definition of marriage to
encompass gay couples. Process and structure matter
greatly in American government. Indeed, they may
be the most reliable, liberty- assuring guarantees of
our system of government, requiring us to take
seriously the route the United States Constitution
contemplates for making such a fundamental change
to such a fundamental social institution.
Of all the ways to resolve this question, one
option is not available: a poll of the three judges on
this panel, or for that matter all federal judges,
about whether gay marriage is a good idea. Our
judicial commissions did not come with such a
sweeping grant of authority, one that would allow
just three of us—just two of us in truth—to make
such a vital policy call for the thirty-two million
citizens who live within the four States of the
Sixth Circuit: Kentucky, Michigan, Ohio, and
Tennessee. What we have authority to decide
instead is a legal question: Does the Fourteenth
Amendment to the United States Constitution
prohibit a State from defining marriage as a
relationship between one man and one woman?
Through a mixture of common law decisions,
statutes, and constitutional provisions, each State in
the Sixth Circuit has long adhered to the traditional
definition of marriage. Sixteen gay and lesbian
couples claim that this definition violates their
15a
rights under the Fourteenth Amendment. The
circumstances that gave rise to the challenges vary.
Some involve a birth, others a death. Some involve
concerns about property, taxes, and insurance,
others death certificates and rights to visit a
partner or partner’s child in the hospital. Some
involve a couple’s effort to obtain a marriage
license within their State, others an effort to
achieve recognition of a marriage solemnized in
another State. All seek dignity and respect, the
same dignity and respect given to marriages between
opposite-sex couples. And all come down to the same
question: Who decides? Is this a matter that the
National Constitution commits to resolution by the
federal courts or leaves to the less expedient, but
usually reliable, work of the state democratic
processes?
I.
Michigan. One case comes from Michigan,
where state law has defined marriage as a
relationship. between a man and a woman since
its territorial, days. See An Act Regulating
Marriages § 1 (1820), in 1 Laws of the Territory
of Michigan 646, 646 (1871). The State reaffirmed
this view in 1996 when it enacted a law that
declared marriage “inherently a unique relationship
between a man and a woman.” Mich. Comp. Laws
§ 551.1. In 2004, after the Massachusetts Supreme
Judicial Court invalidated the Commonwealth’s
prohibition on same-sex marriage, Goodridge uv.
Dep't of Pub. Health, 798 N.E.2d 941 (Mass. 2003),
nearly fifty-nine percent of Michigan voters opted
to constitutionalize the State’s definition of
marriage. “To secure and preserve the benefits of
16a
marriage for our society and (for future
generations of children,” the amendment says, “the
union of one man and one woman in marriage shall
be the only agreement recognized as a marriage or
similar union for any purpose.” Mich. Const. art. I, §
25.
April DeBoer and Jayne Rowse, a lesbian
couple living in Michigan,’ challenge’ the
constitutionality of this definition. Marriage was
not their first objective. DeBoer and Rowse each
had adopted children as single parents, and both
wanted to serve as adoptive parents for the other
partner’s children. Their initial complaint alleged
that Michigan’s adoption laws violated the Equal
Protection Clause of the Fourteenth Amendment.
The State moved to dismiss the lawsuit for lack of
standing, and the district court tentatively agreed.
Rather than dismissing the action, the court “invit[ed
the] plaintiffs to seek leave to amend their complhaint
to ... challenge” Michigan’s laws denying them a
marriage license. DeBoer R. 151 at 3. DeBoer and
Rowse accepted the invitation and filed a new
complaint alleging that Michigan’s marriage laws
violated the due process and equal protection
guarantees of the Fourteenth Amendment.
Both sets of parties moved for summary
judgment. The district court concluded that the
dispute raised “a triable issue of fact” over
whether the “rationales” for the Michigan laws
furthered “a legitimate state interest,” and it held a
nine-day trial on the issue. DeBoer R. 89 at 4, 8. The
plaintiffs’ experts testified that same-sex couples
raise children as well as opposite-sex couples, and
that denying marriage to same-sex couples creates
17a
instabilities for their children and families. The
defendants’ experts testified that the evidence
regarding the comparative success of children raised
in same-sex households is_ inconclusive. The
district court sided with the plaintiffs. It rejected
all of the State’s bases for its marriage laws and
concluded that the laws failed to satisfy rational
basis review.
Kentucky. Two cases challenge two aspects of
Kentucky’s marriage laws. Early on, Kentucky
defined marriage as “the union of a man and a
woman.” Jones v. Hallahan, 501 S.W.2d 588, 589
(Ky. 1973); see An Act for Regulating the
Solemnization of Marriages § 1, 1798 Ky. Acts 49,
49—50. In 1998, the Kentucky legislature codified the
common law definition. The statute says that
“marriage’ refers only to the civil status, condition,
or relation of one (1) man and one (1) woman
united in law for life, for the discharge to each
other and the community of the duties legally
incumbent upon those whose association is founded
on the distinction of sex.” Ky. Rev. Stat. § 402.005.
In 2004, the Kentucky legislature proposed a
constitutional amendment providing that “fo]nly a
marriage between one man and one woman shall be
valid or recognized as a marriage in Kentucky.”
Ky. Const. § 233A. Seventy-four percent of the
voters approved the amendment.
Two groups of plaintiffs challenge these
Kentucky laws. One group, the fortuitously named
Love plaintiffs, challenges the Commonwealth’s
marriage-licensing law. Two couples filed that
lawsuit: Timothy Love and Lawrence Ysunza, along
with Maurice Blanchard and Dominique James.
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Both couples claim that the Fourteenth Amendment
prohibits Kentucky from denying them marriage
licenses.
The other group, the Bourke plaintiffs,
challenges the ban on _ recognizing out-of-state
same-sex marriages. Four same-sex couples filed
the lawsuit: Gregory Bourke and Michael DeLeon;
Jimmy Meade and Luther Barlowe; Randell Johnson
and Paul Campion; and Kimberly Franklin and
Tamera Boyd. All four couples were married outside
Kentucky, and they contend that the State's
recognition ban violates their due process and equal
protection rights. Citing the hardships imposed on
them by the recognition ban—loss of tax breaks,
exclusion from intestacy laws, loss of dignity—they
seek to enjoin its enforcement.
The district court ruled for the plaintiffs in
both cases. In Love, the court held that the
Commonwealth could not justify its definition of
marriage on rational basis grounds. It also thought
that classifications based on sexual orientation
should be subjected to intermediate scrutiny,
which the Commonwealth also failed to satisfy. In
Bourke, the court invalidated the recognition ban on
rational basis grounds.
Ohio. Two cases challenge Ohio’s refusal to
recognize out-of-state same-sex marriages. Ohio also
has long adhered to the traditional definition of
marriage. See An Act Regulating Marriages § 1,
1803 Ohio Laws 31, 31; Carmichael v. State, 12
Ohio St. 553, 560 (1861). It reaffirmed this
definition in 2004, when the legislature passed a
Defense of Marriage Act, which says that marriage
“may only be entered into by one man and one
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woman.” Ohio Rev. Code § 3101.01({A). “Any
marriage entered into by persons of the same sex in
any other jurisdiction,” it adds, “shall be considered
and treated in all respects as having no legal force
or effect.” Jd. § 3101.01(C)(2). Later that same year,
sixty-two percent of Ohio voters approved an
amendment to the Ohio Constitution along the same
lines. As amended, the Ohio Constitution says that
Ohio recognizes only “a union between one man and
one woman” as a valid marriage. Ohio Const. art.
XV, § 11.
Two groups of plaintiffs challenge these
Ohio laws. The first group, the Obergefell
plaintiffs, focuses on one application of the law.
They argue that Ohio’s refusal to recognize their
out-of-state marriages on Ohio-issued death
certificates violates due process and _= equal
protection. Two same-sex couples in long-term,
committed relationships filed the lawsuit: James
Obergefell and John Arthur; and David Michener
and William Herbert Ives. All four of them are from
Ohio and were married in other States. When
Arthur and Ives died, the State would not list
Obergefell and Michener as spouses on their death
certificates. Obergefell and Michener sought an
injunction to require the State to list them as
spouses on the certificates. Robert Grunn, a funeral
director, joined the lawsuit, asking the court to
protect his right to recognize same-sex marriages on
other death certificates.
The second group, the Henry plaintiffs,
raises a broader chalienge. They argue that Ohio’s
refusal to recognize out-of-state marriages between
same-sex couples violates the Fourteenth
20a
Amendment no matter what marital benefit is
affected. The Henry case involves four same-sex
couples, all married in other States, who want Ohio
to recognize their marriages on their children’s
birth certificates. Three of the couples (Brittani
Henry and Brittni Rogers; Nicole and Pam
Yorksmith; Kelly Noe and Kelly McCracken) gave
birth to children in Ohio and wish to have both of
their names listed on each child’s birth certificate
rather than just the child’s biological mother. The
fourth couple (Joseph Vitale and Robert Talmas)
lives in New York and adopted a child born in Ohio.
They seek to amend their son’s Ohio birth certificate
so that it lists both of them as parents.
The district court granted the plaintiffs
relief in both cases. In Obergefell, the court
concluded that the Fourteenth Amendment protects
a fundamental right to keep existing marital
relationships intact, and that the State failed to
justify its law under heightened scrutiny. The court
likewise concluded that classifications based on
sexual orientation deserve heightened scrutiny
under equal protection, and that Ohio failed to
justify its refusal to recognize the couples’ existing
marriages. Even under rational basis review, the
court added, the State came up short. In Henry, the
district court reached many of the same conclusions
and expanded its recognition remedy to encompass
all married same-sex couples and all legal incidents
of marriage under Ohio law.
Tennessee. The Tennessee case is of a piece
with the two Ohio cases and one of the Kentucky
cases, as it too challenges the State’s same-sex-
marriage recognition ban. Tennessee has always
2la
defined marriage in traditional terms. See An Act
Concerning Marriages § 3 (1741), in Public Acts of
the General Assembly of WNorth-Carolina and
Tennessee 46, 46 (1815). In 1996, the Tennessee
legislature reaffirmed “that the historical
institution and legal contract solemnizing the
relationship of one (1) man and one (1) woman
shall be the only legally recognized marital
contract in this state in order to provide the unique
and exclusive rights and privileges to marriage.”
Tenn. Code Ann. § 36-3-113(a). In 2006, the State
amended its constitution to incorporate the existing
definition of marriage. See Tenn. Const. art. XI, §
18. Eighty percent of the voters supported the
amendment.
Three same-sex couples, all in committed
relationships, challenge the recognition ban: Valeria
Tanco and Sophy Jesty; Ijpe DeKoe and Thomas
Kostura; and Johno Espejo and Matthew Mansell.
All three couples were legally married in other
States. The district court preliminarily enjoined the
law. Relying on district court decisions within the
circuit and elsewhere, the court concluded that the
couples likely would show that Tennessee’s ban failed
to satisfy rational basis review. The remaining
preliminary injunction factors, the court held, also
weighed in the plaintiffs’ favor.
All four States appealed the decisions against
them.
Il.
Does the Due Process Clause or the Equal
Protection Clause of the Fourteenth Amendment
require States to expand the definition of marriage
22a
to include same-sex couples? The Michigan appeal
(DeBoer) presents this threshold question, and so
does one of the Kentucky appeals (Love). Caselaw
offers many ways to think about the issue.
A.
Perspective of an intermediate court. Start with
a recognition of our place in the hierarchy of the
federal courts. As an “inferior” court (the
Constitution’s preferred term, not ours), a federal
court of appeals begins by asking what the Supreme
Court’s precedents require on the topic at hand. Just
such a precedent confronts us.
In the early 1970s, a Methodist minister
married Richard Baker and James McConnell in
Minnesota. Afterwards, they sought a marriage
license from the State. When the clerk of the state
court denied the request, the couple filed a lawsuit
claiming that the denial of their request violated the
Due Process and Equal Protection Clauses of the
Fourteenth Amendment. Baker v. Nelson, 191
N.W.2d 185, 186 (Minn. 1971). The Minnesota
Supreme Court rejected both claims. As for the due
process claim, the state court reasoned: “The
institution of marriage as a union of man and
woman, uniquely involving the procreation and
rearing of children within a family, is as old as the
book of Genesis. . . . This historic institution
manifestly is more deeply founded than the asserted
contemporary concept of marriage and _ societal
interests for which petitioners contend. The due
process clause .. . is not a charter for restructuring
it by judicial legislation.” Jd. As for the equal
protection claim, the court reasoned: “[T]he state’s
classification of persons authorized to marry” does
23a
not create an “irrational or invidious discrimination.
' [T]hat the state does not impose upon
heterosexual married couples a condition that they
have a proved capacity or declared willingness to
procreate .. . [creates only a] theoretically imperfect
[classification] . . . [and] ‘abstract symmetry’ is not
demanded by the Fourteenth Amendment.” Id. at
187. The Supreme Court’s decision four years earlier
in Loving v. Virginia, 388 U.S. 1 (1967), which
invalidated Virginia’s ban on interracial marriages,
did not change this conclusion. “[{I]n commonsense
and in a constitutional sense,” the state court
explained, “there is a clear distinction between a
marital restriction based merely upon race and one
based upon the fundamental difference in sex.”
Baker, 191 N.W.2d at 187.
Baker and McConnell appealed to the United
States Supreme Court. The Court rejected their
challenge, issuing a one-line order stating that the
appeal did not raise “a substantial federal question.”
Baker v. Nelson, 409 U.S. 810, 810 (1972). This type
of summary decision, it is true, does not bind the
Supreme Court in later cases. But it does confine
lower federal courts in later cases. It matters not
whether we think the decision was right in its time,
remains right today, or will be followed by the
Court in the future. Only the Supreme Court may
overrule its own precedents, and we remain bound
even by its summary decisions “until such time as
the Court informs [us] that [we] are not.” Hicks v.
Miranda, 422 U.S. 332, 345 (1975) (internal
quotation marks omitted). The Court has yet to
inform us that we are not, and we have no license
to engage in a guessing game about whether the
24a
Court will change its mind or, more aggressively, to
assume authority to overrule Baker ourselves.
But that was then; this is now. And now,
claimants insist, must account for United States v.
Windsor, 133 S. Ct. 2675 (2013), which invalidated
the Defense of Marriage Act of 1996, a law that
refused for purposes of federal statutory benefits to
respect gay marriages authorized by state law. Yet
Windsor does not answer today’s question. The
decision never mentions Baker, much less overrules
it. And the outcomes of the cases do not clash.
Windsor invalidated a federal law that refused to
respect state laws permitting gay marriage, while
Baker upheld the right of the people of a State to
define marriage as they see it. To respect one
decision does not slight the other. Nor does
Windsor’s reasoning clash with Baker. Windsor
hinges on the Defense of Marriage Act's
unprecedented intrusion into the States’ authority
over domestic relations. Jd. at 2691-92. Before the
Act’s passage in 1996, the federal government had
traditionally relied on state definitions of marriage
instead of purporting to define marriage itself. Jd. at
2691. That premise does not work— it runs the other
way—in a case involving a challenge in federal court
to state laws defining marriage. The point of
Windsor was to prevent the Federal Government
from “divest[ing]” gay couples of “a dignity and
status of immense import” that New York's
extension of the definition of marriage gave them, an
extension that “without doubt” any State could
provide. Jd. at 2692, 2695. Windsor made explicit
that it does not answer today’s question, telling us
that the “opinion and its holding are confined to
. . lawful marriages” already protected by some of
25a
the States. Jd. at 2696. Bringing the matter to a
close, the Court held minutes after releasing
Windsor that procedural obstacles in Hollingsworth
v. Perry, 133 S. Ct. 2652 (2013), prevented it from
considering the validity of state marriage laws.
Saying that the Court declined in Hollingsworth to
overrule Baker openly but decided in Windsor to
overrule it by stealth makes an unflattering and
unfair estimate of the Justices’ candor.
Even if Windsor did not overrule Baker by
name, the claimants point out, lower courts still
may rely on “doctrinal developments” in_ the
aftermath of a summary disposition as a ground for
not following the decision. Hicks, 422 U.S. at 344.
And Windsor, they say, together with Lawrence v.
Texas, 539 U.S. 558 (2003), and Rumer v. Evans, 517
U.S. 620 (1996), permit us to cast Baker aside. But
this reading of “doctrinal developments” would be
a groundbreaking development of its own. From the
perspective of a lower court, summary dispositions
remain “controlling precedent, unless and until re-
examined by [the Supreme] Court.” Tully v. Griffin,
Inc., 429 U.S. 68, 74 (1976); see Hicks, 422 U.S. at
343—45. And the Court has told us to treat the two
types of decisions, whether summary dispositions
or full-merits decisions, the same, “prevent[ing]
lower courts” in both settings “from coming to
opposite conclusions on the precise issues presented
and necessarily decided by those actions.” Mandel
v. Bradley, 432 U.S. 173, 176 (1977). Lest doubt
remain, the Court has also told us not to ignore its
decisions even when they are in tension with a new
line of cases. “If a precedent of this Court has direct
application in a case, yet appears to rest on reasons
rejected in some other line of decisions, the Court of
26a
Appeals should follow the case which directly
controls, leaving to this Court the prerogative of
overruling its own decisions.” Rodriguez de Quijas v.
Shearson/Am. Express, Inc., 490 U.S. 477, 484
(1989); see Agostini v. Felton, 521 U.S. 203, 237
(1997).
Just two scenarios, then, permit us to ignore
a Supreme Court decision, whatever its form: when
the Court has overruled the decision by name (if,
say, Windsor had directly overruled Baker) or
when the Court has overruled the decision by
outcome (if, say, Hollingsworth had invalidated the
California law without mentioning Baker). Any
other approach returns us to a world in which the
lower courts may anticipatorily overrule all manner
of Supreme Court decisions based on counting-to-
five predictions, perceived trajectories in the
caselaw, or, worst of all, new appointments to the
Court. In the end, neither of the two
preconditions for ignoring Supreme Court precedent
applies here. Windsor as shown does not mention
Baker, and it clarifies that its “opinion and holding”
do not govern the States’ authority to define
marriage. Hollingsworth was dismissed. And
neither Lawrence nor Romer mentions Baker, and
neither is inconsistent with its outcome. The one
invalidates a State’s criminal antisodomy law and
explains that the case “does not involve . . . formal
recognition” of same-sex relationships. Lawrence,
539 U.S. at 578. The other invalidates a
“[s]}weeping” and “unprecedented” state law that
prohibited local communities from passing laws
that protect citizens from discrimination based on
sexual orientation. Romer, 517 U.S. at 627, 633, 635—
36.
27a
That brings us to another one-line order.
On October 6, 2014, the Supreme Court “denied”
the “petitions for writs of certiorari” in 1,575
cases, seven of which arose from challenges to
decisions of the Fourth, Seventh, and Tenth
Circuits that recognized a constitutional right to
same-sex marriage. But this kind of action (or
inaction) “imports no expression of opinion upon the
merits of the case, as the bar has been told many
times.” United States v. Carver, 260 U.S. 482, 490
(1923). “The ‘variety of considerations [that]
underlie denials of the writ’ counsels against
according denials of certiorari any precedential
value.” Teague v. Lane, 489 U.S. 288, 296 (1989)
(internal citation omitted). Just as the Court’s three
decisions to stay those same court of appeals
decisions over the past year, all without a registered
dissent, did not end the debate on this issue, so too
the Court’s decision to deny certiorari in all of these
appeals, all without a registered dissent, does not
end the debate either. A decision not to decide is a
decision not to decide.
But don’t these denials of certiorari signal
that, from the Court’s perspective, the right to same-
sex marriage is inevitable? Maybe; maybe not. Even
if we grant the premise and assume that same-sex
marriage will be recognized one day in all fifty
States, that does not tell us how— whether through
the courts or through democracy. And, if through the
courts, that does not tell us why—whether through
one theory of constitutional invalidity or another.
Four courts of appeals thus far have recognized a
constitutional right to same-sex marriage. They
agree on one thing: the result. But they reach that
outcome in many ways, often more than one way in
28a
the same decision. See Bostic v. Schaefer, 760 F.3d
352 (4th Cir. 2014) (fundamental rights); Baskin uv.
Bogan, 766 F.3d 648 (7th Cir. 2014) (rational basis,
animus); Latta v. Otter, No. 14-35420, 2014 WL
4977682 (9th Cir. Oct. 7, 2014) (animus,
fundamental rights, suspect classification); Bishop
v. Smith, 760 F.3d 1070 (0th Cir. 2014)
(fundamental rights); Kitchen v. Herbert, 755 F.3d
1193 (10th Cir. 2014) (same). The Court’s certiorari
denials tell us nothing about the democracy-versus-
litigation path to same-sex marriage, and they tell us
nothing about the validity of any of these theories. If
a federal court denies the people suffrage over an
issue long thought to be within their power, they
deserve an explanation. We, for our part, cannot find
one, as several other judges have concluded as well.
See Bostic, 760 F.3d at 385-98 (Niemeyer, J.,
dissenting); Kitchen, 755 F.3d at 1230-40 (Kelly, J.,
concurring in part and dissenting in part); Conde-
Vidal v. Garcia-Padilla, No. 14-1253-PG, 2014 WL
5361987 (D.P.R. Oct. 21, 2014); Robicheaux ov.
Caldwell, 2 F. Supp. 3d 910 (E.D. La. 2014).
There are many ways, as these lower court
decisions confirm, to look at this question:
originalism; rational basis review; animus;
fundamental rights; suspect classifications; evolving
meaning. The parties in one way or another have
invoked them all. Not one of the plaintiffs’ theories,
however, makes the case for constitutionalizing
the definition of marriage and for removing the
issue from the place it has been since the founding:
in the hands of state voters.
29a
B.
Original meaning. All Justices, past and
present, start their assessment of a case about the
meaning of a constitutional provision by looking at
how the provision was understood by the people who
ratified it. If we think of the Constitution as a
covenant between the governed and the governors,
between the people and their political leaders, it is
easy to appreciate the force of this basic norm of
constitutional interpretation—that the originally
understood meaning of the charter generally will
be the lasting meaning of the charter. When two
individuals sign a contract to sell a house, no one
thinks that, years down the road, one party to the
contract may change the terms of the deal. That is
why the parties put the agreement in writing and
signed it publicly—to prevent changed perceptions
and needs from changing the guarantees in the
agreement. So it normally goes with the
Constitution: The written charter cements’ the
limitations on government into an_ unbending
bulwark, not a vane alterable whenever alterations
occur—unless and until the _ people, like
contracting parties, choose to change the contract
through the agreed-upon mechanisms for doing so.
See U.S. Const. art. V. If American lawyers in all
manner of settings still invoke the original meaning
of Magna Carta, a Charter for England in 1215,
surely it is not too much to ask that they (and we)
take seriously the original meaning of the United
States Constitution, a Charter for this country in
1789. Any other approach, too lightly followed,
converts federal judges from interpreters of the
document into newly commissioned authors of it.
30a
Many precedents gauging individual rights
and national power, leading to all manner of
outcomes, confirm the import of original meaning
in legal debates. See, e.g., Marbury v. Madison, 5
U.S. (1 Cranch) 137, 173—80 (1803); McCulloch v.
Maryland, 17 U.S. (4 Wheat.) 316, 401~—25 (1819);
Legal Tender Cases, 79 U.S. 457, 536-38 (1870);
Myers v. United States, 272 U.S. 52, 110—39 (1926);
INS v. Chadha, 462 U.S. 919, 944—59 (1983); Plaut
vu. Spendthrift Farm, Inc., 514 U.S. 211, 218-25
(1995); Washington v. Glucksburg, 521 U.S. 702,
710—19 (1997); Crawford v. Washington, 541 U.S. 36,
42-50 (2004); Boumediene v. Bush, 553 U.S. 723,
739—46 (2008); Giles v. California, 554 U.S. 353, 358~-
61 (2008); District of Columbia v. Heller, 554 U.S.
570, 576—600 (2008).
In trying to figure out the original meaning
of a provision, it is fair to say, the line between
interpretation and evolution blurs from time to time.
That is an occupational hazard for judges when it
comes to old or generally worded provisions. Yet
that knotty problem does not confront us. Yes, the
Fourteenth Amendment is old; the people ratified it
in 1868. And yes, it is generally worded; it says:
“(Njor shall any State deprive any person of life,
liberty, or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws.” Nobody in this case,
however, argues that the people who adopted the
Fourteenth Amendment understood it to require the
States to change the definition of marriage.
Tradition reinforces the point. Only months
ago, the Supreme Court confirmed the significance
of long-accepted usage in constitutional
3la
interpretation. In one case, the Court held that the
customary practice of opening legislative meetings
with prayer alone proves the _ constitutional
permissibility of legislative prayer, quite apart from
how that practice might fare under the most up-to-
date Establishment Clause test. Town of Greece v.
Galloway, 134 S. Ct. 1811, 1818-20 (2014). In
another case, the Court interpreted the Recess
Appointments Clause based in part on long-accepted
usage. NLRB v. Noel Canning, 134 S. Ct. 2550,
2559—60 (2014). Applied here, this approach permits
today’s marriage laws to stand until the democratic
processes say they should stand no more. From the
founding of the Republic to 2003, every State
defined marriage as a relationship between a man
and a woman, meaning that the Fourteenth
Amendment permits, though it does not require,
States to define marriage in that way.
C.
Rational basis review. Doctrine leads to the
same place as history. A first requirement of any
law, whether under the Due Process or Equal
Protection Clause, is that it rationally advance a
legitimate government policy. Vance v. Bradley, 440
U.S. 93, 97 (1979). Two words (“judicial restraint,”
FCC v. Beach Commce'ns, Inc., 508 U.S. 307, 314
(1993)) and one principle (trust in the people that
“even improvident decisions will eventually be
rectified by the democratic process,” Vance, 440 U.S.
at 97) tell us all we need to know about the light
touch judges should use in reviewing laws under this
standard. So long as judges can conceive of some
“plausible” reason for the law—any plausible reason,
even one that did not motivate the legislators who
32a
enacted it—the law must stand, no matter how
unfair, unjust, or unwise the judges may consider it
as citizens. Heller v. Doe, 509 U.S. 312, 330 (1993);
Nordlinger v. Hahn, 505 U.S. 1, 11, 17-18 (1992).
A dose of humility makes us hesitant to
condemn as unconstitutionally irrational a view of
marriage shared not long ago by every society in the
world, shared by most, if not all, of our ancestors,
and shaved still today by a significant number of the
States. Hesitant, yes; but still a rational basis, some
rational basis, must exist for the definition. What is
it? Two at a minimum suffice to meet this low bar.
One starts from the premise that governments got
into the business of defining marriage, and remain in
the business of defining marriage, not to regulate
love but to regulate sex, most especially the
intended and unintended effects of male-female
intercourse. Imagine a society without marriage. It
does not take long to envision problems that might
result from an absence of rules about how to
handle the natural. effects of male-female
intercourse: children. May men and women follow
their procreative urges wherever they take them?
Who is responsible for the children that result? How
many mates may an individual have? How does one
decide which set of mates is responsible for which
set of children? That we rarely think about these
questions nowadays shows only how far we have
come and how relatively stable our society is, not
that States have no explanation for creating such
rules in the first place.
Once one accepts a need to establish such
ground rules, and most especially a need to create
stable family units for the planned and unplanned
33a
creation of children, one can well appreciate why
the citizenry would think that a reasonable first
concern of any society is the need to regulate male-
female relationships and the unique procreative
possibilities of them. One way to pursue this
objective is to encourage couples to enter lasting
relationships through subsidies and other benefits
and to discourage them from ending such
relationships through these and other means. People
may not need the government’s encouragement to
have sex. And they may not need the government’s
encouragement to propagate the species. But they
may well need the government’s encouragement to
create and maintain stable relationships within
which children may flourish. It is not society’s laws
or for that matter any one religion’s laws, but
nature’s laws (that men and women complement
each other biologically), that created the policy
imperative. And governments typically are not
second-guessed under’ the Constitution § for
prioritizing how they tackle such issues. Dandridge
v. Williams, 397 U.S. 471, 486—87 (1970).
No doubt, that is not the only way people view
marriage today. Over time, marriage has come to
serve another value—to solemnize_ relationships
characterized by love, affection, and commitment.
Gay couples, no less than straight couples, are
capable of sharing such relationships. And gay
couples, no less than straight couples, are capable of
raising children and providing stable families for
them. The quality of such relationships, and the
capacity to raise children within them, turns not on
sexual orientation but on individual choices and
individual commitment. All of this supports the
policy argument made by many that marriage laws
34a
should be extended to gay couples, just as
nineteen States have done through their own
sovereign powers. Yet it does not show that the
States, circa 2014, suddenly must look at this policy
issue in just one way on pain of violating the
Constitution.
The signature feature of rational basis review
is that governments will not be placed in the dock
for doing too much or for doing too little in
addressing a policy question. Jd. In a modern
sense, crystallized at some point in the last ten
years, many people now critique state marriage
laws for doing too little—for being underinclusive by
failing to extend the definition of marriage to gay
couples. Fair enough. But rational basis review
does not permit courts to invalidate laws every time
a new and allegedly better way of addressing a policy
emerges, even a better way supported by evidence
and, in the Michigan case, by judicial factfinding. If
legislative choices may rest on “rational speculation
unsupported by evidence or empirical data,” Beach
Commce'ns, 508 U.S. at 315, it is hard to see the
point of premising a ruling of unconstitutionality on
factual findings made by one unelected federal judge
that favor a different policy. Rational basis review
does not empower federal courts to “subject”
legislative line- drawing to “courtroom” factfinding
designed to show that legislatures have done too
much or too little. Jd.
What we are left with is this: By creating a
status (marriage) and by subsidizing it (e.g., with
tax-filing privileges and deductions), the States
created an incentive for two people who procreate
together to stay together for purposes of rearing
35a
offspring. That does not convict the States of
irrationality, only of awareness of the biological
reality that couples of the same sex do not have
children in the same way as couples of opposite sexes
and that couples of the same sex do not run the risk
of unintended offspring. That explanation, still
relevant today, suffices to allow the States to retain
authority over an issue they have regulated from the
beginning.
To take another rational explanation for the
decision of many States not to expand the definition
of marriage, a State might wish to wait and see
before changing a norm that our society (like all
others) has accepted for centuries. That is not
preserving tradition for its own sake. No one here
claims that the States’ original definition of
marriage was unconstitutional when enacted. The
plaintiffs’ claim is that the States have acted
irrationally in standing by the traditional definition
in the face of changing social mores. Yet one of
the key insights of federalism is that it permits
laboratories of experimentation—accent on the
plural—allowing one State to innovate one way,
another State another, and a third State to assess
the trial and error over time. As a matter of state
law, the possibility of gay marriage became real in
2003 with the Massachusetts Supreme Judicial
Court’s decision in Goodridge. Eleven years later,
the clock has not run on assessing the benefits
and burdens of expanding the _ definition of
marriage. Eleven years indeed is not even the right
timeline. The fair question is whether in 2004, one
year after Goodridge, Michigan voters could stand by
the traditional definition of marriage. How can we
say that the voters acted irrationally for sticking
36a
with the seen benefits of thousands of years of
adherence to the traditional definition of marriage in
the face of one year of experience with a new
definition of marriage? A State still assessing how
this has worked, whether in 2004 or 2014, is not
showing irrationality, just a sense of stability and an
interest in seeing how the new definition has worked
elsewhere. Even today, the only thing anyone
knows for sure about the long-term impact of
redefining marriage is that they do not know. A
Burkean sense of caution does not violate the
Fourteenth Amendment, least of all when measured
by a timeline less than a dozen years long and when
assessed by a system of government designed to
foster step-by-step, not sudden winner-take-all,
innovations to policy problems.
In accepting these justifications for the four
States’ marriage laws, we do not deny the foolish,
sometimes offensive, inconsistencies that have
haunted marital legislation from time to time.
States will hand some people a marriage license no
matter how often they have divorced or remarried,
apparently on the theory that practice makes
perfect. States will not even prevent an individual
from remarrying the same person three or four
times, where practice no longer seems to be the
issue. With love and commitment nowhere to be
seen, States will grant a marriage license to two
friends who wish to share in the tax and other
material benefits of marriage, at least until the
State’s no-fault divorce laws allow them to exit the
partnership freely. And States allow couples to
continue procreating no matter how little stability,
safety, and love they provide the children they
already have. Nor has _ unjustified sanctimony
37a
stayed off the stage when it comes to marital
legislation—with monogamists who “do not monog”
criticizing alleged polygamists who “do not polyg.”
See Paul B. Beers, Pennsylvania Politics Today and
Yesterday 51 (1980).
How, the claimants ask, could anyone
possibly be unworthy of this civil institution?
Aren’t gay and straight couples both capable of
honoring this civil institution in some cases and of
messing it up in others? All of this, however, proves
much too much. History is replete with examples of
love, sex, and marriage tainted by hypocrisy.
Without it, half of the world’s literature, and three-
quarters of its woe, would disappear. Throughout, we
have never leveraged these inconsistencies about
deeply personal, sometimes existential, views of
marriage into a ground for constitutionalizing the
field. Instead, we have allowed state democratic
forces to fix the problems as they emerge and as
evolving community mores show they should be
fixed. Even if we think about today’s issue and
today’s alleged inconsistencies solely from the
perspective of the claimants in this case, it is
difficult to call that formula, already coming to
terms with a new view of marriage, a failure.
Any other approach would create line-
drawing problems of its own. Consider how
plaintiffs’ love-and-commitment' definition of
marriage would fare under their own rational basis
test. Their definition does too much because it fails to
account for the reality that no State in the country
requires couples, whether gay or straight, to be in
love. Their definition does too little because it fails
to account for plural marriages, where there is no
38a
reason to think that three or four adults, whether
gay, bisexual, or straight, lack the capacity to
share love, affection, and commitment, or for that
matter lack the capacity to be capable (and more
plentiful) parents to boot. If it is constitutionally
irrational to stand by the man-woman definition of
marriage, it must be constitutionally irrational to
stand by the monogamous definition of marriage.
Plaintiffs have no answer to the point. What they
might say they cannot: They might say that
tradition or community mores provide a rational
basis for States to stand by the monogamy
definition of marriage, but they cannot say that
because that is exactly what they claim is
illegitimate about the States’ male-female definition
of marriage. The predicament does not end there. No
State is free of marriage policies that go too far in
some directions and not far enough in others, making
all of them vulnerable—if the claimants’ theory of
rational basis review prevails.
Several cases illustrate just how seriously the
federal courts must take the line-drawing deference
owed the democratic process under rational basis
review. Massachusetts Board of Retirement v.
Murgia, 427 U.S. 307 (1976), holds that a State
may require law enforcement officers to retire
without exception at age fifty, in order to assure the
physical fitness of its police force. If a rough
correlation between age and strength suffices to
uphold exception-free retirement ages (even though
some fifty-year-olds swim/bike/run triathlons), why
doesn’t a correlation between male-female
intercourse and procreation suffice to uphold
traditional marriage laws (even though some
straight couples don’t have kids and many gay
39a
couples do)? Armour v. City of Indianapolis, 132 5S.
Ct. 2073 (2012), says that if a city cancels a tax,
the bureaucratic hassle of issuing refunds entitles it
to keep money already collected from citizens who
paid early. If administrative convenience amounts to
an adequate public purpose, why not a rough sense
of social stability? More deferential still, Kotch uv.
Board of River Port Pilot Commissioners, 330 U.S.
552 (1947), concludes that a State’s interest in
maintaining close ties among those who steer ships
in its ports justifies denying pilotage licenses to
anyone who isnt a friend or relative of an
incumbent pilot. Can we honestly say that
traditional marriage laws involve more irrationality
than nepotism?
The debate over marriage of course has
another side, and we cannot deny the costs to the
plaintiffs of allowing the States to work through
this profound policy debate. The traditional
definition of marriage denies gay couples the
opportunity to publicly solemnize, to say nothing of
subsidize, their relationships under state law. In
addition to depriving them of this status, it deprives
them of benefits that range from the profound (the
right to visit someone in a hospital as a spouse or
parent) to the mundane (the right to file joint tax
returns). These harms affect not only gay couples
but also their children. Do the benefits of standing by
the traditional definition of marriage make up for
these costs? The question demands an answer—
but from elected legislators, not life-tenured judges.
Our task under the Supreme Court’s precedents is to
decide whether the law has some conceivable basis,
not to gauge how that rationale stacks up against
the arguments on the other side. Respect for
40a
democratic control over this traditional area of state
expertise ensures that “a statewide deliberative
process that enable[s] its citizens to discuss and
weigh arguments for and against same-sex
marriage” can have free and reasonable rein.
Windsor, 133 S. Ct. at 2689.
D.
Animus. Given the broad deference owed the
States under the democracy-reinforcing norms of
rational basis review, the cases in which the Supreme
Court has struck down a state law on that basis are
few. When the Court has taken this step, it usually
has been due to the novelty of the law and the
targeting of a single group for disfavored treatment
under it. In one case, a city enacted a new zoning
code with the none-too-subtle purpose of closing
down a home for the intellectually disabled in a
neighborhood that apparently wanted nothing to do
with them. The reality that the code applied only
to homes for the intellectually disabled—and not
to other dwellings such as fraternity houses—led the
Court to invalidate the regulation on the ground that
the city had based it upon “an irrational
prejudice against the mentally retarded.” City of
Cleburne v. Cleburne Living Ctr., 473 U.S. 432,
450 (1985). In another case, a statewide initiative
denied gays, and gays alone, access to the
protection of the State’s existing antidiscrimination
laws. The novelty of the law, coupled with the
distance between the reach of the law and any
legitimate interest it might serve, showed that the
law was “born of animosity toward” gays and
suggested a design to make gays “unequal to
everyone else.” Romer, 517 U.S. at 634—35.
4la
None of the statewide initiatives at issue
here fits this pattern. The four initiatives, enacted
between 2004 and 2006, codified a long-existing,
widely held social norm already reflected in state
law. “[Mlarriage between a man and a woman,” as
the Court reminded us just last year, “had been
thought of by most people as essential to the very
definition of that term and to its role and function
throughout the history of civilization.” Windsor, 133
S. Ct. at 2689.
Neither was the decision to place the
definition of marriage in a State’s constitution
unusual, nor did it otherwise convey the kind of
malice or unthinking prejudice the Constitution
prohibits. Nineteen States did the same thing
during that period. Human Rights Campaign
Found., Equality from State to State 2006, at
13—14 (2006), available at http://s3.amazonaws.com/
hrc-assets//files/assets/resources/StateToState2007.
pdf. And if there was one concern animating the
initiatives, it was the fear that the courts would seize
control over an issue that people of good faith care
deeply about. If that is animus, the term has no
useful meaning.
Who in retrospect can blame the voters for
having this fear? By then, several state courts had
altered their States’ traditional definitions of
marriage under the States’ constitutions. Since then,
more have done the same. Just as state judges
have the authority to construe a state constitution
as they see fit, so do the people have the right to
overrule such decisions or preempt them as they see
fit. Nor is there anything static about this process.
In some States, the people have since re-amended
42a
their constitutions to broaden the category of those
eligible to marry. In other States, the people seemed
primed to do the same but for now have opted to
take a wait- and-see approach of their own as
federal litigation proceeds. See, e.g., Wesley Lowery,
Same- Sex Marriage Is Gaining Momentum,
but Some Advocates Don't Want It on the Ballot
in Ohio, Wash. Post (June 14, 2014),
http://www.washingtonpost.com/politics/same-sex-
marriage-is-gaining-momentum-but-ohio-advocates-
dont-want-it-on-the-ballot/2014/06/14/a090452a-
e77e-11le3-afc6-aldd9407abcf_story.html (explaining
that Ohio same-sex marriage advocates opted not
to place the question on the 2014 state ballot
despite collecting nearly twice the number of
required signatures). What the Court recently said
about another statewide initiative that people care
passionately about applies with equal vigor here:
“Deliberative debate on sensitive issues such as
racial preferences all too often may shade into
rancor. But that does not justify removing certain
court-determined issues from the voters’ reach.
Democracy does not presume that some subjects are
either too divisive or too profound for public debate.”
Schuette v. Coal. to Defend Affirmative Action, 134
S. Ct. 1623, 1638 (2014). “It is demeaning to the
democratic process to presume that the voters are
not capable of deciding an issue of this sensitivity
on decent and rational grounds.” /d. at 1637.
What of the possibility that other motivations
affected the amendment process in the four States?
If assessing the motives of multimember legislatures
is difficult, assessing the motives of all voters in a
statewide initiative strains judicial competence.
The number of people who supported each
43a
initiative—Michigan (2.7 million), Kentucky (1.2
million), Ohio (3.3 million), and Tennessee (1.4
million}—was large and surely diverse. In addition
to the proper role of the courts in a democracy, many
other factors presumably influenced the voters who
supported and opposed these amendments: that
some politicians favored the amendment and others
opposed it; that some faith groups favored the
amendment and others opposed it; that some
thought the amendment would strengthen families
and others thought it would weaken them or were
not sure; that some thought the amendment would
be good for children and others thought it would not
be or were not sure; and that some thought the
amendment would preserve a_ long-established
definition of marriage and others thought it was
time to accommodate gay couples. Even a rough
sense of morality likely affected voters, with some
thinking it immoral to exclude gay couples and
others thinking the opposite. For most people,
whether for or against the amendment, the truth of
why they did what they did is assuredly complicated,
making it impossible to pin down any one
consideration, as opposed to a rough aggregation of
factors, as motivating them. How in this setting
can we indict the 2.7 million Michigan voters who
supported the amendment in 2004, less than one
year after the first state supreme court recognized a
constitutional right to gay marriage, for favoring
the amendment for prejudicial reasons and for
prejudicial reasons alone? Any such conclusion
cannot be squared with the benefit of the doubt
customarily given voters and legislatures under
rational basis review. Even the _ gay-rights
community, remember, was not of one mind about
44a
taking on the benefits and burdens of marriage
until the early 1990s. See George Chauncey, Why
Marriage? The History Shaping Today’s Debate over
Gay Equality 58, 88 (2004); Michael J. Klarman,
From the Closet to the Altar: Courts, Backlash, and
the Struggle for Same-Sex Marriage 48-52 (2013). A
decade later, a State’s voters should not be taken to
task for failing to be of one mind about the issue
themselves.
Some equanimity is in order in assessing the
motives of voters who invoked a constitutionally
respected vehicle for change and for resistance to
change: direct democracy. See Pac. States Tel. & Tel.
Co. v. Oregon, 223 U.S. 118, 151 (1912). Just as gay
individuals are no longer abstractions, neither
should we treat States as abstractions. Behind
these initiatives were real people who teach our
children, create our jobs, and defend our shores.
Some of these people supported the initiative in
2004; some did not. It is no less unfair to paint the
proponents of the measures as a monolithic group
of hate-mongers than it is to paint the opponents
as a monolithic group trying to undo American
families. “Tolerance,” like respect and dignity, is
best traveled on a “two-way street.” Ward v. Polite,
667 F.3d 727, 735 (6th Cir. 2012). If there is a
dominant theme to the Court’s cases in this area, it
is to end otherness, not to create new others.
All of this explains why the Court’s decisions
in City of Cleburne and Romer do not turn on
reading the minds of city voters in one case or of
statewide initiative supporters in the other. They
turn on asking whether anything but prejudice to
the affected class could explain the law. See City of
45a
Cleburne, 473 U.S. at 450; Romer, 517 U.S. at 635.
No such explanations existed in those cases. Plenty
exist here, as shown above and as recognized by
many others. See Lawrence, 539 U.S. at 585
(O’Connor, J., concurring in the judgment)
(“Unlike the moral disapproval of same-sex
relations[,] . . . other reasons exist to promote the
institution of marriage beyond mere _ moral
disapproval of an excluded group.”); Bishop, 760 F.3d
at 1104—09 (Holmes, J., concurring) (same); Citizens
for Equal Prot. v. Bruning, 455 F.3d 859, 868 (8th
Cir. 2006) (enactment not “inexplicable by anything
but animus’ towards same-sex couples”); Conaway v.
Deane, 932 A.2d 571, 635 (Md. 2007) (no reason to
“infer antipathy”); Hernandez v. Robles, 855 N.E.2d
1, 8 (N.Y. 2006) (those who favor the traditional
definition are not “irrational, ignorant or bigoted”);
Andersen v. King Cnty., 138 P.3d 963, 981 (Wash.
2006) (en banc) (“the only reason” for the law was not
“anti-gay sentiment’).
One other point. Even if we agreed with the
claimants that the nature of these _ state
constitutional amendments, and the _ debates
surrounding them, required their invalidation on
animus grounds, that would not give them what
they request in their complaints: the right to same-
sex marriage. All that the invalidation of the
amendments would do is return state law to where it
had always been, a status quo that in all four States
included state statutory and common law definitions
of marriage applicable to one man and one
woman—definitions that mo one claims’ were
motivated by ill will. The elimination of the state
constitutional provisions, it is true, would allow
individuals to challenge the four States’ other
46a
marital laws on state constitutional grounds. No one
filed such a challenge here, however.
E.
Fundamental right to marry. Under the Due
Process Clause, courts apply more muscular review—
“strict,” “rigorous,” usually unforgiving, scrutiny—to
laws that impair “fundamental” rights. In
considering the claimants’ arguments that they have
a fundamental right to marry each other, we must
keep in mind that something can be fundamentally
important without being a fundamental right under
the Constitution. Otherwise, state regulations of
many deeply important subjects—from education to
healthcare to living conditions to decisions about
when to die— would be subject to unforgiving
review. They are not. See San Antonio Indep. Sch.
Dist. v. Rodriguez, 411 U.S. 1, 35 (1973) (public
education); Maher v. Roe, 432 U.S. 464, 469 (1977)
(healthcare); Lindsey v. Normet, 405 U.S. 56, 73—74
(1972) (housing); Glucksberg, 521 U.S. at 728 (right
to die). Instead, the question is whether our nation
has treated the right as fundamental and therefore
worthy of protection under substantive due process.
More precisely, the test is whether the right is
“deeply rooted in this Nation’s history and tradition”
and “implicit in the concept of ordered liberty,” such
that “neither liberty nor justice would exist if they
were sacrificed.” Glucksberg, 521 U.S. at 721
(internal citations omitted). That requirement often
is met by placing the right in the Constitution, most
obviously in (most of) the guarantees in the Bill of
Rights. See id. at 720. But the mght to marry in
general, and the right to gay marriage in particular,
nowhere appear in the Constitution. That route for
47a
recognizing a fundamental right to same-sex
marriage does not exist.
That leaves the other option—that, even
though a proposed right to same-sex marriage does
not appear in the Constitution, it turns on bedrock
assumptions about liberty. This too does not work.
The first state high court to redefine marriage to
include gay couples did not do so until 2003 in
Goodridge.
Matters do not change because Loving uv.
Virginia, 388 U.S. 1 (1967), held that “marriage”
amounts to a fundamental right. When the Court
decided Loving, “marriage between a man and a
woman no doubt [was] thought of .. . as essential
to the very definition of that term.” Windsor, 133
S. Ct. at 2689. In referring to “marriage” rather
than “opposite-sex marriage,” Loving confirmed
only that “opposite-sex marnage” would have been
considered redundant, not that marriage included
same-sex couples. Loving did not change the
definition. That is why the Court said marriage is
“fundamental to our very existence and survival,”
388 U.S. at 12, a reference to the procreative
definition of marriage. Had a_ gay African-
American male and a gay Caucasian male been
denied a marriage license in Virginia in 1968, would
the Supreme Court have held that Virginia had
violated the Fourteenth Amendment? No one to our
knowledge thinks so, and no Justice to our
knowledge has ever said so. The denial of the license
would have turned not on the races of the
applicants but on a request to change the definition
of marriage. Had Loving meant something more
when it pronounced marriage a fundamental right,
48a
how could the Court hold in Baker five years later
that gay marriage does not even raise a substantial
federal question? Loving addressed, and rightly
corrected, an unconstitutional eligibility requirement
for marriage; it did not create a new definition of
marriage.
A similar problem confronts the claimants’
reliance on other decisions treating marriage as a
fundamental right, whether in the context of a
statute denying marriage licenses to fathers who
could not pay child support, Zablocki v. Redhail, 434
U.S. 374, 383 (1978), or a regulation restricting
prisoners’ ability to obtain marriage licenses,
Turner v. Safley, 482 U.S. 78, 94-95 (1987). It
strains credulity to believe that a year after each
decision a gay indigent father could have required
the State to grant him a marriage license for his
partnership or that a gay prisoner could have
required the State to permit him to marry a gay
partner. When Loving and its progeny used the
word marriage, they did not redefine the term but
accepted its traditional meaning.
No doubt, many people, many States. even
some dictionaries, now define marriage in a way
that is untethered to biology. But that does not
transform the fundamental-rights decision of Loving
under the old definition into a constitutional right
under the new definition. The question is whether
the old reasoning applies to the new setting, not
whether we can shoehorn new meanings into old
words. Else, evolving-norm lexicographers would
have a greater say over the meaning of the
Constitution than judges.
49a
The upshot of fundamental-rights status, keep
in mind, is strict-scrutiny status, subjecting al] state
eligibility rules for marriage to rigorous, usually
unforgiving, review. That makes little sense with
respect to the trials and errors societies historically
have undertaken (and presumably will continue to
undertake) in determining who may enter and leave
a marriage. Start with the duration of a marriage.
For some, marriage is a commitment for life and
beyond. For others, it is a commitment for life. For
still others, it is neither. In 1969, California enacted
the first pure no-fault divorce statute. See Family
Law Act of 1969, 1969 Cal. Stat. 3312. A
dramatic expansion of similar laws followed. See
Lynn D. Wardle, No-Fault Divorce and the Divorce
Conundrum, 1991 BYU L. Rev. 79, 90. The Court
has never subjected these policy fits and starts
about who may leave a marriage to strict scrutiny.
Consider also the number of people eligible to
marry. As late as the eighteenth century, “[t]he
predominance of monogamy was by no means a
foregone conclusion,” and “[ml]ost of the peoples and
cultures around the globe” had adopted a different
system. Nancy F. Cott, Public Vows: A History of
Marriage and the Nation 9 (2000). Over time,
American officials wove monogamy into marriage’s
fabric. Beginning in the nineteenth century, the
federal government “encouraged or forced” Native
Americans to adopt the policy, and in 1878 the
Supreme Court upheld a federal antibigamy law. Jd.
at 26; see Reynolds v. United States, 98 U.S. 145
(1878). The Court has never taken this topic under
its wing. And if it did, how would the constitutional,
as opposed to policy, arguments in favor of same-sex
marriage not apply to plural marriages?
50a
Consider finally the nature of the individuals
eligible to marry. The age of consent has not
remained constant, for example. Under Roman law,
men could marry at fourteen, women at twelve. The
American colonies imported that rule from England
and kept it until the mid-1800s, when the people
began advocating for a higher minimum age. Today,
all but two States set the number at eighteen. See
Vivian E. Hamilton, The Age of Marital Capacity:
Reconsidering Civil Recognition of Adolescent
Marriage, 92 B.U. L. Rev. 1817, 1824-32 (2012). The
same goes for the social acceptability of marriage
between cousins, a union deemed “desirable in many
parts of the world”; indeed, around “10 percent of
marriages worldwide are between people who are
second cousins or closer.” Sarah Kershaw, Living
Together: Shaking Off the Shame, N.Y. Times
(Nov. 25, 2009), http://www.nytimes.com/2009/1 1/26/
garden/26cousins.html. Even in the United States,
cousin marriage was not prohibited until the
mid-nineteenth century, when Kansas—followed by
seven other States—enacted the first ban. See Diane
B. Paul & Hamish G. Spencer, “/t’s Ok, We're Not
Cousins by Blood”: The Cousin Marriage
Controversy in Historical Perspective, 6 PLoS Biology
2627, 2627 (2008). The States, however, remain
split: half of them still permit the practice. Ghassemi
v. Ghassemi, 998 So. 2d 731, 749 (La. Ct. App. 2008).
Strict scrutiny? Neither Loving nor any other
Supreme Court decision says so.
F.
Discrete and insular class without political
power. A separate line of cases, this one under the
Equal Protection Clause, calls for heightened review
5la
of laws that target groups whom legislators have
singled out for unequal treatment in the past. This
argument faces an _ initial impediment. Our
precedents say that rational basis review applies to
sexual-orientation classifications. See Davis v.
Prison Health Servs., 679 F.3d 433, 438 (6th Cir.
2012); Scarbrough v. Morgan Cnty. Bd. of Educ., 470
F.3d 250, 260-61 (6th Cir. 2006); Stemler v. City of
Florence, 126 F.3d 856, 873—74 (6th Cir. 1997).
There is another impediment. The Supreme
Court has never held that legislative classifications
based on sexual orientation receive heightened
review and indeed has not recognized a new suspect
class in more than four decades. There are ample
reasons for staying the course. Courts consider four
rough factors in deciding whether to treat a
legislative classification as suspect and
presumptively unconstitutional: whether the group
has been historically victimized by governmental
discrimination; whether it has aé_ defining
characteristic that legitimately bears on _ the
classification; whether it exhibits unchanging
characteristics that define it as a discrete group; and
whether it is politically powerless. See Rodriguez,
411 U.S. at 28.
We cannot deny the lamentable reality that
gay individuals have experienced prejudice in this
country, sometimes at the hands of public
officials, sometimes at the hands of fellow citizens.
Stonewall, Anita Bryant’s uninvited answer to the
question “Who are we to judge?’, unequal
enforcement of antisodomy laws between gay and
straight partners, Matthew Shepard, and the
language of insult directed at gays and others make
52a
it hard for anyone to deny the point. But we also
cannot deny that the institution of marriage arose
independently of this record of discrimination. The
traditional definition of marriage goes back
thousands of years and spans almost every society
in history. By contrast, “American laws targeting
same-sex couples did not develop until the last third
of the 20th century.” Lawrence, 539 U.S. at 570.
This order of events prevents us from inferring from
history that prejudice against gays led to the
traditional definition of marriage in the same way
that we can infer from history that prejudice
against African Americans led to laws against
miscegenation. The usual leap from history of
discrimination to intensification of judicial review
does not work.
Windsor says nothing to the contrary. In
arguing otherwise, plaintiffs mistake Windsor’s
avoidance of one federalism question for avoidance
of federalism altogether. Here is the key passage:
Despite these considerations, it is
unnecessary to decide whether this
federal intrusion on state power is a
violation of the Constitution because it
disrupts the federal balance. The
State’s power in defining the marital
relation is of central relevance in this
case quite apart from principles of
federalism. Here the State’s decision to
give this class of persons the right to
marry conferred upon them a dignity
and status of immense import. When
the State used its historic and
essential authority to define the marital
53a
relation in this way, its role and its
power in making the decision enhanced
the recognition, dignity, and protection
of the class in their own community.
DOMA, because of its reach and extent,
departs from this history and tradition
of reliance on state law to define
marriage. “[D]iscriminations of an
unusual character especially suggest
careful consideration to determine
whether they are obnoxious to the
constitutional provision.”
Windsor, 133 S. Ct. at 2692 (quoting Romer, 517
U.S. at 633). Plaintiffs read these words (and others
that follow) as an endorsement of heightened review
in today’s case, pointing to the first two sentences as
proof that individual dignity, not federalism,
animates Windsor’s holding.
Yet federalism permeates both parts of this
passage and both parts of the opinion. Windsor
begins by expressing doubts about whether Congress
has the delegated power to enact a statute like
DOMA at all. But instead of resolving the case on
the far-reaching enumerated- power ground, it
resolves the case on the narrower Romer ground—
that anomalous exercises of power targeting a single
group raise suspicion that bigotry rather than
legitimate policy is afoot. Why was DOMA
anomalous? Only federalism can supply the answer.
The national statute trespassed upon New York’s
time-respected authority to define the marital
relation, including by “enhanc[ing] the recognition,
dignity, and protection” of gay and lesbian couples.
Id. Today’s case involves no such “divest[ing]”/
54a
“depriv[ing]"/“undermin[ing]” of a marriage status
granted through a State’s authority over domestic
relations within its borders and thus provides no
basis for inferring that the purpose of the state
law was to “impose a disadvantage’/“a separate
status’/“a stigma” on gay couples. ld. at 2692—95.
When the Framers “split the atom of sovereignty.”
U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779,
838 (Kennedy, J., concurring), they did so to enhance
liberty, not to allow the National Government to
divest liberty protections granted by the States in the
exercise of their historic and in this instance nearly
exclusive power. What we have here is something
entirely different. It is the States doing exactly what
every State has been doing for hundreds of years:
defining marriage as they see it. The only thing that
has changed is the willingness of many States over
the last eleven years to expand the definition of
marriage to encompass gay couples.
Any other reading of Windsor would require us
to subtract key passages from the opinion and add
an inverted holding. The Court noted that New
York “without doubt” had the power under its
traditional authority over marriage to extend the
definition of marriage to include gay couples and
that Congress had no power to enact “unusual”
legislation that interfered with the States’ long-held
authority to define marriage. Windsor, 133 S. Ct.
at 2692-93. A decision premised on heightened
scrutiny under the Fourteenth Amendment that
redefined marriage nationally to include same-sex
couples not only would divest the States of their
traditional authority over this issue, but it also
would authorize Congress to do something no one
would have thought possible a few years ago—to
55a
use its Section 5 enforcement powers to add new
definitions and extensions of marriage rights in the
years ahead. That would leave the States with
little authority to resolve ever-changing debates
about how to define marriage (and the benefits and
burdens that come with it) outside the beck and
call of Congress and the Court. How odd that one
branch of the National Government (Congress)
would be reprimanded for entering the fray in 2013
and two branches of the same Government (the
Court and Congress) would take control of the issue
a short time later.
Nor, as the most modest powers of observation
attest, is this a _ setting in which “political
powerlessness” requires “extraordinary protection
from the majoritarian political process.” Rodriguez,
411 U.S. at 28. This is not a setting in which
dysfunction mars the political process. See Reynolds
v. Sims, 377 U.S. 533 (1964); Baker v. Carr,
369 U.S. 186 (1962). It is not a setting in which
the recalcitrance of Jim Crow demands judicial,
rather than we-can’t-wait-forever legislative,
answers. See Brown v. Bd. of Educ., 347 U.S. 483
(1954). It is not a setting in which time shows that
even a potentially powerful group cannot make
headway on issues of equality. See Frontiero v.
Richardson, 411 U.S. 677 (1973). It is not a setting
where a national crisis—the Depression—seemingly
demanded constitutional innovation. See W. Coast
Hotel Co. v. Parrish, 300 U.S. 379 (1937). And it
is not a setting, most pertinently, in which the
local, state, and federal governments historically
disenfranchised the suspect class, as they did with
African Americans and women. See United States v.
Carolene Prods. Co., 304 U.S. 144, 152 n.4 (1938).
56a
Instead, from the claimants’ perspective, we
have an eleven-year record marked by nearly as
many successes as defeats and a widely held
assumption that the future holds more promise than
the past—if the federal courts will allow that future
to take hold. Throughout that time, other advances
for the claimants’ cause are manifest. Nationally,
“Don’t Ask, Don’t Tell” is gone. Locally, the
Cincinnati charter amendment that prevented gay
individuals from obtaining certain preferences from
the city, upheld by our court in 1997, Equality
Found. of Greater Cincinnati, Inc. v. City of
Cincinnati, 128 F.3d 289 (6th Cir. 1997), is no more.
The Fourteenth Amendment does not insulate
influential, indeed eminently successful, interest
groups from a defining attribute of all democratic
initiatives—some succeed, some fail—particularly
when succeeding more and failing less are in the
offing.
Why, it is worth asking, the sudden change in
public opinion? If there is one thing that seems to
challenge hearts and minds, even souls, on this
issue, it is the transition from the abstract to the
concrete. If twenty-five percent of the population
knew someone who was openly gay in 1985, and
seventy-five percent knew the same in _ 2000,
Klarman, supra, at 197, it is fair to wonder how few
individuals still have not been forced to think about
the matter through the lens of a gay friend or family
member. That would be a discrete and insular
minority.
The States’ undoubted power over marriage
provides an independent basis for reviewing the laws
before us with deference rather than _ with
57a
skepticism. An analogy shows why. When a state law
targets noncitizens—a group marked by its lack of
political power and its history of enduring
discrimination—it must in general meet the most
demanding of constitutional tests in order to survive
a skirmish with a court. But when a federal law
targets noncitizens, a mere rational basis will save
it from invalidation. This disparity arises because
of the Nation’s authority (and the _ States’
corresponding lack of authority) over international
affairs. Mathews v. Diaz, 426 U.S. 67, 84-85 (1976).
If iederal preeminence in foreign relations requires
lenient review of federal immigration classifications,
why doesn’t state preeminence in domestic relations
call for equally lenient review of state marriage
definitions?
G.
Evolving meaning. If all else fails, the
plaintiffs invite us to consider that “fa] core
strength of the American legal system ... is its
capacity to evolve” in response to new ways of
thinking about old policies. DeBoer Appellees’ Br.
at 57-58. But even if we accept this invitation and
put aside the past—original meaning, tradition, time-
respected doctrine—that does not take the plaintiffs
where they wish to go. We could, to be sure, look at
this case alongside evolving moral and _ policy
considerations. The Supreme Court has done so
before. Lawrence, 539 U.S. at 573. It may do so
again. “A prime part of the history of our
Constitution . .. is the story of the extension of
constitutional rights . . . to people once ignored or
excluded.” United States v. Virginia, 518 U.S. 515,
557 (1996). Why not do so here?
58a
Even on this theory, the marriage laws do
not violate the Constitution. A _ principled
jurisprudence of constitutional evolution turns on
evolution in society’s values, not evolution in judges’
values. Freed of federal-court intervention, thirty-
one States would continue to define marriage the
old-fashioned way. Lawrence, by contrast, dealt
with a situation in which just thirteen States
continued to prohibit sodomy, and even then most of
those laws had fallen into desuetude, rarely being
enforced at all. On this record, what right do we
have to say that societal values, as opposed to
judicial values, have evolved toward agreement in
favor of same-sex marriage?
The theory of the living constitution rests on
the premise that every generation has the right to
govern itself. If that premise prevents judges from
insisting on principles that society has moved past,
so too should it prevent judges from anticipating
principles that society has yet to embrace. It follows
that States must enjoy some latitude in matters of
timing, for reasonable people can disagree about just
when public norms have evolved enough to require a
democratic response. Today’s case captures the
point. Not long ago American society took for
granted the rough correlation between marriage
and creation of new life, a vision under which
limiting marriage to opposite-sex couples seemed
natural. Not long from now, if current trends
continue, American society may define marriage in
terms of affirming mutual love, a vision under which
the failure to add loving gay couples seems unfair.
Today’s society has begun to move past the first
picture of marriage, but it has not yet developed a
consensus on the second.
59a
If, before a new consensus has emerged on a
social issue, federal judges may decide when the
time is ripe to recognize a new constitutional right,
surely the people should receive some deference in
deciding when the time is ripe to move from one
picture of marriage to another. So far, not a single
United States Supreme Court Justice in American
history has written an opinion maintaining that the
traditional definition of marriage violates. the
Fourteenth Amendment. No one would accuse the
Supreme Court of acting irrationally in failing to
recognize a right to same-sex marriage in 2013.
Likewise, we should hesitate to accuse the States
of acting irrationally in failing to recognize the
right in 2004 or 2006 or for that matter today.
Federal judges engaged in the inherent pacing that
comes with living’ constitutionalism should
appreciate the inherent pacing that comes with
democratic majorities deciding within reasonable
bounds when and whether to embrace an evolving,
as opposed to settled, societal norm. The one form
of pacing is akin to the other, making it anomalous
for the Court to hold that the States act
unconstitutionally when making reasonable pacing
decisions of their own.
From time to time, the Supreme Court has
looked beyond our borders in deciding when to
expand the meaning of constitutional guarantees.
Lawrence, 539 U.S. at 576. Yet foreign practice only
reinforces the impropriety of tinkering with the
democratic process in this setting. The great
majority of countries across the world—including
such progressive democracies as Australia and
Finland—still adhere to the traditional definition of
marriage. Even more telling, the European Court of
60a
Human Rights ruled only a few years ago that
European human rights laws do not guarantee a
right to same-sex marriage. Schalk & Kopf v.
Austria, 2010-IV Eur. Ct. H.R. 409. “The area in
question,” it explained in words that work just as
well on this side of the Atlantic, remains “one of
evolving rights with no established consensus,”
which means that States must “enjoy [discretion] in
the timing of the introduction of legislative
changes.” Id. at 438. It reiterated this conclusion as
recently as this July, declaring that “the margin of
appreciation to be afforded” to States “must still be
a wide one.” Hdmdldinen v. Finland, No. 37359/09,
HUDOC, at *19 (Eur. Ct. H.R. July 16, 2014).
Our Supreme Court relied on the European Court’s
gay-rights decisions in Lawrence. 539 U.S. at 576.
What neutral principle of constitutional
interpretation allows us to ignore the European
Court’s same-sex marriage decisions when deciding
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