Amicus Curiae Brief — Hill v. Michigan Attorney Grievance Commission
Supreme Court brief1999
Ask Donna
What actually matters in this document.
Text
Supreme Court, U.S.
No. 98-1856 |: FILED
OFFICE OF THE CLERK
IN THE
Supreme Court of the United States
OCTOBER TERM, 1999
>.
LEILA JEANNE HILL, et ai.,
Petitioners,
STATE OF COLORADO, et ai.,
Respondents.
ON WRIT OF CERTIORARI
TO THE SUPREME COURT OF COLORADO
BRIEF AMICUS CURIAE OF
THE AMERICAN CIVIL LIBERTIES UNION
IN SUPPORT OF PETITIONERS
Steven R. Shapiro
(Counsel of Record)
American Civil Liberties Union
Foundation
125 Broad Street
New York, New York 10004
(212) 549-2500
TABLE OF AUTHORITIES
SO ina INTEREST OF AMICUS
. STATEMENT OF THE CASE
Pee ee, . COLORADO’S FLOATING BUFFER
‘oe ZONE IS, AT LEAST IN PART, A
vue CONTENT-BASED RESTRICTION ON
. THE DECISION BELOW MISAPPLIES
THE DISTINCTION BETWEEN _IN-
JUNCTIONS AND STATUTES ARTICU-
. COLORADO’S FLOATING BUFFER
BURDENS SUBSTANTIALLY MORE
SPEECH THAN NECESSARY AND
THUS CANNOT SURVIVE EVEN IN-
CONCLUSION
TABLE OF AUTHORITIES
Cases
Board of Airport Commissioners v.
Jews for Jesus,
483 U.S. S69 (1987) . 0. cece ce snseseneeeeee
Boos v. Barry,
48S U.S. 312 (19GB) . cece eussueeeeeeee
Buckley v. American Constitu-
tional Law Foundation,
525 U.S. _, 119 S.Ct. 636 (1999) ............
Church of the Lukumi Babalu Aye
v. City of Hialeah,
$06 U.S. $20 (1993) .. wc ecesvcsscsueneeee
Clark v. Community for Creative
Non-Violence,
468 U.S. 288 (1984) .. cee ewsesseeseueeee
Cohen v. California,
403 U.S. 15 (1971) .. «0.000005 cee 5, 20, 21
Edwards v. South Carolina,
372 U.S. 229 (IDES) «occ vc cccseus see
Frisby v. Schultz,
487 U.S. 474 (1968) .. ccc ccssesueeeeeeee
Gustaffson v. Alloyd Co.,
$13 US. 561 (1995) .. eu ccvecssue eee
Hague v. CIO,
307 U.S. 496 (1999) .. we cc vccseseuesue eee
Madsen v. Women’s Health Center, Inc.,
$12 U.S. 743 (1996) .. eevee eueeeeeeeee
ii
Page
Members of the City Council v.
Taxpayers for Vincent,
Ce Sn oc cece cccccccees 22
Meyer v. Grant,
ee ccc ccc ccc cccccceces 21
NAACP v. Button,
Te cc cece 6, 9
Perry Education Ass'n v. Perry
Local Educators’ Ass'n,
ew. ccc ccc ccccces 5
Renton v. Playtime Theatres, Inc.,
EEE 13
Rowan v. Post Office Dep't,
EE 5
Sabelko v. City of Phoenix,
120 F.3d 161 (9th Cir. 1997) ................., 6, 15
Schenck v. Pro-Choice Network
of Western New York,
Ee ee ccc ccc cc cccceces passim
Schneider v. State,
EE 22
Teachers v. Hudson,
Teen e lcccene 18
Thornhill v. Alabama,
dl 21
United States v. Grace,
ccc ces 5, 22, 23
United States v. O'Brien,
ccc ccc ccn. 23
Page
United States v. X-Citement Video, Inc.,
SS Ge, GD 6's 00 606 0dbds6 née aseeene 15
Walker v. Birmingham,
re ee SD coe tebekeesseunbsaekere 18
Ward v. Rock Against Racism,
7 BF err 12, 19, 23
Statutes and Regulations
ate ) Peer 12
CRS. GG os ccecsccoces seubuncaden passim
Freedom of Access to Clinic
Entrances Act,
2.) Perret ]
iv
INTEREST OF AMICUS '
The American Civil Liberties Union (ACLU) is a
nationwide, nonprofit, nonpartisan organization with nearly
300,000 members dedicated to the principles of liberty and
equality embodied in the Constitution and our nation’s civil
rights laws. Since its founding in 1920, the ACLU has vig-
orously defended the right to free speech on the public
streets, and has appeared before this Court on numerous oc-
casions in support of that principle, from Hague v. CJO, 307
U.S. 496 (1939), to Buckley v. American Constitutional Law
Foundation, 525 U.S. __, 119 S.Ct. 636 (1999).
At the same time, the ACLU has long been committed
to preserving a woman’s right to reproductive choice. The
ACLU has therefore participated in every major reproduc-
tive health care case decided by this Court over the past
forty years, beginning with Poe v. Ullman, 367 U.S. 497
(1961), and extending through Roe v. Wade, 410 U.S. 113
(1973), and its progeny. We have also consistently argued
in this context and in others that constitutional rights can
quickly become meaningless if they cannot be exercised
without running a gauntlet of violence, intimidation and
harassment. Accordingly, the ACLU supported passage of
the federal Freedom of Access to Clinic Entrances Act
(FACE), 18 U.S.C. §248. Likewise, we agreed with this
Court’s view in Schenck v. Pro-Choice Network of Western
New York, 519 U.S. 357 (1997), that specific clinic protes-
tors who had engaged in prior unlawful conduct could be
subject to a narrowly crafted injunction imposing reasonable
' Letters of consent to the filing of this brief have been lodged with the
Clerk of the Court pursuant to Rule 37.3. Pursuant to Rule 37.6, coun-
sel for amicus states that no counsel for a party authored this brief in
whole or in part and no person, other than amicus, its members, or its
counsel made a monetary contribution to the preparation or submission
of this brief.
time, place, and manner restrictions on their demonstration
activity.
Based on this experience, the ACLU deeply believes
that the volatile issue of abortion clinic protest must not be
resolved by sacrificing either the right to _Teproductive
choice or the right to engage in peaceful political protest.
Rather, the burden in each case is to arrive at a solution that
accommodates both rights, and that does so in a principled
way that is consistent with our constitutional tradition. This
case once again poses the question of how that should be
done. Its proper resolution is thus a matter of substantial in-
terest to the ACLU and its members.
STATEMENT OF THE CASE
In 1993. Colorado’s General Assembly enacted a statute
designed to regulate protest activity outside "health care fa-
cilities" within the state.? The critical provision now before
the Court establishes an eight-foot floating buffer zone or
bubble that surrounds people walking within one hundred
feet of the entrance to a health care — Anyone who
. aproaches” closer than eight feet to someone
bre ay. sa area without consent is subject to both
civil and criminal penalties if, but only if, the purpose of the
person approaching is to hand out a leaflet, display a sign,
2 The full text of the statute, C.R.S. §18-9-122, is set forth at Pet.App.
64a-65a. Although this case has focused exclusively on abortion clinic
protests, the actual scope of the statute is not so limited. Specifically,
the term “health care facility” is broadly defined to include “any entity
that is licensed, certified, or otherwise authorized or permitted by law to
administer medical treatment .. ." §18-9-122(4).
> The statute explicitly states that it is intended to regulate protest activ-
ity “in the public way or sidewalk area." §18-9-122(3).
2
or engage in “oral protest, education, or counseling." C.R.S.
§18-9-122(3).
‘The Colorado Supreme Court has authoritatively con-
strued this language to mean that "the statute is not violated
if [protestors] stand still while inside the floating buffer
zone," Pet.App. 21a, even if their static position on the
street may occasionally bring them closer than eight feet to
clinic patients and staff. Whether standing or moving, how-
ever, anyone who "knowingly obstructs, detains, hinders,
impedes, or blocks another person’s entry to or exit from a
health care facility," §18-9-122(2), is subject to civil and
criminal penalties under a second provision of the law.
which was not challenged in this litigation.
The preamble to the statute makes clear that, in drawing
these lines, the Colorado legislature was attempting to bal-
ance "the right to protest or counsel against certain medical
procedures" against the "right to obtain medical counseling
and treatment in an unobstructed manner." §18-9-122(1).
As the preamble also makes clear, the legislature’s over-
riding goal in seeking to achieve this balance was to “pre-
vent{] the willful obstruction of a person’s access to medical
counseling and treatment at a health care facility." Jd
The statutory concern with "willful obstruction” reflec-
ted legislative testimony that the Colorado Supreme Court
characterized as "compelling." Pet.App. 9a. One particular
nurse practitioner whose testimony was cited by the majority
below described how anti-abortion protestors "yell, thrust
signs in faces, and generally try to upset the patient as much
as possible, which makes it much more difficult for us to
provide care..." Jd at 8a. Another witness testified how
a mother and daughter were "immediately surrounded" by
screaming protestorsas they tried to walk from their car to
the clinic entrance. /d at 9a.
At the same time, it is apparent from even the excerpted
legislative record contained in the opinion below that at
least some of legislative testimony was addressed to the con-
tent of the protestors’ message as much as it was to the
manner in which that message was delivered. For example,
the Colorado Supreme Court quotes one legislative witness
who stated, in part: "[The protestors] are flashing their
bloody fetus signs. They are yelling, ‘you are killing your
baby.”" /d.
Petitioners, who describe themselves as "sidewalk
counselors," brought suit soon after the statute went into ef-
fect complaining that its eight-foot floating buffer violated
their First Amendment right to engage in peaceful protest on
the public streets. Their request for declaratory and injunc-
tive relief was initially denied by the Colorado courts."
This Court then granted certiorari and remanded the case
for further consideration in light of the intervening decision
in Schenck, 519 U.S. 357. On rernand, the eight-foot float-
ing buffer was again upheld by the Colorado courts.
First, the Colorado Supreme Court emphasized that this
case involves review of a statute, not an injunction. Second,
it relied on language in Madsen v. Women's Health Center,
Inc., 512 U.S. 743 (1994), for the proposition that content-
neutral statutes regulating speech are entitled to a more def-
erential review than content-neutral injunctions regulating
speech. Third, applying intermediate scrutiny, it ruled that
the Colorado law represents a narrowly tailored response to
the state’s significant interest in safeguarding health that
leaves protestors with ample alternative channels for com-
munication. See Pet.App. la-29a.
* The trial court’s 1994 decision granting the state’s motion for summary
judgment, Pet.App. 30a-37a, was upheld by the Colorado Court of Ap-
peals, id. at 38a-45a. The Colorado Supreme Court denied discretionary
review in the first round of appeals. /d. at 46a.
4
SUMMARY OF ARGUMENT
: As this Court has repeatedly held, the public streets are
a “quintessential public forum for expressive activity."
Perry Education Ass'n v. Perry Local Educators’ Ass in, 460
U.S. 37, 45 (1983). See also United States y. Grace, 461
U.S. 171, 177 (1983). Indeed, long before the public forum
doctrine even developed as an analytic tool in First Amend-
ment cases, this Court famously observed that public streets
and parks “have immemorially been held in trust for the use
of the public and, time out of mind, have been used for pur-
poses of assembly, communicating thoughts between citi-
zens, and discussing public questions."
Se tee q Hague v. CIO, 307
Thus, this Court has always reacted with skepticism to
restrictions On speech that require the speaker to seek prior
permission from the audience in a public forum where anv-
one who does not want to hear the speaker’s message is free
to walk away. See Cohen v. California, 403 U.S. 15. 2)
(1971)("we are often ‘captives’ outside the sanctuary of the
home and subject to free speech"), quoting Rowan v. Post
Office Dep't, 397 U.S. 728, 738 (1970). Similarly, this
Court has made clear in the so-called "heckler’s veto" cases
that the hostile reaction of the crowd is generally not a con-
stitutionally adequate reason to silence the speaker in a pub-
~* = E.g., Edwards v. South Carolina, 372 U.S. 229
Those cases provide an instructive but not exact analogy
2 a Present controversy. The state’s interest in this case
in acquiescing to the hostile reaction of clinic patients
and staff, either because the state shares the ideological
views of the clinic patients and staff or because it fears the
clinic patients and staff will erupt into violence when con-
fronted with an unwanted message. Rather, the state’s as-
Serted interest, at least as expressed in the preamble to the
challenged statute, is to preserve the health and safety of
women seeking medical treatment in a "health care facility.
That interest is undoubtedly a significant one. But the
legitimacy of the state’s interest cannot and does not justify
whatever means the state may choose to enforce that inter-
est. When First Amendment rights are at stake, "[p]recision
of regulation must be the touchstone ... ." NAACP v. But-
ton, 371 U.S. 415, 438 (1963). For that reason, the Court
in Madsen struck down a portion of the injunction that
barred the named defendants and those acting in concert
with them from approaching any clinic patient within a three
hundred-foot radius of the clinic entrance without sent
sion. Altho recognizing the state’s interest in protectin
patients ee being "stalked" or "shadowed," the Court
concluded that the injunction as written was needlessly over-
broad. 512 U.S. at 773-74. Likewise, in Schenck, the Court
ruled that a fifteen-foot floating buffer could not be sus-
tained as part of the injunction in that case. 519 U.S. at
377-80.
To be sure, there are differences between the floating
buffer in this case and the floating buffers in Schenck and
Madsen. The floating buffer in Madsen extended three hun-
dred feet from the clinic entrance; here, it extends only one
hundred feet. Similarly, the floating buffer in Schenck cre-
ated a fifteen-foot bubble around anyone entering or leaving
the clinic; here, the bubble is only eight feet wide. The
Colorado statute also contains a scienter requirement 4 i.e.,
it only applies to protestors who "knowingly approach” clin-
ic patients and staff -- that helps to ameliorate the problem
of uncertain boundaries that so troubled the Schenck Court.
See also Sabelko v. City of Phoenix, 120 F.3d 161 (9th Cir.
1997). Thus here, unlike Schenck, protestors who stand still
while delivering their message cannot be forced to back off
whenever anyone within eight feet objects to their presence.
These distinctions do make some difference. But, they
do not resolve the fundamental flaw of the Colorado statute.
Like the invalidated provisions in Schenck and Madsen, it
makes even traditional First Amendment advocacy on the
public streets a matter of grace rather than right. In the
final analysis, therefore, this case is controlled by the par-
allel holdings in Schenck and Madsen. Contrary to the
opinion of the court below, the fact that Schenck and Mad-
sen involved review of an injunction rather than a statute is
not enough to save the Colorado law for at least three
reasons.
First, unlike the comparable provisions in Schenck and
Madsen, the floating buffer zone created by the Colorado
law cannot be described as content-neutral. On this issue,
the fact that Colorado proceeded by statute rather than by
injunction works against the state rather than in its favor. In
both Schenck and Madsen, this Court emphasized that the
challenged injunctions were directed against particular de-
fendants because of their prior misconduct and did not de-
pend in any way on the content of their future speech.
Here, by contrast, the floating buffer is generally applicable
to everyone who seeks to engage in "oral protest, education
or counseling," regardless of whether they have previously
engaged in past misconduct. Conversely, the floating buffer
can be penetrated with impunity by someone who is merely
seeking directions to the closest bus stop, for example. Es-
pecially when read in conjunction with the statute’s general
ban on obstructing or hindering entry to or exit from an
abortion clinic, the conclusion seems inescapable that the
focus on “oral protest, education or counseling" distin-
guishes among speakers based on what they are saying and
not on what they are doing. Such distinctions are plainly
content-based and trigger strict scrutiny, a standard that no
one has argued this statute can meet.
Second, even if Colorado’s floating buffer is described
as content-neutral, the lower court placed far too much
weight on the difference between injunctions and statutes. It
is, of course, true that Madsen holds that a content-neutral
injunction can burden no more speech than necessary to ac-
complish a significant government interest while a content-
neutral statute cannot burden substantially more speech than
necessary. Whether this two-tiered standard of review ul-
timately makes sense is itself an important question that has
already generated a great deal of commentary both inside
and outside the Court. However, it is not dispositive in this
case. Intermediate scrutiny under the First Amendment was
never intended to be a toothless standard. And, in applying
intermediate scrutiny, one cannot answer the question of
whether the state has burdened substantially more speech
than necessary without also examining the legitimate scope
of the state’s regulatory interest.
Only by asking what the state is trying to accomplish
can one understand whether the state has gone too far. The
standard of review inevitably affects that inquiry but it does
not resolve it. As Madsen itself illustrates, a thirty-six foot
buffer zone may be an appropriate injunctive response to the
misbehavior of particular defendants at a specified site. But
it does not follow that a statutory buffer zone of thirty-six
feet is therefore automatically valid even though it would be
assessed on the basis of a lower standard of review. Re-
gardless of which standard is invoked, a court cannot avoid
the essential task of weighing the relationship between
means and end. Moreover, in undertaking that task, a re-
viewing court must consider the possibility that a statutorily
imposed buffer burdens substantially more speech than nec-
essary precisely because its proscriptions apply to individ-
uals who may never have engaged in prior unlawful behav-
ior. The court below failed to grasp this critical point and,
accordingly, misapplied the intermediate scrutiny standard.
Third, the Colorado law cannot survive intermediate
scrutiny if properly applied. There is no doubt that the state
has a significant government interest in ensuring that women
(and men) have unimpeded access to health care facilities.
Indeed, the ACLU has vigorously advocated in favor of that
interest On numerous occasions in both the legislative and
judicial arenas. The portion of Colorado’s law ensuring un-
impeded access to health care facilities, however, has not
been challenged in this case. The floating buffer obviously
has some relationship to the same underlying interest. But,
it also goes further by penalizing advocacy within eight feet
that does not threaten to impede or obstruct persons entering
or leaving the clinic, including the simple act of handing out
a leaflet.
Colorado undoubtedly felt that a prophylactic rule --
which is what the floating buffer represents -- would be
easier to enforce and thus provide an added layer of protec-
tion against those who might abuse their First Amendment
rights. As this Court has repeatedly admonished, however,
"[b]road prophylactic rules in the area of free expression are
suspect." NAACP v. Button, 371 U.S. at 458. What was
true in Madsen is therefore equally true here: the fact that
some protestors might cross the line from protected advoca-
cy to unprotected harassment and intimidation does not "jus-
tify a prohibition on ali uninvited approaches ...." 512
U.S. at 774 (emphasis in original).
ARGUMENT
I. COLORADO’S FLOATING BUFFER ZONE IS,
AT LEAST IN PART, A CONTENT-BASED
RESTRICTION ON SPEECH
. In order to apply intermediate scrutiny and thus distin-
guish this case from Schenck and Madsen, both of which
struck down floating buffer zones, the Colorado Supreme
Court was first obliged to hold that Colorado’s floating
9
buffer is content-neutral. Unfortunately, that first step was
also a misstep.
To begin with, the language of the statute expressly dis-
tinguishes between lawful and unlawful conduct based on
the content of speech. A statute that created an eight-foot
bubble around clinic patients and staff that could not be in-
vaded without consent by any person for any purpose within
one hundred feet of the clinic entrance would be content-
neutral, even though it would undoubtedly be subject to
other constitutional attacks. See Point III, infra. That is not
the statute that Colorado has enacted, however. Instead, the
penalty provisions of Colorado’s law are only triggered if a
person "knowingly approaches" for one of three prohibited
purposes: (1) passing a leaflet or handbill; (2) displaying a
sign; (3) engaging in “oral protest, education or counseling."
Pet.App. 65a.
Even if the first two purposes could be described as
content-neutral, the ban on "oral protest, education or coun-
seling" within eight feet clearly turns on the content of what
is being said. The Colorado Supreme Court’s assertion that
"the statutory language makes no reference to the content of
the speech," id. at 22a, is both inexplicable and plainly
wrong. It is only by evaluating the content of speech that
a factfinder can determine, for example, whether a labor
picketer has entered the eight-foot floating buffer to ask for
the time or urge support for a hospital strike. The same is
true for an animal rights activist who might "knowingly ap-
proach" research staff at a health care facility to protest
animal experimentation or to engage a neighborhood ac-
quaintance in social conversation.
* The opinion below also asserts that petitioners waived any claim that
the statute is content-based. Amicus has no views on the merits of that
dispute other than to note that petitioners contend otherwise. Pet. Reply
Br. at 4.
10
Although the Colorado statute is not written in terms of
a specific subject, like abortion, the limit it places on pro-
test, education and counseling outside a health care facility
undeniably describes a "category of speech," Boos v. Barry,
485 U.S. 312, 319 (1988). Furthermore, it is a "category of
speech" that has clear subject matter consequences in the
context of this statute, as described above.
The inescapable need to refer to content in applyin
Colorado statute distinguishes this case from Schenck hae
Madsen. In both Schenck and Madsen, the injunctions had
nothing directly to do with the content of speech and every-
thing to do with the past misbehavior of the defendants.
Correspondingly, the defendants in Schenck and Madsen did
not expose themselves to sanctions because of what they
said but only because of what they did.
As this Court explained in Madsen:
[The trial court] imposed restrictions on
[defendants] incidental to their antiabortion
message because they repeatedly violated
the court’s original order. That [defen-
dants] all share the same viewpoint re-
garding abortion does not in itself demon-
strate that some invidious content- or
viewpoint-based purpose motivated the
issuance of the order. It suggests only that
those in the group whose conduct violated
the court’s order happen to share the same
opinion regarding abortions being per-
formed at the clinic. In short, the fact that
the injunction covered people with a par-
ticular viewpoint does not itself render the
injunction content or viewpoint based.
512 U.S. at 763 (emphasis in original).
1]
The same cannot be said of Colorado’s law. Because
Colorado chose to proceed by statute, the law’s coverage is
not confined to those who have previously misbehaved.
And because Colorado chose to make the eight-foot bubble
impenetrable without consent only to those who engage in
"oral protest, education or counseling," it is impossible to
say that the challenged provision was enacted "without ref-
erence to the content of the regulated speech." Ward v.
Rock Against Racism, 491 U.S. 781, 791 (1989).
In reaching this conclusion, we have no reason to doubt
Colorado’s good faith or its genuine concern with the physi-
cal well-being of clinic patients and staff. As the Colorado
Supreme Court pointed out, see p.3, supra, the legislative
record contains disturbing accounts of harassment and intim-
idation by some antiabortion protestors. Those activities,
however, are already illegal under Colorado law.° In addi-
tion, an unchallenged portion of this statute creates new
criminal penalties for anyone who obstructs, hinders, or im-
pedes movement into or out of a health care facility. Pet.
App. 65a.’
Under these circumstances, there are two plausible ex-
planations for the eight-foot floating buffer. One is that it
simplifies enforcement by relieving the state of the burden
of proving obstruction or hindrance. The constitutional dif-
ficulties with this prophylactic approach in a First Amend-
ment context will be discussed more fully below. See Point
III, infra. The other possibility is that the state is trying to
shield clinic patients and staff from having to confront at
close range the protestors’ message and the anxiety it may
° See, e.g., C.R.S. §18-9-111 (making it a crime to follow a person in or
about a public place "with intent to harass, annoy or alarm").
’ Interestingly, the provisions of C.R.S. §18-9-122(2) are not limited by
the one hundred-foot boundary that applies to the floating buffer zone.
12
oe
cause. For patients, in particular, that anxiety may have real
world consequences, such as heightened blood pressure, that
can complicate th» medical treatment they are hoping to ob-
tain. Still, it is impossible to avoid the hard choices that the
Constitution requires by mislabeling Colorado’s law as
content-neutral. As Justice O’Connor said in Boos, 485
U.S. at 312, and as this Court recently reiterated in Reno v.
ACLU, 521 U.S. 844, 868 (1997), a listener’s reaction to the
content of speech is a "primary" rather than a "secondary ef-
fect.". Compare Renton v. Playtime Theatres, Inc., 475 U.S.
41 (1986).
Content-based restrictions on speech in a public forum
are subject to "the most exacting scrutiny." Boos, 485 U.S.
at 321. For present purposes, it is sufficient to note that
neither the state nor the lower courts in this case have even
claimed that the statute could survive such scrutiny. This
Court’s decisions in Schenck and Madsen plainly indicate
otherwise.
Il. THE DECISION BELOW MISAPPLIES THE
DISTINCTION BETWEEN INJUNCTIONS
AND STATUTES ARTICULATED IN MADSEN
Twice within the past five years, this Court has been
asked to consider the constitutionality of floating buffer
zones that restricted protest activity outside abortion clinics.
Both times, the Court invalidated the challenged provision.
According to the Colorado Supreme Court, those cases are
distinguishable because they involved court-ordered injunc-
tions rather than statutes. While that distinction has been a
factor in this Court’s analysis, it does not support the differ-
ent result reached by the court below.
In Schenck, this Court struck down a fifteen-foot float-
ing buffer zone that surrounded people entering or leaving
plaintiffs’ health care facilities. 519 U.S. at 377-80. The
13
one exception was for two "sidewalk counselors" who were
allowed inside the fifteen-foot bubble but even they were re-
quired to "cease and desist" if the person they were targeting
objected. Writing for the majority, Chief Justice Rehnquist
concluded that the imprecise boundaries of the floating
buffer in Schenck made it constitutionally invalid. “[I}t
would be quite difficult," he wrote, “for a protestor who
wishes to engage in peaceful expressive activities to know
how to remain in compliance with the injunction." /d. at
378 (footnote omitted).
In Madsen, the Court also struck down a floating buffer
zone that enjoined defendants from approaching any clinic
patient within three hundred feet of the clinic entrance with-
out that person’s consent. 512 U.S. at 773-74. If anything,
the Madsen injunction was even less precise than the
Schenck injunction. Not only did it float -- moving as the
patient moved -- but it failed to inform defendants of how
close they could be to a patient within the three hundred-
foot area without violating the proscription against "physi-
cally approaching." /d. at 760. Nevertheless, the Madsen
Court did not rest its holding on vagueness grounds. In-
stead, the Court broadly declared that "[t]he ‘consent’ re-
quirement alone invalidates this provision." Jd. at 774.
The Colorado Supreme Court decision does not even
mention this aspect of Madsen, although it would seem to
bear directly on the constitutionality of the challenged pro-
vision in this case, which also contains a consent require-
* The ACLU submitted an amicus brief in Schenck urging the Court to
affirm the fifteen-foot fixed buffer zone based on the record developed
in that case. Brief of the American Civil Liberties Union, ef ai., in
Schenck v. Pro-Choice Network of Western New York, No. 95-1065.
The brief did not address the floating buffer zone except to note that it
had been remanded by the Second Circuit to the district court for a
further elaboration of its precise contours. /d. at 23 n.20.
14
ment for even peaceful advocacy in a public forum. Rather,
the Colorado Supreme Court focused exclusively on the
floating buffer in Schenck, perhaps because it was hearing
the case on remand from this Court "for further considera-
tion in light of Schenck." Pet.App. 48a.
The court below began its discussion of Schenck with
an acknowledgement of the “factual similarities" between
that case and this one. Pet.App. 18a.” However, it quickly
dismissed the significance of those similarities by noting that
content-neutral injunctions and content-neutral statutes are
subject to different standards of review after Madsen. Rely-
ing on that difference, the Colorado Supreme Court then ap-
plied what it regarded as the more lenient standard of re-
view applicable to legislative enactments to uphold the float-
ing buffer in this case.
It is undisputed, of course, that Madsen created a two-
tier standard of review under which even content-neutral in-
junctions can only be sustained if they burden no more
speech than necessary to achieve a significant government
* As previously noted, the Colorado Supreme Court also identified im-
portant dissimilarities between the floating buffer in Schenck and the
floating buffer in this case. Most significantly, the court stressed that
the addition of a scienter requirement in the Colorado law substantially
diminishes the vagueness and enforceability concerns that figured so
prominently in Schenck. Pet.App. 27a-28a. See also Sabelko v. City of
Phoenix, 120 F.3d 161 (9th Cir. 1997). We agree that the “knowingly
approach” language in the Colorado law makes this statute easier to en-
force and understand. Cf. United States v. X-Citement Video, Inc., 513
U.S. 64 (1994). For example, it means that protestors who have sta-
tioned themselves on the sidewalk do not have to constantly move as
new people enter or leave the targeted facility. Compare Schenck, 519
U.S. at 378. Vagueness, however, is not the only concern, as Madsen
makes clear. Even unambiguous statutes can be substantially overbroad.
See, e.g., Board of Airport Commissioners v. Jews for Jesus, 482 US.
569 (1987).
15
interest, while content-neutral statutes can be sustained so
long as they do not burden substantially more speech than
necessary to achieve a significant government interest. 512
U.S. at 764-68. But, contrary to the approach adopted be-
low, the standard for evaluating statutory restraints on
speech was never intended to be toothless. The question of
whether a statute burdens more speech than necessary can-
not be answered in a vacuum; it inevitably turns on the na-
ture of the interest the state is seeking to promote. And,
while the state is entitled to deference in defining those in-
terests, courts cannot avoid the responsibility (even under in-
termediate scrutiny) of deciding whether the state has chosen
a constitutionally appropriate means of achieving its stated
ends.
The Colorado Supreme Court failed to conduct in-
iry i i tial core of its
quiry in any meaningful way. The essen
holding that Colorado’s floating buffer does not burden sub-
stantially more speech than necessary is contained in the fol-
lowing passage:
Petitioners contend that section 18-9-
122(3) is not narrow because, although the
General Assembly declared its intent to
curtail threatening conduct, it only prohib-
its protected speech. We disagree. The
plain language of the statute indicates that
it regulates speech and the conduct of
"passing a leaflet or handbill," and display-
ing a sign.
Pet.App. 24a.
It is not at all clear what this passage _— The
fact that the statute regulates expressive activities like pass-
ing a leaflet or displaying a sign says nothing about whether
the statute burdens substantially more speech than necessary
to accomplish its declared goals. The fact that passing a
16
ee - ee
leaflet and displaying a sign combine elements of speech
and conduct in a single activity says nothing about whether
this statute is narrowly tailored "to curtail threatening con-
duct." And the fact that the statute may not “only prohibit[]
protected speech" says nothing about whether it prohibits
too much protected speech. In short, what is entirely miss-
ing is any discussion of how the statute’s ends and means
relate to one another.
The most plausible explanation for this curious omission
is the unspoken assumption that the fit between means and
ends is somehow less important when reviewing a statutory
restraint on speech. Nothing in Madsen supports that con-
clusion. Indeed, the fallacy becomes most apparent if one
thinks about the thirty-six foot fixed buffer zone in Madsen.
That fixed buffer was upheld even under the more stringent
injunction standard because the record demonstrated that it
was no broader than necessary to restrain particular defen-
dants who had engaged in documented misconduct at a par-
ticular geographic site. It simply does not follow, however,
that any thirty-six foot buffer zone enacted by statute is now
constitutionally invulnerable because it will be subject to
less stringent review. To the contrary, it is entirely possible
that a statutory buffer zone of even less than thirty-six feet
could be struck down as a violation of the First Amendment
depending upon the reasons for its enactment and its impact
on speech. Madsen, 512 U.S. at 778 (Stevens, J., concur-
ring in part and dissenting in part). Different questions may
need to be asked when reviewing a statute rather than an in-
junction, but the articulation of a lower standard merely
Starts the discussion; it does not end it, as the Colorado Su-
preme Court erroneously assumed.
More generally, the issue of whether a lower standard
of review should be applied to statutory restraints on speech
is an interesting and important one that may need to be re-
examined in a future case. As the majority pointed out in
17
Madsen, the general applicability of a content-neutral statute
offers some assurance that it is not targeted against disfa-
vored groups. 512 U.S. at 764. On the other hand, even
facially neutral statutes may be discriminatorily applied, and
experience shows that the facially neutral language of a stat-
ute may nonetheless mask a discriminatory intent. See, e.g.,
Church of the Lukumi Babalu Aye v. City of Hialeah, 508
U.S. 520 (1993). Likewise, while it is true that someone
accused of violating an injunction is subject to contempt
proceedings rather than the full due process safeguards of a
criminal trial, see Walker v. Birmingham, 388 U.S. 307
(1967), it is also true that a judge issuing an injunction is
bound by due process constraints that do not apply to the
political process. Finally, the reach of an injunction is
generally limited to past violations of the law, while a stat-
ute that does impose restraints on speech reaches "the com-
munity at large," Teachers v. Hudson, 475 U.S. 292, 309-10
n.22 (1986), and thus its burdens are more widespread.
These competing considerations create a complex calcu-
lus but it is not one that needs to be unraveled here. Meas-
ured against its stated objectives, Colorado’s floating buffer
cannot survive even intermediate scrutiny.
Ill. COLORADO’S FLOATING BUFFER BUR-
DENS SUBSTANTIALLY MORE SPEECH
THAN NECESSARY AND THUS CANNOT
SURVIVE EVEN INTERMEDIATE
SCRUTINY
To survive intermediate scrutiny under this Court’s cur-
rent test, a statute regulating speech must be content-neutral,
it must be narrowly tailored to advance a significant govern-
ment interest, and it must leave open ample alternative ave-
nues of communication. See, e.g., Clark v. Community for
Creative Non-Violence (CCNV), 468 U.S. 288, 293 (1984).
18
wee
As noted above, we do not believe that the challenged pro-
vision in this case is, in fact, content-neutral. Even as-
suming the statute is content-neutral, however, it is plainly
not narrowly tailored. Accordingly, it is unnecessary to de-
cide whether petitioners have been left with other, adequate
Opportunities for expression.
The narrow tailoring requirement of intermediate scruti-
ny does not require the state to pursue its goals through the
least restrictive alternative. On the other hand, a statute that
"burden[s] substantially more speech than is necessary to
further the government's legitimate interests" is not narrow-
ly tailored. Ward v. Rock Against Racism, 491 U.S. at 799.
In this case, the state’s purposes are openly declared in
the preamble to the statute. It states, in its entirety:
The general assembly recognizes that ac-
cess to health care facilities for the purpose
of obtaining medical counseling and treat-
ment is imperative for the citizens of [Col-
orado]; that the exercise of a person’s right
to protest or counsel against certain medi-
cal procedures must be balanced against
another person’s right to obtain medical
counseling and treatment in an unobstruc-
ted manner; and that preventing the willful
obstruction of a person’s access to medical
counseling and treatment at a health care
facility is a matter of statewide concern.
The general assembly therefore declares
that it is appropriate to enact legislation
that prohibits a person from knowingly ob-
structing another person’s entry to or exit
from a health care facility.
Pet.App. 64a-65a.
19
Subsection (2) of the statute, which has not been chal-
lenged in this litigation, is directly responsive to those
concerns. Under its terms, any person who "knowingly ob-
structs, detains, hinders, impedes, or blocks another person’s
entry to or exit from a health care facility" is subject to
criminal prosecution. /d. at 65a.
By contrast, the floating buffer zone created by subsec-
tion (3) of the statute makes no reference to physical ob-
struction. Nor can it easily be construed as limited to physi-
cal obstruction without making its coverage completely re-
dundant of the preceding section in violation of the tradi-
tional rules of statutory interpretation. Gustaffson v. Alloyd
Co., 513 U.S. 561, 574 (1995)."°
As written, therefore, the floating buffer zone prohibits
even peaceful protest activity within the designated area --
whether that activity takes the form of leafletting or oral ad-
vocacy -- unless the subject of that advocacy first grants her
consent. Of course, an eight-foot buffer zone is not the
same as a total ban. Patients and staff approaching the
'° In contrast to Colorado’s consent requirement, some floating buffers
have incorporated a "cease and desist" provision that requires the pro-
testor to back off once the listener expresses an unambiguous desire to
be left alone. As Chief Justice Rehnquist observed in Schenck, there is
no general right "to be left alone" on a public street. 519 U.S. at 383.
Unlike a consent requirement, however, a cease and desist provision can
far more easily be interpreted as the functional equivalent of a harass-
ment statute and thereby designed to ensure what Justice Harlan assumed
as a predicate for the Court’s First Amendment holding in Cohen v. Cal-
ifornia, 403 U.S. 15 -- namely, the ability to walk away from unwel-
come speech in a public forum. See ACLU amicus brief in Schenck,
n.8, supra, at 25-29. On the other hand, as Schenck recognized, 519
U.S. at 378, a cease and desist provision may increase the risk that one
listener can effectively veto face-to-face communication with others in-
side the same floating bubble.
20
clinic entrance can still see protest signs and hear protest
messages from eight feet away. Moreover, a protestor who
stands still may wind up closer than eight feet to clinic pa-
tients and staff. But the fact that an eight-foot buffer zone
falls short of a total ban does not mean that its impact on
speech can or should be regarded as constitutionally negli-
gible.
The right to engage in "interactive communication" on
the public streets about political issues lies at the "core" of
the First Amendment, Meyer v. Grant, 486 U.S. 414, 422
(1988). Such interaction is undeniably complicated when
the state insists that a speaker and listener stay a certain
distance apart. At an even more basic level, it is impossible
to hand a leaflet to someone who is standing eight feet
away.
We realize that the concept of "interactive communica-
tion" may seem strained in this context since it ordinarily
presumes a willing speaker and a willing listener. The pro-
tections of the First Amendment, however, are not limited to
speech between like-minded people. See Thornhill v. Ala-
bama, 310 U.S. 88 (1940)(protecting labor picketers). If the
message is unwelcome, as it often will be outside abortion
clinics, the constitutionally appropriate response in a public
forum is for the listener to walk away -- with adequate pro-
tection against being obstructed or hindered, as subsection
(2) of the Colorado statute provides -- and not to enlist the
power of the state to silence the speaker. See Frisby v.
Schultz, 487 U.S. 474, 484 (1988): Cohen v. California, 403
U.S. at 21.
We appreciate the state’s understandable concern, based
on numerous incidents that have occurred outside abortion
clinics around the country, that some protestors may cross
the line from peaceful advocacy to physical obstruction and
potentially other forms of unlawful behavior if permitted to
21
approach clinic patients and staff without their consent. The
floating buffer zone, however, represents both an under- and
Over-inclusive response to that problem.
First, §18-9-122 already deals with obstruction in
another section. Second, the floating buffer zone does not
actually prevent a protestor from getting much closer than
eight feet to a patient or staff member so long as the protes-
tor is not moving or does not engage in any of the expres-
Sive activities described in the statute. Third, and most sig-
nificantly, the First Amendment does not permit the state to
restrict the free speech rights of all protestors because some
protestors may take advantage of the situation to violate the
law. Madsen, 512 U.S. at 774.
The unconstitutional breadth of Colorado’s floating
buffer is clear when the statute is compared to other time,
place, and manner restrictions that this Court has considered.
For example, in Members of the City Council v. Taxpayers
for Vincent, 466 U.S. 789, 810 (1984), the Court upheld a
Los Angeles ordinance that prohibited the posting of signs
on public property, but only after concluding that the ordi-
nance "responds precisely to the substantive problem [of vis-
ual blight] that concerns the City.". The same cannot be said
of Colorado’s floating buffer, which far more closely resem-
bles the anti-littering law struck down in Schneider v. State,
308 U.S. 147 (1939). There, as here, the state "could have
~ addressed the substantive evil without prohibiting expressive
activity," or adopting a "prophylactic rule." Vincent, 466
U.S. at 810.
Similarly, in United States v. Grace, 461 U.S. 171, the
Court refused to uphold a statutory ban on certain expres-
sive activity on the Supreme Court grounds. In rejecting the
government's defense of the statute as a time, place, or
manner regulation, Justice White explained that the statute
was constitutionally invalid because it had "an insufficient
22
nexus with any of the public interests that may be thought
to undergird [it].". /d. at 181. Like Colorado’s floating
buffer, the purpose of the challenged statute in Grace was to
protect the security of the Supreme Court building and the
safety of its personnel. The legitimacy of that interest was
never questioned. Nevertheless, the Court noted that
"[t]here is no suggestion . . . that appellees’ activities in any
way obstructed the sidewalks or access to the building,
threatened injury to any person or property, or in any way
interfered with the orderly administration of the building or
other parts of the grounds." /d. at 182. Colorado’s statute
suffers from precisely the same flaw by converting even
nonthreatening comments and silent leafletting on the public
streets into a criminal offense.
Finally, the holdings in Ward and CCNV also assume a
fit between means and ends that is lacking here. Thus, in
Ward, an ordinance requiring that New York City employ-
fes operate any sound amplification equipment used for
bandshell concerts in Central Park was upheld because it di-
rectly advanced the city’s interest in controlling noise levels
in midtown Manhattan. 491 U.S. at 800. Likewise, in
CCNV, a federal regulation that barred political protestors
from sleeping in Lafayette Park was upheld because, in the
Court’s view, it "narrowly focuse[d] on the Government’s
substantial interest in maintaining the parks in the heart of
our Capitol in an attractive and intact condition." 468 U.S.
at 296.
The underlying theme in all these cases is that a state
must craft its statutes narrowly when regulating speech, and
the interests it seeks to advance must be unrelated to the
Suppression of expression. See United States v. O'Brien,
391 U.S. 367 (1968). Colorado has identified its interest as
access to health care facilities for patients and staff. Unfor-
tunately, the floating buffer is not narrowly tailored to pro-
mote that interest. Instead, it focuses directly on expressive
23
activities. It thus burdens substantially more speech than
necessary to accomplish the state’s goal and cannot be sus-
tained, even under intermediate scrutiny.
CONCLUSION
For the reasons stated herein, the judgment of the
Colorado Supreme Court should be reversed.
Respectfully submitted,
Steven R. Shapiro
(Counsel of Record)
American Civil Liberties Union
Foundation
125 Broad Street
New York, New York 10004
(212) 549-2500
Dated: November 12, 1999
in
/ 9
24
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.