Amicus Curiae Brief — International Union, United Automobile, Aerospace & Agricultural Implement v. Johnson Controls, Inc.
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OCTOBER TERM, 1990
INTERNATIONAL UNION, UNITED AUTOMOBILE,
AEROSPACE AND AGRICULTURAL IMPLEMENT
WORKERS OF AMERICA, et al.,
Petitioners,
V.
JOHNSON CONTROLS, INC.,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals
for the Seventh Circuit
BRIEF FOR THE CHAMBER OF COMMERCE
OF THE UNITED STATES OF AMERICA
AS AMICUS CURIAE SUPPORTING RESPONDENT
TIMOTHY B. Dyk
(Counsel of Record)
JOSEPH F. FPAWION UR.
CLERK
Of Counsel: WILLIs J. GOLDSMITH
STEPHEN A. BOKAT DAVID A. Copus
RoBIN S. CONRAD JONEs, Day, REAVis & POGUE
Mona C. ZEIBERG 1450 G Street, N.W.
NATIONAL CHAMBER Washington, D.C. 20005-2088
LITIGATION CENTEX, INC. (202) 879-3939
1615 H Street, N.W. Attorneys for Amicus Curiae
Washington, D.C. 20062 Chamber of Commerce of the
(202) 463-5337 United States of America
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4, " 3 4
TABLE OF CONTENTS
SUMMARY OF ARGUMENT
ARGUMENT
I.
Il.
ITI.
THE FEDERAL GOVERNMENT HAS RE-
PEATEDLY EXPRESSED CONCERN OVER
THE DANGERS OF BIRTH DEFECTS RE-
SULTING FROM MATERNAL EXPOSURE
TO VARIOUS SUBSTANCES INCLUDING
LEAD
THE PREGNANCY DISCRIMINATION ACT
DOES NOT BAR VOLUNTARY EMPLOYER
ACTION TO PROTECT EMPLOYEES AND
THEIR OFFSPRING FROM EXPOSURE TO
TOXINS IN THE WORKPLACE ___.
A. The PDA Restored the Disparate Treatment
Theory’s Application to Pregnancy-Related
PIII ciccsencsosencicesaaastcigicc oe
B. The PDA Bars Only Disparate Treatment
of Pregnant Women and Similarly Situated
Employees .............................. ab iEeT SS, ;
C. The PDA Does Not Foreclose Consideration
of Employee and Fetal Health |
D. This Court’s Decisions Confirm That the
PDA Requires a Comparison of Pregnant
Women and Similarly Situated Employees ___
THE OCCUPATIONAL SAFETY AND
HEALTH ACT SUPPORTS AN INTERPRE-
TATION OF THE PDA THAT WOULD PRE-
SERVE EMPLOYER POLICIES TO PRE-
VENT BIRTH DEFECTS ...
~I]
16
19
22
ii
TABLE OF CONTENTS—Continued
A. The OSH Act Encourages Employers to
Institute Voluntary Programs to Protect the
Health of Their Employees and Their Em-
ployees’ Unborn Children 0000000.
B. Principles of Statutory Construction Re-
quire the Court to Interpret the PDA in the
Light of the OSH Act ....... AS Se
IV. PETITIONERS HAVE FAILED TO SHOW
THAT THE EMPLOYER’S FETAL PROTEC-
TION POLICY VIOLATED THE PDA
ESE SOT
Page
22
26
28
30
iii .
TABLE OF AUTHORITIES
CASES Page
California Fed. Sav. & Loan Ass’n v. Guerra, 479
U.S. 272 (1987) ....2.2.0....000000 cece cee. _............11, 15, 21
Dothard v. Rawlinson, 433 U.S. 321 (1977) 9
Ernst & Ernst v. Hochfelder, 425 U.S. 185
(1976) ............. caseneseassnanscanublonserusecenabachaseseesdassasenissinss 20
FAA v. Robertson, 422 U.S. 255 (1975) 2.0... 26
Geduldig v. Aiello, 417 U.S. 484 (1974)... 9
General Electric Co. v. Gilbert, 429 U.S. 125
(1976) ........... Sanabpenandunneenkentasieenessuakontusueashensivaucessanen passim
Griggs v. Duke Power Co., 401 U.S. 424 (1971). 9
Hayes v. Shelby Memorial Hospital, 726 F.2d 1543
(Lith Cir. 1964) .....................000..00 0. 28
In re Penn Central Transp. Co., 384 F. Supp. 895
(Regional Rail Reorg. Ct. 1974) 000... 27
International Bhd. of Teamsters v. United States,
431 U.S. 324 (1977) ............. sevaeicbeoweknasreepesdeiiniss 9
International Union, UAW v. General Dynamics
Land Systems Division, 815 F.2d 1570 (D.C.
Cir.), cert. denied, 484 U.S. 976 (1987)... 24
McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973) . -” 28
Morton v. Menceri, 417 U. S. 535 (1974) | —— 26, 27
Nashville Gas Co. v. Satty, 434 U.S. 136 (1977) 7, 8, 10
Newport News Shipbuilding & Dry Dock Co. v.
EEOC, 462 U.S. 669 (1983) 0... 19, 20, 21
Phillips v. Martin Marietta Corp., 400 U.S. 542
csc anacsmnssevsnenousareeses . 9
Price Waterhouse v. Hopkins, 109 Ss. Ct. 1775
i cisssnscetintnnanens 28
Regional Rail Reorganization Act Cases, 419 U. S.
5 -A 0 C 9 26
Ruckelshaus v. Monsanto Co., 467 U. S. 986
i Seataiblpnsietanesiteteuapsaciaiseecenuewesncecexan 26
Schwegmann Bros. v. Calvert Distillers Corp.,
341 U.S. 384 (1951) 000... 20
Texas Dep’t of Community Affairs v. Burdine, 450
U.S. 248 (1981) ........ inthis debneeanntenestenencensnnenens 28
Tidewater Oil Co. v. United States, 409 USS. 151
a asc eephimssinkinieieeuadeuesiaen 26
iv
TABLE OF AUTHORITIES—Continued
Page
United Steelworkers v. Marshall, 647 F.2d 1189 :
(D.C. Cir. 1980), cert. denied, 453 U.S. 913
GERNUNED cccciicssancconnsanemiesiniandenthinatiae tits sa! cal ...8, 22, 30
Watt v. Alaska, 451 U.S. 259 (1981) win ae
Wright v. Olin Corp., 697 F.2d 1172 (4th Cir.
SU Nenad ecisstoecdgente india aera ray nt ennai 28
STATUTES AND REGULATIONS
Indian Reorganization Act of 1934 § 12, 25 U.S.C.
IPE WEED sssidessicctaciananesndadeh kad te 27
Occupational Safety and Health Act (“OSH Act’),
29 U.S.C. § 651 et seq. (1988) .................. passim
OSH Act § 2(b), 29 U.S.C. § 651(b) 22
OSH Act § 2(b) (1), 29 U.S.C. § 651 (b) (1)... 23
OSH Act § 2(b) (4), 29 U.S.C. § 651 (b) (4)... 23
OSH Act § 6(a), 29 U.S.C. § 655 (a) 22
OSH Act § 6(b), 29 U.S.C. § 655(b) 22
Title VII of the Civil Rights Act of 1964 (“Title
VII”), 42 U.S.C. § 2000e et seq. (1982) passim
Title VII § 701(k), 42 U.S.C. § 2000e(k) passim
Title VII §703(a) (1), 42 U.S.C. § 2000e-
NAT HET iaaliiesca , 9
Title VII § 703(a) (2), 42 U.S.C. § 2000e-
ID exis cacnactins eisai: ROLE PO Ee 9
Title VII § 717(a), 42 U.S.C. § 2000e-16(a) _ 27
15 U.S.C. § 1833(a) (1988)... 5
BD We Bh BOI OID nsec ccssneisccvsecccsecteec 5
27 U.S.C. § 215.) (1988) .................... 4
29 C.F.R. § 1604 (1989) shbiphiddabotadeansnuncmaisiemon ae 13
29 C.F.R. § 1910.1025 (1989)... 25
LEGISLATIVE MATERIALS
116 Cong. Rec. 35,607 (1970) 23
116 Cong. Rec. 36,512 (1970) 23
116 Cong. Rec. 38,704 (1970) _. 23
123 Cong. Rec. 10,582 (1977) 15
123 Cong. Rec. 29,385 (1977). 14
123 Cong. Rec. 29,387 (1977) -....... 14
123 Cong. Rec. 29,654 (1977)
—_
for)
v
TABLE OF AUTHORITIES—Continued
Pave
Discrimination on the Basis of Pregnancy, 1977:
Hearings on S. 995 Before the Subcomm. on
Labor of the Senate Comm. on Human Re-
sources, 95th Cong., Ist Sess. (1977) .....0000....... passim
H.R. Rep. No. 948, 95th Cong., 2d Sess. (1978) ..12, 13, 15
Lead Poisoning Prevention Program: Hearings
Before the Subcomm. on Toxie Substances, En-
vironmental Oversight, Research and Develop-
ment of the Senate Comm. on Environment and
Public Works, 101st Cong., Ist Sess. (1990)... 6
Legislation to Prohibit Sex Discrimination on the
Basis of Pregnancy: Hearings on H.R. 5055
and H.R. 6075 Before the Subcomm. on Em-
ployment Opportunities of the House Comm. on
Education and Labor, 95th Cong., Ist Sess.
(NESE: AIR OR sea ees ee a TRE oe DET 19-20
S. Rep. No. 331, 95th Cong., Ist Sess. (1977) ....... . 12,13
FEDERAL REGISTER
Clarifications to the Voluntary Protection Pro-
grams, 53 Fed. Reg. 26,339 (1988) —.............. saan 24
Gp es Ss re I cnc cciscccesecseecesceess 5
GD Bs Bs I CD ii esscncnccecccccccccccsececcceencs 22, 29
43 Fed. Reg. 54,389 (1978) A IPEE Ny oe abs DS 29
ie EE IID hicwaccicinctcvcccecnsccessvesecicvsvone 29, 30
SS Pea. BamSG see CiSTe) ................-........00.0............ 30
43 Fed. Reg. 54,398 (1978) sabesdadeid lant 29
46 Pee. mee. BELAER CRGTO) ................................ ere 5
47 Fed. Reg. 46,884 (1982) .......<.......00...00000 ee. 5
55 Fed. Reg. 5414 (1990) 00... PRG ne 4
55 Fed. Reg. 5416 (1990) 0.00000... pase ER ae ITE 4
ey ls Bs MI CID conics cise seeicesinceccesosesccseseveces 5
Lead-Based Paint: Interim Guidelines for Haz-
ard Identification and Abatement in Public and
Indian Housing, 55 Fed. Reg. 14,556 (1990). 6, 7
Notice of Implementation of Revised Voluntary
Protection Programs, 47 Fed. Reg. 29,025
SS a a en nee et eran ne 23, 24
vi
TABLE OF AUTHORITIES—Continued
MISCELLANEOUS
Furnish, Prenatal Exposure to Fetally Toxic Work
Environments: The Dilemma of the 1978 Preg-
nancy Amendment to Title VII of the Civil
Rights Act of 1964, 66 Iowa L. Rev. 63 (1980).
National Institute of Environmental Health
Sciences, Conference Summary, Advances in
Lead Research: Implications for Environmental
Health (Jan. 16-18, 1989) atemndaiitentide
Note, Employment Equality Under the Pregnancy
Discrimination Act of 1978, 94 Yale L.J. 929
RR Tt ADE reer cece Oru DyRe cone ee
Note, The 1978 Pregnancy Discrimination Act:
A Problem of Interpretation, 58 Wash. U. L. Q.
RS: ePIC R Ree
U.S. Dep’t of Health, Education & Welfare, Drugs
and Pregnancy, reprinted from FDA Consumer
a aes
U.S. Dep’t of Health & Human Services, Drugs
and Pregnancy: Often The Two Don’t Miz,
reprinted from FDA Consumer (June 1989).
U.S. Dep’t of Health & Human Services, My Baby
. Strong and Healthy (1986)...
U.S. Environmental Protection Agency, A‘r Qual-
ity Criteria for Lead, Vol. IV (June 1986). ___.
U.S. Environmental Protection Agency, Lead and
Your Drinking Water (April 1987) _................
U.S. Environmental Protection Agency and Con-
sumer Product Safety Commission, The Inside
Story, A Guide to Indoor Air Quality (Sept.
BENE cecshtntsctnbaenaghece cee re er ae ees enero
Women Prohibited from Using Pesticide: EPA
Defends Decision as “Justifiable,” O.S.H. Rep.
(BNA) 1481 (Feb. 22,1979).
Page
18
14
14
IN THE
Supreme Court of the United States
OCTOBER TERM, 1990
No. 89-1215
INTERNATIONAL UNION, UNITED AUTOMOBILE,
AEROSPACE AND AGRICULTURAL IMPLEMENT
WORKERS OF AMERICA, et al.,
Petitioners,
Vv.
JOHNSON CONTROLS, INC.,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals
for the Seventh Circuit
BRIEF FOR THE CHAMBER OF COMMERCE
OF THE UNITED STATES OF AMERICA
AS AMICUS CURIAE SUPPORTING RESPONDENT
INTEREST OF AMICUS *
The Chamber of Commerce of the United States of
America (the “Chamber’), a nonprofit corporation or-
ganized and existing under the laws of the District of
Columbia, is the largest federation of business, trade,
and professional organizations in the United States. It
represents the interests of over 180,000 corporations,
partnerships, and proprietorships, as well as state and
local chambers of commerce and trade associations. The
vast majority of its members are subject to Title VII of
the Civil Rights Act of 1964 (42 U.S.C. § 2000e, ef. seq.
(1982) (“Title VII’’)) and to the Occupational Health
and Safety Act (Pub. L. 91-596, 84 Stat. 1590 (1970)
* Counsel for all parties have consented to the filing of this ami-
cus brief. Amicus has filed those consents with the Clerk of this
Court.
2
(codified at 29 U.S.C. § 651 et. seg. {1988)) (“OSH
Act’’)).
The Chamber is filing this brief amicus curiae in sup-
port of respondent because it believes that preserva-
tion of the right of employers to adopt fetal protection
policies and other voluntary policies to safeguard the
health of their employees is important. Such voluntary
programs reflect both sound business practice and good
corporate citizenship and are consistent with, indeed
serve, the goals of applicable federal legislation.
SUMMARY OF ARGUMENT
Petitioners urge that Congress in the Pregnancy Dis-
crimination Act (Title VII §$701(k), 42 USC.
$ 2000e(k) (1982) (“PDA”); required employers to
blind themselves to the risks of birth defects caused by
various substances, risks recognized by a wide variety of
federal agencies and that are particularly acute in the
case of lead.
Congress had no such intent in enacting the PDA. In
the PDA, Congress sought to restore in the area of preg-
nancy the disparate treatment theory rejected by this
Court in General Electric Co. v. Gilbert, 429 U.S. 125
(1976). But in doing so, Congress required only that em-
ployees who are pregnant or are affected by “related
medical conditions .. . be trcated the same... as other
persons not so affected but similar in their ability or in-
ability to work.” 42 U.S.C. § 2000e(k). The legislative
history of the PDA confirms this purpose, repeatedly
emphasizing the requirement of equal treatment of simi-
larly situated employees. Nothing in the legislative his-
tory indicates that the statute was designed to foreclose
consideration of employee and fetal health. To the con-
trary, preservation of fetal health was a central goal of
the legislation.
This interpretation of the PDA is buttressed by the
need to reconcile the PDA with the Occupational Health
and Safety Act (Pub. L. 91-596, 84 Stat. 1590 (1970)
(codified at 29 U.S.C. $651 et seg. (1988)) (“OSH
3
Act”) ). The OSH Act embodies a strong federal policy
of encouraging voluntary employer action to protect the
health of employees and the children they bear. Con-
sistent with this Court’s decisions requiring the recon-
ciliation of federal statutes, the Court should not con-
strue the PDA to undermine this important purpose of
the OSH Act.
Finally, petitioners have not shown that the employ-
er’s fetal protection policy in this case violates the stand-
ards of the PDA. The burden of proof to establish dis-
parate treatment rests on the plaintiffs. Petitioners make
no claim that the employer’s action was pretextual or
arbitrary, and they have made no showing that the em-
ployer treated similarly situated employees differently.
As the Court of Appeals concluded, the evidence of sim-
ilar risks of birth defects through male exposure was
“speculative,” and petitioners failed to shoulder their
burden of showing the existence of similar risks through
exposure of men. Accordingly, petitioners have made no
showing of unequal treatment.
ARGUMENT
I. THE FEDERAL GOVERNMENT HAS REPEAT-
EDLY EXPRESSED CONCERN OVER THE DAN-
GERS OF BIRTH DEFECTS RESULTING FROM
MATERNAL EXPOSURE TO VARIOUS SUB-
STANCES INCLUDING LEAD.
Petitioners cannot dispute that preventing birth de-
fects by reducing or eliminating occupational exposure Lo
certain substances is a “legitimate and_ significant”
societal interest.' Nor do they deny that lead is a toxic
substance. Indeed, petitioners admit that lead “poses a
risk of significant harm to fetuses of pregnant workers’”’
(Pet. Br. 5), and the District of Columbia Circuit has
characterized that risk as a “grave danger.” * Petition-
1 See, e.g., Br. Amici Curiae of State of California, ef al. 2.
“United Steelworkers v. Marshall, 647 F.2d 1189, 1256 «D.C.
Cir. 1980), cert. denied, 453 U.S. 913 (1981).
4
ers also do not deny that congenital lead poisoning may
create irreversible fetal damage® and did not argue that
there is any reasonable way to preclude congenital lead
poisoning other than exclusion of women from the work-
place where high levels of lead are present.’ Petitioners’
concessions are not surprising. The federal government’s
Centers for Disease Control (“CDC’) have concluded
that *|t|he prevention of lead expusure to the fetus needs
special emphasis. Women of child-bearing age should be
excluded from working at jobs where significant lead ex-
posure occurs.” JA 184.
Additionally, over the past decade, a host of other fed-
eral agencies have issued warnings concerning prenatal
exposure to various substances.” For example, the fed-
eral government has warned pregnant women against
even moderate alcohol consumption which, although not
endangering the woman’s health, may cause severe birth
defects," and requires that warnings regarding the pos-
sible adverse effects of alcohol consumption during preg-
nancy be printed on all alcoholic beverage containers.’
Federal law also requires cigarette manufacturers to
place on all cigarette packages and in cigarette adver-
tisements conspicuous warnings that smoking may com-
* See Chisolm Aff. © 6, JA 199; Scialli Aff. ©© 7, 10, JA 180-81.
4 See Resp. Br. 12.
>The tort protection the common law affords to unborn and
newborn children also reflects society’s concern for fetal health.
See Resp. Br. 27-28.
®U.S. Dep’t of Health, Educ. & Welfare, Drugs and Pregnancy,
at 3, reprinted from FDA Consumer (Oct. 1978); U.S. Dep’t of
Health & Human Services, My Baby .. . Strong and Healthy, at
5-7 (1986); U.S. Dep't of Health & Human Services, Drugs and
Pregnancy: Often The Two Don't Mix, at 3, reprinted from FDA
Consumer (June 1989).
727 U.S.C. § 215(a) (1988). The required warning reads “GOV-
ERNMENT WARNING: (1) According to the Surgeon General.
women should not drink alcoholic beverages during pregnancy
because of the risk of birth defects.” Jd.; 55 Fed. Reg. 5414, 5416
(1990).
5
plicate pregnancy.* Governmental agencies also warn
pregnant women to refrain from all drug use, including
aspirin, because drugs may have detrimental health ef-
fects on the children they bear.’ In appropriate cases,
the government itself has banned fertile women from
jobs involving particularly toxie substances. For exam-
ple, in an effert to prevent “abnormal children,” the En-
vironmental Protection Agency has banned women of
child-bearing age from all jobs involving application of
Ferriamicide, a pesticide particularly likely to cause
birth defects through maternal exposure."
The federal government has expressed especially
strong concern over congenital defects resulting from
lead poisoning. In addition to the CDC (see supra p. 4),
two other federal agencies—the Environmental Protec-
tion Agency and the Consumer Product Safety Commis-
sion-—have reported that:
815 U.S.C. §$13320a) (1988). One of the mandated warnings
reads “SURGEON GENERAL’S WARNING: Smoking By Preg-
nant Women May Result In Fetal Injury, Premature Birth, And
Low Birth Weight.” 15 U.S.C. §$ 1333 ¢a) (2).
*Druas and Preqnancy, supra, at 1; Drugs and Pregnancu:
Often the Two Don't Mix, supra, at 1-4. Federal law requires
that warnings be placed on the labels of many over-the-counter
medications. See, e.g., 55 Fed. Reg. 27,776 (1990, ‘requiring new
warning statement in addition to general pregnancy-nursing warn-
ing to appear on all over-the-counter aspirin and aspirin-containing
products: “. .. IT IS ESPECIALLY IMPORTANT NOT TO USE
PASPIRIN, DURING THE LAST THREE MONTHS OF PREG-
NANCY UNLESS SPECIFICALLY DIRECTED TO DO SO BY
A DOCTOR BECAUSE IT MAY CAUSE PROBLEMS IN THE
UNBORN CHILD OR COMPLICATIONS DURING DELIVERY.” ).
See Women Prohibited from Using Pesticide: EPA Defends
Decision as “Justifiable,” O.S.H. Rep. (BNA) 1481-82 (Feb.
22, 197%) (quoting letter of EPA Deputy Administrator. Rarbara
Blum). See also 13 Fed. Reg. 47,774. 47,776, 47,786 (1978): 41
Fed. Reg. 11,111, 11,112, 11,117 (1979); 47 Fed. Reg. 16,884,
46,885 (1982) (“All applications |of Ferriamicide| will be made
by certified applicators only. . . . Women of child-bearing age
are prohibited from loading, applying Ferriamicide.” ).
6
-Fetuses, infants and children are more vulnerable
to lead exposure than adults since lead is more
easily absorbed into growing bodies, and the tissues
of small children are more sensitive to the damaging
effects of lead. In addition, an equal concentration
of lead is more damaging because of a child’s smaller
body weight."'
The Department of Housing and Urban Development’s
Lead-Based Paint Interim Guidelines require workers in-
volved in lead abatement projects to undergo special
training to learn about the health hazards of lead:
The training program should include information
from recent research studies indicating that (1)
lead is transferred from the mother to the fetus
during pregnancy, and (2) exposure of the fetus to
lead, even at low concentrations, is associated with
developmental effects.'*
Finally, the Federal government has published exten-
sive research findings on the possible long-term negative
effects of prenatal exposure to lead:
The effects of lead exposure on fetuses and young
children include delays in physical and mental de-
'' U.S. Environmental Protection Agency and Consumer Product
Safety Comm'n, The Inside Story, A Guide to Indoor Air Quality,
at 25 (Sept. 1988). See also U.S. Environmental Protection
Agency, Lead and Your Drinking Water, at 2 (April 1987); U.S.
Environmenta! Protection Agency, Air Quality Criteria for Lead,
Vol. IV, at 13-46 (June 1986) (“pregnant women and their con-
cepti as a subgroup are demonstrably at higher risk [than men}”’).
'2 Lead-Based Paint: Interim Guidelines for Hazard Identifica-
tion and Abatement in Public and Indian Housing, 55 Fed. Reg.
14,556, 14,581 (1990). See also Air Quality Criteria for Lead,
supra, at 13-46 (“|ul/mbilical cord blood studies involving mother-
infant pairs have repeatedly shown a correlation between maternal
and fetal blood lead levels”): Lead Poisoning Prevention Pro-
gram: Hearings Before the Subcomm. on Toxic Substances, En-
vironmental Oversight, Research and Development of the Senate
Comm. on Environment and Public Works, 101st Cong., Ist Sess.
(1990) (testimony of Kathryn Mahaffey, Ph.D.).
7 -
velopment, lower IQ levels, shortened attention spans,
and increased behavioral problems.'*
Petitioners would require employers to ignore the un-
deniably substantial risks of birth defects caused by
congenital lead poisoning. Neither logic nor federal law
requires that result.
Il. THE PREGNANCY DISCRIMINATION ACT DOES
NOT BAR VOLUNTARY EMPLOYER ACTION TO
PROTECT EMPLOYEES AND THEIR Of FSPRING
FROM EXPOSURE TC TOXINS IN THE WORK-
PLACE.
Petitioners and their amici urge, as one of their argu-
ments for reversal, that this case is governed by the
Pregnancy Discrimination Act (42 U.S.C. § 2000e(k)
(“PDA"’)\"' a federal statute designed to define the cir-
cumstances in which distinctions on grounds of pregnancy
or “related medical conditions” constitute intentional dis-
crimination under Title VII of the Civil Rights Act of
1964 (42 U.S.C. § 2000e, et seq. (1982) (“Title VII’) )."
We agree, but reach diametrically opposite conclusions as
to the purpose and scope of that statute.
Relying on the first clause of the PDA, which states
that “‘|t}he terms ‘because of sex’ or ‘on the basis of sex’
include, but are not limited to, because of or on the basis
of pregnancy, childbirth, or related medical conditions”
(42 U.S.C. §$ 2000e(k)), petitioners and their amici
argue that Congress designed the PDA to make any dis-
3 The Inside Story, supra, at 25. See also National Institute of
Environmental Health Sciences, Conference Summary, Advances in
Lead Research: Implications for Environmental Health (Jan. 16-
18, 1989); Lead and Your Diinking Water, supra, at 2; Air
Quality Criteria for Lead, supra, at 13-46: Lead-Based Paint:
Interim Guidelines, svpra, at 14,561.
™ Pet. Br. 16-20. See, e.g. Br. Amici Curiae of Equal Rights
Advocates, et al. 1.
' Petitioners also argue (Pet. Br. 12-16) that this is an ordinary
gender discrimination case, a contention that is clearly inconsistent
with this Court’s decisions in General Electrie Co. v. Gilbert, 429
U.S. 125 (1976), and Nashville Gas Co. v. Satty, 434 U.S. 136
(1977). See infra pp. 8-10.
8
tinction hetween pregnant female employees and male
employees unlawful. See Pet. Br. 17, 20; Br. Amici
Curiae Equal Rights Advocates, et al. 19. In this re-
spect, these parties virtually ignore the second clause of
the PDA, which provides: ‘women affected by preg-
nancy, childbirth or related medical conditions shall be
treated the same for all employment-reljated purposes
... as other persons not so affected but similar in their
ability or inability to work.” 42 U.S.C. § 2000e(k).
That clause, and the legislative history of the PDA, make
clear that the purpose of the PDA was to apply disparate
treatment theory to pregnancy. At the same time, the
plain language of the statute requires that the compari-
son be made between women affected by pregnancy and
related medical conditions and other persons with similar
medical conditions that affect their ability to work.'® Be-
cause the employer’s policy does not involve impermissi-
ble disparate treatment under the PDA, this Court need
not reach the question whether the BFOQ defense is
available to the employer."
A. The PDA _ Restored the Disparate Treatment
Theory’s Application to Pregnancy-Related Policies.
By overruling this Court’s decisions in General Flec-
tric Co. v. Gilbert, 429 U.S. 125 (1976), and Nashville
Gas Co. v. Satty, 434 U.S. 136 (1977), the PDA restored
the disparate treatment theory to plaintiffs’ arsenal when
challenging pregnancy-related policies. At the same time,
the PDA defined how the Courts should apply the dis-
parate treatment theory to pregnancy and “related medi-
eal conditions,” conditions which, by definition, apply
only to women and which were viewed as both warrant-
ing and requiring special consideration in the employ-
ment context.
16 Al] parties appear to agree that “related medical conditions”
includes the condition involved here—the ability of a woman to bear
children. See, e.g., Pet. Br. 17: Br. Amici Curiae of Equal Rights
Advocates, et al. 13.
17As urged by respondent, we agree that such a defense is
available.
9
The relevant judicial history began well before Gilbert.
From the very outset, § 703(a)(1) of Title VII clearly
banned disparate treatment based upon “race, color, re-
ligion, sex or national origin.” 42 U.S.C. § 2000e-2(a)
(1) (1982). In 1971, seven years after the passage of
Title VII, this Court first embraced an entirely different
theory of discrimination, the disparate impact theory,
brought under a different statutory provision, (§ 703
(a) (2) (Id. § 2000e-2(a)(2)). Griggs v. Duke Power
Co., 401 U.S. 424 (1971). Disparate impact claims
brought pursuant to § 703(a)(2) “involve employment
practices that are facially neutral in their treatment of
different groups but that in fact fall more harshly on one
group than another and cannot be justified by business
necessity.” '*
This Court has invoked both disparate treatment and
disparate impact theories, and, correlatively both §§ 703
(a)(1) and 703(a) (2), to invalidate employer policies
as discriminatory against women.'’
In Gilbert, the Court faced its first Title VII challenge
to an employer’s pregnancy-related policy. The employ-
er’s nonoccupational sickness and accident disability plan
excluded from coverage disabilities arising from preg-
nancy, thus treating women who were unable to work be-
cause of pregnancy differently than employees suffering
other disabling conditions. The Court held this policy did
not constitute disparate treatment in violation of Title
VII because there “‘is no risk from which men are pro-
tected and women are not. Likewise, there is no risk
from which women are protected and men are not.’ ” ~”
18 International Bhd. of Teamsters v. United States, 431 U.S. 324,
356 n.15 (1977).
19 See, e.g., Phillips v. Martin Marietta Corp., 400 U.S. 542 (1971)
(disparate treatment theory relied on to strike down an emplover’s
refusal to hire women, but not men, with pre-school-age children):
Dothard v. Rawlinson, 433 U.S. 321 (1977) (state minimum height
and weight requirements for prison guards invalidated under dis-
parate impact theory).
20 Gilbert, 429 U.S. at 138 (quoting Geduldig v. Aiello, 417 U.S.
484, 496-97 (1974)). This Court acknowledged that benefit plan
10
One year after Gilbert, in Satty, plaintiffs challenged
the employer’s denial of sick pay for women disabled by
pregnancy while granting sick leave to employees dis-
abled from all other nonoccupational conditions. This
Court held that the policy was “indistinguishable” from
the policy in Gilbert, and, accordingly, did not constitute
disparate treatment (434 U.S. at 143). However, the
Court remanded for further proceedings to determine if
the exclusion was pretextual.*!
Read together, Gilbert and Satty foreclosed the vast
majority of disparate treatment and disparate impact
challenges to pregnancy-related exclusions from fringe
benefit plans. Although it foreclosed most challenges to
benefit plans, however, this Court preserved the ability
of women to challenge other pregnancy-related employ-
ment policies under disparate impact analysis.** The pri-
distinctions based on pregnancy would constitute dispaiate treat-
ment in violation of § 703(a)(1) if those distinctions were “ ‘mere
pretexts designed to effect an invidious discrimination against the
members of one sex or the other.”” 429 U.S. at 135 ‘citation
omitted). The plaintiffs in Gilbert did not challenge the employer's
policies under the disparate impact theory. Jd. at 127.
“1 The Court also held that an employer’s denial of accumulated
seniority to women returning to work following pregnancy leave,
while granting such seniority to workers returning from any other
disability leave, did not constitute impermissible disparate treat-
ment, but had a disparate impact on women and thus contravened
Title VII. Satty, 434 U.S. at 141.
“2 Dictum in Satty virtually precluded the future use of the
disparate impact theory as a vehicle to attack pregnancy-related
distinctions, or any distinction for that matter, in employee bene ff
plans. Referring to the wording of § 703(a)(2), Satty concluded
that “it is difficult to perceive how exclusion of pregnancy from a
disability insurance plan or sick-leave compensation program ‘would
deprive any individual of employment opportunities’ or ‘otherw sc
adversely affect his status as an employee’ in violation of § 703
(a)(2).” 434 U.S. at 144-45.
“3 As noted in Satty, women could challenge preynancy-based
policies that “would deprive [an! individual of employment op-
portunities” or “otherwise affect his status as an employee” using
§ 703/a)(2)’s disparate impact analysis. 434 U.S. at 144-45. Indeed,
the plaintiff in Satty did so successfully. See supra n.21.
11
mary focus of Congressional concern in passing the PDA
was to restore disparate treatment analysis as a basis for
challenging the exclusion of pregnancy and “related med-
ical conditions” from fringe benefit plans.*' At the same
time, Congress sought to apply that same analysis to
other pregnancy-related employment policies.
Congress acted promptly to overrule Gilbert’s and
Satty’s refusal to apply section 703(a)(1)’s disparate
treatment theory to pregnancy-related policies. Passed
less than a year after Satty, the PDA added the follow-
ing provision to the definitional section of Title VII:
The terms “because of sex” or “on the basis of
sex’”’ include, but are not limited to, because of or
on the basis of pregnancy, childbirth, or related
medical conditions; and women affected by preq-
nancy, childbirth, or related medica! conditions shall
be trexted the same for all employment-related pur-
poses, including receipt of benefits under fringe
benefit programs, as other persons not so affected
but similar in their ability or inability to work.”
B. The PDA Bars Only Disparate Treatment of Preg-
nant Women and Similarly Situated Employees.
The proper interpretation of the 1978 amendment re-
quires an examination of the “PDA’s language against
the background of its legislative history and _ historical
context.” California Fed. Sav. & Loan Ass’n v. Guerra,
479 U.S. 272, 284 (1987). By ignoring the essential his-
torieal context of the PDA, and by focusing exclusively
*4 This Court correctly observed in California Fed. Sav. & Loan
Ass'n v. Guerra, 479 U.S. 272, 285 (1987), that the “‘context in
which Congress considered the issue of pregnancy discrimination”
centered on extensive evidence of discrimination against pregnant
women, “particularly in disability and health insurance programs
like those challenged in Gilbert and [Satty].” Furthermore, “{o|]p-
position to the PDA came from those concerned with the cost of in-
cluding pregnancy in health and disability-benefit plans and the
application of the bill to abortion.” Jd. at 286.
*5 Title VII §701(k), 42 U.S.C. § 2000e(k) (1982) (emphasis
added).
12
on the first clause of the amendment, petitioners seri-
ously misconstrue the entire thrust of the PDA, which
merely was to restore the application of the disparate
treatment theory of § 703(a)(1) to pregnancy-related
policies. The PDA was not designed to excuse plaintiffs
challenging pregnancy-based policies from shouldering
the burden of showing that the pregnancy-related policy
constituted unequal treatment and failed to achieve “‘com-
parability among employees.” “" Thus, while the PDA
made “clear that distinctions based on pregnancy are
per se violations of Title VII,” *’ the question remained
as to what other group was to be compared with preg-
nant women to determine whether an impermissible dis-
tinction existed. The PDA’s second clause sets forth the
relevant comparison.**
Unlike non-pregnancy based gender distinctions in-
volving distinctions between women and men, the com-
parison required by the PDA was not between pregnant
women and men, but between women affected by preg-
nancy and other employees who are similarly situated.
This is made clear not only in the plain language of the
statute, but also in the committee reports and debates.
The House Report confirmed that ‘|t{he bill would sim-
ply require that pregnant women be treated the same as
other employees on the basis of their ability or inability
“6S. Rep. No. 331, 95th Cong., Ist Sess. 5 (1977) (“Senat
Report”). See also H.R. Rep. No. 948, 95th Cong., Sess. 4 (1978)
(“House Report”) (“Pregnancy-based distinctions will be subject
to the same scrutiny on the same terms as other acts of sex dis-
crimination proscribed in the existing statute.”).
“7 House Report at 3.
“8 Petitioners and amici Equal Rights Advocates, et ul., recognize
the existence of the second clause but, without any support in the
legislative history, suggest that it is relevant only to the BFOQ
defense and not to the issue of whether disparate treatment exists.
Pet. Br. 31-33; Br. Amici Curiae of Equal Rights Advocates, ef ul.
20.
13
to work.” ** An identical description appears in the Sen-
ate Report. Senate Report at 4. As the Senate Report
makes clear, the second clause of the PDA requires a
straightforward, two part analysis: First, women af-
fected by pregnancy, childbirth or related medical condi-
tions “who are able to work must be permitted to work
on the same conditions as other employees.” Jd. at 4.
Second, women who are “not able to work for medical
reasons . . . must be accorded the same rights, leave
privileges and other benefits, as other workers who are
disabled from working.” Jd. As the Senate Report con-
cluded:
Under this bill, the treatment of pregnant women
. must focus not on their condition alone but on
the actual effects of that condition on their ability to
work.*”
*” House Report at 4. See also id. at 3 (The bill “specifically
defines standards which require that pregnant workers be treated
the same as other employees on the basis of their ability or in-
ability to work.”’).
%” Senate Report at 4. Petitioners concede that this statement
from the legislative history accurately reflects Congressional intent.
Pet. Br. 32. The EEOC’s Questions and Answers on Pregnancy
Discrimination, published promptly after the PDA's passage, also
reflect this central purpose of the PDA:
The basic principle of the Act is that women affected by
pregnancy and related conditions must be treated the same as
other applicants and employees on the basis of their ability or
inability to work. 29 C.F.R. § 1604 ( App.) (emphasis added).
This view of the legislative history has been confirmed in law
review commentary :
The Senate committee report clearly states that the basic
standard embodied in section 701(k) is “comparability among
employees.” As one senator explained in debate, the “touch-
stone of compliance” with the amendment is equality of treat-
ment. Both the literal language of the amendment and
abundant, unambiguous legislative history compel this inter-
pretation of the subsection. Vhus, differential treatment of
employees for any employment related purpose must be based
on differences in the employees’ ability or inability to work
14
Senator Williams, the floor manager of the bill in the
Senate, clearly stated this standard during the Senate
debate on the PDA:
The central purpose of the bill is to require that
womcn workers be treated equally with other em-
ployees on the basis of their ability or inability to
work. The key to compliance in every case will be
equality of treatment.
Senator Javits, a co-sponsor of the bill, also made it
clear that “[t}he bill requires equal treatment when dis-
ability due to pregnancy is compared to other disabling
conditions .... | T]he bill adopts as its standard equality
? 32
of treatment....”*
rather than on differences in sex, including differences rena
ing from pregnancy, childbirth or related medical conditions.
Note, The 1978 Pregnancy Discrimination Act: A Problem of ee
terpretation, 58 Wash. U. L. Q. 607, 628-29 (1980) ber agp “
omitted). Congress recognized that “principles of comparable Woon :
ment would provide full redress to the inequities of such agen’
and that “{t|his intent is codified in the PDA $ second clause w ve
functions specifically to reverse Gilbert.” Note, E'mploym nt Ek —
ity Under the Pregnancy Discrimination Act of 1978, 94 Yale L.J.
929, 937 (1985) (footnotes omitted).
41123 Cong. Rec. 29,385 (1977) (emphasis added).
82 Jd. at 29.387. Similar views were expressed in the hearings.
lor example, Senator Kennedy stated: tit
[The bill] merely requires that employers who have disability
plans for their employees treat pregnancy-related disabilities
in the same fashion that all other temporary disabilities are
treated with respect to benefits and leave policies. |
Unless we change the law, an employer can now provide dis-
ability income protection benefits for cosmetic surgery but not
provide such benefits to women whose genuine disability is
pregnancy related. | |
Discrimination on the Basis of Pregnancy, 1977: Hearings on S.
995 Before the Subcomm. on Labor of the Senate Comm. on Human
Resources (“Senate Hearings”), 95th Cong., Ist Sess. 26 (197%)
(prepared statement of Senator Kennedy ). See also Senate engl
ings at 7 (“the legislation would require that disability based vo
pregnancy, childbirth, or related medica! conditions be treated as
15
Similarly, Representative Hawkins, the floor manager
of the bill in the House, stated:
|E|mployers . . . must treat pregnant women as
they treat other employes similar in their ability,
or inability, to work. This means, for example, that
if an employer permits other employees to continue
working unless their doctors regard them as physi-
cally unable to work, it may not force pregnant
women off the job, as many employers have done in
the past, while they are perfectly able to perform
their jobs.**
Finally, and perhaps most significantly, the committee
reports and the other legislative history of the PDA
make clear that Congress’ goal in adopting the PDA was
“approval of the views of the dissenters in Gilbert.” “'
Yet neither of thuse dissents favored a comparison be-
tween pregnant women and male employees. Quite the
contrary. Justice Brennan at the outside of his opinion
made clear that his dispute with the majority concerned
whether “a private employer can adopt a disability plan
that compensates employees for all temporary disabilities
except one affecting exclusively women, pregnancy.”
Gilbert, 429 U.S. at 146. Similarly, Justice Stevens
stated that his disagreement with the majority related to
the employer’s treatment of pregnancy “differently from
any other kind of absence ....” Jd. at 161. Senator
Javits confirmed that this was the Congressional reading
of Gilbert:
We do not want pregnancy discriminated against,
as contrasted with a broken leg or a strep throat
or appendicitis or some other basis for disability.
any other disability under a company plan’’) ‘statement of Senator
Bayh).
“123 Cong. Rec. 10,582 (1977) (introductory remarks of Repre-
sentative Hawkins).
*4 California Fed. Sav. & Loan Ass'n v. Guerva, 479 U.S. 272. 277
n.6 (1987). See also House Report at 2 (“{ilt is the Committee's
view that the dissenting justices correctly interpreted the Act");
Senate Report at 2 (the two dissenting opinions “correctly express
both the principle and meaning of Title VII”).
16
That was the basis of the decision of the U.S. Su-
preme Court in the Gilbert case—to wit, that we
in the Congress had not covered that point with re-
spect to pregnancy. So new we are covering it.
Thus. while Congress intended to bar distinctions
based on pregnancy or related medical conditions that
were arbitrary or stereotypical, the legislation was
clearly not intended to foreclose differentiation based on
equal treatment of similarly situated employees. In order
to constitute a violation of the PDA’s prohibition of dis-
parate treatment, a plaintiff must compare the employ-
er’s treatment of women affected by pregnancy with the
employer’s treatment of employees who have other dis-
abilities but are similar in their ability or inability to
work.
C. The PDA Does Not Foreclose Consideration of
Employee and Fetal Health.
Petitioners, as well as Judge Easterbrook in his dis-
sent below (Pet. App. 74a), urge that even if the second
clause of the PDA is viewed as establishing the relevant
standard, this Court should look only at an employee’s
bare ability to do a job’s functional tasks, without regard
to the risks—no matter how serious—of congenital birth
defects to children born to an employee exposed to toxic
substances. Pet. Br. 31-33. Contrary to these sugges-
tions, Congress did not confine the PDA’s notion of ‘“abil-
ity or inability to work” solely to the question of whether
an employee could perform a job. Employee health and
the risk of birth defects were a central ingredient of
“ability to work” under the statute. If they were not,
employers could refuse to give pregnant employees dis-
ability leave and other benefits based on the facile argu-
ment that their “ability to work” had not been impaired
by their pregnancy, only their health or that of their
offspring.
$5 123 Cong. Rec. 29,654 (1877).
17
While Congress did not focus specifically on risks as-
sociated with exposure of pregnant women to hazardous
substances, Congress was concerned with women who
were “not able to work for medical reasons” (Sen-
ate Report at 4), and the interest in the health of a
woman’s offspring constituted a primary Congressional
concern in passing the PDA. Senator Kennedy, a mem-
ber of the committee reporting out the Senate bill,
stressed the importance of the PDA in addressing the
concern that a pregnant woman might feel compelled to
risk harm to her unborn child by continuing to work in
order to continue to receive benefits:
There will be tens of millions of expectant mothers
who will have to make that choice [between sur-
rendering benefits or continuing to work]. That is
bad health care policy; it is bad for the mother: it
is bad for the child. You have the statistics here
in terms of the incidences of mental retardation,
infant mortality, child complications either from
prematurity or from other factors.”
Clarence Mitchell, Director of the Washington Bureau
of the NAACP and Chairman of the Leadership Confer-
ence on Civil Rights, also expressed such concerns:
We want children not only to be born but we want
them to be well born. We want mothers not to be
restrained from carrying on that wonderful fune-
tion of producing a fellow human simply because
the future is uncertain and they don’t know whether
they would get the kind of benefits that people might
get for getting an injury on the golf course."*
Patricia K. Putman, Associate Dean for Legal and
Legislative Affairs, School of Medicine of the University
of Hawaii, Honolulu, also emphasized the interests of
the child who will be carried to term:
38 See infra n.40.
*7 Senate Hearings at 24. Senator Kennedy apparently was speak-
ing of the costs associated with denying disability income pay-
ments to women who take time off because of pregnancy. Sv.
Senate Hearings at 26 (prepared statement of Senator Ke nnedy ).
88 Jd. at 110.
18
'Plroviding this kind ot equality for women is not
only a benefit to those womer but also to their
children, to their families, and to the child that they
may be bearing and will give birth to. So it is not
just for women alone.”
Thus, a primary purpose of the legislation was ‘0
protect fetal health. It would be anomalous in the ex-
treme to construe such legislation to require employers
to employ women in hazardous eccupations that un-
questionably jeopardized such health. There is not the
slightest indication that Congress intended the PDA to
have that effect so long as women were treated equally
with similarly situated employees.*”
“J? at 370 (emphasis added). To be sure, as petitioners point
out (Pet. Br. 19), the legislative history also expresses concern
that women might Jose benefits and income if they were arbitrarily,
excluded trom e:aployment based on the fact of pregnancy. But this
concern is perfectly consistent with a Congressional solution tha’
required that women be treated equally with similarly situated
employees.
i Relying on snippets of legislative history, amie’ Equal Rights
Advocates, et al., urge this Court to conclude that Conyress con-
sciously prohibited fetal protection policies when it enacted th
PDA. Br. Amici Curiae of Equal Rights Advocates, ef al. 4-15
While the legislative history of the PDA reflects extensive concern
with fetal health, it “is virtually void of any testimony or debate
on the problem of exposing pregnant women to toxic work en\ irou-
ments.” Furnish, Prenatal Exposure to Fetally Torie Work En-
vironments: The Dilemma of the 1975 Pregnancy Amendment to
Title VII of the Civil Rights Act of 1964, 66 lowa L. Rev. 63, 77-78
(1980).
Amici Equal Rights Advocates, et al., rely on two vague state-
ments by Senator Hatch, a congressional opponent of the PDA,
and the only member of Congress even to advert to the issue, and
one paragraph of the written submission of amicus, the Chamber
of Commerce of the United States, which also opposed the legisla-
tion. Br. Amici Curiae of Equal Rights Advocates, ef al. 4-5.
Senator Hatch had the following exchange with Dr. Andre E.
Hellegers: .
Senator Hatch. Do you think there would arise a whole slew
of OSHA problems, occupational safety and health problems as
a result of pregnant women?
{ Continued |
19
D. This Court’s Decisions Confirm That the PDA Re-
quires a Comparison of Pregnant Women and Simi-
larly Situated Employees.
Since its enactment in 1978, this Court has applied
the PDA in two cases, both of which support our view
of the Amendment. Newport News Shipbuilding & Dry
49 [Continued ]
Dr. Hellegers. Let me put it this way: I have long been an
advocate for a massive increase in research to deal with the
effects of poisons, chemicals, physical or other agents on
pregnant working women. However, twe other things: Those
agents are just as likely to affect the ovaries of nonpregnant
women and there are in fact today companies that will not
hire women on that specific basis.
But you never dream of thinking that the same agents may
also affect the testicles of men. So if we are talking about
untoward effects of industrial processes on human procreation,
we have to look at the effects on testicles, the effects on ovaries
and the effects on fetuses, all three, and we aren't doing much
of that.
Senate Hearinas at 67. Later that day Senator Hatch made a pass-
ing reference to “OSHA problems” in the course of a dialogue with
Clarence Mitchell, Director of the Washington Bureau of the
NAACP and Chairman of the Leadership Conference on Civil
Rights:
There are many problems that might arise in this. It is a
complicated area.
If we grant this particular bill we may have OSHA problems
that we hadn’t thought of, and maybe we should. Senate Hear-
ings at 109-10.
Senator Hatch’s statements are entirely consistent with the PDA
as enacted. The effect of the bill was to prohibit the employer from
treating pregnant women differently from other employees similarly
situated, as Dr. Helleger’s comments appear to suggest. Senator
Hatch certainly did not suggest that under the bill every employer
must routinely employ pregnant women regardless of the hazards
of the job.
G. Brockwel Heylin, the representative of the Chamber of Com-
merce, stated in his testimony that the bill “would prevent an em-
ployer from refusing certain work to a pregnant employee where
such work posed a threat to the health of either the mother-to-be
or her unborn child” and that the employer ‘would be powerless to
deny the work to the child’s mother during the pregnancy.” Legisla-
20
Dock Co. v. EEOC, 462 U.S. 669 (1983), involved a
male employee’s § 703(a) (1) challenge to a compary s
health insurance plan. Although the company’s plan
provided female employees the same hospitalization cov-
erage for pregnancy-related conditions as it provided
for their other medical conditions, it provided less ex-
tensive coverage for pregnancy-related conditions of
the spouses of male employees. The employer argued
that the sole purpose of the PDA was to protect female
employees and that male employees could not claim its
protection to invalidate discriminatory treatment against
their spouses. This Court rejected that argument, find-
ing that the PDA overruled Gilbert's rationale, not just
its narrow holding relating to benefits provided to preg-
nant employees. While this Court thus heid that “{t]he
meaning of the first clause |of the PDA| is not limited
tion to Prohibit Ser Discrimination on the Basis of Pregnancy:
Hearings on H.R. 5055 and H.R, 6075 Before the Subcomm. on
Employment Opportunities of the House Comm, on Education and
Labor, 95th Cong., Ist Sess. 84 (1977). See also Senate Hearings
at 482.
The Chamber’s comments could hardly have been meant to sug-
gest that in all circumstances the employer was “powerless” to
protect employee and fetal health. Employers remained obligated
under the OSH Act to do so in many circumstances, and empowered
to do so at least when the BFOQ standard was satisfied. The
Chamber's comments, like Senator Hatch’s, were intended to sug-
gest ouly that the employer’s power was circumscribed by the
requirenient of similar treatment, not that the power was entirely
eliminated. In any event, no member of Congress expres: ed agree-
ment with the Chamber’s views.
Congress's failure to “indicate any disagreement” (Br. Amici
Curiae of Equal Rights Advocates, et al. 11) with a lone witness
view of the possible implications of the PIA, without more,
can hardly be deemed to indicate Congressional acceptance of
that view. Even comments by Congressional opponents of legisla-
tion are not a re suide to Congressional intent. See Schwey-
mann Bros. v. Calvert Distillers Corp., 341 U.S. 384, 394-95 (1951) |
Ernst & Ernst v. Hochfelder, 425 U.S. 185, 205-04 n.24 (1976).
Given the importance, and salience, of the societal interest in pre-
venting birth defects (see supra pp. 3-7), it is inconceivable that
Congress would have consciously acted to prohibit employer fetal
protection efforts in such an off-handed, unconsidered manner.
21
by the specific language of the second clause” and that
the statute protects male as well as female employees
(Newport News, 462 U.S. at 678 n.14), it is the second
clause and not the first “which explains the application
of the general principle to [pregnant] women em-
ployees.” *! Id. at 676.
In California Fed. Sav. & Loan Ass’n v. Guerra, 479
U.S. 272 (1987), this Court’s second decision interpret-
ing the PDA, the Court held that the PDA did not
pre-empt a California state statute requiring employers
to grant employees disabled by r.egnancy, but not by
other conditions, qualified rights of reinstatement fol-
lowing disability leave. The Court made clear that the
second clause of the PDA states the governing standard.
It then held, in effect, that the second clause of the
PDA protected pregnant employees and their spouses
from disparate treatment but did not protect other em-
ployees with similar disabilities from discriminatory
treatment viv-a-vis pregnant employees. The Court
stressed again the amendment’s purpose in overruling
both the holding and the rationale of Gilbert:
_ By adding pregnancy to the definition of sex dis-
crimination prohibited by Title VII, the first clause
of the PDA reflects Congress’ disapproval of the
reasoning in Gilbert . . . [T]he second clause was
intended to overrule the holding in Gilbert and to
illustrate how discrimination against pregnancy is
to be remedied.”
Neither Newport News nor Guerra he:d or implied
that distinctions based on pregnancy do not require a
comparison with similarly situated employees. Both rec-
ognized that the standard for the protection of em-
ployees who were pregnant or who had a related medical
condition was equality of treatment with those simi-
41 The employer had argued that the PDA’s reference in its second
clause to individuals’ ‘ability or inability to work” limited the
PDA’s application to female employees, and, therefore, the PDA
afforded no protection to non-employee spouses. 462 U.S. at 679.
42479 U4, at 284-85 (emphasis added; citations omitted).
22
larly situated. Under that standard, as discussed in Part
IV below, it is clear that the employer’s policy here did
not violate the PDA.
Ill. THE OCCUPATIONAL SAFETY AND HEALTH
ACT SUPPORTS AN INTERPRETATION OF TH®
PDA THAT WOULD PRESERVE EMPLOYER POL-
ICIES TO PREVENT BIRTH DEFECTS.
A. The OSH Act Encourages Employers to Institute
Voluntary Programs to Protect the Health of Their
Employees and Their Employees’ Unborn Children.
Even if the language and legislative history of the
PDA were less clear, the Occupational Health and Safety
Act (Pub. L. 91-596, 84 Stat. 1590 (1970) (codified at
29 U.S.C. § 651 et seq. (1988)) (“OSH Act’) ) supports
a construction of the PDA that would permit employers
to maintain non-discriminatory policies designed to pro-
tect employee and fetal health.
The OSH Act is designed to ‘assure so far as possible
every working man and woman in the Nation safe and
healthful working conditions... .” 29 U.S.C. § 651‘b).
Even petitioners concede, as they must, that the pro-
tections of the OSH Act extend to the “reproductive
health of workers, including the health of the children
they bear.” **
To achieve this goal, the OSH Act requires, among
other things, the Secretary of Labor to promulgate health
and safety standards. 29 U.S.C. $ 655(a), (bi. A re-
lated purpose of the OSH Act is to encourage employers
to institute, voluntarily, health and safety programs pro-
viding greater protection than that mandated by the Sec-
retary’s standards. Thus, the statute’s purposes and
policy are to be accomplished, in part:
43 Pet. Br. 41 (citing 29 U.S.C. $655(b) and United Steel-
workers v. Marshall, 647 F.2d 1189, 1256 (D.C. Cir. 1980), cert.
denied, 453 U.S. 913 (1981)). See also 43 Fed. Reg. 52,959 (1978 )
(“OSHA asserts that damage to the fetus represents impairment
of the reproductive capacity of the parent and must be considered
material impairment of functional capacity under the OSH Act.”).
23
(1) by encouraging emplovers ‘ees j
their efforts to reduce the conn “te
safety and health hazards at their places of on im
ment, and to stimulate employers and pe Maen to
a new and to perfect existing programs for
—™ safe and healthful working conditions:
7 * * *
bd by building upon advances already made
rough employer . . . initiative for providing saf
and healthful working conditions{.] * ‘ ,
The legislative history of the OSH Act underscores the
concern of C ongress that the statute encourage employers
to take voluntary initiatives to improve workplace health
and safety. The legislative history is replete with ref-
erences to employers that were providing innovative and
effective health and safety programs at the time the OSH
Act was under consideration.*° Senator Saxbe, in a writ-
ten statement introduced before the Senate. spoke of
the fundamental judgment that what is needed is com-
prehensive Federal legislation which would take
oe of and encourage further private initiative to
9 rp gg healthful employment.” 116 Cong. Rec.
Since passage of the OSH A
ct, the Department of
— Occupational Safety and Health Administration
“OSHA ' has implemented this statutory purpose by
providing for Voluntary Protection Programs.** Under
#429 U.S.C. $ 651(b)(1), (4).
; See, C.9-, 116 Cong. Rec. 36,512 (1970) ‘statement of Senat
Saxbe) (noting that safety protections are given “prime sthentis ”
by larger employers): 116 Cong. Rec. 38,704 (1970) (state aaa
of Representative Sikes) (noting that “!slome aiienin an
demonstrated an outstanding degree of concern for the h jo mee
safety of their employees” ) ——
See also 116 Con 36.5
a s. Rec. 36,512 970) (state Y
Senhe’. 1 1970 statement of Senator
47 Notice . :
Notice of Implementation of Revised Voluntary Protection
Programs (‘Notice’), 47 Fed. Reg. 29,025 (1982).
24
- . -
the Voluntary Protection Programs, OSHA = on oat :
from scheduled inspections those employe! inere Poses wd
with certain safety and health standards : a
beyond OSHA standards in providing pi e hacrgea
ful workplaces for rsd a ee ceaglaa
do more than is required to Ne e a re
the goals of the Act.” Notice, 47 oe a ~
(1982) (emphasis added). See also Clari cati Piao
Voluntary Protection Programs (“Cla a Tho
Fed. Reg. 26,339, 26 ,341-42 (1988). sees p! " =
“not only ensure that OSHA's standards etd _ ot
go beyond the standards to provide the best feasible p
tection at [the] site.” * a
The Voluntary Protection Programs rest aah —
of fundamental and unassailable policy sgenangnom "
These include OSHA’s “long recognition | tha a ai
ance with its standards cannot... itself pane .
the goals established by the Act. Lda np eee wr
matter how carefully conceived and properly oN .
will never cover all unsafe activities and one nail
26.341. In addition, these programs are
necessary “because “limited resources will never permit
“ gular or axhaustive inspections of all of the Nation s
workplaces.” Jd. Finally, OSHA recognizes sag dee
lovers and employees, because of their day-to- ay €)
ee ‘ : the workplace, acquire a special knowledge
ay oy - es materials and hazards involved with
o , sponges : ae
the ‘ob. This knowledge, combined with the ty be
evaluate and address unique hazards quickly NA pro-
vide rewards for positive action, can be — | Pied
ployers to improve workplace safety and ae rs “ite 4
simply not available to OSHA. Id. ‘emp -_ - . |
Ironically, in this case, the employer is - spaces
for having used its “special kn wiledge of the processes,
7 ae te . ‘
Clarifications at
? Tr » OSH Act The igh encouraging
48 (Clarifications at <b 41 é -
voluntary action, does not req ee ee 7 General Dynamics
grams. But cf. Internationa pag | ‘ona’ sae
e £ 9A 157 rT) » - ; i.
Land Systems Division, 815 F.2d tos
U.S. 976 (1987 obligations under genera
25
materials and hazards involved” in working with lead
as the basis for taking voluntary action to protect its
employees and their unborn children. Yet this is pre-
cisely the kind of voluntary effort that the OSH Act
encourages, and without which the cause of improving
employee safety and health would surely suffer.
Petitioners’ reliance on OSHA’s 1978 lead standard in
support of their position (Pet. Br. 2-3, 41-42) is thus en-
tirely misplaced. OSHA’s failure to establish a separate,
lower exposure level for women simply means that, under
the OSH Act, companies do not violate the statute by em-
ploying fertile women in jobs involving exposure to
lead within the limits set by the standard. The OSHA
lead standard manifestly did not, as urged by petitioners
(Pet. Br. 41-42), preclude the adoption of policies that
would achieve greater protection from birth defects than
that required by law.
Given the well-documented hazards associated with
exposure to lead, it is particularly appropriate that
employers take voluntary action to provide a greater
level of protection for lead-exposed employees than that
required by the lead standard. Indeed, the lead stand-
ard encourages employers to take voluntary action to
protect against birth defects caused by congenital lead
poisoning. It gives employers “broad flexibility” to man-
age fetal health risks posed by exposure of fertile women
to lead. 29 C.F.R. $ 1910.1025, App. C, at 182 (1989).
The standard provides that physician-recommended safety
practices “may be more stringent than the specific pro-
visions of the standard.” /d.
In short, if an employer, like the employer in this
case, determines in good faith that an OSHA standard
does not provide an appropriate level of protection, the
OSH Act encourages that employer to provide addi-
tional protection. The purpose of the statute would not
be served if employers were required to stand by and
wait for OSHA to promulgate a new standard, rather
than to act to prevent injury and illness based on their
knowledge of their own workplaces.
26
B. Principles Of Statutory Construction Require the
Court to Interpret the PDA in the Light of the OSH
Act.
In passing the PDA in 1978, Congress did not intend
to undermine fundamental purposes of the OSH Act,
enacted nearly eight years earlier. Nothing in the lan-
guage or legislative history of the PDA suggests that it
prevents employers from voluntarily adopting policies
designed to prevent birth defects; as we have discussed,
such policies are entirely consistent with the purposes
of the PDA. Under established principles of statutory
construction, this Court should not construe the PDA
to vitiate the policies of the OSH Act.
This Court has recognized, in many contexts, that
“when two statutes are capable of coexistence, it is the
duty of the courts, absent a clearly expressed congres-
sional intention to the contrary, to regard each as effec-
tive.’ * As this Court noted in the Regional Rail Re-
organization Act Cases:
“A new statute will not be read as wholly or even
partially amending a prior one unless there exists
a ‘positive repugnancy’ between the provisions of
the new and those of the old that cannot be recon-
ciled. . . . Before holding that the result of the
earlier consideration has been repealed or qualified,
it is reasonable for a court to insist on the legisla-
49 Morton v. Mancari, 417 U.S. 535, 551 (1974). See also Ruckels-
haus v. Monsanto Co., 467 U.S. 986, 1017-18 (1984) (Federal
Insecticide, Fungicide, and Rodenticide Act did not repeal by impli-
cation the Tucker Act); Watt v. Alaska, 451 U.S. 259, 267 (1981)
(Wildlife Refuge Revenue Sharing Act did not partially repeal by
implication the earlier Mineral Leasing Act; Court noted: “We
must read the statutes to give effect to each if we can do so while
preserving their sense and purpose.” (citation omitted) ); FAA v.
Robertson, 422 U.S. 255, 265-67 (1975) (Freedom of Information
Act did not repeal by implication non-disclosure provisions of the
Federal Aviation Act). Cf. Tidewater Oil Co, v. United States, 409
U.S. 151, 164-65 (1972) (28 U.S.C. § 1292(b) did not affect this
Court’s jurisdiction under the Expediting Act).
27
ture’s using language showi
age showing that it has
considered determination to that end a .
fe i partionterty significant that, in Morton v. Man-
ale bu 5385 (1974), this Court adopted this ap-
= with regard to Title VII. Morton involved the
_ 1on of whether the Equal Employment Oppor-
rene Mardi 1972 (42 U.S.C. § 2000e-16(a) (1988)
een M. , Which amended Title VII, impliedly repealed
ey phe the Indian Reorganization Act of 1934
; a 4, 25 U.S.C. § 472 (1988) (“Section 12”) )
hese gp ats authorized a policy of prefer-
ring of Native Americans in the By) i
‘ n ‘eau of In-
ad tee agency had implemented the ‘allie
‘ated it into its programs for manv vears
rh | any years,
pre Hane the pr made Title VII watiaihia ve
é oyment, the preference was challenged
tag Roy = was inconsistent with, and mamas "
, is Court refused to find tha OA
the | ' at the EF
regen 4 a “ey Section 12, even though “the esas
“OA|, if taken literally, would hav ;
: } ° wer
poser of an Indian preference policy... oe :
Alaska, 451 U.S. 259, 281 (1981) (eiting Morton). |
ane Court in Morton noted two factors, among others
soot ee the case “prototypical” for construing the
— a armoniously. Each of these factors applies
mi irst, in Morton, applying Title VII to bar the
p erence would contravene a “longstanding important
a of the prior legislation. 417 U.S. at 550. So
mee NscghtsiconThoney S — of encouraging employer in-
) stitutes a “longstanding, impor
' , portant compon-
wall Ange! ingyen Second, this Court in Morton nee
e was not intended to deal wi
problems addressed by the earli j w tnow fae
probl Ss arlier Indian preference |
a . ‘
islation. Jd. Here, as well. Congress did not intend the
a) 419 T S 6 wr f i
U.S. 102, 134 (1974) ‘quoting with approval Jn re Penn
Central Transp. Co., 384 F. §
op. eo» © — i= : °
Ct. 1984) ). upp. 895, 943 (Regional Rail Reorg.
28
PDA to bar voluntary employer programs to protect the
health of their employees.
Under these circumstances, this Court should wanes
the PDA to permit voluntary — — Ss
ir offspring as long as
tect employees and their o An. ah
yees whos
ms afford equal treatment to a pl wh
ttn Si to toxic substances poses substantially similar
risks to fetal health.
TO SHOW THAT
TITIONERS HAVE FAILED
” Tue EMPLOYER’S FETAL PROTECTION POLICY
VIOLATED THE PDA. _
Petitioners have not met their burden of prmpeg:
that the employer’s policy at issue here aan t ra “ ee
equality. There can be no question that plain : cs
bear the threshold burden of establishing disp
treatment.*!
To establish a prima facie case of disparate ig ag
in this ease, petitioners had to show that ( : naa
ployer’s policy was pretextual, or ( b) that 1 pte
trary, or (c) that it treated fertile women dl ’
than other workers whose employment posed the bee
substantial risk of birth defects. This petitioners fal
to do.
aie J 7 2 4a);
51 McDonnell Dougias Corp. v. Green, 411 us. roy yrot ~sing
Teras Dep't of Community Affairs v. Burdine, mane pm a waste
(1981). Petitioners concede they have the initial bu
lishing disparate treatment. Pet. Br. at 14. 4 se
This Court’s decision in Price Waterhouse v. — a et
1775. 1789 (1989), contains references to two other — ne F a
decisions that considered fetal protection policies ( ee | ‘ oe
ae Gun tae Oa rae tar cae he ae )) . os having
vy. Olin Corp., 697 F.2d 1172, er , . —
: i > . roof regarding the busine
ee lee a i eee Pee Waterhouse does not alter
ao cau vale that the burden of proof to establish ps
pret naces is on the plaintiff; it holds only that — Ange
discrimination plays an admitted role, the stot to show thi
factors were determinative lies with the employer.
29
Petitioners do not suggest that the employer’s policy
here is pretextual. Nor can petitioners establish that the
policy is arbitrary, in light of the well-established hazards
of lead exposure. For example, the OSHA rulemaking
hearings on the lead standard cencluded that “|t]he evi-
dence describing adverse effects from lead exposure to the
fetus and newborn was uncontroverted .... There was,
in fact, virtually no debate on the issue of whether the
fetus and newborn are at risk from exposure to lead.”
43 Fed. Reg. 54,398 (1978). As the Court of Appeals
found here, “overwhelming medical and scientifie research
data demonstrate a substantial risk to the unborn child
from lead” through exposure of female employees. Pet.
App. 32a. Petitioners concede that “there was no dispute
among the experts” on the risk posed by employing
women. Pet. Br. 5.
In both courts below, petitioners’ efforts “have pri-
marily been devoted” to the third of these questions,
namely, to showing a comparable risk of birth defects
through exposure of male workers to lead. Pet. App. 33a.
Had petitioners been successful in those efforts, they
would have established the disparate treatment of sim-
ilarly situated employees necessary to satisfy their initial
burden under the PDA. But petitioners were not success-
ful. The Court of Appeals found petitioners’ evidence,
“at best, speculative and unconvincing.” Pet. App. 34a.”
*2In light of the rulemaking record underlying OSHA’s 1978
lead standard, it is difficult to understand OSHA's observation that
the evidence regarding lead exposure does not “create a basis for
exclusion from work of any person, male or female, who is capable of
procreating.” 43 Fed. Reg. 54,398 (1978). The danger through
exposure of women was admitted (see 42 Fed. Reg. 52,959 (1978) ),
and the danger through exposure of men was not proved.
OSHA recognized that there was a “dearth of this type of re-
search” on the effects on men (id. at 54,392), and relied principally
upon Dr. Ioana Laficranjan’s examination of 150 lead-exposed male
Romanian battery workers as indicating strong male risks. Id.
at 54,389. Ilowever, the Lancranian study was limited to analyzing
the effects of lead exposure on male fertility and did not focus
at all on the fetal effects of such exposure. The study “engendered
30
CONCLUSION
For the foregoing reasons, this Court should affirm the
judgment of the Court of Appeals.
Respectfully submitted,
TIMOTHY B. Dyk
(Counsel of Record)
Of Counsel: WILLIs J. GOLDSMITH
STEPHEN A. BOKAT DAVID A. CoPpus
ROBIN S. CONRAD JONES, DAY, REAVIS & POGUE
Mona C, ZEIBERG 1450 G Street, N.W.
NATIONAL CHAMBER Washington, D.C. 20005-2088
LITIGATION CENTER, INC. (202) 879-3939
1615 H Street, N.W. Attorneys for Amicus Curiae
Washington, D.C. 20062 Chamber of Commerce of the
(202) 463-5337 United States of America
July 19, 1990
much criticism during the lead hearings.” Jd. at 54,392. OSHA
recognized that the Lancranjan study had been criticized and that
“lijt would be impossible without further research to eliminate
all questions associated with the study.” Jd. at 54,393. Because the
study did not even address the fetal effects of lead exposure, it
provides no basis at all for an employer to ignore, for example, the
CDC's conclusion in 1985 that “the OSHA standard is probably not
sufficiently strict to protect the fetus.” JA 184.
In its review of challenges to the lead standard, the District of
Columbia Circuit found OSHA’s position regarding the fertility
risks to men of lead exposure to be supported by substantial evi-
dence (United Steelworkers v. Marshall, 647 F.2d at 1258). This
hardly suggests, much less requires, a finding that the employer’s
contrary conclusion here was arbitrary.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.