Opposition Brief — Smith v. Town of Eaton
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In The MAR T2 891
Supreme Court of the United
October Term, 1990
=
BRIAN L. SMITH,
Petitioner,
vs.
TOWN OF EATON, INDIANA, Town Board of Eaton
and its Members, Ronald Haggard, as board
member and individually, Gale Pitman, as board
member and individually, David Williams, as board
member and individually, Andy Cavanaugh, as board
member and individually, Charles Hicks, as board
member and individually, Don Mitchell, as board
member and individually, Jimmie Vance, as
Town Marshall and individually,
and Does 1 thru 5,
Respondents
-o- —
Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Seventh Circuit
+
BRIEF IN OPPOSITION OF
RESPONDENTS TOWN OF EATON, ET AL.
4
Dm S. Wc
Counsel of Record
Tooo l Grass
Warner, WAA, McLagen
& Dacut
400 East Jackson Street
Muncie, Indiana 47305
(317) 288-4425
Attorneys for Respondents
Town of Eaton, Indiana
NR CAL CURT a
QUESTION PRESENTED FOR REVIEW
Did the United States Court of A ls for the Sev-
enth Circuit y affirm the Courts t
of summary judgment, when the Court found the
petitioner's tons of the denial of his constitu-
— rights were meritless and bordered on the frivo-
PARTIES
The respondents object to the petitioner’s List of
Parties to the extent it is incomplete. All parties to this
action should be found on the caption as listed on the
petitioner's original complaint filed in the United States
District Court for the Southern District of Indiana, Indi-
anapolis Division. The petitioner's caption as found in his
petition is in error in that it excludes “Gale Pitman, as
board member and individually.”
TABLE OF CONTENTS
Page
QUESTION PRESENTED .......ccccccccccccccccess i
/// AAC c ii
TABLE OF AUTHORITIES.............. eee, iv
, kedevsevedeeencens i
JURISDICTION 0. ccccceees PPV 2
STATUTES INVOLVED ................ „
STATEMENT OF THE CASE............... N 3
REASONS FOR DENYING THE WRIT............. 6
A. The Seventh Circuit Properly Found the Peti-
tioner Received Adequate Notice and an Oppor-
tunity to be Heard Prior to His Suspensions and
Dismissal From the Police Force............... 7
B. The Petitioner’s Claim the State Statute is Uncon-
stitutional is Waived for His Failure to Allege the
Argument Below, and the Petitioner Stipulated its
Constitutionality at the District Court Level 15
C. The Petitioner’s Collection of Factual Allegations
is a Repetition of the Conduct He Was Admon-
ished by the Seventh Circuit from Repeating,
Entitling the Respondents to A priate Relief
Pursuant to the Rules of This Court 17
, ĩ ² » „eee am
iv
TABLE OF AUTHORITIES
Page
Cases
Anderson d Bessemer City, 470 U.S. 564, 84 L.Ed.2d
eee eee see 20
i v. Wood, 426 US. 341, 96 S.Ct. 1074, 48
r, ³om oc ébeee 8
Boddie v. Connecticut, 401 U.S. 371, 91 S.Ct. 780, 28
, one cue buneaveees can
Brasslett v. Cote, 761 F2d 827 (ist Cir. 1985)..... 9. 13
Brown v. ia Department of Revenue, 881 Fd
r a 8
Cleveland Board of Education v. Loudermill, 470 U.S.
532, 105 S.Ct. 1487, 84 L.Ed.2d 494 (1985)
0 8, 9, 12, 13, 14
Crowden v. Lash, 687 F.2d 996 (7th Cir 1982) ........ 16
D’ Acquisito d Washington, 750 a 342 (N.D.111.
%%% Gand cneceukaki 4
Daniels v. Williams, 474 U. 8. 327, 106 S.Ct. a aA
III 20
Davis v. Scherer, 468 U.S. 183, 104 S.Ct. 3012, 82
L.Ed.2d 139 (1984), wn denied 468 US
EPE 1
Dusanek v. Hannon, 677 F2d 538 (7th Cir. 1982),
cert. denied 459 U.S. 1017, 103 S.Ct. 379....... 21
Fetner v City of Roanoke, 813 F.2d 1183 dim Cir
Fraternal Order of Police ‘tel No. 5 v. Tucker, 868
F.2d 74 (3rd Cir. 1989)... * cccccee Gy Oe We a
*
TABLE OF AUTHORITIES - Continued
Goldberg v Kelly, 397 U.S. 254, 25 L.Ed.2d 287, 90
S.ct. 1011 a . eee „eee eee „e „eee ee „eee „eee e e e 0 0 ©
Goodman d Lukens Steel Co, 482 U.S. 656, 107 S.Ct.
2617, 96 L.Ed.2d 572 d
Graver Tank and Man ing Co. ct. Linde Air
Products, 336 US. „M L.Ed. 672 (1948) ..
Hewitt vo. Helms, 459 U.S. 460, 103 S.Ct. 864, 74
L.Ed.2d 675 (1983) eeeeeeeeeeeeeneeeeeeeeeeeeeee « 5
Kelly o Smith, 764 F2d 1412 dim Cir 165
“Ea we Gas & Water Division 9 Craft, 436
U. S.Ct. 1554, 56 L. Ed ad 30 (1976) .......
Olim v. Wakinekona, 461 US. ee 1748, 75
L.Ed.2d 813 (1983)......
Panozzo v. Rhoads, 711 FSupp. 941 Nom 1989) ..
Parrott v. , 451 US. 527, 101 S.Ct. 1908, 68
L.Ed.2d (1981) „
v. Sindermann, 408 U.S. 593, 92 S.Ct. 2694, 33
1 420 570 (1972) eseeeeeeeeeeeeeeeeeeeeeeeeeee «
Pitts vw. Unarco Industries, Inc. 712 F2d 276 1
e
Rogers v. Lodge, 458 U.S. 613, 73 LEd.2d 1012, 102
t 3272 (1982) eeeeeee eeeceeees
16
15
Smith v. Town of Eaton, 910 F2d 1469 (7th Cir. 1990) _ passin
Statutes ano RT
Indiana Code § 36-8-3-4 (1981)..........
Supreme Court R 29.4(c) ..
vi
TABLE OF AUTHORITIES - Continued
Page
42 United States Code § 1983.................. 2, 3, 20
28 United States Code § 125(l))7)ʒ 2
Supseme Coust BR. D4... .. 2
Orner AUTHORITIES
Asmat... SE Alt ese 20
Asmet., Ta L.ED GO GR: < 060s sccwecetcaeuceet 15
No. 90-1348
=
In The
Supreme Court of the United States
October Term, 1990
*
BRIAN IL. SMITH,
Petitioner,
vs.
TOWN OF EATON, INDIANA, Town Board of Eaton
and its Members, Ronald Haggard, as board
member and ind vidually, Gale Pitman, as board
member and individually, David Williams, as board
member and individually, Andy Cavanaugh, as board
member and individually, Charles Hicks, as board
member and individually, Don Mitchell, as board
member and ——+ Jimmie Vance, as
Town Marshall and individually,
and Does I thru 5,
Respondents
+
Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Seventh Circuit
a)
BRIEF IN OPPOSITION OF
RESPONDENTS TOWN OF EATON, ET AL.
*
OPINIONS BELOW
The opinion of the United States Court of Appeals for
the Seventh Circuit is reported at 910 F.2d 1469 (1990),
1
2
and is printed in the Appendix hereto, infra, pages A-1
through A-10. The judgment, findings of fact and conclu-
sions of law of the United States District Court for the
Southern District of Indiana, Indianapolis Division, Judge
Sarah Evans Barker presiding, is reproduced in the
Appendix attached to the Petition for Writ of Certiorari.
*
JURISDICTION
The petitioner correctly states the jurisdiction of this
petition for review is found at 28 U.S.C. § 1254(1) as toa
petition by a party to a civil case after rendition of judg-
ment or decree in the Court of Appeals. However, the
petitioner did not state the provisions of Supreme Court
Rule 10.1 upon which he relies in his petition, and
respondents respectfully submit this petition falls within
none of the reasons innumerated in R 10.1.
*
STATUTES INVOLVED
The original action filed by the petitioner in the
United States District Court was one pursuant to 42
U.S.C. § 1983, in addition to general allegations of viola-
tions of his procedural and substantive due process and
equal protection rights as found in the Fourteenth
Amendment to the United States Constitution.
The petitioner inaccurately provides the Court in his
Petition an incomplete text of the statute the petitioner
claims to be violative of the United States Constitution,
leaving out pertinent portions of the statute relied upon
3
by the parties below. The petitioner also has not provided
proof of service upon the State of Indiana Office of the
Attorney General, pursuant to Supreme Court R. 29.4(c)
The statute involved, LC. S 36-8-3-4, is reprinted in its
entirety in the Appendix hereto, infra, at pages A-11 to
A-16.
*
STATEMENT OF THE CASE
The petitioner's Statement of the Case is replete with
inaccuracies and misstatements of the record below and
the history of this action. Therefore, the respondents are
compelled to submit an accurate version of the history of
the case herein.
This action was originally filed by the petitioner on
May 6, 1988, in the United States District Court for the
Southern District of Indiana, Indianapolis Division, pur-
suant to 42 USC. § 1983. The complaint was actually
filed one day after the petitioner had been dismissed as a
police officer by the Town Board of the Town of Eaton,
Indiana. The petitioner's dismissal was a culmination of
several disciplinary actions beginning in December of
1987.
Early in December of 1987, Brian Smith was notified
by the Town Marshall of the Town of Eaton of a hearing
to be held on December 29, 1987, regarding a ten (10) day
suspension as a result of Smith's altercation with a fellow
police officer. After the hearing at which Brian Smith was
present, the Town Board approved a suspension of Smith
for ten (10) days between January 15, 1988, and January
29, 1988, pursuant to LC. S 36-8-3-4 (b) and c
On December 18, 1987, the petitioner was again noti-
fied by the Town Marshall of additional disciplinary
action, unrelated to the prior incident, for conduct
unbecoming an officer. The action taken against the peti-
tioner was a forfeiture of certain days off. Neither the
Court of Appeals nor the petitioner confronted this issue
of forfeiture below as a denial of the petitioner's due
process rights under the Constitution. Instead, the peti-
tioner concentrated on the two suspensions and his dis-
missal in his due process arguments. Smith's petition
before this Court does not explain how his forfeiture of
days off implicated a protected property interest. Further-
more, the petitioner failed to establish such a right at the
District Court level, as evidenced by the Court's order
found in the petitioner's appendix, at finding Number
Six.
On February 24, 1988, the Town Board of Eaton,
Indiana, conducted another hearing to investigate further
complaints against Brian Smith's conduct as a police offi-
cer. The suspension was effective for the period of Febru-
ary 19, 1988, through March 4, 1988, pursuant to LC
§ 36-8-3-4 (b) and (c. The petitioner received notice of
this hearing, but apparently chose not to attend. Smith e
Town of Eaton, 910 Fd 1469, 1472 (7th Cir. 1990); Appel-
lant’s Brief below, p. 7
In a general session of the Town Board of Eaton,
Indiana, held on May 4, 1988, it was decided an Emer-
gency Session was necessary in order to discuss addi-
tional complaints against Brian Smith filed by local
citizens. The petitioner was notified, notice was pub-
lished in the local newspaper, and the Emergency Session
was conducted on May 5, 1988. Not only was Brian Smith
present at said meeting, but he was also represented by
counsel, Mr. Thomas Margolis. At that meeting, the com-
plaints against Brian Smith were discussed and the Board
voted to dismiss the petitioner from his duties for con-
duct unbecoming an officer pursuant to LC. § 36-8-3-4.
The very next day, the petitioner and his attorney filed a
complaint in the United States District Court in Indi-
anapolis, containing fifty (50) rhetorical paragraphs and
seeking $7,000,000.00 in compensatory and punitive dam-
ages.
The Town of Eaton filed for summary judgment in
the United States District Court, and a hearing was held
on June 21, 1989. In that hearing, counsel for petitioner
stipulated and agreed he was not contending the appeals pro-
cess provided for in J. C. § 36-8-3-4 was constitutionally inade-
quate. (Appendix to Petition for Writ, at p. A-15). Instead,
the petitioner admitted on several occasions to the Court,
Judge Sarah Evans Barker presiding, his complaint was
based upon the alleged failure of the Town Board of Eaton,
Indiana, to follow the prescribed statutory procedures. As a
result, the District Court found the petitioner's complaint
failed to state claims for violations of his due process or
equal protection rights. Furthermore, the Court added the
State of Indiana had properly safe-guarded Brian Smith's
constitutional rights by codifying constitutionally ade-
quate requirements for notice, opportunity to be heard,
and post-deprivation remedies.
The petitioner appealed the grant of summary judg-
ment to the United States Court of Appeals, Seventh
Circuit, and oral argument was presented on June 11,
1990. In affirming the District Court’s grant of summary
judgment, the Seventh Circuit found the petitioner's
alleged violation of procedural due process was the only
allegation warranting some attention. The Court found
the petitioner had been provided adequate notice and
opportunity to be heard prior to each suspension and his
dismissal from the police force. The Court of Appeals also
affirmed the District Court's finding Brian Smith either
admitted the adequacy of notice and an opportunity to be
heard as found in the record, or presented no competent
evidence to the contrary. Furthermore, the Court found
Brian Smith was either present at the Town Board meet-
ings in question and participated in the discussions, or
had received adequate notice of those meetings. The peti-
tioner’s allegations of substantive due process and equal
protection violations were deemed by the Seventh Circuit
to “border on the frivolous” and were dismissed quickly
The Court thereupon admonished the petitioner's attor-
ney for wasting the Court's valuable time and sanctioned
the attorney $500.00. The petitioner has now petitioned
this Court for a writ of certiorari from the judgment of
the Seventh Circuit Court of Appeals.
—
REASONS FOR DENYING THE WRIT
The petitioner presents a loosely supported and ram-
bling argument that does not support any reason for the
issuance of a Writ. His three questions presented for
review in his Petition are actually excessively worded
allegations the Seventh Circuit misapplied the facts to the
law, and that is simply not the case. In support of the
Writ, the petitioner repeats the numerous facts that were
presented to both the District Court and the Seventh
Circuit, and both Courts found those facts to warrant
outright summary judgment. The petition is different
from the proceedings below in that some of the argu-
ments are being presented for the first time, and therefore
should be deemed waived by the petitioner. In fact, his
claim of the unconstitutionality of the applicable state
statute is moot for both his failure to make this allegation
im the Courts below, and his stipulation at the District
Court level that the statute was constitutional. The find-
ing of the Seventh Circuit was entirely substantiated by
the record below, and the petitioner presents no basis to
in the decision was clearly erroneous or such a depar-
ture from the accepted norms of judicial proceedings as
to warrant the Writ.
A. The Seventh Circuit Properly Found the Petitioner
Received Adequate Notice and an Opportunity to
be Heard Prior to His Suspensions and Eventual
Dismissal From the Police Force.
A detailed and exhaustive examination of the peti-
tiomer’s claims of procedural due process violations was
conducted by both the District Court and the Seventh
Circuit in their attempts to uncover the arguments hidden
by the petitioner's poorly presented briefs and oral argu-
ments. Both courts also examined the application of those
facts to constitutional standards, and both courts con-
cluded summary judgment was necessary. The same
examination of facts and law as conducted by the lower
Courts will now be summarized herein.
The examination into the existence of a property
interest initially looks to an independent source such as
state law, legislation, rules or contracts. State sources,
however, do not in and of themselves decide whether a
property interest has been created. Olim v. Wakinekona,
461 U.S. 238, 103 S.Ct. 1748, 75 L.Ed.2d 813 (1983); Hewitt
v. Helms, 459 U.S. 460, 103 S.Ct. 864, 74 L. Ed. 2d 675 (1983).
Federal constitutional law determines whether such an
interest rises to the level of a “legitimate claim of entitle-
ment” protected by the due process clause. Mempnis
Light, Gas & Water Division v. Craft, 436 U.S. 1, 98 S.Ct.
1554, 56 L.Ed.2d 30 (1976); Bishop v. Wood, 426 U.S. 341, 96
S.Ct. 2074, 48 L.Ed.2d 684 (1976); Perry v. Sindermann, 408
U.S. 593, 92 S.Ct. 2694, 33 L.Ed.2d 570 (1972); Brown v.
Georgia Department of Revenue, 881 F.2d 1018 (11th Cir.
1989). Upon examination of l C. § 36-8-3-4, which requires
cause to be shown before a tenured police or fire fighter
can be dismissed, the Seventh Circuit stated below “we
see no reason to question that Mr. Smith had a property
interest in his employment.” Smith v. Town of Eaton, et al.,
910 F2d 1469, 1471 (7th Cir. 1990). The respondents cer-
tainly agree with the learned Court's decision that a
property interest existed.
Therefore, Smith could not be deprived of his job
without due process of law, which this Court has found
on numerous occassions to require in the least a “preter-
mination opportunity to respond, coupled with post-ter-
mination administrative procedures.” Cleveland Board of
Education v. Loudermill, 470 U.S. 532, 105 S.Ct. 1487, 84
L.Ed.2d 494 (1985); Fraternal Order of Police Lodge No. 5 5
Tucker, 868 F.2d 74 (3rd Cir. 1989); see also Boddie v. Con-
necticut, 401 U.S. 371, 91 S.Ct. 780, 28 L.Ed.2d 113 (1971).
The pretermination opportunity to respond incorporates
the requirements of oral or written notice, an explanation
of the employer’s charges against the employee, and an
opportunity to be heard or to present the employee's side
9
of the story. Davis v. Scherer, 468 U.S. 183, 104 S.Ct. 3012,
82 L.Ed.2d 139 (1984), rehearing denied 468 U.S. 1226;
Cleveland Board of Education v. Loudermill, 470 U.S. at 546,
105 S.Ct. at 1495; Fraternal Order of Police Lodge No. 5 v.
Tucker, 868 F.2d at 79; Brasslett v. Cota, 761 F.2d 827 (ist
Cir. 1985). Of particular importance to the case at hand is
the Supreme Court's recognition that the pretermination
hearing need not be elaborate and can be informal, while
providing less than a full evidentiary hearing. Loudermill,
470 U.S. at 544, 545, 105 S.Ct. at 1494, 1495; Smith v. Town
of Eaton, 910 F.2d at 1472; Tucker, 868 F.2d at 79.
The Court in Loudermill went on to explain why the
pretermination hearing need not be elaborate. A full evi-
dentiary hearing is not required in certain circumstances
where there are protections against possible mistaken
decisions in the pretermination hearing, and post-termi-
nation review procedures are in place and available to the
employee.' “When a discharged employee may receive a
post-termination hearing to review adverse personnel
action, the pretermiantion hearing need only be extensive
enough to guard against mistaken decisions.” Loudermill,
470 US at 545, 105 S.Ct. at 1495. In such a situation, it is
adequate if the pretermination hearing affords the
employee a chance to make “plausible arguments that
might . prevent [the] discharge.” Id. at 544, 105 S.Ct. at
1494; see also, Tucker, 868 F.2d at 79. This is the reasoning
' The only case in which a full pretermination evidentiary
hearing was required can be found in Goldberg v. Kelly, 397 US
254, 25 L.Ed.2d 287, 90 S.Ct. 1011 (1970), which involved the
termination of welfare benefits. See also Brasslett 9 Cota, 761
F.2d 827, 836 (Ist Cir. 1985), at footnote 8.
10
relied upon by the respondents below and ruled upon by
the courts. The writer of the petitioner's brief in support
of a writ, who was not associated with this litigation until
recently, makes the blind accusations the respondents
“offered no evidence of oral or written notice” as to
certain hearings, (Petition, p. 11), and that respondents
argued pretermination notice and opportunity to be
heard was “irrelevant,” (Petition, p. 12). The petition
before the Court is obviously written by one unaware of
the arguments presented below, and the treatment
afforded to due process claims by this Court and the
Seventh Circuit.
The petitioner's arguments in favor of the issuance of
a Writ are simply a rehashing of facts picked selectively
from the record below. Brian Smith and his counsel are
repeating the same arguments heard in the Courts below
to convince the Court to accept their view, and reject the
findings of the Courts below, that the notice and oppor-
tunity to be heard afforded to this petitioner was some-
how insufficient. In the petition, it is claimed no notice
was given except prior to the first hearing on December
29, 1987, and that at no time was Smith afforded a mean-
ingful opportunity to respond to the charges against him
at any of the hearings. (Petition for Writ, p. 11). These are
the same conclusory assertions the petitioner made in the
Courts below. The petitioner goes on to conclude the
Seventh Circuit's ruling on notice was a “clearly erro-
neous, unsupported finding.” (Petition, pp. 16, 17).
The Seventh Circuit examined the record in detail
and found the District Court's ruling that both notice and
an opportunity to be heard had been adequately pro-
vided to the petitioner was not clearly erroneous. Firstly,
11
a formal, written notice was received by the petitioner
prior to the December 29, 1987, hearing. He not only
received the notice, but he attended the hearing, (Peti-
tion, p. 19), and participated in that meeting. See Smith v.
Town of Eaton, 910 F.2d at 1472, footnote 5. Both the
District Court and the Seventh Circuit found this to be
true, and the petitioner “presented no argument that
would allow us to call this determination clearly erro-
neous.” Id., 910 F.2d at 1472. As for his second suspension
of ten (10) days, the Seventh Circuit pointed out the
petitioner admitted in his Appellant Brief that Smith had
received notice. Id. If Smith chose then not to attend the
hearing or otherwise dispute the disciplinary action, he
can not now claim the state failed to provide him due
process of law in not providing a meaningful opportunity
to be heard.
Finally, as for his dismissal hearing, the record
clearly stated, and both Courts below found accordingly,
that Smith received adequate notice prior to the May 5,
1988, hearing at which time he was dismissed from the
police force. The Seventh Circuit again found the peti-
tioner did not show any reason to conclude this was an
erroneous finding, because the petitioner simply alleged
in conclusory fashion he was “not able to defend himself
prior to any of the numerous disciplinary actions and
ultimately his termination.” Id., at footnote 5. Not only
did the minutes of the May 5th meeting show Smith was
present at the hearing, but the appellant's brief in the Sev-
enth Circuit provided proof Mr. Smith was both there and even
represented by counsel, who also participated in the hearing.
12
(Appendix of Appellate Brief, p. 21). (The legal represen-
tation was obviously ongoing, due to the fact an exten-
sive, fifty-paragraph complaint alleging seven million
dollars in damages was filed in federal district court in
Indianapolis, fifty-five miles away, the very next morn-
ing.) Without even mentioning the fact the petitioner was
represented by legal counsel at his dismissal hearing,
both the District Court and the Seventh Circuit concluded
the petitioner “received adequate procedure to satisfy
constitutional requirements of notice and an opportunity
to be heard.” Smith v. Town of Eaton, 910 F.2d at 1472. The
Petition for Writ of Certiorari now before this Court
provides no evidence of an obvious and exceptional
showing of error in this finding as to warrant this writ.
By further examining what is required by due pro-
cess in a pretermination hearing it becomes even more
clear the ruling of the Seventh Circuit is in accord with
the decisions of this Court. As the petitioner claims, the
notice and opportunity to be heard must be “meaning-
ful,” and Loudermill defined meaningful as “sufficient
explanation of the employer's evidence to permit a mean-
ingful response.” See Fraternal Order of Police Lodge No. 5
v. Tucker, supra, 868 F.2d at 80. At no time in the proceed-
ings below, and no where in the Petition for Writ of
Certiorari, does the petitioner allege he was unaware of
the allegations before him. Prior to each hearing, the
petitioner knew the circumstances warranting discipline,
whether it was physical force against a fellow officer,
unauthorized use of police property, or complaints
received from Eaton citizens. Both lower courts found the
record to show the petitioner was present at the hearings
or received notice of them, aware of the charges against
13
him, and even at one point, represented by counsel before
the Town Board of Eaton. Nonetheless, the petitioner
continues to make the blanket charges that he was not
notified in a “meaningful” way, and denied a “meaning-
ful” opportunity to defend himself.
In his petition Smith admits other decisions have
found notices, less substantial than those he received
from. the respondents, to be constitutionally adequate.
Petition at p. 29; See Kelly v Smith, 764 F.2d 1412 (11th Cir.
1985); Brasslett v Cota, 761 F.2d 827 (ist Cir. 1985); Panozzo
v. Rhoads, 711 FSupp. 941, 943 ND im 1989). As the court
stated in Panozzo:
“courts have affirmed the constitutionality
of a pretermination hearing where the employee
received notice of the charges against him at the
hearing. (Citations omitted) . If this sort of on-
the-spot, instantaneous notice does not offend
due process, then surely the advance
notice constitutional muster Pan-
ozzo, 711 FESupp at 943.
Therefore, other circuits faced with less substantial notice
to an employee have uniformly concluded those notices
do not offend due process. The petitioner provides no
support for his general allegation his notices, that were
received prior to any pretermination hearing and suffi-
cient enough to allow his presence and retention of legal
counsel, were somehow constitutionally inadequate even
though the federal courts have uniformly found less sub-
stantial notice to be sufficient.
As stated above, Loudermill explains the pretermina-
tion hearing need not be elaborate when the Court can
identify current, existing post-deprivation procedures
14
that will operate to further protect due process rights of
the employee. I. C. § 36-8-3-4 provides a simple process
whereby disciplinary matters may be appealed to the
local county superior court within thirty days of the
action. Both the petitioner and his attorney were
reminded of this appellate procedure at their disposal at
the May 5, 1988, hearing. (Appellant's Brief below,
Appendix at p. 21). There is no need to have a full
evidentiary pretermination hearing when the employee is
guaranteed judicial review prior to the deprivation. This
is because the pretermination hearing “should be an ini-
tial check against mistaken decisions - essentially a deter-
mination of whether there are reasonable grounds to
believe that the charges against the employee are true
and support the proposed action.” Loudermi!!, 470 U.S.
545-546, 105 S.Ct. at 1495; D’Acquisito v. Washington, 750
F.Supp. 342, 348 (N. D. Inn. 1990). Contrary to the peti-
tioner’s claim, the respondents have maintained this
argument throughout this litigation, and have not argued
the pretermination procedures were “irrelevant.”
Both the District Court and the Seventh Circuit was
cognizant of the requirements of due process and went to
extreme measures to fairly and completely apply those
requirements to the confusing facts brought before them
by the petitioner. The petitioner has failed to show any
obvious and exceptional error by the Court of Appeals.
See Goodman v. Lukens Steel Co., 482 U.S. 656, 665, 107
S.Ct. 2617, 96 L.Ed.2d 572 (1987); Graver Tank and Manu-
facturing Co. v. Linde Air Products, 336 U.S. 271, 275, 93
L.Ed. 672 (1948). The findings of fact of the District Court,
as approved by the Court of Appeals, should not be set
aside without being shown to be clearly erroneous. See
15
Rogers v. Lodge, 458 U.S. 613, 73 L.Ed.2d 1012, 102 S.Ct.
3272; Annot., 72 L.Ed.2d 890 (1981). By bringing to this
Court the same blanket, conclusory allegations that the
Seventh Circuit admonished the petitioner never to
repeat, the petitioner has woefully failed to present any
legitimate reason whatsoever for this Court to find the
Seventh Circuit’s findings were erroneous and unsup-
ported by any fact.
B. The Petitioner's Claim the State Statute is Uncon-
stitutional is Waived for His Failure to Allege the
Argument Below, and the Petitioner Stipulated its
Constitutionality at the District Court Level.
Brian Smith’s petition for writ of certiorari includes
as one of the questions presented for review, the follow-
ing:
Whether a statute which requires no hearing
before a tenured police officer with a statutory
property and liberty interest in his job is sus-
pended for 10 days violates the due process
clause of the United States Constitution.
This alleged issue presented by the petitioner is feck-
less and warrants little response. The allegation is raised
for the first time in the Petition for Writ of Certiorari. At
no time before the Seventh Circuit Court of Appeals did
the petitioner raise a constitutionality issue of the state
statute in question or any other rule. At no time before
the District Court did the petitioner raise a constitu-
tionality question. In fact, the District Court went to
extreme efforts to guarantee the petitioner did not claim
the procedures provided him were unconstitutional, by
going so far as to ask him on more than one occasion. The
16
findings of fact and conclusions of law adopted by the
District Court document the stipulations made by the
petitioner in the hearing on the respondents’ motion for
summary judgment. (Appendix to Petition, at p. A-15).
The petitioner agreed and stipulated he was not alleging
the processes provided for in LC. § 36-8-3-4 were consti-
tutionally inadequate, but that he instead was simply
alleging the respondents had not followed those pro-
cedures provided for in LC. § 36-8-3-4.
Again at the Court of Appeals level, the petitioner
did not allege any portion of LC. § 36-8-3-4 as pro-
cedurally inadequate under constitutional standards.
With no constitutional inadequacies of statutes or rules
before the Seventh Circuit, no treatment of this issue will
be found in the Court's ruling. The respondents would
simply repeat the well known rule issues not presented in
the court below may not be presented for the first time on
appeal. Pitts v. Unarco Industries, Inc, 712 Fd 276, 278
(7th Cir. 1983); Crowden v. Lash, 687 F.2d 996, 1008 (7th
Cir. 1982).
It should be noted the petitioner has failed to notify
the Attorney General of the State of Indiana of his allega-
tion an Indiana State statute is unconstitutional, pursuant
to Supreme Court Rule 29.4(c), which states:
In any proceeding in this Court wherein the
constitutionality of any statute of a State is
drawn into question, and the State sor any
agency, officer or emplovee thereof is not a
party, the initial pleading, motion, or paper filed
in this Court shall recite that 28 US.C. Sec
2403(b) may be applicable and shall be served
upon the attorney general of that State
17
It is also noteworthy the petitioner includes this issue
as the second question presented for review, and yet no
substantive argument of any merit is presented in his
petition. He combines the issue of the statute's alleged
inadequacy with his third issue on appel which is im-
ply a reiteration of the first issue concerning meaningful
notice. In his argument on the second issue on appeal,
(Petition, pp. 30-36), the petitioner repeats his rambling
claims that he was not afforded meaningful notice or an
opportunity to be heard, and provides case law which
establishes due process rights which the respondents
enumerate herein. He concludes the argument on the
second issue alleging LC. § 36-8-3-4 is unconstitutional,
by stating “he was not able to defend himself at any of
the hearings. The Court of Appeals, by its decision,
clearly gave no weight to the obvious implications of the
Petitioner's assertions that he was denied a meaningful
hearing in each of three instances.” (Petition, pp. 35, 36)
The respondents submit not only did the petitioner fail to
raise any issue of constitutionality of state rules or stat
utes in the courts below, but he stipulated to their ade-
quacy and has provided no argument in support of the
issue whatsoever in the petition now before the Court
C. The Petitioner's Collection of Factual Allegations is
a Repetition of the Conduct He Was Admonished
by the Seventh Circuit from Repeating, Entitling
the Respondents to Appropriate Relief Pursuant to
the Rules of This Court.
The several unsupported and frivolous allegations
contained in the petition for writ of certiorari warrant
attention to afford the Court a more accurate rendition of
the proceedings below. The most untenable argument
presented has been discussed above, that the issue of the
constitutionality of LC. § 36-8-3-4 being raised here for
the first time. Similarly, the petitioner includes an affi-
davit of a “David Withers” in his appendix. (Petition, pp
A-33 to A-35). He includes the conclusions stated in that
affidavit in the Statement of Facts. The respondents have
not seen this affidavit prior to the filing of this petition,
and submit it is worthy of absolutely no consideration by
this Court. The “affidavit”, roughly reproduced in the
petition, is not signed nor dated, and no reference to the
affidavit is made to the record of the proceedings below.
The petitioner makes numerous falsehoods within
the body of his arguments that necessitate comment. As
explained above, the respondents did not fail to offer any
evidence or oral or written notice of the hearings on the
petitioner's suspensions and dismissal, as alleged in the
petition at page eleven. Nor did the respondents argue
below that pretermination hearings were “irrelevant.”
(Petition, p. 12). The respondents certainly understand
the premier importance of constitutional pretermination
procedures. The decisions of this Court, however, do
examine procedures available both prior to and after
termination. The lower courts in this matter both found
the pretermination procedures afforded to the petitioner
to be adequate, therefore making the existence of post-
termination judicial review relevant to the question
whether due process was denied this petitioner. It obvi-
ously was not.
Perhaps the most blatantly misleading representation
made by the petitioner is found on pages 13-14 of the
petition. Nowhere in the Seventh Circuit's opinion is
19
there a statement that the “Court of Appeals held that the
District Court's findings of fact were insufficient to dis-
pose of the issues presented on appeal.” This is an out-
right false reading of the Seventh Circuit's opinion. The
petitioner goes on to claim that because of the District
Court's insufficient findings, “[t}]he United States Court
of Appeals was faced with a ‘particularly difficult situa-
tion.’ ” (Petition, p 14). The reference to the Seventh
Circuit's ruling, when read in its entirety, shows the
Court was faced with a difficult situation as d result of the
petitioner's argument, not the District Court's rulings:
We see no functional difference between a
brief containing a mere reference to a
legal argument and one with a low, incoher-
ent ‘argument’ that spans twenty-five pages, the
situation presented here. In both instances, the
court is frustrated in performing its function of
review and evaluation of the judgment before it.
Indeed, when the entire brief exhibits lack of
attention, we are confronted with a particularly
difficult situation.
Smith v. Town of Eaton, 910 F.2d at 1471.
Throughout the petition, Smith alleges the minutes of
the meetings of the Town Board of Eaton fail to mention
the details of the notices, including their content and how
they were given to Smith. He does not explain why the
Board’s minutes are required to state these things and
how their failure to state these things violates his due
process. In fact, his entire argument relative to one hear-
ing, the February 24, 1988 hearing on pages 21 and 22 of
the petition, is that the minutes do not state anything
about the notice given to Smith. The petitioner at no time
denies notice was given, nor that he was aware of the
hearing and the charges against him. He was completely
aware of both the hearing and the charges against him.
He simply chose not to attend. Now he claims because of
this decision he was denied due process.
Another falsehood may be found on page thirteen of
the Petition for Writ of Certiorari, where the petitioner
alleges the District Court merely rubber-stamped the
opponents proposed findings of fact. Although the Court
ordered the respondents to submit proposed findings,
substantial changes were made by the Court in its final
order. Such practice has been found both acceptable and
common. Anderson d Bessemer City, 470 US. 564, 84
. Ed ad 518, 105 S.Ct. 1504 (1985); Annot., L Ed 2d 868
(1973).
Finally, the petitioner makes a fleeting allegation the
District Court misapplied the decision of Parrott U Taylor,
451 US. 527, 101 S.Ct. 1908, 68 L.Ed. 2d 420 (1981), over-
ruled on other grounds, Daniels v. Williams, 474 U.S. 327, 106
S.Ct. 662, 88 L.Ed.2d 662 (1986), and that a conflict
between circuits exists. (Petition, pp. 26, 29). The peti-
tioner does not explain why he feels the application of
Parrott was erroneous. The reliance on Parrott by the
District Court was proper, because Parrott does not
require the exhaustion of administrative remedies prior
to bringing a 42 U.S.C. § 1983 action in federal court A»
the court explained in Fetner v City of Roanoke, 813 Fld
1183 ann Cir. 1987):
Parrott . stands for the proposition that a
plaintiff may sue only in state court if he fails to
state a ral due process claim under sec-
tion 1983. Unlike an exhaustion requirement,
which is based upon principles of comity, the
— *
21
Parrott analysis is based upon the concept that
there is no constitutional violation if a plaintiff
has not been deprived of a protected interest
without due process of law.
4. 813 F.2d at 1185, footnote 5. This is the reasoning
relied upon by the District Court, which also cited the
decision of Dusanek v. Hannon, 677 F.2d 538 (7th Cir.
1982). In Dusanek, the court found, after noting the
administrative procedures provided for both a preter-
mination hearing and post-termination resort to judicial
review, that “the state cannot be held to have violated
due process requirements when it has made procedural
protection available and the plaintiff has simply refused
to avail himself of them.” Id., 677 F.2d at 543. Therefore,
the respondents submit to the Court the lower court's
reliance upon applicable case law was proper, and the
petitioner has failed to explain the legal reasoning of his
discontent.
Finally, the alleged conflict between circuits is no
conflict at all. Again, in a passing reference, the petitioner
claims the Eleventh Circuit found in Fetner that a thirty
minute prior notice of a pretermination hearing was
insufficient, while several other circuits have held less
than twelve hours’ notice to be sufficient. (Petition, p. 29).
A closer reading of Fetner, however, shows the Court
found the violation of due process was the result of the
lack of a written notice that presented the reasons for his
termination, and the lack of a pretermination hearing.
The timing of the notice did not enter into the Court's
discussion. Therefore, the respondents are aware of no
conflict between the Circuits.
22
The Petition for Writ of Certiorari represents the
third time this petitioner has presumed a right to belabor
the courts with the same argument the lower courts have
labeled “meritless” and borderlingl on the frivolous.”
This petition also represents the petitioner's decision to
ignore the Seventh Circuit's admonition that the repeti-
tion of meritless arguments wastes the court's time and
“that such performance is not to be repeated. Any such
repetition may well result in suspension from practice
before this court.” Smith v. Town of Eaton, 910 F.2d at 1473.
Due to the lack of any competent evidence to show the
ruling below to be erroneous, and the petitioner's con-
tinuing refusal to abide by the Court of Appeals admoni-
tion not to waste the Court’s resources as he has done
here, the respondents respectfully submit they are due
interest and damages pursuant to Supreme Court Rule
42.2.
+
CONCLUSION
As both the District Court and the Seventh Circuit
found after laborious review of the petitioner's crusade
of rambling opinions and distorted facts, there was no
denial of due process here. This Petition demonstrates
nothing that would tend to show the Seventh Circuit's
decision to be clearly erroneous or a departure from the
accepted and usual course of judicial proceedings. The
process afforded to this petitioner did not deny him his
due process, and the state can not be held to have vio-
lated the same when the state has provided adequate pre-
termination procedures and adequate post-termination
23
judicial review. For these reasons, the petition for writ of
certiorari should be denied.
Respectfully submitted,
Davio S. Wat
Counsel of Record
Tooo Irww G
Warner, Wattace, McLaren
& Dacur
400 East Jackson Street
Muncie, Indiana 47305
(317) 288-4425
Attorneys for Respondents
Town of Eaton, Indiana
a _ |
on tai ia
Wm a
‘Zs 7 5
7
>.
A-1
In the
UNITED STATES COURT OF APPEALS
For the Seventh Circuit
No. 89-2563
Brian L. Sun,
Plaintiff-Appellant,
v.
Town oF Eaton, INDIANA,
Town Boarp or EATON AND ITs MEMBERS,
RONALD Haccarp, as board member and
individually, Gate Prrman, as board member
and individually, Davio Wut, as board
member and individually, Ad Cavanauci,
as board member and individually,
Cnarwes Hicks, as board member and
individually, Don Muc, as board member
and individually, Jimmie Vance, as Town Marshall
and individually, and Does 1 thru 5,
Defendants-Appellees.
On Appeal from the United States District Court
or the Southern District of Indiana,
Indianapolis Division.
No. 88 C 531 — Sarah E. Barker, Judge.
ArcueD June 11, 1990 - Dectorp Aucust 21, 1990
Before Cupatty, Fiaum, and Rπ]ů .P , Circuit Judges.
Rivete, Circuit Judge. Brian Smith filed a complaint
under 42 U.S.C. § 1983 on May 6, 1988, the day following
his termination as a police officer for the Town of Eaton.
Mr. Smith’s complaint asserted that his dismissal violated
A-2
his constitutional right to procedural due process, sub-
stantive due process, and equal protection. The district
court granted the defendants’ motion for summary judg-
ment, and Mr. Smith appealed. For the following reasons,
we affirm the judgment of the district court.
We must begin with an observation fortunately not
necessary in too many cases that come before us. The
appellant's brief is rambling, almost totally incomprehen-
sible in its treatment of the issues and legal principles.
The treatment of the factual background of the case is
similarly lacking. It is well established that it is the duty
of attorneys preparing cases for this court to examine
carefully the law and apply it in a cogent fashion to the
facts of the case. Under Rule 28(a)(4) of the Federal Ruies
of Appellate Procedure, counsel is required to present a
brief that contains “the contentions of the appellant with
respect to the issues presented, and the reasons therefor.”
We have noted that this rule requires counsel to present
its arguments in a professional manner. John v. Barron, 897
F.2d 1387, 1393-94 (7th Cir. 1990). Unprofessional presen-
tation of arguments not only is a disservice to this court,
but also “is a disservice to other litigants,” who must wait
while this court is forced to undertake the extra duty of
formulating counsel's arguments. Bonds v. Coca-Cola Co.,
806 F.2d 1324, 1328 (7th Cir. 1986). Especially now, when
the court system is burdened to capacity, and when judi-
cial resources are stretched to the very limit, our fiduciary
duty to the institution we serve and to all the litigants
who come before us requires that we be vigilant in
A-3
enforcing the bar’s responsibility to present issues clearly
and comprehensively.’
This case presents a somewhat different problem
from the cases in which we usually invoke Rule 28. Most
of our cases have involved instances where counsel's
submission is far too abbreviated and sketchy? In those
cases, we have stated repeatedly that this court cannot be
called upon to supply the legal research and organization
to flesh out a party’s arguments. See John, 897 Fd at
1393; Zelazny v Lyng, 853 F.2d 540, 542 n.1 (7th Cir. 1988);
Beard v. Whitley County REMC, 840 F.2d 405, 408-09 (7th
Cir. 1988); Bonds, 806 F.2d at 1328; Sanchez v. Miller, 792
F.2d 694, 703 (7th Cir. 1986), cert. denied, 479 U.S. 1056
(1987). We see no functional difference between a brief
containing a mere passing reference to a legal argument
and one with a shallow, incoherent argument“ that
spans twenty-five pages, the situation presented here. In
both instances, the court is frustrated in performing its
— — — —
' The duty that the bar owes to this court is mirrored by
counsel's duty to represent clients competently. As stated by
Rule 1.1 of the ABA Model Rules of Professional Conduct: “A
lawyer shall provide competent representation to a client.
Competent representation requires the legal knowledge, skill,
thoroughness and preparation reasonably necessary for the
representation.”
Ser Bonds v Coca-Cola Co., 806 F.2d 1324, 1328 (7th Cir.
1986) (“collateral allusions to a legal issue do not require the
court to decide difficult questions”); cf. United States d White,
879 F.2d 1509, 1513 (7th Cir, 1989) (argument raised in passing
in a footnote deemed waived), cert. denied, 110 S. Ct. 1471
(1990); Lachman v. Illinois Stat Bd. of Educ., 852 F.2d 290, 291 n.1
(7th Cir) (issue is waived due to party's failure to present
substantive argument), cert. denied, 109 S. Ct. 308 (1988).
A-4
function of review and evaluation of the judgment before
it.
Indeed, when the entire brief exhibits lack of atten-
tion, we are confronted with a particularly difficult situa-
tion. We recently have made it clear that we shall not
hesitate to dismiss an appeal due to poorly prepared and
researched briefs. See John, 897 F.2d at 1393 (“[Wle
warned that one day the penalty for a perfunctory appeal
could be dismissal of the appeal. That day has arrived
(citation omitted); cf. Spartacus, Inc. v. Borough of McKees
Rocks, 694 F.2d 947, 950 (3rd Cir. 1982) (Garth, J., dissent-
ing) (dismissal of appeal appropriate when party does
not present a court with complete brief) This case comes
close — very close — to meriting that sanction. However,
because we can glean — albeit faintly — the basic facts and
the general lines of argument from the briefs and record,
we shall deal, as best we can under the circumstances,
with what appear to be the basic contentions of the
appellant.
Brian Smith had been employed as a police officer for
the Town of Eaton since 1986. Beginning apparently in
late 1987, Mr. Smith engaged in several activities that
drew the attention of his supervisors and ultimately
* Other federal appellate courts have recognized that dis-
missal as a sanction for poorly presenting a case on appeal is a
necessary and salutary measure. See Annotation, Sanctions in
Federal Circuit Courts of Appeals, for Failure to Comply with Rules
Relating to Contents of Briefs and Appendixes, 55 A.L.R. Fed. 521,
526-27 (1981) (collecting cases).
A-5
resulted in two suspensions of ten days each to be carried
out in January and February, 1988. On May 5, 1988, the
Town Board of Eaton met to investigate additional com-
plaints against Mr. Smith. At that meeting the Board
vote! to dismiss Mr. Smith for conduct unbecoming a
police officer, pursuant to Indiana Code § 36-8-3-4.
Mr. Smith alleges three constitutional violations to
support his section 1983 claim. First, he argues that he
was denied procedural due process. A due process claim
(procedural or substantive) must be based on a violation
of a protected liberty or property interest. Bishop v. Wood,
426 U.S. 341, 343 (1976). On the record before us, we see
no reason to question that Mr. Smith had a property
interest in his employment that was implicated by the ten
day suspensions and his ultimate dismissal. However,
* Indiana Code § 36-8-3-4(b) permits suspension or dis-
missal of a police officer, but only upon the occurrence of
several enumerated reasons. This court has interpreted a pre-
decessor statute of section 36-8-3-4 to provide a property inter-
est. Parrett v City of Connersville, Ind, 737 F.2d 690, 694 (7th Cir.
1984) (in the context of a dismissal), cert. dismissed, 469 U.S
1145 (1985). An Indiana court came to the opposite conclusion
when it interpreted the predecessor statute. Dunlap v. Cross,
403 N.E.2d 885, 887-88 (Ind. Ct. App. 1980). It appears that the
Dunlap court placed great emphasis on the lack of appellate
recourse in the statute for a suspension of less than 10 days
But as the Supreme court has made clear, state procedures do
not in themselves decide the question of whether a property
interest has been created. Olim v. Wakinekona, 461 U.S. 238,
250-51 (1983); Hewitt v. Helms, 459 U.S. 460, 471 (1983). Because
(Continued on following page)
A+
his claim cannot succeed if the procedures he received
were constitutionally adequate. The Supreme Court has
established that an employee possessing a property inter-
est in his job must be given notice and an opportunity to
be heard prior to discipline. Cleveland Bd. of Educ. v
Loudermill, 470 U.S. 532, 547 (1985) (dismissal); see also
Garraghty v. Jordan, 830 F.2d 1295, 1299-1300 (4th Cir
1987) (applying Loudermill to five day suspension); Pesce
v. J Sterling Morton High School, 830 F.2d 789, 793 (7th Cir.
1987) (same); cf. Goss v. Lopez, 419 U.S. 565, 581 (1975)
(requiring notice and opportunity to be heard before
student may be suspended). The Supreme Court has
made clear that this procedure need not be elaborate and
can be satisfied with less than a full evidentiary hearing.
Loudermill, 470 U.S. at 545.
The district court found that Mr. Smith received
notice and a hearing prior to his ten day suspension in
January and his dismissal in May. Mr. Smith has pre-
sented no argument that would allow us to call this
determination clearly erroneous The district court did
(Continued from previous page)
we treat Mr. Smith's suspensions, no matter what their length,
as constituting the deprivation of a property interest, we need
not concern ourselves with counsel's convoluted and at times
incomprehensible time computations.
in conclusory fashion, Mr. Smith asserted in his bricf to
this court that he was “not able to defend himself prior to any
of the numerous disciplinary actions and ultimately his termi-
nation.” Appellant's Br. at 16. The minutes from the town
board's May 5 executive session in which Mr. Smith was for-
mally discharged indicate that Mr. Smith was present. R.18 Ex.
4. In addition, Mr. Smith admits in an affidavit that he was
(Continued on following page)
A?
not make a specific finding that Mr. Smith received notice
before his ten day suspension in February, but Mr. Smith
admits in his brief that he received notice. Appellant's Br.
at 7. We conclude, therefore, that Mr. Smith received
adequate procedure to satisfy the constitutional require-
ments of notice and an opportunity to be heard.
Mr. Smith's other two constitutional arguments bor-
der on the frivolous and will be discussed only briefly
Mr. Smith asserts that the actions by the Town Board of
Eaton violated his substantive due process rights. The
board’s actions of suspending and ultimately dismissing
Mr. Smith are based on several problems related to Mr.
Smith's work, including an altercation with another offi-
cer, failure to follow procedure, and a written complaint
by a citizen regarding Mr. Smith's performance of his
duties. R.18 Ex. 4; R.20 Exs. A & D; R.21 at 4. In the face
of these incidents, Mr. Smith presents no argument nor
alleges any facts that would support a finding that the
board’s action was arbitrary or capricious. We conclude,
therefore, that Mr. Smith's substantive due process claim
has no merit.
Mr. Smith’s equal protection argument similarly is
meritless. He claims that the town board had information
(Continued from previous page)
present at the executive session on December 29, 1987 at which
his first 10 days suspension was discussed, Ri at 5, and the
minutes of that meeting indicate that Mr. Smith participated by
asking questions. Rail Ex. I. While mere presence is not
enough to satisfy the requirement that an employce be given
an opportunity to be heard prior to an action that infringes a
property interest, Mr. Smith never has contended that he was
prevented from speaking at the meetings.
A-8
regarding complaints against two other officers and did
not suspend or dismiss them. Appellant's Br. at 15. An
equal protection claim must be based on “intentional
discrimination against [the plaintiff] because of his mem-
bership in a particular class, not merely [because] he was
treated unfairly as an individual.” Huebschen v. Depart-
ment of Health and Social Servs., 716 F.2d 1167, 1171 (7th
Cir. 1983); see also Gray v. Lacke, 885 F.2d 399, 414 (7th Cir.
1989), cert. denied, 110 S. Ct. 1476 (1990). Mr. Smith does
not allege such class-based discrimination, and therefore
this claim also fails.
V
Having disposed of the substantive issues before us,
we now turn to the matter of sanctions. We must con-
clude that appellant’s counsel’s performance in this
appeal has been substandard. We have been impeded in
our review of the case and valuable time has been lost.
We first admonish counsel that such performance is not
to be repeated. Any such repetition may well result in
suspension from practice before this court. Second, we
fine counsel five hundred dollars ($500), payable within
thirty days to the clerk of this court by certified check
made payable to the Treasurer of the United States. This
fine is imposed both as a deterrent and to compensate the
government, at least in part, for the inordinate expendi-
ture of time required. See Westinghouse Elec. Corp. v.
NLRB, 809 F.2d 419, 425 (7th Cir. 1987) (counsel fined
$1,000 for filing excessively lengthy brief and “correct-
ing” the error by changing the format; this action
required the panel to read two sets of briefs); Farguson v.
MBank Houston, N. A., 808 F.2d 358, 360 (5th Cir. 1986)
($500 sanction payable to clerk imposed sua sponte); Van
A-9
Sickle v. Holloway, 791 F.2d 1431, 1437 (10th Cir. 1986) (fine
of $1,500 imposed as sanction “to regulate the docket,
promote judicial efficiency, and most importantly in this
case, to deter frivolous filings”). This fine is not to be
paid by - or passed on to- the appellant. It is imposed on
counsel alone.
Conclusion
Accordingly, the judgment of the district court is
affirmed. The appellee may recover the usual costs. Sanc-
tions against the appellant’s attorney are imposed.
AWA with SANCTIONS
Cuvany, Circuit Judge, concurring:
This is a troubling case, first, because of the plain-
tift's garbled argument, which the majority describes,
and second, because the defendants rely primarily on the
availability of state appellate procedures to satisfy the
requirements of due process. The district court accorded
some weight to the defendants’ position on this latter
point. As the majority holds, Cleveland Board of Education
v. Loudermill, 470 U.S. 532 (1985), and numerous other
authoritative cases require that for a public employee to
be deprived of his property interest in his job, notice and
a pre-deprivation hearing are required. State post-depri-
vation remedies do not suffice, and their availability is
irrelevant here.
There may indeed be substantial reasons to remand
the case to explore Smith’s apparent claim of denial of
notice and an opportunity for a hearing, but ! find it
difficult to disagree that Smith has failed adequately to
explain the alleged absence of notice and of an
A-10
opportunity for a hearing, which are presumably the gist
of his complaint. Smith loses because of these deficiencies
in the presentation of his case on appeal, not because
state appellate remedies were available.
Fraum, Circuit Judge, concurring.
I concur in the well-reasoned judgment of the Court
on the merits of the case. While the majority opinion
accurately reflects the inadequacies of the appellant's
brief and the attendant frustrations involved in address-
ing such a work product, | would forego the public
admonition and imposition of a pecuniary sanction in this
case. Respectfully, if not regretfully, | have concluded that
the papers and argument presented to this Court may
well be the product of a current lack of capacity for the
appellate craft rather than a formulated indifference to
the standards required of counsel in this Court. | would
simply urge that counsel seriously ponder further per-
sonal preparation and possibly the obtaining of outside
professional assistance before attempting to sail again on
the Seventh Circuit seas.
Furthermore, since this particular unsatisfactory per-
formance is somewhat unique and not representative of
the general level of legal competence displayed before
this Court, a non-published admonishment, in my view,
would have sufficed.
A true Copy:
Teste:
Clerk of the United States Court of
Appeals for the Seventh Circuit
A-11
%6-8-3-4. Disciplinary powers of safety boards in
cities, towns and townships. — (a) This section also
applies to all towns and townships that have full time,
paid police or fire departments. For purposes of this
section, the appropriate appointing authority of a town or
township is considered the safety board of a town or
township. In a town with a board of metropolitan police
commissioners, that board is considered the safety board
of the town for police department purposes.
(b) Except as provided in subsection (m), a member
of the police or fire department holds office or grade until
the member is dismissed or demoted by the safety board.
A member may be disciplined by demotion, dismissal,
reprimand, forfeiture, or suspension upon either:
(1) Conviction in any court of any crime; or
(2) A finding and decision of the safety board
that the member has been or is guilty of any one (1) or
more of the following:
(A) Neglect of duty.
(B) A violation of rules.
(C) Neglect or disobedience of orders.
(D) Incapacity.
(E) Absence without leave.
(F) Immoral conduct.
(G) Conduct injurious to the public peace
or welfare.
(H) Conduct unbecoming an officer
(I) Another breach of discipline.
A-12
The safety board may not consider the political affiliation
of the member in making a decision under this section.
(c) Before a member of a police or fire department
may be suspended in excess of ten (10) days, demoted, or
dismissed, the safety board shall offer the member an
opportunity for a hearing, if demanded. Written notice
shall be given either by service upon the member in
person or by a copy left at his last and usual place of
residence. The notice must state:
(1) The time and place of the hearing;
(2) The charges against the member;
(3) The specific conduct that comprises the
charges;
(4) That the member is entitled to be repre-
sented by counsel;
(5) That the member is entitled to call and
cross-examine witnesses;
(6) That the member is entitled to require the
production of evidence; and
(7) That the member is entitled to have sub-
poenas issued, served, and executed in the
county where the unit is located.
(d) Upon an investigation into the conduct of a
member of the police or fire department, or upon the trial
of a charge preferred against a member of either depart-
ment, the safety board may compel the attendance of
witnesses, examine them under oath, and require the
production of books, papers, and other evidence at a
meeting of the board. For this purpose, the board may
issue subpoenas and have them served and executed in
any part of the county where the unit is located. If a
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witness refuses to testify or to produce books or papers in
the witness’s possession or under the witness’s control,
IC 36-4-6-21 controls to the extent applicable. The proper
court may compel compliance with the order by attach-
ment, commitment, or other punishment.
(e) The reasons for the suspension, demotion, or
dismissal of a member of the police or fire department
shall be entered as specific findings of fact upon the
records of the safety board. A member who is suspended
for a period exceeding ten (10) days, demoted, or dis-
missed may appeal the decision to the circuit or superior
court of the county in which the unit is located. However,
a member may not appeal any other decision.
(f) An appeal under subsection (e) must be taken by
filing in court, within thirty (30) days after the date the
decision is rendered, a verifired [sic] complaint stating in
concise manner the general nature of the charges against
the member, the decision of the safety board, and a
demand for the releif [sic] asserted by the member. A
bond must also be filed that guarantees the appeal will be
prosecuted to a final determination and that the plaintiff
will pay all costs adjudged against the plaintiff. The bond
must be approved as bonds for costs are approved in
other cases. The unit must be named as the sole defen-
dant, and the plaintiff shall have a summons issued as in
other cases against the unit. Neither the safety board nor
the members of it may be made parties defendant to the
complaint, but all are bound by service upon the unit and
the judgment rendered by the court.
(g) In an appeal under subsection (e), no pleading is
required by the unit to the complaint, but the allegations
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are considered denied. The unit may file a motion to
dismiss the appeal for failure to perfect it within the time
and in the manner required by this section. If more than
one (1) person was included in the same charges and in
the same decision of dismissal by the safety board, then
one (1) or more of the persons may join as plaintiffs in the
same complaint, but only the persons that appeal from
the decision are affected by it. The decision of the safety
board is final and conclusive upon all persons not appeal-
ing. The decision appealed from is not stayed or affected
pending the final determination of the appeal, but
remains in effect unless modified or reversed by the final
judgment of the court.
(h) A decision of the safety board is considered
prima facie correct, and the burden of proof is on the
party appealing. All appeals shall be tried by the court.
The appeal shall be heard de novo only upon any new
issues related to the charges upon which the decision of
the safety board was made. The charges are considered to
be denied by the accused person. Within ten (10) days
after the service of summons the safety board shall file in
court a complete transcript of all papers, entries, and
other parts of the record relating to the particular case.
Inspection of these documents by the person affected, or
by the person’s agent, must be permitted by the safety
board before the appeal is filed, if requested. Each party
may produce evidence relevant to the issues that it desire,
and the court shall review the record and decision of the
safety board upon appeal.
(i) The court shall make specific findings and state
the conclusions of law upon which its decision is made. If
the court finds that the decision of the safety board
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appealed from should in all things be affirmed, its judg-
ment should state that, and judgment for costs shall be
rendered against the party appealing. If the court finds
that the decision of the safety board appealed from
should not be affirmed in all things, then the court shall
make a general finding, setting out sufficient facts to
show the nature of the proceeding and the court’s deci-
sion on it. The court shall either:
(1) Reverse the decision of the safety board; or
(2) Order the decision of the safety board to be
modified.
(j) The final judgment of the court may be appealed
by either party. Upon the final disposition of the appeal
by the courts, the clerk shall certify and file a copy of the
final judgment of the court to the safety board, which
shall conform its decision and records to the order and
jdugment [sic] of the court. If the decision is reversed or
modified, then the safety board shall pay to the party
entitled to it any salary or wages withheld from the party
pending the appeal and to which the party is entitled
under the jdugment [sic] of the court.
(k) Either party shall be allowed a change of venue
froin the court or a change of judge in the same manner
as such changes are allowed in civil cases. The Indiana
Rules of Trial Procedure govern in all matters of pro-
cedure upon the appeal that are not otherwise provided
for by this section.
(1) An appeal takes precedence over other pending
litigation and shall be tried and determined by the court
as soon as practical.
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(m) The executive may reduce in grade any member
of the police or fire department who holds an upper level
policy making position. The reduction in grade may be
made without adhering to the requirements of subsec-
tions (b) through (1). However, a member may not be
reduced in grade to a rank below that which the member
held before the member’s appointment to the upper level
policy making position. [IC 36-8-3-4, as added by Acts
1981, P.L. 309, § 52; 1981, P.L. 315, § 2; PL. 104-1983, 8 5;
P.L. 58-1989, § 3.]
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.