Amicus Curiae Brief — Miller v. French
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Nos. 99-224 and 99-582 | reo
IN THE
Supreme Court of the United States
CHARLES B. MILLER, Superintendent,
Pendleton Correctional Facility, et al., Petitioners,
VS.
RICHARD A. FRENCH, et al., Respondents,
--- AND ---
UNITED STATES, Petitioner,
VS.
RICHARD A. FRENCH, et al., Respondents.
On Writs of Certiorari to the
United States Court of Appeals for the Seventh Circuit
BRIEF AMICUS CURIAE OF THE
CRIMINAL JUSTICE LEGAL FOUNDATION
IN SUPPORT OF PETITIONERS
KENT S. SCHEIDEGGER
CHARLES L. HOBSON
Attorney of Record
Criminal Justice Legal Fdn.
2131 L Street
Sacramento, CA 95816
Phone: (916) 446-0345
Fax: (916) 446-1194
E-mail: cjlf@cjlf.org
Attorneys for Amicus Curiae
Criminal Justice Legal Foundation
Lhe pt
QUESTION PRESENTED
Litigation Reform Act’s automatic stay
18 U.S. C. §3626(e)(2), violate the
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?
powers
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TABLE OF CONTENTS
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EOE nncccnccccedcecaccceceneess l
Summary Of faots amd COGS... ccc ccc cc ccccccccs 2
IES udu tscocecs dé cucncescesecééuc 3
GEE ho cwceccccnsdsteccceccesscncccesecseces 5
I
The PLRA’s unambiguous language should not be ignored
to avoid a nonexistent constitutional problem ......... 5
II
The separation-of-powers doctrine does not hermetically
SPP SEED ccc cccccasccccsucccessenecs 6
Ill
The PLRA’s automatic stay provision is a procedural rule
intended to check an excess of the Judiciary ......... 11
Pi PED o Soctackécecccrecacccscesiess 11
Be PMD wweccccccccccccctctecssoceces 18
IV
Congress has neither assumed a judicial function nor
interfered impermissibly with the Judiciary’s
constitutionally assigned function ................. 20
i ee es eo deeseees 21
iv
B. Law and retroactivity ............00ceeeeeee 24
C. Schedules and judicial power................ 28
Ce... cicccceesseebe6eésentaseuedeouneunt 30
Appendix: 18 U. S.C. § 3626 ..... 6.6.6 cece ees A-!
TABLE OF AUTHORITIES
Cases
Agostini v. Felton, 521 U. S. 203, 138 L. Ed. 2d 391,
SUS Ge SOST GOEED bcccvccccestesboscccece 19,
Almendarez-Torres v. United States, 523 U. S. 224,
140 L. Ed. 2d 350, 118 S. Ct. 1219 (1998) ...........
Aptheker v. Secretary of State, 378 U. S. 500,
12 L. Ed. 2d 992, 84 S. Ct. 1659 (1964) .............
Bowsher v. Synar, 478 U. S. 714, 92 L. Ed. 2d 583,
Se as GR. FOES GOED oc cc csensdevccecceccecevece
Buckley v. Valeo, 424 U. S. 1, 46 L. Ed. 2d 659,
Fs GE GER CROTED cc cccccccvcescccecscecseces 7
California v. Sierra Club, 451 U. S. 287,
68 L. Ed. 2d 101, 101 S. Ct. 1775 (1981) ...........
Carlisle v. United States, 517 U. S. 416,
134 L. Ed. 2d 613, 116 S. Ct. 1460 (1996) ..........
Casey v. Lewis, 43 F. 3d 1261 (CA9 1991)............
Celotex Corp. v. Edwards, 514 U. S. 300,
131 L. Ed. 2d 403, 115 S. Ct. 1493 (1995) ..........
Chapman v. California, 386 U. S. 18,
17 L. Ed. 2d 705, 87 S. Ct. 824 (1967) .............
Commodity Futures Trading Comm’n v. Schor,
478 U. S. 833, 92 L. Ed. 2d 675, 106 S. Ct. 3245
EE boskeucdbuadbhabebensoucseetesiesenesees
Edward J. DeBartolo Corp. v. Florida Gulf Coast
Building & Constr. Trades Council, 485 U. S. 568,
99 L. Ed. 2d 645, 108 S. Ct. 1392 (1988) ............
vi
Federal Election Comm'n v. National Conservative
Political Action Comm., 470 U. S. 480,
84 L. Ed. 2d 455, 105 S. Ct. 1459 (1985S) ........... 29
Fletcher v. Peck, 10 U. S. (6 Cranch) 87,
DE. BE SERED hv cc cevedetecccvccncesvspe 9, 23
French v. Duckworth, 178 F. 3d 437
SEdEy DUE nc vnccaddsdcocsensess 2, 3, 5, 6, 20, 26, 28
French v. Owens, 777 F. 2d 1250 (CA7 1985) .......... 2
Gavin v. Branstad, 122 F. 3d 1081 (CA8 1997) ........ 23
Hadix v. Johnson, 144 F. 3d 925 (CA6 1998) ........ 5, 23
Hanna v. Plumer, 380 U. S. 460, 14 L. Ed. 2d 8,
BO, Ge, SERGE oc ccc ccavccecvensésscenaete 10
Heckler v. Edwards, 465 U. S. 870, 79 L. Ed. 2d 878,
BO Ge CEE ov cccccccsnnsnsdscsncecses 30
Hook v. State of Arizona, 120 F. 3d 921
CD PIS. néuveveesdseisecesdeseseesscées 13,14
Hudson v. United States, 522 U. S. 93,
139 L. Ed. 2d 450, 118 S. Ct. 488 (1997) ........... 21
In re Blodgett, 502 U. S. 236, 116 L. Ed. 2d 669,
BES EGR GES Gee vnc cecvescocsevesscsedes 18, 19
INS v. Chadha, 462 U. S. 919, 77 L. Ed. 2d 317,
SED B. Ca. THRO GIR cc wccccsccvcccses 7, 8, 9, 10, 20
Kotteakos v. United States, 328 U. S. 750,
90 L. Ed. 1557, 66 S. Ct. 1239 (1946) ...........5.. 22
Lewis v. Casey, 518 U. S. 343, 135 L. Ed. 2d 606,
SERS. Gh SPO ee ocnedebavanesouccesisdveds 14
Loving v. United States, 517 U. S. 748,
135 L. Ed. 2d 36, 116 S. Ct. 1737 (1996) ............ 7
vii
Miranda v. Arizona, 384 U. S. 436,
16 L. Ed. 2d 694, 86 S. Ct. 1602 (1966) ............ 10
Mistretta v. United States, 488 U. S. 361,
102 L. Ed. 2d 714, 109 S. Ct. 647 (1989) ..... 7, 8, 9, 20
Morrison v. Olson, 487 U. S. 654,
101 L. Ed. 2d 569, 108 S. Ct. 2597 (1988) ........... 7
NAACP v. New York, 413 U. S. 345,
37 L. Ed. 2d 648, 93 S. Ct. 2591 (1973) ............ 29
O’Lone v. Estate of Shabazz, 482 U. S. 342,
96 L. Ed. 2d 282, 107 S. Ct. 2400 (1987) ........... 17
Pasadena City Bd. of Education v. Spangler,
427 U. S. 424, 49 L. Ed. 2d 599, 96 S. Ct. 2697
NEE oa bid ented acuadhbeddeddvacocaiaas bas 19, 25
Pennsylvania v. Wheeling & Belmont Bridge Co.,
59 U. S. (18 How.) 421, 15 L. Ed. 435
SE b6abetebkesdvasddsasecvendeececeie 24, 25, 27
Plaut v. Spendthrift Farm, Inc., 514 U.S. 211,
131 L. Ed. 2d 328, 115 S. Ct. 1447
SP cviriseybecsatendsuness 9, 10, 11, 20, 22, 24, 28
Preiser v. Rodriguez, 411 U. S. 475,
36 L. Ed. 2d 439, 93 S. Ct. 1827 (1973) ............ 17
Procunier v. Martinez, 416 U. S. 396,
40 L. Ed. 2d 224, 94S. Ct. 1800 (1974) ............ 17
Robertson v. Seattle Audubon Soc., 503 U. S. 429,
118 L. Ed. 2d 73, 112 S. Ct. 1407 (1992) ........... 23
Rufo v. Inmates of Suffolk County Jail, 502 U. S. 367,
116 L. Ed. 2d 867, 112 S. Ct. 748 (1992) ........ 18, 26
Ruiz v. Estelle, 503 F. Supp. 1265 (S.D. Texas 1980) ... 15
Ruiz v. Johnson, 37 F. Supp. 2d 855 (S.D. Tex. 1999) ... 18
Vili
Sibbach v. Wilson & Co., 312 U. S. 1, 85 L. Ed. 479,
GSB Gh GPE ck svceccccdvcnccecicessecess 10
System Federation v. Wright, 364 U. S. 642,
5 L. Ed. 2d 349, 81 S. Ct. 368 (1961) ........... 26, 28
United States v. Eichman, 496 U. S. 310,
110 L. Ed. 2d 287, 110 S. Ct. 2404 (1990) .......... 29
United States v. Klein, 80 U. S. (13 Wall.) 128,
YS Fee 3, 10, 20, 21, 22, 23
United States v. Locke, 471 U. S. 84,
85 L. Ed. 2d 64, 105 S. Ct. 1785 (1985) ............ 29
United States v. Padelford, 76 U. S. (9 Wall.) 531,
PPE. BE, FRG ccccccccvccccvcsscedocsesen 21
United States v. Salerno, 481 U. S. 739,
95 L. Ed. 2d 697, 107 S. Ct. 2095 (1987) ........... 29
United States v. Sioux Nation of Indians, 448 U. S. 371,
65 L. Ed. 2d 844, 100 S. Ct. 2716 (1980) ........... 23
United States v. Swift & Co., 286 U.S. 106,
76 L. Ed. 999, 52 S. Ct. 460 (1932) ........ cc eee ees 26
Wright v. Rushen, 642 F. 2d 1129 (CA9 1981)......... 17
Youngstown Sheet & Tube Co. v. Sawyer, 343 U. S. 579,
96 L. Ed. 1153, 72 S. Ct. 863 (1952) .............. 7,8
United States Statutes
$0 GL B.C. GRU. cvcccccsecéccbateverineduceseves 28
ins ty) Perrier yr re 29
DO ULG. C. 6 FRBRIEED . ccc cccccccccccsccccvsctenes 29
18 Ui &. C. SPEGIID 0 ccc cldccccccccccccsscvenvee 29
ix
PG UI Nae 2,27
Whe We Ge ID on cvcccccccceccocccesese 15
re ae GE 6 vcccosnedecceesveses 2, 5, 6, 10
Fe es Es cis beceedkdiccsccceeoci 2, 5,6
SE EEE “ab Nuc (ie dds tisunebbe es camacude 27
I a Ns i al 22
IS a Da eS ee 29
Se a 5.0.6 Kecdbeeauceendcbecevecacss 29
Rule of Court
FE RARER Pgh ee nae any arene REE 22
Treatise
R. Fallon, D. Meltzer, & D. Shapiro,
Hart & Wechsler’s The Federal Courts and the
Federal System (4th ed. 1996) ...............0000. 21
Miscellaneous
J. Dilulio, No Escape (1991) .........cccceccccceces 1]
Dilulio, The Old Regime and the Ruiz Revolution:
The Impact of Judicial Intervention on Texas Prisons,
in Courts, Corrections, and the Constitution
a wkekesd bchdsbarecdedssiecnceses 16
Feeley & Rubin, Judicial Policy Making and the
Modern State (1998) .............0. 11, 12, 14, 16, 17
OO0 CUMS. TAGS. DO SSO CITGO) 2 occ cccccccccccccccces 17
Bleich, The Politics of Prison Crowding,
FE ee Es CHP CUE ove dcececcciccccccces 15
M. Boot, Out of Order (1998) ......... 0c cece ee eee 12
Chilton & Talarico, Politics and Constitutional
Interpretation in Prison Reform Litigation: The Case
of Guthrie v. Evans, in Courts, Corrections, and the
Constitution (Dilulio ed. 1990) .............45. 13,14
Cripe, Courts, Corrections and the Constitution:
A Practitioner’s View, in Courts, Corrections, and
the Constitution (Dilulio ed. 1990) .......... 12, 16, 19
Decker, Consent Decrees and the Prison Litigation Reform
Act of 1995: Usurping Judicial Power or Quelling Judicial
Micro-Management, 1997 Wis. L. Rev. 1275 ..... 15, 27
Dilulio, Enhancing Judicial Capacity, in Courts,
Corrections, and the Constitution (Dilulio ed. 1990)... 11
Engel & Rothman, The Paradox of Prison Reform:
Rehabilitation, Prisoner’s Rights, and Violence,
7 Harv. J.L. & Pub. Pol’y 413 (1984) ..........-4.. 17
The Federalist (C. Rossiter ed. 1961) .......... 7, 8,9, 10
Hagedorn, The Consequences of Federal District Court
Intervention into Prisons and Jails: Philadelphia, Texas,
and Arizona (Brookings Institution 1995) ..... 15, 16, 17
Scheidegger, Habeas Corpus, Relitigation, and the
Legislative Power, 98 Colum. L. Rev. 888 (1998) .. 21, 22
Young, Congressional Regulation of Federal Courts’
Jurisdiction and Processes: United States v. Klein
Revisited, 1981 Wis. L. Rev. 1189..............48. 21
IN THE
Supreme Court of the United States
CHARLES B. MILLER, Superintendent,
Pendleton Correctional Facility, et al., Petitioners,
vs.
RICHARD A. FRENCH, et al., Respondents,
--- AND ---
UNITED STATES, Petitioner,
VS.
RICHARD A. FRENCH, et al., Respondents.
BRIEF AMICUS CURIAE OF THE
CRIMINAL JUSTICE LEGAL FOUNDATION
IN SUPPORT OF PETITIONERS
SS
INTEREST OF AMICUS CURIAE
The Criminal Justice Legal Foundation (CJLF)!' is a non-
profit California corporation organized to participate in
litigation relating to the criminal justice system as it affects the
public interest. CJLF seeks to bring the constitutional protec-
tions of the accused into balance with the rights of the victim
and of society to rapid, efficient, and reliable determination of
guilt and swift execution of punishment.
Rule 37.6 Statement: This brief was written entirely by counsel for
amicus, as listed on the cover, and not by counsel for any party. No
ree contributions were made to the preparation or submission of
is brief.
All parties have given written consent to the filing of this brief.
The automatic stay component of the Prison Litigation
Reform Act is an important part of Congress’s effort to limit
excessive judicial intrusion in prison management. The cost of
compliance with court orders in these cases threatens the ability
of states to continue the tough sentencing policies that have
dramatically reduced crime and saved many innocent persons
in recent years. The Seventh Circuit’s decision to strike down
the automatic stay is thus contrary to the interests CJLF was
formed to protect.
SUMMARY OF FACTS AND CASE
This case started over 20 years ago with prisoner-initiated,
class action litigation over the conditions at what is now
Pendleton Correctional Facility in Indiana. French v. Duck-
worth, 178 F. 3d 437, 438 (CA7 1999). The District Court
found that the prison conditions violated both Indiana law and
the United States Constitution. The remedy was a permanent
injunction ordering “detailed changes” in prison conditions.
French v. Owens, 777 F. 2d 1250, 1251 (CA7 1985). The
Seventh Circuit affirmed much of the order. See id., at 1258.
The prison has been operating under this injunction ever since,
subject to periodic modifications. 178 F. 3d, at 438.
The current round of litigation comes from Indiana’s
attempt to modify the injunction to conform to the new stand-
ards of the 1996 Prison Litigation Reform Act (“PLRA”). See
18 U.S. C. §3626(a)(1). Under 18 U.S. C. § 3626(e)(2), the
decree is automatically stayed if the District Court does not rule
on the motion to modify within 30 days. Subdivision (e)(3)
allows the court to postpone the automatic stay for up to 60
days “for good cause,” other than a congested docket.
On June 5, 1997, Indiana filed a motion to terminate the
decree. French v. Duckworth, supra, 178 F. 3d, at 440. On
June 30, 1997, the prisoners responded with a motion asking
the court to stay the automatic stay provision of § 3626(e)(2).
Id., at 440. The trial court granted the prisoners a Temporary
Restraining Order (“TRO”) on July 3, 1997, suspending the
automatic stay provision. The court converted the TRO to a
preliminary injunction on July 11, 1997. Indiana appealed from
that order.
The Seventh Circuit affirmed the preliminary injunction.
The panel held that subdivision (e)(2)’s self-executing time
limit was “an unconstitutional intrusion on the power of the
courts to adjudicate cases.” /d., at 446. The Seventh Circuit
further held that the automatic stay imposed a rule of decision
on a pending case contrary to the holding of United States v.
Klein, 80 U. S. (13 Wall.) 128 (1872). French, supra, 178
F. 3d, at 446-447.
The Seventh Circuit denied Indiana’s motion for a rehearing
en banc, with Judges Easterbrook, Posner, and Manion dissent-
ing. See id., at 448. On December 6, 1999, this Court granted
Indiana’s and the United States’ certiorari petitions.
SUMMARY OF ARGUMENT
The PLRA’s automatic stay provision cannot be construed
to give courts the discretion to ignore it. Its language is
unambiguous, and the automatic stay is constitutional as
written. This Court should decline the United States’ invitation
to rewrite the statute.
The separation-of-powers doctrine does not hermetically
seal the three branches from each other. This doctrine, although
designed primarily to protect against the tyrannical aggregation
of power by one branch, also promotes a capable and account-
able government. The founders reconciled these interests by
separating the powers through the Constitution’s system of
checks and balances. The Constitution does not seal off the
three branches, but creates a duty of interdependence between
them.
In the relationship between Congress and the Judiciary,
Congress is the generalist, creating broad rules of general
application, while the Judiciary is the particularist, applying the
given rules to specific cases. This leaves Congress with
considerable power over the operation of the courts. The rules
of evidence and the federal harmless error rule are examples of
congressional authority over a court’s decisionmaking. Because
the automatic stay neither impermissibly interferes with the
Judiciary’s function of deciding cases, nor assumes that
function, it does not violate the separation of powers.
The PLRA is Congress’s attempt to check the excesses of
the federal Judiciary in prison civil rights litigation. Too many
courts have used their equitable powers to remake and manage
prisons in these cases. Judicial authority has been involved in
every aspect of running a prison system, from the type of
cleaner to be used to clean the prison to the design and con-
struction of entire prisons. Every state and the federal govern-
ment have had at least some prisons or jails under judicial
control. The comprehensive usurpation of prison management
by federal district court judges is a direct assault against both
federalism and the separation of powers.
The automatic stay is an important part of Congress’s
solution to this constitutional problem. Federalism and the
separation of powers are continuously violated so long as prison
systems operate under decrees that exceed the constitutional
minimums. The automatic stay places the federal courts on a
schedule in order to promptly relieve penal institutions from the
burden of improper judicial interference with their operations.
Nothing in the Constitution prevents this rule of procedure.
The automatic stay does not violate United States v. Klein.
Klein is an unusual case that has since been limited. This case
now applies only when Congress tells a court how to decide a
pending case without changing the underlying law. The
automatic stay does not come under this holding. Courts still
retain the authority to decide cases. The statute involves the
rights and duties of the parties pending the decision. Further-
more, Congress can and has changed the underlying law,
making the present case even more removed from Klein.
The statute in the present case neither retroactively reopens
a final judgment, nor effects a review of an Article III court. A
long line of cases starting with Pennsylvania v. Wheeling &
Belmont Bridge Co. have held that a court’s exercise of its
injunctive power does not create a final judgment. In Wheeling
Bridge, Congress was allowed to effectively overturn one of
this Court’s decisions because an injunction is a continuing
decree and therefore subject to subsequent changes in the law.
From a separation-of-powers perspective, the PLRA’s auto-
matic stay is comparatively minor compared to what Congress
was allowed to do in Wheeling Bridge. Because Congress can
effectively terminate a continuing injunction, it surely may
suspend one pending a determination of whether it is legal
under current law.
Placing a court on a schedule through the mechanism of an
automatic stay is consistent with the separation of powers. The
Seventh Circuit’s holding would strike down many congres-
sional limits on the Judiciary’s administrative independence,
including the bankruptcy law’s automatic stay. Congress has
often set priorities for courts to rule on cases. The only
difference is that now Congress has set a specific time limit.
This distinction has no constitutional significance.
ARGUMENT
I. The PLRA’s unambiguous language should not be
ignored to avoid a nonexistent constitutional problem.
The United States argues that in order to avoid rendering the
Prison Litigation Reform Act’s (PLRA) automatic stay provi-
sion unconstitutional, courts must have the discretion to enjoin
it from operating automatically. See French v. Duckworth, 178
F. 3d 437, 442 (CA7 1999); Hadix v. Johnson, 144 F. 3d 925,
936-937 (CA6 1998), rev’d on other grounds, Martin v. Hadix,
527 U.S. _, 144 L. Ed. 2d 347, 119 S. Ct. 1998 (1999). This
is an unacceptable use of a statutory canon in circumstances
where it is unnecessary. The statutory language cannot support
this proposed interpretation. Furthermore, this argument is
unnecessary as the automatic stay provision is constitutional as
it is written. See Part IV, post.
The discussion of any interpretation of the PLRA’s auto-
matic stay begins and ends with the statutory language of 18
U.S. C. § 3626(e)(2)-(3). See Appendix.
The provision’s heart is in one word in its first sentence:
“Any motion to modify or terminate prospective relief under
subsection (b) shall operate as a stay during the period . . . .”
§ 3626(e)(2) (emphasis added). This mandatory language
unambiguously states that the stay is automatic. The only
discretion given to the court is whether to delay the stay for “not
more than 60 days” after finding good cause. The narrowness
of subdivision (e)(3)’s exception undermines any alternative
reading. If “good cause” only justifies a 60-day extension,
Congress could not have meant to allow the court to take the
“normal equitable considerations,” French, supra, 178 F. 3d, at
442, into account before exercising its discretion to issue a
longer stay.
“Shall” means “shall.” It does not mean maybe. Although
it is acceptable to interpret statutes to avoid “serious constitu-
tional problems,” see e.g, Edward J. DeBartolo Corp. v.
Florida Gulf Coast Building & Constr. Trades Council, 485
U. S. 568, 575 (1988), this is not a license to rewrite statutes.
See Commodity Futures Trading Comm'n v. Schor, 478 U. §.
833, 841 (1986). The canon of avoiding unconstitutional
construction will not extend “ ‘to the point of perverting the
purpose of a statute’ . . . or judicially rewriting it.” Aptheker vy.
Secretary of State, 378 U.S. 500, 515 (1964) (quoting Scales v.
United States, 367 U.S. 203, 211 (1961)). This canon has two
requirements, a “serious likelihood that the statute will be heid
unconstitutional,” and “the statute must be genuinely suscepii-
ble to two constructions .. . .”. Almendarez-Torres v. United
States, 523 U. S. 224, 238 (1998). The United States’ ayument
fails on both grounds.
II. The separation-of-powers doctrine does not
hermetically seal the three branches.
Before deciding whether the PLRA’s automatic stay
violates the doctrine of separatiox of powers, it is necessary to
understand what this doctrine protects and why it does so.
Fortunately, this Court and the founders have cleared a rela-
tively straightforward path through the potentially confusing
Ey
thicket of the diverse interests and responsibilities of the three
branches. Unfortunately, the Seventh Circuit strayed from this
path, jumping into its discussion without a proper analysis of
the rationale behind the separation-of-powers doctrine. Its
opinion lacks the necessary understanding of the permissible
interdependence among the three branches, sacrificing an act of
Congress to an excessive protection of judicial prerogatives.
Congress, the Executive, and the Judiciary are separated
primarily to protect against the threat to liberty posed by an
excessive accumulation of power in one branch. Even before
the Constitution’s founding, separation of powers was a known
bulwark against tyranny. See Loving v. United States, 517
U. S. 748, 756 (1996). The founders adopted this perspective.
“The accumulation of all powers, legislative, executive, and
judiciary, in the same hands, whether of one, a few, or many
and whether hereditary, self-appointed, or elective, may justly
be pronounced the very definition of tyranny.” The Federalist
No. 47, p. 301 (C. Rossiter ed. 1961) (J. Madison). This
principle is found throughout this Court’s separation-of-powers
decisions. See, e.g., Loving, 517 U. S., at 756; Mistretta v.
United States, 488 U. S. 361, 380 (1989); Morrison v. Olson,
487 U.S. 654, 685-696 (1988); INS v. Chadha, 462 U.S. 919,
950-951 (1983); id. at 960-961 (Powell, J., concurring);
Bowsher v. Synar, 478 U. S. 714, 721-722 (1986); Buckley v.
Valeo, 424 U.S. 1, 121 (1976); Youngstown Sheet & Tube Co.
v. Sawyer, 343 U. S. 579, 635 (1952) (Jackson, J., concurring).
Separating the three branches does not only protect liberty;
a lesser, but still important benefit is the enhanced operation of
the government. “By allocating specific powers and responsi-
bilities to a branch fitted to the task, the framers created a
National Government that is both effective and accountable.”
Loving, supra, 517 U. S., at 757. By assigning each branch its
own sphere of responsibilities, greater efficiency is achieved
through the expertise that comes with experience. At the same
time, the public knows which branch is responsible for any
particular policy, ensuring accountability. See id., at 757-758.
The Constitution’s accommodation of liberty, effectiveness,
and accountability is achieved through the means used to
separate the three branches. It does not achieve these goals
through the absolute division of the three branches. “While the
Constitution diffuses power the better to secure liberty, it also
contemplates that practice will integrate the dispersed powers
into a workable government. It enjoins upon its branches
separateness but interdependence, autonomy but reciprocity.”
Youngstown, supra, 343 U. S., at 635 (Jackson, J., concurring).
A government that seals the three branches off from each other
cannot function. As the framers understood, a “hermetic
sealing off of the three branches of Government from one
another would preclude the establishment of a Nation capable
of governing itself effectively.” Buckley, supra, 424 U. S., at
121. Therefore, any separation-of-powers analysis must take a
“pragmatic, flexible view of differentiated governmental power
.... Mistretta, supra, 488 U. S., at 381.
The Constitution maintains a balance of power between
three interdependent branches. Therefore, “the great security
against a gradual concentration of the several powers in the
same department consists in giving to those who administer
each department the necessary constitutional means and
personal motives to resist encroachments of the others.” The
Federalist No. 51, pp. 321-322 (C. Rossiter ed. 1961) (J.
Madison). Liberty, efficiency, and accountability are thus
simultaneously advanced by a “carefully crafted system of
checked and balanced power within each Branch.” Mistretta,
supra, 488 U. S., at 381; see also Buckley, supra, 424 U. S., at
122 (the framers “built into the tripartite Federal Government
. . . a Sself-executing safeguard against the encroachment or
aggrandizement of one branch at the expense of the other”);
Chadha, supra, 462 U. S., at 951.
Instead of forbidding any intermixing of powers, separation
of powers actually requires the branches to exert some power in
the others’ spheres of influence.
“Separation of powers, [Madison] wrote, ‘d[oes] not mean
that these [three] departments ought to have no partial
agency in, or no controul over the acts of each other,’ but
rather ‘that where the whole power of one department is
exercised by the same hands which possess the whole
power of another department, the fundamenta! principles of
a free constitution, are subverted.’ ” Mistretta, supra, 488
eer pees
U. S., at 380-381 (quoting The Federalist No. 47, pp. 325-
326 (J. Cooke ed. 1961) (J. Madison)) (emphasis in origi-
nal; some brackets in original).
Therefore, “our constitutional system imposes upon the
Branches a duty of overlapping responsibility, a duty of
interdependence, as well as independence ....” /d., at 381.
It is not enough to simply proclaim a separation-of-powers
violation upon the mere finding that the act of one branch
overlaps with the power of another. Instead, proper analysis
looks to the nature and the extent of the alleged unconstitutional
intrusion, looking to the respective powers, duties, and compe-
tencies of the respective branches. At the same time, the goals
of the separation-of-powers doctrine, preserving liberty, while
maintaining the government’s effectiveness and accountability,
must be kept in mind.
At an abstract level, separation of powers is violated in one
of two ways. “One branch may interfere impermissibly with the
other’s performance of its constitutionally assigned function.
Alternatively, the doctrine may be violated when one branch
assumes a function that more properly is entrusted to the other.”
Chadha, supra, 462 U. S., at 963 (Powell, J., concurring)
(citations omitted); see Mistretta, supra, 488 U. S., at 382.
Separation-of-powers analysis starts with the relative
functions of the potentially conflicting branches. The spheres
of influence of Congress and the Judiciary are explained in The
Federalist. Congress has the authority to “prescrib(e] the rules
by which the duties and rights of every citizen are to be regu-
lated” while “[t]he interpretation of the laws is the proper and
peculiar province of the courts.” The Federalist No. 78, pp.
465-467 (C. Rossiter ed. 1961) (A. Hamilton); see Plaut v.
Spendthrift Farm, Inc., 514 U.S.211, 222 (1995). In practice,
Congress is the generalist, prescribing the general rules to
regulate society and the legal system, while the courts are the
particularists, applying these given rules to the specific cases.
“It is the peculiar province of the legislature to prescribe general
rules for the government of society; the application of those
rules to individuals in society would seem to be the duty of
other departments.” Fletcher v. Peck, 10 U. S. (6 Cranch) 87,
10
136 (1810) (Marshall, C.J.); see Plaut, 514 U. S., at 241-242
(Breyer, J., concurring).
This still leaves Congress with considerable authority over
the Judiciary. Congress has broad authority to enact procedural
rules. See, e.g., Hanna v. Plumer, 380 U.S. 460, 472 (1965);
Sibbach v. Wilson & Co., 312 U.S. 1,9 (1941). Congressional
authority extends very far into both what a court decides and
how it reaches its decision. For example, this Court has invited
Congress to formulate its own rules to replace its judicially
created Fifth Amendment prophylactic, see Miranda v. Arizona,
384 U. S. 436, 467 (1966), and to provide it with a rule for
defining harmless constitutional error. Chapman v. California,
386 U. S. 18, 21 (1967). So long as Congress does not
“prescribe the rules of decision to the judicial Department of a
case pending before it,” United States v. Klein, 80 U. S. (13
Wall.) 128, 146 (1872), place review of an Article III court’s
decision in officials of another branch, or command the courts
to retroactively reopen final judgments, it is not likely to
unconstitutionally intrude upon the Judiciary. See Plaut, supra,
514 U. S., at 218.
A proper analysis of 18 U. S. C. §3626(e)(2) takes these
principles into account. Amicus submits that the PLRA’s
automatic stay is a rule that neither assumes a judicial function
nor “interfere[s] impermissibly” with the Judiciary. See
Chadha, supra, 462 U. S., at 963 (Powell, J., concurring). This
rule does not decide any specific case, and it does not effect a
review of an Article III court. It is no more than a mechanism
to ensure the expeditious review of some of the longest and
most invasive cases in American jurisprudence after Congress
changed the law underlying the courts’ power to issue injunc-
tive relief in prison cases. Congress has only exerted the partial
authority over the courts that is both its duty and its due. See
The Federalist No. 47, pp. 302-303 (C. Rossiter ed. 1961) (J.
Madison).
SG APE OE
a OR age POS
FPR e eres Se mR ERT
Ill. The PLRA’s automatic stay provision is a procedural
rule intended to check an excess of the Judiciary.
The Seventh Circuit’s analysis of the automatic stay is 180
degrees off course. This provision advances both federalism
and the separation of powers. Too many prisoner civil rights
cases have degenerated into judicial micromanagement of penal
institutions through continuing injunctions or consent decrees.
These court orders give prisoners far more relief than the
Constitution requires. The automatic stay therefore strikes a
blow for the separation of powers and the equally important
principle of federalism, by freeing federal and state prisons
from the excesses of some Article III courts. Although the
motive behind the policy is not relevant to the separation-of-
powers issues, see Plaut v. Spendthrift Farm, Inc., 514 U. S:
211, 228 (1995), a statute’s effect is. Any analysis of the
automatic stay must take into account the fact that it promotes
these important constitutional policies by providing the
necessary check on the courts. See Part II, supra.
A. The Problem.
The PLRA is Congress’s response to one of the greatest
sustained intrusions into federalism and the separation of
powers by the federal Judiciary. Traditionally, courts did not
interfere with the management of prisons. See J. Dilulio, No
Escape 148 (1991) (cited below as “No Escape”). The balance
of power between the federal courts and the prisons changed
dramatically in the mid-60’s and early 70’s, as federal district
courts entertained prisoner-initiated suits over prison condi-
tions. See M. Feeley & E. Rubin, Judicial Policy Making and
the Modern State 39-40 (1998); No Escape, supra, at 148.
What began with a trickle soon became a torrent, with a
“dramatic proliferation of prison decisions.” Feeley & Rubin,
supra, at 39. These cases typically involved courts refashioning
prisons or jails after finding that the totality of the conditions
violated the Constitution. See Dilulio, Enhancing Judicial
Capacity, in Courts, Corrections, and the Constitution 4 (J.
Dilulio ed. 1990).
The breadth of federal judicial involvement in the correc-
tional system is startling. Forty-one states have had prisons
12
under comprehensive court orders. All 50 states have had jails
under court orders and 10 states have had their entire prison
systems under judicial interdiction. See Feeley & Rubin, supra,
at 13 (footnotes omitted).
Not all district courts *~proach prison litigation in this
manner. Some judges d. ot take an activist approach to
prison litigation, keeping their rulings narrow, and often in the
government’s favor. See Cripe, Courts, Corrections, and the
Constitution: A Practitioner’s View, in Courts, Corrections,
and the Constitution, supra, at 270-271. Unfortunately, too
many district court judges were not so restrained. These courts
would render decisions covering entire prisons or even prison
systems. This level of intervention would often be justified by
finding that the conditions of the prison as a whole was a
“shock to the conscience” and thus violated the Eighth Amend-
ment’s prohibition of cruel and unusual punishment. See id., at
271-272.
The levei of judicial intervention in these cases is breathtak-
ing, in both its extent and detail. A 52-page consent decree
concerning the New York City jails signed by Mayor Ed Koch
eventually “spawned more than 1,500 pages of court orders
.... M. Boot, Out of Order 138 (1998). The ensuing micro-
management is too typical.
“For starters, the order guaranteed every inmate free
access every day to newspapers, telephones, and television
sets. But it went much further than that. The ‘Sanitation
Order’ prescribed that certain areas of the jails must be
cleaned with a particular type of detergent, Boraxo, in a
specified strength (half a cup per gallon of water). New
York faced fines if it didn’t follow this order’s ‘floor care
procedures’—for instance, if prison janitors failed to stay
six inches away from baseboards and corners when apply-
ing the first two coats of floor finish.” Jbid. (emphasis in
original).
The case of Guthrie v. Evans shows how a suit from a
handful of inmates can turn into a judicially-mandated transfor-
mation of a prison. What started as an in forma pauperis
complaint by 51 black inmates in the Georgia State Prison at
ora
Wet yet or
13
Reidsville turned into one of the most detailed judicial interven-
tions into the administration of a prison. Chilton & Talarico,
Politics and Constitutional Interpretation in Prison Reform
Litigation: The Case of Guthrie v. Evans, in Courts, Correc-
tions, and the Constitution, supra, at 117. The “extensive
changes . . . covered everything from racial discrimination to
the right to retain up to six issues of monthly magazines for up
to six months.” /bid. The litigation lasted from 1972 to 1985,
involving over two hundred witnesses before a special master
and “nonprocedural orders and consent decrees . . . too numer-
ous to itemize.” See id., at 118-119. A special monitor was
appointed to implement the numerous orders and decrees, and
was given “broad powers beyond mere oversight of decree
implementation and acted as fact-finder, mediator, manager,
and planner.” /d., at 119. His fees exceeded the salary of
Georgia’s gqvernor. The litigation was so long and so grueling
that it drove personnel out of the prison, see id., at 125, and
caused the parties’ positions to change as key personnel entered
and left this seemingly endless case. See id., at 124-125.
Judicial management of prisons is not limited to Eighth
Amendment cases. A 1973 complaint filed by Arizona prison-
ers alleged that prison mail policies violated their First Amend-
ment rights. This right was alleged to include the “constitu-
tional right to subscribe to certain magazines, including
Playboy and Bachelor Beat ....” Hook v. State of Arizona,
120 F. 3d 921, 923 (CA9 1997). In response, the state proposed
a consent decree, accepted by the prisoners and the court, which
promulgated comprehensive mail regulations, including a right
for prisoners “to receive three twenty-five pound packages
between December 10th and 31st of each year.” J/bid. The
Department of Corrections moved to modify the decree in
October 1992. /bid. After settlement negotiations broke down,
Judge Carl A. Muecke denied the motion, while granting the
prisoners’ motion “to change the title of the list of people
authorized to send holiday packages, and to permit inmates to
possess and use hot pots in their cells to heat and cook items.”
Ibid.
Fortunately, the Ninth Circuit reversed in this case. It found
that the considerable expense and security risk posed by the
14
~
nearly 25,000 packages a year justified modifying the order.
See id., at 924-925. Unsurprisingly, the court also found that
the Constitution does not confer upon inmates a right to a hot
pot in their cells. /d., at 925. A concurring judge noted that
Judge Muecke “entangled [himself] in the administration of the
Arizona penal institutions,” a role the District Court should
“severely limit.” /d., at 927 (Beezer, J., concurring).
The Ninth Circuit has not always supervised Judge Muecke
adequately. In Casey v. Lewis, 43 F. 3d 1261 (CA9 1991), the
Ninth Circuit largely affirmed the bulk of Judge Muecke’s
detailed reordering of Arizona’s prison library system in the
name of protecting their right of access to the courts. See id.,
at 1266. This
“order specified in minute detail the times that libraries
were to be kept open, the number of hours of library use to
which each inmate was entitled (10 per week), the minimal
educational requirements for prison librarians (a library
science degree, law degree, or paralegal degree), the content
of a videotaped legal-research course for inmates (to be
prepared by persons appointed by the special master but
funded by ADOC), and similar matters.” Lewis v. Casey,
518 U.S. 343, 347 (1996).
This Court struck down the order because the prisoners had
suffered no actual injury to their right of access. /bid.
These are not isolated cases. “Rather, the prison cases
constitute a rapid, inexorable procession of discrete decisions
formulated by federal trial courts throughout the nation and
affirmed repeatedly at the appellate level.” Feeley & Rubin,
supra, at 19. “The Constitution charges federal judges with
deciding cases and controversies, not with running state prisons.
Yet, too frequently federal district courts in the name of the
Constitution effect wholesale takeovers of state correctional
facilities and run them by judicial decree.” Lewis, supra, 518
U. S., at 364 (Thomas, J., concurring). These cases often do not
make it to the appellate level, as the prison authorities decline
to appeal in exchange for concessions from the District Court.
See, e.g., Chilton & Talarico, supra, at 130 (describing pur-
” or
ee ee ee 2
ee
15
ported negotiations between the Governor of Georgia and the
District Court in the Guthrie case).
Consent decrees pose particular problems in prison litiga-
tion. Although the consent of the prison officials to the final
order would seem to deflect criticism of judicial management
of prisons, the consent is often not what it seems. Prison
officials confronted with a hostile District Court, the threat of
personal liability, and with an uncertain, expensive, and lengthy
appeal as the only alternative, can find a consent decree the
least bad option. See Decker, Consent Decrees and the Prison
Litigation Reform Act of 1995: Usurping Judicial Power or
Quelling Judicial Micro-Management, 1997 Wis. L. Rev. 1275,
1278. Furthermore, consent decrees are a wonderful aid to
bureaucratic empire building. The new facilities, vast increases
in funding, and more staff associated with comprehensive
prison decrees can persuade prison officials to put up with the
indignity of judicial micromanagement of their institutions. See
Bleich, The Politics of Prison Crowding, 77 Cal. L. Rev. 1125,
1156-1158 (1989); Hagedorn, The Consequences of Federal
District Court Intervention into Prisons and Jails: Philadelphia,
Texas, and Arizona 34-35 (Brookings Institution 1995).
Because “[p]rison litigation makes it easier for administrators
to obtain additional funding,” Bleich, 77 Cal. L. Rev., at 1157,
any consent decree that substantially raises prison funding is
suspect. Congress recognized the separation-of-powers
implications of this interference with the state budgeting
process and expressly gave legislators standing to challenge
certain orders. See 18 U.S. C. §3626(a)(3)(F).
A consequence of this immense expansion of federal
judicial power is that many prisons and jails are now subject to
detailed court orders that go beyond the scope of what the
Constitution requires. There is no constitutional mandate for
the type of cleaner to be used in cleaning the prison, see supra,
at 12, or the size, location, and design of prisons. See Ruiz v.
Estelle, 503 F. Supp. 1265, 1388-1389 (S.D. Tex. 1980).
This is not judicial review, it is judicial management.
“In the process of defining and imposing standards, courts
undertook the management and micromanagement of these
16
institutions. The appointment of special masters, working
full-time in the prisons and answerable directly to the court,
was only the most dramatic manifestation of this general
trend. Even when courts acted without appointing subordi-
nate officials, they maintained an ongoing, detailed supervi-
sion of the institution that diverges from our traditional
image of judicial action and judicial standard-setting.”
Feeley & Rubin, supra, at 18.
It is unacceptable, both as a matter of public policy and
constitutional law, for courts to involve themselves so deeply
in our penal institutions. Judges lack the training, resources,
and perspective to manage prisons. While judges are generally
quite capable of applying the law to resolve disputes between
the parties, they are often poor managers. See Cripe, in Courts,
Corrections, and the Constitution, supra, at 274. There are
many examples of unintended, but disastrous consequences of
the judicial management of prisons. Inflexible and improperly
designed population caps in Philadelphia created an effective
“get out of jail free card” for many of its criminals, devastating
the city. See Hagedorn, supra, at 2-7. Because certain crimes
could not be punished by imprisonment, these laws were
unenforceable. Thus, drug dealers migrated to Philadelphia
from other cities because “ ‘[t]he town’s wide open.’ ” /d., at
6. Eventually, “there were instances where individuals were
being arrested who had ten or more bench warrants and were
saying things like ‘You can’t hold me, the caps on tonight.’ ”
Id., at 3. 7
The Ruiz litigation provides a particularly infamous and
well-documented example of the dangers of judicial prison
management. This case transformed a controversial, but safe
and well-run system into an expensive nightmare for the
inmates and staff. See Dilulio, The Old Regime and the Ruiz
Revolution: The Impact of Judicial Intervention on Texas
Prisons, in Courts, Corrections, and the Constitution, supra, at
53-53, 69-70; Hagedorn, supra, at 12-14. Courts do not have
to actively mismanage prisons for their intervention to harm the
institution. In Ruiz, the suit itself, and Judge Justice’s reputa-
tion for sympathy to prisoner claims, led to a breakdown of
discipline as inmates exploited the shift in the balance of power
17
between themselves and the administration. See id., at 15.
Litigation also intimidates guards, making them wary that
disciplining inmates will lead to personal liability. See Engel
& Rothman, The Paradox of Prison Reform: Rehabilitation,
Prisoner’s Rights, and Violence, 7 Harv. J.L. & Pub. Pol’y 413,
431 (1984). Continuing judicial management risks an endless
degradation of the administration’s authority.
This is an affront to both federalism and the separation of
powers. “It is difficult to imagine an activity in which a state
has a stronger interest, or one that is more intricately bound up
with state laws, regulations, and procedures, than the adminis-
tration of its prisons.” Preiser v. Rodriguez, 411 U.S. 475,
491-492 (1973). Judges should not make prison policy, but
instead must defer to the prison administration’s evaluation of
penological objectives. See O'Lone v. Estate of Shabazz, 482
U. S. 342, 349-350 (1987). Courts, which lack both the
knowledge and resources to administer prisons, are better suited
to safeguarding basic principles; the details of prison life are
better left to the executive and legislative branches. See
Procunier v. Martinez, 416 U. S. 396, 404-405 (1974). Any
remedy must therefore be narrowly tailored to what the Consti-
tution minimally requires. A court “may not use the totality of
all conditions to justify federal intervention requiring remedies
more extensive than are required to correct Eighth Amendment
violations.” Wright v. Rushen, 642 F. 2d 1129, 1133 (CA9
1981). As two proponents of judicial intervention admit, “the
prison reform cases . . . violated nearly every accepted principle
for controlling the judicial branch.” Feeley & Rubin, supra, at
18. The authors did not conclude that the courts were wrong,
however, but rather that “there is something seriously wrong”
with “federalism, separation of powers, and the rule of law
See ©;
This Court knows better, see Part II, supra, as does Con-
gress. The PLRA is Congress’s effort to correct the excesses of
the federal courts in prison litigation. As Senator Abraham said
during the debate over the PLRA, “judicial orders entered under
federal law have effectively turned control of the prison system
away from elected officials accountable to the taxpayer, and
over to the courts.” 141 Cong. Rec. 26,554 (1995). The PLRA
»
18
is Congress’s exercise of its constitutional obligation to check
another branch. The automatic stay provision is an important
component of this policy and any analysis of its constitutional-
ity must take this into account.
B. The Solution.
The PLRA seeks to restore the balance between the Judi-
ciary, on one hand, and the States, Congress, and the Executive,
on the other, by placing strict limits on the federal courts’
power to issue injunctive relief in prison cases, and applying
these limits to existing court orders. This later portion is
particularly important since many prisons and jails are still
operating under longstanding judicial decrees. See supra, at 14.
The automatic stay is a necessary component for liberating the
penal system from unnecessarily broad court orders.
If there is one constant in prison litigation, it is the length of
the major cases. Any attempt to remake a prison system is
going to take a long time. The Ruiz case started with a com-
plaint filed in 1972, while the District Court’s decision was not
issued until 1980 after an “epic trial.” Ruiz v. Johnson, 37
F. Supp. 2d 855, 860 (S.D. Tex. 1999). This Court has ad-
dressed a prison reform case that entailed similarly epic
litigation, with numerous court orders and appeals snaking
through the federal courts for over 20 years. See Rufo v.
Inmates of Suffolk County Jail, 502 U.S. 367, 372-378 (1992).
Although it may take time for a court to reorder a prison,
Congress has determined that the courts should not be dilatory
in undoing any excesses. These cases are a source of continu-
ing harm to the extent that the court orders exceed the constitu-
tional minimum. Federalism and the separation of powers are
continually violated, the administration’s authority erodes,
guards are deterred from disciplining inmates, and innovation
is stifled so long as the system operates under the specter of
continued judicial intervention. See supra, at 16-17. Until the
court rules on the continued validity of the stay, justice delayed
will be justice denied. Cf. Jn re Blodgett, 502 U. S. 236, 239
(1992) (delay in ruling on habeas petition in capital case causes
“severe prejudice to the state”).
arin
~ 3 Ee eee aed
19
Unfortunately, not all district courts can be expected to rule
promptly on these motions. The judge ruling on the motion to
modify under the PLRA will typically be the same judge who
issued the order in the first place. Given the considerable time
and effort that went into these orders, and the high stakes of the
initial litigation, courts may be loath to undo their handiwork.
While district judges are constitutional officers who can and
should be expected to execute their legal duties, they are also
human beings. The power and notoriety that comes with these
cases may be difficult to give up. See Cripe, supra, at 270.
Thus a judge may not wish to see his handiwork undone during
his lifetime. See Pasadena City Bd. of Education v. Spangler,
427 U.S. 424, 433 (1976). A judge confronted with a motion
to modify an order that goes well beyond the constitutional
minimum has a strong personal incentive to delay ruling on the
case, thereby keeping in force an order which is now illegal. 18
U.S. C. § 3626(e)(2) is Congress’s device to prevent this from
happening.
Without a specific directive from Congress, it is truly
difficult to compel a federal court to rule on a case. A two-and-
one-half-year stay of execution without any ruling was not
enough to support a writ of mandamus in a habeas corpus attack
on a capital conviction. See Blodgett, supra, 502 U. S., at 240.
Although this Court’s stern warning to the Ninth Circuit, see
id., at 240-241, was warranted, prison authorities should not
have to face the prospect of two rounds of interlocutory appeals,
or a long wait to get the expedited ruling they deserve. Since
the law underlying these injunctions has changed, “it would be
particularly inequitable” to make the taxpayers and prison
authorities labor “under a continuing injunction” that is no
longer valid while the district court “bide[s] [its] time... .”
Agostini v. Felton, 521 U.S. 203, 240 (1997). The automatic
stay places the federal courts on a schedule in order to restore
federalism and the separation of powers. After 30 to 90 days,
it restores the normal state of affairs, in which prisons are run
by prison administrators and not special masters, until a court
actually rules that the order is legal. Nothing in the Constitu-
tion prevents this rule of procedure.
20
IV. Congress has neither assumed a judicial function nor
interfered impce. missibly with the Judiciary’s
constitutionally assigned function.
There are two ways in which the separation-of-powers
doctrine is violated—either by one branch assuming power that
is “more appropriately diffused among separate branches” or by
undermining another branch’s “authority and ind
....” Mistretta v. United States, 488 U. S. 361, 382 (1989);
see INS v. Chadha, 462 U. S. 919, 963 (1983) (Powell, J.,
concurring). This first prong is not relevant to the present case.
Congress did not purport to decide any specific case when it
passed the PLRA. A legislature assumes a judicial function
when it actually operates as a court, such as the colonial
legislatures which acted as “courts of equity of last resort,
hearing original actions or providing appellate review of
judicial judgments.” Plaut v. Spendthrift Farm, Inc.,514 U.S.
211, 219 (1995). The PLRA’s automatic stay is merely a
procedural rule, designed to keep courts and litigants on a tight
schedule. See Part III B, supra. Although it can be delegated
to the other branches, rulemaking is ultimately Congress’s
responsibility. See Mistretta, 488 U. S., at 386, n. 14.
The Seventh Circuit based its attack against the automatic
stay provision on the statute’s purported interference with the
judicial function. It found that the time limit set by this rule
was “an unconstitutional intrusion on the power of the courts to
adjudicate cases.” French v. Duckworth, 178 F. 3d 437, 446
(CA7 1999). The court further held that 18 U. S. C.
§ 3626(e)(2) was a rule of decision contrary to United States v.
Klein, 80 U. S. (13 Wall.) 128 (1872). French, 178 F. 3d, at
446-447.
The PLRA’s time limit does not unduly hinder a court from
reaching any necessary decision. Contrary to the panel’s
reasoning, time limits on courts are neither rare nor unconstitu-
tional. Since the automatic stay does not prevent a court from
rendering its decision in any case, it does not violate the
separation-of-powers doctrine.
21
A. No Rule of Decision.
Klein can be described as a corollary to the maxim “hard
cases make bad law,” see, e.g., Hudson v. United States, 522
U. S. 93, 106 (1997) (Stevens, J., concurring), namely that
“strange cases make strange law.” The statute struck down in
Klein is without a doubt “exceedingly odd.” See Scheidegger,
Habeas Corpus, Relitigation, and the Legislative Power, 98
Colum. L. Rev. 888, 922 (1998). Klein involved the seizure
and sale of cotton from Wilson, a Confederate supporter duriny;
the Civil War. Wilson had qualified for a blanket pardon issued
by President Lincoln to all rebel supporters who swore an oath
of loyalty to the Union. Klein, supra, 80 U. S., at 131-132. In
an earlier decision, t'sis Court had held that those who qualified
for the pardon were entitled to reimbursement for any pro
seized during the war. United States v. Padelford, 76 U. S. (9
Wall.) 531 (1870). The Court of Claims ruled that in light of
Wilson’s pardon, his estate was entitled to the proceeds of the
sale. See Klein, 80 U. S., at 132.
The statute was Congress’s attempt to overrule Padelford.
See Young, Congressional Regulation of Federal Courts’
Jurisdiction and Processes: United States v. Klein Revisited,
1981 Wis. L. Rev. 1189, 1206-1209. The statute required this
Court to remand any cases like Wilson’s to the Court of Claims,
to treat the pardon as conclusive evidence of disloyalty, and to
dismiss the appeals of those seeking to recover the property of
these persons. See Klein, supra, 80 U. S., at 130-134.
This statute’s unconstitutionality is clear. This law was
ant aren Nao part of President Lincoln’s pardon. “Its
controlling purpose is to deny to pardons ted b
the President the effect which this Com has siekedGem “4
have.” Id., at 145. Congress cannot limit the pardon as it is the
exclusive province of the Executive. See id., at 148; see also
R. Fallon, D. Meltzer, & D. Shapiro, Hart & Wechsler’s The
Federal Courts and the Federal System 369, n. 22 (4th ed. 1996)
(viewing Klein as based on an “invasion of executive power’).
This intrusion upon the Executive thus violated the separation
of powers.
22
The Klein Court’s holding that the act also violated the
Judiciary’s constitutional prerogatives is more complex. This
Court determined that the statute’s use of Congress’s power to
set jurisdiction was a cover for telling the courts how to rule in
these cases. See Klein, supra, 80 U. S., at 146. It next con-
cluded that it “prescribe[d] rules of decision to the judicial
department in cases pending before it” and therefore violated
the separation of powers. See ibid.
This holding is no longer entirely valid. “Whatever the
precise scope of Klein, however, later decisions have made
clear that its prohibition does not hold when Congress
‘amend{s] applicable law.’ ” Plaut, supra, 514 U. S., at 218
(quoting Robertson v. Seattle Audubon Soc., 503 U.S. 429, 441
(1992)). Plaut’s implicit question about Klein’s scope deserves
an answer. The best answer is that this part of Klein is very
narrow, and unlikely to be repeated.
There is nothing inherently improper about Congress giving
the courts a “rule of decision.” In the broadest sense, Congress
tells the courts how to decide cases each time it enacts a
substantive rule of law. Enacting such rules is the very heart of
the legislative power. See Scheidegger, supra, 98
Colum. L. Rev., at 909-911. Congress’s power to enact
procedural rules also gives this branch considerable influence
over how courts exercise their power. The Rules of Evidence,
subject to other constitutional limitations such as the Confronta-
tion Clause, instructs the courts on what evidence they can and
cannot admit. See, e.g, Fed. R. Evid. 402 (“All relevant
evidence is admissible except as otherwise provided by the
Constitution of the United States, by Act of Congress, by these
rules, or by other rules prescribed by the Supreme Court
t to statutory authority”). The federal reversible error
rule, enacted by Congress to combat what it saw as the tendency
of the federal appellate courts to be “citadels of technicality,” is
another example of Congress instructing the courts on how to
decide cases. See Kotteakos v. United States, 328 U. S. 750,
759 (1946); 28 U.S. C. §2111.
The Klein Court did not proscribe all rules of decision, but
only those affecting pending cases. See Klein, supra, 80 U. S.,
at 146. As noted above, Klein’s retroactivity rule is no longer
23
all it seems. In Robertson v. Seattle Audubon Soc., 503 U. S.
429 (1992), this Court confronted an act of Congress which
stated that a particular plan for wildlife and forest management
is adequate consideration for the purpose of meeting the
statutory requirements” that were the basis for a named i
case. /d., at 430-431. This Court held this act constitutional,
even though it effectively decided a pending case, because
Congress changed the applicable law. /d., at 441.
Klein’s rule is limited to legislation that does not change the
relevant law, but merely dictates the outcome of a pending case
under the unchanged law. In Klein, Congress could not change
the applicable law, the President’s pardon power. Because the
law could not be changed, the legislation was no more than an
attempt to mandate a result in the case, unconstitutionally
infringing upon the Judiciary’s power to apply the given law to
a particular case. See, e.g, Fletcher v. Peck, 10 U. S. (6
Cranch) 87, 136 (1810); supra, at 9-10.
The automatic stay provision does not tell the court how to
decide the specific case before it. This rule changes the
applicable law regarding the extent of injunctive relief. A host
of decrees were issued at a time when the standard was differ-
ent. Many, if not most, of those decrees are now illegal. A
party should not have to continue to obey an order which is now
illegal. The statute gives the issuing court a reasonable oppor-
tunity, up to 90 days, to confirm that the order is legal under
present law. After that, it relieves the enjoined party from
obedience to a probably illegal order unless and until a court
determines it is legal.
The court retains full discretion over the final disposition of
the case, see Hadix v. Johnson, 144 F.3d 925,940 (CA6 1998),
rev'd in part on other grounds, Martin v. Hadix,527U.S._,
144 L. Ed. 2d 347, 119 S. Ct. 1998 (1999); Gavin v. Branstad,
122 F. 3d 1081, 1089 (CA8 1997) (“The PLRA leaves the
judging to the judges and therefore does not violate the
Klein decision”). Since the court is not kept from giving “the
effect to evidence, which in its own judgment, such evidence
should have,” Klein, supra, 80 U. S.,-at 147, the automatic stay
does not violate K/ein. Under the automatic stay, judges still
have an “adjudicatory function to perform,” United States v.
24
Sioux Nation of Indians, 448 U. S. 371, 392 (1980), deciding
whether the decree comports with the PLRA’s new require-
ments. While they can still rule, excessive delay in doing so
results in temporary relief for the state. This is constitutional.
B. Law and Retroactivity.
Klein is not the only limit on congressional regulation of
how the federal courts exercise their Article III power. In Plaut,
supra, this Court identified three types of legislation that violate
this aspect of the separation-of-powers doctrine: the legislation
in Klein, vesting review of Article III courts in the Executive
Branch, and the retroactive reopening of final judgments. See
$14 U. S., at 218-219.
Commanding the courts to retroactively open final judg-
ments violates the separation of powers by undermining a
court’s authority to decide cases. Finality is an essential part of
the authority to decide cases “because ‘a judicial Power’ is one
to render dispositive judgments.” /d., at 219 (quoting Easter-
brook, Presidential Review, 40 Case W. Res. L. Rev. 905, 926
(1990)). Because neither § 3626(e)(2) nor the PLRA reopens a
final judgment, P/aut is not violated.
The automatic stay implements the modification of injunc-
tions and consent decrees in prisoner civil rights cases. Unlike
the litigation reopened by Congress in Plaut, these judgments
are never truly final. P/aut dealt with securities fraud suits that
had been dismissed as untimely under the statute of limitations.
Plaut, supra, 514 U. §S., at 213-214. Congress attempted to
reopen these cases by retroactively extending the statute of
limitations for this class of litigants. See id., at 214-215. The
Plaut Court struck this down as violating the Judiciary’s power
to decide cases. /d., at 218-219.
Plaut must be distinguished from the cases starting with
Pennsylvania v. Wheeling & Belmont Bridge Co., 59 U.S. (18
How.) 421 (1856), which have consistently held that a court’s
exercise of its injunctive power does not create a final judgment
in this sense. In Wheeling Bridge, a prior decision of this Court
had held that a bridge erected across the Ohio River by defen-
dant obstructed the free navigation of the river, and accordingly
ordered its removal or the obstruction’s abatement. See id., at
425. According to this prior decision, the obstruction violated
federal statutes. See id., at 430. After this decision, Congress
enacted a law that this bridge was legal and that the company
could maintain it at its present height. /d., at 425. Wheeling
Bridge confronted the constitutionality of this act.
The Court initially noted that Congress cannot “annul the
judgment of the court already rendered, or the rights determined
thereby in favor of the plaintiff.” /d., at 431. Yet this case was
distinguishable from this proposition, see ibid., due to the
nature of the remedy imposed to protect the right adjudicated in
the prior case.
The right to navigate the river was a “public right” that
could support a private action for damages by a private party
sustaining special damages from the obstruction. /bid. The
private party could also “file a bill in chancery for the purpose
of removing the obstruction.” /bid. Because the right was
“public” it was subject to the regulation of Congress. /bid. A
remedy of damages, being a final judgment, was beyond the
power of Congress to legislate retroactively. Jbid. An equitable
remedy, such as the abatement before the Court, was a different
matter.
“But that part of the decree, directing the abatement of the
obstruction, is executory, a continuing decree, which
requires not only the removal of the bridge, but enjoins the
defendants against any reconstruction or continuance. Now,
whether it is a future existing or continuing obstruction
depends upon the question whether or not it interferes with
the right of navigation. If, in the meantime, since the
decree, this right has been modified by the competent
authority, so that the bridge is no longer an unlawful
obstruction, it is quite plain the decree of the court cannot
be enforced. There is no longer any interference with the
enjoyment of the public right inconsistent with law, no
more than there would be where the plaintiff himself had
consented to it, after the rendition of the decree.” /d., at
431-432 (emphasis added).
So long as an injunction is in force, it is subject to modifica-
tion even if it is a final decree. See Pasadena City Bd. of
Education v. Spangler, 427 U.S. 424, 437 (1976). “A continu-
ing decree of injunction directed to events to come is subject
always to adaption as events may shape the need.” United
States v. Swift & Co., 286 U. S. 106, 114 (1932). The injunc-
tion may be continuously modified because the court’s jurisdic-
tion over the injunction does not end unless the injunction is
terminated. “The source of the power to modify is of course the
fact that the injunction often requires continuing supervision by
the court and always a continuing willingness to apply its
powers and processes on behalf of the party who obtained that
equitable relief.” System Federation v. Wright, 364 U.S. 642,
647 (1961). When the law or circumstances sigsificantly
change, the injunction must change with them. See Agostini v.
Felton, 521 U. S. 203, 215 (1997); Rufo v. Inmates of Suffolk
County Jail, 502 U. S. 367, 384 (1992). Indeed, courts have a
duty to modify injunctions once the law has changed suffi-
ciently. See Agostini, 521 U. S., at 240. Wheeling Bridge
establishes the principle that Congress can change the circum-
stances, and thus the entitlement to injunctive relief, without
violating the separation of powers, even if the injunction is
“final.”
Although it has the most relevance to the constitutionality
of the PLRA’s retroactive changing of the standards governing
prison injunctions, Wheeling Bridge also supports the automatic
stay provision. Since Congress was able to effectively overrule
one of this Court’s decisions in Wheeling Bridge, it can enact
the much lesser intrusion of its temporary stay mechanism. If
Congress did not unconstitutionally review this Court’s
decision in the first Wheeling Bridge case, then the PLRA’s
automatic stay similarly does not review any federal court
ruling. Since the injunction in the present case is not final for
the purpose of the separation of powers, Congress may provide
for its temporary suspension in the context of the changed
circumstances of the PLRA. The Seventh Circw 't’s holding that
the automatic stay unconstitutionally reviews Vuurt decisions,
see French v. Duckworth, 178 F. 3d 437, 446 (CA7 1999) is
simply incorrect.
It is true that the present case is not identical to Wheeling
Bridge. Unlike that case, Congress does not have total control
27
over the right underlying the remedy. Whatever the Constitu-
tion requires at minimum Congress cannot limit.’ This does not
change the analysis, however, because the automatic stay
involved does not overturn any prior injunction. Although it
may suspend the operation of the injunction if the District Court
does not rule on its continued validity sufficiently quickly,
ultimately those portions of the injunction that satisfy the
constitutional minimums will be reinstated. Furthermore, many
if not mest prison injunctions go well beyond the constitutional
minimum. See supra, at 14. If Congress can completely
overturn a decision under Wheeling Bridge, then the automatic
stay may relieve prison systems from the burden of excessive
injunctions until the court decides whether and to what extent
the injunction is actually within the legal limit.
This view of Wheeling Bridge is consistent with this Court’s
interpretations of the decision. Some commentators have
distinguished Wheeling Bridge from the PLRA, because prison
civil rights litigation does not rely on the public rights men-
tioned in that case. See, e.g., Decker, Consent Decrees and the
Prison Litigation Reform Act of 1995: Usurping Judicial
Power or Quelling Judicial Micro-Management, 1997
Wis. L. Rev. 1275, 1290. This misreads the term and its
context. In Wheeling Bridge the “public rights” was used in its
“discussion{] of the law of nuisance” in which “the Court
merely expressed agreement with the proposition that a court of
equity could enjoin a public nuisance in a case brought by a
private person who sustained specific injury.” California v.
Sierra Club, 451 U.S. 287, 296, n. 7 (1981). In the context of
the separation-of-powers analysis, the fact that the injunction
was against a public nuisance was irrelevant. What matters was
that the injunction was necessarily “a continuing decree,”
Wheeling Bridge, supra, 59 U. S., at 431, and therefore subject
to modification when Congress changed the legal circum-
2. And in fact, Congress has not limited injunctive relief below the
constitutionally required minimums. See 18 U. S. C. § 3626(a)(1).
Congress can eliminate federal equity power in an entire area,
relegating aggrieved parties to state remedies, see, e.g., 28 U. S. C.
§ 1341 (Tax Injunction Act), but it has not done so here.
28
stances. Even between private parties, an injunction is a
“continuing decree” that is always subject to adaptation due to
changes in the facts or the law. See System Federation, supra,
364 U. S., at 647. The character of the right is irrelevant for the
separation-of-powers analysis. The issue here is not the validity
or even the source of the legal rule that produced the Article III
judgments, but rather the immunity from legislative abrogation
of those judgments themselves. Plaut, supra, 514 U. S., at 239.
Because Congress can effectively abrogate a continuing
injunction, it may temporarily suspend one that goes beyond the
constitutional minimum.
C. Schedules and Judicial Power.
The Seventh Circuit also found that the automatic stay
unconstitutionally interfered with the court’s ability to decide
cases by impermissibly placing power over the status quo of the
litigation in the hands of the party moving to terminate the
decree. French, supra, 178 F. 3d, at 444. Congress can and
does place courts under automatic rules. It also has the author-
ity to set strict deadlines to the pace of the litigation. The
Seventh Circuit’s decision to strike down Congress’s schedule
betrays a misplaced sense of constitutional priorities.
Judge Easterbrook’s dissent lists the many ways in which
Congress limits the Judiciary’s administrative independence,
and would thus run afoul of the Seventh Circuit’s holding. See
id., at 451-452 (Easterbrook, J., dissenting). The dissent
correctly notes that § 3626(e)(2) is no different from these valid
exercises of congressional power. As the dissent notes, the
Seventh Circuit operates in a constitutional vacuum. “I am not
aware of any decision by the Supreme Court holding, or even
suggesting, that statutes requiring judges to adjudicate with
dispatch pose constitutional problems.” /d., at 450.
Amicus will add only a few points to Judge Easterbrook’s
dissent. The Seventh Circuit distinguishes the automatic stay
in bankruptcy law, 11 U. S. C. §362, because that statute
preserves “the court’s equitable powers over the entirety of the
bankruptcy estate, not superseding or undermining them.”
French, supra, 178 F. 3d, at 443. While the stay may preserve
the status quo of the case before the bankruptcy court, it
29
severely disrupts the powers of other courts over the cases
before them. Thus a civil plaintiff could not execute against the
surety on a supersedeas bond when automatically stayed by the
bankruptcy filing. See Celotex Corp. v. Edwards, 514 U. S.
300, 301 (1995). The filing in the Celotex case stayed over
141,000 suits, 100 appeals, and $70 million in supersedeas
bonds. See id., at 302, n. 2. This massive interference with the
proceedings of other courts is triggered by a party filing a
petition without a judicial decision. See 11 U. S. C. § 362(a).
There is nothing unconstitutional about Congress giving the
courts a set of standards they must follow. Section 3626(e)(2)
sets a deadline. Deadlines require hard and fast limits. “But
‘(deadlines are inherently arbitrary’ while fixed dates ‘are often
essential to accomplish necessary results.’ ” United States v.
Locke, 471 U.S. 84, 94 (1985) (quoting United States v. Boyle,
469 U. S. 241, 249 (1984)). For every deadline there is always
someone who must be a day late, but courts cannot ignore the
mandate of Congress’s deadline in order to obtain “ ‘optimal’
policy results.” Carlisle v. United States, 517 U. S. 416, 430
(1996). The federal courts cannot use their inherent rulemaking
power to overcome a specific rule of procedure. See id., at 426.
The fact that a congressional rule leads to a seemingly harsh
result is irrelevant. The courts must follow Congress’s com-
mand. Locke, 471 U. S., at 101.
Congress has often set priorities for courts to rule on cases
by informing the Judiciary to rule quickly or grant expedited
review in various classes of cases. See, e.g., United States v.
Eichman, 496 U.S. 310, 313, n. 2 (1990) (expedited review for
federal flag burning statute under 18 U. S. C. § 700(d)(2));
United States v. Salerno, 481 U. S. 739, 742-743 (1987)
(expedited review for pretrial detention orders under the Bail
Reform Act, 18 U. S. C. §3141(b)(c)); Federal Election
Comm'n v. National Conservative Political ActionComm., 470
U. S. 480, 487-488 (1985) (expedited review of constitutional
attacks on the Federal Election Commission Act under 28
U. S. C. § 437(h)(a)); NAACP v. New York, 413 U. S. 345, 354
(1973) (under 42 U.S. C. § 1971(g), when the Attorney General
sues to enforce the Voting Rights Act of 1965, the United States
may request a three-judge court which must “ ‘cause the case to
30
be in every way expedited’ ”). This Court has never ques-
tioned Congress’s authority to order the Judiciary’s priorities in
deciding litigation. It is the Legislative Branch’s prerogative to
define a category of cases as too important for the courts to
ignore or delay. See Heckler v. Edwards, 465 U. S. 870, 881
(1984). The only difference between the automatic stay and the
many expedited review statutes upheld by this Court, is that
§ 3626(e)(2) contains a specific deadline. This distinction has
no constitutional significance.
The automatic stay does not mandate the result in any
specific case. It merely requires the court to act expeditiously
or effectively grant temporary relief to the party injured by the
delay. One may disagree with the place Congress struck the
balance between the states’ and prisoners’ interests, but that is
Congress’s prerogative, to order priorities in federal litigation.
Most importantly, it is Congress’s duty to check the excesses of
the federal Judiciary, by relieving prisons from excessive court
orders.
CONCLUSION
The decision of the Seventh Circuit should be reversed.
February, 2000
Respectfully submitted,
CHARLES L. HOBSON
Attorney for Amicus Curiae
Criminal Justice Legal Foundation
APPENDIX A
Sec. 3626. Appropriate remedies with respect to prison condi-
tions
“(a) Requirements for Relief.—
“(1) Prospective relief—{A) Prospective relief in any
civil action with respect to prison conditions shall extend no
further than necessary to correct the violation of the Federal
right of a particular plaintiff or plaintiffs. The court shall
not grant or approve any prospective relief unless the court
finds that such relief is narrowly drawn, extends no further
than necessary to correct the violation of the Federal right,
and is the least intrusive means necéssary to correct the
violation of the Federal right. The court shall give substan-
tial weight to any adverse impact on public safety or the
operation of a criminal justice system caused by the relief.
“(B) The court shall not order any prospective relief that
requires or permits a government official to exceed his or
her authority under State or local law or otherwise violates
State or local law, unless—
“(i) Federal law permits such relief to be ordered in
violation of State or local law;
“(ii) the relief is necessary to correct the violation
of a Federal right; and
“(iii) no other relief will correct the violation of the
Federal right.
“(C) Nothing in this section shall be construed to
authorize the courts, in exercising their remedial powers, to
order the construction of prisons or the raising of taxes, or
to repeal or detract from otherwise applicable limitations on
the remedial powers of the courts.
“(2) Preliminary injunctive relief.—In any civil action
with respect to prison conditions, to the extent otherwise
authorized by law, the court may enter a temporary restrain-
ing order or an order for preliminary injunctive relief.
Preliminary injunctive relief must be narrowly drawn,
extend no further than necessary to correct the harm the
- court finds requires preliminary relief, and be the least
intrusive means necessary to correct that harm. The court
shall give substantial weight to any adverse impact on
A-1l
public safety or the operation of a criminal justice system
caused by the preliminary relief and shall respect the
principles of comity set out in paragraph (1)(B) in tailoring
any preliminary relief. Preliminary injunctive relief shall
automatically expire on the date that is 90 days after its
entry, unless the court makes the findings required under
subsection (a)(1) for the entry of prospective relief and
makes the order final before the expiration of the 90-day
period.
“(3) Prisoner release order—{A) In any civil action
with respect to prison conditions, no prisoner release order
shall be entered unless—
(i) a court has previously entered an order for less
intrusive relief that has failed to remedy the
deprivation of the Federal right sought to be remedied
through the prisoner release order; and
(ii) the defendant has had a reasonable amount of
time to comply with the previous court orders.
“(B) In any civil action in Federal court with respect to
prison conditions, a prisoner release order shall be entered
only by a three-judge court in accordance with section 2284
of title 28, if the requirements of subparagraph (E) have
been met.
“(C) A party seeking a prisoner release order in Federal
court shall file with any request for such relief, a request for
a three-judge court and materials sufficient to demonstrate
that the requirements of subparagraph (A) have been met.
“(D) If the requirements under subparagraph (A) have
been met, a Federal judge before whom a civil action with
respect to prison conditions is pending who believes that a
prison release order should be considered may sua sponte
request the convening of a three-judge court to determine
whether a prisoner release order should be entered.
“(E) The three-judge court shall enter a prisoner release
order only if the court finds by clear and convincing
evidence that—
(i) crowding is the primary cause of the violation of
a Federal right; and |
A-2
“(ii) no other relief will remedy the violation of the
Federal right.
“(F) Any State or local official or unit of government
whose jurisdiction or function includes the appropriation of
funds for the construction, operation, or maintenance of
program facilities, or the prosecution or custody of persons
who may be released from, or not admitted to, a prison as a
result of a prisoner release order shall have standing to
oppose the imposition or continuation in effect of such
relief and to seek termination of such relief, and shall have
the right to intervene in any proceeding relating to such
relief.
“(b) Termination of Relief.—
“(1) Termination of prospective relief.—{A) In any civil
action with respect to prison conditions in which prospec-
tive relief is ordered, such relief shall be terminable upon
the motion of any party or intervener—
“(i) 2 years after the date the court granted or
approved the prospective relief;
“(ii) 1 year after the date the court has entered an
order denying termination of prospective relief under
this paragraph; or
“(iii) in the case of an order issued on or before the
date of enactment of the Prison Litigation Reform Act,
2 years after such date of enactment.
“(B) Nothing in this section shall prevent the parties
from agreeing to terminate or modify relief before the relief
is terminated under subparagraph (A).
“(2) Immediate termination of prospective relief.—In
any civil action with respect to prison conditions, a defen-
dant or intervener shall be entitled to the immediate termi-
nation of any prospective relief if the relief was approved or
granted in the absence of a finding by the court that the
relief is narrowly drawn, extends no further than necessary
to correct the violation of the Federal right, and is the least
intrusive means necessary to correct the violation of the
Federal right.
(3) Limitation.—Prospective relief shall not terminate
if the court makes written findings based on the record that
prospective relief remains necessary to correct a current or
ongoing violation of the Federal right, extends no further
than necessary to correct the violation of the Federal right,
and that the prospective relief is narrowly drawn and the
least intrusive means to correct the violation.
“(4) Termination or modification of relief.—Nothing in
this section shall prevent any party or intervener from
seeking modification or termination before the relief is
termirable under paragraph (1) or (2), to the extent that
modification or termination would otherwise be legally
permissible.
“(c) Settlements.—
“(1) Consent decrees.—In any civil action with respect
to prison conditions, the court shall not enter or approve a
consent decree unless it complies with the limitations on
relief set forth in subsection (a).
“(2) Private settlement agreements.—{A) Nothing in
this section shall preclude parties from entering into a
private settlement agreement that does not comply with the
limitations on relief set forth in subsection (a), if the terms
of that agreement are not subject to court enforcement other
than the reinstatement of the civil proceeding that the
agreement settled.
“(B) Nothing in this section shall preclude any party
claiming that a private settlement agreement has been
breached from seeking in State court any remedy available
under State law.
“(d) State Law Remedies.—The limitations on remedies in
this section shall not apply to relief entered by a State court
based solely upon claims arising under State law.
“(e) Procedure for Motions Affecting Prospective Relief.—
(1) Generally.—The court shall promptly rule on any
motion to modify or terminate prospective relief in a civil
action with respect to prison conditions.
A-4
“(2) Automatic stay.—Any prospective relief subject to
a pending motion shall be automatically stayed during the
period—
“(A)(i). beginning on the 30th day after such motion
is filed, in the case of a motion made under paragraph
(1) or (2) of subsection (b); or
“(ii) beginning on the 180th day after such motion
is filed, in the case of a motion made under any other
law; and
“(B) ending on the date the court enters a final order
ruling on the motion.
“(f) Special Masters.—
“(1) In general—{A) In any civil action in a Federal
court with respect to prison conditions, the court may
appoint a special master who shall be disinterested and
objective and who will give due regard to the public safety,
to conduct hearings on the record and prepare proposed
findings of fact.
“(B) The court shall appoint a special master under this
subsection during the remedial phase of the action only
upon a finding that the remedial phase will be sufficiently
complex to warrant the appointment.
“(2) Appointment.—{A) If the court determines that the
appointment of a special master is necessary, the court shall
request that the defendant institution and the plaintiff each
submit a list of not more than 5 persons to serve as a special
master.
“(B) Each party shall have the opportunity to remove up
to 3 persons from the opposing party’s list.
“(C) The court shall select the master from the persons
remaining on the list after the operation of subparagraph
(B).
“(3) Interlocutory appeal.—Any party shall have the
right to an interlocutory appeal of the judge’s selection of
the special master under this subsection, on the ground of
partiality.
“(4) Compensation.—The compensation to be allowed
to a special master under this section shall be based on an
hourly rate not greater than the hourly rate established under
section 3006A for payment of court-appointed counsel, plus
costs reasonably incurred by the special master. Such
compensation and costs shall be paid with funds appropri-
ated to the Judiciary.
“(5) Regular review of appointment.—In any civil
action with respect to prison conditions in which a special
master is appointed under this subsection, the court shall
review the appointment of the special master every 6
months to determine whether the services of the special
master continue to be required under paragraph (1). In no
event shall the appointment of a special master extend
beyond the termination of the relief.
“(6) Limitations on powers and duties.—A special
master appointed under this subsection—
“(A) may be authorized by a court to conduct
hearings and prepare proposed findings of fact, which
shall be made on the record;
“(B) shall not make any findings or communications
ex parte;
“(C) may be authorized by a court to assist in the
development of remedial plans; and
“(D) may be removed at any time, but shall be
relieved of the appointment upon the termination of
relief.
“(g) Definitions.—As used in this section—
“(1) the term ‘consent decree’ means any relief entered
by the court that is based in whole or in part upon the
consent or acquiescence of the parties but does not include
private settlements;
“(2) the term ‘civil action with respect to prison condi-
tions’ means any civil proceeding arising under Federal law
with respect to the conditions of confinement or the effects
of actions by government officials on the lives of persons
confined in prison, but does not include habeas corpus
A-6
proceedings challenging the fact or duration of confinement
in prison;
“(3) the term ‘prisoner’ means any person subject to
incarceration, detention, or admission to any facility who is
accused of, convicted of, sentenced for, or adjudicated
delinquent for, violations of criminal law or the terms and
conditions of parole, probation, pretrial release, or diver-
sionary program;
“(4) the term ‘prisoner release order’ includes any order,
including a temporary restraining order or preliminary
injunctive relief, that has the purpose or effect of reducing
or limiting the prison population, or that directs the release
from or nonadmission of prisoners to a prison;
“(5) the term ‘prison’ means any Federal, State, or local
facility that incarcerates or detains juveniles or adults
accused of, convicted of, sentenced for, or adjudicated
delinquent for, violations of criminal law;
“(6) the term ‘private settlement agreement’ means an
agreement entered into among the parties that is not subject
to judicial enforcement other than the reinstatement of the
civil proceeding that the agreement settled;
“(7) the term ‘prospective relief’ means all relief other
than compensatory monetary damages;
“(8) the term ‘special master’ means any person ap-
pointed by a Federal court pursuant to Rule 53 of the
Federal Rules of Civil Procedure or pursuant to any inherent
power of the court to exercise the powers of a master,
regardless of the title or description given by the court; and
“(9) the term ‘relief means all relief in any form that
may be granted or approved by the court, and includes
consent decrees but does not include private settlement
agreements.”
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.