Opposition Brief — Chevron USA Inc. v. Echazabal
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No. 00-1406
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CHEVRON U.S.A., INC.,
Petitioner,
MARIO ECHAZABAL,
Respondent.
*
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
S
BRIEF IN OPPOSITION TO
PETITION FOR A WRIT OF CERTIORARI
.
Cua R. Fe_pstum Larry MINsky
GEORGETOWN University Law Counsel of Record
CENTER Lemaire, Faunce, Pincer &
600 New Jersey Ave., N.W. Sincer, P.C.
Washington, D.C. 20001 17785 Center Court Drive,
(202) 662-9595 Suite 250
Cerritos, CA 90703
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1545 Massachusetts Ave.
Cambridge, MA 02138
(617) 495-9299
—oOoOoOoOooo———— eee
COCKLE LAW BRIEF PRINTING CO. (800) 225-6964
OR CALL COLLECT (402) 342-2831
i
QUESTION PRESENTED
Whether the Americans with Disabilities Act permits
an employer to deny a job to an individual with a disabil-
ity who is able to perform the essential functions of a job
and who poses no threat to the health or safety of others,
but whom the employer believes will be harmed by the
job at issue.
ii
TABLE OF CONTENTS
Page
OCuestion Presemteds ....scccsccsceoccsesesennnneen i
Stntemnemt ....cccvccccsccccescccessueeuan nanan 1
Reasons for Denying The Writ..............eee0005 8
I. This Case Implicates No Significant Conflict In
The Circuits Warranting This Court’s Inter-
VORMIOR 0. occ cccccccccccccsocsceeseeseeneeuee
A. There Is No Serious Conflict Regarding
Whether The Statutory Defense For
“Direct Threat To Others” Encompasses
An Employee’s Direct Threat To His Own
Sabaty .. oc ccccccccsccccscesenseeeeenneee
B. There Is No Conflict In The Circuits
Regarding Whether A Risk To Self Can
Render An Individual Not “Qualified”
Undies TRO ABA... cccccssvcsueeuneel
Il. The Court Of Appeals Correctly Interpreted
The Statute To Bar A “Threat To Self” Defense
Im Tile Case ...cccccscessscesseubeunnnnnee
A. No Provision Of The ADA Permits An
Employer To Exclude An Individual With
A Disability From Employment Solely
Because Of A Fear That, At Some Point In
The Future, The Employee Might Experi-
ence Adverse Health Effects.............
B. The Court Of Appeals Properly Declined
To Accord Deference To The EEOC’s Mani-
festly Erroneous Interpretation Of The
Direct Threat Provision ..............00.
Comebensiam ...occccvcceecccceesensnnnee
10
10
16
20
21
iii
TABLE OF AUTHORITIES
Page
Cases
Albertson's, Inc. v. Kirkingburg, 527 U.S. 555
GOOD ccccccoccesccccccsccccccsecccece 25, 26, 28, 29
alli v. Thunder Basin Coal Co., 235 F.3d 1284
SE GE Mec cccccccscscccescccecccocescceeces 11
Bragdon v. Abbott, 524 U.S. 624 (1998) .............05. 6
Chandler v. City of Dallas, 2 F.3d 1385 (5th Cir.
EEE SCE NESEEFPTOTT TTT ETUTUTTT TTT TTL T TE 12
Chevron U.S.A., Inc. v. Natural Resources Defense
Council, Inc., 467 U.S. 837 (1984)............055. 8, 29
Chiari v. City of League City, 920 F.2d 311 (Sth Cir.
DUPE RERbRebGebedbecnncccccccececcccsceccces 12
Daugherty v. City of El Paso, 56 F.3d 695 (Sth Cir.
EEE IEPEEEPPOTTTTTTTTTITTT TTT TTT 12
Doe v. New York Univ., 666 F.2d 761 (2d Cir.
EEE PO PTT TTTTTTTTTTTL TTT Te 12, 13
Dothard v. Rawlinoon, 433 U.S. 321
EEN OPOTTTTTTTTTTTT TTT TTT 7, 9, 10, 24
FDA v. Brown & Williamson Tobacco Corp., 529 U.S.
EES AEE ETT TTT ETT TT TTT TTT 28
International Union v. Johnson Controls, Inc., 499
Ss ccscesacceccececccccccs 7, 9, 10, 24, 26
Knapp v. Northwestern Univ., 101 F.3d 473 (7th Cir.
EE LEEELESEC OOPS ET TT TTT TTT TT TTT TTT 12, 13
Koshinski v. Decatur Foundry, Inc., 177 F.3d 599 (7th
i CAEReheSGuseescnccecccccccccccccces: 16, 17
iv
TABLE OF AUTHORITIES ~- Continued
Page
LaChance v. Duffy's Draft House, 146 F.2d *32 (11th
Cie, BOTED ccccccccccccccccescccccesscsosccsoces 11, 15
Lowe v. Alabama Power Co., 2001 WL 286612 (11th
Cis, Bian BR, FEED. cc ccccccccccccsccccccessosess 6, 14
Moses v. American Nonwovens, Inc., 97 F.3d 446
(11th Cir. 1996) (per curiam)..............++. 13, 14, 15
Public Employees Retirement Sys. v. Betts, 492 U.S.
BED GID o cc cccccccccncccceccecscccccesecsoussens 30
STATUTES AND REGULATIONS
@ UG. § TRIBE)... cccccscccccsccccccsccccccs 9, 25
@ UBL. & GERRI cc ccccccccccccccccsces 8, 16, 23, 27
RR Rr 16, 23
OO CE, 0 I, ccnccscdscceckscctscteaemaeee 14
GB BBG. B TIED occcccccsiccccccecsesscoccsnsene 19
42 U.S.C. § 12113(b) ................ 7, 9, 10, 21, 27, 29
2D CIR. © BGGRBD o cccccccescccccsccces 11, 14, 28, 29
2D CIR. © BBD Bie). cccccccveccccscccesccccvcccese 28
SD CIR. © BETTS cc ccccccscscccscccsvseces 28, 29
OrHER AUTHORITIES
43 Fed. Reg. 12293 (Mar. 24, 1978)...............5+- 27
H.R. Rep. No. 485, Part 2, 101st Cong., 2d Sess. 74
Pre 9, 25
Webster’s Third New International Dictionary ....... 23
1. This case involves an employer’s admittedly dis-
ability-based decision to exclude an employee from the
workplace based solely on the paternalistic fear that the
employee would suffer harm in the future if he continued
in his employment. Respondent Mario Echazabal worked
at Chevron’s oil refinery in El Segundo, California from
1972 until 1996 (leaving for three years between Decem-
ber 1975 and January 1979). Pet. App. 2a; C.A. E.R. 328.1
Throughout this period of time, respondent worked pri-
marily in the coker unit. Pet. App. 2a. In this job, respon-
dent was exposed to hydrocarbon liquids and vapors,
acid, caustic refinery waste water and sludge, petroleum
solvents, oils, greases, and chlorine bleach. C.A. E.R. 159,
333, 537-538.
Respondent never worked directly for Chevron dur-
ing this time period, but rather performed his job through
various maintenance contractors. C.A. E.R. 328. In 1992,
respondent applied for a job directly with Chevron in the
same coker unit in which he had been working for the
contractors. Pet. App. 2a. Although respondent received a
conditional job offer from Chevron, the offer was
rescinded following a pre-employment physical. Ibid.
Based on blood test results from the physical examina-
tion, indicating that respondent’s “liver was releasing
certain enzymes at a higher rate than normal level,”
Chevron’s physician concluded that respondent’s liver
1 Because this case arises on review of the district court's
grant of summary judgment to the petitioner, the record must be
viewed in the light most favorable to the respondent.
“might be damaged by exposure to the solvents and
chemicals present in the coker unit.” Ibid.
Following his rejection by Chevron, respondent con-
tinued to perform his same job duties in the same refinery
for Chevron’s maintenance contractor. Ibid. Based on the
pre-employment physical, however, respondent sought
treatment from his own doctors. C.A. E.R. 329. In approx-
imately 1993, respondent’s doctor diagnosed him as hav-
ing chronic hepatitis C. Pet. App. 3a; C.A. E.R. 398. The
majority of people with chronic hepatitis C do not
develop symptoms such as fatigue or liver failure for
many decades. C.A. E.R. 321. Indeed, respondent
remained asymptomatic from the time of his diagnosis to
his termination in 1996. C.A. E.R. 393, 394, 400.
Respondent’s blood tests not only revealed abnormal
enzyme test results (which indicate an inflammation of
the liver and, hence, a diagnosis of chronic hepatitis C),
but also revealed that respondent had normal levels of
albumin and prothrombin. C.A. E.R. 322-323. Under
established medical practice at that time, such results
indicate that a liver is functioning properly (even though
it may be inflamed due to the hepatitis and thus manifest
increased enzyme levels), and therefore, that it is fully
capable of filtering toxic materials. Ibid. Based on respon-
dent’s normal test results, and having reviewed the
“GO-308” form describing the physical and environmen-
tal conditions in respondent’s workplace, respondent's
physician sent a letter to Chevron in April 1993 stating
that there should be “no restriction on [respondent's]
activity at work as outlined by the working condition
sheet GO-308.” C.A. E.R. 394.
Because his doctors placed no restrictions on him,
respondent continued to work in the oil refinery’s coker
unit. C.A. E.R. 330. His enzyme levels continued to be
high (indicating that he did, indeed, have chronic hepa-
titis C), and his albumin and prothrombin levels contin-
ued to be normal, indicating that his liver was continuing
to function normally. C.A. E.R. 322-323. Thus, in 1993 and
1994, respondent's physician sent Chevron letters stating
that respondent could perform his job without limita-
tions, and appended the relevant blood tests. C.A. E.R.
392-399.
In 1995, respondent again applied to work directly
for Chevron at the coker unit, this time in a “plant
helper” position. Pet. App. 3a. Again, respondent
received a conditional job offer from Chevron that was
rescinded after a pre-employment physical. Ibid. Despite
the fact that this physical examination revealed identical
medical information that Chevron had had in its posses-
sion for three years, that accepted medical knowledge at
the time indicated that an individual with such blood
results has a normally functioning liver that will expose
such an individual to no greater risks than others, that
respondent's physicians had, over a period of three years,
informed respondent he could continue in his job without
risk, and that respondent had, indeed, suffered no reduc-
tion in liver capacity over the previous three years, Chev-
ron’s physician, Dr. McGill, decided that “further
exposure to hepatotoxic chemicals and solvents would
further damage [respondent’s] already reduced liver
capacity and seriously endanger his health.” C.A.
E.R. 81.2 Chevron accordingly withdrew respondent's
conditional job offer. Pet. App. 3a.°
2 In fact, while respondent's enzyme tests indicated he had
an inflamed liver, there was no evidence that respondent had
“reduced liver capacity.” See C.A. E.R. 324 (“While it is true that
Mr. Echazabal has abnormal liver enzyme levels, those enzyme
levels do not reflect reduced liver function.”). Two experts who
later reviewed the same information held by Chevron’s
physician concluded that Dr. McGill’s opinion “contradict[ed]}
medical research in this area,” C.A. E.R. 323; that
“[respondent’s] liver is as capable as detoxifying or
metabolizing toxins that enter his body as is any other person,”
C.A. E.R. 325; and that “[respondent] is not at risk by virtue of
the fact that Chevron maintains these chemicals in the Refinery /
coker,” C.A. E.R. 314.
3 Petitioner erroneously states that “[t]he Ninth Circuit
held that Echazabal was ‘qualified’ for the plant helper job
despite the fact that Echazabal’s and Chevron’s doctors agreed that
the substances he would be exposed to on the job would harm or kill
him.” Pet. 13 (emphasis added). In fact, over a period of three
years, Echazabal’s doctors had consistently informed both
Echazabal and Chevron that Echazabal could continue to work
in the coker unit with no risk of harm to his liver. A letter from
Dr. Weingarten (one of respondent’s doctors) to Dr. McGill
concludes with an ambiguous statement that “exposure to
hepatotoxic hydrocarbons” is “recommended not to be the
case.” C.A. E.R. 195. There is no evidence that Dr. Weingarten
was provided with accurate information regarding the
concentration or exposure levels of substances to which
respondent would be exposed in the refinery. C.A. E.R. 497-499,
510. Dr. Weingarten’s general statement that “exposure to
hepatotoxic hydrocarbons” is “recommended not to be the
case,” is a far cry from “agree[ing] that the substances
[respondent] would be exposed to on the job would harm or kill
him.” Pet. 13.
Several weeks after petitioner rescinded respondent's
conditional job offer, it informed the maintenance con-
tractor for whom respondent was working that respon-
dent was to be immediately removed from the refinery or
be provided a job that “eliminate[d] his exposure to sol-
vents/chemicals.” Pet. App. 3a (internal quotation marks
in original). Respondent was removed from his job and
shortly thereafter became unemployed. Pet. App. 3a.
2. Respondent filed suit against petitioner in Cali-
fornia state court. The complaint alleged, inter alia, that
petitioner’s refusal to hire respondent — and its directive
to its contractor to remove respon‘ent from the refinery —
violated the Americans with Disabilities Act and Califor-
nia’s Fair Employment and Housing Act (FEHA). Pet.
App. 33a. Petitioner removed the case to the District
Court for the Central District of California, Pet. App. 33a,
and moved for summary judgment. Petitioner conceded
that its adverse employment actions rested solely on the
fact that respondent had hepatitis C, and it “d[id] not
challenge that [respondent] has a disability under the
FEHA [or] ADA.” Pet. App. 46a n.6. It rested its defense
entirely on the ground that respondent would pose a
“direct threat” to himself if he continued to work in the
refinery. Pet. App. 46a.
The district court concluded that respondent had
“presented evidence raising a genuine issue as to whether
the position of plant helper would, in fact, have posed [ ]
a direct threat to Echazabal’s liver condition or overall
health,” and that respondent had “presented evidence
raising a genuine issue that despite elevated liver
enzymes, [respondent's] liver function was normal, and
that the substances to which he would be exposed in the
position of plant helper posed no greater danger to Echa-
zabal than to other workers.” Pet. App. 48a. Nevertheless,
the district court concluded that the relevant issue was
“not whether Chevron was in fact objectively correct in its
determination that Echazabal’s continued employment at
the refinery posed a direct threat to his health,” but
rather “whether Chevron was reasonable in its deter-
mination that the employment of Echazabal presented a
direct threat to the [respondent.]” Pet. App. 52a. The
court held that respondent had failed to present “admis-
sible evidence raising a genuine issue of material fact” as
to whether Chevron had, in fact, not been reasonable in
its determination. Id. Accordingly, the district court
granted summary judgment to petitioner. [bid.
3. On appeal, respondent argued that the district
court had misapplied this Court’s teachings that deter-
minations regarding risk must be based on “objective,
scientific information available” to a physician and others
in his or her profession, and that a physician’s belief that
a significant risk exists, “even if maintained in good
faith,” does not relieve the decisionmaker of liability if
that belief is unreasonable in light of the then-existing -
state of medical science. Bragdon v. Abbott, 524 U.S. 624,
649 (1998); see also Lowe v. Alabama Power Co., 2001 WL
286612 at *3-*4 (11th Cir. Mar. 23, 2001) (relying on this
aspect of Bragdon to reverse grant of summary judgment
to employer where the safety risk judgment made by the
employer’s physician was not based “on particularized
facts using the best available objective evidence”). How-
ever, the court of appeals saw no need to reach respon-
dent’s argument that Chevron’s physicians had arrived at
a demonstrably incorrect conclusion —- one wholly incon-
sistent with basic medical knowledge available at the
time — regarding the risk that respondent’s continued
employment would pose.
Rather than reach this fact-specific question, the
court of appeals found a more basic legal flaw in peti-
tioner’s argument. The court held that the ADA’s “direct
threat” defense does not apply to employees who pose a
direct threat solely to their own health or safety, and not
to the health or safety of other persons. The court relied
on the plain text of the “direct threat” provision, which
permits an employer to exclude an employee who
“pose[s] a direct threat to the health or safety of other
individuals in the workplace,” 42 U.S.C. § 12113(b)
(emphasis added), but makes no mention of risks to the
employee himself. Pet. App. 6a-7a. The court found addi-
tional support in the statute’s legislative history, which
consistently discusses the “direct threat” defense in terms
of risks that individual employees might pose to others
rather than to themselves. Pet. App. 7a-9a. Finally, the
court found the congressional decision to bar employers
from making paternalistic decisions to exclude people
with disabilities from employment opportunities to be
consistent with the similar Congressional decision to bar
employers from excluding women from employment
opportunities based on a concern for a female employee’s
health or safety. See International Union v. Johnson Con-
trols, Inc., 499 U.S. 187 (1991); Dothard v. Rawlinson, 433
U.S. 321, 335 (1977); Pet. App. 9a-10a.
Although a regulation of the Equal Employment
Opportunity Commission (EEOC) includes a “threat to
self” in the “direct threat” defense, the court of appeals
concluded that the regulation was inconsistent with the
“unambiguously expressed intent of Congress,” Chevron
U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467
U.S. 837, 842-43 (1984), and hence invalid. Pet. App. 12a.
The court also rejected Chevron’s argument that the pur-
ported risk the job posed to his health rendered respon-
dent not “qualified” to perform the “essential functions”
of his job. See 42 U.S.C. § 12111(8) (defining “qualified
individual with a disability”). “[NJot posing a risk to
one’s own health or safety,” the court concluded, “cannot
in itself constitute an essential job function.” Pet. App.
17a. In this case, the court concluded, “Chevron has never
contended that the risk Echazabal allegedly poses to his
own health renders him unable to perform [the] duties [of
the coker unit job].” Ibid.
Although the original opinion of the court of appeals,
issued on May 23, 2000, indicated a unanimous panel
vote, the court issued an order four months later amend-
ing that opinion to include a dissent by Judge Trott. Pet.
App. 2a. Applying the EEOC regulation, Judge Trott
argued that petitioner could justify its actions on the
ground that respondent’s continued employment would
pose a direct threat to his own health or safety. Pet. App.
22a-23a.
REASONS FOR DENYING THE WRIT
The decision below addressed a very specific (and,
for all that appears from the cases, infrequently occur-
ring) situation: A case in which an employer denied an
individual a job based solely on the employer’s purely
paternalistic belief that the job would be dangerous to the
individual’s own health. Petitioner has neither alleged
nor presented evidence that respondent’s medical condi-
tion rendered him unable to perform the tasks required for
the job, or that other individuals would also have been at
risk as a result of the respondent’s medical condition.
Petitioner argues only that it was entitled to refuse to hire
respondent (and to direct its contractor to fire him) based
on its own conception of respondent’s best interest. In
this narrow context, the court of appeals concluded that
the ADA provides no defense to petitioner’s concededly
disability-based adverse employment actions. There is no
serious split in the circuits as to whether the ADA per-
mits an employer to raise a “threat to self” defense in this
type of case. Indeed, the only arguable conflict is with a
five-year-old, two-page per curiam opinion in which the
basic legal question does not appear to have been con-
tested. That is hardly the kind of deep and abiding split
in the circuits that cries out for this Court’s review.
Moreover, the opinion below rests firmly on the lan-
guage of the statute, see 42 U.S.C. § 12113(b); the indica-
tions in both the statutory findings and the legislative
history that paternalistic denials of opportunities to peo-
ple with disabilities were a principal target of the ADA,
see 42 U.S.C. § 12101(a)(5); H.R. Rep. No. 485, Part 2,
101st Cong., 2d Sess. 74 (1990); and the longstanding
principle that an employer may not justify intentional
discrimination against members of a protected class on
the basis of paternalistic concerns for class members’ own
safety, see International Union v. Johnson Controls, Inc., 499
U.S. 187, 202 (1991); Dothard v. Rawlinson, 433 U.S. 321,
335 (1977). Because the lower court’s opinion in this case
10
does nothing more than apply to the ADA the principles
that Dothard and Johnson Controls applied in the context of
gender discrimination under Title VII of the Civil Rights
Act of 1964, petitioner’s suggestion that it will lead to
“absurd results” and create “debilitating practical prob-
lems in the workplace” (Pet. 12, 21) (internal quotation
marks omitted) is particularly ill-taken. This Court
rejected many of the same arguments in Johnson Controls.
Particularly given the extremely small number of
reported cases in which employers have sought to justify
disability discrimination under the ADA based solely on
the risk an employee allegedly poses to him- or herself,
petitioner’s prediction that the court of appeals’ decision
will lead to dire practical consequences is entirely unwar-
ranted and provides no basis for this Court’s interven-
tion.
I. THIS CASE IMPLICATES NO SIGNIFICANT CON-
FLICT IN THE CIRCUITS WARRANTING THIS
COURT’S INTERVENTION
A. There Is No Serious Conflict Regarding
Whether The Statutory Defense For “Direct
Threat To Others” Encompasses An Employee’s
Direct Threat To His Own Safety
Title I of the Americans with Disabilities Act permits
an employer to defend against a claim of disability dis-
crimination on the ground that the plaintiff “pose[s] a
direct threat to the health or safety of others in the work-
place.” 42 U.S.C. § 12113(b) (emphasis added). Applying
the general principle that expressio unius est exclusio
alterius, the court of appeals concluded that this provision
11
does not permit an employer to defend against a claim of
disability discrimination on the ground that the plaintiff
poses a direct threat to his or her own safety. Pet. App.
6a-7a. Contrary to petitioner’s contention (Pet. 16-17),
this straightforward reading of the statutory text creates
no significant conflict with the rulings of other circuits.
Petitioner correctly notes that several cases in various
circuits have parroted the EEOC’s statement that the
direct threat defense embraces “significant risk[s] of sub-
stantial harm to the health or safety of the individual or
others.” 29 C.F.R. § 1630.2(r) (emphasis added). Several
other employment discrimination cases brought under
the Rehabilitation Act have made similar statements (Pet.
19-20). But those cases create no meaningful conflict with
the decision below, because they did not involve
instances in which an employer sought to justify disabii-
ity discrimination solely on the basis of the plaintiff’s
alleged threat to him- or herself.
In all but one of these cases (and the employer could
probably have made such an assertion in that one) the
employer asserted, and the court accepted, that the plain-
tiff posed a significant risk to others in the workplace as
well. See Borgialli v. Thunder Basin Coal Co., 235 F.3d 1284,
1295 (10th Cir. 2000) (“Plaintiff was not a ‘qualified per-
son’ to work in a position as a blaster because the defen-
dants rightly considered that he was a direct threat to
others in the workplace.”); LaChance v. Duffy’s Draft
House, 146 F.3d 832, 836 (11th Cir. 1998) (stating that
“LaChance’s loss of consciousness was not only a danger
to himself, but due to the working environment, was a
danger to others as well” and concluding that there was
12
“no genuine issue of material fact as to whether LaC-
hance was a direct threat to others”); Daugherty v. City of
El Paso, 56 F.3d 695, 698 (5th Cir. 1995) (noting that the
ADA “defines a direct threat as a significant risk to the
health or safety of others that cannot be eliminated by
reasonable accommodation” and concluding that “a
driver with insulin dependent diabetes is not otherwise
qualified because his medical condition presents a genu-
ine substantial risk that he could injure himself or
others”) (internal quotation marks omitted); Chandler v.
City of Dallas, 2 F.3d 1385, 1395 (5th Cir. 1993) (same result
under the Rehabilitation Act, as to both insulin-depen-
dent diabetes and impaired vision); Chiari v. City of League
City, 920 F.2d 311, 315-316 (5th Cir. 1991) (stating that
“(t]he City’s sole justification for maintaining that Chiari
was not capable of doing the job was its concern that his
loss of balance would endanger him and others working
with him” and noting that Chiari’s own expert “agreed
with the conclusions reached by [the City’s experts]: that
Chiari could not move adequately to be a construction
inspector and that it was possible that he could be a
danger to others”).*
4 Two of the Rehabilitation Act cases on which petitioner
relies do not involve claims of employment discrimination at all,
but rather involve claims that universities discriminated against
students on the basis of asserted safety risks. See Knapp v.
Northwestern Univ., 101 F.3d 473 (7th Cir. 1996) (university's
refusal to permit student with heart condition to play on the
school’s basketball team); Doe v. New York Univ., 666 F.2d 761 (2d
Cir. 1981) (university’s refusal to permit student with
psychiatric disability to matriculate as medical student).
Because this case involves an interpretation of Title I of the ADA
- a statute whose application is limited to employment
13
Indeed, petitioner points to only one court of appeals
opinion that even purports to involve a pure threat-to-
self case. Moses v. American Nonwovens, Inc., 97 F.3d 446
(11th Cir. 1996) (per curiam). But that eight-paragraph per
curiam opinion does not create any clear or significant
conflict with the decision here, for two reasons. First, the
question whether the ADA permits an employer to
exclude an individual with a disability based on the risk
he poses to himself does not appear to have been con-
tested by the parties in Moses. For all that appears in the
court’s brief opinion, the plaintiff did not challenge the
employer's argument that it was permitted to fire him if
he posed a risk to himself; he appears to have argued
relationships — these cases present no conflict with the decision
below. Unlike employers in their relationships with employees,
schools routinely act paternalistically toward their students. A
conclusion that a university may act paternalistically when
dealing with its students thus says nothing about whether an
employer may act paternalistically when dealing with its
employees. Moreover, the Knapp court suggested that there
were limits to the degree to which even universities could make
paternalistic decisions. See Knapp, 101 F.3d at 486 (“[HlJere,
where Northwestern acted rationally and reasonably rather
than paternalistically, no Rehabilitation Act violation has
occurred.”) Finally, the direct threat discussion was not even
necessary to the decision in Knapp, which held that the plaintiff
had failed to establish a protected disability, see Knapp, 101 F.3d
at 482, and the university in Doe relied on the plaintiff's asserted
risk to others as well as herself, see Doe, 666 F.2d at 777 (“The
evidence in the record before us indicates that there is a
significant risk that Doe will have a recurrence of her mental
disorder, with resulting danger to herself and to others with
whom she would be associated as a medical student.”).
14
only that he did not in fact pose a risk to himself. See id. at
448 (“Moses maintains that as long as he followed
instructions and worked ‘downstream’ from the equip-
ment, there was no risk of harm.”). Accordingly, the court
simply stated, without any analysis, that “[aJn employer
may fire a disabled employee if the disability renders the
employee a ‘direct threat’ to his own health or safety.” Id.
at 447. In support of that assertion, the court cited 42
U.S.C. § 12113 and 29 C.F.R. § 1630.2(r). But it did not
even acknowledge, much less attempt to address, the
conflict between the statutory language, which does not
incorporate a “threat to self” defense, and the regulation,
which does. Such an unconsidered assertion, in a case in
which the point appears to have been uncontested, is not
the type of detailed, serious analysis that can create a
meaningful split in the circuits. Indeed, it is not even
clear that the Eleventh Circuit treats its Moses discussion
as having resolved the question. See Lowe v. Alabama
Power Co., 2001 WL 286612 at *3 n.1 (11th Cir. Mar. 23,
2001) (expressly reserving the question “whether 29
C.F.R. § 1630.2(r) impermissibly expands the definition of
direct threat provided by Congress in 42 U.S.C.
§ 12111(3)”).
Second, the fact that Moses was litigated as a threat-
to-self case appears itself to have been a fluke. The plain-
tiff in that case had epilepsy and worked at a job that
placed him in close proximity to a variety of dangerous
equipment. See Moses, 97 F.3d at 447-448. In at least one
other case involving an employee with uncontrolled epi-
lepsy in dangerous work settings, the same court that
decided Moses has ruled that the employee presented a
direct threat not just to himself but to others. See
15
LaChance, 146 F.3d at 836. Because the plaintiff in Moses
conceded “that there was a significant risk that if he had
continued working at American, he would have had sei-
zures on the job,” Moses, 97 F.3d at 447, there is every
reason to believe that, in the dangerous setting in which
he worked, he posed a threat to other individuals in the
workplace. In any event, it should be clear that the Elev-
enth Circuit’s decision in Moses did not involve the kind
of purely paternalistic exclusion effected by Chevron
here: firing an individual with a health condition that has
absolutely no effect on the employee's ability to perform
the job and that poses absolutely no risk to others in the
workplace, simply because of a fear that — at some inde-
terminate point in the future - workplace conditions
might pose a danger to the employee's health.
In the more than ten years since the ADA was
enacted, this is the only case in which a court of appeals
has been called upon squarely to address the question
whether the statute’s direct threat defense applies to such
purely paternalistic decisions to exclude people with dis-
abilities from employment opportunities. Of all the appel-
late cases cited by petitioner, in only one do the facts even
purport to present this issue, and in that case the issue
does not appear to have been contested and the
employer’s decision does not appear to have been purely
paternalistic. The court of appeals’ interpretation of the
ADA’s “direct threat” provision in this case thus does not
create the kind of meaningful split regarding a signifi-
cant, recurring issue that warrants plenary consideration
by this Court.
16
B. There Is No Conflict In The Circuits Regarding
Whether A Risk To Self Can Render An Indi-
vidual Not “Qualified” Under The ADA
1. Title I of the ADA protects only “qualified indi-
vidual[s] with a disability,” 42 U.S.C. § 12112(a), which
the statute defines as “individual[s] with a disability
who, with or without reasonable accommodation, can
perform the essential functions of the employment posi-
tion[s] such individual[s] hold[ ] or desire[ ],” 42 U.S.C.
§ 12111(8). Petitioner argues (Pet. 13-14) that the Seventh
Circuit's decision in Koshinski v. Decatur Foundry, Inc., 177
F.3d 599 (7th Cir. 1999), held that risk to an employee's
own health or safety can render that individual not “qual-
ified” under the ADA. The decision below, petitioner
contends, conflicts with that purported holding.
Petitioner misreads Koshinski. That decision involved
an individual whose disability rendered him presently
unable to perform the tasks of his job. Koshinski, whose
job of “cupola operator” imposed exceptional physical
demands, id. at 600, had a form of degenerative osteo-
arthritis that left him “in constant pain from which he
could get no relief.” Id. at 602. As the Seventh Circuit
concluded, Koshinski’s own detailed statements about his
condition in an application for disability benefits
“show[ed] Koshinski believed he could no longer operate
the cupola.” Id. at 603. And Koshinski “flat out admitted
at his deposition that from February 5 through at least
May 16, when he filed his application for disability bene-
fits, he was incapable of meeting the rigorous demands of
the cupola operator position.” Ibid.
17
Koshinski thus held that an employee may not be
“qualified” for a position where his disability causes him
sufficient pain that he is no longer capable of meeting the
physical demands of that job. But it did not hold that an
employee who is fully capable of carrying out all job
tasks may be deemed un-“qualified” based on the purely
paternalistic concern that at some undetermined point in
the future he may suffer harm in the workplace. To the
contrary, the Koshinski court expressed its disapproval of
such paternalistic discrimination. In response to
Koshinski’s argument “that the ADA is not a paternalistic
statute designed to protect a disabled person from him-
self, and that an employee should not be fired or other-
wise denied employment because he may become
unwilling to do his job at some point in the future,” the
court accepted the legal premise but concluded that it did
not fit the facts of the case (ibid.):
In principle we do not disagree with Koshinski’s
argument. It would be hard to imagine, for
example, -that a court would sanction an
employer's decision to fire a qualified employee
simply because his degenerative heart disease
makes a future heart attack inevitable. But here
the record firmly established that Koshinski
could not perform the essential functions of his
job when the foundry decided to let him go.
This case, unlike Koshinski, is directly analogous to the
hypothetical case of the employee with degenerative
heart disease. Because Koshinski thus expressly distin-
guished the type of fact setting at issue here, it is not in
conflict with the decision below.
18
2. Petitioner attempts to manufacture a circuit split
by asserting that the decision below conflicts with cases
in two circuits that held that the risk an employee poses
to others may in some circumstances render that
employee un-“qualified,” wholly apart from any direct
threat analysis. Pet. 14, 17 (citing EEOC v. Exxon Corp.,
203 F.3d 871 (5th Cir. 2000); EEOC v. Amego, Inc., 110 F.3d
135, 142-144 (1st Cir. 1997)). But the court of appeals’
opinion in this case did not disagree with those rulings.
To the contrary, it properly deemed them “irrelevant”
because they did not address employer claims that a
possible future risk to an employee's own health or safety
is sufficient to render that employee un-“qualified” under
the ADA. Pet. App. 17a n.11. Contrary to petitioner’s
repeated assertion, the court of appeals in this case did
not hold “that satisfying the demands of the ‘direct
threat’ defense is the ‘exclusive’ way in which employers
may take account of safety concerns.” Pet. 17; see also id.
at 21, 29. The decision below held only that “risk to self”
cannot in and of itself render an individual un-“quali-
fied.” See Pet. App. 17a (“Given that not posing a risk to
one’s own health or safety cannot in itself constitute an
essential job function, it is clear that Chevron’s reason for
refusing to hire Echazabal is not related to Echazabal’s
ability to perform the essential functions of the job for
which he applied.”). It accordingly created no conflict
with cases like Amego and Exxon that held that a risk to
others may in some circumstances render an individual
unable to perform essential functions of a job, and hence
render such an individual un-“qualified” for the job.
The absence of any conflict is clear from an examina-
tion of the Amego and Exxon cases. In Amego, the court
19
held that among the “essential functions” of the job of
“team leader” at a residential facility for people with
severe disabilities was the responsibility to “administer[ ]
vital medications” to the facility's residents. Amego, 110
F.3d at 137, 144. The court concluded that the complain-
ant’s inability to be trusted to perform that function not
only affected the residents’ safety, but also rendered the
complainant un-“qualified” to perform her job. See id. at
144 (“The precise issue here concerns the employer's
judgment that Gugliemi could not be trusted to handle
the medication-related functions of her job. In this case, a
failure to perform an essential function - overseeing and
administering medication - would necessarily create a
risk to others.”). The court of appeals’ narrow ruling here
- that an employer may not define the “essential func-
tions” of the job to include the condition that performing
the job not impose a risk on the employee - says nothing at
all about the circumstances in which the “essential func-
tions” of the job might, as in Amego, require attention to
the safety of others.
Exxon, too, creates no conflict. There, the court held
that the “direct threat” test applies only when “an
employer responds to an individual employee’s supposed
risk that is not addressed by an existing qualification
standard” previously put in place by that employer.
Exxon, 203 F.3d at 875. When an employer determines that
an employee with a disability cannot satisfy a pre-exis-
ting “safety-based qualification standard[]” that is
“applicable to all employees of a given class,” ibid., the
court ruled, the employee will be deemed un-“quali-
fied”so long as the “across-the-board” safety standard is
“job-related and consistent with business necessity,” 42
20
U.S.C. § 12113(a); see Exxon, 203 F.3d at 875. Applying
this individual-decision/across-the-board-standard dis-
tinction, the court concluded that Exxon’s rule that “per-
manently removes any employee who has undergone
treatment for substance abuse from certain safety-sensi-
tive, little-supervised positions” fell on the across-the-
board-standard side of the line. Accordingly, the court
remanded for application of the business necessity test.
Exxon, 203 F.3d at 872, 875. But even if petitioner’s deci-
sion to exclude respondent reflected application of some
across-the-board requirement rather than an individu-
alized decision (which is far from clear), Exxon holds only
that courts must evaluate that decision under the “job-
related and consistent with business necessity” test — not
that courts must uphold that decision. For reasons we
discuss in the next part, a purely paternalistic require-
ment that an employee have no condition that might pose
risks to his or her health at some point in the future could
not satisfy the “job-related and consistent with business
necessity” test. Nothing in Exxon is to the contrary.
Il. THE COURT OF APPEALS CORRECTLY INTER-
PRETED THE STATUTE TO BAR A “THREAT TO
SELF” DEFENSE IN THIS CASE
Petitioner argues (Pet. 21-30) that the decision below
reflects an incorrect interpretation of the relevant provi-
sions of the ADA. Given the lack of any true conflict in
the circuits, and the extremely small number of cases that
have directly presented this issue, petitioner’s argument
21
amounts to nothing more than a request for «rror correc-
tion that does not warrant plenary review by this Court.
In any event, petitioner is wrong on the merits.
A. No Provision Of The ADA Permits An
Employer To Exclude An Individual With A
Disability From Employment Solely Because
Of A Fear That, At Some Point In The Future,
The Employee Might Experience Adverse
Health Effects
As noted, this case involves an extremely narrow fact
setting: an employer’s decision to exclude an individual
with a disability from employment solely because of a
concern that, at some indeterminate point in the future,
workplace conditions might cause harm to that individ-
ual. This case does not involve an employee who was
presently unable to perform the job, nor even one for
whom inability to perform the job was imminent. In these
narrow circumstances, the court of appeals correctly held
that no provision of the ADA permits the employer to
exclude the employee with a disability. Pet. App. 4a-18a.
In defending its disability-based decision to exclude
respondent, petitioner relies on three different provisions
of the ADA. See Pet. 22. But none of these provisions can
bear the weight petitioner places on it.
1. The first provision relied on by petitioner, the
“direct threat” provision of 42 U.S.C. § 12113(b), is clearly
unavailing. By its terms, that provision affords a defense
only when the employee “pose[s] a direct threat to the
health or safety of other individuals in the workplace.”
Ibid. (emphasis added). Given the absence of any refer-
ence in that provision to risks an employee poses to him-
22
or herself, the expressio unius canon must mean at least
that the direct threat provision cannot of its own force
provide a defense to an employer who excludes an
employee with a disability on the basis of a feared “threat
to self.” The force of the expressio unius argument is
particularly strong given the evidence, carefully can-
vassed by the court of appeals, that the omission of
threats to self from the direct threat provision was any-
thing but inadvertent. Pet. App. 7a-10a.
Petitioner seems to concede that the direct threat
provision by its own force cannot justify the disability-
based exclusion Chevron effected here. Petitioner appears
to argue only that the limited scope of the direct threat
provision does not foreclose an attempt to justify
employee-safety-based discrimination under other provi-
sions of the statute. Pet. 22-23. There are good reasons to
doubt that petitioner’s argument on this score is correct.®
But the court of appeals had no need to — and did not -
resolve this question, because it concluded that neither of
the other statutory provisions on which petitioner relies
supported its decision to exclude respondent from its
refinery
5 Because the direct threat provision, unlike the other
provisions relied on by petitioner, specifically addresses safety-
based exclusions, petitioner's argument is inconsistent with the
canon of interpretation that holds that the specific controls the
general. Under petitioner's argument, moreover, the direct
threat provision would be superfluous, for there is no reason
why an employee’s risk to himself could render that employee
un-“qualified” but the employee’s risk to someone else could
not do so as well.
23
2. Petitioner relies on two related provisions of the
statute: Section 12112(a), which extends statutory protec-
tion only to a “qualified individual,” 42 U.S.C. § 12112(a);
and Section 12113(a), which permits an employer to
impose “qualification standards” that are “shown to be
job-related and consistent with business necessity,” 42
U.S.C. § 12113(a). The court of appeals properly con-
cluded that these provisions cannot support petitioner’s
disability-based exclusion of respondent.
Relying on the definition of “qualified” in Webster’s
Third New International Dictionary, petitioner contends
(Pet. 23) that the ADA’s “plain language” establishes
“that danger to self may disqualify a person for employ-
ment.” Whether or not the Webster’s Third definition of
“qualified” supports petitioner’s position, the ADA’s defi-
nition of “qualified” does not. The ADA defines a “quali-
fied” individual as one who can perform the “essential
functions” of his or her job. 42 U.S.C. § 12111(8). Thus, to
show that respondent was not qualified under the defini-
tion specifically set forth in the ADA, petitioner cannot
simply assert that a risk that an individual will suffer
harm at some point in the future renders that individual
“unfitted” for a job in some general sense. Cf. Pet. 23.
Rather, petitioner must establish that respondent’s ability
to perform his job without posing a risk of harm to
himself at some point in the future was an “essential
function” of his job.
As the court of appeals correctly concluded, “not
posing a risk to one’s own health or safety cannot in itself
constitute an essential job function.” Pet. App. 17a. First,
the risk that an employee might suffer harm at some
24
future point has nothing to do with that employee’s pre-
sent ability to perform the productive functions of the
job. See Pet. App. 15a.° Second, in its case law rejecting
paternalistic discrimination under Title VII of the Civil
Rights Act of 1964 - a principal model for Title I of the
ADA - this Court rejected an argument almost identical
to petitioner’s: “It is word play to say that ‘the job’ at
Johnson [Controls] is to make batteries without risk to
fetuses in the same way ‘the job’ at Western Air Lines is
to fly planes without crashing.” Johnson Controls, 499 U.S.
at 207 (internal quotation marks omitted).? Third,
the statutory finding that “overprotective rules and
6 If the employee would plainly experience imminent harm
that would prevent him or her from performing the productive
functions of the job, the employer would be on much stronger
ground in deeming that employee un-“qualified.” But that is a
far cry from petitioner's fear in this case that respondent might
experience such debilitating harm at some indeterminate point
in the future. See Pet. App. 17a-18a (“Echazabal worked for
Irwin at the coker unit, performing work similar to the job for
which he applied, long after he was diagnosed with hepatitis.
There is no evidence that the health of his liver ever affected his
ability to do the job.”).
7 See also id. at 206 (“We reiterate our holdings in [Western
Air Lines, Inc. v.] Criswell[, 472 U.S. 400 (1985),] and Dothard that
an employer must direct its concerns about a woman’s ability to
perform her job safely and efficiently to those aspects of the
woman's job-related activities that fall within the ‘essence’ of
the particular business.”); cf. Dothard, 433 U.S. at 335 (stating
that “[iJn the usual case, the argument that a particular job is too
dangerous for women may appropriately be met by the
rejoinder that it is the purpose of Title VII to allow the
individual woman to make that choice for herself” but
upholding exclusion of women from certain prison guard
positions based on the risk to general prison security).
25
policies” have constituted a significant means by which
people with disabilities have experienced disadvantage,
42 U.S.C. § 12101(a)(5),8 suggests that Congress would
not have intended to permit employers to impose quali-
fication standards that denied employment opportunities
to people with disabilities “for their own good.” For
precisely the same reasons, a requirement that peti-
tioner’s employees have no disability that might in the
future create a risk to their own health cannot be justified
as a “qualification standard” that is “job-related and con-
sistent with business necessity” under Section 12113(a).
3. Petitioner contends (Pet. 24-26) that the decision
below creates “absurd consequences” by imposing an
obligation on employers under the ADA that is inconsis-
tent with federal and state workplace safety laws and
State tort law. Petitioner is incorrect.
Petitioner points to several OSHA standards that
specifically exclude people with particular identified dis-
abilities from particular identified jobs (Pet. 25). To the
extent that an employer relies on such a specific standard
promulgated by a federal regulatory agency, this Court’s
decision in Albertson's, Inc. v. Kirkingburg, 527 U.S. 555,
570-578 (1999), would appear to shield the employer’s
decision from attack under the ADA. But petitioner can-
not take advantage of that shield here, for it has never
8 See also H.R. Rep. No. 485, Part 2, 101st Cong., 2d Sess. 74
(1990) (“[E]mployment decisions must not be based on
paternalistic views about what is best for a person with a
disability. Paternalism is perhaps the most pervasive form of
discrimination for people with disabilities and has been a major
barrier to such individuals.”).
26
purported to rely on any specific OSHA standard exclud-
ing people with hepatitis C from oil refinery jobs. Peti-
tioner instead points to the Occupational Safety and
Health Act’s imposition of a general duty on employers
to provide a safe workplace. Pet. 24-25. But the decision
below does not prohibit employers from making work-
places safe for employees with disabilities. It simply bars
them from doing so through the simple expedient of
excluding employees with disabilities (at least outside the
context, shielded by Albertson's, of a specific decision by
OSHA that people with a particular identified condition
cannot safely work in particular identified jobs). The
assertion that this result places employers in an intoler-
able position is speculative at best; given the apparently
small number of “threat to self” cases that have arisen
under the ADA, the resolution of such a speculative
conflict between statutes provides no reason for this
Court to grant certiorari. The same point applies to the
asserted conflict between the ADA and state workplace
safety and tort laws (which state laws would, in any
event, be preempted to the extent of any conflict, see Pet.
App. 13a (citing Johnson Controls, 499 U.S. at 209-210)).
4. Petitioner argues (Pet. 24) that the court of
appeals’ decision is inconsistent with longstanding inter-
pretations of the Rehabilitation Act. As we have
explained, see pages 12-13 and n.4, supra, that is incor-
rect; the decision below creates no clear conflict with any
other circuit’s interpretation of the Rehabilitation Act's
prohibitions on employment discrimination. Even if the
decision below were inconsistent with pre-ADA inter-
pretations of the Rehabilitation Act, however, that would
be of no moment, for the ADA’s text would appear to
27
reflect a congressional decision to narrow the scope of the
safety-risk defense that might previously have been avail-
able under the Rehabilitation Act.
The Rehabilitation Act did not define the term “oth-
erwise qualified individual,” but implementing regula-
tions promulgated by the EEOC in 1978 defined the term
to mean an individual who “can perform the essential
functions of the position in question without endangering
the health or safety of the individual or others.” 43 Fed.
Reg. 12293, 12295 (Mar. 24, 1978). When it enacted Title |
of the ADA in 1990, Congress made three crucial deci-
sions. First, rather than simply rely on prior regulatory
interpretations of the term, Congress added its own defi-
nition of “qualified individual.” 42 U.S.C. § 12111(8).
Second, Congress omitted any discussion of health or
safety risks from that definition and instead defined the
term solely by reference to the ability to perform a job’s
“essential functions.” Id. And third, Congress added a
separate “direct threat” provision, expressly denominated
as a defense to liability, that spoke only of threats to
“other individuals in the workplace.” 42 U.S.C.
§ 12113(b). Even if prior constructions of the Rehabilita-
tion Act would have permitted an employer to justify
exclusion of an employee with a disability based on a fear
that the employee posed a risk to hirn- or herself, these
three changes clearly warrant a different result after
enactment of the ADA.
28
B. The Court Of Appeals Properly Declined To
Accord Deference To The EEOC’s Manifestly
Erroneous Interpretation Of The Direct Threat
Provision
Petitioner argues (Pet. 28-29) that the court of appeals
should have deferred to the EEOC’s regulation that
defines “direct threat” to include “a significant risk of
substantial harm to the health or safety of the individual
or others.” 29 C.F.R. § 1630.2(r); accord 29 C.F.R.
§ 1630.15(b)(2).9 The court of appeals properly declined to
defer to this regulation, because it is inconsistent with the
plain text of the statutory “direct threat” provision it
purports to interpret (Pet. App. 1la-13a), as well as all of
the other indicia of statutory meaning discussed above.
See FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120,
125-126 (2000) (“[A]lthough agencies are generally enti-
tled to deference in the interpretation of statutes that they
administer, a reviewing ‘court, as well as the agency,
* Petitioner also relies (Pet. 28), on the EEOC regulation
that defines “qualification standards” to include “physical,
medical, safety, and other requirements” imposed by an
employer. 29 C.F.R. § 1630.2(q). But that provision says nothing
about whether an employer may impose “physical, medical, [or]
safety requirements” regarding the risk an employee poses to
him- or herself. On the face of it, there is no reason to read that
regulation as referring to anything other than medical and
safety standards, like that at issue in Albertson's, that are
principally designed to protect the public. Because the
regulations discussing the scope of the “direct threat” defense
are the only ones in which the EEOC purports to authorize a
“threat to self” defense, we focus our discussion on those
regulations.
29
must give effect to the unambiguously expressed intent of
Congress.’ ”) (quoting Chevron, 467 U.S. at 842-843). .
Indeed, petitioner does not even attempt to defend
the EEOC regulation as a proper interpretation of the
direct threat provision in Section 12113(b) - even though
on its face the regulation purports to define “direct
threat,” see 29 C.F.R. § 1630.2(r); accord 29 C.F.R.
§ 1630.15(b)(2). Rather, petitioner argues (Pet. 28-29) that
the EEOC’s expansion of the statutory “direct threat”
provision is justified as an interpretation of the more
general “qualification standards” language in Section
12113(a). But the EEOC has itself rejected an interpreta-
tion of the general “qualifications standards” language as
encompassing safety risks. As this Court has noted, the
EEOC has consistently interpreted the direct threat provi-
sion of Section 12113(b) as providing the exclusive means
of justifying safety-based disability discrimination under
ADA Title I. See Albertson's, 527 U.S. at 569 & n.15. In the
Exxon case, the EEOC argued specifically (albeit unsuc-
cessfully) that an employer could not justify safety-based
discrimination under Section 12113(a)’s general “quali-
fication standards” provision without engaging in an
independent “direct threat” analysis. See Exxon, 203 F.3d
at 873 (citing both the EEOC’s litigating position and the
interpretive guidance that accompanies 29 C.F.R.
§ 1630.15(b) and (c)). Ironically, although petitioner advo-
cates deference to the EEOC’s regulation, petitioner speci-
fically rejects the EEOC’s interpretation of the statutory
provision on which Chevron purports to rely (Pet. 29-30).
Because the EEOC’s regulation is inconsistent with
the language of the statutory provision that regulation
30
purports to interpret, and the EEOC has denied the appli-
cability of the statutory provision on which petitioner
seeks to ground that regulation, the court of appeals
properly declined to accord deference to the administra-
tive interpretation in this case. See Public Employees Retire-
ment Sys. v. Betts, 492 U.S. 158, 174-175 (1989) (where
regulatory “cost-justification” requirement could not be
squared with the “subterfuge” language it purported to
interpret in the Age Discrimination in Employment Act,
Court would not defer to that requirement as an inter-
pretation of “employee benefit plan” language it did not
purport to interpret).
CONCLUSION
The petition for writ of certiorari should be denied.
Respectfully submitted,
Cua! R. Fetpsitum Larry MINsky
GEORGETOWN University Law Counsel of Record
CENTER Lemaire, Faunce, Pincet &
600 New Jersey Ave., N.W. Sincer, P.C.
Washington, D.C. 20001 17785 Center Court Drive,
(202) 662-9595 Suite 250
Cerritos, CA 90703
SAMUEL R. BAGENSTOS (562) 916-7449
1545 Massachusetts Ave.
Cambridge, MA 02138
(617) 495-9299
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