Amicus Curiae Brief — Chevron USA Inc. v. Echazabal
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Court, U.S.
FILED
| saat am
No. 00-1406
OFFICE OF THE CLERK
In the
Supreme Court of the United States
+
CHEVRON U.S.A., INC.,
Petitioner,
Vv.
MARIO ECHAZABAL,
Respondent.
- +
On Petition for Writ of Certiorari to the United States
Court of Appeals for the Ninth Circuit
+
BRIEF AMICUS CURIAE OF PACIFIC LEGAL
FOUNDATION AND CALIFORNIA
MANUFACTURERS AND TECHNOLOGY
ASSOCIATION IN SUPPORT OF THE
PETITION FOR WRIT OF CERTIORARI
+
ANNE M. HAYES
Counsel of Record
M. REED HOPPER
Pacific Legal Foundation
10360 Old Placerville Road,
Suite 100
Sacramento, California 95827
Telephone: (916) 362-2833
Facsimile: (916) 362-2932
Counsel for Amici Curiae
Pacific Legal Foundation and
California Manufacturers and
Technology Association |
i
: QUESTION PRESENTED
Whether a person who is unable to carry out the essential
functions of a job without incurring significant risks to the
person’s own health or life is a “qualified individual” who
satisfies “qualification standards” for that job within the
meaning of the Americans with Disabilities Act.
ii
TABLE OF CONTENTS
QUESTION PRESENTED .......... 0.0 eee eeee ee eeeeees
TABLE OF AUTHORITIES ..........ccscccccvccccvcees iii
INTEREST OF AMICICURIAE ............5500 eee eens
STATEMENT OF THE CASE ......cccccccccccccccccces
SUMMARY OF ARGUMENT ..............-500 eee cues
ADLIUIMIT ow oc cccccccvvcceoscessvesessuseeeeeneuneen
1. THIS COURT SHOULD GRANT THE PETITION
TO PROVIDE GUIDANCE TO EMPLOYERS ON
HOW THE AMERICANS WITH DISABILITIES
ACT DISTINGUISHES BETWEEN LEGITIMATE
SAFETY CONCERNS AND IMPERMISSIBLE
DIBCRIAGIMATION .nccccccccccvesevsccsceccccer
ll. THIS COURT SHOULD GRANT THE PETITION
TO ESTABLISH REASONABLE LIMITS ON THE
OBLIGATIONS OF EMPLOYERS SO THAT THE
ACT SERVES ITS INTENDED GOAL OF
ELIMINATING INVIDIOUS AND IRRATIONAL
DISCRIMINATION AGAINST THE DISABLED ....
CORCTATIIIIN o ccccccccccscovcesesnedeeceuasenueeens
13
TABLE OF AUTHORITIES
Page
Cases
Albertson's, Inc. v. Kirkingburg,
DD sceveneccceceesedecsetaceds 10
Bridges v. City of Bossier,
Pn oc nenscenccncess seus 12
Cleveland v. Policy Management Systems
Corporation, 526 U.S. 795 (1999)... 6. cen 6
Dothard v. Rawlinson, 433 U.S. 321 (1977) ........... 11
Echazabal v. Chevron USA, Inc.,
226 F.3d 1063 (9th Cir. 2000)......... 2-3, 6, 8, 11, 15
Equal Employment Opportunity
Commission v. Exxon Corporation,
203 F.3d 871 (Sth Cir. 2000)... ............ 10-11, 13
Equal Employment Opportunity
Commission v. United Parcel Service, Inc.,
No. C 97-00961 WHA 2000 U.S. Dist.
LEXIS 18973 (N.D. Cal. Dec. 12, 2000) ........... 12
Fitzpatrick v. City of Atlanta,
EE, PEED cc cecccceccocececess 11
International Union v. Johnson Controls, Inc.,
i poke eee eechecceccess 11,15
Jones v. United States, 529 U.S. 848 (2000) ............ l
Murphy v. United Parcel Service,
i en eee eceeeeeeesetes 6
Serrano v. County of Arlington,
986 F. Supp. 992 (E.D. Va. 1997)... 2... 6 eee, 16
iv
TABLE OF AUTHORITIES—C ontinued
Solid Waste Agency of Northern Cook County v.
United States Army Corps of Engineers,
SIU UB. CSP GIGS) oc cccccccccccccccccccce
Sutton v. United Air Lines, Inc.,
Ee Was GUO CROCE cccccccccccccccccceces
Toyota Motor Manufacturing v. Williams,
cert. granted, 69 U.S.L.W. 3670 (2001) .......
U.S. Airways, Inc. v. Barnett, cert. granted,
69 U.S.L.W. 3670 (2001) .. 2... eee eee
SPs EP EEEEED Schon ceniectecesdcenss
42 U.S.C. § 12101(aX(7) (2001) .... 2... eee eee
De Pe re
do rrr
De PT ee
USED cn cveccocscecdecneeshesus
SS SED. vo cencccencdecéscadeuen<
DGS GEEEED kuccscoctsccdgcnskaadasacs
Cal. Lab. Code § 6402 (2001) .................
Regulations
29 C.F.R. § 1630.2(q) (2001)... oe eee ee eee
Dp FES GEEED cc ccbeccseccesccsnceess
Vv
TABLE OF AUTHORITIES—Continued
Page
Court Rules
Suppose Cast TE FID oo cc ccvcccccescececescecess I
Rabe FED occ cccccccsesucessvesdedteueuveumeneed l
Miscellaneous
H.R. Rep. No. 101-485(II) (1990),
reprinted at 1990 U.S.C.C.A.N. 303 ........... 15-18
H.R. Rep. No. 101-485(II1) (1990),
reprinted at 1990 U.S.C.C.A.N. 445... 2.62.55: 17-18
Statement by President George Bush upon Signing
S. 933, 26 Weekly Comp. Pres. Doc. 1165 (July 30,
1990), reprinted at 1990 U.S.C.C.A.N. 601... 2.2.2... 5
INTEREST OF AMICI CURIAE
Pursuant to Supreme Court Rule 37.3, Pacific Legal
Foundation (PLF) and California Manufacturers and
Technology Association respectfully submit this brief amicus
curiae in support of the Petition for Writ of Certiorari.' Written
consent for amicus participation in this case was granted by
counsel of record for all parties.
Amicus PLF is the largest and most experienced nonprofit
public interest law foundation of its kind in America. Founded
in 1973, PLF provides a voice in the courts for mainstream
Americans who believe in limited government, private property
rights, individual freedom, and free enterprise. PLF litigates
nationwide in state and federal courts with the support of
thousands of citizens from coast to coast. PLF has participated
in numerous cases before this Court concerning statutory
interpretation of federal laws in cases raising significant public
interest concerns, such as Solid Waste Agency of Northern Cook
County v. United States Army Corps of Engineers, 53\ U.S. 159
(2001), and Jones v. United States, 529 U.S. 848 (2000).
PLF seeks to augment the arguments of Petitioner by
further illustrating how public policies will be affected by the
outcome of this litigation. PLF believes its public policy
perspective and litigation experience will provide a unique
viewpoint on the issues presented in this case and that this
additional viewpoint will aid the Court in evaluating the merits
of this petition.
' Pursuant to Supreme Court Rule 37.6, Amici Curiae Pacific Legal
Foundation and California Manufacturers and Technology
Association affirm that no counsel for any party in this case authored
this brief in whole or in part; and, furthermore, that no person or
entity has made a monetary contribution specifically for the
preparation or submission of this brief.
2
Amicus California Manufacturers and Technology
Association (CMTA) is a mutual benefit, nonprofit, nonpartisan
corporation established in 1918 to effectuate communication
between its members and state policymakers and the courts
about issues that affect the interests of manufacturers.
The membership of CMTA includes more than 700 companies
that employ approximately 70% of the manufacturing
workforce in California.
CMTA believes the decision of the court below adversely
affects the interests of its members by discounting their
legitimate—and law enforced—policies regarding worker
safety. CMTA believes it is critical for this Court to clarify the
standards under which employers may consider safety-based job
qualifications in the implementation of the ADA.
STATEMENT OF THE CASE
Respondent Mario Echazabal was an employee of a
company called Irwin Industries, Inc., which did subcontract
work for Chevron at its coker plant in El Segundo, California.
Echazabal v. Chevron USA, Inc., 226 F.3d 1063, 1065 (9th Cir.
2000). In 1992, Echazabal applied for a job as a plant helper
directly with Chevron. Chevron tendered an employment offer
to Echazabal contingent upon his passing the company’s
physical exam. /d. The physical exam revealed that Echazabal
had a liver abnormality. /d Because the plant helper position
in the coker plant would expose Echazabal to liver-toxic
chemicals that could further damage his liver or, in the event of
an accident, fatally injure him, Chevron withdrew its offer. /d.
Nonetheless, Echazabal continued to work for the subcontractor
at the Chevron plant. /d Subsequently, doctors diagnosed
Echazabal as having chronic active hepatitis C. /d.
In 1995, Echazabal again applied for a job directly with
Chevron. /d. Again, Chevron tendered an offer contingent
upon the results of a medical exam. /d. And again, the exam
revealed Echazabal’s liver problems. /d Accordingly,
3
Chevron withdrew its offer of employment and, further,
requested Echazabal’s employer, Irwin Industries, to remove
Echazabal from the coker plant and find him a position where
he would not be exposed to liver-toxic chemicals. /d.
Consequently, Echazabal lost his position at the refinery. /d.
As a result of these actions, Echazabal filed a complaint with
the Equal Employment Opportunity Commission (EEOC), and
this suit followed. /d.
Echazabal’s suit against Chevron and Irwin Industries
raises various issues. Relevant to the petition, however, is only
one issue: Echazabal’s claim under the Americans with
Disabilities Act (ADA) against Chevron. Chevron defended its
actions by asserting that Echazabal was not a “qualified
individual with a disability” within the terms of the ADA, and,
alternatively, that it was justified because the job would pose a
“direct threat” to Echazabal’s health. /d. at 1066. The district
court granted summary judgment for Chevron. /d. at 1065.
On appeal, the Ninth Circuit, in a 2-1 decision, reversed.
Id. at 1072. The Ninth Circuit first held that, under the ADA,
it was not a defense to liability that a job would pose a threat to
the health of the disabled individual; rather, the only rationale
on which an employer could justify itself under the “direct
threat” defense was if the disabled individual would create a
threat to the health or safety of other individuals. /d. at 1069.
Second, it held that the physical exam requirements of the plant
helper job were not legitimate job “qualification standards”
within the meaning of the ADA, because the ability to
withstand the effects of liver-toxic chemicals was not an
“essential function” of the plant helper position. /d. at 1070-71.
Chevron has filed a Petition for Writ of Certiorari to
resolve a conflict in the circuits as to whether health conditions
can render an individual not a “qualified individual with a
disability” for a job (such that the person may not state an ADA
claim) and whether threats to the disabled individual, as
4
opposed to others only, constitute a valid basis for employment
decisions under the ADA.
SUMMARY OF ARGUMENT
The Americans with Disabilities Act is well-intentioned,
but it is one of the most unwieldy laws ever passed by
Congress. Title 1 of the ADA, which governs discrimination in
the employment context, was intended to eliminate barriers to
employment for disabled individuals where those disabilities
reasonably could be accommodated in order to integrate
disabled individuals into mainstream economic life. The Act’s
promises, however, have not been easy for employers to fill
despite their best intentions and efforts. The provisions of the
Act are open to so many varying interpretations that employers
have been confronted with a minefield of pitfalls and traps
in their attempts to navigate the Act’s requirements. The
pitfall in this case lies in determining when an employer may
properly consider safety-related concerns in establishing job
qualifications.
In the decision below, the Ninth Circuit limited the
employer's ability to consider safety-related qualifications to
situations where employing an individual with a disability will
present a direct threat not to the disabled individual himself, but
to third parties or, alternatively, where the safety standard could
be said to constitute an “essential function” of the job in
question. In contrast, other courts of appeals have allowed
employers to apply safety-related standards where the standard
is merely “job-related.” In this case, Petitioner’s liability rests
squarely upon the difference between these standards. This
Court should grant the Petition for Writ of Certiorari to resolve
this conflict and to define when safety-related qualifications
may properly be considered by employers in their employment
decisions.
This case also presents a narrower question of whether
employers may consider the safety of disabled individuals when
5
making employment decisions. Under the Ninth Circuit’s
holding, employers may not be solicitous of the welfare of
disabled individuals; rather, employers must simply allow
disabled individuals the option of risking their own health and
safety, notwithstanding common sense, ethics, or the many
government policy edicts that encourage, if not outright
demand, that employers take steps to minimize employee
casualties where those risks are known and quantifiable. The
Ninth Circuit’s holding does nothing to further the laudable
goals of the ADA, and this Court should grant the Petition for
Writ of Certiorari to establish reasonable boundaries to the
scope and reach of the ADA’s liability provisions.
ARGUMENT
I
THIS COURT SHOULD GRANT THE
PETITION TO PROVIDE GUIDANCE
TO EMPLOYERS ON HOW THE AMERICANS
WITH DISABILITIES ACT DISTINGUISHES
BETWEEN LEGITIMATE SAFETY CONCERNS
AND IMPERMISSIBLE DISCRIMINATION
Fears that the ADA is too vague or too costly
and will lead to an explosion of litigation are
misplaced. ... [Wherever possible, existing
language and standards from the Rehabilitation Act
were incorporated into the ADA. ... Employers
can turn to these interpretations for guidance on how
to meet their obligations under the ADA.
Statement by President George Bush upon Signing S. 933, 26
Weekly Comp. Pres. Doc. 1165 (July 30, 1990), reprinted at
1990 U.S.C.C.A.N. 601. Despite the assurances of President
Bush, it is clear that the terms of the ADA have not been as
readily comprehensible to employers—or to courts, for that
matter—as he surmised. Indeed, this Court has already felt
compelled by disagreements in the federal circuits to resolve
6
important questions, such as whether disabilities must be
determined with or without reference to corrective measures,
see Sutton v. United Air Lines, Inc., 527 U.S. 471 (1999),
Murphy v. United Parcel Service, 527 U.S. 516 (1999), and
whether an application for disability benefits precludes an ADA
claim. Cleveland v. Policy Management Systems Corporation,
526 U.S. 795 (1999). And, on April 16, 2001, this Court
granted petitions for writ of certiorari in two additional cases
arising under the ADA to resolve additional conflicts in the
circuits. Toyota Motor Manufacturing v. Williams, cert.
granted, 69 U.S.L.W. 3670 (2001), and U.S. Airways, Inc. v.
Barnett, cert. granted, 69 U.S.L.W. 3670 (2001). This case
presents another question upon which the federal circuit courts
of appeals have arrived at conflicting decisions, and a case
where the rule announced by the court below conflicts directly
with regulations adopted by the Equal Employment Opportunity
Commission, the federal agency charged with enforcing the
provisions of Title I of the ADA. See 42 U.S.C. § 12116
(1999). Accordingly, review by this Court is appropriate to
resolve when employers may appropriately consider safety
qualifications in filling jobs with disabled individuals under
Title | of the ADA.
In the decision below, the Ninth Circuit framed the issue
narrowly: whether the “direct threat” defense to liability under
the ADA is available to employers where a job presents a direct
threat to the health or safety of the disabled individual himself
but not to others. Echazabal, 226 F.3d at 1064. As
demonstrated by the question presented in the petition,
however, this case has broader implications on how employers
must construe their obligations under the Act when confronted
with the vast array of conditions which have been held by
courts to constitute “disabilities” protected by the Act. Indeed,
the court below, by framing the “direct threat” question as the
only relevant question in this case, rejected less-restrictive
interpretations of the Act adopted by other courts of appeals and
7
concomitantly has opened the door to broader entitlements
under the ADA for a large variety of individuals with varying
medical conditions. As a result, the decision below leaves
employers guessing as to when they may properly take medical
conditions into account when filling jobs that carry with them
known health or safety risks.
While the ADA is fairly straightforward in its overall
scheme, the devil is, of course, in the details of how its broad
and amorphous terms are supposed to be construed when
confronted with the realities of employment decisionmaking.
Put simply, Title | of the ADA prohibits employers from
discriminating against a “qualified individual with a disability”
if the job in question may be performed by the disabled
individual with or without reasonable accommodation.
42 US.C. § 12112(a) (2001). While this proscription is
eminently understandable in the context of, for example, a blind
telemarketer, it is not so easy to comprehend or apply in other
contexts. First, the term “disability” is given a remarkably
broad and vague definition under the Act:
(2) The term “disability” means, with respect
to an individual—
(A) a physical or mental impairment that
substantially limits one or more of the major life
activities of such individual;
(B) a record of such an impairment; or
(C) being regarded as having such an
impairment.
42 U.S.C. § 12102(2) (2001). As this Court pointed out in
Sutton, there is no precise meaning of what physical or mental
conditions may constitute a “disability.” Sutton, 527 U.S. at
479. Further, in order to be protected by Title | of the ADA, an
individual must not only be “disabled,” but “qualified.” A
“qualified individual with a disability”
means an individual with a disability who, with or
without reasonable accommodation, can perform the
essential functions of the employment position that
such individual holds or desires. For the purposes of
this title, consideration shall be given to the
employer’s judgment as to what functions of a job
are essential ... .
42 U.S.C. § 12111(8) (2001).
In this case, Respondent has chronic active hepatitis C. It
is generally acknowledged that ‘this is a serious illness;
however, as the Ninth Circuit noted, Mr. Echazabal has been
performing the job denied by Chevron for a number of years
under the aegis of a subcontractor. Echazabal, 226 F.3d
at 1072. Nonetheless, Mr. Echazabal’s illness was the
disqualifying factor in Chevron’s employment decision.
Chevron disqualified Mr. Echazabal from the plant helper
position by virtue of his acute sensitivity to the liver-toxic
chemicals to which he would be exposed in that job.
Chevron contended that its hiring decision was defensible
under the ADA. It defended its decision by invoking Section
12113, Subsection (a), which states:
It may be a defense to a charge of
discrimination under this Act that an alleged
application of qualification standards, tests, or
selection criteria that screen out or tend to screen out
or otherwise deny a job or benefit to an individual
with a disability has been shown to be job-related
and consistent with business necessity, and such
performance cannot be accomplished by reasonable
accommodation, as required under this title.
42 U.S.C. § 12113(a) (2001). Further, EEOC regulations
explain:
\
9
Qualification standards the personal and
professional attributes including the skill,
experience, education, physical, medical, safety and
other requirements established by a covered entity
as requirements which an individual must meet in
order to be eligible for the position held or desired.
29 C.F.R. § 1630.2(q) (2001) (emphasis added). Relying upon
requirement, under which the company required that an
employee meet specific health criteria, was justifiable. Chevron
contended that the ability to withstand acute health risks was
job-related and, therefore, Mr. Echazabal was not qualified for
the plant helper position. Under Chevron’s reading of the Act
and EEOC regulations, employers have some leeway as to what
they consider the requirements of a job in question. Employers,
they argued, may thus deny employment to a disabled
individual if that individual does not meet job-related safety
requirements.
But the Ninth Circuit rejected the notion that health
conditions related to worker safety could disqualify a disabled
individual. Rejecting Chevron’s reading of Section 12113(a),
the court instead focused on Subsection (b), which provides:
The term “qualification standards” may include a
requirement that an individual shall not pose a direct
threat to the health or safety of other individuals in
the workplace.
42 U.S.C. § 12113(b) (2001). Notwithstanding the general
language of Section 121 13(a), the court relied upon this single
statutory provision as the sole means by which Chevron could
defend its decision. The court construed the Act such that
employers may only disqualify disabled individuals for safety-
related concerns when an individual poses a “direct threat” to
third parties. Furthermore, the court construed this provision
narrowly and hypertechnically, holding that, despite the
10
precatory phrase “may include,” the Act precluded employers
from using the “direct threat” defense in situations where a job
condition might pose a “direct threat” to the disabled individual
himself.’ See 29 C.F.R. § 1630.2(r) (2001). This holding, and
the way in which the Ninth Circuit arrived at it, raises several
issues that conflict with the decisions of other federal circuits
and which call for further clarification from this Court.
As this Court noted in Albertson's, Inc. v. Kirkingburg,
527 U.S. 555, 569, and 569 n.15 (1999), it is not clear whether
the EEOC’s (and the Ninth Circuit’s) contention that the
“direct threat” provision of the Act as the sole means of defense
to liability for safety-related concerns is a correct reading of the
Act. That is, Section 12113(a) generally speaks of qualification
standards that are merely “job-related,” while Subsection (b)
additionally provides specifically that employers may disqualify
disabled individuals who present “direct threats.” As the EEOC
interprets these provisions, (a) and (b) are conflated so that
safety concerns may only apply under the “direct threat”
defense. Kirkingburg, 527 U.S. at 569. While the Ninth
Circuit accepted this interpretation, other circuits have rejected
it.
For example, the Fifth Circuit, in Equal Employment
Opportunity Commission v. Exxon Corporation, 203 F.3d
871 (Sth Cir. 2000), held that “safety requirements are not
exclusively cabined into the direct threat test.” /d at 873. At
issue in Exxon was the validity of a policy in which Exxon
* Ironically, the Ninth Circuit accepted EEOC’s interpretation that
Subsections (a) and (b) of Section 12113 are conflated so that safety-
based qualifications are only valid if they fall under the “direct
threat” defense, while at the same time rejecting EEOC’s
interpretation that the “direct threat” defense includes situations
where the threat is to the disabled individuals themselves. As a
result, the Ninth Circuit has drawn the most narrow exception
possible for employers to justify safety-based standards under the
ADA.
permanently removed employees from “safety-sensitive, little-
supervised positions” if the individual had undergone treatment
for substance abuse. /d. at 872. The court held that Exxon was
not limited to the “direct threat” defense, but could defend its
policy as a valid “qualification standard” so long as the
requirement was job-related under Section 121 13(a). Jd. at 875.
Thus, in the Fifth Circuit, in addition to the “direct threat”
defense, employers can assert thai a safety-based standard
precludes liability when it is “job-related and consistent with
business necessity.” 42 U.S.C. § 12113(a)(2001). And, as that
court noted, the difference between the two is material. See
Exxon, 203 F.3d at 875. See also International Union v.
Johnson Controls, Inc., 499 U.S. 187, 193 (1991) (noting
distinction between “bona fide occupational qualification” and
“business necessity”). Indeed, safety-related standards have
generally been held to be a legitimate concern of employers.
For example, job-related safety standards have been held by this
Court and others to suffice for purposes of the “business
necessity” defense under Title VII. See Dothard v. Rawlinson,
433 U.S. 321, 331 n.14 (1977) (emphasis added) (“[A]
discriminatory employment practice must be shown to be
necessary to safe and efficient job performance to survive a
Title VII challenge.”); see also, Fitzpatrick v. City of Atlanta,
2 F.3d 1112, 1119 (11th Cir. 1993) (finding that “protecting
employees from workplace hazards is a goal that, as a matter of
law, has been found to qualify as an important business goal”
under the “business necessity” defense of Title VII).
In contrast, the Ninth Circuit allowed that, barring the
“direct threat” defense, Chevron could only apply its health
standards if a particular physical condition amounted to an
“essential [job] function” under Section 12111(8). Echazabal,
226 F.3d at 1071. Under this regime, Chevron’s medical
screening of applicants was fundamentally unsound under the
ADA. That is, the Ninth Circuit's analysis of job qualifications
in this case relates solely to Mr. Echazabal’s physiological
ee
12
ability to carry out the particular mechanical functions of
plant helper. But the consequence of this holding is that
the evaluation of health risks are rarely, if ever, valid
under the ADA because health risks rarely constitute an
“essential function” of a job. Indeed, the EEOC has taken the
extreme and extremely peculiar position that safety-standards
are almost never “essential.” Thus, in Equal Employment
Opportunity Commission v. United Parcel Service, Inc.,
No. C 97-00961 WHA, 2000 U.S. Dist. LEXIS 18973 (N.D.
Cal. Dec. 12, 2000), the court observed:
The EEOC contends that ability to drive safely
is not an essential job function for a truck operator.
It says that driving is essential but driving safely is
not. This argument is a necessary by-product of the
EEOC’s strategic view of the business-necessity
defense . ...
Id. at *115.
in addition, as noted above, the Ninth Circuit rejected the
EEOC’s position that the “direct threat” defense is applicable
where placing a disabled individual in a particular job poses a
threat to the disabled individual himself. See 29 C.F.R.
§ 1630.2(r) (2001). Yet other courts appear to have accepted
such a defense at face value. See, e.g., Bridges v. City of
Bossier, 92 F.3d 329 (Sth Cir. 1996) (upholding safety standard
that barred applicant with hemophilia from position of
firefighter, where evidence demonstrated that firefighters
frequently suffered trauma injuries).
The problem created »y these conflicts is clear.
Employers are left in a quandary as to just what degree of
connection is required between a safety standard and job
performance in order to justify the application of a safety
standard under the ADA. In the Ninth Circuit, safety standards
are never legitimate unless am employer can show that the
standard would present a direct threat of inyury to third parties.
13
In contrast, in the Fifth Circuit, employers may either invoke
the direct threat defense or, alternatively, show that a safety
standard is job-related and consistent with business necessity,
which, as stated above, is an entirely different legal standard.
See also Exxon, 203 F.3d at 875. This Court should grant the
Petition for Writ of Certiorari to determine when employers
may properly consider safety standards in employment
decisions under Title I of the ADA.
THIS COURT SHOULD GRANT THE PETITION
TO ESTABLISH REASONABLE LIMITS ON THE
OBLIGATIONS OF EMPLOYERS SO THAT
THE ACT SERVES ITS INTENDED GOAL OF
ELIMINATING INVIDIOUS AND IRRATIONAL
DISCRIMINATION AGAINST THE DISABLED
The fundamental mandate of the Occupational Safety and
Health Act (OSHA) states:
(a) Each employer—
(1) shall furnish to each of his employees
employment and a place of employment which are
free from recognized hazards that are causing or are
likely to cause death or serious physical harm to his
29 U.S.C. § 654 (200/1). Further, in the State of California,
where the Chevron plant is located:
No employer shall require, or permit any
employee to go or be in any employment or place of
employment which is not safe and healthful.
Cal. Lab. Code § 6402 (2001). Consistent with these policies,
the EEOC adopted a regulation which allows employers to
where that individual poses
14
a significant risk of substantial harm fo the health or
safety of the individual or others that cannot
be eliminated or reduced by reasonable
accommodation.
29 C.F.R. § 1630.2(r) (2001) (emphasis added).
Yet, notwithstanding these provisions, the Ninth Circuit
held that the ADA requires employees to hire disabled
individuals even when the job in question will create acute
health hazards to the disabled individual. Thus, while OSHA
and state law demand that employers take affirmative steps to
watch out for the health and safety interests of its able-bodied
workers, and EEOC regulations similarly allow employers to
consider the safety and well-being of disabled workers, the
Ninth Circuit interpreted the ADA to require employers to
ignore these concerns. This is an unreasonable way to interpret
the ADA.
In drafting the ADA, Congress was focused on two
concerns: physical barriers to the full participation of the
disabled in mainstream economic life, and social barriers in the
form of prejudices and ignorance. Congress found:
[I}ndividuals with disabilities are a discrete and
insular minority who have been faced with
restrictions and limitations, subjected to a history of
purposeful unequal treatment, and relegated to a
position of political powerlessness in our society,
based on characteristics that are beyond the control
of such individuals and resulting from stereotypic
assumptions not truly indicative of the individual
ability of such individuals to participate in, and
contribute to, society... .
42 U.S.C. § 12101(aX7) (2001) (emphasis added). In short, the
ADA was intended to enforce a regime that would eradicate
15
irrational discrimination based on presumptions about the
bilities of disabled individual
But the Ninth Circuit’s holding requires more than
that employers eschew mistaken notions about the abilities
of disabled individuals, or eliminate barriers which can
be overcome by reasonable accommodation. Chevron’s
upon assumptions or myths, but was based on a factual
to which he aspired. In the interest of safeguarding its
employees’ health, Chevron employed a policy of barring those
with particular health conditions from undertaking positions in
according to the Ninth Circuit, employers may not consider
such factors under the ADA because the ADA bars such
“paternalistic” interests. See Echazabal, 226 F.3d at 1068-69.
There is evidence that Congress believed that
“employment decisions must not be based on paternalistic
views about what is best for a person with a disability.”
H.R. Rep. No. 101-485(II), at 74 (1990), reprinted at 1990
U.S.C.C.A.N. 303, 356. However, there is a distinction
between paternalism, in which decisions are based on
generalized presumptions of what might be best for a group of
individuals, and frank assessment of the well-being of a
particular individual in the execution of his or her job. Thus,
unlike Johnson Controls, which involved an employer policy
barring all women of child-bearing age from holding positions
involving exposure to lead out of fear that lead exposure might
harm any potential fetuses, this is not a case in which an
employer applies an across-the-board safety standard that bars
a discrete group of individuals, as a class, from a job because of
a potential but remote risk of injury. See Johnson Controls, 499
U.S. at 196. While the standard in Johnson Controls could
legitimately be labeled “paternalistic,” in that it was based on
general assumptions about what is best for all women, the same
16
cannot be said where the standard applied is based on an actual
and particularized evaluation of the health risks involved in a
job and the physical condition of a specific job candidate. In
this case, Chevron made an individualized assessment of
Echazabal’s actual health conditions and an actual assessment
of the specific conditions of the position he desired. This is not
“paternalism”; this is prudence and conscientiousness. As one
court explained the distinction:
Pernicious myths and prejudices about disabilities
often infect employment decisions where an
employer regards an individual as having an
impairment that renders him unsuited for a wide
class or broad range of jobs. The same cannot be said
of cases where, as here, an employer makes a
decision by focusing sharply on whether there is a
match between a particular job and an individual
with an actual impairment, given the current state of
medical knowledge about the impairment. Science,
not myths and prejudices, underlie such a decision;
it is a rational decision, not an irrational one. Put
another way, the ADA seeks only to remedy
perceived disabilities “that, like actual disabilities,
extend beyond [the] . . . isolated mismatch of [a
particular] employer and employee.”
Serrano v. County of Arlington, 986 F. Supp. 992, 997 (E.D.
Va. 1997) (citation omitted).
Congress did not intend the ADA to bar employers from
applying prudent and reasonable measures designed to enhance
and safeguard worker safety. For example, the House Report
specifically noted that the ADA was not intended to undermine
OSHA standards:
The OSHA lead standard, for example, requires
that employees exposed to lead be tested periodically
to determine the lead level in the employee’s blood.
transferred from the exposed workplace to another
worksite until the lead level falls below the
permissible level. At that point, the employee may
return to the original work station.
H.R. Rep. No. 101-485(II), at 74-75, reprinted at 1990
U.S.C.C.A.N. at 357. While OSHA may have no regulation
directly relevant to Echazabal’s situation, it is rather ironic that
an OSHA regulation would require employers to minimize the
health risks for lead exposure, but that the ADA requires an
employer to affirmatively ignore a known health risk for an
individual with a liver problem exposed to liver-toxic
chemicals.’
* One matter neither party has discussed is the issue of “reasonable
accommodation,” presumably because there is no way to avoid
exposure to liver-toxic substances in the job for which Mr. Echazabal
applied. However, if Chevron were required to hire Mr. Echazabal
as a plant helper despite the health risks imposed by his disability, he
would seem to be further entitled to “reasonable accommodation” of
that disability—including transfer out of the plant helper position.
Thus, a House Report explaining the term “reasonable
accommodation” used the example of a painter with a severe allergy
to a particular paint, stating that he would be entitled to the
“reasonable accommodation” of job reassignment if his position
entailed exposure to that paint. See H.R. Rep. No. 101-485(II1), at 29
(1990), reprinted at 1990 U.S.C.C.A.N. 445, 451-52. This further
underscores the unreasonable results that would flow from the Ninth
Circuit's rule that employers must allow disabled individuals to
assume the risk of injury. By its terms. the ADA requires that
employers enable qualified disabled individuals to avoid risks
associated with their disability.
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In enacting Title | of the ADA, Congress repeatedly
referred to its broad overall goal of eradicating irrational or
unintentional discrimination against the disabled where simple
measures could be taken to enable disabled individuals to
participate in mainstream economic life. Congress referred to
the fact that the ADA was designed to compensate for
discrimination [that] often results from false
presumptions, generalizations,- misperceptions,
patronizing attitudes, ignorance, irrational fears, and
pernicious mythologies.
H.R. Rep. No. 101-485(II), at 30, reprinted at 1990
U.S.C.C_A.N. at 311. See also, id. at 33, reprinted at 1990
U.S.C.C.A.N. at 315; id. at 40, reprinted at 1990 U.S.C.C.A.N.
at 322; H.R. Rep. No. 101-48S(III), at 45, reprinted at 1990
U.S.C.C.A.N. at 468. Here, there is no contention or even
suggestion that Chevron’s application of its health standards to
Mr. Echazabal was due to any consideration beyond Chevron’s
legitimate, sound, and sensible concerns for the general safety
of its employees.
It would not serve the purposes of the Act and, indeed,
would undermine numerous state and federal laws that reflect
a broad public policy interest in advancing employee and public
health and safety, for courts to adopt an interpretation of the
ADA under which employers could not properly consider
worker safety in filling jobs with disabled individuals. This
Court should grant the Petition for Writ of Certiorari to reverse
the decision of the court below and establish that legitimate
worker safety qualifications are permissible under the ADA.
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CONCLUSION
For the foregoing reasons, Amici respectfully request that
this Court should GRANT the Petition for Writ of Certiorari.
DATED: May, 2001.
Respectfully submitted,
ANNE M. HAYES
Counsel of Record
M. REED HOPPER
Pacific Legal Foundation
10360 Old Placerville Road,
Suite 100
Sacramento, California 95827
Telephone: (916) 362-2833
Facsimile: (916) 362-2932
Counsel for Amici Curiae
Pacific Legal Foundation and
California Manufacturers and
Technology Association
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.