Petition — Buford v. Wainwright
Supreme Court brief1983
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CASE NO. ) ALEXANDER
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1983
ROBERT LEWIS BUFORD,
Petitioner,
vs.
LOUIE L. WAINWRIGHT,
Secretary, Department of Corrections,
State of Florida,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF FLORIDA
DAVID E. WEISBERG
Fried, Frank, Harris, Shriver
& Jacobson
(A Partnership Which Includes
Professional Corporations)
One New York Plaza
New York, New York 10004
(212) 820-8018
ATTORNEY FOR PETITIONER
QUESTIONS PRESENTED FOR REVIEW
I
WHETHER EFFE@TIVE ASSISTANCE OF COUNSEL IS
DENIED WHEN, IN A CAPITAL CASE, JURY INSTRUC-
TIONS WHICH OFFEND DUE PROCESS AND CONSTITUTE
REVERSIBLE ERROR ARE NOT APPEALED.
Il
WHETHER DUE PROCESS IS VIOLATED WHEN, IN A
CAPITAL CASE, A STATE APPELLATE COURT ISSUES
TWO OPINIONS WHICH ARE PACIALLY CONTRADICTORY
AND ARE BOTH ADVERSE TO PETITIONER.
(i) a
pers Sp er
2 be
OP INION BELOW . * . el el . el * el
JURISDICTION ...+ +s © e ©
RELEVANT CONSTITUTIONAL CASE PROVISIONS
STATEMENT OF THE CASE ....+ +
REASONS FOR GRANTING THE WRIT .
CONCLUSION .. «© «© «© es © © © @
TABLE OF AUTHORITIES
CASES
Aldridge v. State,
351 SO.20 942 (Fla. 1977),
cert. denied, 439 U.S. 882 (1978)
Anders v. California,
386 Us 735 (1967) * >. > * >. >.
Bryant v. State,
rom So.2a 347 (Fla. 1982)
Buford v. State,
403 So.2d 943 (Fla. 1981),
cert. denied, 454 U.S. 1163 (1982)
cuter v. Sullivan,
4 1 PZ ) . . 7 .
Douglas v. California,
U.S. ) > .
Eaton v. Tulsa,
415 U.S. 697 (1974)
Enmund v. Florida,
50 U.S.L.W. 5087 (U.S. ee i
(No. 81-5321)
Gilbert v. Sowders,
646 F.2d 1146 (6th Cir. 1981).
Gre v. Georgia,
428 U.S. 153 11546) Oe ry ae
Griffin v. Illinois,
U. 7 . * . . . .
Jones v. Barnes,
U.S.L.W. 1 (U.S. July 5,
(WO. 61-1794) . . - « we we we @
Mathews v. pice asee
° e. ) . . . . . .
McMann v. Richardson,
(ii)
1982)
18-19
Patterson v. New York,
Proffitt v. Florida,
Reid v. Covert,
J > 57) > > >. > > J >. > >. o > * > * >
Rheuark v. Shaw,
626 F.2d 297 (5th Cir. 1980)
cert. denied sub nom., Rheuark v. Dallas County,
rT?
ft . > . . . . . . . . © . * ©
Sandstrom v. Montana,
U.S. "ee We es eer hee ke ee eo ee ee
Smith v. Bennett,
* > a 61) os >. J J ao * * > > > >. > >
State v. Dixon,
265 s0O.24 L (Fla. 1973),
cert. denied sub nom., Hunter v. Florida,
416 U.S. 943 (1974) ame ole a @ ed © 6. 660
State v. Pinder,
375 50.20 6360 (Fla. 1979) eae ae es Ae ee
United States v. Manning,
a ee me gt Pe) a oo ee
United States v. United States Gypsum Co.,
Soe Webe See (EOS) se sotstovesewe esses
In re Winship,
aye Mama wae. (2970) «kw tS 08
OTHER AUTHORITIES
CONSTITUTION AND STATUTES
U.S. CONST. amend. VI Go eS a Se Oo OO eee
o.8 Cot. sees. BEVae Bc dé wise 0 He
PLA. STAT. ANN. § 782.04(1) (a) (2) 3s ae oe
PLA. STAT. ANN. § 921.141 . + «© © © «© © « «
FLA. STAT. ANN. § 921.141(6)(d) ..
10
18
14
10
35
16
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1983
ROBERT LEWIS BUFORD,
Petitioner,
vs.
LOUIE L. WAINWRIGHT, etc.,
Respondent.
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF FLORIDA
Petitioner, Robert Lewis Buford, respectfully prays
that a Writ oF Certiorari issue to review the judgment and
opinion of the Supreme Court of Florida in this cause, render-
ed on July 12, 1983.
OPINION BELOW
The opinion of the Supreme Court of Florida is not
yet reported. The full opinion is Appendix A to this petition.
JURISDICTION
The jurisdiction of the Court is invoked under 28
U.S.C. § 1257(3), to review the judgment and opinion of the
Supreme Court of Florida issued on March 17, 1983 and render-
ed on July 12, 1983 upon the denial of a timely petition for
rehearing.
RELEVANT CONSTITUTIONAL PROVISIONS
AMEND. VI, U.S. CONST.
{I]n all criminal prosecutions, the
accused shall enjoy the right... to
have the Assistance of Counsel for his
defen{[sje.
—eSSSooO————————————E————————EE—Ee cca
AMEND. XIV, § 1, U.S. CONST.
f"Jor shall any State deprive any person
of life, liberty, or property, without
due process of law; nor deny to any per-
son within its jurisdiction the equal
protection of the laws.
STATEMENT OF THE CASE
Petitioner was convicted of first-degree murder in
the Circuit Court of the Tenth Judicial Circuit of Florida on
March 30, 1978. Despite the jury's recommendation that peti-
, tioner be sentenced to life imprisonment, the trial judge --
balancing two statutory mitigating factors against two statu-
tory aggravating factors -- on March 31, 1978 sentenced him
to death. An appeal was taken to the Supreme Court of Florida,
which, on July 23, 1981, affirmed the judgment of first-degree
murder and the death sentence entered thereon. Buford v. State,
403 So.2d 943 (Fla. 1981), cert. denied, 454 U.S. 1163 (1982).
(Appendix B.)
B petition for writ of habeas corpus was filed in
the Supreme Court of Florida on September 23, 1982, alleging
that petitioner had been denied effective assistance of coun-
sel on direct appeal due to the failure of his attorney to
raise meritorious legal issues in contravention of the Sixth,
Eighth, and Fourteenth Amendments. The petition was denied in
an opinion dated March 17, 1983. (Appendix A.) A timely pe-
tition for rehearing was filed. The petition for rehearing
was denied on July 12, 1983. (Appendix C.)
The petitioner was charged with first-degree murder,
sexual battery upon a child under 11 years of age, and burglary.
The victim, Toni Wright, was killed on November 6, 1977. Peti-
tioner was 19 years old at the time of the homicide. (Appendix
B at 947.) Petitioner had no significant history of prior cri-
minal activity. (Appendix » at 947.) Petitioner concededly was
present at the scene of the homicide and committed a sexual bat-
tery upon the victim before her death.
—— - ———
Defendant testified in his own Gefense at trial and
admitted the sexual battery, but denied killing the young girl.
(Appendix D* at 799-800.) He testified that another person --
Darrell Wilson, known in the neighborhood as “Fat Boy” -- also
had violated the victim and then, acting alone, lad killed her.
Petitioner further stated that he had struggled with Wilson in
an attempt to prevent Wilson fre~ killing the victim, but had
been unable to do so. (Appendix D at 797-800.) When asked why
he had initially stated to the police that he alone had killed
the girl, petitioner Buford answered that he had been trying to
protect his friend Wilson. (Appendix D at 801, 804.)
The trial judge instructed the jurors that they could
find petitioner Buford guilty cf first-degree murder if they
found either (a) that he had killed the victim from a premedi-
tated design to effect her death (Appendix D at 880), or (b)
that he had killed her, whether or not from a premeditated de-
sign, while engaged in the perpetration of a sexual battery
(Appendix D at 882), or (c) that the victim had been killed by
a person with whom defendant Buford had associated to commit
an unlawful act (Appendix D at 877-78).
In charging the jury, the trial court inciuded the
following instruction on “associates”:
When two or more persons combine together
to commit an unlawful act, each is criminally
responsible for the acts of his associates com-
mitted in the furtherance or prosecution ‘“of the
common design. If two or more persons combine
to do an unlawful act and in the prosecution
of the common object an unlawful homicide re-
sults, all are alike criminally responsible for
the probable consequences that may arise from
the perpetration of the unlawful act they set
out to accomplish. The immediate injury from
which death ensues is considered as proceeding
from all who are present aiding and abetting
the injury done, and the actual perpetrator is
considered as the agent of his associates. His
act is theirs as well as his own, and all are
equally guilty. (Appendix D at 877-78, emphasis
added. )
* Appendix D consists of pages from the transcript of petition-
er's trial.
ls ek i!
The foregoing was the only instruction relating to associates.
Counsel for defendant objected that the instruction, standing
alone, was not correct, and he requested that the jury be fur-
ther instructed that it would be necessary that “the State
show that as a principal that Mr. Buford have the conscious
intent that the crime [murder] be committed and that he say
a word and do an ac*: toward the commission or toward the in-
citement [of the crime]." (Appendix D at 1041.) The trial
court denied the request, and trial counsel's objection was
prcperly preserved for appeal. (Appendix A at 2.)
The instruction on associates clearly and unequivo-
cally implied, in the context of petitioner Buford's triézl
testimony in which he admitted that the sexual batteries had
been part of a common design, that the jury must conclusively
presume that Darrell Wilson's killing of Toni Wright was part
of a common design concurred in by both Wilson and petitioner
Buford. The instruction stated, inter alia, that "[{i]£& two or
more persons combine to do an unlawful act and in the prosecu-
tion of the common object an unlawful homicide results, all
are alike criminally responsible for the probable consequences
that may arise from the perpetration of the unlawful act they
set out to accomplish.” (Appendix D at 877-878, emphasis add-
ed.) The conclusive presumption was directly contrary to peti-
tioner's testimony that he had struggled with Wilson in an at-
tempt to prevent the killing. (Appendix D at 797-800.)
The jury returned general verdicts of guilt. It is
therefore impossible to determine wiuich theory or theories of
first-degree murder the jury adopted. At the sentencing phase,
the jury recommended sentences of life imprisonment for both
capital convictions. (Sexual battery upon a child under 11 years
of age was, at the time, a capital crime in Florida.; The trial
judge overrode both jury recommendations and imposed two sentences
of death.*
On direct appeal to the Florida Supreme Court, coun-
sel for the defendant-appellant inexplicabiy failed to raise
as error the trial court's refusal to supplement the charge on
associates. Counsel did argue, however, that the trial court
committed error in overriding the jury's recommendation of life
imprisonment, because, among other things, the trial court had
refused to consider "the possibility that [the defendant] was a
mere accomplice ... ." (Appendix B at 953.) Defendant-appel-
lant's argument was grounded upon FLA. STAT. ANN. § 921.141(6) (d),
which provides that, in determining whether or not a sentence of
death shall be imposed, it is a mitigating cirumstance that:
The defendant was an accomplice in the capital
felony committed by another person and his par-
ticipation was relatively minor.
The Florida Supreme Court rejected the defendant's
contention on the ground that, as a matter of law, the record
would not support a finding that defendant Buford was guilty of
first-degree murder as an accomplice. The Florida Supreme Court
stated:
If defendant's testimony were accepted as
creating a reasonable doubt, he should not be
found guilty of murder in the first degree for
his participation in the murder would not be
proved. Defendant said he was leaving the
scene, turned around when the victim screamed,
and saw Fat Boy drop a concrete block on her
head.
A convicted defendant cannot be "a little
bit guilty.” It is unreasonable for a jury to
say in one breath that a defendant's guilt has
been proved beyond a reasonable doubt and, in
the next breath, to say someone else may have
done it, so we recommend mercy.
* On direct appeal, the sentence of death for sexuai battery
was reduced to life imprisonment. The sentence of death
for first-degree murder -- which was grounded upon the trial
judge's balancing of two statutory mitigating factors against
two statutory aggravating factors -- was affirmed, with one
judge dissenting. See Appendix B.
a
Appendix B at 953 (emphasis added). Thus, the Supreme Court of
Florida has already ruled in this case that, if petitioner's
testimony regarding the killing of Toni Wright by Darrell Wilson
is accepted, then petitioner's behavior did not, under Plorida
law, amount to first-degree murder.
Moreover, the holding that petitioner's trial testimony
is not consistent with a conviction for first-degree murder is com-
pelled by clear and recent precedent of the Plorida Supreme Court.
In Bryant v. State, 412 So.2d 347 (Fla. 1982), defendant admitted
participating with an accomplice in a robbery, but tes ified that
the subsequent homicide was the independent act of the accomplice.
Just as in the case at bar, the trial judge refused to instruct
the jury that, if the homicide was the independent act of the ac-
complice, the defendant could not be liable for murder. The
Florida Supreme Court agreed with appellant and reversed and re-
manded for a new trial, holding:
Tjhe felony murder rule and the law of prin-
ciples combine to make a felon liable for th
acts of his co-felons. [Citations omitted.|]
But this liability is circumscribed by the ii-
mitation that the lethal act must be in fur-
therance or prosecution of the common design
or unlawful act the parties set out to acconm-
piish.
412 So.2d at 350 (emphasis added). Thus, the opinion on direct
appeal in this case was fully consistent with established prin-
ciples of Florida law which imply t, if petitioner Buford <iid
not utter a word or do an act to facilitate the homicide and did
not intend that anyone be killed, he could not be guilty of first-
degree murder.*
However, the instructions given to the jury on associ-
ates compelied the jury to presume conclusively that, if Buford
* Pederal law similarly requires that defendant be shown beyond
a reasonable doubt to be a knowing participant in the crime
of which he or she is convicted. See, e.g., United States v.
Manning, 618 F.2d 45 (8th Cir. 1980). Such a principle is of
particular importance in a capital case. See Enmund v. Florida,
50 U.S.L.W. 5087 (U.S. July 2, 1982) (No. 81-5321).
and Wilson had acted together in perpetrating sexual batteries on
the victim, then Buford must have concurred in a common design to
kill Toni Wright. This is precisely the presumption which the
requested instruction sought to negative. It follows that, under
the Florida Supreme Court's opinion on direct appeal in this case
and under its opinion in Bryant v. State, it was reversibie erro
for the trial judge to refuse the additional instruction requested
by petitioner's trial counsel. Moreover, regardless of the pro-
priety of the instruction under Florida law, because the instruc-
tion embodied a conclusive presumption which took from the jury
the task of determining whether or not petitioner had participat-
ed in any way in the killing of Toni Wright, the instruction vio-
lated petitioner's right to due process. It further follows that
petitioner's appellate counsel was not reasonably effective when
he failed to raise the instruction on associates as reversible
error.
It is equally apparent that the Florida Supreme Court's
opinion on direct appeal in this case (Appendix B) is, on its face,
inconsistent with its most recent opinion denying the petition for
a writ of habeas corpus (Appendix A). In the former opinion, the
court stated that if the trier of fact accepts petitioner's testi-
mony that the victim had been killed by Darrell Wilson and that
petitioner had tried to prevent the killing, then petitioner could
not properly be found guilty of first-degree murder under Florida
law. (Appendix B at 953.) In its most recent opinion, the same
court has held that, even if the trier of fact accepts petitioner's
testimony, petitioner could still be guilty of first-degree murder
under Florida law. These decisions are facially contradictory,
and each is adverse to petitioner. We submit that due process re-
guires, at a minimum, that the decisions rendered in the same
capital case not be contradictory on their face.
I
EFFECTIVE ASSISTANCE OF COUNSEL IS DENIED
WHEN, IN A CAPITAL CASE, JURY INSTRUCTIONS
WHICH OFFEND DUE PROCESS AND CONSTITUTE
REVERSIBLE ERROR ARE NOT APPEALED
Under the Constitution of the United States and the
laws of Florida, petitioner was guaranteed an automatic direct
appeal to the Supreme Court of Florida from the judgment and
sentence of death imposed by the trial court. See Proffitt v.
Florida, 428 U.S. 242, 253 (1976); State v. Dixon, 283 So.2d l,
10 (Pla. 1973); FLA. STAT. § 921.141 (1977). On direct appeal,
the Florida Supreme Court will consider, in addition to points
relating directly to the propriety of the imposition of the
death penalty, points relating directly to the “guilt” phase of
the trial, including points relating to the correctness of jury
instructions in that phase. See, e.g., Bryant v. State, 412
Sc.zZd 347 (Pla. 1982); Aldridge v. State, 351 So.2d 942 (Fla.
Petitioner, an indigent, was entitled to the assistance
of counsel on his guaranteed appeal. See, e.g., Anders v. Cali-
fornia, 386 U.S. 738 (1967); Douglas v. California, 372 U.S. 353
(1963); Smith v. Bennett, 365 U.S. 708 (1961); Griffin v. Illinois,
351 U.S. 12 (1956). This right to be represerted by counsel is,
at heart, the right to be represented by effective counsel. Cuyler
v. Sullivan, 446 U.S. 335 (1980); McMann v. Richardson, 397 U.S.
759 (1970%; Anders v. California, supra. Surely counsel cannot be
said to be “effective” if, on appeal, counsel fails to raise rever-
sible errors, properly preserved at trial, in jury instructions.
This is all the more true where the appeal is taken in a capital
case and the instructions have deprived defendant of rights grant-
ed by the federal constitution. *
* Tne Court's recent opinion in Jones v. Barnes, 51 U.S.L.W. 5151
(U.S. July 5, 1983) (No. 81-1794), holds that there is no con-
stitutional per se rule requiring defense counsel assignea
to prosecute an appeal from a criminal conviction to raise
every nonfrivolous issue requested by the defendant. The
(Footnote continued on next page)
~
Appellate counsel's failure to raise on appeal the
issue of the trial court's improper instructions on associates
clearly amounted to a substantial and serious deficiency which
deprived petitioner of effective assistance of counsel. First
of all, the instruction was objected to by trial counsel, and
the objection was properly preserved for appeal. (See Appendix
A at 2.) It was an especially serious deficiency for appellate
counsel not to challenge the instructions which had already
been challenged at trial, because the challenged instructions
deprived petitioner of his rights under the United States Consti-~
tution.
Under applicable standards of due precess embodied in
the Fourteenth Amendment, the trial court's instructions on as-
sociates in this case violated petitioner's constitutional rights.
A leading precedent here is the Court's decision in Sandstrom v.
Montana, 442 U.S. 510 (1979), which held, among other things, that
it was a violation of due process for a Montana court to instruct
the jury in such a way as to create a conclusive presumption that
an essential element of the crime had been proven when, in fact,
evidence nad been introduced that supported the coritrary inference.
See also, Morissette v. United States, 342 U.S. 246, 274 (1952)
("It follows that the trial court may not withdraw or prejudge the
issue [of defendants’ intenticn] by instruction that the law
raises a presumption of intent from an act.”); United States v.
United States Gypsum Co., 438 U.S. 422, 435 (1978) ("{A] defen-
dant's state of mind or intent is an element of a criminal anti-
trust offense which .. . cannot be taken from the trier of fact
through reliance on a legal presumption of wrongful intent from
proof of an effect on prices.”)
(Footnote continued from preceding page)
decision in Jones v. Barnes is of little relevance here, because
this is a capital case in which the issue not raised on appeal
was not cnly nonfrivolous, it was meritorious. Moreover, none
of the considerations of “winnowing out weaker arguments on ap-
peal and focusing on one central issue if possible” cited in
Jones v. Barnes (51 U.S.L.W. at 5153) are apposite here. Peti-
tioner’s appellate counsel filed a brief in the Florida Supreme
Court with eight (8) separate legal points, but failed to raise
the erroneous instruction on associates.
In Sandstrom v. Montana, supra, petitioner had been
convicted of deliberate homicide. Although petitioner admitted
the killing, he denied that it had been committed “purposely or
knowingly." The trial judge, over the objection of petitioner's
+rial counsel, instructed the jury that the law “‘presumes that
a person intends the ordinary consequences of his voluntary acts.'”"
442 U.S. at 513. After the Montana Supreme Court had affirmed th
Se4 ' ‘ in 4 Cat > . -
petitioner's conviction, tnis Court unanim iously reversed, stati ng:
The Supreme Court of Montana is, of course,
the final authority on the legal weight to be
given a presumption under Montana law, but it is
not the final authority on the interpretation
which a jury could have given the instruction.
First, a reasonable jury could well have in-
terpreted the presumption as “conclusive,” that
is, not technically as a presumption at all, but
rather as an irrebuttable direction by the court
to find intent once convinced of the facts trig-
gering the presumption. Alternatively, the jury
may have interpreted the instruction as a direc-
tion to find intent upon proof of the defendant's
voluntary acvions .. ., unless the defendant
proved the contrary ... -- thus effectively
hifting the burden of persuasion on the element
of intent.
442 U.S. at 516-517. The Court went on to hold that, under
either interpretation of the jury instructions, petitioner had
been deprived of the Due Process Clause protection "‘against
conviction except upon proof beyond a reasonable doupt of every
fact necessary to constitute the crime with which he is charged.'"
442 3.S. at 520, citing In re Winship, 397 U.S. 358, 364 (1970),
and Patterson v. New York, 432 U.S. 197, 210 (1977).
Under Florida law, a person is liable for the criminal
acts of other persons only if the unlawful act commit~ed by the
others is "in furtherance or prosecution of the common design or
unlawful act the parties set out to accomplish.” Bryant v. State,
412 So.2d at 350. But the instruction on associates given
at petitioner Buford's trial clearly compelled che jury to find
that, if Buford and his associate had acted together in one crime
(sexual battery), then there is a conclusive presumption that
Darrell Wilson's subsequent killing of Toni Wright was in further-
ance of some common design joined in by Robert Buford. It was
precisely this unconstitutional presumption that petitioner's
trial counsel sought to negative with the requested instruction.
The instruction on associates required that the jury conclusive-
ly presume that Robert Buford had in some way concurred in the
killing of Toni Wright. This presumption was contrary to pet---
tioner's testimony at trial and thus deprived petitioner of his
rights to due process.
Indeed, the trial court's instruction in the case at
bar was, for practical purposes, identical to the instruction
condemned by the Court in Sandstrom v. Montana. There, the jury
was instructed that the law "‘presumes
ordinary consequences of his voluntary
In the case at bar, the jury was instructed that those who asso-
together to commit a single criminal act "are alike crimi-
responsible for the probable consequences that may arise
from the perpetration of the unlawful act they set out to accom-
(Appendix D at 877-78.) Although worded differently,
both sets of instructions had the practical effect of taking from
the jury the issue of whether the defendant actually intended
that the crime be committed.
The Florida Supreme Court, in its opinion denying th
petition for a writ of habeas corpus, fails to address the fun-
damental issue of whether the instruction on associates was
proper. The opinion below states that petitioner's “testimony,
if believed by the jury would have been consistent with a felony-
murder theory of the case." (Appendix A at 3.) However, the
issue here is not whether petitioner's testimony is “consistent"
with a felony murder theory. The issue here is whether the trial
court's instructions on associates, taken together with the trial
court's refusal to instruct on “independent act,” amounted to an
unconstitutional conclusive presumption. That is, the presumption
that if Darrell Wilson and Robert Buford acted together in sexuai-
ly abusing the victim, then they must have been acting together
when Darrell Wilson subsequently killed the victim. For the rea-
a tn a le a el a 5 ses a Ps z 2% hae
sons already stated, we submit that the trial court’s instruc-
tions did indeed embody that (impermissible) conclusive presump-
tion.
Despite the Plorida Supreme Court's most recent opinion,
we respectfully submit that it is irrelevant whether or not peti-
tioner's trial testimony is “consistent” with a felony murder
theory. The trial judge instructed the jury on three theories of
first-degree murder: (a) kiiling from a premeditated design to
effect the victim's death; (b) killing, whether or not from a pre-
meditated design, while engaged in the perpetration of a sexual
vy; or (c) killing by a person with whom the defendant had
associated to commit an unlawful act. See page 3, above. Al-
though petitioner's testimony may be consistent with a felony mur-
der theory, it is also consistent with a theory of associates and,
under Sandstrom v. Montana, supra, the instruction on associates
4
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nstitutional conclusive presumption.
The Florida Supreme Court may not be permitted to guess
as to
z
hat theory or theories of guilt the jury adopted. As the
Court stated in Sandstrom v. Montana, 442 U.S. at 526:
But, more significantly, even if a jury
could have ignored the presumption and found
defendant guilty because he acted knowingly,
we cannot be certain that this is what they
did do. As the jury's verdict was a general
ene .. ., we have no way of knowing that
Sandstrom was not convicted on the basis of
the unconstitutional instruction. And “[i]t
has long been settled that when a case is sub-
mitted to the jury on alternative theories the
unconstitutionality of any of the theories re-
quires that the conviction be set aside. See,
e.g., Stromberg v. California, 283 U.S. 359
(1931)." Leary v. United States, 395 U.S., at
31-32. See Ulster County Court v. Allen, ante,
at 159-160, n 17, and at 175-176 (Powell, J.,
dissenting); Bachellar v. Maryland, 397 U.S.,
at 570-571; Carpenters v. United States, 330
U.S., at 408-409; Sollenbach v. United States,
326 U.S., at 611-614. (Emphasis added.)
Based on the evidence and the instructions in this case, for
all we know the <ury (a) believed that Darrell Wilson killed
Toni Wright, and (b) never considered (because not instructed
12
to do so by the judge) whether Wilson's killing of the girl was
his independent act, without the agreement cr assistance of pe-
titioner. Because the jury may have convicted on a charge which
required that they presume that petitioner concurred in Wiljson
crime, the FPlorida Supreme Court erred in denying the peti'/:ion
below.
The opinion below also states that the instructi
associates "related directly to petitioner's testimony at trial
- « « e” (Appendix A at 3.) This does not, however, demonstrate
or imply that the instruction passes muster under
Sstitutional standards. If, as we believe, th
bodies a conclusive presumption as to the
tial element of the crime, that defect is
that the instruction is “related” to trial testimony.
The Florida Supreme Court
Finally, the fact that an unlawful homicide
curred during the perpetration of the sexual
tery is sufficient to support a conviction
first-uegree murder without the necessity
proving petitioner's specific intent tl!
murder be effected. (Appendix A at
But, again, this statement assumes
murder theory in finding petitioner guilty of mu
the instructions included three distinct theories
murder and the jury returned a general verdict, it
for the Florida Supreme Court to know which theory
the jury accepted. It is, we respectfully submit,
an appellate court to base its decision on speculation
evidence a jury believed or did not believe. See Sandstrom
Montana, 442 U.S. at 526. Therefore, the assumption
jury adopted a felony murder theory does not cure the
* Yhe Plorida Supreme Court is here essentially quoting FLA. STAT.
ANN. § 782.04(1) (a) which codifies Florida's law of rele
der and, in reievant pact, defines first-degree murder as t)he
unlawful killing of a human being, . . . when committed by ‘
person engaged in the perpeéiration of ... any. . . sexual
DOTESTY. 4. 6.
tutional conclusive presumption embodied in the trial court's
instructions on essociates.
The Florida Supreme Court's most recent opinion in
this case states that an “alternative support” for the denial
of the petition is that under the indictment the state could
properly prosecute under both a theory of premeditation and a
theory of felony murder. (Appendix A at 3.) The opinion be-
low cites State v. Pinder, 375 So.2d 836 (Fla. 1979), and other
cases. These cases stand for the rule that "the state does not
have to charge felony murder in the indictment but may prose-
cute the charge of first-degree murder under a theory of felony
murder when the indictment charges premeditated murder." State
v. Pinder, 375 So.2d at 839.
We respectfully submit, however, that the issue here
not whether or not Florida could properly prosecute petition-
for felony murder, but whether or not the instructions on as-
sociates were fatally defective. Surely no court could construe
Pinder to stand for the proposition that the prosecution may pro-
ceed on a theory not articulated in the indictment and the trial
judge is alsc free to give incorrect instructions to the jury on
that second theory. What is at issue here is whether or not the
trial judge committed reversible error in refusing to instruct
that petitioner could not be liable for first-degree murder if
the killing was the independent act of Darrell Wilson. This is
different from the question whether it was proper to permit the
prosecution to introduce a theory of felony murder or a theory
of associates.
Finally, in its last attempt to defend the propriety
of its decision to deny petitioner's request for a writ of habeas
corpus based on ineffective assistance of appellate counsel, the
lorida Supreme Court asserts:
Since the record clearly presents evidence suf-
ficient to support a finding by the jury that
the killing was by premeditated design, the charge
complained of cannot be said to be harmful...
even if it were erroneous. (Appendix Aat 4.)
Again, this statement assumes that the appellate court may pro-
perly speculate as to which of several theories of first-degree
murder the jury actually adopted. This Court, in Sandstrom v.
This case was submitted to the jury on three theories of first-
degree murder, and one of the theories was unconstitutional be-
cause it embodied a conclusive presumption (contrary to testimony
at trial) as to the presence of cone essential element of the
me of first-degree murder. That there was evidence consistent
ee . . : . , : ‘ ¢ ade se
with other alternative theories does not cure the fatal defect
SAssnaA a . = +> . = Tle, = : *
found guilty of first-degree murder were fatally defective under
Plorida law and under the Due Process Clause of the United States
Constitution. The instructions were objected to at trial, and
the objection was properly preserved for appeal. Appellate coun-
sel raised eight separate legal points on direct appeal to the
Pl iA Cr Crt — +7 hal? oo } 11* < a
Florida Supreme Court, but failed to challenge the fatally defec
s+; 7 . + ta. Ses dD Der ard ; Tal, fai
tive jury instructions. We respectfully submit that such failure
- = ; 4 $¢ = an e - + . .
constituted ineffective assistance of counsel on appeal. Petition-
> was ° ; “—
er should not be required to pay with his liberty, and possibly his
II
DUE vROCESS IS VIOLATED WHEN, IN
A CAPITAL CASE, A STATE APPELLATE COURT
ISSUES TWO OPINIONS WHICH ARE FACIALLY
CONTRADICTORY AND ARE BOTH ADVERSE TO
PETITIONER
On the direct appeal of petitioner's sentence of death,
appellate counsel “ailed to challenge the defective instruction
On associates. As is demonstrated in Point I, this failure con-
stituted ineffective assistance of counsel on appeal. Appellate
counsel did challenge, however, the trial court's refusal to find
the statutory mitigating factor that "(t]he defendant was an ac-
complice in the capital felony committed by another person and
his participation was relatively minor." FLA. STAT. ANN. § 921.141
(6) (d). The Florida Supreme Court upheld the trial court's rejec-
ticn of that mitigating factor, because the petitioner's testimony
would not support a conviction of first-degree murder. That is,
the appellate court -- without examining the instruction on asso-
ciates, because not asked to do so by appellate counsel -- assumed
that the conviction for first-degree murder implied that the jury
had refused to believe petitioner's testimony. In its most recent
opinion, in response to petitioner's showing that the instruction
on associates implied that petitioner would be guilty of first-
degree murder even if the jury accepted his testimony, the Florida
Supreme Court has stated that petitioner's testimony would support
a conviction of first-degree murder.
Thus, the Florida Supreme Court has rendered two sepa-
rate decisions in petitioner's case. ‘the first one says that
petitioner cannot be guilty of first-degree murder if his testi-
mony is accepted; the second one says that petitioner can be
guilty of first-degree murder even if his testimony is accepted.
The only thread of consistency is that each decision is adverse
to petitioner. It is res;ectfully submitted that the rendition
of facially contradictory appellate decisions in a capital case,
each of which is adverse to petitioner, is a der‘al of due process.
16
This Court, in Mathews v. Eldridge, 424 U.S. 319
(1976), clearly set forth the factors to be considered in deter-
mining whether or not the requirements of due process have been
satisfied in a particular case.
[O]ur prior decisions indicate that identifica-
tion of the specific dictates of due process
generally requires consideration of three dis-
tinct factors: First, the private interest
that will be affected by the official action;
second, the risk of an erroneous deprivation
of such interest through the procedures used,
and the probable value, if any, of additional
or substitute procedural safeguards; and final-
ly, the Government's interest, including the
function involved and the fiscal and administra-
tive burdens that the additional or substitute
procedural requirement would entail.
at 334-35. All three factors, as applied to the case
argue in favor of the issuance of a writ of certiorari
First, Robert Buford's “private interest” which has
been affected by the facially contradictory opinions of the
Florida Supreme Court is his interest in his liberty and, in-
deed, his life. There can be no more compelling private inter-
est.
Secondly, the risk of an erroneous deprivation was,
under the circumstances, more than a mere "risk"; it was a cer-
tainty. No matter how high a court may be, it cannot overturn
the laws of logic. Where two opinions are contradictory, at
least one must be wrong. The Florida Supreme Court, which held
on direct appeal that petitioner could not be guilty of first-
degree murder if his testimony were believed, has issued
facially contradictory opinions, both of which are decided
against petitioner. Such a procedure necessarily, as a matter
of logic, irrationally and erroneously deprives petitioner of
his right to liberty and life.
Finally, the burdens imposed by the issuance of this
Court’: writ of certiorari could not be excessive. Granting
the writ in this case would not compel the conclusion that, when-
ever a State court makes an error, this Court will sit in review.
ES rR
Rather, this is the rare (one hopes unique) case in which the
State's hichest court issues, in a single case, two separate
3
ions which on their face contradict each other, and both
which are decided against a petitioner condemned to death.
This Court has emphasized that "death as a punishment
in its severity and irrevocability.” Gregg v. Georgia,
(1976) (Stewart, J., ¢ t Moreover,
it is the unvarying rule that, “[w]hen
stake, t! Court has been particularly
every safeguard is observed."
meet the
the Due Process an
held that a state appellate court had den
1 right to due process when it had sustained a
criminal contempt “by treating the
a charge not made.” There can be no doubt, then,
irrational, arbitrary or capricious behavior on the part of
appellate courts may properly be deemed to violate due process.
Also illustrative is Gilbert v. Sowders, 646 F.2d 1146
(6th Cir. 1981), where it was held that the Kentucky Supreme
Court's failure to grant petitioner's motion for reconsideration
of the dismissal of petitioner's appeal was so arbitrary and
capricious as to amount to a violation of due process. The issu-
a a a a
ance of the writ of habeas corpus was affirmed in Gilbert v.
Scwders, despite the fact that the petitioner was not under
a sentence of death. In the case at bar, where the ultimate
sanction has been imposed, the requirements of due process
are more demanding. Therefore, the Florida Supreme Court's
arbitrary and capricious behavior here should not go uncorrect-
ed.
CONCLUSION
Based upon the foregoing, petitioner respectfully
requests that the Court issue its Writ of Certiorari to review
the decision of the Supreme Court of Florida in this cause.
Dated: New York, New York
A st 30, 1983
Respectfully submitted,
DAVID E. WEISBERG
Fried, Frank, Harris, Shriver
& Jacobson
(A Partnership Which Includes
Professional Corporations)
One New York Plaza
New York, New York 10004
(212) 820-8018
ATTORNEY FOR PETITIONER
er Robert Lewis Buf
0
Court of the United
1983, I served one
Certiorari to the
by mailing said copy, in a
class postage
srenaiAa —
prepaid, to
Jr., Esq., Assistant A
804, Park
Ww
i
}
j
Trammel
served have
States,
-
for petition-
ember of the Bar of the Supreme
eby certify that, on September 2,
*«
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et?
LU
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,
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rh
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orida on the respondent,
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sed envelope, with first-
Ww
377 i cer > ~
1313 Tampa Street, Suite
orida 3360
sarties required to be
~ > >? - SS =
JA iw’ & AC I oEAw
RECEIVED
AUG 31 1383
OFFICE OF THE ¢.
LER
TABPREME COURT us
CASE NO.
IN THE SUPREME COURT OF THE UNITED S$
—
OCTOBER TERM, 1983
ROBERT LEWIS BUFORD,
Petitioner, g be -5 35 q
vs.
LOUIE L. WAINWRIGHT,
Secretary, Department of Corrections,
State of Florida
Respondent.
MOTION FOR LEAVE TO PROCEED
IN FORMA PAUPERIS
Pursuant to Rule 46.1 of the Rules of this Court,
motion is hereby made that petitioner be allowed to proceed
in forma pauperis. Petitioner's affidavit is attached to
this motion. Leave to proceed in forma pauperis was sought
and obtained in both courts below.
Dated: New York, New York
August 30, 1983
Fried, Frank, Harris, Ahriver
& Jacobson
(A Partnership Which Includes
Professional Corporations)
One New York Plaza
New York, New York 10004
(212) 820-8018
ATTORNEY FOR PETITIONER
IN THE
SUPREME COURT OF THE UNITED STATES
CASE NO,
ROBERT LEWIS BUFORD,
Petitioner,
vs.
LOUIE L. WAINWRIGHT, Secretary, g ) 5 IR
Department of Corrections,
State of Florida,
Respondent.
AVIT IN SUPPORT OF
R'S MOTION TO PROC =ED
i FORMA PAUPERIS
LEWIS BUFORD, being duly sworn, depose
the Petitioner in the above-styled case;
confined on Death Row at Florida State
sentence imposed after a conviction in
the Circuit Court for Polk County, Florida, for first-degree
murder; that I petitioned the Supreme Court of Florida for a
of habeas corpus based on ineffective assistance of
counsel on appeal; that I now wish to obtain review in this
he denial of the petition for a writ of habeas
that because of my poverty I am unable to pay the
fees and costs of this proceeding or to give security there-
for; that as an indigent defendant I was represented by the
Public Defender at trial and on appeal; that I am now rep-
resented by pro bono counsel; and that I believe I am entit-
led to redress and I am making this affidavit in good faith.
Bhuk Sb Eaihed
ROBERT LEWIS FORD
MAO
Sworn to before me this
3 day of May, 1983.
‘ee Public
ROTARY pup,
. Stare
iy , F hoe
Commons se Expe ‘ P|
2O0BERT uUZWIS 3UFURD, ?Yeticicner,
LOUIS L. WAINWRIGHT. Respondent.
fe nave ior consideration 1 peticion for wric of Aabeas
corpus Sy Robert Lewis 3uford whose conviction and sentence 3f
teath were afficmed Sy =<213 court ia Juford 7. jtate, 403 30.24
243 Pla. +1961 cert. denied, 454 J.3. 1163 1982). We have
Turisdiction. .: Vv, § 3(B) (9), Pla. Conse.
Peticioner contends 11.35 appel.ate -ounsel Sarled =3 Ssursue
substantively viable legal issue of che “Fr. sours's
Lmproper iastruction co che jury om “associates.” ?ecict.cner
further contends that =e failure <o >sresent
[ours om disect appeai of Ais death sentence
c@ing semied reasonacly effective assistance
const. amend. 7.
@e wil. address seticioner's <claiz sy
stancardas adopted Sy chis court ia “aight 7.
Pla. 1981). co determine whether counsei isr <ne /et.cicner
srovided reasonably effective assistance A “8 .Altia. ippeal.
dowever, setfore reaching <=ne merics of <his Deticicon ve
must ietermine vhether <r-ai counsel Lnitiasly sreservec <=16e
tasputed .ssue ‘sr apoeal sy sogectiag <o =ne <courss sl_ecged
eS =
1 Een
»
nt)
vo
-
te
co
0
0
-
;
"
”
o
a
Ls
i
wv
-EPTOPe@r .ASTIUCTLON OM Sriac
iO party Bay 286i5m as error srounds of
appeal che jiving sr <=ne {faiiure =5 jive an
LAStruction unless ce oblects <herets
setcre che jury retires =o consider .:s
fP@raice, stating distiactly che matt: © <5
4hicn ne sejects, and =he srsundsa sf Ais
25} @Ccticn. Wportunicy si - 38 ji7@n <3
TuUry, petitioner's crial counsel specifically requested chat she
WAStSUct.cnh which <ne@ <rial court intended =o give include
“Tequirements <hat <he state show chat 4s 3 priacipal <hat Mr.
Sufora lave <=he conscious intent “hat “he <rise (murder! se
sOmmicctedc and <=hat 2@ say + word cor ic an act toward <=he
*COM@M—ELSSicn oF sowarc che .ncictemenc ... (of =ne crime/.* The
S324. SOUFT senied =<ne “squested sodilisation and sdvised
counsel, “Okay, your oDjection cam se acted.” [a response =o
counsel's question, “Aad cverruled?,” =he court replied, “And
over zuled.*
@e@ fund <hat the <sial court’s alleged erroneous
WASTSUCTION <O “H@ l[Ury om principals and accessories as
properly oreserved ‘cr appeal. #@ 10w sroceed *o <he merits 32
3323 36ticion.
Petitioner contends chat appellate counsel affected an
LATUStTiCe UPON seticicmer when counsel ‘ailed <o raise =e
4.-e9e¢ erroneous jury instruction sm 1:3 initial apreal =o <nis
ES, WD M9.ating <o@ principies enunciated in Anisgnc 7.
state, 394 50.24 397 Pla. 1981).
Jecause we ‘ind <nat appeilate counsel srovided rTeasonaniy
affective assistance of counsel in <ne >risinal appeal,
petictis ~3 20t enticled =o 4 Selated appeal and <herefore <ne
p@ti=.5n sust se ianied.
2&4 sRargiag <Be jury, she =rial sourt included <=he
sslicwiag -astructicon on sriacigals and associates:
when <#O scF Tore sersons <cmbine socether <>
SOM@MBL= aM uNiawful act, aach .3 <criminaily
responsible for =he acts of 113 associates <ommi<ced
furtnerance or srosecuticn of <ne <common <cesign.
If two or more sersons combine =o ico an unlawful act,
and in “Re >rosecution 2f <=ne common 25 ect 4n
aniawtul somicide rcesults. sli are alixe criminally
responsible for <=ne srobanple <onsequences <=nat “ay
arise from che >serpetration 2f <=ne wilawful ict <ney
set 2ut =O accompl.anm. The .smediate .ajury <som
snicn ieath ansues .3 <sonsicered 3s oroceeding ‘rca
all who are sresent aiding and acetting “<ne -Ajury sone.
and che ictual serpetracsr .s considered 1s <=ne agent 3f
Als associates. dZis act .3 “<neirs as ~@il 48 113 own
ana all are aqually juilsy.
Petitioner testified at crial. dis sestimony 7ecessi-acec
—ne somtested <narse >,eing given secause peticioner claimec <=14¢
a person named “Pat joy” Sad participated in che pricr sexual
satctery and shat te, and tot setiticner, tad actually “<i:l.ed se
rictam. This ceatimony, .2 selieved sy =he jury sould Aave seen
consistent wich a telony—@urder =neory 2f =e <ase. <contrary <0
setiticner's +8sarcions, 2asecd on evidence sresented, =2@ (ury
sould Aave still convicted him of ficsct-degree surder. Yal-35y -.
State, 382 S$o.2d 1190 :Pla. 1979). Tee .aseruction reiated
inrectly to petitioner's sestisony at <rial, chus satistying <Ae
requirement chat only instructions which Nave support ia =e
7A
record snmould Se given co the jury. see Griffin +. state, 370
30.24 360 ‘Pla. ist OCA 1979). Pinaily, tne face <hat an unlawful
nomicice sccurred duriag <he serpetration of <ne sexual satcery
-3 zutticient =o supports a convict. for first-degree surcer
#icnout <=ne 16Cessity of proving setictioner’s specific -atenct
cnat the asurcer se erftecced.
Therefore under =he <acts Sf <nis -ase we iind <Re [ury
wastruct: somplained of co Save Seen sroperly jiven.
Therefore, as such, appaliate counsel's failure “Oo [aise =e .4s8uUe
om appeal did act amount <o ineftective assistance cr ccunsel
ander Xnight.
As alternative support for she denial of the seticion
find tnat under she indictment she state could sroperly srosecute
ander sotn a thecry of premedicaticn and a c=neory 2f Zelony-
der. Adams +. state, 412 30.24 3150 ‘?la.}, sers. denied, 193
3.ce. 132 11962); Zinder 7. state, 375 30.24 336 (Pla. 1379);
3arcon vy. State, .93 Sso.2d 413 ‘Pla. 2d KCA 1966), serc. senied,
Pla. 1367). Since =he secord clearly presents
201i 30.24 459
avigence sufficient =o support 4 fiadiag sy =e jury “ac =e
<:llang “as sy sremedicaced iesigm. <ne charge somp-dicec st
seniac, i46 3.5. 367 (1980); Frazier 7. Stace, .97 30.2d 16 ‘Pla.
In order co support a claiaz 3f wnefiective assistance 3t
-sunsel ander inignht it must se estaplishec =at = 6 alleged
arror was orejudicial in fact. This —e petiticner nas failed Oo
)
:
1
3ased on =he foregoing, -@ sconclude <2at <a pet. sioner
nag -‘ailed =o establish “hat Se vas <eniec reasonably effective
assistance 2f sppel.ats <sounsé.. consequently =5@ peticicnh tor
-4<
2Figinal 2roceeding - daceas ¢
David 2upman. ake Alfred, ?_orida: and David
*ried, Prank, darzis, Shriver and Jacobscn.
for Petitioner
SMicnh, Attorney General and charles
.
Tampa. Florida,
seneral,
for Respondent
BUFORD v. STATE
Fla. 943
Cite at, Fla, 403 So.2d 43
Robert Lewis BUFORD, Appellant,
v.
STATE of Florida, Appellee.
No. 54010.
Supreme Court of Florida.
July 23, 1981.
Rehearing Denied Oct. 14, 1981.
Defendant was convicted in the Circuit
Court, Polk County, William A. Norris, Jr.,
J., of murder in the first degree, sexual
battery upon child under 11 years of age,
and burglary with intent to commit sexual
battery. He directly appealed. The Su-
preme Court, Adkins, J., held that: (1) de-
fendant could be convicted and sentenced
for both first-degree felony-murder and un-
derlying felonies; (2) trial court did not
improperly limit cross-examination of two
state witnesses; (3) sentence of death is
grossly disproportionate and excessive pun-
ishment for crime of sexual assault and
therefore forbidden by Eighth Amendment
as cruel and unusual punishment; and (4)
imposition of death penalty for murder was
proper.
Affirmed.
Engiand, J., concurred as to conviction
and dissented as to sentence.
l. Homicide = 14(2)
If the evidence shows that the accused
had ample time to form a purpose to kill
deceased and for mind of killer to become
fully conscious of his own design, it will be
deemed sufficient in point of time in which
to enabie killer to form premeditated design
to kill.
2. Homicide 145
Where person strikes another with a
deadly weapon and inflicts a mortal wound,
the very act of striking person with weapon
in such manner is sufficient to warrant jury
in finding that person striking blow intend-
ed result which followed.
3. Criminal Law 29
Where the same act or transaction con-
stitutes a violation of two distinct statutory
provisions, test to be applied to determine
whether there are two offenses . only one
is whether each provision requires proof of
facts which the other does not.
4. Homicide =22(2)
Murder in first degree through pre-
meditation requires proof of fact not re-
quired in sexual battery: premeditated de-
sign to kill.
5. Criminal Law <=29
Defendant was properiy convicted and
sentenced for both first-degree felony-mur-
der and underlying felonies of sexuai bat-
tery and burgiary in light of evidence from
which jury could have found premeditation
and in light of fact that the two offenses
were sufficiently distinguishable so as to
permit two convictions and two punish-
ments.
6. Witnesses @=269(2)
In criminal prosecution, cross-examina-
tion of two state witnesses regarding their
knowledge of defendant’s nonviolent nature
was improper in light of fact that there
were no facts elicited by the State upon
direct examination relative to the defend-
ant’s propensity for violence.
7. Witnesses @=268(1)
Cross-examination extends to entire
subject matter, and to all matters that may
403 SOUTHERN REPORTER, 2d SERIES
f
modil rebut or
chief
supplement, contradict,
clearer facts testified to in
make
3. Witnesses > 274(1)
In emminal prosecution,
fer asked state witnesses on cross-<x-
amination regarding their knowledge of de-
nonviolent nature was improper
have elicited
evidence of his general reputation in com-
munity, not specific instances of nonvic-
question de-
fendant’s
n that defendant could only
ence
9. Criminal Law o=986.2(1)
All relevant evidence pertaining
character of defendant and circumstances
yf crime may be considered by sentencer in
Q
Ploridz
. Wt hee
10. Homicide — 3h
There was sufficient
mpose death sentence upon
urder conviction
tation so as to
defendant for m
il. Criminal Law @1213
anton rf loath *
A sentence of death is grossiy
excessive punishment for
assault and is therefore
Eighth Amendment as crucei
unusual punishment. U.S.C.A-Const
West's F.S.A. § 794.011(2)
r
12. Homicide — 34
Death sentence imposed on
convicted of murder was proper in
crime was heinous, atrocious
's FS.A. § 78204
defendant
ight of
3. Homicide — 344
In imposing death penalty on
ant convicted of murder, trial court did not
. rejecting mitigating circumstances of
iefend-
re)
e mental or emotional disturbance or
impaired mental capacity and in discount-
jefendant’s consumption
_and marijuana, in light of
mony presented and in light of fact
that defendant was able to give a deta’ «J
account of the crime. West's F.S.A. § 782-
ot
14. Criminal Law 885
In order to sustain a sentence of death
following a jury recommendation of life,
facts suggesting a sentence of death should
be so clear and convincing that
reasonable person could differ
15. Criminal Law © 9864(2)
-
Trial judge is not required to reques
presentence investigation before sent
defendant.
16. Rape 64
Sentence of life imprisonment wit
quirement that defendant serve no
than 25 years before becoming ciigibic
parole, imposeu on defendant convict
sexual assault, was an aulomatic seni
and court had no discretion to change
West's FSA. § 775.0821
Jack O. Jonnson, Public Defender
James R Wuilchak and Dougias A
wood, Asst. Public Defenders, Bartow
appeilant
Jim Smith, Atty
Richard G. Pippinger
, for appeiice
ADKINS, Justice
jircet appeal from a
adjudging defendant guilty
the first degree and guilty of sexual La
upon a child under eieven years of age
imposing two sertences of Geath De!
nt was also adjudged guilty of burg
h intent to commit a sexuai balter)
This i a
of years
wi
sent i to a term
In the early morning hours of
November 6, 1977, Lewis Wright,
the victim, fell asleep om the lives
sofa while he and his children were
ing television. His children were or
let on the living room floor. Wright
ened about 2:30 or 3:00 o'clock a =
off the television, and went to Mis ix
He did not notice if all of his childrer
still sleeping on the pallet. On his
the bedroom he observed that ine bac
of the house was open, bul assume:
the children’s grandmother had visite!
ie
house while he was sleeping anu nad ce
through the back door.
BUFORD v. STATE
Fla. 945
Ca. ~« Fla, 463 So2d 943
Lewis Wright awoke again about 7:00
o'clock a. m. and noticed that the victim, his
seven-year-old daughter, Toni, was missing.
Wright notified police; shortly thereafter
the victim’s body was discovered next to a
nearby church. She was lying on her back
in a flower bed, with her dress pulled up
around her chest and her underpants a
short distance away. There were injuries
to her head and dried blood on her head and
face. Pieces of a shattered and biood-
stained concrete block were found nearby.
At approximately 3:00 o’clock a. m. on
Sunday, November 6, 1977, the defendant
returned to his father’s home where he was
greeted by his sister, Annette Buford. She
observed him breathing hard, as if he had
just been running and saw him carrying his
t-shirt and tennis shoes. He had white
oxydized paint on his bare back and ap-
peared to be drunk. Defendant told his
sister if anyone came looking for him to say
that he had been at home since 11:00 o’clock
p.m. In a few moments defendant broke
down and stated that he might have killed a
lady with a brick. He started to implicate a
person known as “Fat Boy”, but immediate-
lv stopped, saying he was not going to
involve anyone else.
While at his father’s home later in the
day, the defendant talked both of leaving
home and of turning himself over to police.
On Monday night defendant went to the
police station, after his sister had talked
with police about his role in the crime. He
was arrested for murder, sexual battery,
and burglary with intent to commit sexual
battery. After being advised of his legal
rights, defendant signed a written waiver
of these rights and blurted out, “I did it.”
He was again advised of his rights in the
interrogation room, and he again waived
these rights. In his statement defendant
said he broke into Wright’s house through a
back window. Upon entering, he saw the
giri lying there, picked her up, and carried
her out the back door. He took her to the
church area, had her lie down and remove
her clothes. He removed his clothing and
then inserted his finger into her vagina.
He did not move his finger; he just put it
in and later took it out. He admitted pene-
tration with his penis. When the victim
started screaming, the defendant picked up
a concrete block and dropped it twice on the
victim’s head. The defendant said he was
not trying to kill her but to stop her from
screaming. The victim had recognized the
deSendant.
After the statement was concluded, the
defendant signed a consent form to search
his room at his father’s house for the jeans
he had been wearing on the night of the
incident. These jeans were recovered. A
lab analysis of a blood spot on the jeans
indicated that it was of the same type as
the victim’s blood.
With defendant’s consent, the officers se-
cured blood and hair samples from him.
While the doctor was examining defendant
and taking samples, the “octor pointed out
various cuts and scratches on defendant’s
body. When the doctor » is noting a set of
scratches, the defendant: said, “Those were
not made by the little one.”
A pubic hair that was discovered in the
victim's vagina was consistent in character-
istics with the sample taken from the de-
fendant. Both the pubic hair found on the
decedent and the sample taken from the
defendant contained an unusual “starchy”
substance. The child was too young to have
pubic hair of her own; she was only seven
years old.
At trial, the defendant testified that al-
though he had participated in the sexual
battery, a man known as “Fat Boy” had
raped and killed Toni. Defendant said he
refused to climb inside the Wright home
because he was known by them. His testi-
mony was that Fat Boy climbed through
’ the window while defendant stood outside.
When Fat Boy did not return for a while,
defendant left. A few minutes later de-
fendant met Fat Boy again. This time Fat
Boy was carrying Toni Wright. Upon ques-
tioning her, Toni said that she knew de-
fendant but did not know Fat Boy. Fat
Boy carried Toni to the church area and
commanded her to lie down. Defendant
admitted having sexual intercourse with
Toni while Fat Boy watched. Toni did not
946 Fla. 403 SOUTHERN REPORTER, 2d SERIES
scream while defendant was on top of her
Defendant got dressed and was planning to
leave when Fat Boy commenced sexual! in-
tercourse with Toni. Toni started scream-
ng. Defendant turned around to fuce
them and suw Fat Boy drop a concrete
block on the girl's head. Fat Boy picked up
the brick to drop it again and defendant
charged at him to prevent it. Fat Boy
threw defendant against the wall and
lropped the brick again. Fat Boy left
when defendant refused to allow him to go
home with him
The police officers learned about Fat Boy
and his alleged involvement in the incident
from the defendant's sister before the trial
took place. After an investigation, Fat Boy
was climinated as a suspect by virtue of an
alibi. Defendant was charged by indict-
ment with the offenses of first«<degree mur-
Ger, capital sexual baitery, and burglary
with intent Ww commit a sexual batlery
The jury found defendant guilty on all
three counts. The case then proceeded into
the penalty phase of the bifurcated trials
The jury recommended wo the court that it
mpose a life sentence on both the murder
The trial
and sexual battery convictions
court then made the following [findings of
In making the following findings of fact
mi conclusions of law the Court has tak-
en into consideration only the testimony
prouuced at trial and no other factors.
As to Count One of the Indictment
wherein defendant was convicted of First
Degree Murder the Court makes the fol-
owing findings of fact
1. As an aggravating circumstance,
the capital felony, that is, the murder of
Toni Annette Wright, a black female, age
seven (7) years, was committed while the
defendant, Robert Lewis Buford, was en-
gaged in the commission of the crime of
sexual battery. F.A. 921.141(5Xd). The
evidence is conclusive that the crime of
sexual battery was complete and that
sufficient penetration occurred. The de-
fendant’s free and voluntary statement to
law enforcement officers supports this
finding together with his testimony in his
own behalf during the trial. The defend-
ant attempted to repudiate his previvus
confession to create an accomplice by (he
name of “Fat Boy”, however, the Court
specifically rejects thm testimony as |-
ing an untrue and a tota! fabrication
2 As a further aggravating circum-
stance the Court finds that the capita!
felony was especially heinous, atrocivus
and cruel. F.A. 921.141(5Xh). The testi-
mony ampiy supports a finding that this
seven (7) year old child was alsiucte!
from her home, while asicep by a ninc-
wwen (19) year old adult male, that sin
was taken lo u secluded spot where tn
defendant brutally sexually assaulted her
After he had fulfilled his lustful desire>
and ascertained that the victim wouki |x
in a position to identify him, the defend-
ant snuffed out the life of this child by
crushing her head with a concrete bioch
dropped at heights from at least wai
high. The testimony of the palhvioyist
Dr. Robert Smith, reveals at least threo
(3) separate crushing wounds and Che ck
fendant “aimits” to dropping the thirt
twe (32) pound concrete block on Un
tim’s head twice. The Court specifica
rejects as untrue and as a fabricatior
defendant's testimony that the vic
was killed by this so called accom;
“Fat Boy”. Dr. Robert Simth viewed
victim's body at the scene and tes
that the child was covered with sand
that there was eviaence of an extens
struggle. The Court finds that the struy
gle was between the defendant ani
seven (7) year cid child and that nv other
person was involved. The pathuloy
testified that he found numerous abra
sions over the entire body of this
with extensive amounts of bioud comin,
from the nose and mouth arcas
3) severe wounds were found in Ux
area, two (2) on the right side and
almost in the midline in the back
head, indicating at least three (3)
rate blows. The skull was exten:
fractured resulting in numervus [r.,
ments of the skull becoming «k
directly into the brain. Multiple
abrasions were found on the chiki’ ry
arm and on her right chest areca
BUFORD v. STATE
Pia. 947
Cite as, Fla, 463 $0.24 943
The pathologist was of the opinion that
any of the three (3) separate blows would
have been sufficient to cause death and
that the child may have lived for at least
an hour after the first blow but that she
would have lost conscicusness fairly rap-
idly
The pathologist also testified that he
visually observed extensive trauma to the
genital area and that his autopsy re-
vealed acute perforation of the hymen
resulting in acute hemorrhaging from the
hymenal area. The autopsy revealed nu-
merous bleeding points in the lining of
the vagina itself and the presence of five
5) ce’s of seminal fluid within the vagina.
Although the defendant in his state-
ment and in his testimony denied that the
victim made any outcry while she was
being sexually abused the Court rejects
this testimony as being unbelievable and
patently untrue and finds as a matter of
common understanding and knowledge
that a seven (7) year old virginal child
would suffer excruciating pain as her va-
gina was being penetrated first by the
defendant's finger and then by his adult
penis.
The standard jury instructions define
heinous as meaning extremely wicked or
shockingly evil. Atrocious is defined as
outrageously wicked and vile. Cruel
means designed to inflict a high degree of
pain; utter indifference to, or enjoyment
of, the suffering of others; pitiless. In
the Court’s experience of seven (7) years
as an Assistant Prosecuting Attorney and
six (6) months on the bench, I am not
aware of a case where a defendant's con-
duct more clearly falls within the defini-
tion of heinous, atrocious, and cruel.
3. The other aggravating crcum-
stances: P.S. 921.141(5Xa); 921.141(5Xb);
921.14(5Xc); 921.141(5Xe); 921-141(5Xf);
921.141(5Xg), are inapplicable in this case.
As to mitigating circumstances invoiv-
ing both the charge of first degree mur-
der and the charge of sexual battery, the
Court makes the following findings:
1. The defendant has no significant
history of prior criminal activity. FS.
921.141(6Ka), and this a mitigating factor.
2 As to FS. 921.141(6Xb), there s no
evidence that the capital crimes were
committed while the defendant was un-
der the influence of extreme mental or
emotional disturbance. The defendant's
mother testified that for several weexs
prior to the crime the defendant had been
using alcohol and marijuana extensively
but the Court finds that this alcohol and
marijuana usage do (sic) not result in
extreme mental or emotional disturbance.
3. As to FS. 921.141(6Xc), there 3 a>
solutely no evidence that the victim was 2
participant in the defendant's conduct or
that she consented to the act
4. As to FS. 921.141(6Xd), the defend-
ant attempted to establish by his testimo-
ny that he was merely an accomplice to
these offenses and that his partucipauion
was relatively minor, however, he cid
“admit” to having sexual intercourse
with this seven (7) year old child, and as
the Court has stated above, his testimony
that this so called “Fat Boy” was an
accomplice is rejected as being untrue
5. As to FS. 921.141(6fe), there ws no
evidence that the defendant was under
extreme duress or under the substantiai
domination of any person.
6 As to FS. 921.141(6Xf), there is no
believable evidence that the defendant
lacked the capacity t appreciate tne
criminality of his conduct or that his abt-
ity to conform his conduct to the requirc-
ments of law was substantially impaired.
On the contrary, the fact that the defend-
ant sought to eliminate Toni Annette
Wright because she would be in 2 position
to identify him supports a finding tnat
the defendant appreciated the criminality
of his conduct.
7. Asto F.S. 921.141(6Xg), the defend-
ant was nineteen (19) years at the time of
these offenses and his age is therefore, a
mitigating circumstance. The Court
notes, in passing, that as to sexuai bal-
tery the legislature found that the age of
the deferiznt was a factor to be taxen
into account in determining whether tne
sexual battery is 2 capita! crime.
948 Fla.
As two Count Two of the indictment
wherein the defendant was convicted of
sexual battery wherein the victim was
eleven (11) years of age or younger and
the defendant was over eighteen (18)
years of age, the Court makes the follow-
ing findings of fact:
1. AS an aggravated circumstance, the
capital felony was especially heinous,
atrocious and cruel. F.A. 921.141(5Xh).
In support of this finding the Court rea-
dopts the findings contained in paragraph
2 above.
2. The other aggravating circum-
stances to-wit: FS. 921.-
141(5XaXbXeXdXeX fg), are inapplicable
to this charge.
The trial jury has rendered its advisory
sentence to the Court recommending that
a sentence of life imprisonment be im-
posed on the defendant as to each of
these capital crimes. Our Fiorida Su-
preme Court has stated that the recom-
mendation of the trial jury is to be ac-
corded great weight by the trial judge
but I perceive the law still to be that the
recommendation of the trial jury is not
binding on the trial judge and that I stili
have the awesome responsibility of mak-
ing the ultimate determination of wheth-
er the aggravating circumstances do in
fact outweigh any mitigating circum-
stances and accordingly whether the
death penalty should be imposed. In the
following cases the trial judge declined to
follow the recommendation of the trial
jury and the imposition of the death pen-
alty was subsequently affirmed by the
Florida Supreme Court: Hoy vs. State,
353 So.2d 826 (1977); Barclay vs. State,
343 So.2d 1266 (1977); Debbert vs. State,
328 So.2d 433 (1976); Dougias vs. State,
328 So.2d 18 (1976); a case originating
from this Circuit; Gardner vs. State, 313
So.2d 675 (1975); and, Sawyer vs. State,
313 So.2d 680 (1975). A review of the
factua!l statements in these cases leads
the Court to the conclusion that this de-
fendant’s conduct was at least equal to
the conduct of the defendants in each of
those capital cases.
403 SOUTHERN REPORTER, 2d SERIES
It is the ultimate finding and determ-
nation of the Court that as to the charge
of first degree murder, the aggravating
circumstances substantially outweigh the
mitigating circumstances and therefore
the death penalty should be imposed upor
the defendant, the recommendation of
the trial jury to the contrary notwith-
standing.
As to the charge of sexual battery, thc
aggravating circumstances outweigh ‘hc
mitigating circumstances and therefor:
the death penalty should be imposed upon
the defendant, the recommendation of
the trial jury to the contrary notwith-
standing.
Upon appeal the defendant says that hx
could not be convicted and sentenced fur
both the first-degree felony murder and (hm
underlying felonies, sexual battery and bur-
giary, relying upon the principles enunciat-
ed in Pinder v. State, 375 So.2d 836 (Flu
979). Pinwer was a prosecution for [irst-
egree murder, sexual battery and buryla-
ry. The Court commented that the jur,
could have found defendant guilty of [irs
degree murder only on the basis of evidenc:
that the defendant killed the victim during
the perpetration of the burgiary or sexua
battery, as there was no evidence of pre-
meditation.
fendant could not be convicted of [elur
murder and the underlying [clony
which the murder conviction was bas!
in addition to the killing, the
commits more than one felony, only om
the felonies need be considered the under
ing felony and the defendant may ix
victed and sentenced for the other felunx
The Court relied upon Brown v. Vhiv, is.
U.S. 161, 97 S.Ct 2221, 53 LEIA’ is
(1977), and Harris v. Oklahoma, 433 U >
682, 97 S.Ct. 2012, 538 L.Ed.2d 1054 (1977
In the case sub juc'ce there was
evidence from which the jury cuu
found premeditation. Although
fendant, at one point, declared that hx
not intend to kill the victim; nevertheh
he also said that he dropped the cuncr
block on the victim “because she know
me.” He also stated that after the =
BUFORD ¥. STATE
Fla
949
Cue a, Pa +03 Sole I
battery he took a cement block, held it “a
little higher than the waist—right here”
and dropped it on the child. He did it
again. This time he lifted it highes. He
bent down to see if she was still alive and
she was not.
{1,2] If the evidence shows that the ae-
cused had ampie time to form a purpose to
kill the deceased and for the mind of the
killer to become conscious of hs
design, it will be deemed sufficient in point
of time in which to enable the killer to form
a premeditated design to kill. Green ¥
State, 93 Fla. 1076, 113 So. 121, 122 (1927)
Where a person strikes another with a
own
a
iViy
deadly weapon and inflicts a mortal wound,
the very act of striking such person with
such weapon in such manner is sufficient to
warrant a jury in finding that the person
striking the blow intended the result © hich
followed. See Rhodes v. State, 104 Fla. 520,
140 So. 309, 310 (1932)
There being adequate proof of premedita-
tion, the principles announced in Pind
not applicable to this case
[3-5]
fenses are not sufficiently dist
to permit the imposition of cumulative pun-
ishment. Where the Lransac-
tion constitutes a
statutory provisions, the test to be applied
to determine whether there are two of-
fenses or only one, is whether each provi-
sion requires proof of the facts which the
other does not. Ohio. Murder in
the first degree through premeditation re-
quires proof of a fact not required in sexual!
battery: premeditated design
Defendant also said that the of-
ng shade
same oct or
violation of two distinct
Brown ¥
iii
It is true, as asserted by defendant, that
the double jeopardy clause protects against
multiple punishments for the same offense
North Carolina v. Pearce, 305 U.S. 711, 8
S.Ct. 2072, 23 L.Ed.2d 656 (1968). In the
absence of proof of premeditated design,
this principle would be applicable to the
case sub judice. The two offenses are suffi-
ciently distinguishable so as to permit two
convictions and two punishments
[6,7] Defendant
the court improperly
also complained that
limited cross-examina-
on of (wo stale witnesses regarding (heir
knowledge of defendant's non-violent na-
ture. Witnesses Barnes and Hayes were
friends of the defendant Barnes testified
as to activities of the defendant until 11:00
o'clock p. m the night of the homicide
Hayes testified as to his activities until 2:00
2 clock & ™. ihe same night. UN cross-cx-
@mination the attorney for defendant asked
Burnes if he found defendant
e& non-violent person.” On cross-examina-
tion counsel for defendant asked Hayes
he had known defendant “to get violent or
anything like that” There were no facts
elicited Oy the state upon cirect cxamuna-
tion relative to defendant's propensity for
violence. It is true that cross«cxamination
extends to the entre subject matter, and lo
Ww ve a Gur
all matters that may modify, supplement,
contradict, rebut or make clearer the [acts
testified to in chief. Coxweill v. State, 361
148 (1978). However, the allempted
nination in the case
way rclauve Ww We
nation of the wilnesses. It
cross-¢ xaminawon
[8] In addition the question
Defendant
r
mproper Maca ar
luce evidcnce mus non-violent
ul (mis ww Gone throug? fis own
in any event, he cou only have
evidence of his general reputation
community, not specific instances of non-vi-
plence. Prevatt v. State, 82 Fila. 24
B07 (1921); Reddick ¥
So. 704 (1889
Defendant next contends
921.141, Florida Statutes (1977
tuWonai
circumstances to be considered to
He says
sy So
. - :
Stale, & fia. iid, 2
n
Mal seclion
i UNCONSL-
because it restricts he Tuligaung
Ve elu
meratec in the statute
lates the Eighth and Fourteenth
{ Const. :utic
ments to the United States
This
moved to
Also he requested a jury
that mitigating circumstances which (he
jury could consider were not limited
those listed in the statute. The
denied the motion to dismuss or
alsc denied the requested instruction
question wa. raised when defendant
dismiss or quash the indictment
nstrucwuon slaling
Ura
jvasr
403 SOUTHERN REPORTER, 2d SERIES
record does not show that the trial judge
preciudea defendant from offering any evi-
jence of mitigation. The trial judge cor-
rectly ruled thal (he standard jury instruc-
uuons adequately covered the instructions on
mitigating circumstances
[9] Defendant argues that the death
t $ unconstitutional in light
Ohio, 4388 U.S. 586, 98 S.CL
Exi. 2d 973 (1978), where the Su-
i that the limited range of
circumstances which couki be
considered by the sentencer under the Ohio
Statute was incompatible with the Eighth
and Fourteenth Amendments. The identi-
cal attack was made upon the Florida stat-
Wainwright, 578 F.2d
582 (Sth Cir. 1978), cert. denied, 440 US
976, 99 S.Ct. 1548, 59 L.Ed.2d 796 (1979)
There the Fifth Circuit held that the Flori-
ja statute as applied and construed by the
of Florida conforms to the
rendered in Lockett Ohio. In
this Court has recognized the
non-cnumerated mitigating
circumstances and utilized them in deter-
mining the propriety of the sentence. See
State, 355 So.2d 111 (Fla.1978);
State, 4 So.2d 1276 (Fla
State, 330 So.2d 137 (Fla
State, 336 So.2d 1142 (Fila.
State, 332 So.2d 615 (Fla.
State, 339 So.2d 204
failiwell v. State, 323 Se.2d 557
It is clearly established that ail
jence pertaining to the charac-
dant 4 rcumstances of
xe considered by the senvenc-
nvalidate
ule in Spinkellink
Supreme Court
secisi0N
several cases
relevance of
Luckett! Goes not
says the imposition of
sentence upon him for the murder
where he did not possess a pur-
he death of the victim, is
ims assertion is without
the record. There was suffi-
of premeditation
Florida Statutes
whoever being eigh-
ween years or older commuts a sexual Dat-
very upon a person eleven years of age or
s0n TH40LK2
provides (nat
.
younger, is guilty of a capital felony. The
defendant was nineteen years of age at the
time of the offense and his victim was
seven years of age. In his motion to dis
miss, defendant challenged the constituton-
ality of this statute, contending that pun-
ishment by death for the crime of sexual
Dallery constiiules crue! and unusual pun-
ishment in violation of the Eighth and
Fourteenth Amendments to the Unite
States Constitution. By denying the mo-
uon to dismiss and imposing the death pen-
alty, the trial court held that the statute
was constitutional. This question has not
been decided under present Florida law
We have recently considered sexua! batter)
cases in which the penalty had been im-
f
posed, but we reduced the sentence to |i!
imprisonment in both cases because of the
particular circumstances. Purdy v. State
343 So.2d 4 (Pla), cert. denied, 434 US. ¥
98 S.Ct. 153, 54 L.Ed.2d 114 (1977); Hucka-
State, 343 So.2d 29 (Fla.), cert. deni
920, 98 S.Ct. 393, 4 L.Ed 2d 27
by v
4s US
1977)
5. 97 S
bh
invoivec Ltn
Coker v. Georgia, 433 US
2861, 53 L.Ed.2d 982 (1977),
sentencing of a man convicted of rape up
the verdict of a Georgia jury
jury recommended the death penalty anu
the trial court imposed a death sentence
The Georgia Supreme Court affirmed. Th:
Supreme Court of the United States he
that the punishment of death for the ray
of an adult woman violates the cruc
unusual punishment clause of the Eig!
Amendment because it is grossly
tionate and excessive in relation to
crime committed. The Court has
decide whether the same hoids true [
rape of a child under eleven years
In its plurality opinion (Justices
Stewart, Blackmun, and Stevens) the
noted that Georgia was the only state wh
authorized a sentence of wie:
rape viclim was an adult woman ;
ther jurisdictions (Florida and Mississ
provided capital punishment when
tim was a child. It was then said
opinion
on -
The Georna
Jisproj-
veain
BUFORD v. STATE
Fia. 951
Cine os, Plu. 463 $0.26 843
Rape is without doubt deserving of se-
rious punishment; Dut in terms of moral
jepravity and of the injury to the person
and to the public, it does not compare
murder, which does involve the un-
justified taking of human life. Although
t may be accompanied by another crime,
rape by definition does not include the
Jeath of or even the serious injury to
another person. The murderer kills; the
rapist, if no more than that, does not.
Life is over for the victim of the murder-
er. for the rape victim, life may not be
nearly so happy as < was, but it is not
over and normally #2 not beyond repair
We have che abiding conviction that the
which “is unique in its
severity and irrevocability,” Gregg ¥
Georgia, 428 US [153] at 187, 96 $.Ct
2909, {at 2031,) 49 LEd 2d 859, ws an
excessive penalty for the rapist who, a
such, does not take human life
wilh
death penalty,
This does not end the matter, for un-
jer Georgia law, death may not be im-
yosed for any capita offense, including
rape, unless the jury or judge finds one of
the statutory aggravating circumstances
then elects to impose that sentence.
Sa Ann.Code § 26-3102 (1976 Supp.):
Grege v. Georgia, supra, at 165-166, 96
S.Ct 2909 (at 2921-2922}, 49 L.Ed.2d 859
For the rapist to be executed in Georgia,
t must therefore be found not only that
ne committed rape but also that one or
more of the following aggravating cir
cumstances were present 1) that the
rape was committed Dy @ person with a
prior record of conviction for a capital
felony; (2) that the rape was committed
while the offender was engaged in the
commission of another capital felony, or
aggravated battery; oF 3) the rape “was
outrageously or wantonly vue, horrible or
, im that it involved torture, de-
pravity of mind, or aggravated battery to
the victim. Here, the first two of these
aggravating circumstances wer. alleged
and found by the jury
Neither of these circumstances, sor
both of them together, change our conclu-
that the death sentence imposed on
ana
son
Coker is a disproportionate punishment
for rape. Coker had prior convictions for
capital felonies—rape, murder, and kid-
naping—but these prior convictions do
not change the fact that the instant crime
being punished is a rape not involving the
taking of life.
433 US. at 598-599, 97 S.Ct. at 2869 (foot-
notes omitted).
[ll] Justices Brennan and Marshall con-
curred in the judgment as each believed
that the death penalty in ali circumstances
is cruel and unusual punishment prohibited
by the Eighth and Fourteenth Amenc
ments. Justice Powell concurred in the
judgment, but would not prejudge the issuc
of capital punishment in the case of an
outrageous rape resulting in serious, lasting
harm to the victim. Justice Burger and
Rehnquist dissented. The reasoning of the
justices in Coker v. Georgiu compels us to
hold that a sentence of death is grossly
disproportionate and excessive punishment
for the crime of sexual assault and is there-
fore forbidden by the Eighth Amendment
as crue! and unusual punishment.
We point out that section 782.04, Florida
Statutes (1977), defines murder in the first
degree as the unlawful k'lling of a human
being when perpetrated from a premeditat-
ed design to effect the death of the person
killed, or when committed by a person en-
gaged in the perpetration of, or in the at-
tempt to perpetrate, any sexual battery
Since the death sentence sub judice is sus-
tained under the conviction of premeditated
murder, the constitutionality of the statute
imposing the death penalty for sexual bat-
tery becomes academic. Capital punish-
ment can be inflicted only once
The defendant says that the death sen-
tence should be vacated in the murder con-
viction because there was no evidence to
support the finding of the trial judge that
the crime was heinous, atrocious, and crue!
Defendant refers us to State v. Dixon, 23
So.2d 1, 9 (Fla.1973), cert. denied, 416 U.S.
943, 94 S.Ct 1950, 40 L.Ed.2d 295 (1974),
where we held that atrocious means outra-
geously wicked and vile and that cruel
means designed to inflict a high degree of
Gaz Fila.
pain with utter indifference to, or even
enjoyment of, the suffering of others. De-
fendant insists that when the facts of this
case are compared with previous decisions
of this Court the findings of the trial judge
cannot be upheld. He cites Halliwell v.
State, 323 So.2d 557 (Fla.1975). In Haili-
weil the killing arose from a love triangle in
which defendant flew into a violent rage
after the husband of the woman he loved
had beaten her. It was an emotional type
of homicide. However, hours later the de-
fendant dismembered the body. We heid
that the dismemberment of the body after
death was not relevant in fixing the death
penaity. Since the dismemberment was not
relevant, a killing committed in an emotion-
al rage was not heinous, atrocious, or crucl.
In the case sub judice there was no emo-
tional rage. The defendant kidnapped a
seven-year-old child for the purpose of sex-
ually abusing her and when he felt she
could identify him, defendant proceeded to
kill her with a cement block.
In Bureh v. State, 343 So.2d 831 (Fla.
1977), cited by defendant, there wus evi-
dence that the defendant was mentally dis-
turbed at the time of the offense. We held
this to be a mitigating factor and (hat this
factor was obviously considered by the jury
in recommending life and improperly re-
jected by the trial judge. When this miti-
gating circumstance was weighed against
the aggravating circumstances, ‘!-_ judge’s
rejection of the jury’s recommenaation was
overturned by this Court. In Burch we did
mot say that the act was not cspecially
heinous, atrocious, or cruel.
In Chambers v. State, 339 So.2d 204 (Fla.
1976), the defendant and the victim shared
a long-standing relationship which included
severe and ‘isabling beatings. Also, the
victim had consented to the beatings which
caused death. We held that the totality of
circumstances and the weighing of mitigat-
ing and aggravating circumstances did not
warrant the imposition of the death penalty
on the defendant.
Jones v. State, 332 So.2d 615 (Fla.1976),
cited by defendant, resulted in the approval
of the jury's recommendation of a life sen-
403 SOUTHERN REPORTER, 2d SERIES
tence because the defendant's mental illness
was considered as a factor to be weighc«
The imposition of the death penalty was
held to be proper in Washington v. State.
362 So.2d 658 (Fla.1978), cert. denied, 441
U.S. 937, 99 S.Ct. 2063, 60 L.Ed.2d 666
(1979), where the victim was kidnapped and
held captive for twenty-four hours before
being stabbed to death while tied, spread-
eagled and helpless, on a bed, crying out
and moaning as the stabbing continued
Alford v. State, 307 So.2d 433 (Fla.1975),
cert. denied, 428 U.S. 912, 96 S.Ct. 3227, 49
L.Ed.2d 1221 (1976), involved a defendant
twenty-seven years of age who was convict-
ed of the murder of a thirteen-year-old
female. The victim's body was discoveru:l
lying atop a trash pile. She had/been rajaxd
and shot to death, execution style. Her
nude body was found blindfolded, with bul-
let wounds in her head, chest, back ani
arm. We upheld the death sentence and
described the act as being especially hei-
nous, atrocious, and cruel
{12} The homicides in Proffitt v. Stat
315 So.2d 461 (Fla.1975), aff, Proffitt
Florida, 428 US. 242, 96 S.Ct. 2060, iY
L.Ed.2d 913 (1976) (stabbing a man asiev;
in his bed), and Spinkellink v. State, 313
So.2d 666, (Fla.1975), cert. denied, 423 US
911, 96 S.Ct. 3227, 49 LEd.2d 1221 (1976
(shooting a sieeping companion), were !
nous, atrocious, and cruel. So the instant
case certainly qualified as une which is |
nous, atrocious and cruel. The mental
guish suffered by the victim preceding (!
killing is a factor that may be consilered
determining whether the act was cspeciall;
heinous, atrocious, or cruel. Anight
State, 338 So.2d 201 (Fia.1976)
Defendant also cites, in support of |
position, the case of Purdy v. State, 31
So.2d 4 (Pla.), cert. denied, 434 U.S. 347, ¥>
S.Ct. 153, 54 LEd2d 114 (1977). Purd
involved a sexual battery on a child and |
imposition of the death sentence was bao!
primarily on the aggravating circumstam
of heinous, atrocious, and cruel. We
that the evidence failed to show that |!
sexual battery of this child was especial!)
aggravated under the terms of the deat!
BUFORD v. STATE
Fla. 953
Citeas Pa +63 Sold #4)
sentence law. We pointed out there was no
evidence of physical abuse other than the
sexual assault and the victim was not physi-
cally harmed. The case sub judice was
more than a sexual assault. There was a
kidnapping and physical harm which result-
ed in death. in Washington v. State we
observed that the mental anguish experi-
enced by a kidnapped victim awaiting even-
tual death bears upon the atrocity of the
crime. This contention is without merit.
{13} Defendant then contends that the
trial court erred in not finding the addition-
al mitigating factors which were present in
the evidence. He complains that the trial
court rejected the mitigating circumstances
of extreme mental or emotional disturbance
or impaired mental capacity, discounting
the effects of defendant’s consumption of
alcohol, drugs, and marijuana. Obviously
the ability of the defendant to give a de-
tailed account of the crime was inconsistent
with the contention that Se had a diminish-
ed or impaired mental capacity because of
excessive consumption of alcohol, drugs,
and marijuana. In view of the testimony
presented, the trial judge correctly rejected
defendant’s “drinking” and “drug use” as a
mitigating factor. Jones v. State, 332 So.2d
615 (Fla.1976), does not avail defendant be-
cause in Jones there was extensive psychi-
atric evidence to the effect that the defend-
ant did not know the difference between
right and wrong.
Defendant raises the possibility that he
was a mere accomplice and that this theory
was not considered by the trial judge. Dur-
ing the course of the investigation and dur-
ing the trial, the defendant did attempt to
implicate Fat Boy. This theory was reject-
ed by the trial judge in weighing the evi-
dence produced at the trial.
[14] Defendant contends that the trial
court committed error in rejecting the
jury’s recommendations of life imprison-
ment, relying upon Tedder v. State, 322
So.2d 908 (Fla.1975). In Tedder we pointed
out that the recommendation of the jury
should be given great weight. In order to
sustain a sentence of death following a jury
recommendation of life, the facts suggest-
ing a sentence of death shouid be so clear
and convincing that virtually no reasonabie
person could differ.
In Malloy v. State, 382 So2d 1190 (Fla
1979), the Court said:
We have repeatedly stated that in re-
viewing the propriety of a death sen-
tence, this Court must weigh heavily the
advisory opinion of life imprisonment by
the sentencing jury. The facts justifying
the death sentence must be clear and
convincing in order to overrule the jury’s
recommendation. Therefore, we must
examine this record to determine whether
there are clear and convincing facts that
warranted the imposition of the death
penalty, and, in doing so, we must deter-
mine if there was a reasonable basis for
the jury’s recommendation.
Id. at 1198. (Citations omitted.)
If defendant’s testimony were accepted
as creating a reasonable doubt, he should
not be found guilty of murder in the first
degree for his participation in the murder
would not be proved. Defendant said he
was leaving the scene, turned around when
the victim screamed, and saw Fat Boy drop
a concrete block on her head.
A convicted defendant cannot be “a little
bit guilty.” It is unreasonabie for a jury to
say in one breath that a defendant's guilt
has been proved beyond a reasonabie doubt
and, in the next breath, to say someone elise
may have done it, so we recommend mercy.
This case is unlike Neary v. State, 384
So.2d 881 (Fla.1980), where an accomplice
receiving lesser punishment playcd a signif-
icant role in the perpetration of the crimi-
nal act. Here the defendant committed the
murder or Fat Boy did it. This question
was settled by the verdict of guilty.
The trial court reviewed other cases
where this Cocrt has affirmed the death
penalty after a recommendation by the jury
of life imprisonment. The trial judge made
a specific finding that defendant’s actions
in the case sub judice at least cqualed the
conduct in those cases. This finding is sup-
ported by the evidence. Consequently, it
comes tc this Court with the presumption of
correctness.
954 Fla
In Hoy v. State, 353 So.2d 826 (Fla.1977),
cert. denied 439 U.S. 920, 99 S.Ct. 293, 58
L.Ed.2d 265 (1978); Barclay v. State, 343
So.2d 1266 (Fla.1977), cert. denied, 439 U.S.
892, 99 S.Ct. 249, 58 L.Ed.2d 237 (1978);
Dobbert v. State, 328 So.2d 433 (Fla 1976),
aff'd, 432 U.S. 282, 97 S.Ct. 2290, 53 L.Ed.2a
344 (1977); Dougias v. State, 328 So.2d 18
(Fla.), cert. denied, 429 U.S. 871, 97 S.Ct
185, 50 L.Ed.2d 151 (1976); and Sawyer v.
State, 313 So.2d 680 (Fla.1975), cert. denied,
428 U.S. 911, 96 S.Ct. 3226, 49 L.Ed.2d 1220
(1976), this Court found compelling reasons
to reject the jury’s recommendations.
Unquestionably the Court in each of
these cases was swayed by the extreme
heinousness and atrocicusness of the crimes.
So was the trial court in the instant case.
In all of the above cases, with the exception
of Dobbert, the victim was an adult. Here
it was a seven-year-old child. She had been
kidnapped, subjected not only to sexual
abuse, but to the anguish of perceiving that
she was about to have her head crushed,
and this mental anguish bears on the atroci-
ty of the crime. Washington v. State. The
trial judge exercised a reasoned judgment,
and the facts suggesting a sentence of
death were so clear and convincing that
virtually no reasonable person could differ.
(15] The trial judge was not required to
request a presentence investigation before
sentencing the defendant. Hargrave v.
State, 366 So.2d 1 (Fla), cert. denied, 444
U.S. 919, 100 S.Ct 239, 62 L.Ed2d 176
(1979); Thompson v. State, 328 So.2d 1 (Fla.
1976).
[16] The sentence of death imposed for
conviction of sexual assault is vacated.
Section 775.082(1), Florida Statutes, man-
dates a punishment of life imprisonment
with a requirement that defendant serve no
less than twenty-five years before becoming
eligible for parole. This is an automatic
sentence, and the Court has no discretion.
Sufficient factors are present in this case to
create an exception to Florida Rule of
Criminal Procedure 3.180 requiring the
presence of defendant at sentencing. See
Anderson v. State, 267 So.2d 8 (Fla.1972).
The defendant, for the crime of sexual bat-
4063 SOUTHERN REPORTER, 2d SERIES
tery upon a child under eleven years of age,
shall be imprisoned for life, with no eligibil-
ity for parole during the first twenty-five
years.
We have carefully reviewed the evidence
in this case and find that the judgments of
guilt and the sentence of death for muricr,
as well as the sentence to a term of years,
were appropriate. These judgments and
sentences of the trial judge are therefore
affirmed.
SUNDBERG, C. J., and BOYD, OVER-
TON and ALDERMAN, JJ., concur.
ENGLAND, J., concurs as to the convic-
tion and dissenis as to the sentence
e Court of Florida
SUPT EM
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SYDNEY C. NEIL, CSR. RPR
OFFICIAL court REPORTER
TENTH JUOICIAL cimcurr
BARTOW. FLORIDA 33830
th
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hm
we
in
pushed me back into the yard so I didn't «now what
he was doing. I stand there for a while. Then
I fine out what ne was doing. He went to this
window at the pack of the house, at the end bed-
roGad, ana Ae asnzeu we to go in there after he
Goae terceu tiie wincow Qoen. ite asked me to go
ia thece wuc L uidu't go in.
SO 22 went La asiu Wen ae came back I thought
he wasa'ic Cceosming vacn and so s ran from the house
aud Weiec Up cile SesGec. not up the street, on
|
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the sidewuik ciyut cuesce vy tne church and I
'
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Waiced ou was. wiien we dadn‘c snow back up, and
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saucel wed Jue LE ~_ae ve + Le CS ad se Camis disci AE sar ;ume=
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wmiy J sa lisiUs. sled ic Ob Up CO Me 2 A2Snee
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os desu yg tisisae we bee YUw YOssy cto wud? anc nae COLsGc NC
VY ~we ov sb Late
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4 bes wrk bs whet izG 3 '2@ Back OL THe CHUTCH.
53k ‘ ‘ : r.¢ she saiec “Veal
IS GSR HEL UL F110 aANOCw ME, Sn¢é: 4 iG, Cai.
; 2 } . ; e-bay * i © ms so « > : ss “Mera " |
ikté& e2SKkew iva Us SHE KRNOCW HLA; SHE Said, naw.
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'
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SYDNEY C. NEIL, C52, RPR
HALL OF JUSTICE BLOG.
OFFICIAL COURT REPL ATER
= 813-533-3158
'
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIOA 33830
i
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Who was tnat?
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SYDNEY C. NEIL. CSR, RPR
OFFICIAL COURT REPORTER
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIOA 33630
id
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ruggling
739
HALL OF JUSTICE SLOG
613-533-3156
come upon tine Girt Being Curoweu asOunse asisi Seuss
: 1 i =
: t nit him with my hand anc he throwed me up
‘ against the wall. That's how I get the paint on
wy back.
4
> ; +> mM #: +5 ati In = ms ~
- i i se WCLl94aleo auvouct, anoouc -~ or tie
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10 | 2 Then wnat happened? Okay, you were struggling
+ eh i . whoaef aAaAnnaned?
+7 We CEL thes “ilu cesien What nNappenec-:
if
— 5» ener o rn fe bs r9 y+ er) be youre ee ce ae se a e#han
14 iw a sees we ee - Yue wite VY Si ae ~ ea why me meet VE me wee as weiss
12 2 J J )
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19 4 SaAMC WACK OIL Lui Y¥ustesy _ ee & to taxe wes ©
iv
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rhe brick trom Nam, whican s Gadac. Tha s how I cone
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e wh hw er wise ~~ wees —-t cAcn a witha SY Hw ~- JOWN. +
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7 a tee we re ee ~— we WW oe eT a a ae -~-* o Nee we - bent we ad co
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18 i ~~ tee “o> ~—s++vs wee waSili --* wise ve a) “oats
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2! - es oe ee ee te i» + -- ssle eeu weet ee oe - we ee
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SYDNEY C. NEIL, CSR, RPR :
HALL OF JUSTICE SLOG
OFFICIAL COURT REPORTER 613-633-3188
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIDA 33630
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ith me. He wanted to go in but I toid
he left aici I knocked on tae coor, my
pened the door. After she opened the
came in. I guess that's how she noticed
paint on my vacn.
So I went in the bedroom, sat down. I was
cold her that I had killed
he
us, crying,
-~ which I uida'c do, you know, that I
scared and I was scared for
ee
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= W#GLG You CHLNAING AMVC s4EaGVAliY Cal
601
HALL OF JUSTICE BLOG
813-533-3156
SYDNEY C. NEIL. CSR, RPR
OFFICIAL COURT REPORTER
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIDA 33830
804
HALL OF JUSTICE SLOG.
813-533-3158
SYDNEY C. NEIL, CSR. RPR
OFFICIAL COURT REPORTER
TENTH JUDICIAL CIRCUTr:
BARTOW. FLORIDA 33630
| the aforesaid did enter a structure, to-wit,
a dwelling, to-wit, a residence located at
hm
idace iliomes, Lakeland, Florida, a
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Furche ici bei:ter Jescription of which is to
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7 - ey ew ? ,
Ci be ound guilty.
an - + & > 7 ne - ,-
is { ~ = - - alone wise ii &
19 ‘ ro?
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20 ) w OY hOie persons combine together
? j a ee . 7 . P ~ S 2 owe amstn me
21 ‘ bd G2 AS: ; Utis e S4; : ch iS Criminally
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877
SYONEY C. NEIL, CSR, RPR erp 8 a
OFFICIAL COURT REPORTER 633.933-3130
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIDA 33830
= ¢
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SYONEY ©. NEIL CSR. RPR
OFFICIAL
TENTS
saRrTow
court
sUOICIAL
REPORTER
cimcuir
FLORIDA 33630
° highest degree of anger, rage, resentment or
. |
2 exasperation. ‘the heat of passion is anger,
}
: rage, resentment or exasperation so intent as
‘ to overcome or suspend the use orf ordinary
5 judgment and to render tne wind of an ordinary
6 person iancapatble of caim retiection. And a
7 Gangerous weapon is any weapon which, taking
2 into account the manner in which it is usec,
+ is likely to produce death or great bodily
0 nar.
Justifiable homicide: the killing of a4
12 human being is justifiable homicice and
13 Lawitul wnen committed by any person in the
4 use Or such force as he reasonably believes
S is necessary to prevent imminent death or
4 great bouily harm to Mimselt or another, of
17 to prevent the commission or a torceabic
8 felony.
9 Muragqer in the first vegree: Murder in
20 the tirs:c uevree is che unlawtul kiiling of
2 2 numan perng when perfpeccateu irom a premedi-
22 tated design to erfeet the death of the
23 person Killed oF aay Auman ben. A premedi-
24 tated desion to Kili is a fully-formed,
25 conscivts purpose tS taé&c AuMan Life, tormecec
580
SYDNEY C. NEIL. CSR. RPR
- fomnoe fewren Bn HALL OF JUSTICE BLOG
613-533-3156
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIOA 33630
w
=
wy
oO
nw
‘
on
“oo
mony cannot always be obtained. ‘MSnerefore,
the law recognizes that it may be proved by
circumstantial evidence.
It will be sufficient proof of such
premeditated design if the circumstances
attending the homicide and the conduct of
the accused convince you beyond a reasonable
doubt of the existence of such premeditated
design at the time of the homicide.
The killing of a human being when
committed by a person engaged in the perpe-
tration of or in the attempt to perpetrate
any sexual battery is murder in the first
degree even though there is no premeditatec
design or intent to kill. If a person kilis
another in tryiag to do or commit sexual
y or while escaping from the immediate
c
bo
t
ct
0
"
scene of such crime, the killing is in the
lurder in the second degree is the
killing of a human being by the perpectratiocn
of an act imminently danygerous to another and
2 depraved mind regardless of human
SYDNEY C. NEIL. CSR, RPR
FICIAL T REPORTER HALL OF JUSTICE BLOG.
7 aan 813-533-3156
TENTH JUDICIAL CIRCUIT
BARTOW. FLORIDA 33830
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SYONEY C. NEIL,
OFFICIAL COURT REPORTER
613-533-3158
TENTH JUDICIAL CIRCUIT
SARTOW.
FLORIOA 33830
ORIGINAL
Case No. 03-5377
In The
SUPREME COURT OF THE UNITED STATES
October Term 1982
ROBERT LEWIS BUFORD,
Petitioner,
vs.
LOUIE L. WAINWRIGHT,
Secretary, Department of Corrections,
State of Florida,
Respondent.
BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA ‘
JIM SMITH
ATTORNEY GENERAL
STATE OF FLORIDA
CHARLES CORCES, JR.
Assistant Attorney General
1313 Tampa Stre>t, Suite 804
Tampa, Florida 33602
Park Trammell Buil
(813) 272-2670
Counsel for Respondent
Tre We re Pee
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OPINION BELOW
The opinicn of the Supreme Court of Florida is reported
at 428 So. 2d 1389. The opinion of that Court on direct
appeal is reported at 403 So. 2d 943 (1981).
: JURISDICTIONAL STATEMENT
Respondent does not question the jurisdictional state-
ment as stated in the Petition for Writ of Certiorari.
STATEMENT OF THE CASE
Petitioner was convicted in the State of Florida of
murder in the first degree and sentenced to death. He appealed
to the Florida Supreme Court. Among the issues he raised on
appeal was that the trial judge committed error in rejecting
the jury's recommendation of life imprisonment. Petitioner
had argued that the jury probably had recommended life based
on his testimony at trial wherein he testified that, while he
had participated i:. the sexual battery of the child. it was
“fat boy” who actually killed her, Buford v. State, 403 So.
2d 943, 945 (Fla. 1981) and that in imposing the sentence of
death the trial judge had failed ox refused to consider this
(probable) finding by the jury. The Florida Supreme Court
rejected this argument commenting on the fact that "[i]f
defendant's testimony were accepted as creating a reasonable
doubt he should not be found guilty of murder in the first
degree for his participation in the murder would not be
proved" Id. 953 (emphasis supplied), opining:
A convicted defendant cannot be
"a little bit guilty." It is u-
reasonable for a jury to say in one
breath that a defendant's guilt has
been proved beyond a reasonable
doubt and, in the next breath, to say
someone else may have done it, so we
recommend mercy.
403 So. 2d 943, 953 (1981)
Petitioner subsequently filed a Petition For Writ Of
Habeas Corpus in the Florida Supreme Court seeking to raise
3 belated issue contending his appellate counsel was
ineffective because he failed to raise on appeal the issue
of the refusal of the trial court to include in its principal
snd accessory instruction the
“requirements that the State show
that as a principal that Mr. Buford
have the conscious intent that the
crime [murder] be committed and
that he say a word or do an act
toward the commission or toward
the incitement .. .[{of the crime]."
428 So. 2d. 1389, 1390.
The Florida Supreme Court ruled that failure to argue
this issue did not constitute ineffectiveness because in
Florida the fact that an unlawful homicide occurs during
the perpetration of a sexual battery is sufficient to sup-
port a conviction for first degree murder without the nece-
ssity of proving specific intent that the murder be effected.
REASONS FOR DENYING CERTIORARI
QUESTION ONE
EFFECTIVE ASSISTANCE OF COUNSEL IS
DENIED WHEN, IN A CAPITAL CASE, JURY
INSTRUCTIONS WHICH OFFEND DUE PRO-
CESS AND CONSTITUTE REVERSIBLE
ERROR ARE NOT APPEALED.
Essentially, Petitioner is asking this court to grant
certiorari and rule that whenever appellate counsel fails
to raise an issue on appeal that he could have raised coun-
sel as deemed to be ineffective. Recently, as Petitioner
recognizes, this court had a similar issue: Jones v. Barnes,
77 L. Ed 2d 987 (1983). Im Jones this court opined that
appellate counsel mist be given the latitude to present the
issues which he, in his professional judgment, deems need
be raised without being hampered by being required to raise
all non-frivolous issues which his client desires.
Petitioner attempts to distinguish his case from
Jones via a footnote by arguing that his is a capital
case in which the issue which was not raised was not
only mr-frivolous but meritorious. The fallacy of that
distinction is that the Supreme Court of Florida specifi-
cally held the issue was without merit. In other words
the Florida Supreme Court said “even if you had raised
the issue you would not have won.” Petitioner cannot
argue that the Florida Supreme Court erroneously decided
that the issue was unmeritorious because it was one in-
volving state law. Barclay v. Florida, 77 L.Ed. 2d 1134
(1983), Alabama v. Evans, 75 L.Ed 921 (1983).
Consequently, we respectfully submit that it would
be an exercise in futility for this Court to grant certi-
orari on this issue. If this Honorable Court were to grant
certiorari and rule as Petitioner would want this court to
rule it would in effect be holding that appellate counsel
is ineffective when he fails to raise an issue, even in in-
stances where he would not have prevailed even if he had
raised it.
QUESTION TWO
WHETHER DUE PROCESS IS VIOLATED WHEN, IN A
CAPITAL CASE, A STATE APPELLATE COURT ISSUES
TWO OPINIONS WHICH ARE FACIALLY CONTRADICTORY
AND ARE BOTH ADVERSE TO PETITIONER.
In order to create a specious issue Petitioner attempts
to create contradictory rulings out of the two decisims of
the Florida Supreme Court by taking two statements made by
the Florida Supreme Court out of context.
Petitioner attributes the Florida Supreme Court with
having said in 403 So. 2d 943 (1:/81) that pe. itioner could
not be guilty of first degree murder if his testimony is
accepted (Petitioner's brief p. 16) and later in the sub-
sequent habeas opinion with saying that he could be guilty
of first degree murder even if his testimony is accepted.
That was not what the Florida Supreme Court said. That
court simply said that "[iJf the defendant's testimony
were accepted as creating a reasonable doubt he should not
be found guilty of murder .. .' Id at 953. The distinction,
which Petitioner refuses to recognize, is manifest. A de-
fendant's testimony even if accepted may not excuse him of
crime, but if it is accepted, as creating a reasonable doubt
of guilt, it most certainly will. The Florida Supreme Court
made the latter statement in response to the argument that
the reason the jury recommended life was because they had
accepted his testimony to the extent of creating a reasonable
doubt as to whether "fat boy" not he had killed the child.
The Florida Supreme Court was focusing its statement with res-
pect to whether the Tedder v. State, 322 So. 2d 908 (Fla.
1975) standards were met in overriding a jury recommendation,
not on whether Petitioner was or was not guilty of murder in
the first degree as an accessory.
Since the basic premise behind this question is faulty,
little would be gained in the way of deciding a case of
national importance by granting certiorari on this question.
CONCLUSION
For the foregoing reasons, the Petition for Writ of
Certiorari should be denied.
Respectfully Submitted,
torney
1313 Tampa Street, Suite B04,
a Trammell Buil
» Florida 33602
i ) 272-2670
CERTIFICATE OF SERVICE
I, CHARLES CORCES, JR., a member of the Bar of the Supreme
Court of the United States and counsel fo record for the State
of Florida, Respondent herein, hereby certify that on October 5,
1983, pursuant to Rule 33, Rules of the Supreme Court of the
United States, I served three copies of the foregoing Brief of
Respondent in Opposition to Petition for Writ of Certiorari on
Mr. David E. Weisberg, counsel for Petitioner herein, by
depositing such copies in the United States Post Office, Tampa,
Florida, with first class postage prepaid, properly addressed
to One New York Plaza, New York, New York 10004.
OCT 28 PAGE 15
Supreme Court, US.
FILED
CASE NO. 83-5329
IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1983
ROBERT LEWIS BUFORD,
Petitioner,
vs.
LOUIE L. WAINWRIGHT,
Secretary, Department of Corrections,
State of Florida,
Respondent.
REPLY BRIEF IN SUPPORT OF
PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF FLORIDA
DAVID E. WEISBERG
Fried, Frank, Harris, Shriver
& Jacobson
(A Partnership Which Includes
Professional Corporations)
One New York Plaza
New York, New York 10004
(212) 820-8018
ATTORNEY FOR PETITIONER
eee Vr eeeet et 6ST SE Oe
Respondent asserts that appellate counsel was not
ineffective in failing to raise the issue of the instruction
on principles/associates. Counsel was not ineffective, we
are told, because the Florida Supreme Court has held that
the instruction was correct as a matter of State law. There-
fore, appellate counsel could not have been ineffective in
failing to challenge an instruction which was proper.
There are two things wrong with respondent's argu-
ment. First, the Florida Supreme Court never considered whe-
ther the principles/associates instruction, considered together
with the requested instruction which the trial court refused
to give, met the standards of Florida law as set forth in
Bryant v. State, 412 So.2d 347 (Fla. 1982). Even a cursory
reading of Bryant compels the conclusion that the instructions
in the case at bar required the jury to make an irrebutable
presumption. The jury was required to presume that if Robert
Buford and Darrell Wilson acted together as associates in sex-
ually abusing the victim, then Robert Buford must have been
Wilson's associate when the latter killed the victim. Such a
presumption contradicts petitioner's trial testimony and violates
federal law. See Sandstrom v. Montana, 442 U.S. 510 (1979).
Secondly, even respondent concedes that what the
Florida Supreme Court actually held was that “the fact that an
unlawful homicide occurred during the perpetration of the sex-
ual battery is sufficient to support a conviction for first-
degree murder without the necessity of proving specific intent
that the murder be effected." (Brief in Opposition at 2.)
But the jury was given three theories on which it might convict
Robert Buford of murder:
(1) premeditated homicide;
(2) felony murder; or
3) murder by a principal (Darrell Wilson) with
whom Robert Buford had associated.
The fact that petitioner's testimony was, arguendo*, consistent
with a felony murder theory is irrelevant, when the question to
be addressed is whether the trial court committed reversible
error in its instructions on principles/associates.
The Court held in Sandstrom v. Montana, supra, that
jury is instructed as to alternative theories, the uncon-
stitutionality of any one of the theories requires that the con-
viction be vacated. Sandstrom is a case which is never mentioned
in respondent's Brief in Opposition. No wonder: the clear im-
plication of Sandstrom is that the instruction on principles/
associates, which required the jury to conclusively preseume (con-
trary to petitioner's trial testimony) that petitioner had asso-
ciated with Darrell Wilson when the latter killed the victin,
violated petitioner's rights to due process.
* As petitioner argues in Point II of the Petition for a Writ
of Certiorari, the most recent decision of the Florida Supreme
Court in this case facially contradicts its prior opinion.
The first opinion said that, if the jury believed petitioner's
testimony, petitioner could not have been guilty of first-de-
gree murder. The second opinion says that, because the testi-
mony is allegedly consistent with a felony murder theory, the
jury could have found petitioner guilty even if it believed
his tes’ imony. These two opinions are facially contradictory,
and both are adverse to petitioner.
Based upon the foregoing and upon the underlying
Petition For A Writ of Certiorari to the Supreme Court of Florida,
petitioner respectfully requests that the Court issue its Writ of
Certiorari to review the decision of the Supreme Court of Florida
in this cause.
Dated: New York, New York
October 17, 1983
Respectfully submitted.
15)
DAVID E. WEISBERG
Fried, Frank, Harris, Shriver
& Jacobson
(A Partnership Which Includes
Professional Corporations)
One New York Plaza
New York, New York 1000604
(212) 820-8018
ATTORNEY FOR PETITIONER
CERTIFICATE OF SERVICE
I, David E. Weisberg, counsel of record for petition-
er Robert Lewis Buford, and a member of the Bar of the Supreme
Court of the United States, hereby certify that, on October 17,
1983, I served one copy of the ennexed Reply Brief in Support of
Petition for A Writ of Certiorari to the Supreme Court of Florida
on the respondent, by mailing said copy, in a duly addressed en-
velope, with first-class postage prepaid, to responsent's counsel,
Charles Corces, Jr., Esq., Assistant Attorney General, 1313 Tampa
Street, Suite 804, Park Trammel Building, Tampa, Florida 33602.
I further certify that all parties required to be
served have been served.
=
jf
DAVID E. WEISBERG
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.