Amicus Curiae Brief — Washington v. Glucksberg
Supreme Court brief1997
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No. 96-110 (ly
a
Re-tourt, U.S.
FILED
hes DEC 10 19%
Supreme Court of the Huvited States
OCTOBER TERM, 1996
>_>
STATE OF WASHINGTON, CHRISTINE O. GREGOIRE,
Attorney General of Washington,
Petitioners,
—vV—
HAROLD GLUCKSBERG, M.D., ABIGAIL HALPERIN, M.D.,
THOMAS A. PRESTON, M.D., and PETER SHALIT, M.D., PH.D.,
Respondents.
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT
——————
——
BRIEF OF THE CENTER FOR REPRODUCTIVE
LAW & POLICY AS AMICUS CURIAE
IN SUPPORT OF RESPONDENTS
JANET BENSHOOF
KATHRYN KOLBERT
Counsel of Record
THE CENTER FOR REPRODUCTIVE
LAW & POLICY
120 Wall Street, 18th Floor
New York, New York 10005
(212) 514-5534
Counsel for Amicus Curiae
BEST AVAILABLE COPY!
TABLE OF CONTENTS
I. THE DIFFERENCES BETWEEN THE
LIBERTY INTEREST HERE AND
PLANNED PARENTHOOD V. CASEY
JUSTIFY DIFFERENT STANDARDS
OF REVIEW, BUT DO NOT SUPPORT
PSE CT TT eT Te Oe Tee 4
A. The Ninth Circuit Properly Recognized
the Similarities Between the Liberty
Interest Here and the Right to Choose
Abortion, But Ignored The Important
RA 2 ee ae 4
B. These Differences Do Not Support
Reversal, Because Under Cruzan,
A Terminally-Ill Person Has A
Substantial Constitutionally Protected
Interest In Obtaining Medication To
eS et ee ee eee 13
II. THE STATE INTERESTS DO NOT
JUSTIFY WASHINGTON’S ABSOLUTE
PROHIBITIONS UNDER CRUZAN’S
BALANCING ANALYSIS ............... 22
CD «00 seat esse eevceks ieee 28
‘
TABLE OF AUTHORITIES
CASES PAGE
Armstrong v. Mazurek, 94 F.3d 566
oe | 9
Ashwander v. TVA, 297 U.S. 288 (19236) ......... \4
ane eae 6 se eiA2 (1996) pers 21
Bolling v. Sharpe, 347 U.S. 497 (19544) «........ 21
Bradwell v. Illinois, 83 U.S. (16 Wall!-) 130 (1873) .. 11
Brown v. Board of Educ. , 347 U.S. 4883 (1954)... .. 22
Bush v. Vera, 116 S. Ct. 1941 (1996)'-- +--+... 65: 10
Church of the Lukumi Babalu Aye v.
City of Hialeah, 113 S. Ct. 2217 ((1993)_ ...... 10
City of Akron v. Akron Ctr. for Reprod@uctive
Health, Inc., 462 U.S. 416 (1983) ) rey eee ree 9
City of Ladue v. Gilleo, 114 S. Ct. 20338 (1994) .... 26
Compassion in Dying v. Washington,
79 F.3d 790 (9th Cir. 1996) (en baaMe) ....... 2, 25
Compassion in Dying v. Washington,
850 F. Supp. 1454 (W.D. Wash. 11994) ....... 28
Cruzan v. Director, Missouri Departme®™ |
of Health, 497 U.S. 261 (1990) ..- +--+ -+>> Passim
Edwards v. Aguillard, 482 U.S. 578 (1987) ....... 10
Frontiero v. Richardson, 411 U.S. 677 (1973) ..... 1]
Griswold v. Connecticut, 381 U.S. 479 (1965) ..... 2]
Harper v. Virginia State Bd. of Elections,
383 U.S. 663 (1966)................... 21
Hoyt v. Florida, 368 U.S. 57 (1962) ........... 11
In re A.C, 573 A.2d 1235 (D.C. 1990) ........ 12-13
In re Baby Boy Doe, 632 N.E.2d 326
(ll. Ct. App. 1994) ...... 6. 13, 25
In re Quinlan, 355 A.2d 647 (N.J.),
cert. denied, 429 U.S. 922 (1976) ......._. 24, 25
Jane L. v. Bangerter, 61 F.3d 1493
(10th Cir. 1995), rev’d on other
grounds sub nom. Leavitt v. Jane L..
116 S. Ct. 2068 (1996) ..........000.... 12
J.E.B. v. Alabama ex rel. T_B.,
114 S. Ct. 1419 (1994)... 10-11
Lee v. Weisman, S05 U.S. 577 (1992) .......... 21
Loving v. Virginia, 388 U.S. 1 (1967) .......... 21
Miller v. Johnson, 115 S. Ct. 2475 (1995) ......_. 10
Planned Parenthood v. Danforth,
428 U.S. 52 (1976) .................. 9-10
iv
Planned Parenthood of Southeastern
Pennsylvania v. Casey,
Bs ee ee passim
Prince v. Massachusetts, 321 U.S. 158 (1944) ...... 6
Reno v. Flores, 507 U.S. 292 (1993) ........... 14
Riggins v. Nevada, 504 U.S. 127 (1992) ... 5, 23, 27-28
Rochin v. California, 342 U.S. 165 (1952)... .... 5, 20
Roe v. Wade, 410 U.S. 113 (1973) .......... passim
Shaw v. Hunt, 116 S. Ct. 1894 (1996) .......... 10
Thornburgh v. American College of
See SE 6 o-oo 5 boo u's 6 60 S20 12
Union Pacific Ry. Co. v. Botsford,
See We ENG Gaeweeiécéewesesee 4,19
United States v. Salerno, 481 U.S. 739 (1987) ..... 13
United States v. Virginia,
116 S. Ct. 2264 (1996) .......... 2, 10, 11, 22
Washington v. Harper, 494 U.S. 210 (1990)... .... 20
West Virginia State Bd. Of Educ. v. Barnette,
a ee eee 21
Winston v. Lee, 470 U.S. 753 (1985) .......... 5, 20
Vv
Women’s Medical Professional Corp. v. Voinovich,
911 F. Supp. 1051 (S.D. Ohio 1995),
appeal docketed, Nos. 96-3157, 96-3159
GU cu Svc kcweccceccce 12
CONSTITUTIONAL PROVISIONS
United States Constitution,
Fourteenth Amendment ............... passim
founded in 1992, is an neapusderh non-profit legal
eS a ey Saree oe oe
U.S. 678 (1977), Colautti v. Franklin, 439 U.S. 379
(1979), Bellotti v. Baird, 443 U.S. 622 (1979), Harris v.
McRae, 448 U.S. 297 (1980), H.L. v. Matheson, 450 U.S.
398 (1981), City of Akron v. Akron Center for Reproductive
Health, 462 U.S. 416 (1983), Bolger v. Young Drug
Products Corp., 463 U.S. 60 (1983), Thornburgh v.
American College of Obstetricians and Gynecologists, 476
U.S. 747 (1986), Bowen v. Kendrick, 487 U.S. 589 (1988),
Webster v. Reproductive Health Services, 492 U.S. 490
(1989), Hodgson v. Minnesota, 497 U.S. 417 (1990), Rust
v. Sullivan, 500 U.S. 173 (1991), and Planned Parenthood
of Southeastern Pennsylvania v. Casey, SOS U.S. 833
(1992). Because the court of appeals relied heavily on this
Court’s reproductive rights jurisprudence in invalidating
Washington’s assisted suicide statute as applied, amicus has
a vital interest in the outcome of this case.
2
SUMMARY OF ARGUMENT
In holding that Washington’s ban on assisted suicide as
applied to terminally ill patients seeking medication to
hasten death violates the Due Process Clause of the
Fourteenth Amendment, the court of appeals relied heavily
on this Court’s decision in Planned Parenthood of
Southeastern Pennsylvania v. Casey, 505 U.S. 833 (1992),
finding a terminally ill person’s decision to seek medication
to hasten death very similar to the abortion right reaffirmed
in Casey. See Compassion in Dying v. Washington, 79
F.3d 790, 813-14 (9th Cir. 1996) (en banc). While
emphasizing the similarities between the two decisions, the
court of appeals failed to recognize that there are also
important differences that dictate the use of different
standards of review, without affecting the outcome of the
constitutional tests.
Both a woman’s decision to choose abortion as well as
a terminally ill person’s decision to seek medication to
hasten death are deeply personal, weighty choices
concerning an individual’s bodily integrity and autonomy,
and therefore, receive protection under this Court’s
precedents. However, unlike the freedom at issue here, the
decision to choose abortion also has deep connections to a
woman’s ability to shape her family life and her role in
American society, enabling her to break free of stereotypes
that deny her the “equal opportunity to aspire, achieve,
participate in, and contribute to society based on [her]
individual talents and capacities." United States v. Virginia,
116 S. Ct. 2264, 2275 (1996).
Although ignored by the court of appeals, the
differences, coupled with a history of discrimination against
women, justify a different standard of review, but do not
support a different result. Indeed, this Court need not even
3
consider its abortion cases in deciding this case. Because
the Washington statutes cannot be constitutionally applied to
respondents under this Court’s bodily integrity and
autonomy precedents, including this Court’s only decision
concerning an individual’s constitutionally protected
freedom to hasten death, Cruzan v. Director, Missouri
Department of Healti., 497 U.S. 261 (1990), the judgment
of the court of appeals must be affirmed.
This Court’s recognition in Cruzan that an individual
has a protected liberty interest in hastening death by
terminating life-sustaining treatment also applies when a
terminally ill patient is seeking medication to hasten death.
The Constitution’s protection of bodily integrity and
autonomy does not only apply to the refusal of unwanted
treatment. It also encompasses a patient’s freedom to make
decisions concerning one’s body and one’s course of
medical treatment.
Under Cruzan’s balancing analysis, neither of the
asserted state interests justifies Washington’s absolute
prohibition. Where, as here, a terminally ill patient decides
to end his or her life in an effort to avoid intense pain and
anguish, the state interest in protection of life must give
way to that individual’s bodily integrity and autonomy.
Indeed, Washington recognizes, in the context of
termination of life-sustaining treatment, that the interest in
preserving life does not outweigh the individual’s freedom
to make decisions about his life and course of medical
treatment.
Likewise, the State’s legitimate interest in avoiding
mistake and abuse does not support Washington’s absolute
prohibition. Identical pressures are at work where a patient
seeks a physician’s assistance in terminating life-sustaining
treatment as are present when taking medication to hasten
4
death. Because Washington has decided that its legitimate
interests do not support a prohibition on an individual’s
decision to terminate treatment necessary for life, the
State’s claim that regulatory measures will not safeguard
against mistake and abuse is wholly unreasonable and fails
to justify the flat ban at issue here.
ARGUMENT
I, THE DIFFERENCES BETWEEN THE LIBERTY
INTEREST HERE AND PLANNED PARENTHOOD
V. CASEY JUSTIFY DIFFERENT STANDARDS OF
REVIEW, BUT DO NOT SUPPORT REVERSAL.
A. The Ninth Circuit Properly Recognized the
Similarities Between the Liberty Interest Here
and the Right to Choose Abortion, But Ignored
The Important Differences.
Constitutional protection for a woman's decision to
choose abortion and for a terminally ill patient’s decision to
hasten death -- either by seeking medication or terminating
life-sustaining treatment -- finds support in this Court's
decisions affording protection to personal autonomy and
bodily integrity. Over a century ago, this Court recognized
the fundamental importance of an individual’s control over
decisions concerning his or her body. As this Court
explained, “[nJo right is held more sacred, or is more
carefully guarded by the common law, than the right of
every individual to the possession and control of his own
person, free from all restraint or interference of others
...." Union Pacific Ry. Co. v. Botsford, 141 U.S. 250,
251 (1891).
Since Botsford, a long and unbroken line of this
Court’s cases have afforded constitutional protection to an
5
individual’s “most basic decisions about . . . bodily
integrity.” Casey, 505 U.S. at 849. See, e.g., Riggins v.
Nevada, 504 U.S. 127 (1992) (overturning criminal
conviction because defendant was forced to take
antipsychotic drugs during the course of trial); Cruzan, 497
U.S. 261 (recognizing constitutional protection for an
individual’s decision to hasten death by terminating life-
sustaining treatment); Winston v. Lee, 470 U.S. 753 (1985)
(invalidating surgical removal of a bullet from a robbery
suspect); Rochin v. California, 342 U.S. 165 (1952)
(invalidating stomach pumping of criminal suspect in search
for drugs). Contrary to the State’s argument, these
decisions not only protect the individual against forced
bodily invasion by the government; they also protect an
individual’s freedom to make decisions concerning his or
her body, including the decision affirmatively to seek
desired medical treatment.
In Casey, this Court recognized that a woman’s right to
choose whether to obtain an abortion or carry her
pregnancy to full term flows, in part, from these established
constitutional principles of bodily integrity and autonomy.
See Casey, 505 U.S. at 857 (noting that constitutional
protection for the abortion decision is a “rule .. . of
personal autonomy and bodily integrity, with doctrinal
affinity to cases recognizing limits on the power to mandate
medical treatment or to bar its rejection"); id. at 927
(Blackmun, J., concurring in part and dissenting in part)
("compelled continuation of pregnancy infringes on a
woman’s right to bodily integrity"). Likewise, in Cruzan,
eight members of this Court affirmed that the constitutional
protections of bodily integrity and autonomy applied to an
individual’s decision to hasten death by terminating life-
sustaining treatment. See Cruzan, 497 U.S. at 278-79; id.
at 287-89 (O’Connor, J., concurring); id. at 304-12
(Brennan, J., dissenting); id. at 331, 339-43 (Stevens, J.,
6
dissenting). The same is true here. See infra § 1.B.
But unlike the freedom in Cruzan, the right to choose
abortion does not solely rest on bodily integrity and
autonomy. The Constitution also protects the right to
choose abortion because it is a part of the “private realm of
family life that the state may not enter." Prince v.
Massachusetts, 321 U.S. 158, 166 (1944). Noting that
"fojur law affords constitutional protection to personal
decisions relating to marriage, procreation, contraception,
family relationships, child rearing and education,” Casey,
505 U.S. at 851, this Court in Casey explained that "[t]hese
matters, involving the most intimate and personal choices a
person may make in a lifetime, choices central to personal
dignity and autonomy, are central to the liberty protected
by the Fourteenth Amendment." /d.
In finding that the Constitution’s protection of personal
privacy included the right to choose abortion, the Court
emphasized two points. First, this Court recognized that
the decision to choose abortion "is of the same character as
the decision to use contraception,” and the Constitution
protects both choices “because they involve personal
decisions concerning not only the meaning of procreation
but also human responsibility and respect for it." Jd. at 852,
853. Second, the Court stressed that women need to be free
to choose abortion in order to shape their destiny and role
in American society. As the Casey majority explained:
[T]he liberty of the woman is at stake in a sense
unique to the human condition and so unique to the
law. The mother who carries a child to full term is
subject to anxieties, to physical constraints, to pain
that only she must bear. That these sacrifices have
from the beginning of the human race been
endured by a woman with a pride that ennobles her
7
in the eyes of others and gives the infant a bond of
love cannot alone be grounds for the State to insist
she make the sacrifice. Her suffering is too
intimate and personal for the State to insist,
without more, upon its own vision of the woman's
role, however dominant that vision has been in the
course of our history and culture. The destiny of
the woman must be shaped to a large extent on her
own conception of her spiritual imperatives and her
place in society.
Id. at 852; see also id. at 856 ("The ability of women to
participate equally in the economic and social life of the
Nation have been facilitated by their ability to control their
reproductive lives.").
These differences justify the stronger, more protective
standard of review applicable in abortion cases, and
distinguish the Casey standard from the balancing analysis
applied by this Court in Cruzan. In Casey, recognizing that
State regulation of the abortion choice is "doubly deserving
of scrutiny,” id. at 896, as it “touche[s] not only upon the
private sphere of the family, but upon the very bodily
integrity of the pregnant woman," id., the joint opinion
fashioned the two-pronged undue burden test to determine
the validity of state statutes restricting a woman's right to
choose abortion before viability.
Although different from the traditional form of strict
scrutiny, the undue burden test requires courts to engage in
heightened scrutiny of state abortion regulations, mandating
a searching inquiry into both the purpose and effect of state
abortion regulations. As the joint opinion explained, under
the undue burden test, a statute is an unconstitutional
limitation on a woman’s right to choose abortion if it has
the purpose or effect of placing a substantial
obstacle in the path of a woman seeking an
abortion of a nonviable fetus. A statute with this
purpose is invalid because the means chosen by the
State to further the interest in potential life must be
calculated to inform the woman’s free choice, not
hinder it. And a statute which, while furthering
the interest in potential life or some other valid
State interest, has the effect of placing a substantial
obstacle in the path of a woman’s choice cannot be
considered a permissible means of serving its
legitimate ends.
Id. at 877.
The two prongs of the undue burden test function
together to ensure that the state does not impose
unnecessary and arbitrary obstacles to a woman’s decision
to choose abortion before viability. Under the "effect"
prong, an abortion regulation that imposes a substantial
obstacle in the path of a woman’s decision to choose
abortion is invalid. Under this standard, a state’s
prohibition of abortion is, of course, unconstitutional. /d. at
846, 879. But the “effects” prong of the undue burden test
also bars states from passing restrictive regulatory
measures. State regulations that deter women from seeking
abortions through burdensome restrictions on the right to
choose abortion are unconstitutional. See id. at 893-94
(finding that husband-notification provision imposes an
undue burden because it is “likely to prevent a significant
number of women from obtaining an abortion. ... We
must not blind ourselves to the fact that the significant
number of women who fear for their safety and the safety
of their children are likely to be deterred from procuring an
abortion as surely as if the Commonwealth had outlawed
abortion in all cases.").
9
The Casey undue burden standard, however, does not
limit the Constitution’s protections to those laws that have
the effect of imposing a substantial obstacle on a woman's
right to choose abortion. Because of the higher threshold
necessary to establish that an abortion regulation has the
effect of imposing an undue burden on a woman’s right to
choose abortion,’ the Casey joint opinion establishes a
second limitation on state power to restrict abortion,
recognizing that the “effect” test alone would not adequately
protect the woman’s right to choose. The “purpose” prong
seeks to ensure that state regulation of abortion furthers
legitimate state objectives -- such as enhancing and
informing a woman's abortion decision -- not the
impermissible end of hindering her choice. Even where it
imposes no substantial obstacle on a woman’s decision to
terminate her pregnancy, a state regulation enacted with the
illegitimate purpose of making abortions more difficult to
obtain are invalid. See Armstrong v. Mazurek, 94 F.3d
566, 567 (9th Cir. 1996) (noting that “one proper inquiry"
under Casey’s purpose prong “is whether ‘the requirements
serve no purpose other than to make abortions more
difficult’”) (quoting Casey, 505 U.S. at 901); cf Planned
Parenthood v. Danforth, 428 U.S. 52, 79 (1976)
(invalidating ban on saline abortions as “an unreasonable or
' By contrast, before Casey, any statute that imposed a non-de minimis
burden on the right to choose abortion triggered strict scrutiny,
requiring the state to prove that an abortion restriction was narrowly
tailored to achieve a compelling state interest. See id. at 871; City of
Akron v. Akron Ctr. for Reproductive Health, Inc., 462 U.S. 416, 427
(1983); Roe v. Wade, 410 U.S. 113, 155 (1973). In adopting the undue
burden test, the joint opinion noted that "[t}he very notion that the State
has a substantial interest in potential life leads to the conclusion that not
all regulations must be deemed unwarranted... . [T]he undue burden
standard is the appropriate means of reconciling the State's interest with
the woman's constitutionally protected liberty." Casey, 505 U.S. at
876.
10
arbitrary regulation designed to inhibit . . . the vast
majority of abortions after the first 12 weeks").
As in other areas of this Court’s jurisprudence,
determining whether an unconstitutional purpose is "the
predominant factor motivating the legislature’s decision,"
Miller v. Johnson, 115 S. Ct. 2475, 2488 (1995), requires a
searching and rigorous inquiry into the totality of
circumstances surrounding the legislative enactment. See,
e.g., Bush v. Vera, 116 S. Ct. 1941, 1951-1960 (1996)
(plurality opinion); Shaw v. Hunt, 116 S. Ct. 1894, 1900-
01 (1996); Church of the Lukumi Babalu Aye v. City of
Hialeah, 113 S. Ct. 2217, 2227-2231 (1993); Edwards v.
Aguillard, 482 U.S. 578, 586-89 (1987). As in these other
areas, a long history of persistent state hostility to the
abortion right justifies this rigorous examination of the
purpose of state abortion laws.
This searching standard of review is necessary because
only women bear the burdens of restrictive abortion laws.
As this Court recognized in Casey, restrictive abortion laws
deprive women alone of the freedom to make the deeply
personal and private decision to choose to terminate a
pregnancy, instead forcing them to undergo the serious
bodily intrusions associated with childbirth. See Casey, 505
U.S. at 850-53, 857-59. Casey demands an especially
careful review to ensure that these laws do not impose on
women -- as they have throughout history -- the state’s
“own vision of [her] role," preventing her from shaping her
“destiny . . . and her place in society." /d. at 852. This
need to carefully scrutinize laws that single out women for
burdens resonates with this Court’s equal protection
jurisprudence, see Virginia, 116 S. Ct. at 2274 ("skeptical
scrutiny of official action denying rights or opportunities
based on sex responds to volumes of history"); J.E.B. v.
Alabama ex rel. T.B., 114 S. Ct. 1419, 1433 (1994)
ll
(Kennedy, J., concurring) (noting “strong presumption that
gender classifications are invalid"), and reflects the need to
overcome the continuing effects of our Nation’s “long and
unfortunate history of sex discrimination." Frontiero v.
Richardson, 411 U.S. 677, 684 (1973) (plurality opinion).’
Indeed, this Court in Casey invalidated the husband-
notification provision precisely because it was predicated
upon stereotypical assumptions avout the wife’s role as
mother and homemaker, ratified in cases such as Bradwell
v. Illinois, 83 U.S. (16 Well.) 130 (1873), and Hoyr v.
Florida, 368 U.S. 57 (1962), and the husband’s role as
head and master of the family. See Casey, SOS U.S. at
896-97. This Court recognized that by giving husbands a
to compel their wives to bear children for them, the
had sought to embody into law “the common-law
status of married women [that is] repugnant to our present
understanding of marriage and of the nature of rights
secured by the Constitution.” Casey, 505 U.S. at 898. “A
State may not give to a man that kind of dominion over his
wife that parents exercise over their children." /d.
Es
Because the strength of the state interests change over
the course of a woman’s pregnancy, Casey’s undue burden
? As Justice Ginsburg noted only last Term:
Through a century plus three decades and more of jour]
history, women did not count among voters composing “We
the People"; not until 1920 did women gain a constitutional
right to the franchise. And for a half century thereafter, it
remained the prevailing doctrine, that government . . . could
withhold from women opportunities accorded men so long as
any “basis in reason” could be conceived for this
Virginia, 116 S. Ct. at 2275 (citations omitted).
the
es ta ae ee ee
since i
ecm ciet o dati ee ee
viable, the state’s interest in the protection of viable fetal
life can never override a woman’s substantial liberty
interest in making medical choices about her life and health.
See Casey, 505 U.S. at 879; Thornburgh v. American
College of Obstetricians and Gynecologists, 476 U.S. 747,
768-69 (1986) (invalidating post-viability choice of method
regulation because it failed to “require that maternal health
be the physician’s paramount consideration"); Roe, 410
U.S. at 164-65 (noting that state may not prohibit abortions
after viability where “necessary . . . for the preservation of
the life or health of the mother"); Jane L. v. Bangerter, 61
F.3d 1493, 1504 (10th Cir. 1995) (noting that “[t}he
importance of maternal health is a unifying thread that runs
from Roe to Thornburgh and then to Casey"), rev'd on
other grounds sub nom. Leavitt v. Jane L., 116 S. Ct. 2068
(1996) (per curiam).
In these circumstances, the woman’s interest in making
choices about her life and health trumps any state interest in
preserving the potential life of a viable fetus. The State is
not even permitted to balance the harms to a sick woman
against the interest in the life of the viable fetus. Instead,
the decision “must be left to the discretion of the
individuals involved. Neither the legislature, nor the courts,
has either the legal or the moral authority to balance the
interests and the lives involved, and to make this decision."
Women’s Medical Professional Corp. v. Voinovich, 911 F.
Supp. 1051, 1060 (S.D. Ohio 1995), appeal docketed, Nos.
96-3157, 96-3159 (6th Cir. Feb. 8, 1996); see also In re
A.C, 573 A.2d 1235, 1237 (D.C. 1990) (en banc)
B. These Differences Do Not Support Reversal,
Because Under Cruzan, A Terminally [ll Person
Has A Substantial Constitutionally Protected
Interest In Obtaining Medication To Hasten
While a terminally ill person’s deeply personal decision
Cruzan, this Court considered whether Nancy Cruzan, who
was incompetent and in a persistent vegetative state
following a car accident, had a liberty interest in refusing
treatment that was necessary to keep her alive. In reaching
its conclusion that Ms. Cruzan enjoyed a protected interest,
this Court engaged in a narrow and focused contextual
> Throughout this litigation, petitioners have urged the courts to apply
the standard for a facial challenge set forth in United States v. Salerno,
481 U.S. 739 (1987). Petitioners have now wisely abandoned that
position. Because the court of appeals invalidated the statute as applied,
not on its face, Salerno, by its terms, has no application here.
14
analysis, noting that “in deciding ‘a question of such
magnitude and importance . . . it is the [better] part of
wisdom not to attempt, by any general statement, to cover
every possible phase of the subject.’" Cruzan, 497 U.S. at
277-78 (quoting Twin City Bank v. Nebeker, 167 U.S. 196,
202 (1897)).
As in Cruzan, this Court “must begin with a careful
description of the asserted right." Reno v. Flores, 507
U.S. 292, 392 (1993). The issue here is not, as a general
matter, whether “there is a liberty interest protected by the
Fourteenth Amendment in committing suicide that includes
assistance in doing so," Wash. Br. at 21, but a much
narrower question -- whether the assisted suicide statute is
unconstitutional as applied to terminally ill patients who
seek the aid of a physician in obtaining medication to hasten
their own death.‘
In Cruzan, this Court recognized that the Due Process
Clause of the Fourteenth Amendment protects an
individual’s decision to hasten his or her death by
withdrawing life-sustaining treatment. Surveying both the
common law’ and this Court’s decisions defining the
* Fundamental principles of judicial restraint counsel against resolving
the constitutionality of other applications of these statutes, especially in
the absence of full briefing on these issues. See Ashwander v. TVA,
297 U.S. 288, 346 (1936) (Brandeis, J., concurring) (noting that the
“Court will not ‘anticipate a question of constitutional law in advance of
the necessity of deciding it’") (quoting Liverpool, New York &
Philadelphia Steamship Co. v. Commissioners of Emigration, 113 U.S.
33, 39 (1885)).
* Although this Court in Cruzan began its opinion with a lengthy
discussion of the common law's protection of bodily integrity, this
Court’s opinion did not merely constitutionalize the common law nght.
(continued...)
at 279; id. at 281 oy ines wr agen
interest in refusing life-sustaining treatment”).
Because Missouri did not seek to deprive her of the
ability to end her life by withdrawing life-sustaining
treatment, but merely required that Ms. Cruzan -- like all
other incompetent patients -- offer clear and convincing
evidence that she wanted to withdraw life support, the lead
opinion spent little time analyzing the contours of Nancy
Cruzan’s liberty interest. | Nevertheless, the separate
opinions of the Justices extensively considered whether
Nancy Cruzan had a protected liberty interest. These
opinions guide the analysis here.
Justice O’Connor joined with the four dissenting
Justices in finding that the Constitution protects an
individual’s decision to hasten death by withdrawing life-
sustaining treatment.® Noting that “our notions of liberty
> (...continued)
Instead, the Court sharply distinguished the common law precedents,
noting that state courts have a number of sources of law “not available
to us." Jd. at 277. After examining its own precedents, the Court then
determined that the Constitution protects an individual's decision to
decline life-sustaining treatment. /d. at 278-79.
* Justice Scalia also filed a concurring opinion. Disagreeing with the
majority opinion as well as the separate opinions of Justice O'Connor
(continued...)
16
are inextricably intertwined with our idea of physical
freedom and self-determination,” Justice O’Connor found
that the State’s imposition of life-sustaining medical
treatment on an unwilling competent adult impinged on an
individual's constitutionally protected liberty interests. /d. at
287 (O’Connor, J., concurring). As she explained, “[a]
seriously ill or dying patient whose wishes are not honored
may feel a captive of the machinery required for life-
sustaining treatment or other medical interventions. Such
forced treatment may burden that individual’s liderty
interests as much as any state coercion.” /d. at 288
(O’Connor, J., concurring).
As Justice O’Connor noted, forcing an individual to
remain on life-sustaining treatment is a_ significant
deprivation of liberty for two reasons. First, the
Constitution protects bodily integrity. Id. at 287
(O’Connor, J., concurring) ("the Court has deemed state
incursions into the body repugnant to the interests protected
by the Due Process Clause"). Second, mandating medical
treatment deprives a patient of her decisional autonomy
concerning her body. Id. at 289 (O'Connor, J.,
concurring) ("Requiring a competent adult to endure such
procedures against her will burdens the patient’s liberty,
dignity, and freedom to determine the course of her own
treatment.”).
Moreover, this deprivation of liberty is especially
severe where an individual’s decision to refuse treatment
will hasten his or her death. These private and intimate
* (...continued)
and the four dissenting Justices, he argued that the refusal of life-
sustaining treatment was a form of suicide, and, like all forms of
suicide, received no constitutional protection. /d. at 292-301 (Scalia,
J., concurring).
17
decisions lie at the core of the liberty protected by the Due
Process Clause. As Justice O’Connor explained, “the
liberty guaranteed by the Due Process Clause must protect,
if it protects anything, an individual’s deeply personal
decision to reject medical treatment, including the artificial
delivery of food and water." Jd.
Like Justice O’Connor, Justice Brennan and Justice
Stevens, in dissent, emphasized that forcing an individual in
a persistent vegetative state to use life-sustaining treatment
intrudes on his or her bodily integrity and strikes at the
core of the personal autonomy over intimate and private
matters protected by the Due Process Clause. As Justice
Brennan explained, the Constitution protects an individual's
decision to hasten his or her death by refusing life-
sustaining treatment because “[d]ying is personal. And it is
profound. For many the thought of an ignoble end, steeped
in decay, is abhorrent. A quiet, proud death, bodily
integrity intact, is a matter of extreme consequence." /d. at
310-11 (Brennan, J., dissenting).
Justice Stevens sounded this same theme in his separate
dissent:
Choices about death touch the core of liberty. Our
duty, and the concomitant freedom, to come to
terms with the conditions of our mortality are
undoubtedly “so rooted in the traditions and
conscience of our people as to be ranked as
fundamental," and indeed are essential incidents of
the unalienable rights to life and liberty endowed
us by our Creator.
The more precise constitutional significance of
death is difficult to describe; not much may be said
with confidence about death unless it is said from
18
faith, and that is reason alone to protect the
freedom to conform choices about death to
individual conscience.
Id. at 343 (Stevens, J., dissenting) (citations omitted)
(quoting Snyder v. Massachusetts, 291 U.S. 97, 105
(1934)).
Consistent with Cruzan, other decisions of this Court
recognize that the Constitution provides heightened
protection to dying persons. For example, in Roe, even the
dissenters recognized that a state could not prohibit
abortions in all cases; at the very least, a state could not
prohibit a woman from obtaining an abortion where
continued pregnancy would endanger her life. See Roe,
410 U.S. at 173 (Rehnquist, J., dissenting). Thus, then-
Justice Rehnquist recognized that a dying woman is entitled
to stronger constitutional protection than all other women.
The choice, however, remains the woman’s to make. The
State canrot force her to obtain an abortion even where
continued pregnancy will lead to her death.
In an effort to distinguish the protections Cruzan
affords to individuals to hasten their death, the State of
Washington argues that its absolute prohibition does not
implicate a protected liberty interest because it does not
compel anyone to use life-sustaining treatment, but rather,
prohibits terminally ill persons from choosing to take
medication to hasten death. See Wash. Br. at 28-30.
But it is well-established that the Constitution’s
protections of the body are not limited to halting
governmental intrusions into the body. The Constitution
also guarantees decisional autonomy concerning one’s body,
affording individuals both the right to seek and the right to
decline medical treatment. Indeed, this Court’s cases
19
concerning the Constitution’s protection of bodily integrity
have long recognized a close connection between bodily
integrity and personal autonomy. The Constitution protects
against governmental intrusion into one’s body in order to
protect the individual’s freedom to make decisions
concerning her body. As Justice O’Connor explained in
Cruzan, this Court has deemed “state incursions into the
body repugnant to the interests protected by the Due
Process Clause," precisely because “our notions of liberty
are inextricably intertwined with our idea of physical
freedom and self-determination." Cruzan, 497 U.S. at 287
(O’Connor, J., concurring).
Individual self-determination over one’s body is not
limited to the freedom to reject medical treatment. Bodily
integrity and autonomy, if it is to mean anything, must
include a patient’s freedom to choose a course of medical
treatment. After all, “[nJo right is held more sacred. . .
than the right of every individual to the possession and
control of his person, free from all restraint and
interference from others... ." Botsford, 141 U.S. at 251.
Similarly, by prohibiting terminally ill patients from
making the deeply personal decision to take medication to
hasten death, the Washington statute at issue here deprives
these patients of the ability to exercise control over the
manner of their death, their bodies, and “the course of
[their] own medical treatment," Cruzan, 497 U.S. at 289
(O’Connor, J., concurring), often forcing them to endure
anguish and pain until they die. Indeed, for terminally ill
patients, the prospect of death defines their existence and
circumscribes the exercise of their life choices. Because
much of their lives have become focused on preparation for
death, the decision about whether to hasten death is often
one of the few defining decisions that terminally ill persons
may make concerning their lives.
20
Furthermore, Washington’s absolute prohibition on
medical assistance to hasten death leaves terminally ill
patients with only two choices: to remain on treatment
regimes, which often require them to endure intense
anguish and pain, and prolong their life, or to refuse
treatment, thereby causing them even more severe pain. To
many this dilemma leaves terminally ill patients feeling
“captive of the machinery" required for their treatment,
“burdening [their] . . . liberty interests as much as any
direct state coercion.” Id. at 288 (O’Connor, J.,
concurring); see also Washington v. Harper, 494 U.S. 210,
229 (1990) ("The forcible injection of medication into a
nonconsenting person’s body represents a_ substantial
interference with that person’s liberty."); Winston, 470
U.S. at 766 (finding that “the intrusion on [suspect’s]
privacy interests entailed by the [surgical operation to
remove evidence from his body] can only be characterized
as severe"); Rochin, 342 U.S. at 174 (finding that forcible
stomach pumping was “so brutal and so offensive to human
dignity” as to violate due process). By forcing plaintiffs to
undergo these state-mandated harms when their physicians
could provide medication to relieve their pain, once and for
all, the statutes here deprive them of a substantial liberty
interest.
Washington also argues that the Constitution affords no
protection to the decision to seek medication to hasten death
because of the long history of state statutes banning assisted
suicide. Wash. Br. at 21-25. But this Court has long.
rejected the view that the Due Process Clause protects only
those practices historically permitted by the states. The
right to use contraceptives, the right to choose abortion, the
right to marry a person of another race, and the right to be
free of state-mandated segregated schooling are among the
rights protected by the Due Process Clause despite a long
history of statutes denying these nghts. See Roe; Loving v.
21
Virginia, 388 U.S. 1 (1967); Griswold v. Connecticut, 381
U.S. 479 (1965); Bolling v. Sharpe, 347 U.S. 497 (1954).
As this Court explained nearly thirty years ago, "we
have never been confined to historic notions of equality,
any more than we have restricted due process to a fixed
catalogue of what was at a given time deemed to be the
limits of fundamental rights." Harper v. Virginia State Bd.
of Elections, 383 U.S. 663, 669 (1966). “The very purpose
of a Bill of Rights was to withdraw certain subjects from
the vicissitudes of political controversy, to place them
beyond the reach of majorities and officials and to establish
them as legal principles to be applied by the courts." Wesr
Virginia State Bd. Of Educ. v. Barnette, 319 U.S. 624, 638
(1943). The Constitution’s protections “may not be
submitted to a vote; they depend on the outcome of no
elections." Jd. at 638.
Moreover, as this Court has often recognized, relying
exclusively on what the states have legislated in determining
the scope of the Constitution’s protections would imperil
numerous constitutional freedoms recognized by this
Court’s decisions. See Board of County Comm'rs,
Wabaunsee County, Kansas v. Umbehr, 116 S. Ct. 2342,
2350 (1996) (refusing to carve out “a special exception to
our unconstitutional conditions precedents" based on "‘long
and unbroken tradition’" of patronage contracting); Lee v.
Weisman, S05 U.S. 577, 626 (1992) (Souter, J.,
concurring) (noting that if early American history were
“determinative . . . evidence of constitutional meaning, we
would have to gut our current First Amendment doctrine to
make room for political censorship"). As these cases
demonstrate, there are sound reasons for this refusal to
place reliance on historical practice in determining the
scope of the liberty protected by the Due Process Clause.
"A prime part of the history of our Constitution . . . is the
22
story of the extension of constitutional rights and
protections to people once ignored and excluded."
Virginia, 116 S. Ct. at 2287.’
Il. THE STATE INTERESTS DO NOT JUSTIFY
WASHINGTON’S ABSOLUTE PROHIBITIONS
UNDER CRUZAN’S BALANCING ANALYSIS.
In Cruzan, this Court applied a balancing test to
determine whether Missouri could require a showing of
clear and convincing evidence before permitting an
incompetent patient to terminate life-sustaining treatment.
As Chief Justice Rehnquist announced in Cruzan,
“determining that a person has a ‘liberty interest’ under the
Due Process Clause does not end the inquiry; ‘whether
respondent’s constitutional rights have been violated must
be determined by balancing his liberty interests against the
relevant state interests.’" Cruzan, 497 U.S. at 279 (footnote
omitted) (quoting Youngberg v. Romeo, 457 U.S. 307, 321
(1982)).
Unlike the undue burden standard used in Casey to
evaluate restrictions on pre-viability abortions and the more
traditional strict scrutiny standard, Cruzan’s balancing test
is a more flexible standard. A reviewing court must weigh
both the nature and character of the liberty deprivation and
’ Furthermore, the relationship between terminally ill persons and the
state has changed significantly since the initial passage of the assisted
suicide statutes in the 19th century. Because of advances in medicine,
terminally ill persons can now survive, and in some circumstances
endure pain, far longer than in the past, raising bio-ethical issues
uncommon in earlier times. Cf. Brown v. Board of Educ., 347 U.S.
483, 492-493 (1954) ("[W]e cannot turn the clock back to 1868... .
We must consider public education in light of its full development and
its present place in American life throughout the Nation.").
23
the asserted state interests in determining the validity of the
state’s regulation. See Cruzan, 497 U.S. at 279-287. The
rigor of the Court’s review of the state interests depends on
the burden imposed by the statute. Where the individual’s
liberty interest is substantial, the state must come forward
with a correspondingly substantial justification, requiring
the court to consider the possibility of less intrusive
alternatives. See Riggins, 504 U.S. at 134-35 (because
forced injection of antipsychotic drugs is a_ substantial
interference with a convicted prisoner’s liberty interests, a
State must show “overriding justification" to support
forcible medication, including consideration of less intrusive
alternatives).
There can be no question that the statutory prohibitions
here deprive terminally ill persons of a substantial liberty
interest. These statutes bar, without exception, all
terminally ill persons from seeking medication to hasten
death, preventing them from making the deeply personal
decision to hasten death, and depriving them of the power
to exercise control over their bodies in an effort to avoid
the intense and brutal pain caused by their illness. See
supra § 1.B.
In its brief to this Court, Washington offers two
rationales for its total prohibition on this substantial liberty
interest: the protection of human life and the protection of
vulnerable patients from mistake and abuse. See Wash. Br.
at 33-38. Neither of these important interests, however,
supports the complete prohibition at issue here. Moreover,
these interests do not explain or justify the lines drawn by
the Washington legislature.
In Cruzan, this Court considered whether a state could
require a showing, by clear and convincing evidence, that
an incompetent patient desired to withdraw life-sustaining
24
treatment before terminating such treatment. In considering
that regulatory measure, the Court found that the state’s
interest in protecting human life outweighed Nancy
Cruzan’s constitutionally protected liberty interest in
terminating her life by ending life-sustaining treatment
without meeting the requisite burden of proof. Cruzan, 497
U.S. at 280-87. Here, however, the question is not
whether the state can require proof that the patient, as
opposed to some third party, desires to hasten death, but
whether the state can override the clearly expressed wishes
of a terminally ill patient who is suffering unendurable pain
in the last days of life. The answer must be no.
This Court’s precedents concerning "personal autonomy
and bodily integrity" have long recognized that a "State’s
interest in the protection of life falls short of justifying any’
plenary override of individual liberty claims." Casey, 505
U.S. at 857 (citing, inter alia, Cruzan). This must
certainly be the case where, as here, the state seeks to
further this interest by preventing terminally ill patients
from ending their life in dignity, in their own way and on
their own terms. Ever since the New Jersey Supreme
Court’s landmark decision in Jn re Quinlan, 355 A.2d 647
(N.J.), cert. denied, 429 U.S. 922 (1976), courts have
refused to force terminally ill patients "to endure the
unendurable, only to vegetate a few measurable months
with no realistic possibility of returning to any semblance of
cognitive and sapient life." Jd. at 663. Instead, as in
Quinlan, the state’s interest in preserving life "weakens and
the individual’s right to privacy grows as the degree of
bodily invasion increases and the prognosis dims." /d. at
664. Where, as here, the life of a terminally ill person is
nearing its end and that person is suffering from intense
pain, that individual’s substantial liberty interest in bodily
25
integrity surely must “overcome the State interest." /d.*
Moreover, Washington itself recognizes, in the context
of a patient’s request to terminate life-sustaining treatment,
that the interest in preserving life must give way to the
individual’s right to control his body and die with dignity.
By court decision and statute, Washington law permits a
terminally il] patient to hasten death by refusing life-
sustaining treatment or by directing physicians to remove
such treatment. See Compassion in Dying, 79 F.3d at 817-
18 (reviewing legislative enactments and caselaw). These
Statutes and court decisions, which recognize that the state’s
interest in the preservation of life cannot justify overriding
the wishes of a terminally ill person who seeks to hasten his
* Despite the differences in the right at stake and the state interests, this
Court has struck a similar balance in its decisions from Roe to Casey,
finding that the state's interest in the potential life of a viable fetus
cannot outweigh a woman's decisions concerning her life or health. See
supra at 12-13. Rather than permitting the state to override a woman's
decisional autonomy in these matters, the Constitution makes the woman
N.E.2d at 332 ("[A] woman's right to refuse invasive treatment,
derived from her rights to privacy, bodily integrity, and religious
liberty, is not diminished during pregnancy. The woman retains the
same to refuse invasive treatment, even of lifesaving or other
reek, linda that she can exercise when she is not pregnant.").
Ceding to the state the central authority to weigh these deeply personal
matters not only violates the principles of self-determination and
autonomy that generally govern health care decision-making, but strikes
at the heart of the freedom of conscience and religious belief. If the
state's interest in life justified overriding the woman's choice, a state
26
death by terminating life-sustaining treatment, powerfully
undermine Washington’s claim that a total prohibition is
necessary to further its legitimate interest in preserving life.
See City of Ladue v. Gilleo, 114 S. Ct. 2038, 2044 (1994)
(noting that exemptions from ban on homeowners
displaying signs on their property “diminishfes] the
credibility for [speech prohibition] in the first place”
because they show that the city has “determined that some
of the{] [signs] are too vital to be banned"). State
regulatory efforts, like those upheld by this Court in
Cruzan, can strike the proper balance between the
individual’s freedom to control his or her body and die in a
dignified manner and the state interest in preserving life.
Here too, Washington’s statutes and cases recognize that,
for terminally ill patients, decisions concerning whether to
die with dignity are “too vital to be banned.” Gilleo, 114
S. Ct. at 2044.
In an effort to distinguish this body of law, Washington
and their amici argue that there are differences between
terminating life-sustaining treatment and _ prescribing
medication: in one instance, the physician lets the patient
die; in the other, the medication causes the patient’s death.
Wash. Br. at 37-38; U.S Br. at 28 (No. 96-110). This is a
distinction, but not a relevant one for constitutional line-
drawing. It does not explain why the state’s interest in
preserving life must give way to the right of a terminally ill
patient to hasten death by terminating or refusing life-
sustaining treatment, but not the right of a terminally ill
person to seek medication to hasten death. In both
instances, the patient's decision inevitably results in death.
If the state’s interest in life does not support a complete ban
on terminating life-sustaining treatment, it is difficult to
understand why that same interest supports the ban here
simply because death occurs in a different manner.
explained why the pressures exerted by ohysicians in this
context -- both subtle and otherwise -- are any different
when a physician withdraws a patient’s life-sustaining
treatment. In the face of this silence, the untested
assumption that procedural safeguards would be unworkable
is wholly unreasonable and cannot justify the absolute
prohibition here.
The United States, in an effort to distinguish the two
practices, argues that a patient’s choice to hasten death
often reflects inadequate treatment for the patient's pain,
not a true desire to hasten death. The total ban, they argue,
should be upheld because of a “very significant risk that
persons with treatable depression and pain will be allowed
to commit suicide." U.S. Br. at 23 (No. 96-110). Even if
this is an “overriding interest,” id., far less intrusive
measures could allay this concern without the need for the
flat prohibition imposed by the state. Before permitting
physicians to prescribe medication to hasten death, states
have broad discretion to enact measures to ensure that a
patient’s decision is truly voluntary, and not the result of
inadequate pain management. The State has failed to
explain why these less intrusive measures would not
28
adequately serve this interest. Cf Riggins, 504 U.S. at
135-36. Indeed, the protocols used by Compassion in
Dying illustrate some of the procedural safeguards available
to ensure voluntariness. See Compassion in Dying v.
Washington, 850 F. Supp. 1454, 1458 (W.D. Wash.
1994).
In view of the plaintiffs’ strong liberty interest and the
state’s inability to convincingly explain why a prohibition is
necessary here, but not in the context of the termination of
life-sustaining treatment, these statutes must be declared
unconstitutional as applied to plaintiffs.
CONCLUSION
For all the foregoing reasons, amicus respectfully urge
this Court to affirm the decision of the court of appeals.
Dated: December 10, 1996 JANET BENSHOOF
KATHRYN KOLBERT
Counsel of Record
CENTER FOR REPRODUCTIVE
Law & POLICY
120 Wall St., 18th FI.
New York, New York 10005
(212) 514-5534
Counsel for Amicus Curiae
* The same is true of the argument that physicians will misdiagnose
some patients as terminally ill. A prohibition is a patently overbroad
and unreasonable approach to this concern. Regulatory measures, such
as a statutory definition of terminal illness, are more than sufficient to
serve this interest.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.