Amicus Curiae Brief — Alabama Department of Environmental Management v. National Solid Wastes Management Ass'n
Supreme Court brief1991
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No. 90-1718
IN THE
Supreme Court of the United States
OCTOBER TERM, 1990
Supreme Court, U.S,
FILED
JUN 5 91
QFFICE OF THE CLERK
THE ALABAMA DEPARTMENT OF ENVIRONMENTAL MAN-
AGEMENT; LEIGH PEGUES,
Director of the Alabama
Department of Environmental Management; and Guy
HwunNT, Governor of Alabama,
Petitioners,
NATIONAL SOLID WASTES MANAGEMENT ASSOCIATION ;
and CHEMICAL WASTE MANAGEMENT, INC.,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
BRIEF OF THE STATE OF SOUTH CAROLINA AS
AMICUS CURIAE IN SUPPORT OF PETITIONERS
T. TRAVIS MEDiOCK
Attorney General
EDWIN E. EVANS
Chief Deputy Attorney
General
JAMES PATKICK HUDSON
Deputy Attorney General
KENNETH P. WOODINGTON
Senior Assistant Attorney
General
TREVA G. ASILWORTH
Senior Assistant Attorney
General
MARK R. ELAM
Senior Legal Counsel
Office of the Governor
Post Office Box 11549
Columbia, South Carolina 29211
(803) 734-3680
June 5, 1991
WALTON J. MCLEop, III
General Counsel
JACQUELYN S. DICKMAN
Assistant General Counsel
SAMUEL L. FINKLEA, III
Staff Counsel
SOUTH CAROLINA DEPARTMENT OF
HEALTH AND ENVIRONMENTAL
CONTROL
2600 Bull Street
Columbia, Soutn Carolina 29201
(802) 7234-4910
CHARLES IF. LETTOW *
MATTHEW D. SLATER
CLEARY, GOTTLIEB, STEEN &
HAMILTON
1752 N Street, N.W.
Washington, D.C. 20036
(202) 728-2700
* Counsel of Record
for Amicus Curiae
State of South Carolina
WILSON - EPES PRINTING Co., INC. - 789-0096 - WASHINGTON, D.C. 20001
AN
ADDITIONAL QUESTION PRESENTED
If the Court grants the petition for writ of certiorari,
it should specizy one additional question, as follows:
Whether the court of appeals erred in using dormant
Commerce Clause principles to test the challenged
portions of Alabama’s hazardous waste program
rather than using the standard adopted by the U.S.
Environmental Protection Agency (“EPA’’) to test
consistency of state hazardous waste programs with
federal law pursuant to the Resource Conservation
and Recovery Act of 1976 (“RCRA”), when Ala-
bama’s program has been authorized by EPA to oper-
ate “‘in lieu of” federal law under RCRA.
(i)
TABLE OF CONTENTS
ADDITIONAL QUESTION PRESENTED ..................
TABLE OF AUTHORITIES. ................ sicehieel goo ennsenencceeeen
INTEREST OF THE STATE OF SOUTH CARO-
ADDITIONAL STATUTES AND REGULATORY
ee a): | ee
SUPPLEMENTAL STATEMENT OF THE CASE...
REASONS FOR GRANTING THE WRIT...
The Court Of Appeals’ Erroneous Reliance On
Dormant Commerce Clause Principles, Rather
Than Application Of The Standard Derived From
Congress’ Exercise Of Commerce Clause Power,
Presents Important Legal Issues Respecting State
Powers And The Proper Administration Of
Neen ee ee sia cise svehteimnnensinennonncnaatane
te Ninatisiandentenchecttocnssntrarsbdacisutonvenessrciaee
Se
RCRA § 3006(b), 42 U.S.C. § 6926(b) .
RCRA § 3009, 42 U.S.C.§ 6929. .
40 C.F.R.§ 271.4 00 ee
50 Fed. Reg. 46,437-40 (November 8, 1985) .............
(iii)
colin aetna aaa reali th |
iv
TABLE OF AUTHORITIES
Cases Page
California v. Zook, 336 U.S. 725 (1949) —....... sors. 10
Chevron U.S.A. Inc. v. Natural Resources Defense
Council, 467 U.S. SBT CIGGE) .......2c0cces-cocecvernccsesees 11
City of Philadelphia v. New Jersey, 437 U.S. 617
| iptiedernae eine NIRS MASS AEST Ee SANE LTE eee 5, 7, 10
General Motors Corp. v. United States, 110 S. Ct.
RR are at EIR erie ete ore a ast aah ma en 9
Harrison v. PPG Industries, Inc., 446 U.S. 578
| ERRAASEIDY aa att Pars een A OesN iA ahd RMA At ea 11
Hazardous Waste Treatment Council v. South Car-
olina, 32 Env’t Rep. Cas. (BNA) 1646 (D.S.C.
1991), appeal pending, No. 91-2317 (4th Cir.,
ne SI Ti I gd ncecaeencccecmemaedaasineeacnanace 2
Investment Co. Inst. v. Camp, 401 U.S. 617
| IESE necro UR o RbTuPeS ae Ak f mL OLN OTD Ro ESR PKG E NMEA 11
Merrion v. Jicarilla Apache Tribe, 455 U.S. 130
SY co cirteat kc Jak iinla ccaded tc ccacasddeuae aes oer aticesomiredains g
Northeast Bancorp. Inc. v. Board of Governors,
472 U.S. 159 (1985) .......... . 7,11 |
Prudential Ins. Co. v. Benjamin, 328 US. 408
Se ea eae ra: Ses SO eT
South-Central Timber Development, Inc. v. Wun- |
nicke, 467 U.S. 82 (1984) ........ 7,10 |
White v. Massachusetts Council of Construction
Employers, Inc., 460 U.S. 204 (1983) —...0000.. 10 |
Constitutional Provisions |
Commerce Clause, art. I, § 8, cl. 3... 6 |
Federal Statutes
Resource Conservation and Recovery Act of 1976,
as amended (“RCRA”), 42 U.S.C. § 6901-
6992k............ : ostmtvenion dig Wy Mig Wp Gy Sp Oe Bay EE
RCRA § 3006, 42 U.S.C. § 6926 uisbaaaspabeorestotéehiastses 3,7
RCRA § 3006 (b), 42 U.S.C. § 6926(b) ..................2, 3, 7, 8
RCRA § 3006 (d), 42 U.S.C. § 6926(d) _.... 3
RCRA § 3006 (e), 42 U.S.C. § 6926(e) ence
RCRA § 3009, 42 U.S.C. § 6929 ............................ 3,5
v
TABLE OF AUTHORITIES—Continued
RCRA § 7006(a) (1), 42 U.S.C. § 6976 (a) (1) _..... 11
Comprehensive Environmental Response, Compen-
sation, and Liability Act of 1980, as amended
(“CERCLA”), 42 U.S.C. §§ 9601-9675 (1988). 5, 6, 7,
bi, ig
CERCLA § 104(c) (9), 42 U.S.C. § 9604(c) (9) ...... 5, 6, 11,
12
CERCLA § 104(c) (9) (A), 42 U.S.C. § 9604(c)
ay Ne aiden aaa neemesanemaneeta ts aaaare 11
CERCLA § 104(c) (9) (B), 42 U.S.C. § 9604(c)
Ce oe Se pour ven eee ancslaaivecaci: 12
Clean Air Act, § 110(a), 42 U.S.C. § 7410(a) _....... 8-9
Superfund Amendments and Reauthorization Act,
Pub. L. No. 99-499, 100 Stat. 1613 (Oct. 17,
1986) (amending scattered’ sections of
CERCLA) ...... ee ed ear er eee ee 5
Federal Regulations
40 C.F.R. Part 262, Subpart B ................... aes 5
Oe ae a EP aatgcdgtcoscarac acca eesocouen secaae 4
46 C.7.E. SFiiA .......... SRS tel sree eee a
40 C.F.R. § 271.4(a) ...... EL RMR a thas WANE 3, 4, 5, 7, 8, 11, 12
te 2 SS : a Sade aaa
pak AE Sg BE) SR epae e eea eREPeS AER 8
40 C.F &.. § 271.22 ................ Teena rdétcdnda ida a
40 C.F.R. § 271.28 .......... passione te nnanee 4
Administrative Materials
45 Fed. Reg. 33,290 (May 19, 1980) ........0000.000022.. 4,5
50 Fed. Reg. 46,437 (Nov. 8,1985) .._... 3, 6, 7, 8, 9, 11
52 Fed. Reg. 46,466 (Dec. 8, 1987) ...........0oee ee. 4
Memorandum from Lee M. Thomas to Regional
Administrators, “Policy Regarding HaZardous
Waste Management Capacity and RCRA Con-
sistency Issues”” (December 23, 1988) ..... ee
State Statutes
Ala. Code § 22-30-11(b) (Supp. 1989) (the
gt nee OC US LOE es. sane 8,11
IN THE
Supreme Court of the United States
OCTOBER TERM, 1990
No. 90-1718
THE ALABAMA DEPARTMENT OF ENVIRONMENTAL MAN-
AGEMENT; LEIGH PEGUES, Director of the Alabama
Department of Environmental Management; and Guy
HuNT, Governor of Alabama,
i Petitioners,
NATIONAL SOLID WASTES MANAGEMENT ASSOCIATION ;
and CHEMICAL WASTE MANAGEMENT, INC.,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
BRIEF OF THE STATE OF SOUTH CAROLINA AS
AMICUS CURIAE IN SUPPORT OF PETITIONERS
The State of South Carolina respectfully submits this
brief pursuant to this Court’s Rule 37.5 as Amicus Curiae
in support of the Petition of the Alabama Department of
Environmental Management (“ADEM”); Leigh Pegues,
Director of ADEM; and Guy Hunt, Governor of the State
of Alabama, for a Writ of Certiorari to review the judg-
ment and opinion of the United States Court of Appeals
for the Eleventh Circuit entered in these proceedings on
August 8, 1990, 910 F.2d 713, as modified upon denial of
rehearing, 924 F.2d 1001.
ee
2
INTEREST OF THE STATE OF SOUTH CAROLINA
The State of South Carolina, like Alabama, has been
authorized by the U.S. Environmental Protection Agency
(“EPA”) to operate a hazardous waste management pro-
gram “‘in lieu of” federal law pursuant to Section 3006 (b)
of the Resource Conservation and Recovery Act of 1976,
as amended (“RCRA”), 42 U.S.C. § 6926(b). Portions
of South Carolina’s program have also been challenged
in federal court by private parties on Commerce Clause
grounds. In South Carolina’s case, on January 11, 1991,
the U.S. District Court for the District of South Carolina
preliminarily enjoined broad portions of South Carolina’s
program as violating the Commerce Clause. Hazardous
Waste Treatment Council v. South Carolina, 32 Env’t
Rep. Cas. (BNA) 1646 (D.S.C. 1991), appeal pending,
No. 91-2317 (4th Cir., argued May 6, 1991). The Dis-
trict Court for the District of South Carolina, like the
court of appeals here, reached its decision based upon
dormant Commerce Clause principles, rather than by
reference to the special standard adopted by EPA to test
the consistency of a state’s federally-approved hazardous
waste program with federal law, including effects on
interstate commerce. South Carolina has appealed the
district court’s preliminary injunction to the U.S. Court
of Appeals for the Fourth Circuit; after expedited brief-
ing, oral argument on its appeal was heard May 6, 1991. 4
Although the respective laws of Alabama and South
Carolina under challenge are factually distinct, explica-
tion by this Court of the proper standard for judging
effects on interstate commerce of approved state hazard-
ous waste regulatory programs would be important to
guide South Carolina, and EPA, and the states generally,
in the appropriate implementation of the federal struc-
ture of RCRA.
3
ADDITIONAL STATUTES AND REGULATORY
PROVISIONS INVOLVED
Pertinent portions of Sections 3006 and 3009 of RCRA,
42 U.S.C. $§ 6926 and 6929, are set out in an Appendix
to this brief, along with EPA’s implementing regulation,
40 C.F.R. § 271.4. Also set out in the appendix is 50
Fed, Req. 46,437-440 (November 8, 1985), a decision by
EPA applying 40 C.F.R. § 271.4(a) in approving South
Carolina’s hazardous waste program. The program in-
cluded higher fees for disposal. within the State of haz-
ardous wastes generated outside the State than for dis-
posal of wastes generated within South Carolina.
SUPPLEMENTAL STATEMENT OF THE CASE
RCRA Section 3006/b) provides that a state may be
authorized to “administer and enforce a hazardous waste
program” upon authorization from EPA. 42 U.S.C.
$ 6926(b). EPA must authorize the state program unless
EPA finds that it “is not equivalent to the Federal pro-
gram,” “is not consistent with the Federal or State pro-
grams applicable in other States,” or “does not provide
adequate enforcement of compliance with the require-
ments of [RCRA]}.” 7d.
Once the state’s program is approved by EPA, the state
‘fs authorized to carry out such program in lieu of the
Federal program.” Jd. Any action taken by a State un-
der an authorized hazardous waste program has “the
same force and effect as action taken by [EPA] under
[RCRA].” 42 U.S.C. $6926(d). In addition, RCRA
Section 3009 expressly authorizes the states to impose
hazardous waste laws “which are more stringent than
those imposed by [RCRA],” and it preserves state au-
thority against preemption by federal regulatory require-
ments, provided that the state provisions are not “‘less
stringent than those authorized under [RCRA Sections
3001-3020] respecting the same matter.” 42 U.S.C.
§ 6929. A state’s authorization continues until EPA de-
4
termines after a public hearing that the state program
no longer conforms with federal requirements. 42 U.S.C.
$ 6926(e).
Alabama’s hazardous waste management program was
approved as not inconsistent with RCRA on December 8,
1987. See 52 Fed. Reg. 46,466 (December 8, i987).
Until authorization is withdrawn, therefore, action taken
by Alabama pursuant to its program operates with “the
same force and effect as action taken by [EPA].”
EPA’s regulations governing the authorization of state
hazardous waste programs are contained in 40 C.F.R.
Part 271. The regulations establish standards to evaluate
whether a state hazardous waste program is “consistent”
with federal law, and these standards explicitly address
effects on interstate commerce. In particular, 40 C.F.R.
$ 271.4(a) provides:
Any aspect of the State program which unreasonably
restricts, impedes, or operates as a ban on the free
movement across the State border of hazardous
wastes from or to other States for treatment, stor-
age, or disposal at facilities authorized to operate
under the Federal or an approved State program
shall be deemed inconsistent.
In addition, the regulations provide for periodic review
by EPA of changes in state programs after they have
been authorized, 40 C.F.R. § 271.21, and they specify
criteria and procedures for withdrawal of authorization,
including citizen petitions to EPA for public withdrawal
and participation in withdrawal proceedings, id.
$§ 271.22-23.
EPA adopted Section 271.4(a), its “reasonableness”
test for adjudging effects on interstate commerce under
RCRA, after giving explicit consideration to statutory
requirements and to holdings of this Court interpreting
the “dormant” Commerce Clause. See 45 Fed. Reg.
5
33,290, 33,395 (May 19, 1980).' EPA has characterized
the “unreasonably restricts” language of Section 271.4(a)
as creating a “facts and circumstances test.” 50 Fed.
Reg. 46,437, 46,440 (November 8, 1985), Appendix
infra, at 13a. In evaluating a restriction on the inter-
state movements of hazardous waste, EPA “will look to
all relevant factors.” Jd. at 46,439, Appendix infra,
at lla. EPA considered the relevance of this Court’s hold-
ing in City of Philadelphia v. New Jersey, 437 U.S. 617
(1978), to its test, but concluded that the “Agency is not
required to adopt the Constitutional test for impediments
or restrictions in interpreting its own regulations, and
declines to do so here.” 50 Fed. Reg. at 46,429, Appendix
infra, at 11a.
The requirements in RCRA for facilities which actively
generate, treat, store, and dispose of hazardous wastes
are complemented by provisions in the Comprehensive
Environmental Response, Compensation, and Liability Act
(“CERCLA”). CERCLA provides for remedies to be ap-
plied at a facility or property that has been contaminated
with hazardous substances, and it makes broad categories
of persons liable for costs of cleanup. In 1986, a provi-
sion was added to CERCLA to address assured capacity
for treating and disposing of hazardous wastes. As added
by the Superfund Amendments and Reauthorization Act
of 1986 (“SARA”), Paragraph 104(¢)(9) of CERCLA
provides that each State must provide assurance to EPA
that the State will “have adequate capacity for the de-
struction, treatment, or secure disposition of all hazard-
ous wastes that are reasonably expected to be generated
within the State during” the next 20 years, 42 U.S.C.
$ 9604(¢c) (9). See Petition at 2-3.
1 EPA took account of the fact that RCRA for some purposes
requires reference to the state of origin of hazardous wastes, e.g.,
for operation of the “manifest” system of tracking wastes, 40 C.F.R.
Part 262, Subpart B. The RCRA regime also must accommodate
implementation of states’ “more stringent’ requirements under
Section 3009 of RCRA, 42 U.S.C. § 6929.
|
6
EPA’s implementation of this capacity-assurance pro-
vision of CERCLA is closely tied to and coordinated with
its PCRA regulatory regime. As specified in CERCLA
$104(c) (9), EPA required each state by October 17,
1989, to submit for approval a Capacity Assurance Plan
demonstrating that adequate means had been or would
be provided for all hazardous wastes generated within
the state over the following 20 years, to 2009. In a policy
memorandum dated December 23, 1988, then-Administra-
tor Lee Thomas directed that the process for developing,
evaluating, and approving Capacity Assurance Plans be
used as EPA’s primary means of addressing “State action
which may be inconsistent with the federal Resource Con-
servation and Recovery Act program,” and that the
RCRA state-authorization withdrawal process be used
only “after determining that the CERCLA process has
proven ineffective.” Memorandum from Lee M. Thomas
to Regional Administrators, “Policy Regarding Hazard-
ous Waste Management Capacity and RCRA Consistency
Issues” ( December 23, 1988).
REASONS FOR GRANTING THE WRIT
The Court Of Appeals’ Erroneous Reliance On Dormant
Commerce Clause Principles, Rather Than Application Of
The Standard Derived From Congress’ Exercise Of Com-
merce Clause Power, Presents Important Legal Issues
Respecting State Powers And The Proper Administration
Of RCRA.
The court of appeals’ reliance on the dormant Com-
merce Clause to invalidate Alabama’s hazardous waste
program disrupts the balance between federal and state
regulation previously struck by Congress when it enacted
RCRA and entrusted its administration to EPA. Because
of the importance of this issue to the states and to the
proper administration of RCRA and hazardous waste
management pursuant to RCRA, the petition for writ of
certiorari should be granted.
The Commerce Clause is an explicit grant of power to
Congress. U.S. Const. art. I, § 8, cl. 3. Although in the
7
absence of congressional action the “dormant” Commerce
Clause is a “‘self-executing limitation on the power of the
States,” South-Central Timber Development, Inc. v.
Wunnicke, 467 U.S. 82, 87 (1984), once Congress has
exercised its powers, the constitutional measure of state
action is not that provided by the dormant Clause, but
rather congressional language and intent, Northeast Ban-
corp Inc. v. Board of Governors, 472 U.S. 159, 174
(1985) ; Wunnicke, 467 U.S. at 91-92. As a result of the
enactment of RCRA and, subsequently, the 1986 amend-
ments to CERCLA, “the commerce power of Congress is
not dormant, but has been exercised by that body,”
Northeast Bancorp, 472 U.S. at 174.
Congress provided in RCRA that, upon approval by
EPA, a state’s hazardous waste program operates “in
lieu of the Federal program.” RCRA § 3006(b), 42
U.S.C. § 6926(b). Congress empowered EPA to develop
and enforce implementing regulations for RCRA, and
EPA has done so to explicate Section 3006(b). In those
regulations EPA has specified the standard to be ap-
plied to determine whether the effects on interstate com-
merce of a state’s hazardous waste program are imper-
missible. Specifically, only an aspect of a state program
which ‘“‘unreasonably restricts, impedes, or operates as a
ban” on the interstate movement of hazardous waste
“shall be deemed inconsistent” and thus not in compliance
with Section 3006. 40 C.F.R. § 271.4(a) (emphasis
added ).
In adopting and applying Section 271.4/a), EPA con-
sidered and dismissed the proposition that states could
not impose restrictions on interstate commerce in haz-
ardous waste. EPA expressly rejected the contention re-
vived by the court of appeals in the present case that
a “virtually per se rule of invalidity,” City of Philadel-
phia, 437 U.S. at 624, applies to state hazardous waste
measures affecting interstate commerce. Compare 50 Fed.
Reg. 46,437, 46,439 (November 8, 1985), Appendix infra,
at 1la-12a, with 910 F.2d 713, 719-20, Pet. App. A-8 - A-13.
8
Instead, EPA stated that “Section 271.4(a) does not by
its terms prohibit any restrictions or impediments, only
those that are unreasonable.” 50 Fed. Reg. at 46,439,
Appendix infra, at 1la. EPA determined that “all rele-
vant factors’ must be considered in assessing the per-
missibility of state laws with interstate effects. /d. In
establishing that its reasonableness test applies, and not
per se rules under the dormant Commerce Clause, EPA
was quite pointed:
Congress gave EPA the authority to interpret the
term “consistent”; the Agency has interpreted the
term in § 271.4 to prevent unreasonable restrictions
or impediments in authorized programs. Nothing in
RCRA section 3006(b) or any other section of RCRA
requires the Agency to adopt the Constitutional test
as the test for consistency or unreasonable restric-
tions or impediments.
Id. (emphasis added), Appendix infra, at 12a.
The fact that Alabama’s Holley Bill was adopted after
EPA approved Alabama’s hazardous waste program does
not deprive it of its foree under RCRA or subject it to
scrutiny under dormant Commerce Clause precedents
rather than 40 C.F.R. § 271.4(a). A state “program”
approved pursuant to RCRA § 3006(b) is not static.
Once approved, the State “is authorized to carry out
[its] program in lieu of the Federal program,” 42 U.S.C.
§$ 6926(b) (emphasis added), unless and until EPA with-
draws authorization of the program as a whole, id.
§ 6926(e). Change within a state’s approved program
does not require subsequent EPA authorization to become
effective. Instead, ‘‘{p]rogram revision may be necessary
when the controlling Federal or State statutory or regu-
latory authority is modified or supplemented.” 40 C.F.R.
§ 271.21(a) (emphasis added).* EPA explained the dis-
2 This arrangement contrasts with State Implementation Plans
under the Clean Air Act, for example, where state revisions to the
plans are not effective unless expressly approved by EPA. See 42
9
cretionary nature of its power specifically in the context
of state provisions that affect interstate waste:
If an authorized State adopts restrictions or impedi-
ments that may affect the flow of hazardous wastes,
EPA may find that such changes are significant re-
visions to the State’s program and provide public
notice and comment under § 271.21 on their potential
impacts on interstate transportation of wastes. If
the restrictions or impediments are found to be wn-
reasonable, they would be grounds for withdrawal of
the authorized program under § 271.22.
50 Fed. Rey. at 46,440 (emphasis added), Appendix
infra, at 14a.
Although the court of appeals acknowledged in passing
that Congress may redistribute power over interstate
commerce, 910 F.2d at 721, Pet. App. at A-13, its exclu-
sive reliance on dormant Commerce Clause cases effec-
tively nullifies this fundamental precept.* “When Con-
gress has struck the balance it deems appropriate, the
courts are no longer needed to prevent States from bur-
dening commerce .... Courts are final arbiters under
the Commerce Clause only when Congress has not acted.”
Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 154-55
(1982) (footnote and citations omitted). Once Congress
has acted, as it has here, the question is not determined
by whether “the commerce clause ‘of its own force’ and
without reference to any action by Congress . . . forbids
discriminatory state” law, Prudential Ins. Co., 328 US.
at 422. Rather, the crucial questions are whether Con-
gress has acted legitimately and ‘whether the policy
stated [by Congress] extends to the kind of state legisla-
U.S.C. § 7410(a). See generally General Motors Corp. v. United
States, 110 S. Ct. 2528 (1990).
* The court of appeals should have stated this basic proposition in
stronger terms. As this Court has said: “The commerce clause is in
no sense a limitation upon the power of Congress over interstate
and foreign commerce.” Prudential Ins. Co. v. Benjamin, 328 U.S.
408, 423 (1946).
10
tion which is immediately in issue.” Jd. at 427. And, con-
trary to the approach of the court of appeals in relying
on City of Philadelphia, “those questions are not an-
swered . .. by any conception that Congress’ declaration
of policy adds nothing to the validity of what states have
done within the area covered by the declaration.” Jd.
The court of appeals misconstrued the effect of the
cases decided on the basis of Congress’ exercise of its
Commerce Clause power by suggesting that congressional
approval of the state’s law must be “ ‘expressly stated.’ ”
910 F.2d at 721, Pet. App. at A-13. This Court has not
been so grudging in giving effect to Congress’ power, nor
could it, for in taking so limited an approach “Congress’
power over commerce would be nullified to a very large
extent.” Prudential Ins. Co., 328 U.S. at 422. Contrary
to the court of appeals’ invocation, “|t]here is no talis-
manic significance to the phrase ‘expressly stated.’ ”’
South-Central Timber Development, Inc. v. Wunnicke,
467 U.S. 82, 91 (1984). Rather, “it merely states one
way of meeting the requirement . . . for a state regula-
tion to be removed from the reach of the dormant Com-
merce Clause,” the ultimate test of which is “congres-
sional intent.” Jd. (emphasis added). See White v. Mas-
sachusetts Council of Construction Employers, Inc., 460
U.S. 204, 213 (1983).*
The court of appeals was thus wrong to conclude that
its task was simply ‘‘to determine whether Congress has
authorized Alabama to erect its barrier to the interstate
movement of hazardous wastes.” 910 F.2d at 721, Pet.
App. at A-13. Congress has authorized EPA to promul-
gate regulations and policies to implement RCRA and
CERCLA, and EPA has addressed through these routes
the permissibility of state hazardous waste laws that
4 In that regard, “[w]|hen Congress enters the field by legislation,
we try to discover to what extent it intended to exercise its power
of redefinition” over the dormant Commerce Clause. California v.
Zook, 336 U.S. 725, 728 (1949).
11
affect interstate commerce in hazardous waste. Just as
the Federal Reserve Board is ‘an authoritative voice on
the meaning of a federal banking statute,” Northeast
Bancorp, 472 U.S. at 168, so too is EPA’s interpretation
authoritative with respect to RCRA. This Court is re-
quired to defer to EPA’s construction of RCRA and con-
clude that the pertinent standard for regulation by a
state respecting interstate waste is the reasonableness
standard of 40 C.F.R. § 271.4(a) as elucidated at 50
Fed. Reg. 46,439, Appendix infra, at 10a-13a. See Chev-
ron U.S.A. Ine. v. Natural Resources Defense Council,
467 US. 837, 843 (1984).°
The court of appeals further erred in failing properly
to account for the impact of the capacity assurance re-
quirements in CERCLA § 104/c) (9), 42 U.S.C. § 9604
(c) (9), on the legality of Alabama’s Holley Bill. In as-
sessing the reasonableness of a state restriction on inter-
state movement of hazardous waste under Section 271.4
(a), the most “relevant factor” is the requirement of
CERCLA § 104(/¢c) (9) (A), 42 U.S.C. § 9604(c¢) (9) (A),
that a state provide assurance that it will have available
“adequate capacity for the destruction, treatment, or
secure disposition of all hazardous wastes that are rea-
sonably expected to be generated within the State’ over
the next 20 years ‘emphasis added). By its very terms,
CERCLA § 104(c) (9) requires a state to give separate
regard to wastes generated within its borders, and to
demonstrate that it has provided explicitly for their
treatment or disposal.
Moreover, the Section allows this demonstration to be
provided by only limited means: the facilities relied upon
5 EPA’s interpretation is expressed in its regulations, policies and
decisions applying those regulations and policies. Investment Co.
Institute v. Camp, 401 U.S. 617, 628 (1971). Section 271.4(a) is
established as law barring subsequent amendment because the time
period for bringing a petition for judicial review of the regulation
has long passed, and by statute the regulation may not otherwise be
attacked. See 42 U.S.C. § 6976(a) (1); Harrison v. PPG Industries,
Inc., 446 U.S. 578, 594 (1980) (Powell, J., concurring).
12
must either be ‘within the State or outside the State in
accordance with an interstate agreement or regional
agreement or authority.” CERCLA § 104(c) (9) (B), 42
U.S.C. $ 9604(¢c) (9) (B). Thus, not only does the statute
specify that the state must distinguish in-state genera-
tors from those out-of-state, it requires that the state
specifically account for in-state generated waste in connec-
tion with its in-state treatment and disposal facilities.
Whether the state allocates all in-state capacity to in-
state waste, all to out-of-state waste, or something in be-
tween, the statute requires that an allocation be made
for the state’s assurance of capacity to have any real
meaning and practical effect. There simply is no way for
a state without affecting interstate commerce to comply
with Section 104(c) (9)’s requirement to ensure capacity
for in-state waste, short of making infinite capacity avail-
able, which is not what Congress contemplated.
EPA has recognized the relevance of CERCLA §& 104
(c) (9) to the “consistency” standard of 40 C.F.R.
§ 271.4(a) by tying its implementation of CERCLA’s
capacity assurance requirement to its RCRA regulatory
regime. In December 1988, then-EPA Administrator Lee
Thomas directed that EPA’s “CERCLA capacity as-
surance process should be used as an initial response to
State actions which prohibit waste management within
State boundaries without environmental justification.”
Memorandum from Lee M. Thomas to Regional Adminis-
trators (Dec. 23, 1988). Notwithstanding the fact that
“the procedures for withdrawal of authorized State
RCRA programs” could provide a remedy for such “un-
reasonable restrictions on interstate waste movements,”
the Administrator directed that withdrawal procedures
should be considered only “after determining that the
CERCLA process has proved ineffective.” Jd.
The long-standing constitutional principles governing
this case were summarized in Prudential Ins. Co. v. Ben-
jamin, 328 U.S. 408 (1946). In Prudential Ins. Co., the
13
challengers, like the court of appeals here, sought to
relegate pertinent federal statutes entirely ‘‘to one side,
either as not intended to have effect toward validating
this sort of [state law] or, if construed otherwise, as con-
stitutionally ineffective to do so.” Id. at 422. Those ques-
tions cannot be so dismissed; they have primacy and are
of “controlling” significance. Jd. Because of the impor-
tance of those issues to the States and the administration
of the nation’s hazardous waste laws, the petition should
be granted.
CONCLUSION
For the reasons set forth above, and those set forth in
the Petition for Certiorari, the requested petition for writ
of certiorari should be granted.
Respectfully submitted,
WALTON J. McLeop, III
Genera] Counsel
JACQUELYN S. DICKMAN
Assistant General Counsel
SAMUEL L. FINKLEA, III
Staff Counsel
SOUTH CAROLINA DEPARTMENT OF
HEALTH AND ENVIRON MENTAL
CONTROL
2600 Bull Street
T. TRAVIS MEDLOCK
Attorney General
EDWIN E. EVANS
Chief Deputy Attorney
General
JAMES PATRICK HUDSON
Deputy Attorney General
KENNETH P. WOODINGTON
Senior Assistant Attorney
General
TREVA G. ASHWORTH
Senior Assistant Attorney
General
MARK R. ELAM
Senior Legal Counsel
Office of the Governor
Post Office Box 11549
Columbia, South Carolina 29211
(803) 734-3680
June 5, 1991
Columbia, South Carolina 29201
(803) 734-4910
CHARLES F. LETTOW *
MATTHEW D. SLATER
CLEARY, GOTTLIEB, STEEN &
HAMILTON
1752 N Street, N.W.
Washington, D.C. 20036
(202) 728-2700
* Counsel of Record
for Amicus Curiae
State of South Carolina
APPENDIX
la
APPENDIX
RCRA Section 3006(b), 42 U.S.C. § 6926(b) :
§$ 6926. Authorized State hazardous waste programs
* * * ~
(b) Authorization of State program
Any State which seeks to administer and enforce
a hazardous waste program pursuant to this sub-
chapter may develop and, after notice and opportu-
nity for public hearing, submit to the Administrator
an application, in such form as he shall require, for
authorization of such program. Within ninety days
following submission of an application under this
subsection, the Administrator shall issue a notice as
to whether or not he expects such program to be
authorized, and within ninety days following such
notice (and after opportunity for public hearing)
he shall publish his findings as to whether or not
the conditions listed in items (1), (2), and (3) below
have been met. Such State is authorized to carry out
such program in lieu of the Federal program under
this subchapter in such State and to issue and en-
force permits for the storage, treatment, or disposal
of hazardous waste (and to enforce permits deemed
to have been issued under section 6935(d) (1)"™ of
this title) unless, within ninety days following sub-
mission of the application the Administrator notifies
such State that such program may not be authorized
and, within ninety days following such notice and
after opportunity for public hearing, he finds that
(1) such State program is not equivalent to the Fed-
eral program under this subchapter, (2) such pro-
gram is not consistent with the Federal or State pro-
grams applicable in other States, or (3) such pro-
gram does not provide adequate enforcement of com-
pliance with the requirements of this subchapter.
4
2a
In authorizing a State program, the Administrator
may base his findings on the Federal program in ef-
fect one year prior to submission of a State’s applica-
tion or in effect on January 26, 1983, whichever is
later.
RCRA Section 3009, 42 U.S.C. § 6929:
$6929. Retention of State authority
Upon the effective date of regulations under this
subchapter no State or political subdivision may im-
pose any requirements less stringent than those au-
thorized under this subchapter respecting the same
matter as governed by such regulations, except that
if application of a regulation with respect to any
matter under this subchapter is postponed or en-
joined by the action of any court, no State or political
subdivision shall be prohibited from acting with re-
spect to the same aspect of such matter until such
time as such regulation takes effect. Nothing in this
chapter shall be construed to prohibit any State or
political subdivision thereof from imposing any re-
quirements, including those for site selection, which
are more stringent than those imposed by such regu-
lations, Nothing in this chapter (or in any regula-
tion adopted under this chapter) shall be construed
to prohibit any State from requiring that the State
be provided with a copy of each manifest used in
connection with hazardous waste which is generated
within that State or transported to a treatment, stor-
age, or disposal facility within that State.
3a
40 C.F.R. § 271.4:
$271.4 Consistency.
To obtain approval, a State program must be con-
sistent with the Federal program and State programs
applicable in other States and in particular must
comply with the provisions below. For purposes of
this section the phrase ‘“‘State programs applicable in
other States” refers only to those State hazardous
waste programs which have received final authoriza-
tion under this part.
(a) Any aspect of the State program which un-
reasonably restricts, impedes, or operates as a ban on
the free movement across the State border of haz-
ardous wastes from or to other States for treatment,
storage, or disposal at facilities authorized to oper-
ate under the Federal or an approved State program
shall be deemed inconsistent.
(b) Any aspect of State law or of the State pro-
gram which has no basis in human health or environ-
mental protection and which acts as a prohibition on
the treatment, storage or disposal of hazardous waste
in the State may be deemed inconsistent.
(c) If the State manifest system does not meet
the requirements of this part, the State program
shall be deemed inconsistent.
a
4a
Federal Register—Vol. 50, No. 217
Friday, November 8, 1985
Rules and Regulations
[46437 |
40 CFR Part 271
|OSW-FRL-2921-6 |
South Carolina; Decision on Final Authorization of State
Hazardous Waste Management Program
AGENCY: Environmental Protection Agency.
ACTION: Notice of Final Determination on South Caro-
lina’s Application for Final Authorization.
SUMMARY: South Carolina has applied for Final Au-
thorization under the Resource Conservation and Re-
covery Act (RCRA). EPA has reviewed South Carolina’s
application and has reached a final determination that
South Carolina’s Hazardous Waste Program satisfies all
of the requirements necessary for Final Authorization.
Thus, EPA is granting Final Authorization to the State
to operate its program in lieu of the Federal program.
EFFECTIVE DATE: Final Authorization for South
Carolina, for purposes of judicial review, shall be effec-
tive at 1:00 p.m. Eastern time on November 22, 1985.
However, in accordance with § 271.20(e), this Notice
constitutes the Agency’s official decision to approve South
Carolina for Final Authorization.
FOR FURTHER INFORMATION CONTACT: Otis
Johnson Jr., Chief, Waste Planning Section, Residuals
Management Branch, Waste Management Division, U.S.
ial acai eee
5a
Environmental Protection Agency, 345 Courtland Street
N.E., Atlanta, Georgia 30365, (404) 257-3016.
SUPPLEMENTARY INFORMATION:
I. Background
Section 3006 of the Resource Conservation and Re-
covery Act (RCRA) allows the Environmental Protection
Agency (EPA) to authorize State hazardous waste man-
agement programs to operate in the State in lieu of the
Federal program. To qualify for Final Authorization,
a State’s program must: (1) Be “equivalent” to the
Federal program, (2) be consistent with the Federal pro-
gram and other State programs, and (3) provide for
adequate enforcement (Section 3006(b) of RCRA, 42
U.S.C. 6226(b) [sic]). On July 23, 1984, South Carolina
submitted a complete application to obtain Final Author-
ization to administer a RCRA program. On October 25,
1984, EPA published a tentative decision announcing its
intent to grant South Carolina Final Authorization. Fur-
ther background on the tentative decision appears at 49
FR 42959, October 25, 1984.
In the October 25 notice announcing the Agency’s
tentative determination, EPA announced the availability
of the State’s application for public review and comment
and the date of a public hearing on the application. The
public hearing was not held, since neither EPA nor the
South Carolina Department of Health and Environmental
Control received a significant show of interest in holding
the hearing.
On March 5, 1985, the decision to grant final authoriza-
tion to South Carolina was temporarily postponed. At
that time, EPA decided to defer a final decision until
July 1985 to allow the State a reasonable period of time
to resolve identified issues.
Prior to EPA’s review of the State’s performance in
July 1985, the South Carolina Hazardous Waste Man-
6a
agement Act (1935 Act No. 436) was amended to estab-
lish increased fees for disposal of hazardous waste. The
amendments passed in June 1985 changed section 44-56-
170 to raise the fee for land disposal of wastes generated
within the State from $5.00 to $13.00 per ton. For land
disposal of wastes generated outside the State, the fee
was raised from $7.50 per ton to either $18.00 per ton
or to the amount that would be charged for land disposal
by the State in which the wastes were generated, which-
ever is higher.
[46438] EPA determined that this statutory change
constituted a substantial program revision, and in ac-
cordance with 40 CFR 271.20(b), the Agency decided to
solicit public comment. On September 13, 1985 (50 FR
37385), EPA published a second notice of tentative deter-
mination to approve the State. In that notice, EPA high-
lighted the question of whether the South Carolina Haz-
ardous Waste Management Act Amendments rendered
the State program inconsistent with the Federal program
or approved State programs under RCRA.
The question to be settled before EPA granted final
authorization was whether the South Carolina fee sched-
ule rendered the State program inconsistent with the
Federal program and other State programs. Under
$271.4(a) a State treatment, storage or disposal at fa-
cilities authorized to operate under the Federal or an
approved State program ...”. [sic]
In the notice of tentative determination, EPA stated
that while higher fees for out-of-State wastes should not
be encouraged, the Agency did not have any evidence to
indicate that the new fees would unreasonably restrict,
impede, or operate as a ban on the transportation of haz-
ardous waste into the State. The only evidence before the
Agency at that time were South Carolina’s statements
that the fee imposed constitutes a “relatively small per-
centage” of the actual cost of disposal and that, in the
State’s view, it would not unreasonably restrict or im-
iccteenenensiieeeeeneiin ieee
—
ia
pede the movement of hazardous waste (50 FR 37386,
September 13, 1985). The Agency solicited comment cn
whether the State law unreasonably restricts, impedes or
operates as a ban on the importation of hazardous waste,
under the consistency requirements of 40 CFR 271.4(a).
EPA received written comments and also held a_ public
hearing in Columbia, South Carolina.
II. Basis for EPA’s Decision to Grant Final Authoriza-
tion
The Agency today is making a final determination that
the South Carolina fee schedule does not impose an un-
reasonable impediment or restriction or operate as a ban
on the free movement of hazardous waste under 40 CFR
271.4. The fee schedule is not inconsistent with the Fed-
eral program or approved State programs under this reg-
ulation or under RCRA. This section explains the reasons
for the Agency’s decision on this matter. Because this
was the only outstanding issue, the Agency is now able to
grant final authorization to the State.
A. EPA’s veqgulation
EPA adopted the present regulation at 40 CFR 271.4 (a)
on May 19, 1980 (see 45 FR 33395, 33465-66, Mav 19,
1980). The regulation states that any aspect which “un-
reasonably restricts, impedes or operates as a ban” is
deemed inconsistent.
In the preamble discussing § 271.4(a)}, EPA explained
the regulation as follows. The Agency stated that any
aspect of the program which operates as a ban on the
interstate movement of hazardous waste is automatically
inconsistent. The Agency noted that this position was
supported by a court decision, City of Philadelphia v. New
Jersey, 4837 U.S. 617 (1978), which held unconstitutional
a statute banning transportation of certain wastes into
the State for disposal because it violated the commerce
clause of the Constitution. (This discussion is consistent
8a
with that in the preamble to the proposed regulation (44
FR 34259, June 14, 1979).)
EPA did net discuss what criteria it would apply in
determining whether State programs unreasonably re-
strict or impede the free movement of hazardous waste.
However, it is clear from the regulation that EPA in-
tended “unreasonable restrictions or impediments” to
render State programs inconsistent. The question of
whether a State provision unreasonably restricts or im-
pedes the free movement of hazardous waste did not arise
in any final decision to grant RCRA final authorization
until South Carolina’s amended statute raised this issue.
B. The Agency's Tentative Decision on South Carolina
Authorization
As noted above, EPA tentatively concluded that the
South Carolina statute did not render the State program
inconsistent under 40 CFR 271.4(a). In reaching this
conclusion, the Agency considered all available facts. It
appeared reasonably clear from the face of the statute
that the fee schedule was not a ban and that it did not
operate as a ban. The evidence before the Agency did
not indicate that the fee schedule had significantly affected
the flow of hazardous waste into the State. However, be-
cause the amended statute was a potentially significant
change to the State program which might affect authori-
zation under 40 CFR 271.4, the Agency solicited comment
on whether the fee schedule unreasonably restricts or
impedes the flow of hazardous waste into South Carolina.
C. Public Comment
Public comment, with one exception, supported EPA
authorization of the State program. Several commenters
did not address the question of the fee schedules but gen-
erally stated that South Carolina’s RCRA program was
supported by adequate legal authority and staffing and
therefore deserved authorization. The only land disposal
9a
facility in South Carolina known to the Agency to accept
out-of-State hazardous waste and to pay the fees at issue
also generally supported authorization, but did not ad-
dress the question rasied {sic] by the fee schedule.
Several other commenters who favored authorization
argued that the fee schedule was reasonable and justified.
They provided a variety of rationales including that the
higher fees were appropriate: (1) To discourage land
disposal as it is environmentally the least desireable [sic]
form of disposal, (2) to raise money that might be ex-
pended to address released [sic] from land disposal units,
(3) to discourage land disposal and thereby conserve the
State’s limited land disposal resource, and (4) to supple-
ment State funds for monitoring compliance at land dis-
posal facilities accepting out-of-State wastes.
The State of South Carolina commented that the one
land disposal facility in South Carolina which accepts out-
of-State wastes charges $90.00 per ton for disposal.
First, the State noted that the new fee differential of
$5.00 per ton for out-of-State wastes represents but a
small percentage of this charge. The State believed that
this small amount would not discourage out-of-State gen-
erators from using the facility. Second, the State noted
that during the period of July to September of 1984 there
were 16,848 tons of out-of-State waste disposed at the
facility. During the same period in 1985, when the new
fee schedule was in place, there were 26,352 tons of out-
of-State waste disposed. The State cited this increase as
factual proof that the fee schedule has not had any ad-
verse impact on the amount of waste imported into the
State. The State reported that fees had been collected at
both the $18.00 rate and at higher rates corresponding
to the fees of the States from which the wastes were
shipped. Third, the State noted that a fee differential,
including rates equivalent to those charged in the shipping
State, had existed for several years and that there has
been a continuing increase in the volume of wastes im-
ported into the State.
10a
The Hazardous Waste Treatment Council was alone in
opposing authorization for South Carolina. The Council
did not dispute that the volume of imported waste had in-
creased despite the higher fees. Rather, they believed
[46439] that the fee schedule discriminates on its face
against interstate commerce and therefore was an un-
constitutional and unreasonable restriction on the free
flow of waste. The Council argued that: (1) The dis-
parity in fees rendered the program “inconsistent” under
RCRA 3006(b) as it did not promote the essential uni-
formity among hazardous waste programs intended by
Congress, (2) the disparity in favor of in-State wastes
was unconstitutional and therefore was inconsistent un-
der RCRA 3006(b) and an unreasonable restriction or
impediment under § 271.4(a), and (3) discriminatory
statutes will frustrate RCRA objectives for a national
market for development of proper treatment and disposal
practices.
The Council stated that in promulgating 40 CFR 271.4,
EPA had adopted a constitutional test to determine what
is an unreasonable restriction and impediment. There-
fore; they argued that the unconstitutional statute vio-
lated § 271.4(a). They also argued that it would be too
difficult to assess whether there is in fact a significant
discrimination on a case-by-case basis.
EPA believes that these are the substantive comments
relating to the fee schedule and the Agency’s decision.
These and other comments are addressed in this notice
and in a separate comment and response document that
is available from EPA Region IV (address listed at the
front of this notice).
D. Application of § 271.4(a) to South Carolina’s Fee
Schedule
EPA carefully evaluated the above comments in deter-
mining whether the South Carolina fee schedule was an
unreasonable restriction or impediment to the free move-
ment of hazardous waste.
lla
The Agency has determined that in applying § 271.4 (a)
to State laws and regulations, EPA should look to
whether the State provision in fact has or is likely to have
a significant adverse effect on the follow [sic] of hazard-
ous waste into or out of the State. Thus, the unreason-
ableness of the restriction or impediment under § 271.4(a)
should be measured by the impact of [sic] likely impact
on the actual flow of waste. In applying this test, EPA
will look to all relevant factors. The Agency will pri-
marily focus on any available evidence on the quantities
of wastes that are imported and exported.
The Agency believes that this test is a reasonable in-
terpretation of its regulation and does not conflict with
section 3006 of RCRA. Section 271.4(a) does not by its
terms prohibit any restrictions or impediments, only
those that are unreasonable. Reasonable restrictions or
impediments can logically include those that do not sig-
nificantly decrease the flow of hazardous waste. There-
fore, EPA does not agree that any disparity in treatment
between in-State and out-of-State wastes is per se unrea-
sonable. Contrary to the statement by the Hazardous
Waste Treatment Council, the preamble adopting this reg-
ulation did not state that EPA was relying on the Con-
stitutional test for impermissible restraints on interstate
commerce as the basis for finding restrictions or impedi-
ments unreasonable. The Agency is not required to adopt
the Constitutional test for impediments or restrictions in
interpreting its own regulations, and declines to do so
here.
EPA also believes that its interpretation of the regula-
tion accords with RCRA. RCRA section 2006 [sic] re-
quires EPA to approve State programs unless it finds they
are: (1) Not equivalent, (2) not consistent, or (3) lacking
adequate enforcement authority. To be equivalent, States
must adopt a set of basic statutes and regulations that
are equivalent to EPA’s. In addition, States may adopt
requirements which are more stringent or different than
12a
EPA’s authority. More stringent requirements are ex-
pressly permitted by RCRA section 3009. These require-
ments may have some adverse effect on interstate com-
merce. Different requirements are permissible if they
are not inconsistent with the Federal program and ap-
proved State programs. Authorized States have adopted
many State requirements that are unlike the requirements
of other States and which, in some cases, have an effect
on the flow of wastes. The Agency does not believe that
the mere existence of differences or disparities in treat-
ment makes State programs inconsistent per se. Congress
expected that States would not have identical programs
and recognized the importance of allowing States to ex-
periment with different requirements. Congress gave
EPA the authority to interpret the term “consistent”;
the Agency has interpreted the term in § 271.4 to prevent
unreasonable restrictions or impediments in authorized
programs. Nothing in RCRA section 3006(b) or any
other section of RCRA requires the Agency to adopt the
Constitutional test as the test for consistency or unrea-
sonable restrictions or impediments.
The Agency does not believe that higher fees for out-
of-State wastes or other discriminatory practices should
be encouraged. EPA is concerned that such fees may dis-
courage wastes from going to the most appropriate facil-
ity for treatment or disposal.
However, it appears that South Carolina’s fees schedule
does not have a significant adverse effect on the flow of
hazardous waste into or out of the State. All available
evidence supports this conclusion. The fact that the fee
differential is small in most cases indicates that the out-
of-State fee probably will not restrict a significant vol-
ume of waste. Moreover, the fact that the volume of out-
of-State wastes increased signiticantly after the higher
fees were imposed suggests that there is not a significant
adverse impact on the flow of wastes. The fees clearly do
not operate as a ban in this case. In addition, some fees
13a
were collected at the higher rate based on the fees of
other States. Finally, the volume of wastes imported into
the State has increased over the years despite a fee differ-
ential which included fees based on those in the State of
origin. Although it is unknown how much more waste
might have entered South Carolina if there were no fee
differential, there is no information to suggest that a
significant volume might be affected. The Agency dis-
agrees that this test (which looks to the facts of each
case) is too difficult to apply.
Several comments related to the reasons for the State’s
adoption of the fee schedule and one addressed the con-
cern that discriminatory practices would frustrate RCRA
objectives for a national market for proper treatment
and disposal practices. EPA acknowledges that the State
offered several reasons for the fee differential. However,
the Agency believes that the reasons for the adoption of
the fee or any purportd benefits are not generally rele-
vant to the question of reasonableness of the impediment
or restriction. If a provision has little or no impact on
the flow of wastes, EPA does not believe that the actual
motives or benefits resulting from the provision should
preclude authorization. EPA is also concerned that dif-
ferent provisions for in-State and out-of-State wastes may
frustrate the best possible treatment and disposal of
wastes. As noted above, RCRA intended that State pro-
grams be generally uniform for purposes of encouraging
proper treatment and disposal and EPA has interpreted
this consistency requirement to deny authorization where
restrictions or impediments are unreasonable. It does not
require EPA to deny authorization merely because in-
State and out-of-State wastes are regulated somewhat
differently by the State. In any event, there is no evi-
dence that proper [46440] treatment or disposal is ad-
versely affected by this statute; the volume of wastes into
South Carolina has increased.
In applying this facts and circumstances test, EPA is
aware that circumstances may change over time. The
l4a
Agency will therefore periodically reassess provisions
which may unreasonably impede the flow of wastes, in-
cluding this fee schedule of South Carolina. In addition,
any provisions adopted by States seeking authorization
and which impose or result in restrictions or impediments
or result in restrictions or impediments on the flow of
wastes will be subjected to careful scrutiny. If an au-
thorized State adopts restrictions or impediments that
may affect the flow of hazardous wastes, EPA may find
that such changes are significant revisions to the State’s
program and provide public notice and comment under
§ 271.21 on their potential impacts on interstate trans-
portation of wastes. If the restrictions or impediments
are found to be unreasonable, they would be grounds for
withdrawal of the authorized program under § 271.22.
For the reasons discussed above, EPA has concluded
that South Carolina’s fee schedule is not an unreasonable
impediment or restriction on the flow of waste into the
State and that authorization is not precluded by § 271.4
(a). Nevertheless, the Commissioner of the South Caro-
lina Department of Health and Environmental Control
has informed the Agency that he will recommend to the
South Carolina Legislature that it repeal that aspect of
the fee schedule which imposes higher fees based on rates
charged by the State of origin. EPA supports this effort.
South Carolina is not authorized by the Federal govern-
ment to operate the RCRA program on Indian lands and
this authority will remain with EPA.
Final authorization is hereby granted to South Caro-
lina to operate its hazardous waste management program
in lieu of the Federal program subject to the limitation
on its authority by the Hazardous and Solid Waste
Amendments of 1984 (Pub.L. 98-616, November 8, 1984).
South Carolina now has the responsibility for permitting
treatment, storage, and disposal facilities within its bor-
ders and carrying out the other aspects of the RCRA
program. South Carolina also has primary enforcement
15a
authority, although EPA retains the right to conduct
inspections and make information requests under section
3007 of RCRA and to take enforcement action under
sections 3008, 3013, and 7003 of RCRA.
Prior to the Hazardous and Solid Waste Amendments
(HSWA) amending RCRA, a State with final authoriza-
tion administered its hazardous waste program entirely
in lieu of EPA. EPA’s regulations no longer applied in
the authorized State, and EPA could not issue permits
for any facilities the State was. authorized to permit.
Now, however, under seciton [sic] 3006(g) of RCRA, 42
U.S.C. 6226(¢), the new Federal requirements and pro-
hibitions imposed by the HSWA take effect in authorized
States at the same time as they take effect in non-
authorized States. EPA is directed to carry out those
requirements and prohibitions, including the issuance of
full or partial permits, in authorized States until the
State is granted authorization to do so.
As a result of HSWA, there will be a dual State-
Federal regulatory program in South Carolina. To the
extent the authorized State program is unaffected by
the HSWA, the State program will operate in lieu of
the Federal program. EPA will administer and enforce
the portions of the HSWA in South Carolina until the
State receives authorization to do so. Among other
things, this will entail the issuance of Federal RCRA
permits for those areas in which the State is not yet
authorized. Once the State is authorized to implement a
HSWA requirement or prohibition, the State program in
that area will operate in lieu of the Federal program.
Until that time the State will assist EPA’s implementa-
tion of the HSWA under a Cooperative Agreement.
Federal HSWA requirements that are more stringent
than the State’s program apply in South Carolina. Any
State requirement that is more stringent than a Federal
HSWA provision also remains in effect. (South Carolina
l6a
is not being authorized now for any requirement imple-
menting the HSWA.)
EPA has published a Federal Register notice that ex-
plains in detail the HSWA and its effect on authorized
States. Refer to 50 FR 2872-28755, July 15, 1985.
Compliance With Executive Order 12291
The Office of Management and Budget has exempted
this rule from the requirements of section 3 of Executive
Order 12291.
Certification Under the Regulatory Flexibility Act
Pursuant to the provisions of 5 U.S.C. 605/b), I hereby
certify that this authorization will not have a significant
economic impact’ on a substantial number of entities.
This authorization effectively suspends the applicability of
certain Federal regulatidns in favor of South Carolina’s
program, thereby eliminating duplicative requirements
for handlers of hazardous waste in the State. It does
not impose any new burdens on small entities. This rule,
therefore, does not require a_ regulatory flexibility
analysis.
List of Subjects in 40 CFR Part 271
Hazardous waste, Indian lands, Reporting and record-
keeping requirements, Waste treatment and disposal, In-
tergovernmenta!l relations, Penalties, Confidential busi-
ness information.
Authority: This notice is issued under the authority of
sections 2002/a), 3006, and 7004(b) of the Solid Waste
Disposal Act as amended 42 U.S.C. 6912(a), 6926, 6974
(b), and EPA Delegation 8-7.
Dated: November 5, 1985.
Jack E. Ravan,
Regional Administrator.
[FR Doc. 85-26814 Filed 11-7-85; 8:45 am]
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.