Amicus Curiae Brief — Brockett v. Spokane Arcades, Inc.
Supreme Court brief1984
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Nos. 8425and 84-143
F Supreme Court of the United States
October Term, 1984
No. 84-28
DONALD C. BROCKETT,
Appellant,
vs.
SPOKANE ARCADES, INC.,' et al.
Appellees.
No. 84-143
KENNETH EIKENBERRY, in his official capacity as
Attorney General for the State of Washington, et al.,
Appellants,
vs.
J-R DISTRIBUTORS, INC., et al.,
Appellees.
On Appeal from the United States Court of Appeals
For the Ninth Circuit
BRIEF OF AMERICAN BOOKSELLERS ASSOCIATION,
INC., ASSOCIATION OF AMERICAN PUBLISHERS, INC.,
COUNCIL FOR PERIODICAL DISTRIBUTORS ASSOCIA-
TIONS, INTERNATIONAL PERIODICAL DISTRIBUTORS
ASSOCIATION, INC., NATIONAL ASSOCIATION OF
COLLEGE STORES, INC., AND THE FREEDOM TO READ
FOUNDATION, AS AMICI CURIAE, IN SUPPORT OF
APPELLEES, AND MOTION FOR LEAVE TO FILE SUCH
BRiEF
MicHarL, A. BAMBERGER
Attorney for Amici Curiae
425 Park Avenue
New York, New York 10022
(212) 371-5900
Imuun N. Gupzy
Finuzy, Kumsiz, Wacner, Herne,
Unverserc, Manury & Casey
Of Counsel
A|
TABLE OF CONTENTS
Motion for Leave to File a Bricf Amici Curiae
Statement
The Amici
Interest of the Amici
Brief in Support of Appellees
Interest of the Amici
Argument
FEDERAL COURTS SHOULD BE IMMEDI-
ATELY AVAILABLE TO DETERMINE THE
VALIDITY OF LEGISLATION CHALLENGED
AS VIOLATIVE OF FIRST AMENDMENT
RIGHTS
The Role of the Federal Courts
Practical Effects
Conclusion
PAGE
wv
11
It
TABLE OF AUTHORITIES
PAGE
Cases:
Allen v. MeCurry, 449 U.S. 90 (1980) aad 11
American Booksellers Association v. Hudnut, Cause
No. LP 84-791-C, (S.D. Ind., November 19, 1984) . 9
Baggett v. Bullitt, 377 U.S. 360 (1964)... 5
Elrod v. Burns, 427 U.S. 347 (1976) ele 10
England v. Louisiana State — 375 U. s. 411
|_| SonCU 7
Garvin v. Rosenau, 455 F.2d 233 (6th Cir. 1972)... 5
Haring v. Prosise, 462 U.S. 306 (1983) 11
Hawaii Housing ree v. Midkiff, 104 S. Ct. 9321
(1984) on 6
Kremer v. Chemical Construction — . 456 U.S. 461
| RENE RN 28 11
Lo-Ji Sales, Inc. v. New York, 442 U.S. 319 (1979) . vam, 2
Long island Vietnam Moratorium Comm. v. Cahn, 437
F.2d 344 (2d Cir. 1970) all ~inGeaaaelide 5
MeNeese v. Board of Education, 373 U.S. 668 (1963) . 3
Medrano v. Allee, 347 F. Supp. 605 (S.D. Tex. 1972) .. 5
Migra v. Warren City School District Board of Edu-
cation, 104 S. Ct. 892 (1984) a 11
NAACP v. Button, 371 U.S. 415 (1963) _. aire 7
Vance v. Universal Amusement Co., 445 U.S. 308
(1980) ... sonanusisninsensivsteaponstjelsniaialliaaaa vin, 2
Wisconsin v. Constantineau, 400 U.S. 433 (1971)... 3
Zwickler v. Koota, 389 U.S. 241 (1967)... 3, 4, 5, 6
IItt
PAGE
Statutes:
Act of March 4, 1875 ..... a oS i 4
28 U.S.C. § 1331 | a 4
Miscellaneous:
Frankfurter and Landis, The Business of the Supreme
Court: A Study in the Federal Judicial System
Nee i cssessecn-eseneeeneesorees- . 4
New York Times, July 12, 1984, § A, at 12 . 10
New York Times, July 14, 1984, §1, at 16 10
Washington Post, July 29, 1984, at A4 ae 10
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Nos. 84-28 and 84-143
IN THE
Supreme Cowt of the United States
October Term, 1984
No. 84-28
DonaLp C. Brockett,
Appellant,
vs.
SpoKaNE Arcapes, Inc., et al.,
Appellees.
No. 84-143
KENNETH ErkEeNBERRY, in his official capacity as Attorney
General for the State of Washington, et al.,
Appellants,
vs.
J-R Distrisuors, Ivc., et al.,
Appellees.
On Appeal from the United States Court of Appeals
For the Ninth Circuit
i <b sie
BRIEF OF AMERICAN BOOKSELLERS ASSOCIATION,
INC., ASSOCIATION OF AMERICAN PUBLISHERS, INC.,
COUNCIL FOR PERIODICAL DISTRIBUTORS ASSOCIA-
TIONS, INTERNATIONAL PERIODICAL DISTRIBUTORS
ASSOCIATION, INC., NATIONAL ASSOCIATION OF
COLLEGE STORES, INC., AND THE FREEDOM TO READ
FOUNDATION, AS AMICI CURIAE, IN SUPPORT OF
APPELLEES, AND MOTION FOR LEAVE TO FILE SUCH
BRIEF
Vi
Statement
The American Booksellers Association, Inc., the Asso-
ciation of American Publishers, Inc., the Council for
Periodical Distributors Associations, the International
Periodical Distributors Association, Inc., the National As-
sociation of College Stores, Inc., and The Freedom to Read
Foundation (collectively referred to as the ‘‘amici’’) here-
by respectfully move for leave pursuant to Rule 42 of the
Rules of the Supreme Court of the United States to file
the attached brief amici curiae in this case. While the
consent of the attorneys for appellees has been obtained,
the consent of the attorneys for appellants was refused.
The Amici
The amici’s members publish, produce, distribute, sell
and lend books, magazines and other printed materials of
all types, including those which are scholarly, literary,
scientific and entertaining.
The American Booksellers Association, Inc. (ABA) is
a trade association organized under the laws of the State
of New York. It is the major national association of book-
sellers in the United States. ABA has approximately 5,200
members consisting of private book stores, department
book stores, university book stores and chain book stores.
The Association of American Publishers, Inc. (AAP)
is a trade association organized under the laws of the State
of New York. It is a major national association in the
United States of publishers of general books, textbooks
vit
and educational materials. Its approximately three hun-
dred and twenty-five members include most of the major
commercial book publishers in the United States and many
smaller or non-profit publishers, including university
presses and scholarly associations. AAP members publish
most of all general, educational and religious books and
materials produced in the United States. These works are
sold and distributed in all fifty states to schools, univer-
sities and libraries and through thousands of bookstores,
department stores, drug stores, newstands and other out-
lets in towns, villages and cities.
The Council for Periodical Distributors Associations is
an Illinois not-for-profit corporation. It is the national
trade association for over five hundred independent local
wholesale distributors of magazines, comic books, paper-
back books and newspapers in every state of the United
States.
The International Periodical Distributors Association,
Inc. is a trade association organized under the laws of the
State of New York. It is the trade association for the prin-
cipal national periodical distribniors engaged in the busi-
ness of distributing or arranging for the distribution of
paperback books and periodicals to wholesalers through-
out the United States for ultimate distribution to retailers
and the public.
The National Association of College Stores, Ine. is a
trade association composed of approximately 2,300 college
stores located throughout the United States.
VIII
The Freedom to Read Foundation, a non-profit organi-
zation supported by voluntary donations, was established
in 1969 by the American Library Association to promote
and defend First Amendment rights; to foster libraries
as institutions wherein every citizen’s First Amendment
freedoms are fulfilled; to support the right of libraries to
include in their collections and make available any work
which they may legally acquire; and to set legal precedent
for the freedom to read on behalf of all citizens.
Interest of the Amici
The amici are all involved in some aspect of making
reading material of all kinds available to the general public.
For this reason, the amici have a continuing interest in
the decisions of this Court involving the balancing of First
Amendment rights, and restrictions on materials with sex-
ual content, including obscene materials not protected by
the First Amendment. The amici’s brief will indicate the
impact of the legal princ‘ples involved upon those who pub-
lish, produce, distribute, sell and lend material which is
not obscene. The amici have brought the same perspective
to the Court in previous cases. F.g., Vance v. Universal
Amusement Co., 445 U.S. 308 (1980); Lo-Ji Sales, Inc.
v. New York, 442 U.S. 319 (1979). The amici have learned
from experience that, in an eagerness to attack the social
harms perceived to stem from the prevalence and accessi-
bility of sexually-related materials, state and city legis-
lators and enforcement agencies frequently treat legitimate
constitutionally-protected books and periodicals identically
with those materials which are obscene and not protected.
Unless the constitutionally mandated distinction is main-
Ix
tained and ready access is provided to federal courts to
enforce it, First Amendment rights may be threatened and
curtailed.
In view of the foregoing, the amici seek leave to file
the attached brief.
Dated: Jan. 2, 198é
Respectfully submitted,
Micuaret A. BAMBERGER
Attorney for Amici Curiae
425 Park Avenue
New York, New York 10022
Linuian N. Gupzy
Fixtey, Kumsie, Wacner, Herne,
Unperserc, Manitey & Casey
Of Counsel
Nos. 84-28 and 84-143
IN THE
Supreme Court of the United States
October Term, 1984
No. 84-28
DonaLp C. Brockett,
Appellant,
vs.
SpoKkANE Arcapes, Inc., et al.,
Appellees.
No. 84-143
KENNETH EIKENBERRY, in his official capacity as Attorney
General for the State of Washington, et al.,
Appellants,
vs.
J-R Distrisutors, Inc., et al.,
Appellees.
On Appeal from the United States Court of Appeals
For the Ninth Circuit
oe
BRIEF OF AMERICAN BOOKSELLERS ASSOCIATION,
INC., ASSOCIATION OF AMERICAN PUBLISHERS, INC.,
COUNCIL FOR PERIODICAL DISTRIBUTORS ASSOCIA-
TIONS, INTERNATIONAL PERIODICAL DISTRIBUTORS
ASSOCIATION, INC., NATIONAL ASSOCIATION OF
COLLEGE STORES, INC., AND THE FREEDOM TO READ
FOUNDATION, AS AMICI CURIAE, IN SUPPORT OF
THE APPELLEES
The American Booksellers Association, Inc., the Asso-
ciation of American Publishers, Inc., the Council for Peri-
2
odcial Distributors Associations, the International Periodi-
cal Distributors Association, Inc., the National Association
of College Stores, Inc., and The Freedom to Read Founda-
tion (collectively referred to as the ‘‘amici’’) submit this
joint brief, amici curiae, pursuant to Rule 42 of the Rules of
the Supreme Court of the United States, in support of
the appellees in Nos. 84-28 and 84-143, having submitted a
motion for permission to file same.
Interest of the Amici
The amici are all involved in some aspect of making
reading material of all kind available to the general public.
For this reason, the amici have a continuing interest in the
decisions of this Court involving the balancing of First
Amendment rights and restrictions on materials with sex-
ual content, including obscene materials not protected by
the First Amendment. The amici’s brief will indicate the
impact of the legal principles involved upon those who
publish, produce, distribute, sell and lend material which
is not obscene. The amici have brought the same perspec-
tive to the Court in previous cases. K.g., Vance v. Uni-
versal Amusey «> , 445 U.S. 308 (1980); Lo-Ji Sales,
Inc. v. New ©: * US. 319 (1979). The amici have
learned from » ace that, in an eagerness to attack
the social harms perceived to stem from the prevalence
and accessibility of sexually-related materials, state and
city legislators and enforcement agencies frequently treat
legitimate constitutionally-protected books and periodicals
identically with those materials which are obscene and not
protected. Unless the constitutionally mandated distine-
3
tion is maintained and ready access is provided to federal
courts to enforce it, First Amendment rights may be
threatened and curtained.
ARGUMENT
Federal courts should be immediately available to
determine the validity of legislation challenged as
violative of First Amendment rights.
Appellants argue that state courts should be ‘‘given
the opportunity to first construe a state obscenity statute
and then leave to the federal court the review of any re-
maining constitutional claims if necessary.’’ (Appellant
Eikenberry’s Juris. Statement, p. 14). In support of
appellants, the Solicitor General as amicus argues that the
Pullman abstention doctrine should be applied in cases such
as those before this Court. (Amicus Br. p. 15).
These arguments misapprehend the proper role of the
federal courts in protecting First Amendment interests and
gloss over the harmful, practical effects such a_ policy
would have on the ability of publishers, distributors, and
retailers of First Amendment-protected materials to chal-
lenge vague, overbroad or otherwise unconstitutional state
and local legislation.
The Role of the Federal Courts:
It is well established that it is the duty of a federal
court to decide federal questions presented to it. See
Wisconsin v. Constantineau, 400 U.S. 433, 439 (1971);
Zwickler v. Koota, 389 U.S. 241, 248 (1967); McNeese v.
4
Board of Education, 373 U.S. 668, 672 (1963). In the Act
of March 3, 1875, the predecessor of 28 U.S.C. § 1331,
Congress first conferred federal question jurisdiction on
the federal courts, making the federal courts the primary
tribunals for enforcement of federal rights, a role previ-
ously reserved for the state courts.
In an important study of federal courts, Frankfurter
and Landis, The Business of the Supreme Court: A Study
in the Federal Judicial System (1928), the authors stated
of the Act of March 3, 1875:
Congress [in enacting the statute] gave federal courts
the vast range of power which had lain dormant in
the Constitution since 1789. These courts ceased to
be restricted tribunals of fair dealing between citizens
of different states and became the primary and power-
ful reliances for vindicating every right given by the
Constitution, the laws, and treaties of the United
States.
Id. at 65. The Court quoted this statement with approval
in Zwickler v. Koota and made it clear that once a plaintiff
has chosen to seek vindication of rights arising under the
Federal Constitution or federal laws in federal court, his
choice of forum must be respected:
Congress imposed the duty upon all levels of the
federal judiciary to give due respect to a suitor’s
choice of a federal forum for the hearing and decision
of his federal constitutional claims.
389 U.S. at 248.
The duty of the federal courts to decide federal ques-
tions is particularly strong in the area of First Amend-
5
ment rights. See Zwickler v. Koota, 389 U.S. 241, 252
(1967) ; Baggett v. Bullitt, 377 U.S. 360, 378-79 (1964). As
stated by the court in Garvin v. Rosenau, 455 F.2d 233, 239
(6th Cir. 1972), in reversing a district court’s invocation of
tie abstention doctrine in a First Amendment case:
That the First Amendment is the essence of democratic
government and that free speech is fundamental to
our society need no elaboration. Historically, the
guarantees of this amendment have been closely
guarded by the federal courts.
See also Long Island Vietnam Moratorium Comm. v. Cahn,
437 F.2d 344, 347 (2d Cir. 1970); Medrano v. Allee, 347
F. Supp. 605, 620 (S.D. Tex. 1972). The reason for this
attitude is that the violation of First Amendment rights
is a matter of public concern which transcends the interests
of even the individual litigants. Furthermore, it is a recog-
nition that the consequences of federal abstention are
delay and needless expense. Such consequences themselves
can impermissibly chill the exercise of First Amendment
rights.
Baggett v. Bullitt, 377 U.S. 360 (1964), concerned a
loyalty oath requirement for state employees and teachers
which was challenged for vagueness and overbreadth. The
defendant urged the Court to abstain from hearing the
plaintiff’s First Amendment challenges to the statute. The
Court decided to hear the issue, emphasizing that the very
act of refusing to hear the case would have a chilling effect
upon the exercise of First Amendment rights:
We also cannot ignore that abstention operates
to require piecemeal adjudication in many courts...
6
thereby delaying ultimate adjudication on the merits
for an undue length of time, .. . a result quite cost-
ly where the vagueness of a state statute may inhibit
the exercise of First Amendment freedoms. . . . Mean-
while, where the vagueness of the statute deters con-
stitutionally protected conduct, ‘the free dissemination
of ideas may be the loser.’
ld. at 578-379 (citations omitted).
This principal was reaffirmed in Zwickler v. Koota, 389
U.S. 241 (1967), in which the Court held that a three-judge
panel should have respected the plaintiff’s choice of a
federal forum for challenging the validity of a New York
State statute which prohibited the distribution of anony-
mous handbills. The Court made clear that when substan-
tial First Amendment auestions are at issue, abstention
is improper.
The principal argument made by appellants in this
regard is that the state courts should have been given the
opportunity to construe the reference to ‘‘lust’”’ in the
Washington statute. A very similar argument was re-
jected by the Court earlier this year in a ease not involving
the First Amendment. In Hawaii Housing Authority v.
Midkiff, 104 8. Ct. 2321, 2327 (1984), the Court stated:
In the abstract, of course, such possibilities [of limit-
ing construction] always exist. But the relevant in-
quiry is not whether there is a bare, though unlikely,
possibility that state courts might render adjudication
of the federal question unnecessary. Rather, ‘we have
frequently emphasized that abstention is not to be
ordered unless the statute is of an uncertain nature,
7
and is obviously susceptible of a limiting construction.’
Zwickler v. Koota, 389 U.S. 241, 251... (1967).
That statement is particularly applicable to cases such as
these, involving First Amendment challenges.
Even if there is such ambiguity, in First Amendment
eases the ambiguity itself may render the statute void for
vagueness. See NAACP y. Button, 371 U.S. 415 (1963).
In those relatively few cases when there truly is an
ambiguity subject to a reasonable limiting construction, or
when there is a substantial state issue that might avoid the
necessity of deciding the First Amendment question, the
Pullman doctrine may be applied, but only if the federal
court, retaining jurisdiction under England vy. Louisiana
State Board, 375 U.S. 411 (1964), enjoins enforcement of
the ambiguous or apparently unconstitutional provisions
pending the state court’s decision. Only then will the First
Amendment rights of those dealing in protected materials
be safeguarded in the interim.
The Solicitor General in his amicus brief suggests that
abstention was appropriate here because ‘‘the statute under
attack is designed to employ the State’s historical and
powerful interests in ‘the quality of life and the total
community environment, the tone of commerce in the great
city centers and, possibly the public safety itself’ ’’ (page
18), without even referring to the substantial federal in-
terests in the upholding of First Amendment rights. Such
state interests are, however, the basis of virtually every
state statute which has been found to run afoul of the
First Amendment with respect to sexually-related speech.
The Solicitor General’s position totally disregards the
8
preeminence of the First Amendment and the paramount
obligation of the federal courts to protect and foster First
Amendment values.
Further, whether or not to abstain is not a theoretical or
abstract question; a decision to abstain has significant and
dangerous practical ramifications.
Practical Effects:
The argument of appellants and the Solicitor General
that appellees and persons like them be required to seek
vindication of their First Amendment rights from state
courts in the first instance has practical ramifications ad-
verse to the exercise of First Amendment rights that dem-
onstrate the fallacy of the argument. When state or local
criminal jaws which appear to encroach upon First Amend-
ments rights are passed, law-abiding publishers, wholesal-
ers, booksellers and other retailers such as the amici find
themselves in an untenable position. They may await
affirmative action by the state offering an opportunity to
challenge or limit the offending legislation. However, such
action may be far off, and, if, as is often the case, the prose-
cution is brought against a seller of Miller-type obscenity
whose actions are clearly within the permissible scope of
regulation, the defendant may be barred from asserting the
legislation’s unconstitutionality as to non-obscene material
offered by the amici. (Certainly that is not the most
sympathetic context for the constitutional arguments of a
seller of non-obscene material to be raised).
Until the state courts resolve the constitutional issues,
local pressure based on the offending legislation is exerted
against the amici by police, prosecutors, mayors, etc., to
9
cease publishing, distributing, or selling materials believed
by the amici to be constitutionally-protected, but believed
by the state to be within the purview of the offending
legislation. In the interim, publishers, distributors and
retailers are ultra-cautious in the exercise of their First
Amendment rights, for to be labelled a ‘‘pornographer’’
in a criminal prosecution has business and social ramifica-
tions that can never be overcome, even if First Amendment
rights are ultimately vindicated. Retailers self-censor and
cease stocking challenged materials. In some cases, such
as supermarkets and other locations where printed ma-
terials are not the primary products, the safest response
may be to cease stocking all books and periodicals.
Nor is it an answer to say that the amici can protect their
rights by seeking a declaratory judgment in the state
courts. Tle amici were among the plaintiffs in a recent
ease brought in the United States District Court for the
Southern District of Indiana challenging the constitution-
ality of an Indianapolis, Indiana, feminist ‘‘civil rights’’
ordinance attempting to ban sexually-related materials
conceded not to fall within the Miller guidelines. American
Booksellers Association v. Hudnut, Cause No. IP 84-791C,
(S.D. Ind., November 19, 1984) (Barker, J.). The District
Court declared the ordinance blatantly unconstitutional on
a number of grounds.
The consideration and passage of the Indianapolis
ordinance had been accompanied by great emotion, poli-
ticking, ete. Rape victims and battered women testified in
favor of the ordinance. ‘‘Church-going conservatives .. .
turned out by the busload when the council considered the
10
issue.’?’ Washington Post, July 29, 1984, at A4. Con-
temporaneously, in Minneapolis, where a similar ordinance
was under consideration, one woman attempted to im-
molate herself and 25 others were arrested after ‘‘a chant-
ing, stomping demonstration’’ in the City Council building.
New York Times, July 14, 1984, §1, at 46. See also New
York Times, July 12, 1984, § A, at 12.
Had the Indiana federal court not been available to
plaintiffs, the case would necessarily have been brought
in a state trial court. All of the state court judges before
whom the case might have been heard were to stand for
reelection in November 1984, and would have been under
substantial political pressure with respect to the deter-
mination of that case. This cannot be the forum to which
the vindication of First Amendment rights should be en-
trusted.
State courts, because they are often more susceptible
to community pressures and because they are not as like-
ly to be sensitive to federal constitutional issues raised by
the First Amendment, may not be as ready as the federal
courts to grant timely relief. Even a momentary chilling
of First Amendment rights is prohibited by the First
Amendment. Elrod v. Burns, 427 U.S. 347, 373 (1976).
Further, appellants’ suggestion does not, as they imply,
merely give the state courts an initial opportunity to de-
cide the issue, subject to subsequent correction by the
federal courts. Submission of these issues to a state court
and determination by that court may bar federal examina-
tions of the issues on the principles of res judicata or
eo
11
collateral estoppel. Thus, for all practical purposes,” the
federal courts, whose primary role is and should be the
protection of federal rights, would be ousted from the op-
portunity to determine the scope of such rights. See Allen
v. McCurry, 449 U.S. 90 (1980); Kremer v. Chemical Con-
struction Corp., 456 U.S. 461 (1982) ; Haring v. Prosise, 462
U.S. 306 (1983). Even if plaintiff desired to reserve its
federal claims while litigating state issues, a posture that
in most cases would not make sense and would only delay
vindication of First Amendment rights, subsequent litiga-
tion in the federal courts of the unraised federal issues
would also be barred. See Migra v. Warren City School
District Board of Education, 104 8. Ct. 892 (1984).
CONCLUSION
For the reasons set forth above, we respectfully urge
this Court not to extend the Pullman abstention doctrine
in the area of First Amendment challenges such as those
in the cases before the Court. We further urge that, in
those few cases in which abstention may be appropriate
(either because there is truly an ambiguity subject to a
reasonable limiting construction or because there is a sub-
stantial state issue that might avoid the necessity of de-
ciding the First Amendment question), the federal district
court be required to follow the rule in England, retain
jurisdiction and enjoin enforcement of the ambiguous or
apparent unconstitutional provisions pending resolution of
* While this Court could ultimately review the determination on
petition for certiorari, in light of the Court’s caseload and ability only
to grant certiorari in a minute percentage of the cases in which it
is sought, that is a slim reed on which to rest First Amendment rights.
12
the state law issues. Only then will First Amendment
rights appropriately be protected.
Respectfully submitted,
MicnaeL A. BaAMBERGER
425 Park Avenue
New York, New York 10022
Attorney for Amici Curiae
American Booksellers Association, Ince.,
Association of American Publishers, ince.,
Council for Periodical Distributo.s Asso-
citations, Freedom to Read Foundation,
International Periodical Distributors As-
sociation, Inc., and National Association of
College Stores, Ine.
Linuin N. Gupzy
Fintey, Kumsie, WaGNer, HEINE,
Unperberc, Mantey & Casry
Of Counsel
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