Amicus Curiae Brief — US Term Limits, Inc. v. Thornton
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> Nos. 93-1456 and 93-1828
:
In the
Supreme Court of the United States
October Term, 1994
+
U.S. TERM LIMITS and WINSTON BRYANT,
in his official capacity as Attorney General,
Petitioners,
v.
RAY THORNTON, et al., and BOBBIE E. HILL, et al.,
Respondents.
+
On Writ of Certiorari to the
Supreme Court of Arkansas
—
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE AND BRIEF AMICUS CURIAE
OF CITIZENS FOR TERM LIMITS AND PACIFIC LEGAL
FOUNDATION IN SUPPORT OF PETITIONERS,
\ WINSTON BRYANT AND U.S. TERM LIMITS
>>
JOHN M. GROEN RONALD A. ZUMBRUN
Pacific Legal Foundation ANTHONY T. Caso
10800 N.E. 8th Street, * DEBORAH J. LA FETRA
Suite 325 *Counsel of Record
Bellevue, Washington 98004 _ Pacific Legal Foundation
Telephone: (206) 635-0970 2151 River Plaza Drive, Suite 305
Sacramento, California 95833
Telephone: (916) 641-8888
Attorneys for Amici Curiae
Nos. 93-1456 and 93-1828
_
In the
Supreme Court of the United States
October Term, 1994
i
U.S. TERM LIMITS and WINSTON BRYANT,
in his official capacity as Attorney General,
Petitioners,
v.
RAY THORNTON, et al., and BOBBIE E. HILL, et al.,
Respondents.
_——————
Or Writ of Certiorari to the
Supreme Court of Arkansas
—<—____———______—
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE OF CITIZENS FOR TERM
LIMITS AND PACIFIC LEGAL FOUNDATION IN
SUPPORT OF PETITIONERS, WINSTON BRYANT
AND U.S. TERM LIMITS
_——————
Pursuant to Supreme Court Rule 37, Citizens for Term
Limits and Pacific Legal Foundation respectfully move this
Court for leave to file the attached amicus curiae brief in
support of petitioners, Winston Bryant and U.S. Term
Limits. Consent to the filing of this brief has been granted
by counsel for petitioners State of Arkansas and U.S. Term
Limits, and has been lodged with the Clerk of this Court.
2
Respondents Dale Bumpers, Republican Party of Arkansas,
and Americans for Term Limits have also granted consent to
the filing of this brief which has been lodged with the Clerk
of this Court. Respondent Hill has granted written consent
to the filing of this brief and the letter of consent has been
lodged with the Clerk of this Court. Respondent Thornton
and other respondents have withheld consent, necessitating
the filing of this motion.
IDENTITY AND INTERESTS OF AMICI CURIAE
Pacific Legal Foundation is a nonprofit, tax-exempt
corporation organized under the laws of the State of
California for the purpose of engaging in litigation in matters
affecting the public interest. Policy is set by a Board of
Trustees composed of concerned citizens, the majority of
whom are attorneys. PLF’s Board evaluates the merits of
any contemplated legal action and authorizes such legal
action only where the Foundation’s position has broad
support within the general community. PLF’s Board has
authorized the filing of an amicus curiae brief in this matter.
Citizens for Term Limits (CTL) is the parent
organization of the campaign committee that spearheaded the
petition drive and campaign support for California's
Proposition 164. Proposition 164, like Arkansas’
Amendment 73, restricts ballot access of California's
congressional incumbents after those incumbents have served
for a set number of terms in the House of Representatives
and the Senate of the United States. It is Citizens for Term
Limits’ policy to support congressional term limits in
California as well as all other states. Citizens for Term
Limits has intervened in the case challenging Washington's
Initiative 573, now pending in the Ninth Circuit Court of
Appeals (Thorsted v. Gregoire, Consolidated Docket
Nos. 94-35222, 94-35223, 94-35267, 94-35285, 94-35287,
3
94-35289, cert. denied sub nom. Citizens for Term Limits v.
Foley, Docket No. 93-1833 (June 20, 1994)).
Pacific Legal Foundation and Citizens for Term
Limits are submitting this brief because they believe their
public policy perspective and litigation experience in the
ballot access restriction arena will provide an additional
viewpoint with respect to the issues presented. PLF and
CTL submitted an amicus brief in support of the petition
filed in this case. PLF has also participated in numerous
other cases before this Court including Legislature of the
State of California v. Eu, 54 Cal. 3d 492 (1991), cert.
denied, __U.S. __, 117 L. Ed. 2d 516 (1992), Chisom v.
Roemer, 501 U.S. ___, 115 L. Ed. 2d 348 (1991), League
of United Latin American Citizens v. Attorney General of
Texas, 501 U.S. __, 115 L. Ed. 2d 379 (1991), and Bethel
School District No. 403 v. Fraser, 478 U.S. 675 (1986).
PLF and Citizens for Term Limits believe the
Arkansas Supreme Court incorrectly analyzed the relationship
between Amendment 73 and Article I, Sections 2 and 3, of
the United States Constitution. The minimal qualifications
imposed by Sections 2 and 3 of age, residency, and
citizenship are simple, straightforward qualifications that a
candidate either possesses or not. Amendment 73, instead of
disqualifying certain incumbents from serving, only restricts
certain incumbents’ names from the ballot for the same office
for which they previously served. This is a question of
ballot access, not qualifications. When analyzed under this
Court’s ballot access cases utilizing the framework of the
First and Fourteenth Amendments, Amendment 73 must be
upheld as constitutional. These points may not be adequately
covered by the parties whose interests may not extend
beyond the Arkansas borders. Citizens for Term Limits and
Pacific Legal Foundation, concerned with preserving ballot
access restrictions for California’s 54 congressional
incumbents and familiar with California's experience with
state term limits for the past four years, are uniquely situated
4
to analyze the issues involved in this case and to bring a
wider scope of policy considerations to this Court.
For the foregoing reasons, Citizens for Term Limits
and Pacific Legal Foundation request that their motion to file
the amicus curiae brief which follows be granted.
DATED: August 15, 1994.
Respectfully submitted,
JOHN M. GROEN RONALD A. ZUMBRUN
Pacific Legal Foundation ANTHONY T. Caso
10800 N.E. 8th Street, * DEBORAH J. La FETRA
Suite 325 *Counsel of Record
Bellevue, Washington 98004 _— Pacific Legal Foundation
Telephone: (206) 635-0970 2151 River Plaza Drive, Suite 305
Sacramento, California 95833
Telephone: (916) 641-8888
By
DEBORAH J. LA FETRA
Attorneys for Amici Curiae
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES CITED ................ ii
INTERESTS OF AMICI CURIAE ................. 1
SUMMARY OF ARGUMENT ................... 2
206 eee eee en» 6:6 een. 68 a how fb 2
I. ARTICLE I, SECTIONS 2 AND 3 DO NOT
PREVENT ENACTMENT OF BALLOT ACCESS
RESTRICTIONS ON LONGTIME INCUMBENTS ... 3
A. Ballot Access Restrictions on Longtime
Incumbents Are Not Article I Qualifications ..... 4
B. Powell v. McCormack Does Not Forbid
State-Imposed Ballot Access Restrictions
on Longtime Incumbents ................. 9
C. The Ballot Access Restrictions
in Amendment 73 Must Be Upheld .......... 15
Ill. EXPERIENCE HAS SHOWN THAT BALLOT ACCESS
RESTRICTIONS APPLIED TO LEGISLATIVE
INCUMBENTS DO NOT DESTROY
REPRESENTATIVE GOVERNMENT .......... 22
GREE Boseceeneceonesevessvesneses 27
il
TABLE OF AUTHORITIES CITED
Page
CASES
Anderson v. Celebrezze, 460 U.S. 780 (1983) ..... 15,20-22
Bullock v. Carter, 405 U.S. 134 (1972) ......... 15-16,21
Burdick v. Takushi, 504 U.S. __,
a 21-22
Clements v. Fashing, 457 U.S. 957 (1982) ......... 16,21
Hopfmann v. Connolly, 746 F.2d 97 (ist Cir. 1984),
vacated on other grounds, 471 U.S. 459 (1985) ....... 7-8
Hopfmann v. Connolly, 769 F.2d 24 (ist Cir. 1985) ...... 7
Legislature v. Eu, 54 Cal. 3d 492, 816 P.2d
1309 (1991), cert. denied, US. _,
& 17-18,20,22-23
Miyazawa v. City of Cincinnati, 825 F. Supp.
ee et te ees eee ane 66 22
Nixon v. United States, 506 U.S. _, 122 L. Ed. 2d
Aa heen nade 0 6 ope deeees6hbee + 10
O’Sullivan v. Swanson, 257 N.W. 255 (Neb. 1934) ...... 4
Powell v. McCormack, 395 U.S. 486 (1969) ......... 9-12
Public Citizen, Inc. v. Miller, 813 F. Supp.
821 (N.D. Ga.), aff'd, 992 F.2d 1548
eee eek ewe cee ecoeeees 8
Rivera-Rodriguez v. Popular Democratic
DT WUD cece eececoevvescecees 16
ili
Page
State ex rel. Maloney v. McCartney,
159 W. Va. 513, 223 S.E.2d 607,
appeal dismissed for want of a federal
question sub nom., Moore v. McCartney,
Ge es ED acco ce rctecccccscccces 17-18
Stiles v. Blunt, 912 F.2d 260 (8th Cir.
1990), cert. denied, 499 U.S. 919 (1991) ........... 16
Storer v. Brown, 415 U.S. 724 (1974)... .......545. 6-8
United States v. City of Houston,
800 F. Supp. 504 (S.D. Tex. 1992) .........5455- 19
Zielasko v. State of Ohio, 873 F.2d 957
ee ee 16
UNITED STATES CONSTITUTION
TS GRRE Pe ee eee yee eT eee ey 2,6,15
reer rrr Pe Pe ee eT 3-4,27
SEC ic cimisnucusdsnececsese s0e tenes 4
a eee Sere ee ee PTT ITT 3-4,8,27
Pe eae errr Te tere 4
Oe . sce nck Cale 0 00's eG obs KO hak aman passim
De wevdone se tdutnnscedes Ceecnes 6s. 0EES 10
© Beret rrr rrr rere 10
iV
Page
MISCELLANEOUS
Barber, Election "94: Insurance
Commission, 25 Cal. J. (May 1994) .............. 24
Block, The Term-Limit Babies’ First
PE 6 ccc cece cece ccves 26
Borland, Election "94: Lieutenant Governor,
PEE owes edcovbebocescoseces 24
Farrand, The Records of the Federal
Convention of 1787 (1966) .................. 11-13
Election "94: Assembly, 25 Cal. J.
DPPC ER GE Cd es Ceecevecosecsnesess 23
Election "94: State Senate, 25 Cal. J.
DGG hesee@eeesvnncerestovcccsvecs 24
Federalist No. 37 (Rossiter ed., 1961) .............. 11
Dt i oe staween et wedadsabmeeaseesaus 11
Ee Pere ee ee 2 ee ee a a 11
A a ay 10
Hill-Holtzman, Seating Now Available:
It Used to be That the Only Route
to a Westside Assembly Job Went
Through the Berman-Waxman
Machine. Not Anymore, Los Angeles
, SS TEEPE eee 25
Humphrey, Put a Limit on Congressional
Terms, U.S.A. Today, Apr. 4, 1990 ............... 14
Page
Levy, Can They Throw the Bums Out:
The Constitutionality of State-Imposed
Congressional Term Limits, 80 Geo. L. J.
SDE CIDTE) oc ccc ccc cere ese resecsesecees
Politics in America, 1994: The 103d
Congress (CQ Press 1993) ... 2... 0 eee eee ees
Pollard, Election "94: Superintendent
of Public Instruction, 25 Cal. J.
(May 1994) 0.0... ccc ccc reer ener enes
Pollard, Election "94: U.S. Senate,
25 Cal. J. (May 1994)... 2... ee eee
Scott, Election "94: Governor, 25 Cal. J.
1 Oe bo )
eat dghesserccssersece
Skelton, Legislators Try Something New:
Action, Los Angeles Times, Sept. 13, 1993 .........
Starkey, Election "94: Attorney General,
25 Cal. J. (May 1994)... 0... eee ee eee eee
Starkey, Election "94: Secretary of State,
25 Cal. J. (May 1994)... 2... eee eee eee
To Be Continued: A Study of Democratic
Women’s Races for the House of Representatives
in 1992, Reprint of Stanton-Hughes
Prepared for EMILY’S List (1993) .......--+-++>:
Weintraub, After the Elections, State
Assembly: 28 Newcomers Bring a Sense
of Purpose, Los Angeles Times,
en | rrr rr re eee eee
vi
Page
Women in the United States Senate, Senate
Historical Office (from U.S. Congress,
House, Women in Congress, H. Doc. 238,
1Oist Come. 26 Seas. 1991)... ccc ccc e eee 19
Wood, The Creation of the American Republic,
1776-1787 (Univ. of North Carolina Press 1969) 3
Woutat, State’s Help for Business Seen
as Watershed Shift, Los Angeles Times,
26
| re re ee
Nos. 93-1456 and 93-1828
—>
In the
Supreme Court of the United States
October Term, 1994
—
U.S. TERM LIMITS and WINSTON BRYANT,
in his official capacity as Attorney General,
Petitioners,
v.
RAY THORNTON, et al., and BOBBIE E. HILL, et al.,
Respondents.
=
On Writ of Certiorari to the
Supreme Court of Arkansas
+
BRIEF AMICUS CURIAE
OF CITIZENS FOR TERM LIMITS
AND PACIFIC LEGAL FOUNDATION IN
SUPPORT OF PETITIONERS, WINSTON BRYANT
AND U.S. TERM LIMITS
—o=
INTERESTS OF AMICI CURIAE
The interests of amici curiae are set forth in the
preceding motion and are adopted herein.
2
—+
SUMMARY OF ARGUMENT
At issue in this case are the provisions of Arkansas’
Amendment 73 providing that Arkansas citizens who have
had the honor of serving their state in Congress for a certain
number of years must henceforth serve in that capacity only
if elected by write-in votes should be upheld. Amendment
73 restricts ballot access to multiterm congressional
incumbents, but permits such incumbents to serve in their old
seats if elected as write-in candidates. Thus, Amendment 73
must be viewed as a ballot access restriction, not as a
qualification such as those enumerated in Article I of the
United States Constitution. Under the ballot access cases
decided by this Court, Amendment 73 does not
unconstitutionally infringe on First or Fourteenth Amendment
rights. Moreover, California’s four years of experience with
absolute term limits on members of the state Legislature has
demonstrated that such limitations do not spell the end of
representative government. For the reasons set forth below,
Amendment 73 should be upheld in its entirety and the
Arkansas Supreme Court decision should be reversed to the
extent it conflicts with such a holding of constitutionality.
+
ARGUMENT
Without question, the issue of congressional "term
limits" is the single most important governance issue to come
before this Court in decades. In 1992, no less than 14 states
voted (by margins ranging from 52% to 77%) to enact some
form of ballot access restriction on the long-term incumbents
in Congress. The national groundswell of support for this
method of reining in unaccountable political careerists shows
the mandate of the People for change in the halls of
Congress. Despite the clear election victories for "term
3
limit" proponents, opponents of the measures have taken
their complaints to court. Ruling without the clear guidance
of this Court on this issue, courts have erred on the side of
the status quo, so far declaring measures affecting
congressional elections constitutionally invalid.
I
ARTICLE I, SECTIONS 2 AND 3 DO NOT
PREVENT ENACTMENT OF BALLOT ACCESS
RESTRICTIONS ON LONGTIME INCUMBENTS
This case involves state elections for members of
Congress. Because there are no national elections for
congressional office, each state is responsible for conducting
elections to determine which of its citizens will be granted
the honor and privilege of serving the state in the national
legislature. In the House of Representatives, in which each
State elects a number of representatives proportionate to the
State’s population, the representatives are expected to further
their states’ interests in Congress. In the Senate, in which no
one state can overwhelm another by sheer force of numbers,
the national interest is expected to prevail. This theory was
at the heart of the Connecticut Compromise, which brought
the former British colonies together as the United States of
America under our Constitution. Wood, The Creation of the
American Republic, 1776-1787 558 (Univ. of North Carolina
Press, 1969). The delicate balance of federal power and
state power established by our Founding Fathers provides the
backdrop against which the current controversy must be
analyzed.
The question presented in this case is whether ballot
access restrictions which prevent multiterm congressional
incumbents from appearing on the ballot violate Article I,
Sections 2 and 3, of the United States Constitution. Section
2, regarding qualifications for the House of Representatives
States:
4
No Person shal be a Representative who shall
not have attained to the Age of twenty five
Years, and been seven Years a Citizen of the
United States, and who shall not, when elected,
be an Inhabitant of that State in which he shall be
chosen.
U.S. Const. Art. I, § 2, cl. 2. Section 3, regarding
qualifications for the United States Senate states:
No Person shall be a Senator who shall not have
attained to the Age of thirty Years, and been nine
Years a Citizen of the United States, and who
shall not, when elected, be an Inhabitant of that
State for which he shall be chosen.
U.S. Const. Art. I, § 3, cl. 3. These two clauses codify
what the Framers thought to be the minimum necessary
requirements to assure mature, loyal, and patriotic
legislators.
A. Ballot Access Restrictions on Longtime
Incumbents Are Not Article I Qualifications
The threshold, and most important, question is whether
the ballot access restrictions at issue in this case could rise to
the level of a qualification. The distinction between ballot
access restrictions and qualifications is of obvious
constitutional import. Because Amendment 73 permits
multiterm incumbent members of Congress to run for their
seats as write-in candidates, the court below accuses the
drafters of Amendment 73 of attempting to "dress eligibility
to stand for Congress in ballot access clothing." U.S. Term
Limits, Inc. v. Hill, 316 Ark. 251, 266, 872 S.W.2d 349,
357 (1994). The court misses the point. Amendment 73 was _
not drafted to circumvent the Constitution, but to comply
with it. The drafters were aware that term limit opponents
claimed that such limits violate Article I, Sections 2 and 3.
5
Therefore, the initiative-amendment was drafted to avoid the
constitutional problem. This was not an attempt to do
indirectly what cannot be done directly, but rather an attempt
to achieve admirable results in a constitutionally valid
manner.
The Arkansas Supreme Court explicitly recognized that
"an ineligible congressman under Amendment 73 is not
totally disqualified and might run as a write-in candidate for
Congress or receive a gubernatorial appointment to fill a
vacancy in the same body." /d. Prior to the issue raised by
this case, qualifications were defined to be absolute: either
one may serve in Congress or one may not. If a potential
candidate for the U.S. Senate is only 27 years old, no
amount of brilliance, desire, or campaign warchest will
permit her to serve her state in that capacity. The same is
true for potential candidates who recently immigrated to this
country or who reside outside the borders of the state they
wish to represent. Here, however, even the court that struck
down Amendment 73 concedes that the provisions of that
amendment are not absolute. Once the court ventured
beyond the absolute definition of a qualification, it trod upon
the treacherous ground of line-drawing. At what point does
a ballot access restriction which makes it more difficult to
win an election become a qualification? The court below
found that "[faint] glimmers of opportunity" to win an
election transformed a ballot access restriction into a
qualification. The adverse repercussions of this decision, if
allowed to stand, will reach far into the election schemes of
all states.
' Because Amendment 73 is a ballot access restriction, this
Court need not address the issue which may arise in cases
involving absolute term limits: whether the Qualifications
Clause is exclusive or whether the states may add to the list.
6
The decisions of this Court upholding numerous ballot
access restrictions that substantially impair the ability of an
individual to win an election strongly suggest that the court
below erred in finding that a less-than-absolute ban on
serving in Congress could be a qualification. Storer vy.
Brown, 415 U.S. 724 (1974), is the only major case decided
by this Court which addresses Article I qualifications in the
context of a ballot access restriction. Storer makes clear that
the denial of ballot access does not establish an additional
qualification. Jd. at 746 n.16. This distinction is based on
the constitutional provision giving states the initial task of
determining the qualifications of voters who will elect
members of Congress. Article I, Section 4, of the United
States Constitution authorizes the states to prescribe "‘[t]he
Times, Places and Manner of holding Elections for Senators
and Representatives.’" Storer, 415 U.S. at 730 (brackets in
original).
[T]he States have evolved comprehensive, and in
many respects complex, election codes regulating
in most substantial ways, with respect to both
federal and state elections, the time, place, and
manner of holding primary and general elections,
the registration and qualifications of voters, and
the selection and qualification of candidates. ...
[T]he rule fashioned by the Court to pass on
constitutional challenges to specific provisions of
election laws provides no litmus-paper test for
separating those restrictions that are valid from
those that are invidious under the Equal
Protection Clause.
Storer, 415 U.S. at 730. In Storer, this Court upheld a
California statute which forbade a ballot position in a general
election to an independent candidate if he or she had
registered affiliation with a political party within one year
prior to the preceding primary election. That statute also
required the candidate to file a nominating petition signed by
7
a number of registered voters of at least 5% of the entire
vote cast in the preceding general election. Storer, 415 U.S.
at 726-27, 733. Storer noted that an independent candidate
need not stand for primary election but must qualify for the
ballot by demonstrating substantial public support in another
way. Other than the alternate means of qualifying to have
his or her name preprinted on the ballot, the qualifications
required of the independent candidate are very similar to, or
identical with, those imposed on party candidates. Storer,
415 U.S. at 733. “It is an absolute bar to candidacy, and a
valid one." Id. at 737 (emphasis added). The same case
specifically rejected a challenge to the regulations based on
Article I, holding such a claim to be “wholly without merit."
Id. at 746 n.16.
Despite the language in Storer, this Court has never
had occasion to explicitly state a test to determine whether a
restriction amounts to a qualification within the meaning of
Article I, Sections 2 and 3. The First Circuit, however,
addressed this definitional problem in Hopfmann v. Connolly,
746 F.2d 97, 103 (ist Cir. 1984), vacated on other grounds,
471 U.S. 459 (1985).’ The plaintiff in that case challenged
a political party rule that only candidates with 15% of the
vote at convention may challenge the convention’s
endorsement in a state primary. Jd. at 99. The court held
that this rule did not add a qualification for office beyond
age, residency, or citizenship. Rather, it adds a restriction
on who may run in the party primary in a statewide election
for federal office and potentially become the party’s
nominee. Jd. at 102. The court emphasized that the
candidate was free to run as a write-in. /d. at 103. The
First Circuit held that the test to determine whether or not
the “restriction” amounts to a “qualification” within the
? On remand, the First Circuit stated that its earlier decision
on this issue remained undisturbed by the Supreme Court.
Hopfmann v. Connolly, 769 F.2d 24, 25 n.1 (ist Cir. 1985).
meaning of Article I, Section 3, is whether the candidate
‘could be elected if his name were written in by a sufficient
number of electors.’" Hopfmann, 746 F.2d at 103. This
language is consistent with this Court’s position in Storer.
If Hopfmann had decided that the unsuccessful candidate in
that case had a constitutional right to appear on the ballot,
when the candidate already had a means (although less
appealing) of reaching the voters as a write-in, this would
have greatly expanded the meaning of the Article I, Sections
2 and 3. Neither the plain meaning of the clauses nor this
Court’s interpretation of the clauses in Storer could have led
to a different result in Hopfmann. Just as the regulations
were upheld in Hopfmann and Storer, so too should
Arkansas’ Amendment 73 be upheld as a valid ballot access
regulation.
The Hopfmann case was favorably cited in Public
Citizen, Inc. v. Miller, 813 F. Supp. 821, 832 (N.D. Ga.),
aff'd, 992 F.2d 1548 (11th Cir. 1993). That case arose from
former Senator Wyche Fowler’s loss to Paul Coverdell in a
run-off election. Although Fowler himself did not bring suit,
a “consumer” organization along with four Fowler supporters
sued to overturn Georgia’s “majority rule” statute. /d.
at 824. This statute requires that a candidate must receive a
majority of votes cast (instead of a plurality) to be declared
the winner. Fowler had won a plurality in the general
election but lost the run-off election. Jd. at 823-24.
Addressing the Article I qualifications argument, the court
first noted that, based on Hopfmann’s analysis, Fowler was
not precluded from obtaining the office he sought--he simply
had to participate in the run-off. Public Citizen, 813 F.
Supp. at 832. Moreover, the Public Citizen court found that
the majority vote statute does not violate Article I, Section 3,
because “the majority vote statute is more accurately
interpreted as a method for construing the meaning of the
votes cast." Jd. at 833. That is, it was construed as
regulating the “manner” of elections as provided by Article I,
Section 4, of the Constitution. The requirement of receiving
9
a majority of the votes cast to be elected to the United States
Senate was intended to make it more difficult for a candidate
to win the seat by demanding a showing of broader support
than would be required if a plurality was sufficient to claim
victory. As it turned out, this requirement made it
impossible for former Senator Fowler to win the seat. Id.
at 823-24. Yet the fact that the election regulations were
very harsh when applied to Senator Fowler does not make
those regulations qualifications for office.
An older state case reached the identical conclusion.
In O'Sullivan v. Swanson, 257 N.W. 255 (Neb. 1934), the
Nebraska Supreme Court addressed a statute which
prohibited unsuccessful primary candidates from having their
names placed on the general election ballot for any state or
federal office. The court upheld the law against a challenge
from a candidate whose name was not printed on the ballot
for United States Senate because he had lost at a primary
election for governor during the same election the Senate
primary was held. /d. at 255-56. The court upheld the
Statute because it did not prohibit O’Sullivan from running
for the office: he was permitted to conduct a write-in
campaign. Jd. at 256. Such might have been a strong
practical deterrent to election but, nonetheless, he could run,
and the statute was upheld. Again, the crucial point is that
the election regulation did not create an absolute bar to
service in Congress. The fact that it was extremely difficult
to the candidate to be successful in his campaign, did not
transmute the ballot access regulation into a constitutional
qualification.
B. Powell v. McCormack Does Not
Forbid State-Imposed Ballot Access
Restrictions on Longtime Incumbents
The court below relied principally on this Court’s
decision in Powell v. McCormack, 395 U.S. 486 (1969), to
strike down Amendment 73. Powell involved the refusal of
10
the House of Representatives to seat Adam Clayton Powell,
an elected representative of New York, who had been
accused of wrongfully diverting federal funds to himself, his
wife, and his staff. Jd. at 490. Powell centered on the
authority of the House to exclude Powell under Article I,
Section 5, of the Constitution which provides that “[eJach
House shall be the Judge of the Elections, Returns and
Qualifications of its own Members." Before reaching its
decision, the Court engaged in an extensive review of
historical materials, most of which did not apply to Article
I, Section 5, Clause 1. More than the actual holding of
Powell, the court below relied on the historical review in
striking down Amendment 73.
The court below cited Alexander Hamilton’s statement
in Federalist No. 60 that “qualifications ... are defined and
fixed in the Constitution and are unalterable by the
legislature" to support its conclusion, even though the court
acknowledged that the passage refers only to alterations made
by Congress. Hill, 316 Ark. at 264, 872 S.W.2d at 356.
The context of the Federalist Papers was an explanation of
the federal government, all its institutions and powers.
Federalist No. 60 is no exception. This Court in Powell,
395 U.S. at 539, relied on this passage for the conclusion
that the House of Representatives could not add a
qualification which would prevent a duly elected member of
the body from taking his seat. This Court recently reiterated
the narrow holding of that case, noting that Powell stands for
the proposition that "[t]he decision as to whether a member
satisfied these qualifications was placed with the House, but
the decision as to what these qualifications consisted of was
not." Nixon v. United States, 506 U.S. __, 122 L. Ed. 2d
1, 14 (1993) (emphasis in orginal).
Although the court below found “illuminating” the
historical recitations in Powell (Hill, 316 Ark. at 265,
872 S.W.2d at 356), Powell’s description of the historical
forces at work is incomplete. For example, Madison’s
11
recognition that some members of Congress might achieve
perpetual reelection (in Federalist No. 55) does not alter his
overall view that frequent elections would result in frequent
turnover: “A frequent change of men will result from a
frequent return of elections; and a frequent change of
measures from a frequent change of men." Federalist
No. 37, at 227 (Rossiter ed., 1961). Madison was a strong
proponent of frequent elections for this very reason.
Notwithstanding the possibility of long-term service in the
Congress, Madison believed frequent turnover strongly
benef.ved the new repuc’c.
The Framers sought to solve the dilemma of expertise
versus interaction with constituents by creating two houses--
one with a two year term and one with a six year term. The
house designed by the Framers to be most responsive to the
People (the House of Representatives) had the most frequent
elections. As noted, frequent elections were intended to
ensure frequent turnover in members of the House.’ Now
that members of the Senate as well as the House are chosen
directly by the electorate, the policy reasons for frequent
elections (and frequent turnover) are just as powerful for the
Senate. It is the length (not the number) of terms that
determines stability.‘ The Founders designed Senate terms
* "(The House of Representatives should have] an immediate
dependence on, and an intimate sympathy with, the people.
Frequent elections are unquestionably the only policy by
which this dependence and sympathy can be effectually
secured." Federalist No. 52, at 327.
* At the constitutional convention, the Founders debated the
need for annual or biennial elections for House members on
June 21, 1787. Representative of the comments made in
support of annual elections was that of Mr. Roger Sherman:
"Should the members have a longer duration of service, and
(continued...)
12
three times the length of House terms to provide the stability
necessary for any government. Farrand Vol. | at 415, 423.
Under Amendment 73, Senators representing the State of
Arkansas may (assuming reelection) have their names on the
ballot for 2 terms, or 12 years. This is double the length of
time the Founders believed necessary to assure stability.
Because of the limited nature of the actual question
decided in Powell, that case did not fully address the policy
and political ramifications of Article I, Section 4, on state's
abilities to regulate congressional elections. This omission
(completely understandable in the context of Powell) is the
critical issue in this case. Article I, Section 4, provides that
"[t}he Times, Places and Manner of holding Elections for
Senators and Representatives, shall be prescribed in each
State by the legislature thereof; but the Congress may at any
time by Law make or alter such Regulations, except as to the
Places of chusing [sic] Senators." The last clause of the
section provides for a congressional override of state election
laws.
The state ratifying conventions shed some light on the
interpretation of Section 4. For example, the nature of the
congressional override was depicted in a dialogue between
James Madison and James Monroe during the Virginia
ratification debates. Monroe wanted to know why Congress
had “ultimate controul over the time, place, and manner of
elections of representatives, and the time and manner of that
of senators." Debate in the Virginia (ratification)
* (...continued)
remain at the seat of government, they may forget their
constitutents [sic], and perhaps imbibe the interest of the
State in which they reside, or there may be danger of
catching the esprit de corps." Farrand, The Records of the
Federal Convention of 1787, Vol. 1 (1966) (Farrand) at 365.
13
Convention, Farrand Vol. 3 (Appendix A, CCX), at 311-12.
Madison replied that the concern was that
[s}ome states might regulate the elections on the
principles of equality, and others might regulate
them otherwise. This diversity would be
obviously unjust. ... Should the people of any
state, by any means be deprived of the right of
suffrage, it was judged proper that it should be
remedied by the general government.
Id. at 311. Madison's concern was not with state regulation
of candidates, but with assuring voters a right to vote.
Madison reiterated the impracticability of micromanaging
each state’s elections. This is why the language in the
Constitution grants broad authority to the states to conduct
federal elections but permits congressional override. /d.
Madison concluded his comments to Monroe: “But if
[elections] be regulated properly by the state legislatures, the
congressional controul will very probably never be
exercised." Jd. State leaders’s explicit dismay during the
ratification debates over Congress’ control over elections
demonstrates their understanding that Congress had usurped
a traditional state power by the very existence of the ability
to override state regulation.
This interpretation leads to the conclusion that the states
could, and were expected to, regulate elections in any
number of particulars. However, should states fall lax in
their duties to conduct elections to send representatives to the
federal legislature, Congress could alter or overrule the
state’s election laws so as to assure each state’s participation
in the federal government. The Anti-Federalists found this
safety mechanism so overpowering as to render the initial
ability to enact election regulations worthless. This response
14
is unquestionably based on the belief that Congress’ power
exceeds that of states on this issue.
Members of Congress who oppose ballot access
restrictions (including those who brought this lawsuit) have
a remedy at hand. Article I, Section 4, of the Constitution
permits congressional override of state election regulations.
Amici recognize the political difficulties inherent in such a
remedy when 70% of Americans favor such measures.
Levy, Can They Throw the Bums Out: The Constitutionality
of State-Imposed Congressional Term Limits, 80 GEO. L. J.
1913, 1916 (1992) (citing Humphrey, Put a Limit on
Congressional Terms, U.S.A. Today, Apr. 4, 1990, at A12).
Getting a majority in Congress to support such a bill may
well be difficult, even with the support of the Speaker of the
House.’ Nevertheless, it is the availability of the remedy,
not the political expediencies attached to it, that is
constitutionally significant.
The narrow holding of Powel! combined with the broad
intent and language of Article I, Section 4, gives this Court
ample reason to decide this case in a way that neither
overrules Powell nor strikes down Amendment 73.
Ultimately, given the language of Section 4, the ability of
Congress to fashion its own remedy, and the ability of
Amendment 73 to withstand other constitutional attacks (see
below), the ballot access restrictions on multiterm incumbents
should be fully upheld.
5 Speaker of the House Thomas Foley (D-Wash.) is an
appellee in the Ninth Circuit case currently pending to review
a District Court’s invalidation of Washington’s ballot access
restrictions on multiterm incumbents. Gregoire v. Thorsted
(pending).
15
C. The Ballot Access Restrictions
in Amendment 73 Must Be Upheld
The Arkansas Supreme Court’s erroneous decision
stems from its analysis of Amendment 73 under the wrong
provision of the U.S. Constitution. As described above,
Amendment 73 cannot be a qualification under Article |
because an incumbent barred from the ballot could still serve
if elected or appointed. The plurality opinion below
erroneously invalidated the congressional officeholder
provisions of Amendment 73 on Article I grounds and never
addressed the ballot access cases in that context.
In Anderson v. Celebrezze, 460 U.S. 780 (1983), this
Court described the balancing test that must be applied to
ballot access restrictions. This test, which is the standard of
review, consists of the following elements:
[A court] must first consider the character and
magnitude of the asserted injury to the rights
protected by the First and Fourteenth
Amendments that the plaintiff seeks to vindicate.
It then must identify and evaluate the precise
interests put forward by the State as justifications
for the burden imposed by its rule. In passing
judgment, the Court must not only determine the
legitimacy and strength of each of those interests;
it also must consider the extent to which those
interests make it necessary to burden the
plaintiff's rights. Only after weighing all these
factors is the reviewing court in a position to
decide whether the challenged provision is
unconstitutional.
Anderson, 460 U.S. at 789.
The right to hold public office, by itself, is not a
fundamental right. Bullock v. Carter, 405 U.S. 134, 142-43
oe
16
(1972); Clements v. Fashing, 457 U.S. 957 (1982). In
Clements, 457 U.S. at 963, this Court held that "[flar from
recognizing candidacy as a ‘fundamental right,’ we have held
that the existence of barriers to a candidate’s access to the
ballot ‘does not of itself compel close scrutiny.’" See also
Stiles v. Blunt, 912 F.2d 260, 265 (8th Cir. 1990), cert.
denied, 499 U.S. 919 (1991) ("[clontrary to appellant's
assertion, the right to run for public office, unlike the right
to vote, is not a fundamental right"); and Zielasko v. State of
Ohio, 873 F.2d 957, 959 (6th Cir. 1989) ("contrary to
Zielasko and Bowman’s assertions, running for office is not
a ‘fundamental right’"). Because the right to candidacy, in
and of itself is not fundamental, the state’s interests need
only be legitimate to outweigh incumbents’ ability to run for
reelection in perpetuity.
Moreover, the rights of supporters of multiterm
incumbents have not been unduly infringed. Notwithstanding
the fact that the right to vote has been characterized as
fundamental, that right is not absolute. In Rivera-
Rodriguez v. Popular Democratic Party, 457 U.S. 1, 9
(1982), the Supreme Court upheld a Puerto Rico law which
provided that if a commonwealth legislator died or resigned
in office, the party of which the vacating legislator was a
member had the right either to fil! the empty seat outright, or
hold an election for the seat, with only party members
eligible to vote. The appointee could serve up to 40 months
until the next election. The plaintiffs in that case argued that
all voters had an absolute right to cast votes in the election
to fill the vacant legislative seat. This Court, in upholding
the law, stated that "this Court has often noted that the
Constitution ‘does not confer the right of suffrage upon any
one.’" Jd. at 9 (citations omitted). This Court also noted
that "[aJbsent some clear constitutional limitation," a state is
"free to structure its political system to meet its ‘special
concerns and political circumstances.'" Rivera-Rodriguez,
457 U.S. at 13-14.
an
17
The compelling interests supporting rotation in office
are already documented in case law and elsewhere. The
policy reasons in favor of term limitation were amply
explored in Legislature v. Eu, 54 Cal. 3d 492; 816 P.2d
1309 (1991), cert. denied, _U.S.___, 117 L. Ed. 24 516
(1992). The California Supreme Court accepted the
arguments that
the state’s strong interests in protecting against an
entrenched, dynastic legislative bureaucracy, and
in thereby encouraging new candidates to seek
public office, are both legitimate and compelling
ones that support a lifetime ban from the office
and outweigh any interest the incumbent
legislators, or the voting public, may have in
perpetuating the incumbents’ positions of control.
Eu, 54 Cal. 3d at 520, 816 P.2d at 1326. Furthermore, the
court firmly recognized the advantages that are inherent in
the incumbency: "Whether by reason of superior fund
raising ability, greater media coverage, larger and more
experienced staffs, greater name recognition among the
voters, favorably drawn voting districts, or other factors,
incumbents do indeed appear to enjoy considerable
advantages over other candidates." Jd. at 523, 816 P.2d
at 1327-28.
Other courts have reached the same conclusion, which
this Court has implicitly accepted. In State ex rel.
Maloney v. McCartney, 159 W. Va. 513, 223 S.E.2d 607,
appeal dismissed for want of a federal question sub nom.,
Moore v. McCartney, 425 U.S. 927 (1976), the West
Virginia Supreme Court upheld a two term limitation on the
Governor’s Office, specifically rejecting the claim that the
law was undemocratic. The court stated:
The universal authority is that restriction upon the
succession of incumbents serves a rational public
18
policy and that, while restrictions may deny
qualified men an opportunity to serve, as a
general rule the over-all health of the body politic
is enhanced by limitations on continuous tenure.
... The power of incumbent officeholders to
develop networks of patronage and attendant
capacities to deliver favorably disposed voters to
the polls raised fears of an entrenched political
machire which could effectively foreclose access
to the political process.
... [I]t has long been felt that a limitation
upon succession of incumbents removes the
temptation to prostitute the government to the
perpetuation of a particular administration. ...
While elections are won by 51% of the vote, all
of the people of a state must be served.
Meretricious policies which sacrifice the well-
being of the economic, social, racial, or
geographical minorities are most likely where a
political figure, political party, or political
interest group can rely upon electorate inertia
fostered by the hopelessness of encountering a
seemingly invincible political machine.
Eu, 54 Cal. 3d at $20-21, 816 P.2d at 1327-28 (citations
omitted). The California Supreme Court held that "many, if
not all, of the considerations mentioned in Maloney (e.2.,
eliminating unfair incumbent advantages, dislodging
entrenched political machines, restoring open access to the
political process, and stimulating electorate participation)
would apply with equal force to the legislative branch." Jd.
at 521, 816 P.2d at 1326. The court concluded that
Maloney’s analysis was pertinent to the decision before it,
and that “permanent incumbency limitations are supported by
legitimate and compelling considerations." Jd. at 522,
816 P.2d at 1327.
19
In addition, Arkansas has a legitimate interest in
restricting ballot access of multiterm incumbents to
encourage the participation of women and minorities in
Congress. A three-judge federal District Court recently
recognized that advantages of incumbency that would
otherwise dilute minority opportunities can be corrected by
term limitations. United States v. City of Houston, 800 F.
Supp. 504, 507 (S.D. Tex. 1992) (before it required a
special election, the Justice Department should have
considered city council term limits approved by voters as an
effective means of increasing minority opportunities).
Historically, virtually all of the women and minorities
who have been elected to either the House or the Senate were
first elected in open seats. Of the 24 new women members
of the House of Representatives in the 103d Congress, 21
were elected in open seats in 1992. Of the 47 women House
members of the 103d Congress, 79% were elected in open
seats. Of the seven female Senators currently serving, all but
one were elected in open seats (or one in which an appointed
Senator was seeking a first elected term). None of the 14
other women who have previously served as Senators
defeated an incumbent member of the Senate to obtain that
office. Politics in America, 1994: The 103d Congress (CQ
Press 1993); Women in the United States Senate, Senate
Historical Office (from U.S. Congress, House, Women in
Congress, H. Doc. 238, 101st Cong. 2d Sess. 1991); To Be
Continued: A Study of Democratic Women’s Races for the
House of Representatives in 1992, Reprint of Staton-Hughes
prepared for EMILY’s List (1993). Moreover, most
minority members of the 103d Congress were first elected in
open seats: 33 of the 38 (87%) African-American members
of the House and 15 of the 18 Hispanic members. In
addition, the first and only Korean-American Representative
and the only American Indian Senator were elected in open
seats. Politics in America, 1994: The 103d Congress (CQ
Press 1993).
20
In Anderson, in the context of striking down a state
statute that unduly restricted the ability of new and smaller
parties to obtain ballot status, this Court observed that
"[h]istorically political figures outside the two major parties
have been fertile sources of new ideas and new programs;
many of their challenges to the status quo have in time made
their way into the political mainstream." Anderson,
460 U.S. at 794. The Court stressed that the primary values
to be protected in ballot access cases is the promotion of
uninhibited, robust, and wide-open debate on public issues.
Id. By its very nature, a system in which incumbents are
encouraged to depart from office will allow election
campaigns to assume a more vibrant role in the shaping of
public policy.
A balancing of any injury caused to candidates and
voters against the interest of Arkansas in enacting
Amendment 73 demonstrates that the state’s interest
substantially outweighs any incidental burden on the
candidates’ and voters’ rights. Legislators have no
fundamental right to hold office indefinitely; and voters are
not prevented from voting for another candidate who shares
their views. As stated by the California Supreme Court:
[I]t would be anomalous to hold that a statewide
initiative measure aimed at "restor[ing] a free and
democratic system of fair elections," and
“encourag[ing] qualified candidates to seek public
Office” ... is invalid as an unwarranted
infringement of the rights to vote and to seek
public office. We conclude the legitimate and
compelling interests set forth in the measure
outweigh the narrower interests of petitioner
legislators and the constituents who wish to
perpetuate their incumbency.
Eu, 54 Cal. 3d at 524-25, 816 P.2d at 1329 (brackets added
and in original).
21
Importantly, the court below did address this Court’s
ballot access cases in the context of ballot access restrictions
for state legislators, thus indicating the result it would have
reached (and should have reached) had these cases been
applied to the provisions affecting congressional
officeholders. Hill, 316 Ark. at 270, 872 S.W.2d at 359.
In the state legislator context, the court followed the
decisions of this Court in Burdick v. Takushi, 504 U.S. __,
119 L. Ed. 2d 245 (1992), Anderson, 460 U.S. 780,
Clements, 457 U.S. 957, and Bullock, 405 U.S. 134. Id.
After weighing the interests of the incumbents in perpetuating
their careers against the People’s desire to encourage rotation
in office to promote greater accountability and responsiveness
in their representatives, the Arkansas court concluded,
the state interest, as expressed in the Preamble to
Amendment 73, is sufficiently rational and even
compelling when weighed against the residual
burden placed on the rights and privileges of
elected officeholders and those desiring to support
them.
Id. at 272, 872 S.W.2d at 360 (emphasis added).
In dissent, one Arkansas justice did reach the ballot
access issue with respect to congressional officeholders.
Special Chief Justice Cracraft based his opinion on the very
distinction the plurality refused to acknowledge: "I do not
view the provisions of Amendment 73 to the Arkansas
Constitution as raising a ‘qualifications’ issue, but rather a
ballot access issue to be measured by the First and
Fourteenth Amendments to the United States Constitution."
Hill, 316 Ark. at 284, 872 S.W.2d at 368. Justice Cracraft
notes that Article I, Sections 2 and 3, begin with the phrase
"*[njo person shall be” a representative or senator, a choice
of words demonstrating a reference to service in Congress,
not the manner of election. Hill, 316 Ark. at 286,
872 S.W.2d at 369 (emphasis in original; brackets in
22
original). Justice Cracraft then properly examined the
initiative in light of the First and Fourteenth Amendments
(citing Anderson and Burdick). He found it “not
constitutionally infirm in any respect." Jd. The importance
of analyzing Amendment 73 as a ballot access measure
cannot be understated. The decisions of this Court analyzing
ballot access measures under the First and Fourteenth
Amendment have established a framework under which
provisions such as Amendment 73 can be easily upheld. See
Legislature v. Eu, 54 Cal. 3d 492, 816 P.2d 1309;
Miyazawa v. City of Cincinnati, 825 F. Supp. 816 (S.D.
Ohio 1993).
Ill
EXPERIENCE HAS SHOWN THAT BALLOT
ACCESS RESTRICTIONS APPLIED TO
LEGISLATIVE INCUMBENTS DO
NOT DESTROY REPRESENTATIVE GOVERNMENT
When the People of California enacted Proposition 140,
the Political Reform Act of 1990, the state Legislature was
sure the world was ending. Proposition 140 imposed
absolute term limits on: all members of the California
Legislature as well as the executive constitutional officers.
In addition, Proposition 140 substantially reduced legislative
spending and eliminated the legislative retirement plan.
Naturally, California legislators proclaimed the end of
effective legislative governance.
The California experience is particularly analogous to
what Congress can expect as more and more incumbents are
subject to ballot access restrictions or term limits. California
is the nation’s largest state in terms of population, budget,
natural disasters, and social problems (including immigration,
race riots, and so forth). California has a highly
professionalized Legislature, complete with legions of staff
members to assist with both policy and political issues.
Also, California has operated for the past 12 years with a
23
Republican governor and a Democratic Legislature--a
circumstance not unknown in Washington, D.C.
In the four years since term limits were enacted and
upheld by the California Supreme Court (Legislature v. Eu,
54 Cal. 3d 492), positive effects already have been felt
throughout the state. One of the primary goals of term
limits--to increase the competition level of elections--has
arrived with gusto.
There are 80 seats in the California Assembly (the
lower house). Of the 80 members who served in 1992, 24
will not be running for the same seat in 1994. Note that this
is before any Assembly member is required to leave under
the terms of Proposition 140 in 1996. Of those 24 members
leaving the Assembly, 10 are seeking statewide office this
year, 5 are seeking state Senate seats, | is a candidate for a
Superior Court judgeship, and | is running for Congress.
Others are returning to the private sector or other state and
local government agencies. Election "94: Assembly, 25 Cal.
J. 36-45 (May 1994).
There are 40 members in the California Senate.
Senators serve staggered terms, with half of the seats up for
election every two years. With the exception of one Senator
who switched districts to finish out the term of a Senator
who had been convicted of corruption, and who will be term
limited out of office this year, other Senators will not face
the term limits until 1998. Nevertheless, nine Senators have
left the Senate this year. Four are seeking statewide office
and one has gone to Congress. Interestingly, the movement
between the Assembly, Senate, and Congress has not been all
one way. Former California Congressman Tom Campbell
returned to the California Legislature when state Senator
Rebecca Morgan resigned to chair “Joint Venture,” an
entrepreneurial organization in Silicon Valley, and
Representative Campbell lost the 1992 primary for a United
24
States Senate seat. Election "94: State Senate, 25 Cal. J.
31-35 (May 1994).
There are a number of lessons to be drawn from
California’s experience so far. First, just because legislators
may no longer run for the same seats they have held for
years does not necessarily mean the State of California will
be deprived of their expertise in state government. On the
contrary, there has been far greater interest on the part of
legislators in statewide offices and other legislative seats.
Term limits has not thrust those experienced legislators who
still retain significant public support into political oblivion;
rather, term limits has opened new opportunities for these
legislators to serve the state in different capacities. Former
Assembly members have relinquished their seats to run for
state controller, state superintendent of public instruction, a
superior court judgeship, State Board of Equalization, state
Insurance Commissioner, Secretary of State, Attorney
General, Lieutenant Governor, and of course, the state
Senate. One former Assembly member is also running for
Congress. Among the retiring state Senators, several entered
primary elections for the offices of Governor, State Board of
Equalization, state Treasurer, state Insurance Commissioner,
and Lieutenant Governor. One is running for a seat on the
Orange County Board of Supervisors. Scott, Election '94:
Governor, 25 Cal. J. 8 (May 1994); Pollard, Election ’94:
U.S. Senate, 25 Cal. J. 11 (May 1994); Barber, Election '94:
Insurance Commissioner, 25 Cal. J. 13 (May 1994); Borland,
Election 94: Lieutenant Governor, 25 Cal. J. 16 (May
1994); Scott, Election '94: Treasurer, 25 Cal. J. 16 (May
1994); Starkey, Election ’94: Secretary of State, 25 Cal. J.
17 (May 1994); Starkey, Election ’94: Attorney General,
25 Cal. J. 18 (May 1994); Pollard, Election '94:
Superintendent of Public Instruction, 25 Cal. J. 18 (1994).
Second, term limits has created more competitive
elections. In the 1994 primaries, incumbent candidates faced
numerous challenges. For example, for more than 20 years
25
the Westside area of Los Angeles was completely controlled
by the political organization headed by Howard Berman and
Henry Waxman. Legislators handpicked by the Berman-
Waxman machine tended to stay in office forever--or until a
demographically friendly congressional seat opened up.
However, facing term limits in 1996, the three Assembly
Democrats representing this area gave up their seats to run
for statewide offices. In the June, 1994, primary, 22
Democratic and 5 Republican candidates vied for the
privilege of serving Westside voters. The Berman-Waxman
organization remained largely silent throughout the primary
season. This silence may be the harbinger of a corollary
benefit: the dismantling (or at least the lessening of
significance) of political machines. Hill-Holtzman, Seating
Now Available: It Used to be That the Only Route to a
Westside Assembly Job Went Through the Berman-Waxman
Machine. Not Anymore, Los Angeles Times, May 8, 1994,
at J12. With California’s 120 state legislative seats, 54
congressional seats, dozens of statewide offices (including
administrative agencies), and literally hundreds of local
government positions available, politicians who cannot bear
the thought of working in the private sector have many other
options available to them. Similarly, members of Congress
who must run for reelection as a write-in candidate will
consider the myriad opportunities otherwise available in
public service. A change in scenery provides the growth and
depth of experience that should be required of all lawmakers.
Third, the increased number of open seats has
presented strong opportunities for women and minorities to
make gains in their electability. Voters elected 16 men and
12 women in 1992, bringing the number of women in the
Assembly to an all-time high of 22. The six Latinos elected
in 1992 increases their numbers in the Assembly to seven
from the previous high of four. The one new African-
American elected in 1992 maintained the number of blacks
in the Assembly at seven. The Class of 1992 also included
the first Asian-American elected to the Legislature in 14
26
years. The 8 ethnic minority members elected to the
Assembly compares to just 2 in the 24-member class elected
in 1982. Weintraub, After the Elections, State Assembly: 28
Newcomers Bring a Sense of Purpose, Los Angeles Times,
Nov. 8, 1992, at A3.
Fourth, the legislators elected under term limits are not
complete political novices. Most have political experience in
local government or community projects. For example, of
the eight freshman in 1992 designated as the best of the class
by the California Journal, one is a former community college
trustee, two are former mayors, one is a former vice-mayor,
one is a former deputy county counsel, two are attorneys
(one of whom spent some time as a lobbyist), and one is a
former sheriff. Block, The Term-Limit Babies’ First At Bat,
25 Cal. J. 8 (June 1994). Many other members, although
not active in local politics, bring to the Legislature real-life
experiences in every facet of California society. For
example, the Class of 1992 contained a home builder, a
retired U.S. Air Force fighter pilot, a school teacher, an
interior designer, an insurance company executive, and the
owner of a chain of video stores. /d.
Finally, new faces in the Legislature do not diminish
that body’s ability to perform its lawmaking function. Even
though the 1992 elections brought the highest number (32) of
freshman legislators since 1978 (the year of the Proposition
13 tax revolt), the 1993 Legislature was hailed as one of the
most productive in years. Skelton, Legislators Try Something
New: Action, Los Angeles Times, Sept. 13, 1993, at A3.
Moreover, the front page of the Los Angeles Times
announced that "the California Legislature’s 1993 session so
exceeded the expectations of those trying to fix the battered
economy that it is being described as a watershed in the
State’s posture toward business.” Woutat, State’s Help for
Business Seen as Watershed Shift, Los Angeles Times,
Sept. 13, 1993, at Al. The infusion of new legislators
helped break the gridlock that has paralyzed the California
27
Legislature, leading to a promising new trend that should be
replicated in Congress.
+
CONCLUSION
For the reasons stated herein, the decision of the
Arkansas Supreme Court as it relates to congressional
incumbents should be reversed. Amendment 73, which
limits ballot access to multiterm congressional incumbents,
does not impose any new qualifications that contradict the
qualifications set forth in Article I, Sections 2 and 3, of the
United States Constitution. Any multiterm incumbent may
serve if elected by write-in or if appointed to the seat. The
ballot access restrictions on multiterm incumbents should be
analyzed under the same framework as any other ballot
access restriction. | Under this framework, Arkansas’
Amendment 73 should be upheld in its entirety.
DATED: August, 1994.
Respectfully submitted,
JOHN M. GROEN RONALD A. ZUMBRUN
Pacific Legal Foundation ANTHONY T. CAso
10800 N.E. 8th Street, * DEBORAH J. LA FETRA
Suite 325 *Counsel of Record
Bellevue, Washington 98004 _— Pacific Legal Foundation
Telephone: (206) 635-0970 2151 River Plaza Drive, Suite 305
Sacramento, California 95833
Telephone: (916) 641-8888
Attorneys for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.