Opposition Brief — Joyner v. Hewitt
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Supreme Court,
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Dd
No. 91-878 JAN 6 1992
IN THE tall
Supreme Court of the Cnited States
OCTOBER TERM, 1991
JOHN JOYNER, et al.,
Petitioners,
VAY
RUBY HEWITT, et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
CAROL A. SOBEL
Counsel of Record
PAUL L. HOFFMAN
MARK D. ROSENBAUM
JON W. DAVIDSON
ERWIN CF EMERINSKY
ACLU FOUNDATION OF
SOUTHERN CALIFORNIA
1616 Beverly Boulevard
Los Angeles, California 90026
(213) 977-9500
Of Counsel:
IRELL & MANELLA
KENNETH A. LIEBMAN
ALLISON M. ZIEVE
1800 Avenue of the Stars
Suite 900
Los Angeles, California 90067
(310) 277-1010
Counsel for Respondents
Lawyers Briet Service * Appellate Brief Printers * (213) 383-4457 * (714) 720-1510
LE
ae
QUESTIONS PRESENTED
Whether the Court of Appeals correctly held that
governmental ownership, operation and maintenance of a
public park dominated by 36 permanent, larger-than-life size
statues of Jesus Christ and other biblical figures arranged in
thirteen scenes from the New Testament depicting the life of
Christ violates the religion clauses of the California
Constitution, the meaning of which are well-setttled under
state law, and where petitioner raised no abstention argument
at trial or on appeal.
Whether the Court of Appeals erred in reviewing de
novo the district court’s decision of a mixed question of fact
and law, or the district court’s decision of a question of state
law.
TABLE OF CONTENTS
PAGE
CUES TIGR PR ONE one hha ieee ese ewcnes i
py Fe sk ka iv
STATOR GP Tit CA 6 once chesiceseus 2
REASONS FOR DENYING THE PETITION ....... 7
I. THE COURT OF APPEAL CORRECTLY
DECIDED AN ISSUE OF STATE LAW
WHERE NO BASIS EXISTED TO SUPPORT
PULLMAN ABSTENTION BY THE
FEDERAL COURT AND WHERE ABSTEN-
TION WAS NOT RAISED AT TRIAL OR ON
APU. «bs Se ee ee eee ees 7
A. The Court of Appeal Properly Reviewed
the Decision of the District Court on State
Law Grounds Where No Basis Existed and
No Argument was Made for Pullman
AOE 3 Sek ee ees 3 7
B. The Court of Appeals Properly Applied
Well-Settled California Case Law to Find
That the Ownership and Promotion of a
Christian Theme Park by the County
Violated the More Stringent Separation
Required by the California Constitution .. 13
1. The Provisions of the
California Constitution ........... 13
a. Pete i, Section 4 .w.w see ks 14
b. Article XVI, Section 5 ...... 17
2. Application of California Law by the
POE I soo SW ooo ee eo 18
Il. THE COURT OF APPEAL CORRECTLY
REVIEWED DE NOVO THE DISTRICT
COURT’S DECISION OF A_ MIXED
QUESTION OF LAW AND FACT AND THE
DISTRICT COURT’S DECISION OF STATE
ee snc acon teens ds ek ee Raa eee oe
A. The Court of Appeal Properly Engaged in
De Novo Review of the Decision of the
District Court on State Law ........... 22
B. The Court of Appeals Properly Reviewed
De Novo a Mixed Question of Fact and
EN Nt eS eta ace Garay aie Wakes 24
ea sae od Sy dd wo 4s ae eS 8 27
TABLE OF AUTHORITIES
CASES PAGE(S)
Alabama Public Service Comm’n v.
Southern Railrod Co.,
Se OT is hn de Noh wee oy eed 9
Ashwander v. TVA,
Po PPPS CET TST eee ere eee 8
Bose Corp. v. Consumers Union of the
United States, Inc.,
nn I ora a ylele ane Nin wk aw ees 24
California Education Authonities v. Priest,
pepe BO re er cree 10, 17, 18, 22
California School Employees Assoc. v.
Sequoia Union High School District,
eg BS ere errr ae 10
California Teachers Assoc. v. Riles,
Poke 9 le. | | A ee ee 10, 18, 21
Colorado River Water Conservation District
v. United States,
ED Seas a Oia) nk kc se becouse takes )
Commissioner v. Duberstein,
NR ee eee ee ees are 25
County of Los Angeles v. Hollinger,
rei Be Fw bee \) Sa re 10, 21, 22
iv
Evans v. Selma Union High School District,
Fee es ES 9 cee sl > oo ab Ble nae eee 10, 20
Ex Parte Newman,
PR IE inh osa-td ods we ye waa 10, 15
Feminist Women’s Health Center, Inc. v. Philibosian,
157 Cal.App.3d 1076 (1984), cert. denied,
cca eee 10, 16
Fields v. Rockdale County Georgia,
785 F.2d 1558 (11th Cir.) cert. denied,
OTF Th OE 5 SARK Ora ae Ooo ds oe 11
Finley v. United States,
itt Bice 8 bo) OR ees Bey 8
Fox v. City of Los Angeles,
Be GM PRR TITOD oecc ce cccencake bas 10, 14, 16, 19
Frohlinger v. Richardson,
Ce Ry eI D o-0 no dios oe es bos oe eee 10, 21
Hawau Housing Authority v. Midkiff,
OT Sea PEPE. 5.4.0 8 00a ss aceon ee eee 9
In re Matter of McClinn,
739 F.2d 1395 (9th Cir. 1984) (en banc) ..... 23, 24, 26
J.R. Distributors, Inc. v. Eikenberry,
Tat Ee CN GA TD oo kw eve cecwsawscneuen 11
Johnson v. Huntington Beach Union
High School District,
Oe CE ONTOS oo 6c ca whe dee seewowewen 10
Lemon v. Kurtzman,
te ke s ) rr ian Reyrei 6, 16, 20
Lynch v. Donnelly,
EE ee EE hv ee cov bh seve benew cues eo4 we 19
Mandel v. Hodges,
Fe ae SOW CISPO vavcceevesusedsvewveads 10
Manny v. Cabell,
eee ee oe Le | ee eee 11
National Capital Naturists v. Board of Supervisors,
SPF Coan FAO CUE A COD Cb ac we oe Sew eee ewe 11
Okrand v. City of Los Angeles,
207 Cal.App.3d 566 (1989) .........0.000- 10, 16, 19
Pennhurst State School & Hospital v. Halderman,
oh et PRP Tne Me rats re oe NogasalyS 8
People v. Brisendine,
13 Cab.sé 328, 531 P20 1099 (1979)... oo Se cawicn ce 14
Perumal v. Saddleback Valley Unified School District,
198 Cal.App.3d 64, cert. denied,
SO RD. Fae CUD oe ke Noo eo eRe 10
Posadas de Puerto Rico Association v.
Tourism Company of Puerto Rico,
SN Ua SOE oie ee biases ee cer eee 11
Pullman-Standard v. Swint,
Roe UB Ste CUOEE & 0 cae no os hbo ya eee 25
vi
Railroad Commission of Texas v. Pullman Co.,
pie gid ef) eer ane ae 7-9, 11
Rindley v. Gallagher,
ow Boo ce Be Re | eee 11
Salve Regina v. Russell,
i re ya). | er 22-24
Sands v. Morongo Unified School District,
ge Rf | ee er ere re rrr 18
Siler v. Louisville & Nashville Railroad Company,
ris gta By Fs. | Serre rere reer yr ry ee 8
United States v. McConney,
728 F.2d 1195 (9th Cir.) (en banc),
cert. denied, 469 U.S. 824 (1984) ............4. 24, 25
Woodland Hills Homeowners Organization v.
Los Angeles Community College District,
rs fe Fe ee. Sere eer eee ee 10
Vii
STATUTES
WO cook kc ase peaks
CONSTITUTION
California Constitution Article I,
SL a ts
California Constitution Article XVI,
ee a ee st
California Constitution, Article I,
og A re
California Constitution, Article LX,
he RG SIR GN Nee a ae
SECONDARY SOURCES
25 Ops.Cal.Atty.Gen.
Seana be
37 Ops.Cal.Atty.Gen.
| "as
C. Wright, A. Miller, and E. Cooper,
Federal Practice and Procedure,
§ 4507, pp. 106-110 (1982) .......
PAGE(S)
atae hese 6, 13-16, 20
6, 13,17, 14, 21, 22
No. 91-878
In the Supreme Court
OF THE
United States
October Term, 1991
JOHN JOYNER, et al.,
Petitioners,
VS.
RUBY HEWITT, et al.,
Respondents.
Petition For Writ of Certiorari
To The United States Court of Appeal
For The Ninth Circuit
BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
Respondents Ruby Hewitt, Ralph Winant, Jerry
Weitman, Darrell Barker and Dennis Molloy submit this brief
in Opposition to the petition for a writ of certiorari in this
Case.
STATEMENT OF THE CASE
The public parkland at issue prominently displays thirty-
six Statues organized into thirteen (13) scenes from the New
Testament depicting prominent stories of the life of Christ,
and other Christian symbols.' No other artistic displays --
secular or religious -- are located on this public land. The
only other park facilities are two picnic areas and restrooms.
ER:55.* For most of the park’s history -- in fact, until well
after the initial communication of the complaints which gave
rise to this litigation -- the official name of this park was
“Desert Christ Park.” The park has never been recognized
under any state or federal programs protecting historic
landmarks.
After a one-day bench trial, the district court concluded
that the government’s maintenance and operation of Desert
Christ Park did not violate the Establishment Clause of the
' The religious nature of these displays is readily apparent
from the photographs admitted at trial and appended to the
Ninth Circuit’s opinion. Petitioners’ Appendix (hereinafter
"Pet.App.") at pp. 28-37. Respondents have adopted Peti-
tioners’ references to the decisions below. The decision of the
district court is designated herein as "Decision." The opinion
of the appeals court is designated as "Opinion."
* The citations to the record below are designated hercin
as Plaintiffs’ Exhibit ("PX") and Excerpts of Record on Appeal
to the Ninth Circuit ("ER").
United States Constitution or the religion clauses of the
California Constitution. The court recognized that “the ‘ark
Statuary, in content and appearance, reflect traditional
Christian themes.” Decision, Pet.App. at B-13. Nonetheless,
the court concluded that the “aesthetically pleasing nature” of
the sculptures minimized their constitutional infirmity. bid.
Originally dedicated by private parties on Easter Sunday,
the District rededicated the park as Desert Christ Park in
1964, and maintained it as Desert Christ Park until May, 1987.
After plaintiffs raised Establishment Clause objections,
defendants officially changed the name of the park to
“Antone Martin Memorial Park” (ER:3, 52), while simul-
taneously including the phrase “Formerly Desert Christ Park.”
ER:S. Even after the name change, petitioners continued to
advertise the park as Desert Christ Park. ER:56; ER:14.
The park adjoins the Evangelical Free Church. ER:32,
39. Even now, there is no significant separation of the parcels
by barriers, walls or fencing and at least 120 feet of the border
between the two properties, the area on which many of the
statues are displayed, remains completely unseparated. ER:24,
25, 32-34, 39-41, 59. Moreover, one of the scenes depicted in
the park -- the bas relief Last Supper -- straddles the border
between the park and the church. ER:25, 59.
The brochure produced and distributed by the County
at the park until one year after this litigation began described
scenes by their corresponding New Testament references:
“Christ receiv[ing] a group of parents and children in the
‘Children are Blessed’ tableau [Mark:10],” the “Sermon on
the Mount [Matthew-5],” “Christ and the Woman of Samaria
[John:4],” “Christ in the Home of Lazarus [John:4],” “Christ
kneel[ing] in prayer while [the Disciples] Peter, James and
John sleep [Matthew:26],” “The Last Supper [Matthew:26],”
“{a] large figure of the seated Christ in the ‘Suffer Little
Children to Come Unto Me’ group [Mark:]0],” “Judas
Reflects,” and “Christ’s Blessing.”*
In November, 1987, plaintiffs filed suit in U.S. District
Court for the Central District of California, alleging that the
ownership, maintenance and promotion of a permanent
Christian theme park by the government violated the First
Amendment to the federal Constitution and two religion
* PX1 at 2; ER:2. The revised brochure now identifies
the same permanent statues as “Woman of Samaria,” “In the
Home of Lazarus,” “Garden of Gethsemane,” “Suffer the
Little Children” and “The Last Supper,” removing all but two
of the explicit references to Christ. ER:16. It also continues
to describe and promote scenes and symbols on adjoining
church property, including the Resurrection, Christ the
Blessing and the lighted cross, without any indication that
these scenes are not all one property owned and promoted by
the government. ER:15-16, 62.
4
clauses of the California Constitution. At no time in the
district court proceedings did defendants move to dismiss the
state claims or to have the district court abstain from deciding
the state claims.
The district court conducted a one-day bench trial
during which it heard testimony from six witnesses, including
two experts in the study of religion. Except for one witness,
the District Park Director, all of the witnesses testified that
they felt the park conveyed a message of endorsement of
Christianity. ER:37, 42-47, 70-71, 87.
The court unsuccessfully pressed one expert, Professor
Crossley, to say that the scenes were primarily reflective of
peace and not religion. ER:82. Professor Crossley testified
that if the scenes are viewed as images of peace, it is only
because of a view equating Christian Gospel stories of Christ
as a man of peace. ER:83. He also testified that “the New
Testament is exclusively the book of the Christian faith and all
the scenes depicted in the statuary are New Testament
Scenes,” ER:70-71, with no significance in most, if not all,
other religions, ER:75-76.
Although recognizing that the statues have “prominent
significance to Christianity,” and reflect “traditional Christian
themes” (Decision, Pet.App. at B-14 (emphasis supplied)), the
district court nevertheless concluded, without any evidence or
testimony to support this finding, that because Antone Martin
“was not a man of great religious bent[,]” the New Testament
Statues depicted peaceful scenes rather than religious ones.
Id. at B-12. The court based its holding on an erroneous and
unsupported conclusion that the New Testament was not well
known and, thus, scenes depicting the life of Christ “have not
attained the same level of religious notoriety with the general
public as a cross or a creche.” Jd. at B-14.
Based on this unsupported assertion, the trial court
concluded that the government’s ownership and promotion of
Desert Christ Park satisfied each prong of the test established
by this Court in Lemon v. Kurtzman, 403 U.S. 602 (1971).
Decision, Pet.App. at B-7-17. In its analysis of administrative
entanglement, the court focused primarily on two factors: (1)
the operating budget of the park, which the court termed “de
minimis”; and (2) the lack of any clear boundary between the
park and the church. Decision, Pet.App. at B-17-19.
Finally, the court addressed Article I, section 4 and
Article XVI, section 5 of the California Constitution,
concluding that the park is constitutional. In considering the
state constitutional claims, the district court simply quickly
referenced its Lemon analysis of the federal constitutional
issues. Jd. at B-20-23.
On appeal, both petitioners and respondents fully
briefed the federal and state law questions. The Ninth Circuit
panel unanimously held tRat_the district court had misinter-
preted state law decisions and reversed the lower court’s
decision on state constitutional law grounds. For the first time
in their Petition for Rehearing, petitioners raised a claim of
abstention. The petition for rehearing was denied.
REASONS FOR DENYING THE PETITION
I. THE COURT OF APPEAL CORRECTLY DECIDED
AN ISSUE OF STATE LAW WHERE NO BASIS
EXISTED TO SUPPORT PULLMAN ABSTENTION
BY THE FEDERAL COURT AND WHERE ABSTEN-
TION WAS NOT RAISED AT TRIAL OR ON APPEAL
A. The Court of Appeal Properly Reviewed the
Decision of the District Court on State Law
Grounds Where No Basis Existed and No Argu-
ment was Made for Pullman Abstention.
At the district court and on appeal, petitioners argued
vigorously that the challenged permanent display of 36 statues
depicting the life of Christ violated neither federal nor state
constitutional provisions. Only after the federal courts’
resources had been expended in full litigation of this case, and
only after petitioners’ judgment had been reversed on state
law grounds, did petitioners suddenly urge that the appeals
court should have abstained from reviewing the state law
claims under Railroad Commission of Texas v. Pullman Co.,
312 U.S. 496 (1941).
This Court recently reiterated the well-established rule
“that when a federal court obtains jurisdiction over a federal
claim, it may adjudicate other related claims over which the
court otherwise would not have had jurisdiction.” Pennhurst
State School & Hospital v. Halderman, 465 U.S. 89, 117 (1984)
(citations omitted). This Court has also long held that where
a federal court properly. has jurisdiction of a case, it “may
resolve a case solely on the basis of a pendent state-law claim,
see Siler [v. Louisville & Nashville Railroad Company], 213
U.S. [174], 192-193 [1909]. . . and that in fact the Court
usually should do so in order to avoid federal questions. . . .”
Pennhurst, 465 U.S. at 117, citing Siler, supra, at 193, and
Ashwander v. TVA, 297 U.S. 288, 347 (1936) (Brandcis, J.,
concurring); Pennhurst, supra, at 119 n.28. The rule
announced in Siler was most recently cited by this Court with
approval in Finley v. United States, 490 U.S. 545, 548 (1989).
Thus, “where a case . . . can be decided without reference to
questions arising under the Federal Constitution, that course
is usually pursued and is not departed from without important
reasons.” Siler, supra, at 193.
In short, abstention from the exercise of federal court
jurisdiction is “the exception rather than the rule.” Hawaii
Housing Authority v. Midkiff, 467 U.S. 229, 236 (1984). See
also Colorado River Water Conservation District v. United
States, 424 U.S. 800, 813 (1976). It has never been a
“doctrine of equity that a federal court should exercise its
discretion to dismiss a suit merely because a state court could
entertain it.” Jd. at 814, quoting Alabama Public Service
Comm'n v. Southern Railrod Co. 341 U.S. 361 (1951)
(Frankfurter, J., concurring in result).
This case offers no reason for departing from these well-
established rules for the simple reason that petitioners cannot
meet the requirements for Pullman abstention.* Most
fundamentally, this case does not involve an issue of unsettled
state law. Pullman, 312 U.S. 496. Rather, the decision below
rests on two provisions which have been a part of the
California Constitution for well more than a century, and
which consistently and repeatedly have been construed by the
Petitioners also contend that there is a conflict among
the federal circuits on whether Pullman is required whenever
a State constitutional claim is made, irrespective of how many
times that provision has been interpreted previously by the
state courts. See Petitioners’ Brief at p. 22. That simply is not
the rule of any circuit, nor of this Court, and none of the
cases cited by petitioners support this inflexible rule.
9
California Supreme Court and the California courts of appeal,
and in the opinions of several California attorneys general, to
mandate a broader and more absolute separation of church
and state than may be required under the federal Constitution.
See Section IB at pp. 13-18, infra.° Thus, based on an
expansive body of state appellate law, petitioners’ argument
°The California constitutional provisions at issue here have
been interpreted by the California Supreme Court no less than
five times, and by the appellate courts no less than nine times.
In addition, both provisions have been the subject of
numerous opinions issued by the state Attorneys General over
the last century. See, eg, Ex Parte Newman, 9 Cal. 502
(1852); Evans v. Selma Union High School District, 193 Cal. 43
(1924); California Education Authorities v. Priest, 12 Cal.3d
593 (1974); Fox v. City of Los Angeles, 22 Cal.3d 792 (1978);
California Teachers Assoc. v. Riles, 29 Cal.3d 794 (1981);
Frohlinger v. Richardson, 63 Cal.App. 209 (1923); County of
Los Angeles v. Hollinger, 221 Cal.App.2d 154 (1963); Johnson
v. Huntington Beach Union High School District, 68 Cal.App.3d
1 (1977); Mandel v. Hodges, 54 Cal.App.3d 596 (1976);
California School Employees Assoc. v. Sequoia Union High
School District, 67 Cal.App.3d 157 (1977); Feminist Women’s
Health Center, Inc. v. Philibosian, 157 Cal.App.3d 1076 (1984),
cert. denied, 469 U.S. 1052 (1985); Okrand v. City of Los
Angeles, 207 Cal.App.3d 566 (1989); Perumal v. Sadd!eback
Valley Unified School District, 198 Cal.App.3d 64, cert. denied,
488 U.S. 933 (1988); Woodland Hills Homeowners Organization
v. Los Angeles Community College District, 218 Cal.App.3d 79
(1990).
10
for abstention fails the heart of this Court’s test for Pullman
abstention as the issues of state law are well-settled.°®
® When reviewing a request for Pullman abstention, the
Ninth Circuit also considers two other factors: whether the
suit touches a sensitive area of social policy and whether a
definitive ruling on the state law issue would end the
controversy. See J.R. Distributors, Inc. v. Eikenberry, 725 F.2d
482, 487-88 (9th Cir. 1984). Judged by these standards as well,
abstention is inappropriate.
The decision of the appeals court in this instance does
not impinge on an area of sensitive local social policy
traditionally recognized as requiring abstention. In particular,
there is nothing about this dispute that is uniquely local in
nature. Nor is there anything about this dispute that suggests
that the state courts are better equipped to weigh the
constitutional values at stake. Compare, Manny v. Cabell, 654
F.2d 1280 (9th Cir. 1980) (conditions in local detention
facilities); Fields v. Rockdale County Georgia, 785 F.2d 1558
(11th Cir.) cert. denied, 479 U.S. 984 (1986) (local land-use
disputes); National Capital Natunsts v. Board of Supervisors,
878 F.2d 128 (4th Cir. 1989) (local public nudity displays);
Posadas de Puerto Rico Association v. Tourism Company of
Puerto Rico, 478 U.S. 328 (1986) (“unique cultural and legal
history” of United States territories and possessions).
Similarly, the state law question is not dispositive of the
case. Because California’s religion clauses have a meaning
independent of their federal counterparts, a decision on state
law would not “avoid, or substantially modify, the [federal]
constitutional question presented.” Rindley v. Gallagher, 929
F.2d 1552, 1555 (11th Cir. 1991). In any event, respondents
would still be entitled to litigate their federal First
(continued...)
11
Despite the fact that petitioners satisfy none of the
Pullman prerequisites, they now urge that the appeals court
erred in deciding the state law questions. Petitioners make
this argument on several grounds. First, they contend that the
appeals court erred in not granting rehearing on Pullman
abstention grounds once that court had issued its decision
solely on state grounds because state law questions now
predominate. Petitioner’s Brief at p. 21. Petitioners’
argument proves too much. Obviously, whenever a federal
court decides a case, in which it properly has jurisdiction, on
the state law questions only, state law claims could then be
said to predominate. That does not mean, however, and
petitioner makes no claim, that state law issues predominated
this case generally or originally.
Petitioners also contend that, because there was no
decision by the state supreme court exactly on all fours with
the facts of this case, the Ninth Circuit could not decide the
state law claims. Petitioners’ Brief at pp. 20-21. Obviously,
whenever a federal court decides a case that has not been
decided on virtually the same facts by a state Supreme Court,
this will be the argument a losing party will make. The critical
6(...continued)
Amendment claim if they were unsuccessful on their state law
claims in state court.
12
issue is whether the governing state law principles are clearly
established. As the Ninth Circuit recognized, the test was
plainly satisfied here. See Point IB, infra.
B. The Court of Appeals Properly Applied Well-
Settled California Case Law to Find That the
Ownership and Promotion of a Christian Theme
Park by the County Violated the More Stringent
Separation Required by the California Consti-
tution.
1. The Provisions of the California
Constitution.
The California Constitution contains three sweeping,
affirmative guaraniees of religious liberty,’ two of which are
involved in this case. Taken together, these provisions
deliberately express an even more complete separation of
government and religion than is provided under the federal
’ Article I, sec. 4 mandates absolutely neutrality by
government as it guarantees that religion may be practiced
“without discrimination or preference,” and prohibits any law
“respecting an establishment of religion.”
Article IX, sec. 8 prohibits “any sectarian or
denominational doctrine . . . or instruction. . . directly or
indirectly. . .” in the public schools.
Article XVI, sec. 5 prohibits government from
dedicating public property to, or granting “anything to or in
aid of any religious sect, church, creed, or sectarian purpose.”
13
Constitution.’
These three provisions have been a part of
California’s Constitution for well more than a century, have
been applied with vigilance by the California state courts. As
a matter of state law, the independent provisions of the
California Constitution are not dependent on the federal
Constitution for their interpretation. California Constitution,
Article I, sec. 24; People v. Brisendine, 13 Cal.3d 528, 551, 531
P.2d 1099 (1975).
a. Article I, Section 4.
Interpreting Articie I, sec. 4 of the state Constitution
more than 140 years ago, the California Supreme Court
emphasized that
When our libertics were acquired, our publican
form of government adopted, and our Constitu-
tion framed, we deemed that we had attained not
only toleration, but religious liberty in its largest
sense -- a complete separation between Church
and State.
’ Except for the “establishment of religion” language in
Article I, sec. 4, paralleling the language of the First
Amendment, none of these provisions “mirror or derive from
any part of the federal Constitution.” Fox v. City of Los
Angeles, 22 Cal.3d 792, 800, 587 P.2d 663 (1978) (Bird, C.J.,
concurring).
14
Ex Parte Newman, 9 Cal. 502, 506-507 (1858). Thus, under
the California Constitution, “when there is no ground or
necessity upon which a principle can rest but a religious one,
then the [California] Constitution steps in and says that you
shall not enforce it by authority of law.” Id. at p. 513 (Burnett,
J., concurring)(emphasis in original).
As originally enacted, Article I, sec. 4 provided that
“The free exercise and enjoyment of religious profession and
worship, without discrimination or preference, shall forever be
allowed in this state.” California Constitution of 1849, Art. I,
sec. 4. In 1879, this provision was amended to its present
form, replacing the concept of “allowing” religious freedom
with a “guarantee” of these fundamental rights.”
The Attorney General of California has written that
“{i]t would be difficult to imagine a more sweeping statement
of the principle of governmental impartiality in the field of
” Article I, sec. 4 states in full:
Free exercise and enjoyment of religion
without discrimination or preference are
guaranteed. This liberty of conscience does not
excuse acts that are licentious or inconsistent with
the peace and safety of the State. The
Legislature shall make no law respecting an
establishment of religion. [] A person is not
incompetent to be a witness or juror because of
his or her opinions on religious beliefs.
15
religion” than that contained in the “no preference” clause.
25 Ops.Cal.Atty.Gen. 316, 319 (1955); Opinion, Pet.App. at
A-12, citing Fox v. City of Los Angeles, 22 Cal.3d 792 (1978).
California courts have interpreted this provision as being more
protective of the principle of separation of church and state
than the guarantee provided by the First Amendment. See
Fox, supra, 22 Cal.3d at 800; Okrand v. City of Los Angeles,
207 Cal.App.3d 566 (1989). Under the “no preference”
clause, “any appearance that the government has allied itself
with one specific religion [is prohibited].” Opinion, Pet.App.
at A-12 (citation omitted).!°
The district court erroneously concluded that California
courts apply this Court’s Lemon test to analyze violations of
Art. I, sec. 4 of the California Constitution. Pet.App. at B-20-
21. In support of this position, the district court cited a
California appellate court decision handed down nearly a
decade before Lemon, and a 1978 California Supreme Court
decision, Fox, which mentioned Lemon only in a concurrence.
Opinion, Pet.App. at A-11, n.9.
Although California courts “may ‘also consult principles
of federal cases as they seem compelling guides to uncharted
state grounds|,|’” Feminist Women’s Health Center, Inc. v.
Philibosian, 157 Cal.App.3d 1076, 1086 (1984), cert. denied,
470 U.S. 1052 (1985), California courts interpreting the state
Constitution “should not view the Lemon test as absolute ‘but
as a touchstone with which to identify instances where the
objectives of the establishment clause have been
compromised.” Okrand, supra, at 573 n.6.
16
b. Article XVI, Section 5.
Article XVI, sec. 5 of the California Constitution, also
adopted in 1879, prohibits a union of church and state in
language which has no federal origin. The clause provides,
inter alia, that “Neither the Legislature, nor any . . . school
district . . . shall ever . . . grant anything to or in aid of any
religious sect, church, creed, or sectarian purpose; nor shall
any grant or donation of . . . real estate ever be made by the
. county .. . for any religious . . . or sectarian purpose
whatever{.]”
This clause has been characterized as “the definitive
statement of the principle of government impartiality in the
field of religion.” 37 Ops.Cal.Atty.Gen. 105, 107 (1961). The
debates of the 1879 constitutional convention ind ‘cate “that
the provision was intended to insure the separation of church
and state and to guarantee that the power, authority, and
financial resources of the government shall never be devoted
to the advancement or support of religious or sectarian
purposes.” California Educational Facilities Authority v. Priest,
12 Cal.3d 593, 604 (1974).
Mindful of the framers’ goal, the California Supreme
Court has interpreted this provision broadly: “The section [ |
forbids more than the appropriation or payment of public
funds to support sectarian institutions. It bans any official
17
involvement, whatever its form, which has the direct, immedi-
ate, and substantial effect of promoting religious purposes.”
Priest, supra, at 605 n.12._ Under California law, a two-part
test is applied to analyze whether government aid violates
Article XVI, sec. 5. First, courts look to see “whether the aid
is direct or indirect, and second whether the nature of the aid
is substantial or insubstantial.” Sands v. Morongo Unified
School District, 53 Cal.3d 863, 913 (1991).!?
2 Application of California Law by the Ninth
Circuit.
Contrary to petitioners’ assertion that the Ninth Circuit's
reliance on principles of First Amendment jurisprudence
demonstrates that California law is unsettled, in fact the Ninth
Circuit’s opinion rests squarely on the decisions of th«
California courts and their consideration of federal case law
only as it serves as guideposts to interpreting state
constitutional provisions.
‘Petitioners contend that the Ninth Circuit's citation to
the Sands decision is somehow evidence of unsettled state law.
Pet.Br. at pp. 15-16. This argument is simply without merit.
The only references to Sands are to that court’s citation of
two earlier decisions, both by Justice Mosk of the California
Supreme Court, articulating the test to be applied under
Article XVI, sec. 5 of the California Constitution. See
California Educational Authorities v. Priest, supra, 605 n.12 and
California Teachers Assoc. v. Riles, 29 Cal.3d 794, 809 (1981).
18
Referencing the district court’s reliance on Lynch v.
Donnelly, 465 U.S. 668, 692 (1984), and the “typical museum
setting,” which negates a message of endorsement (Decision,
Pet.App. at B-16), the appeals court considered the “pivotal”
distinction between a museum and the permanent, static
display of Christ statues at issue in this case. Opinion,
Pet.App. at A-16. The appeals court reasoned that this
Court’s museum/park analysis had been addressed by the
California Supreme Court twice in similar analogies comparing
library shelves and public galleries with static displays of
religious symbols on public building facades. Applying
California case law, the appeals court opined that a ‘typical’
museum, like the city hall rotunda gallery in Okrand, may
display a variety of artwork.” /d. at A-17. In this setting, the
sense of governmental endorsement of, or “preference” for,
a particular religious message could be offset by the changing
and diverse messages of the displays. Okrand, 207 Cal.App.3d
at 574; Opinion, Pet.App. at A-17.
By contrast, the park at issue here is restricted by deed
to the Christian artwork permanently displayed there. Thus,
the appeals court correctly analogized the New Testament
tableaus of Jesus Christ’s life in this case to the physical
restrictions of the lighted cross displayed on the Los Angeles
City Hall in Fox, 22 Cal.3d 792. In Fox, the California
19
Supreme court drew a distinction between the library shelves
setting previously considered by that court in Evans v. Selma
Union High School District, 193 Cal. 43 (1924), in which the
state could “easily . . . offset a potential for preference[,|” and
the “much less tractable [city hall tower].” Jd. at 797.
The appeals court concluded that the district court’s
opinion misinterpreted California law when it essentially
ignored these state court decisions and applied this Court’s
test in Lemon v. Kurtzman to decide the question which
should have been decided under nonanalogous provisions of
state law. First, the appeals court found that controlling
California case law did not apply the three-part test of Lemon
to analyze whether a challenged practice violates the “no
preference” clause of Article I, sec. 4. Opinion, Pet.App. at
A-11 n.9.
Second, the appeals court concluded that, under the “no
preference” religion clause of the California Constitution,
even the presence of a legitimate secular purpose will not save
a government practice which exhibits a “preference” for one
religion under Article I, sec. 4 of the California Constitution.
Id. at A-18. Without disputing the factual findings by the dis-
trict court, and relying on several decisions of the California
appeal courts, the Ninth Circuit concluded that these facts
simply did not “change the clear religious message of the
20
park” and the expression of a preference for the Christian
faith. Id. at A-19.
Turning to the second provision of the California
Constitution at issue here, Article XVI, sec. 5, the Ninth
Circuit reviewed two decisions of California appellate courts,
Frohliger v. Richardson, 63 Cal.App. 209 (1923) and County of
Los Angeles v. Hollinger, 221 Cal.App.2d 154 (1963), as well as
the decision of the California Supreme Court in California
Teachers Assn. v. Riles, 29 Cal.3d 794 (1981). None of these
decisions, interpreting an independent and unparalleled provi-
sion of state law, rests on federal case law. In fact, and as the
Ninth Circuit noted, the decision in Riles holds that Article
XVI, sec. 5 of the California Supreme Court often compels a
result that may be directly “contrary to decisions by the
United States Supreme Court in similar cases.” Opinion,
Pet.App. at A-24.
The Ninth Circuit correctly concluded that the park dis-
play challenged here, with its explicitly and exclusively
Christian theme, violates Article XVI, sec. 5 of the California
Constitution. The government has lent its “power and pres-
tige” by placing its imprimatur directly on the religious
message of the life of Christ, as portrayed by the statues, and
has provided a place to present that message in a core
government function, public park land.
21
Here, the aid to religion which results from the County’s
explicit and emphatic promotion of the park’s religious theme
of Christ’s life and the County’s maintenance of the park is
direct, immediate and substantial. As the Ninth Circuit
recognized, under Article XVI, sec. 5, it makes no difference
under California law that a valid secular purpose may in fact
underlie the challenged conduct if the benefit to religion is
anything more than incidental to a primary public purpose.
Priest, supra, at 605. In fact, the existence of a simultaneous
secular purpose, such as the purported interest in tourism or
preserving historical objects, is “wholly irrelevant and
immaterial” in analyzing a claim under Article XVI, sec. 5.
County of Los Angeles v. Hollinger, 221 Cal.App.2d at 160-61.
See also Opinion, Pet.App. at A-19-20.
Il. THE COURT OF APPEAL CORRECTLY REVIEWED
DE NOVO THE DISTRICT COURTS DECISION OF
A MIXED QUESTION OF LAW AND FACT AND THE
DISTRICT COURTS DECISION OF STATE LAW
A. The Court of Appeal Properly Engaged in De
Novo Review of the Decision of the District Court
on State Law.
In Salve Regina v. Russell, 449 U.S. ___, 111 S. Ct. 1217
(1991), this Court held that a court of appeals should review
de novo the determination by a district court of an issue of
state law. Jd. at 1221. The decision by this Court in Salve
22
Regina recognized that “appellate courts that defer to the
district courts’ state-law determinations create a dual system of
enforcement of state-created rights, in which the substantive
rule applied to a dispute may depend on the choice of forum.”
Id. at 1222. Such a dual standard would defeat the Court’s
articulated goal of creating “doctrinal coherence” and elimi-
nating “divergent development of state law among federal trial
courts even within a single state.” /bid.
The opinion in Salve Regina expressly rejected the
deterential standard of review of district court state law
questions then followed by the majority of circuits and by the
dissent in the Ninth Circuit. Jn re Matter of McClinn, 739 F.2d
1395 (9th Cir. 1984) (en banc). Jd. at 1220-1221. This Court
emphasized thai the “determination of state law .. . is a legal
question, and . . . a party is entitled to meaningful review of
that decision just as he is of any other legal question in the
case, and just as he would have been if the case had been
tried in a state court.” /d. at 1225 n.5 (quoting C. Wright, A.
Miller, and E. Cooper, Federal Practice and Procedure, § 4507,
pp. 106-110 (1982).
In Salve Regina, this Court specifically considered the
argument urged now by petitioners that application of a
clearly erroneous standard to review of the district court’s
decision in this case might produce a contrary result to that
23
reached by the appeals court. Citing with approval the deci-
sion by the majority of the Ninth Circuit in McClinn, supra,
this Court reaffirmed that “the difference between a rule of
deterence and the duty to exercise independent review is
‘much more than a mere matter of degree.’ Bose Corp. v.
Consumers Union of the United States, Inc., 466 U.S. 485, at
501 [ ] [(1984)]. When de novo review is compelled, no form
of appellate deference is acceptable.” Salve Regina, supra, at
1224 (emphasis supplied).
De novo review is clearly compelled in this instance.
The opinion of the appeals court makes plain that its decision
rests On a question of state law as it found “that the trial court
misread the California Constitution and the state court
opinions interpreting it[.]” Opinion, Pet.App. at A-9.
B. The Court of Appeals Properly Reviewed De Novo
a Mixed Question of Fact and Law.
The “application of a rule of law to the established facts
is reviewed de novo where the question requires consideration
of legal concepts in the mix of fact and law.” United States v.
McConney, 728 F.2d 1195, 1202 (9th Cir.) (en banc), cert.
denied, 469 U.S. 824 (1984). While appellate courts ordinarily
are required to engage in the deferential review urged by peti-
tioners and to give “due regard . . . to the opportunity of the
trial court to judge the credibility of the witnesses” on factual
questions (FRCP 52(a)), if “the question requires [the court]
24
to consider legal concepts in the mix of fact and law and to
exercise judgment about the values that animate legal prin-
ciples, then the concerns of judicial administration will favor
the appellate court, and the question should be classified as
one of law and reviewed de novo.” McConney, supra, at 1202,
citing Pullman-Standard v. Swint, 456 U.S. 273, 289 n.19
(1982).
Despite this well-settled rule, petitioners now urge that
the Court of Appeal erred in not applying a “clearly
erroneous” standard to the factual findings of the district
court. However, this deferential standard of review is
appropriate only when the application of a rule of law to the
facts of the case requires the court to engage in an analysis
that is “essentially factual.” Pullman-Standard, 456 U.S. at
288. This Court has defined an “essentially factual” inquiry as
one based “on the application of the fact-finding tribunal’s
experience with the mainsprings of human conduct.”
Commissioner v. Duberstein, 363 U.S. 278, 289 (1960). No
such analysis exists in the trial court’s opinion in this case.
To the contrary, the injury alleged in this case “goes
well beyond the facts of the case and requires consideration of
the abstract legal principles that inform constitutional juris-
prudence.” McConney, supra, at 1203. Nonetheless, peti-
tioners suggest that the appeals court engaged in de novo
25
review of the facts, separate from the law, when the court
opined that “However, every religious display that is put in
‘artistic’ form, such as painting or sculpture, instead of the
‘mannequin-like’ form of the creche or cross is not saved
from First Amendment scrutiny.” Opinion, Pet.App. A-16;
Petitioners’ Brief at p. 24. Clearly, this statement represents
the application of law to facts and is, therefore, a mixed
question of law and fact properly reviewed by an appellate
court de novo.
De novo review is particularly appropriate in this case
where the evidence does not depend upon consideration of
the “accuracy of witnesses’ recollections” and their credibility.
McClinn, 739 F.2d at 1398. Rather, the inanimate physical
evidence concerning the government’s written description and
promotion of a Christian theme park, as well as photographic
evidence of the statues and park grounds, was equally avail-
able to the district court and the court of appeal. Thus, there
is no special “intuition” in this case which would require
deference to the district court under FRCP 52(a).
26
CONCLUSION
For the reasons stated herein, the petition for certiorari
should be denied.
January 6, 1992
Respectfully submitted,
Carol A. Sobel
Counsel of Record
Paul L. Hoffman
Mark D. Rosenbaum
Jon W. Davidson
Erwin Chemerinsky
ACLU Foundation of
Southern California
1616 Beverly Boulevard
Los Angeles, California 90026
(213) 977-9500
Of Counsel
Irell & Manella
Kenneth A. Liebman
Allison M. Zieve
1800 Avenue of the Stars
Suite 900
Los Angeles, California 90067
(310) 277-1010
Counsel for Respondents
27
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.