Record and brief — Griffin v. Oceanic Contractors, Inc.
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8 ] ™ 6 1 a ALEXANDE? L. STEVAS,
Supreme Court of the United States
OcTOBER TERM, 1981
NO.
DANNY L. GRIFFIN,
Petitioner
Vv.
OCEANIC CONTRACTORS, INC.,
Respondent
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BENTON MUSSLEWHITE
3506 Travis
Houston, Texas 77002
713/520-0621
Attorney for Petitioner
OOOO
Alpha Law Brief Co., One Main Plaza, No. 1 Main St., Houston, Texas 77002
I
Supreme Court af the United States
OcToBER TERM, 1981
NO.
DANNY L. GRIFFIN,
Petitioner
Vv
OCEANIC CONTRACTORS, INC.,
Respondent
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
The petitioner, Danny L. Griffin, prays that a writ of
certiorari to review the opinion and judgment of the
United States Court of Appeals, Fifth Circuit, rendered
in these proceedings on June 17, 1981 be granted.
Il
QUESTIONS PRESENTED FOR REVIEW
Whether the Fifth Circuit Court of Appeals’ holding
that the duration of time for which penalty wages are
awarded seamen under 46 U.S.C. § 596 is left to the
equitable discretion of the trial court is erroneous inas-
much as the Third and Ninth Circuits have previously
held that the trial court is mandatorily bound to assess
penalty wages for the exact time period called for by
46 U.S.C. § 596.
LIST OF ALL PARTIES TO THE PROCEEDING
IN THE DISTRICT COURT AND
CIRCUIT COURT
Petitioner, Danny L. Griffin
Oceanic Contractors, Inc., Respondent
IV
SUBJECT INDEX
QUESTIONS PRESENTED FOR REVIEW ..........
LIST OF ALL PARTIES TOG THE PROCEEDING IN
THE DISTRICT COURT AND CIRCUIT COURT
OE TOME cecccedscsccccvcccccvessesvcesese
REFERENCE TO OFFICIAL AND UNOFFICIAL RE-
PORTS OF OPINIONS DELIVERED BY COURTS
| | MPPTTTTTTTITTTLIL LTT TEEPE reer Tree
GROUNDS ON WHICH THE JURISDICTION OF THIS
CREE GD UCD ee scccccccccccosceseeseces
WEG Civecsvcecccoscccceeccccccccccoescesesees
A. Course of Proceedings Below .................-+.
B. Basis For Federal Jurisdiction In the District Court ..
ARGUMENT AND REASONS FOR ISSUANCE OF
WEEE secvcdeccscsccscvceocccccececctsocescensoce
I. THE COURT OF APPEALS’ HOLDING THAT
THE APPLICATION OF THE PENALTY WAGE
PERIOD SET FORTH IN 46 U.S.C. § 596 IS DIS-
CRETIONARY WITH THE DISTRICT COURT
HAS FAR REACHING CONSEQUENCES AF-
FECTING VIRTUALLY EVERY AMERICAN
SEAMAN AND BECAUSE SUCH HOLDING DI-
RECTLY CONTRADICTS RECENT DECISIONS
OF THE THIRD AND NINTH CIRCUITS AND
SO FAR DEPARTS FROM THE EXPLICIT
PROVISION OF THE STATUTE, THE EXER-
CISE OF THIS COURT’S POWER OF REVIEW
IS BOTH NECESSARY AND PROPER ........
II. ANY POWER IN THE COURTS TO EXERCISE
DISCRETION IN THE AWARD OF PENALTIES
SUCCESSFULLY DEFEATS THE MANIFEST
AND UNDISPUTED INTENT OF CONGRESS
TO BOTH PUNISH SHIPOWNERS AND OTH-
ERS WHO WRONGFULLY WITHHOLD EARN-
ED WAGES FROM SEAMEN AND TO PRO-
TECT SEAMEN FROM THE HARSH CONSE-
QUENCIES OF ARBITRARY AND UNSCRUPU-
LOUS ACTIONS OF THEIR EMPLOYERS .....
an NY &
III. REGARDLESS OF THE SEVERITY OF A PEN-
ALTY RESULTING FROM THE MANDATORY
APPLICATION OF 46 U.S.C. § 596, THE STAT-
UTE MUST BE ENFORCED AS WRITTEN BY
CONGRESS AND SHOULD NOT BE MODIFIED
BY THE COURTS THROUGH THE INTRO-
DUCTION OF EQUITABLE CONSIDERATIONS
CONCLUSION AND PRAYER ...........-0eeeeeeees
CERTIFICATE OF SERVICE ............cceceeeeees
APPENDIX I — District Court Opinion ...............
APPENDIX II — District Court’s Findings of Fact and
er ree
APPENDIX III — Judgment of Fifth Circuit and Opinion
etanercept ppiapipe razed goes
APPENDIX IV—46 US.C. $596 ........ccceeeeeees
LIST OF AUTHORITIES
CASES
Alier v. Sea Land Service, Inc., 465 F.Supp. 1106 at p. 1110
American Foreign Steamship Co. v. Matise, 423 U.S. 150
43 HY 8 hf 8 Perr
v. U.S. Bulk Carriers, Inc., 408 F.2d 1065 (4th
Se ee Gee Was BOE CEUUED cc cccecescossosesenes
Buckley v. Oceanic S.S. Co., 5 F.2d 545 (9th Cir. 1925)
Caribbean Federation Lines v. Dahl, 315 F.2d 370, 374 (Sth
Cir.) cert. den., 375 U.S. 831 (1963) ..........eeeees
Escobar v. S.S. Washington Trader, 509 F.2d 271, 274 (9th
Cir. 1974), vacated and remanded on other grounds, 423
Wk SE CED coccncnsiceseccecerdsoceesouleses
Forster v. Oro Navigation Co., 228 F.2d 319 (2nd Cir.
1955), aff’g. 128 F. Supp. 113 (S.D. N.Y. 1954) .....
Isbrandtsen Co. v. Johnson, 343 U.S. 779 and 783 (1952)
— v. Hudson Waterways Corp., 640 F.2d 997 (9th
| GEE ep cecependanvbscodeocescoescedeciecunnes
Mavromatis v. United Greek Shipowners Corp., 179 F.2d
ae Gh DE caténodbansersséeseecsvecddeass
Petterson v. United States, 274 F. 1000 (D.C. N.Y. 1921)
vi
, CASES Page
Southern Cross S.S. Co. v. Firipis, 285 F.2d 651 (4th Cir.
1960), cert. denied 365 U.S. 869 (1961) ............. 7
Swain v. Isthmian Lines, Inc., 360 F.2d 81 (3rd Cir.
ence ya ier gia ae pa ae a 6, 10, 13, 14
Thomas v. S. S. Santa Mercedes, 572 F.2d 1331, 1334-5
SE luk ccvalicnaleny ogecdeactotees sous 6,9
Ventiadis v. C. J. Thibodeaux & Co., 295 F. Supp. 135, 138
a i a 4,7
UNITED STATES STATUTES
GS DBL. 8906 .ccccccccce 2, 3,4, 6, 7, 8, 10, 11, 12, 13, 14, 15, A-27
i Ti hs cid cwwehéeed ro ccceeeeset boudecseces 3
DE cccddevednecesecoccnseoeenseeéesce 2
Supreme Court of the United States
OcTOBER TzRM, 1981
NO.
DANNY L. GRIFFIN,
Petitioner
Vv.
OCEANIC CONTRACTORS, INC.,
Respondent
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
REFERENCE TO OFFICIAL AND UNOFFICIAL
REPORTS OF OPINIONS DELIVERED
BY COURTS BELOW
1. The opinion of the District Court was delivered
the 7th day of May, 1980, Cause No. S-78-26-CA in the
United States District Court for the Eastern District of
Texas, Sherman Division (unreported). The judgment
of the District Court is attached hereto as Appendix I.
2
2. The judgment and opinion of the United States
Court of Appeals for the Fifth Circuit, dated the 17th
day of June, 1981 is unreported and appears under
Decisions Without Published Opinions at 650 F.2d 281;
Civil Action No. 80-1599, United States Court of Appeals
for the Fifth Circuit. The judgment and opinion of the
United States Court of Appeals, Fifth Circuit, are at-
tached hereto as Appendix III.
GROUNDS ON WHICH THE JURISDICTION
OF THIS COURT IS INVOKED
The judgment of the Court of Appeals was entered
on June 17, 1981. No petition for rehearing and rehearing
en banc was thereafter filed. The jurisdiction of this Court
is invoked under 28 U.S.C. § 1254(1).
STATUTES AND RULES WHICH
THIS CASE INVOLVES
1. This case involves an interpretation and construction
of federal statute, 46 U.S.C. § 596 and the application
and award of the penalty provisions contained therein.
The statute is reprinted as Appendix IV to this petition.
STATEMENT OF THE CASE
A. Course of Proceedings Below
Petitioner filed suit on February 1, 1978 and by his
original complaint, alleged that between February and
April, 1976 the Petitioner, while working as a seaman
aboard a vessel owned and operated by the Respondent,
sustained serious and disabling injuries outside the terri-
3
torial waters of the United States, as a result of the neg-
ligence of the Respondent under the Jones Act, 46 U.S.C.
§ 688 and the unseaworthiness of the vessel. The Peti-
tioner asserted a cause of action under the Jones Act, the
General Maritime Law and 46 U.S.C. §°596, providing
for recovery of double wages for wrongfv' withholding
of wages by a discharged seaman’s employer. The Re-
spondent answered in response to Petitioner’s original
complaint, asserting the defenses of Petitioner’s negligence,
unavoidable accident and intervening cause.
Thereafter, trial was conducted before the Court sitting
without a jury. After hearing all the evidence and argu-
ments presented by counsel, the Court filed its Findings
of Facts and Conclusions of Law (attached as Appendix
IL) and its Judgment on May 7, 1980, generally favorable
to Petitioner.
The Trial Court awarded Petitioner penalty wages
under 46 U.S.C. § 596 from April 1, 1976, the date of
Petitioner’s discharge by Respondent until May 5, 1976,
a period of 34 days (Conclusion of Law No. 11). The
Court awarded Petitioner a total of $6,881.60 as the
penalty. It is undisputed that Petitioner Griffin was
not paid all of his earned wages after his discharge
(District Court’s Conclusions of Law No. 10, Ap-
pendix II) and that Respondent’s failure to pay Peti-
tioner’s earned wages was a wrongful withholding without
sufficient cause in violation of 46 U.S.C. § 596. (District
Court’s Conclusions of Law No. 11.) Petitioner was not
in fact paid his wrongfully withheld earned wages by
Respondent until September, 1980, some 53 months after
his discharge from Respondent’s employ. Satisfaction of
4
-Judgment was filed by Respondent on September 22,
1980 acquitting the Respondent with respect to the final
judgment entered on May 7, 1980.
Petitioner’s appeal to the United States Court of Ap-
peals, Fifth Circuit addressed two main issues: (1) the
refusal of the Trial Court to award Petitioner full wages
(straight time, overtime and bonuses) for the entire period
of Petitioner’s contractual employment and (2) the failure
of the Trial Court to award Petitioner the full statutory
penalty manadated by 46 U.S.C. § 596 of double-daily
wages for each day earned wages were withheld by Re-
spondent until the time of actual payment by the Re-
spondent in September, 1980.
The Court of Appeals agreed with the District Court’s
holdings on both of these issues. Regarding the penalty
wage issue, the Court of Appeals held that the duration
on applying the penalty wage statute is left to the sound
discretion of the District Court.’
However, in its opinion at Footnote 4, the Couri of
Appeals noted the clear conflict between the Circuits
concerning the proper application of the penalty time
period. Petitioner respectfully urges that 46 U.S.C. § 596
establishes a mandatory time period for its application,
i.e. from date of discharge until date of actual payment.
This literal interpretation of the statute has heretofore
been diluted by those circuits, namely the First, Second,
Fourth and Fifth which allow judicial tailoring of the
statute by the sound discretion of the Trial Court. Such
1. Caribbean Federation Lines v. Dahl, 315 F.2d 370, 374 (Sth
Cir.) cert. den., 375 U.S. 831 (1963); Ventiadis v. C. J. Thibodeaux
& Co., 295 F. Supp. 135, 138 (D.C. Tex. 1968).
5
an interpretation dilutes the purpose and effect of the
Statute, that being to protect seamen from the harsh con-
sequences of arbitrary and unscrupulous actions of their
employers.*? The Cov:'s adopting the majority discretion-
ary view have so far departed from the clear and concise
command of the statute regarding the penalty time period
that they have virtually rewritten the statute. Such modi-
fication of a federal remedial statute, passed by the Con-
gress has no judicial precedent. Admiralty courts must
enforce this statute according to its express provisions,
and not question the results mandated by their applica-
tion. Such power in the Courts, in effect, transforms those
judicial bodies into a super-legislature. Petitioner requests
the Honorable Court to uphold the literal interpretation of
this statute and to restore the protective vitality and im-
pact of a remedial plan which the federal legislative
body intended to put in effect for the good of the wards
of admiralty.
B. Basis For Federal Jurisdiction In The District
Court
The jurisdiction of the District Court was sought by
Petitioners under the Jones Act and the General Maritime
Law of the United States.
2. American F Steamship Co. v. Matise, 423 U.S. 150
(1975), reh. den. 424 U.S. 979.
6
ARGUMENT AND REASONS FOR
ISSUANCE OF WRIT
I.
THE COURT OF APPEALS’ HOLDING THAT THE
APPLICATION OF THE PENALTY WAGE PERIOD
SET FORTH IN 46 U.S.C. § 596 IS DISCRETIONARY
WITH THE DISTRICT COURT HAS FAR REACH-
ING CONSEQUENCES AFFECTING VIRTUALLY
EVERY AMERICAN SEAMAN AND BECAUSE SUCH
HOLDING DIRECTLY CONTRADICTS RECENT DE-
CISIONS OF THE THIRD AND NINTH CIRCUITS
AND SO FAR DEPARTS FROM THE EXPLICIT
PROVISION OF THE STATUTE, THE EXERCISE
OF THIS COURT’S POWER OF REVIEW IS BOTH
NECESSARY AND PROPER.
The Court of Appeals holding that the duration on
applying the wage penalty statute® is left to the sound
discretion of the district court, directly conflicts with
recent decisions* of the Third and Ninth Circuits, which
view § 596 as establishing a mandatory time period for
its application. Two lines of authority have developed
regarding the applicable period for which the statutory
penalty is to be assessed. The Third Circuit in Swain
held that judicial discretion does not exist to tailor the
statutory penalty for wrongful withholding from a sea-
man’s wages to the equities of a particular case. That
Court held that once the statute is found to apply, the
3. 46 U.S.C. § 596.
4. Swain v. Isthmian Lines, Inc., 360 F.2d 81 (3rd Cir. 1966);
Larkins v. Hudson Waterways Corp., 640 F.2d 997 (9th Cir. 1981);
Thomas v. S.S. Santa Mercedes, 572 F.2d 1331 (9th Cir. 1978).
7
penalty must be imposed from the date the seaman’s
wages were originally due him until the date the seaman’s
wages are actually paid.° The Ninth Circuit interpreted
the same statutory language to be “unequivocal and
mandatory”, reasoning that the abandonment of a seaman
in a foreign port without wages was exactly what prompt-
ed Congressional enactment of 46 U.S.C. § 596.
The second line of authority, to which the Fifth Circuit
adheres, interprets the penalty time period to rest solely
in the discretion of the court, subject to the equities of
each individual case.* This Honorable Court recently
noted the Fifth Circuit view in American Foreign S.S.
Co. v. Matise’ and that the discretionary time period ap-
plication has been endorsed by the First,* Second’ and
Fourth”® Circuits.
In light of the present conflict between the Circuits
and the unequal remedies available to seamen, resulting
from the several interpretations of the penalty wage
statute and depending upon the particular geographic
arena possessing jurisdiction over the litigation, we urge
5. Accord, Escobar v. S. S. Washington Trader, 509 F.2d 271,
274 (9th Cir. 1974), vacated and remanded on other grounds, 423
U.S. 1070 (1976).
6. Note 1, supra, at p. 4; Ventiadis v. C. J. Thibodeaux & Co.,
295 F. Supp. 135, 138 (D.C. Tex. 1968).
7. Note 2, supra, at p. 4.
8. Mavromatis v. United Greek Shipowners Corp., 179 F.2d 310
(1st Cir. 1950).
9. Forster v. Oro Navigation Co., 228 F.2d 319 (2nd Cir. 1955),
aff’g. 128 F. Supp. 113 (S.D. N.Y. 1954).
10. Southern Cross S.S. Co. v. Firipis, 285 F.2d 651 (4th Cir.
1960), cert. denied 365 U.S. 869 (1961).
the Honorable Court to exercise its power of review and
resolve the conflict over this issue in the interests of
uniformity of remedies available to injured seamen and
in the interests of uniformity of maritime law, in this
case under federal statute. It is perfectly reasonable for
the Court to afford equal statutory protections to all
seamen faced with the peril of penniless abandonment at
the time vf discharge, regardless of the geographic forum
for the resulting litigation. We would further urge the
Court to hold that 46 U.S.C. § 596 must be read as a
mandatory command to the judiciary so that henceforth
uniformity of seamen’s remedies and judicial administra-
tion of those remedies will prevail. Unequal remedies
available to seamen arising out of the same federal statute
will continue if this Court does not resolve this question.
The Courts adopting the majority discretionary view
have so far departed from the clear and concise command
of the statute regarding the penalty time period that they
have virtually rewritten the statute. Such modification of
a federal remedial statute, passed by the Congress, has
no judicial precedent. Admiralty courts must enforce this
statute according to its express provisions, and not ques-
tion the results mandated by their application. Any power
in the Courts, to question federal legislation, in effect,
transforms those judicial bodies into a super-legislature.
9
Il.
ANY POWER IN THE COURTS TO EXERCISE
DISCRETION IN THE AWARD OF PENALTIES
SUCCESSFULLY DEFEATS THE MANIFEST AND
UNDISPUTED INTENT OF CONGRESS TO BOTH
PUNISH SHIPOWNERS AND OTHERS WHO
WRONGFULLY WITHHOLD EARNED WAGES
FROM SEAMEN AND TO PROTECT SEAMEN
FROM THE HARSH CONSEQUENCES OF ARBI-
TRARY AND UNSCRUPULOUS ACTIONS OF
THEIR EMPLOYERS.
The purpose of section 596 is to give the seaman
funds on which to live when he is left ashore. [Cita-
tion] Regardless of whether he is discharged for
cause [or properly set ashore] the seaman needs the
protection afforded by section 596 when his right
to food and quarters on the vessel is terminated.
Thomas v. S. S. Santa Mercedes, 572 F.2d 1331,
1334-5 (9th Cir. 1978).
Quoting from Alier v. Sea Land Service, Inc., 465 F.Supp.
1106 at p. 1110,
“The Statute can be considered as one which awards
double wages in the nature of compensation or which
awards compensation in the nature of a penalty... .
Notwithstanding, in Buckley v. Oceanic S.S. Co.,
5 F.2d 545 (9th Cir. 1925) the holding was that
the statute was a penalty intended as compensation
to seamen rather than punishment of the master. . . .
This Court is in agreement with the proposition that
the essential spirit and purpose of the statute is to
financially punish the vessel, its owner and/or its
master, as the case may be, for the neglectful failure
to pay wages. . . . It is regarded as penalty within
the maritime industry. Petterson vy. United States,
274 F. 1000 (D.C. N.Y. 1921).”
10
This penalty feature of the statute is precisely what Con-
gress had in mind to motivate shipowners to exercise care
in computing wages due a seaman. Thus, the statute as
written by Congress, who failed to give the Courts dis-
cretionary power to tailor the penalty awarded to the
equities of the particular case, is designed to be an ef-
fective deterrent to unjust enrichment by shipowners and
to the penniless abandonment of seamen in foreign ports.
The statute must be strictly construed by the Courts to
give effect to the Congressional intent that penalty wages
penalize the shipowner and thereby protect the wards of
admiralty.
The United States Supreme Court in American Foreign
Steamship Company v. Matise,"’ refused to address the
issue before this Honorable Court of whether or not the
trial court can exercise any discretion in determining the
amount of the award under Section 596. The Court noted
at p. 412 that the Third and Ninth Circuits have found
that the trial judge has no discretion in determining the
amount of the penalty under Section 596 citing Swain
v. Isthmian Lines, Inc.,'* and Escobar v. S.S. Washington
Trader.** In light of the punitive and remedial intent of
Congress in formulating 46 U.S.C. § 596, Petitioner as-
serts that this is the better rule of law and should be
applied to the facts of the controversy before the Court.
The granting of discretion to the District Court to limit
the award of penalty wages to a wronged seaman is in
direct contradiction of and dilutes the effectiveness of
the statute to deter wrongful conduct and protect the
rights of seamen.
11. Supra, at Note 2, p. 4.
12. Supra, at Note 4, p. 5.
13. Supra, at Note 5, p. 6.
11
Congress never intended the Courts to apply equitable
considerations and factors in mitigation of the statutory
penalty, once the provisions of Section 596 are found
to apply. To do so will completely destroy assessment of
any penalty at all. There is ample room for equitable
considerations in determining whether or not sufficient
cause exists to withhold the seaman’s wages. Once the
Court makes the determination of lack of sufficient cause
and finds a wrongful withholding of wages by a Defend-
ant, the Courts should not reevaluate the amount of the
penalty assessed by the same equitable considerations.
Once a Defendant has been held in violation of Section
596, the penalty must be assessed strictly in accordance
with the statute. Any other judicial interpretation allows
the Court to effectively rewrite the statute and depart
from the historic judicial function of effectuating the spirit
and purpose of the law.
That law, particularly Congressional legislation in aid
of seamen, is largely remedial and historically calls for
liberal interpretation in favor of the seaman as the ward
of admiralty.’* It has been said that
“Historically, the right to prompt payment of a sea-
man’s wages has been especially favored by admiralty
law. The Courts strongly disapprove denial of prompt
payment of seaman’s wages rightfully due him, and
wage statutes are always to be liberally construed
in favor of the seaman.”*®
Any interpretation of this federal statute must be made
in light of the rules of statutory construction set forth in
14. Isbrandtsen Co. v. Johnson, 343 U.S. 779 (1952).
15. Arguelles v. U.S. Bulk Carriers, Inc., 408 F.2d 1065 (4th
Cir.) aff’d 400 U.S. 351 (1971).
12
Isbrandtsen wherein it was stated that the Courts should
give a “natural meaning to legislation like this that ob-
viously is of a remedial, beneficial and amendatory char-
acter. It should be interpreted so as to effect its purpose.”
343 U.S. at p. 783. (Emphasis added.)
The maritime law throughout its history has made the
ordinary seaman a member of a favored class—a ward
of the admiralty. Congress has through its legislation
shown its awareness of the need to protect seamen’s rights
so that now, such legislation touches almost every facet
of a seaman’s life. 46 U.S.C. § 596 is a product of this
Congressional awareness of seamen’s rights. The statute
deals explicitly with those who fail to pay seamen wages
which they have earned. Such a statute must be construed
liberally in favor of the seaman in keeping with the spirit
of such legislation and the need for uniform rules in
the computation of seaman’s penalty wages.
The majority discretionary rule has utterly failed to
effectuate the purpose of 46 U.S.C. § 596, that pur-
pose being to encourage the prompt payment of a
seaman’s wages. Petitioner presents a persuasive case in
point. Petitioner was entitled to receive his earned wages
on April 1, 1976, the date he was discharged in Antwerp,
Belgium. Petitioner was not in fact paid his wrongfully
withheld wages by Respondent until September, 1980,
over 4 years from the date they were due. Logical men
could not say that such action by Respondent was prompt
or equitable. However such action clearly demonstrates
that the majority discretionary rule does not encourage
or compel shipowners/employers such as Respondent to
recognize their responsibilities to seamen, neither does
the discretionary rule put into effect the purpose of 46
U.S.C. § 596 as required by Isbrandtsen.
13
iil.
REGARDLESS OF THE SEVERITY OF A PEN-
ALTY RESULTING FROM THE MANDATORY AP-
PLICATION OF 46 U.S.C. §596, THE STATUTE
MUST BE ENFORCED AS WRITTEN BY CON-
GRESS AND SHOULD NOT BE REWRITTEN BY
THE COURTS THROUGH THE INTRODUCTION
OF EQUITABLE CONSIDERATIONS.
There are simply no equities existing in favor of a
shipowner who abandons a scaman in violation of 46
U.S.C. § 596 and none should be applied in mitigation
of the statutory penalty. Such a judicial interpretation
so totally departs from the course of Congressional intent
that the exercise of this Court’s power of review is called
for. Such an interpretation effectively pardons the callous
and sometimes cruel actions of the shipowner/employer
after the fact so that the seaman is, in reality, protected
by words alone and the shipowner/employer is virtually
free to commit the same wrong again and again, free from
fear of substantial penalty.
This exact problem was faced and resolved by the
Third Circuit Court of Appeals in the Swain case supra:
When considerations fail to establish the existence
of sufficient cause for the deduction under section
596, those same equitable considerations may not
be reevaluated when the assessment of the penalty
is considered. . . . After all, if sufficient cause for
the deduction is found to be lacking, the shipowner
or his agent has either been overtly culpable in re-
ducing a seaman’s wages, or significantly inattentive
in his duties vis-a-vis the seaman’s wage rights. As
we view it, it is precisely the possibility that large
penalties will accrue that should motivate a ship-
14
owner to exercise care in computing wages due a
seaman. We think that this deterrent was what Con-
gress had in mind in providing for a penalty in the
form of inflexible liquidated damages. In conclusion,
as was aptly stated in the dissenting court of ap-
peals opinion in Pacific Mail, upon considering the
penalty provision of section 596: ... as to the
severity of the penalty, there is, of course, no thought
of suggesting that a court can properly decline to
enforce a statute merely because it may seem to be
unnecessarily harsh. Once Congress has decided that
a penalty is proper such as that provided under 46
U.S.C. § 596, the statute must be read as a manda-
tory command to the judiciary.
360 F.2d at 87.
The interpretation of 46 U.S.C. § 596, calling for
judicial discretion and the application of equitable con-
siderations in favor of shipowners/employers who have
done no equity and deserve none under the statutory
scheme enacted by Congress, clearly demonstrates that
the exercise of this Court's power of supervision is des-
perately needed in the interest of justice.
CONCLUSION AND PRAYER
In summary, the issue presented before this Court by
Petitioner, regarding the application of the penalty wage
statute, 46 U.S.C. § 596, is ripe for review, not only
because of the conflicts between the circuits and the far
reaching consequences affecting the rights and remedies
available to virtually every American seaman but also
because the majority discretionary rule violates Con-
gress’ intent to penalize and punish those whose actions
violate the statute and, in effect, rewrites the statute.
15
By its provisions, 46 U.S.C. § 596 only punishes conduct
which is inequitable. It is, therefore, not only unjust but
unthinkable that any Court would apply equitable factors
in favor of the malfeasor, in this case the shipowner/em-
ployer of Petitioner Danny L. Griffin. Such an application
not only violates all traditional principles of equity but
also undermines the remedial nature of the statute and
the protection of American seamen as the wards of
admiralty.
Every case involving the rights of discharged seamen
to their earned wages wrongfully withheld will be af-
fected by the Court’s decision in this case. Petitioner
respectfully moves the Court to grant Writ of Certiorari
in order to resolve the very important questions related
above and the conflicts between the decisions of the
Court of Appeals in this case and the decisions of other
circuit courts; and, upon proper briefing and hearing
upon the merits, Petitioner requests this Court to reverse
this cause on the issue now presented and render Judg-
ment for Petitioner or, alternatively, remand the same
to the District Court for the Eastern District of
Texas for redetermination of the amount of penalty wages
due the Petitioner.
Respectfully submitted,
BENTON MUSSLEWHITE
3506 Travis
Houston, Texas 77002
713/520-0621
Attorney for Petitioner
16
CERTIFICATE OF SERVICE
I hereby certify that I mailed this day three (3) true
and correct copies of the foregoing Petition for Writ of
Certiorari to each of the following attorneys, being the
only other attorneys of record:
Mr. Theodore Goller
Fulbright & Jaworski
800 Bank of the Southwest Building
Houston, Texas 77002
on this _____ day of September, 1981.
BENTON MUSSLEWHITE
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APPENDIX I
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS ©
SHERMAN DIVISION
NO. S-78-26-CA
DANNY L. GRIFFIN
Vv.
« OCEANIC CONTRACTORS, INC.
“"~ae = JUDGMENT
Based upon the findings of fact and conclusions of
law this day entered in the above-entitled and numbered
civil action, it is
ORDERED, ADJUDGED, and DECREED that plain-
tiff, Danny L. Griffin, shall be, and he is hereby, awarded
judgment against the defendant, Oceanic Contractors,
Inc., in the following amounts:
(1) $5,913.68, as recovery for maintenance and cure,
earned and unearned wages, repatriation expense and the
value of lost personal effects;
(2) $2,506.89, as prejudgment interest on the re-
covery for maintenance and cure, earned and unearned
wages, repatriation expense, and the value of lost personal
effects;
(3) $3,368.23, as attorney's fees for the recovery for
maintenance and cure, earned and unearned wages, re-
patriation expense and prejudgment interest; and
A-2
(4) $11,881.60, as recovery for pain and suffering
and penalty wages.
It is further
ORERED, ADJUDGED, and DECREED that the
total amount of this judgment, including attorney’s fees,
i.e., $23,670.40, shall bear interest at the rate of nine
percentum (9%) per annum from this date until paid,
and that defendant pay all costs of court.
SIGNED and ENTERED this 6th day of May, 1980.
/s/ WM. WAYNE JUSTICE
Chief Judge
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APPENDIX II
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
CIVIL ACTION NO. S-78-26
DANNY L. GRIFFIN
v.
OCEANIC CONTRACTORS, INC.
FINDINGS OF FACT
1. This civil action is brought by Danny Laried Griffin,
as a seaman, against Oceanic Contractors, Inc. At all
times material to this action, plaintiff was, and is now, a
resident of the State of Texas, and defendant, Oceanic
Contractors, Inc., was the owner and operator of “Lay
Barge 27”.
2. At all relevant times, plaintiff was a seaman, and
the “Lay Barge 27” was a vessel in navigation. The “Lay
Barge 27” is a special purpose vessel, designed and out-
fitted for the assembly and installation of marine pipe-
lines.
3. On February 18, 1976, plaintiff signed an employ-
ment contract with defendant in New Orleans, whereby
he agreed to work as a pipeline welder on board defend-
ant’s vessels operating in the North Sea. The employment
contract specified that plaintiff's employment was to begin
on the date plaintiff departed the United States and ex-
tend “until December 15, 1976, or until Oceanic’s 1976
p peline committal in the North Sea is fulfilled, whichever
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shall occur first.” The employment contract also provided
that, for his work as a pipeline welder, plaintiff would
receive a base pay rate of $9.65 per hour and an expatria-
tion premium of $720.00 per month; that for his work as
a structural welder, plaintiff would be paid $6.65 per
hour and an expatriation premium of $495.00 per month.
4. On the same day the employment contract was
signed, plaintiff reported to a physician, selected and paid
by defendant, in New Orleans, Louisiana, for a physical
examination. Plaintiff had had several minor episodes of
hemorrhoids in the year preceding the examination. Plain-
tiff answered all questions asked by defendant’s physician
at the time of the physical examination. Defendant's
physician did not ask plaintiff if he, plaintiff, had ever
suffered from hemorrhoids; however, the doctor did ex-
amine plaintiff's rectum. The physical examination form
states, directly above the space for plaintiff's signature:
“I understand this is a limited examination and does not
eliminate all possibilities of physical impairment or
disease.” In light of this provision, a reasonable interpre-
tation of the physical examination form is, that defend-
ant’s physician was only interested in information speci-
fically requested. Plaintiff did not intentionally misre-
sent or conceal any material medical facts.
5. On March 7, 1976, defendant provided plaintiff
with air transportation to Antwerp, Belgium. Upon
arrival, plaintiff reported to the “Lay Barge 27”, which
was berthed in the harbor of Antwerp.
6. On the “Lay Barge 27”, each welder was normally
assigned a welder’s helper, whose only task was to assist
that welder in the performance of his duties. At the time
of the accident made the basis of plaintiff's claims, “Lay
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Barge 27” was so shorthanded that only one welder’s
helper was available for the ten to twelve welders assigned
to each work shift.
7. The North Sea is a hostile and inclement body of
water during the winter months. In order that “Lay Barge
27” would be ready to put to sea as early in the year as
possible, defendant followed the practice of having barge
crews on board approximately one month ahead of time,
to repair damages from the previous year and to perform
rigging and maintenance operations necessary to ready
the barge for seagoing service. It was contemplated by
defendant that, as soon as the barge was made ready by
its crew and the North Sea was calmed, “Lay Barge 27”
would put to sea and begin its pipe laying season.
8. Oxygen is essential to the welding process. It is
usually supplied to welders in tubular metal tanks, called
“oxygen bottles”, weighing about 125 to 150 pounds.
When a welder changes the location of his work, it is
necessary to move the oxygen bottle he is using to the
new site. It is also necessary to move oxygen bottles, in
order to replace an empty one with a full one. Moving
an oxygen bottle is a task ordinarily and normally as-
signed to a welder’s helper. It is a difficult assignment,
for the oxygen bottles have a smooth surface not con-
ducive to lifting or moving. If an unobstructed passage
is present, a bottle is commonly shifted by rolling it
across the deck of the vessel; otherwise, it must be lifted
across obstacles.
9. “Lay Barge 27” was shorthanded on and before
April 1, 1976, as above set out, in that there were an
insufficient numbers of welders’ helpers available to
assist the welders assigned to the vessel. On that day,
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plaintiff was engaged in repair and maintenance on the
deck of the “Lay Barge 27”, which was much cluttered
by pipes, machinery and other obstructions. When it
became necessary for plaintiff to move an oxygen bottle,
no welder’s helper was at hand, and he, himself, at-
tempted to lift and move the oxygen bottle. In perform-
ing this task, plaintiff so strained himself that he sustained
traumatic thrombosed hemorrhoids, a painful and dis-
abling injury.
10. The failure of defendant to maintain an adequately
staffed vessel was a breach of its nondelegable duty to
maintain a seaworthy vessel, for it is essential that a con-
struction vessel such as the “Lay Barge 27” have on board
at all times a crew that is qualified, both in skills and
in numbers, to do the job at hand. “Lay Barge 27” was
unseaworthy at the time of plaintiff's injury, in a manner
that caused plaintiffs injury.
11. Plaintiff exercised his duties as a seaman properly
on the occasion in question, and he was not guilty of
contributory negligence.
12. April 1, 1976, was the last day plaintiff was
aboard “Lay Barge 27” for the purpose of working.
13. The plaintiff left the barge on April 1, 1976, and
sought medical attention from Dr. J. Stuyck, a physician
in Antwerp, Belgium, to whom plaintiff was referred by
a medic in defendant’s employ. He was treated conserva-
tively with local anesthetics and other prescriptions. He
continued to have difficulty with his hemorrhoids, and on
April 2, 1976, he was admitted to the Ziekenhuis Vesalius
Hospital in Antwerp. An emergency hemorrhoidectomy
was performed on plaintiff at the hospital on the evening
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of April 3, 1976. Plaintiff remained in the hospital until
shortly before noon on April 5, 1976. Before and after
the operation, plaintiff suffered severe physical pain and
mental agony.
14. From the hospital, plaintiff went by a taxi directly
to defendant’s office in Antwerp, where he met and spoke
with Jesse Williams, a welding superintendent. Williams
was the supervisor for all of the welder foremen and pipe-
line welders who worked for defendant in the North
Sea and was permanently stationed at the shore-based
Antwerp office.
15. When plaintiff presented himself at defendant’s
office, he had with him and presented a “not fit for duty”
slip given to him by the physician who had discharged
him from the hospital. William refused to acknowledge
that plaintiff's injury aboard the “Lay Barge 27” was
work related, denied that defendant was liable for plain-
tiff’s medical and hospital expenses, maintenance or un-
earned wages, and declined to furnish plaintiff transporta-
tion from Antwerp, Belgium, to his home in Houston,
Texas. Such conduct of Williams, which was in the course
and scope of his employment, constituted arbitrary, un-
reasonable, callous and willful disregard for plaintiff's
rights by defendant.
16. Plaintiff was discharged from “Lay Barge 27” and
from defendant’s employ as of April 1, 1976. At the time
of his discharge, plaintiff was incapacitated to work by
reason of the injuries he received on board the “Lay
Barge 27” on that date. Although plaintiff appeared and
demanded his wages from the defendant after the date
of his discharge, defendant failed to pay plaintiff his
earned wages, unearned wages, maintenance and cure,
A-8
repatriation expense, and the value of his lost personal
effects, as above mentioned.
17. Plaintiff left Antwerp, Belgium, on April 5, 1976,
and arrived in Houston, Texas, on April 6, 1976. He was
examined by Ernest Max, M.D., a colon and rectal sur-
geon, in Houston, Texas, on April 6, 14, and 28, 1976.
On April 28, 1976, Dr. Max signed a written statement
that plaintiff could resume work on May 3, 1976. Plain-
tiff was fit for duty on May 3, 1976; the parties have so
stipulated. He had reached maximum medical recovery
by that time.
18. Plaintiff was disabled for a period beginning April
1, 1976, and ending May 3, 1976. Plaintiff is due main-
tenance for thirty-two days. Tiie parties have stipulated
to a rate of $15.00 per day as maintenance. Such stipu-
lation is reasonable and the rate is appropriate. The
parties have also stipulated that plaintiff paid $200.00
as medical expenses in Antwerp and Houston. Defendant
has paid for all other medical expenses of plaintiff from
this injury.
19. Plaintiff's employment agreement with defendant
provided that defendant would deduct $137.50 from each
of the employee’s first four pay checks to provide trans-
portation funds to plaintiff's home, should the employee
voluntarily terminate his employment prior to satisfactory
completion. Defendant deducted and retained three pay-
ments of $137.50 each, a total of $412.50, from the three
bi-weekly checks received by the plaintiff during March
and April of 1976. When plaintiff left Antwerp, Belgium,
for Houston, Texas, he was not given the money for re-
patriation expense which had been deducted and retained
A-9
by the defendant, but, instead, was required to pay his
own expenses home.
20. Defendant retained $412.50 earned wages due to
plaintiff, in addition to refusing to reimburse plaintiff for
his out-of-pocket expenses incurred in returning home.
Although he has repeatedly demanded to be reimbursed
for his return expenses incurred, his demand has been
ignored by defendant. Defendant’s failure to pay plain-
tiff the $412.50 in earned wages was without sufficient
cause.
21. Plaintiff has exercised due diligence to attempt to
collect earned and unearned wages, maintenance and
cure, repatriation expenses, and the value of lost per-
sonal effects which is due him. Defendant did not begin a
thorough investigation of plaintiff's claim until September
30, 1976. The investigation was not made with reason-
able diligence. Defendant’s failure to pay maintenance
and cure, repatriation expenses, the cost of his personal
effects, and earned and unearned wages to plaintiff con-
stituted arbitrary, unreasonable, callous, and willful dis-
regard of plaintiff's rights. Defendant’s recalcitrance in
failing properly to pay plaintiff's claim has forced plain-
tiff “to hire a lawyer and go to court to get what was
plainly owed him under laws that are centuries old.”
Vaughan v. Atkinson, 369 U.S. 527, 531 (1963). De-
fendant should have made the payments voluntarily and
without delay.
22. During the period from April 2, 1976, through
April 7, 1976, inclusive, defendant paid plaintiff $511.02.
23. The evidence disclosed that, on some occasions
when employees of defendant are required to leave the
A-10
barge on account of illness or for personal reasons, they
are permitted by defendant to terminate their employment
and receive (1) their contractual annual bonus of ten
percent on straight time pay earned to the date of termi-
nation and (2) their contract completion bonus of sixteen
and two-thirds percent of earned straight time pay. The
terms of the contract provide that such bonuses are not
payable unless the employment term is completed by the
employee. Defendant did not offer, and plaintiff did not
request, a “job completion” termination of plaintiff's em-
ployment contract.
24. Plaintiff began working as a welder for Viking
Offshore Services on May 5, 1976.
25. The pipeline project that “Lay Barge 27” was
assigned to perform was completed by September 15,
1976. Plaintiff's employment with defendant would have
been terminated on or before September 15, 1976, had
he not become ill and been discharged by defendant.
26. Plaintiff was employed by defendant’s parent com-
pany, J. Ray McDermott & Co., Inc., on October 7, 1976,
as a pipeline welder working in the Gulf of Mexico, at
the rate of $10.75 an hour.
27. The parties have stipulated that plaintiff's air fare
from Antwerp, Belgium, to Houston, Texas was $600.00.
They have also stipulated that the value of plaintiff's lost
personal effects was $1,595.00.
28. For the pain and suffering which plaintiff endured
by reason of his .-juries referred to above, plaintiff is
entitled to damages in the amount of $5,000.00.
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CONCLUSIONS OF LAW
1. The court has jurisdiction over the parties and
the subject matter of this action.
2. Plaintiff's first cause of action is brought as the
result of his personal injuries received while in the service
of “Lay Barge 27”. As a seaman injured in the service
of his vessel, “Lay Barge 27”, plaintiff is entitled to all
of the protections and remedies afforded by the Jones
Act, 46 U.S.C. § 688, and the general maritime law of
the United States.
3. As his second cause of action, plaintiff seeks to
recover earned and unearned wages due and unpaid,
maintenance and cure, the value of personal effects left
on the barge, repatriation expenses, and penalty wages
under 46 U.S.C. § 596.
4. At all times material to this action, “Lay Barge
27” was a vessel in navigation, and plaintiff was a member
of its crew.
5. An absolute and non-delegable duty is imposed on
the owner of a vessel in navigation to furnish a vessel
reasonably safe and fit for its intended purpose. E.g.,
Mitchell v. Trawler Racer, Inc., 362 U.S. 539 (1960);
Seas Shipping Co., Inc. v. Sieracki, 328 U.S. 85 (1946);
Webb v. Dresser Industries, 536 F.2d 603 (Sth Cir.
1976), cert. denied, 429 U.S. 1121 (1977); White v.
Rimrock Tidelands, Inc., 414 F.2d 1336 (Sth Cir. 1969).
The shipowner’s duty to maintain a seaworthy vessel is
absolute, and a cause of action for breach of that duty
arises even though the unseaworthy condition was un-
known to the owner. E.g., Webb v. Dresser Industries,
supra. The obligation includes the duty to provide a crew
A-12
fit in numbers, ability and disposition. See, e.g., Usner v.
Luchenback Overseas Corporation, 400 U.S. 494 (1971);
Boudoin v. Lykes Brothers Steamship Co., Inc., 348 U.S.
336 (1955); Clevenger v. Star Fish & Oyster Co., 325
F.2d 397 (1963). The shipowner is absolutely liable for
injuries to a seaman caused by an unseaworthy condition
on the vessel. E.g., Mitchell v. Trawler Racer, Inc., supra.
It does not matter that the condition of unseaworthiness
may be transitory. Mitchell v. Trawler Racer, Inc., supra.
6. The accident which occurred on April 1, 1976,
and which forms the basis of plaintiff's claim, was proxi-
mately caused by the failure of the defendant to maintain
a crew competent in both numbers and skill on board
“Lay Barge 27” at all times. This failure on the part of
the defendant was a breach of the shipowner’s absolute
and nondelegable duty to maintain a vessel fit for its in-
tended purpose at all times and rendered “Lay Barge 27”
unseaworthy.
7. Plaintiff was forced to leave the service of the
vessel “Lay Barge 27” solely because of the disability
caused by his injuries from the accident of April 1, 1976.
As the result of the personal injuries plaintiff received
on April 1, 1976, he suffered physical pain and mental
anguish, for which he is entitled to be compensated by
defendant in the amout of $5,000.00.
8. A seaman is entitled to recover maintenance and
cure whenever he is disabled in the service of the ship.
The Osceola, 189 U.S. 158 (1903). The obligation to
provide maintenance and cure is an incident of the em-
ployment contract and extends during the period when
the seaman is incapacitated to do a seaman’s work and
continues until he reaches maximum medical recovery.
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Calmar Steamship Corp. v. Taylor, 303 U.S. 525 (1938);
Vaughan v. Atkinson, 369 U.S. 527 (1962). Plaintiff is
entitled to recover maintenance from April 1, 1976, the
date of plaintiff's injury and the date plaintiff left “Lay
Barge 27”, through May 3, 1976, the day he was found
fit for duty and had reached maximum medical recovery,
a period of thirty-two days, at the rate of $15.00 a day.
The total maintenance due plaintiff is $480.00. The plain-
tiff is also entitled to recover the sum of $200.00 that he
paid as medical expenses in Belgium and the United
States.
9. A seaman disabled in the service of the ship is
entitled to recover wages, usually referred to as “lost
wages” or “unearned wages’ to the end of the voyage,
The Osceola, 189 U.S. 158 (1903), or for the period
of time contemplated by his employment contract or until
he has reached the maximum medical cure and can work,
whichever occurs first. Vickers v. Tumey, 290 F.2d 426
(5th Cir. 1961); Martinez v. Star Fish & Oyster Co.,
Inc., 386 F. Supp. 560 (S.D. Ala. 1974); Cassidy v.
Steamship American Falcon, 280 F. Supp. 663 (E.D.
La. 1968); Warren v. U.S., 75 F. Supp. 836 (D. Mass.
1948). Plaintiff is entitled to recover: unearned wages
from April 2 (the first day after his injury for which
he was not paid full wages) until May 3, 1976 (the date
he was found fit for duty by Dr. Max), a period of thirty-
one days. Unearned wages shall be calculated at a rate
of $101.20 per day, i.e., his straight-time wage as a pipe-
line welder, plus one-thirtieth of his expatriation bonus.
The $511.02 paid plaintiff during the period April 2,
1976, to April 7, 1976, shall be deducted from the un-
earned wages due plaintiff. The total unearned wages
due plaintiff, after deduction, is $2,626.18.
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10. Plaintiff is entitled to recover all earned wages
through the date of his discharge, i.e., the $412.50 with-
held from plaintiff's wages to cover return travel expenses.
ii. Defendant’s failure to promptly pay plaintiff the
$412.50 withheld from his earned wages constitutes a
withholding of wages without sufficient cause, which is
prohibited by 46 U.S.C. § 596. Plaintiff is entitled to
recover a penalty from defendant for the wrongful with-
holding of earned wages pursuant to such statute. The
period during which the penalty runs is to be determined
by the sound discretion of the district court and depends
on the equities of the case. Carribean Federation Lines
v. Dahl, 315 F.2d 370 (Sth Cir.), cert. denied, 375 US.
831 (1963); Ventiadis v. C. J. Thibodeaux & Co., 295
F. Supp. 135 (S.D. Tex. 1968). Accord, Prindes v. S. S.
African Pilgrim, 266 F.2d 125 (4th Cir. 1959). Contra,
Escoba v. S. S. Washington Trader, 503 F.2d 271 (9th
Cir. 1974), vacated and remanded on other grounds, 423
U.S. 1070 (1976); Swain v. Isthmian Lines, Inc., 360
F.2d 81 (3d Cir. 1966). The aim of 46 U.S.C. § 596
is to protect seamen from the harsh consequences of
arbitrary and unscrupulous actions of their employers.
American Foreign Steamship Co. v. Matise, 423 U.S.
150 (1975); Collie v. Ferguson, 281 U.S. 52 (1930).
On the facts of this case, the appropriate period for im-
position of the statutory penalty is from the date of dis-
charge through the date of plaintiff's reemployment, i.e.,
from April 1, 1976, to May 5, 1976, a period of thirty-
four days. The wage rate to be used for computing the
penalty is that for straight-time wage as a pipeline welder,
plus one-thirtieth of the expatriation bonus, i.e., $101.20.
The penalty due plaintiff from defendant is $202.40 per
day for thirty-four days, a total of $6,881.60.
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12. Plaintiff is entitled to recover the sum of $600.00
he expended for air fare from Antwerp, Belgium, to
Houston, Texas, after he was discharged. He is also en-
titled to recover the sum of $1,595.00, to reimburse him
for personal effects left on board “Lay Barge 27” when
he was discharged.
13. The award of prejudgment interest in an admiralty
action is addressed to the sound discretion of the district
court. E.g., Scola v. Boat Frances R., Inc., No. 79-1169
(1st Cir. March 25, 1980); Howell v. Marmpegaso Com-
pania Naviera, 578 F.2d 87 (Sth Cir. 1978); Harrison v.
Flota Mercante Grancolombiana, S.A., 577 F.2d 968
(5th Cir. 1978); Brown v. Aggie & Millie, Inc., 485 F.2d
1293 (Sth Cir. 1973). See generally, Annot., 34 A.L.R.
Fed. 126 (1977). An award of prejudgment interest is
the rule and should be denied only under certain peculiar
circumstances not present in this case. E.g., McCormack
v. Noble Drilling Corp., 608 F.2d 169 (5th Cir. 1979);
Dow Chemical Co. v. M/V Gulf Seas, 593 F.2d 613
(5th Cir. 1979). Although a federal court sitting in
admiralty is not bound by the interest rate set by state
law, consideration of it is proper. Sabine Towing & Trans-
portation Co., Inc. v. Zapata Ugland Drilling, Inc., 553
F.2d 489 (Sth Cir.), cert. denied, 434 U.S. 855 (1977);
Geotechnical Corporation of Delaware v. Pure Oil Co.,
214 F.2d 476 (Sth Cir. 1954). The judgment rate of
interest in Texas is nine percentum per annum. TEX.
REV. CIV. STAT. ANN. art. 5069-1.05 (Vernon 1971),
as amended. Neither plaintiff nor defendant presented
any evidence justifying a different rate of interest. Under
the circumstances of this case, plaintiff is entitled to pre-
judgment interest at the rate of nine percentum per an-
num from April 1, 1976, the date of plaintiffs injury
A-16
and discharge, to the date of judgment on $5,913.68,
the total recovery for maintenance, cure, repatriation ex-
pense, the cost of lost personal effects and earned and un-
earned wages. The prejudgment interest due plaintiff
totals $2,506.89.
14. Because defendant’s failure to pay maintenance,
cure, repatriation expenses, the cost of lost personal ef-
fects, and earned and unearned wages was the result of
recalcitrant conduct and arbitrary, unreasonable, callous,
willful, and wanton disregard of plaintiff's rights, and be-
cause of defendant’s failure to investigate plaintiff's
claim with due diligence, plaintiff is entitled to attorney’s
fees. Vaughan v. Atkinson, 369 U.S. 527 (1962);
Lirette v. K & B Boat Rentals, Inc., 579 F.2d 968 (Sth
Cir. 1978). An attorney’s fee of forty per centum of
these items of recovery, including plus prejudgment
interest (which is the rate provided by plaintiffs agree-
ment with counsel), is reasonable under the circum-
stances. The amount of the attorney’s fees due plaintiff
is $3,368.23.
15. Because plaintiff did not intentionally misrepresent
or conceal any material medical facts the disclosure of
which was plainly desired, he is not barred from recovery
by his failure to disclose his prior history of hemorroids.
McCorpen v. Central Gulf Steamship Corp., 396 F.2d
547 (Sth Cir.), cert. denied, 393 U.S. 894 (1968).
16. Costs shall be taxed against defendant.
SIGNED and ENTERED this 6th day of May, 1980.
/s/ WM. WAYNE JUSTICE
Chief Judge
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APPENDIX III
UNITED STATES COURT OF APPEALS
For the Fifth Circuit
No. 80-1599
Summary Calendar
D. C. Docket No. CA-S-78-26
DANNY L. GRIFFIN,
Plaintiff-Appellant,
versus
OCEANIC CONTRACTORS, INC.,
Defendant-Appellee.
Appeal from the United States District Court for the
Eastern District of Texas
Before BROWN, POLITZ and TATE, Circuit Judges.
JUDGMENT
This cause came on to be heard on the transcript of the
record from the United States District Court for the East-
ern District of Texas, and was taken under submission
by the Court upon the record and briefs on file, pursuant
to Rule 18;
ON CONSIDERATION WHEREOF, It is now here
ordered and adjudged by this Court that the judgment
of the said District Court in this cause be, and the same
is hereby, affirmed.
June 17, 1981
Issued As Mandate: Jul. 9, 1981
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
UNIT A
No. 80-1599
Summary Calendar
DANNY L. GRIFFIN,
Plaintiff-Appellant,
versus
OCEANIC CONTRACTORS, INC.,
Defendant-Appellee.
Appeal from the United States District Court for the
Eastern District of Texas
( JUNE 17, 1981 )
Before BROWN, POLITZ and TATE, Circuit Judges.
TATE, Circuit Judge.
The plaintiff, Danny Griffin, was injured on a vessel
while in the employ of the defendant, Oceanic Con-
tractors, Inc. He brought suit against his employer seek-
ing damages under the Jones Act, 46 U.S.C. § 688, the
general maritime law of the United States, and for penalty
wages under 46 U.S.C. § 596.’
1. 46 U.S.C. § 596 provides:
A-19
After a judge trial on the merits, the trial court found
that Griffin’s injury was caused by an unseaworthy con-
dition of the vessel, and accordingly awarded him an
amount totalling $23,670.40. On appeal, Griffin contends
that this award was insufficient due to the trial court’s
error (1) for failure to award him lost wages for his
entire contractual term, (2) for failure to include any
bonus and/or overtime pay in the computation of earned
and/or unearned wages, and (3) for failure to properly
apply the penalty wage statute, 46 U.S.C. § 596.
Facts
Plaintiff Griffin signed an employment contract on
February 18, 1976, with the defendant, Oceanic Con-
tractors, Inc. [hereinafter “Oceanic”], agreeing to work
as a senior pipeline welder on defendant’s vessels operat-
ing in the North Sea. The contract stipulated that his
employment would commence “on the date of [his] de-
parture and will continue . . . until December 15, 1976
or until Oceanic’s 1976 pipeline committal in North Sea
is fulfilled whichever shall occur first.”
Griffin shortly thereafter flew to Antwerp, Belgium,
and reported to the vessel, Lay Barge 27, which was tied
four days after the seaman has been discharged, whichever first
happens; and in all cases the seaman shall be entitled to be
the time of his discharge on account of wages a sum
third part of the balance due him. Every master
or neglects to make payment in the manner
hereinbefore mentioned without sufficient cause shall pay to the
seaman a sum equal to two days’ pay for each and every day
payment is delayed beyond the respective periods,
shall be recoverable as wages in any claim made
before the court; but this section shall not apply to masters or
owners of any vessel the seamen of which are entitled to share
in the ise or voyage. This section shall not
apply to fishing or whaling vessels or yachts.
H
&
2
F
2
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up in the harbor for winter repairs. On April 1, 1976,
in getting the barge ready to put to sea, Griffin developed
traumatic thrombosed hemorrhoids when he attempted to
move an empty oxygen bottle by himself.
On April 3, 1976, emergency surgery was performed
on Griffin at a hospital in Antwerp, where he remained
until April 5, 1976. On April 6, 1976, he flew back to
his home in Houston, Texas, and was there examined by
Dr. Ernest Max, a colon and rectal surgeon, on April
6, 14 and 28, 1976. Griffin reached maximum medical
recovery and was found fit to return to duty on May 3,
1976.
Griffin brought suit against Oceanic under the Jones
Act, general maritime law, and 46 U.S.C. § 596, for its
failure to pay maintenance and cure, repatriation ex-
penses, and earned and unearned wages. The trial court
found that the vessel was unseaworthy due to an insuf-
ficient number of the crew members, and that Griffin’s
injury resulted from this unseaworthy condition (because
he had no aid in moving the oxygen bottle.)
The trial court awarded the damages totalling $23,670.-
40 to Griffin, as follows: (1) $5,913.68, ae recovery for
maintenance and cure, earned and unearned wages, re-
patriation expense and the value of lost personal effects;
(2) $2,506.89, as prejudgment interest on the recovery
for maintenance and cure, earned and unearned wages,
repatriation expense, and the value of lost personal ef-
fects; (3) $3,368.23, as attorney’s fees for the recovery
for maintenance and cure, earned and unearned wages,
repatriation expense and prejudgment interest; (4) $5,-
000.00, as recovery for pain and suffering and penalty
wages; and (5) $6,881.60 as penalty wages.
A-21
Griffin’s appeal questions only the refusal of the trial
court to allow him full wages (straight time, overtime,
and bonuses) for the entire period of his contractual
employment (the trial court limited the wage-recovery to
the period of disability), and its failure to award him the
full statutory penalty, 46 U.S.C. § 596 (quoted at note
1), of double-daily wages for each day until the time
of actual payment in 1980 of the unpaid wages earned in
1976 (the trial court awarded him double the daily rate
of straight time wages for the 34-day period of unemploy-
ment during 1976, or a total of $6,881.60).
I
The trial court allowed Griffin to recover unearned
wages from the day after his injury, April 2, to the date
he was found fit for duty by Dr. Max, May 3, 1976. On
appeal, Griffin urges that the trial court committed an
error of law in not awarding him unearned wages until
the ending date of his contractual period of employment,
which in this instance was September 15, 1976, the date
on which Oceanic’s pipelaying season was completed in
the North Sea.
Griffin advances three separate theories upon which
he should recover unearned wages from April 1 to Sep-
tember 15: (1) under the general maritime law (as part
of his claim for maintenance, wages, and cure); (2) as
general damages under the Jones Act; and (3) under a
breach of contract theory.
We find all three to be inapplicable to the facts before
us.
The right of an injured seaman to recover unearned
maintenance-wages-cure (M-W-C) wages under the gen-
A-22
eral maritime law of the United States until either (1)
the end of the voyage or (2) the end of the contractual
period of employment is well established. See, e.g., The
Osceloa,, 189 U.S. 158, 175, 23 S.Ct. 483, 487 (1903);
Isthmian Lines v. Hare, 334 F.2d 521 (Sth Cir. 1964);
Vickers v. Tumey, 290 F.2d 426, 434 (Sth Cir. 1961);
Rofer v. Head & Head, Inc., 226 F.2d 927, 929 (Sth
Cir. 1955); 2 M. Norris, The Law of Seamen 17 § 544,
p. 17 (3d ed. 1970). However, if the seaman recovers
from the injury and is fit to return to duty prior to the
termination of the voyage or his contractual period, then
he is not entitled to continue to receive M-W-C wages
past that point.? See Vickers v. Tumey, supra, 290 F.2d
at 434-435; Martinez v. Star Fish and Oyster Co., 386
F.Supp. 560, 564 (S.D. Ala. 1974); Warren v. United
States, 75 F.Supp. 836, 838 (D.C. Mass. 1948).
As Griffin contends, lost wages may also form an
element of damages in a suit brought under the Jones
Act. See Vickers v. Tumey, supra, 290 F.2d at 434.
Nevertheless, even under the Jones Act (under which a
plaintiff may recover for loss of future earnings after
the termination of voyage or contract), Griffin is not
allowed to recover for lost wages past May 3, 1976, be-
cause he was found to have fully recovered as of that
date and was found to have incurred no diminution of
future earnings as a result of his injury. Any decrease
2. In Warren v. United States, 75 F. Supp. 836, 838 (D.C. Mass.
1948), the court found that a seaman was entitled to M-W-C wages
“until the time the seaman is not only well but able to find suitable
employment.” For purposes of the present case, we pretermit discus-
sion of whether a seaman has to be both fit for duty and able to
find suitable employment in order for M-W-C wages to be terminated,
for here the trial court found as a fact that Griffin had accepted new
aye , — 1976, just two days after he was pronounced
t for A
A-23
in earnings after May 3 was due to Griffin’s failure to
return to work for Oceanic, not from his injury, since
Oceanic (see below) held his position open for him.
Finally, Griffin contends he is due unearned wages
through September 15, 1976, because the defendant
breached his employment contract by wrongfully dis-
charging the defendant on April 1, 1976. The trial court
did indeed find that Griffin was discharged effective April
1, but it failed to state that such a discharge constituted
a breach of contract. Although notice was sent to Griffin
that his discharge was effective April 1, such notification
was not transmitted until June 2 (after unsucessful efforts
to contact Griffin and discover when he would return to
work) (Def. Ex. 11, 12, Tr. 364-67), and the evidence
in the record establishes that Griffin’s job was held open
until at least June 1, 1976 (Def. Ex. 12), that he made
no effort to return to work for Oceanic (indeed, he ob-
tained new employment on May 5), and that Oceanic
made numerous attempts to contact Griffin for the purpose
of re-employment.*
I
The plaintiff also contends that the trial court erred
in not awarding him (1) bonus pay for the period prior
to his injury and (2) bonus and overtime pay for the
period between April 2 and May 3.
3. The district court did not make an express finding as to the
nonbreach of contract, but under the virtually uncontradicted evi-
dence, any finding of breach would have been clearly erroneous, so
the issue may be reviewed by us without remand. See Kratzer v.
Capital Marine Supply, Inc., __._s—‘ F.2d . (Sth Cir.
1981) (sl. op. p. 7218, 7225, May 20, 1981).
A-24
We disagree. Griffin’s contract provided for (1) an
annual bonus and (2) a contract-completion bonus. The
trial court found that “the terms of the contract provide
that such bonuses are not payable unless the employment
term is completed by the employee.” Since the employ-
ment term was not completed, we do not find that the
trial court was clearly errcneous in not including a pro-
portionate amount of these bonuses in computing Griffin’s
unearned wages, either on a contract theory or as Jones
Act wage damages.
Furthermore, the district court did not include any
overtime pay for the period between April 2 and May 3.
Again, we cannot say that the district court erred. The
actual amount of overtime was uncertain, and hence any
inclusion of such would have been purely speculative.
See Martinez v. Star Fish and Oyster Co., 386 F. Supp.
at 564; Keefe v. American Pacific Steamship Co., 110
F. Supp. 853, 856 (S.D. Cal. 1953).
Ii
The district court found that Oceanic’s failure to
promptly pay $412.50 withheld from wages already earn-
ed by Griffin constituted a withholding of wages without
sufficient cause. Under 46 U.S.C. § 596, Griffin was en-
titled to recover a penalty for this wrongful withholding.
The statutory penalty requires payment of a penalty of
(twice the daily wage rate for each) to the seaman until
he is actually paid (see note 1 for statutory text), which
in his case was not until September, 1980, after the
judgment below. The trial court computed this penalty,
however, by doubling Griffin’s daily straight-time wage
only for the period from April 1, 1976 to May 5, 1976,
the date of his re-employment.
A-25
Griffin contends that the trial court erred in so apply-
ing the wage penalty only from April 1 through May 5,
1976, arguing that it should have been awarded for
each day during which the failure to pay continued, a
period not ending until September, 1980.
In this circuit, the duration on applying the wage pen-
alty statute (46 U.S.C. § 596) is left to the sound dis-
cretion of the district court. Caribbean Federation Lines
v. Dahl, 315 F.2d 370, 374 (Sth Cir.), cert. den., 375
U.S. 831 (1963). Ventiadis v. C. J. Thibodeaux & Co.,
295 F.Supp. 135, 138 (D.C. Tex. 1968).* Absent any
abuse, we do not disturb the trial court’s order.
Here, after considering the equities involved, the trial
court granted Griffin penalty wages only for the period
4. The plaintiff Griffin accurately states that other circuits view
§ 596 as establishing a mandatory time period for its application.
However, the Supreme Court in American Foreign S.S. Co. v. Matise,
423 US. 150, 152 n.1, 96 S.Ct. 410, 312 n.1 (1975) recently noted
this circumstance and also that the Fifth Circuit view as to the
discretionary time period application is shared by a majority of cir-
cuits that have considered the issue:
While the Third and Ninth Circuits have found that the trial
judge has no discretion in determining the amount of the penalty
under § 596, Swain v. Isthmian Lines, Inc., 360 F.2d 81 (CA
; Escobar v. S.S. Washington Trader, 503 F.2d 271
974), cert. pending sub nom. American Trading Transp.
Co. v. Escobar, No. 74-1184, the First, Second, Fourth, and
Fifth Circuits have concluded that the length of time to which
the penalty applies—and hence its amount—is subject to the
discretion of the District Court. Mavromatis v. United Greek
Shipowners Corp., 179 F.2d 310 (CA 1 1950); Forster v. Oro
Navigation Co., 228 F.2d 319 (CA 2 1955), aff’g 128 F. Supp.
113 (S.D.N.Y. 1954); Southern Cross S.S. Co. v. Firipis, 285
F.2d 651 (CA 4 1960), cert. denied, 365 U.S. 869, 81 S.Ct.
903, 5 L.Ed.2d 859 (1961); Caribbean Federation Lines v.
Dahl, 315 F.2d 370 (CA 5 1963).
Under the precedential rule of this circuit, until it is overruled by
en banc opinion, this panel is bound by prior circuit precedent.
A-26
during which he was actually not employed. We are
unable to state that the district court abused its discre-
tion by so doing.
Conclusion
In summation, we find that the trial court neither
abused its discretion nor committed any error of law in
the computation of the damage award granted to plain-
tiff Griffin. We, therefore, AFFIRM the decision of the
trial court.
AFFIRMED.
A-27
APPENDIX IV
46 U.S.C. § 596
The master or owner of any vessel making coasting
voyages shall pay to every seaman his wages within two
days after the termination of the agreement under which
he was shipped, or at the time such seaman is discharged,
whichever first happens; and in case of vessels making
foreign voyages, or from a port on the Atlantic to a port
on the Pacific, or vice versa, within twenty-four hours
after the cargo has been discharged, or within four days
after the seaman has been discharged, whichever first
happens; and in all cases the seaman shall be entitled to
be paid at the time of his discharge on account of wages
a sum equal to one-third part of the balance due him.
Every master or owner who refuses or neglects to make
payment in the manner hereinbefore mentioned without
sufficient cause shall pay to the seaman a sum equal to
two days’ pay for each and every day during which pay-
ment is delayed beyond the respective periods, which sum
shall be recoverable as wages in any claim made before
the court; but this section shall not apply to masters or
owners of any vessel the seaman of which are entitled to
share in the profits of the cruise or voyage. This section
shall not apply to fishing or whaling vessels or yachts.
R.S. § 4529; Dec. 21, 1898, c. 28, §§ 4, 26, 30, Stat.
756, 764; Mar. 4, 1915, c. 153, § 3, 38 Stat. 1164.
tUIOf
FI ’ Court, U.S.
ED
JAN 15 ap.
a
No. 81-614
— Court of the United States
OcTOBER TERM, 1981
DANNY L. GRIFFIN,
Petitioner,
Vv.
OCEANIC CONTRACTORS, INC.,
Respondent.
On Writ of Certiorari To The United States
Court of Appeals For The Fifth Circuit
JOINT APPENDIX
THEODORE GOLLER
RoBertT A. CHAFFIN FULBRIGHT & JAWORSKI
FRIEDMAN & CHAFFIN 800 Bank of the Southwest
3500 Travis Building
Houston, Texas 77002 Houston, Texas 77002
(713) 528-4141 (713) 651-5151
Counsel jor Petitioner Counsel for Respondent
Petition for Certiorari Filed September 14, 1981
Certiorari Granted November 16, 1981
I
TABLE OF CONTENTS
The statute involved — 46 United States Code,
I ee ec aowenbeenet
Bere HUGE TEUMIIED ccc ccccccccccesess
EE owns wg dice 00 0e05eeeeees
I a i ss i tie hee
ee oC rcrie eth bedesceeecedade
Judgment of the District Court .............
Satisfaction of Judgment ..................
Judgment and Opinion of the Court of Appeals
PEED cccndccccascccecuees
Plaintiff's Exhibit 1(a)-(f)—-Employment Agree-
ment between Oceanic Contractors and Danny
L. Griffin, dated February 18, 1976 .......
Plaintiff's Exhibit 29 -—— Letter from Mr. Chaffin
to Mr. Goller dated November 17, 1978 ....
Excerpt from Court Reporter’s transcript of tes-
timony commencing on page 15, line 18, and
continuing through page 17, line 13 .......
Defendant’s Exhibit No. 15 — Telex message
Pe CUP Gidvcescccccubeesess
Defendant’s Exhibit No. 14 — Telex message
PT MD iets sees oboe ecnees
Defendant’s Exhibit No. 13 — Telex message
SE Gly WUE covecccccessveceses
Defendant’s Exhibit No. 12 — Telex message
SE Gh GUE SuleWe cevcccvecvcdees
Page
> Ne
61
62
Defendant’s Exhibit No. 11 — Handwritten note
of Charles F. Layrisson, defendant’s Personnel
Administrator ........--e++eeeeeeeeeees
Defendant’s Exhibit No. 9 — Telex dated
September 30, 1976 ....---+eeeeeereees
Defendant’s Exhibit No. 10 — Telex dated
October 1, 1976 .....---eeeceeeeeeeees
Page
1
STATUTE INVOLVED
46 U.S.C. § 596
The master or owner of any vessel making coasting
voyages shall pay to every seaman his wages within two
days after the termination of the agreement under which
he was shipped, or at the time such seaman is discharged,
whichever first happens; and in case of vessels making
foreign voyages, or from a port on the Atlantic to a port
on the Pacific, or vice versa, within twenty-four hours
after the cargo has been discharged, or within four days
after the seaman has been discharged, whichever first
happens; and in all cases the seaman shall be entitled to
be paid at the time of his discharge on account of wages
a sum equal to one-third part of the balance due him.
Every master or owner who refuses or neglects to make
payment in the manner hereinbefore mentioned without
sufficient cause shall pay to the seaman a sum equal to
two days’ pay for each and every day during which pay-
ment is delayed beyond the respective periods, which sum
shall be recoverable as wages in any claim made before
the court; but this section shall not apply to masters or
owners of any vessel the seaman of which are entitled to
share in the profits of the cruise or voyage. This section
shall not apply to fishing or whaling vessels or yachts.
R.S. § 4529; Dec. 21, 1898, c. 28, §§ 4, 26, 30, Stat.
756, 764; Mar. 4, 1915, c. 153, § 3, 38 Stat. 1164.
2-3-78
5-11-79
10-29-79
2-28-80
3-13-80
2
RELEVANT DOCKET ENTRIES
PLAINTIFF'S ORIGINAL COMPLAINT
ORIGINAL ANSWER OF DEFENDANT
OCEANIC CONTRACTORS, INC.
OMNIBUS ORDER dated 10-25-79. Case set
for Final Pre-Trial on February 28 or 29, 1980
and for Trial on March 7, 1980. ww
FINAL PRE-TRIAL HEARING HELD. Case
to take one day to try. Objections to deposition
testimony to be filed by Thursday of next week.
Court admonished attorneys for the way the
pre-trial order was prepared. Supplemental Pre-
Trial Order to be prepared and filed.
CASE TO TRIAL at 9:15 a.m. Opening re-
marks waived. Plaintiff's Motion for Protection
taken up. Court had the Courtroom Clerk
state for the record a telephone conversation
had with Plaintiff's counsel regarding whether
or not he intended to urge his Motion to
Compel. Plaintiff's counsel stated he agreed
with the statement made by the Courtroom
Deputy that he would advise within the next
few days if he desired to urge the motion and
that no word was received from him. Mr.
Chaffin said he had not seen all the docu-
ments requested and was not sure of their
contents. Counsel for Defendant said he had
no knowledge of this dispute until he w
5-7-80
5-7-80
6-2-80
3
handed the motion yesterday. Court refused
to make a credibility choice between attorneys
and said if he found the Plaintiff was pre-
judiced he would entertain further testimony.
All exhibits listed in the Final Pre-Trial Order
were received it evidence. Defendant stated
its objection to Pitf’s Exhibits Nos. 29 and
30. Court stated since this is a bench trial,
the objection would be overuled.
FINDINGS OF FACT AND CONCLUSIONS
OF LAW. WWJ V35 p. 83 (dated May 6,
1980)
JUDGMENT dated May 6, 1980. Plaintiff to
recover from Defendant the sum of $23,670.-
40. The total amount of this judgment, in-
cluding attorney’s fees, i.e., $23,670.40, shall
bear interest at the rate of 9% per annum
from the date of this judgment until paid, and
- that Defendant shall pay all costs of court.
WWI V35 p.84
PLAINTIFF'S NOTICE OF APPEAL.
4
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
C.A. NO. S-78-26-CA
[Filed Pursuant to F.R.C.P. 9(h)]
DANNY L. GRIFFIN
vs.
J. RAY McDERMOTT & CO., INC. and
OCEANIC CONTRACTORS, INC.
PLAINTIFF'S ORIGINAL COMPLAINT
1. This action is brought pursuant to F.R.C.P. 9(h) as
a claim in admiralty.
2. Plaintiff is a resident citizen of Houston, Texas.
3. Defendant, J. RAY McDERMOTT & CO., INC., is
a corporation, which may be served with process by serv-
ing its registered agent for service of process, C T Cor-
poration System, 811 Dallas Avenue, Houston, Texas.
Defendant, OCEANIC CONTRACTORS, INC., is a
corporation, which may be served with process by serving
its registered agent for service of process, Mr. R. K.
Ritchie, 1010 Common Street, 24th Floor, New Orleans,
pare
4. At all times material hereto, Defendant, OCEANIC
CONTRACTORS, INC., operated as the alter ego of
Defendant, J. RAY McDERMOTT & CO., INC.
5. At the time of the occurrence made the basis of this
action, DANNY L. GRIFFIN was a Jones Act seaman
5
who was entitled to all of the protections of the Jones Act
as enumerated therein. As a Jones Act Seaman, Plaintiff
brings this cause of action under 28 U.S.C. § 1916, with-
out the necessity for prepayment of costs or the necessity
of depositing security therefor.
6. This action is brought within the purview of 46 U.S.C.
§ 688, hereinafter referred to as the Jones Act, and for
breach of the shipowner’s warranty to maintain a sea-
worthy vessel. Plaintiff would show that during the time
period February 1976 through April 1976, he received
serious and disabling injuries in the course and scope of
his employment while serving on board the vessel “Lay
Barge No. 27”. The injuries which your Plaintiff received
and herein complains of were proximately caused by and
resulted solely through the negligence of the Defendants,
their master, agents, servants and employees and/or be-
cause of the unseaworthiness of the aforementioned vessel.
7. Plaintiff would further show that the Defendants,
their master, agents, servants and employees, were negli-
gent and the aforementioned vessel was unseaworthy in
the following respects, to-wit:
a. Failure to supply Plaintiff with a sufficient num-
ber of competent co-employees by failing to pro-
vide Plaintiff, a welder, with a sufficient number
of competent welder’s helpers, to assist Plaintiff
in lifting and moving heavy objects, thus causing
Plaintiff to develop a serious hemorrhoid condi-
tion.
b. Failure to supply the Plaintiff with a safe place
to work.
c. Failure to properly outfit the vessel upon which
Plaintiff was serving with the necessary equip-
6
ment, personnel and devices with which to prop-
erly perform the duties to which Plaintiff was
assigned.
d. The actions of Plaintiff's supervisors were negli-
gent in that they failed to use ordinary and pru-
dent care in ordering the Plaintiff to perform the
duties which resulted in the injuries complained
of herein.
8. Plaintiff would show that by reason of the injuries
sustained as a result of the accident which occurred dur-
ing the time period February 1976 through April 1976,
he has suffered serious and disabling injuries. As a result
of said injuries, Plaintiff has suffered the loss of earnings
in the past, and the disability from which Plaintiff now
suffers and will, in all reasonable medical probability,
continue to suffer for the rest of his life has caused his
earning capacity to be permanently and materially di-
minished. In addition, Plaintiff has suffered great physical
pain and mental anguish in the past and, in all reasonable
medical probability, will continue to suffer on a perma-
nent basis great physical pain and mental anguish. Fur-
thermore, as a result of the injuries which your Plaintiff
sustained he has been afflicted with a substantial degree
of physical impairment which, in all reasonable medical
probability, is permanent. Plaintiff has also been forced
to incur expenses for medical and hospital care as a direct
result of the injuries complained of herein and, in all
reasonable medical probability, as a result of the injuries
complained of herein Plaintiff will continue to incur med-
ical and hospital expenses for the remainder of his life-
time. By reason of the foregoing, Plaintiff has been dam-
aged by the Defendants in an amount greater than the
jurisdictional limits of this Court.
7
9. At all times material hereto, your Plaintiff was a Jones
Act Seaman and, as such, he is entitled to all of the pro-
tections and remedies enumerated under the Jones Act.
Defendants are, therefore, liable to your Plaintiff to pay
maintenance and cure to Plaintiff as the result of injuries
received on the “Lay Barge 27”. Defendants have failed
and neglected to honor their obligations to Plaintiff to pay
the expenses of his maintenance and cure while incapaci-
tated as a result of the injuries complained of herein.
10. Further, Plaintiff would show that although demand
has been made upon the Defendants to pay the Plaintiff
the maintenance and cure that is properly due and owing
him under law, Defendants without just cause have wholly
failed and refused to pay Plaintiff the maintenance and
cure to which he is legally entitled. Defendants’ refusal
to pay has not had any »asis in law or in fact, and De-
fendants have not asserted and do not now assert that
Plaintiff did not become disabled while in service of the
aforementioned vessel. By reason of the foregoing, your
Plaintiff has been required to obtain legal counsel to assist
him in collecting sums which are rightfully due him as
maintenance and cure, and has obligated himself to pay
reasonable attorneys’ fees for legal services rendered in
regard to the collection of maintenance and cure which
is rightfully due your Plaintiff. Plaintiff herein prays that
upon final trial of this cause, Defendants be ordered to
pay all maintenance and cure due and owing him, to-
gether with interest thereon, and a reasonable attorneys’
fee to the undersigned counsel for legal counsel and as-
sistance rendered in collecting said maintenance and cure.
11. In addition to the damages of which Plaintiff has
heretofore complained, Plaintiff has been refused payment
of earned wages. Under applicable provisions of the Jones
Act, Plaintiff is entitled to recover earned wages due and
owing to him.
12. Plaintiff has also been refused payment of wages
until the end of the voyage of the aforementioned vessel,
the ending date of said voyage being currently unknown
to Plaintiff. Such wages until the end of the voyage are
rightfully due and owing to Plaintiff.
13. Defendant has refused and neglected, and still re-
fuses and neglects, without sufficient cause, to pay Plain-
tiff the wages due him. Plaintiff is entitled under appli-
cable provisions of the Jones Act to receive the wages
due him, and is further entitled to recover as wages a
sum equal to two days’ pay for each day during which
payment of such sum is delayed. Plaintiff prays that, upon
final trial of this cause, he be awarded all past due wages,
interest on those wages until the date of judgment, and
all amounts due him as penalties under applicable pro-
visions of the Jones Act.
14. By reason of the foregoing, Plaintiff has been re-
quired to obtain legal counsel to assist him in collecting
sums which are rightfully due him as wages, and he has
obligated himself to pay reasonable attorney’s fees for
legal services rendered in regard to the collection of such
sums. Plaintiff prays that, upon final trial of this cause,
Defendants be ordered to pay, pursuant to the general
maritime law, the Jones Act and Vernon’s Annotated Civil
Statutes, Article 2226, a reasonable attorney’s fee to the
undersigned counsel for legal assistance rendered in col-
lecting said wages.
15. Plaintiff has been refused payment of his repatriation
costs to which he become entitled by reason of his injury.
9
Plaintiff has been refused return of or payment for his
personal effects that remained aboard the aforementioned
vessel subsequent to his injury. Plaintiff prays that upon
final trial of this cause he be awarded all costs of re-
patriation and the reasonable value of his personal effects
that remained aboard the aforementioned vessel.
WHEREFORE, PREMISES CONSIDERED, Plaintiff
prays that process issue to be served upon the Defendants
in the form and manner prescribed by law, requiring the
Defendants to appear and answer herein, and that upon
final trial hereof Plaintiff have judgment against the De-
fendants for all sums heretofore pleaded for, with interest
thereon from date of trial, all costs of court, and all such
other and further relief to which Plaintiff may be entitled
and to which the court believes Plaintiff deserving, and
for which Plaintiff now prays.
Respectfully submitted,
FRIEDMAN AND CHAFFIN
Robert A. Chaffin
3500 Travis
Houston, Texas 77002
(713) 528-4141
ATTORNEYS FOR PLAINTIFF
10
THE STATE OF TEXAS §
§
COUNTY OF HARRIS §
BEFORE ME, the undersigned authority, on this day
personally appeared ROBERT A. CHAFFIN, known to
me to be the person whose name is subscribed hereto,
and who, being by me duly sworn, on oath deposed and
said:
“I am the ROBERT A. CHAFFIN who is the attorney
for Plaintiffs in the above styled and numbered cause. I
have read the foregoing Plaintiffs’ Original Complaint
designed to be filed in the above styled and numbered
cause, have personal knowledge of the facts and allega-
tions contained therein, and every fact and allegation con-
tained therein is true and correct.”
Robert A. Chaffin
SUBSCRIBED and SWORN TO before me this —___
day of , 1978, to certify which witness my
hand and seal of office.
Notary Public in and for
Harris County, TEXAS
11
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
C. A. NO. S-78-26-CA
DANNY L. GRIFFIN,
Plaintiff
Vv.
OCEANICS CONTRACTORS, INC.,
Defendant
ANSWER OF DEFENDANT
OCEANIC CONTRACTORS, INC.
TO THE HONORABLE JUDGES OF SAID COURT:
NOW COMES, Oceanic Contractors, Inc., one of the
defendants herein, and for answer to the complaint of
Danny L. Griffin, plaintiff, would respectfully show as
follows:
First Defense
The complaint fails to state a claim against defendant
upon which relief can be granted.
Second Defense
Defendant admits the allegations contained in para-
graphs 1 and 2 of the plaintiff's complaint; admits the
allegations of paragraph 3 insofar as such allegations
pertain to this defendant; admits the allegations of para-
graph 6 of the complaint that on or about February,
1976 through April, 1976, the plaintiff was employed by
12
this defendant on Lay Barge No. 27, but denies the re-
maining allegations of said paragraph; denies the allega-
tions of paragraphs 4, 5, 7, 8, 9, 10, 11, 12, 13, 14 and
15 of the complaint; and denies that plaintiff is entitled
to the relief prayed for in the prayer of his complaint.
Third Defense
For further answer, defendant would show that if the
plaintiff was injured, as alleged, which is not admitted
but expressly denied, such injury, if any, was caused solely
and proximately by his own negligent acts and conduct
and his failure to use that degree of care for his own
safety that a reasonably prudent person in the exercise
of ordinary care would have used under the same or
similar circumstances or, in the alternative, such failure
on his part was a proximate cause of his injury, if any.
Fourth Defense
For further answer, defendant would show that if plain-
tiff was injured on the occasion in question, as alleged,
which is not admitted but expressly denied, such injury
was the result of an unavoidable accident.
Fifth Defense
For further answer, defendant would show that plain-
tiffs disability or incapacity, if any, was caused by some
disease, condition of health, physical defect, injury and/or
other cause or combination of causes unrelated in whole
or in part to the alleged injury herein sued upon.
WHEREFORE, PREMISES CONSIDERED, defend-
ant prays that the plaintiff take nothing by is suit, that
13
his complaint herein be dismissed, and that defendant have
such other and further relief to which it may show itself
justly entitled.
FULBRIGHT & JAWORSKI
By:
Theodore Goller
900 Bank of the Southwest Bldg.
Houston, Texas 77002
(713) 651-5151
Attorneys for Defendant, Oceanic
Contractors, Inc.
CERTIFICATE OF SERVICE
I hereby certify that the foregoing answer was served
upon Mr. Robert A. Chaffin, Friedman and Chaffin,
3500 Travis, Houston, Texas 77002, attorney for plain-
tiff, by mailing a copy of same to him in a properly
addressed, stamped envelope this ___._ day of May,
1979.
Theodore Goller
14
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
CIVIL ACTION NO. S-78-26
DANNY L. GRIFFIN
v.
OCEANIC CONTRACTORS, INC.
FINDINGS OF FACT
1. This civil action is brought by Danny Laried Griffin,
as a seaman, against Oceanic Contractors, Inc. At all
times material to this action, plaintiff was, and is now, a
resident of the State of Texas, and defendant, Oceanic
Contractors, Inc., was the owner and operator of “Lay
Barge 27”.
2. At all relevant times, plaintiff was a seaman, and
the “Lay Barge 27” was a vessel in navigation. The “Lay
Barge 27” is a special purpose vessel, designed and out-
fitted for the assembly and installation of marine pipe-
lines.
3. On February 18, 1976, plaintiff signed an employ-
ment contract with defendant in New Orleans, whereby
he agreed to work as a pipeline welder on board defend-
ant’s vessels operating in the North Sea. The employment
contract specified that plaintiff's employment was to begin
on the date plaintiff departed the United States and ex-
tend “until December 15, 1976, or until Oceanic’s 1976
pipeline committal in the North Sea is fulfilled, whichever
shall occur first.” The employment contract also provided
15
that, for his work as a pipeline welder, plaintiff would
receive a base pay rate of $9.65 per hour and an expatria-
tion premium of $720.00 per month; that for his work as
a structural welder, plaintiff would be paid $6.65 per
hour and an expatriation premium of $495.00 per month.
4. On the same day the employment contract was
signed, plaintiff reported to a physician, selected and paid
by defendant, in New Orleans, Louisiana, for a physical
examination. Plaintiff had had several minor episodes of
hemorrhoids in the year preceding the examination. Plain-
tiff answered all questions asked by defendant’s physician
at the time of the physical examination. Defendant's
physician did not ask plaintiff if he, plaintiff, had ever
suffered from hemorrhoids; however, the doctor did ex-
amine plaintiff's rectum. The physical examination form
states, directly above the space for plaintiff's signature:
“I understand this is a limited examination and does not
eliminate all possibilities of physical impairment or
disease.” In light of this provision, a reasonable interpre-
tation of the physical examination form is, that defend-
ant’s physician was only interested in information speci-
fically requested. Plaintiff did not intentionally misrepre-
sent or conceal any material medical facts.
5. On March 7, 1976, defendant provided plaintiff
with air transportation to Antwerp, Belgium. Upon
arrival, plaintiff reported to the “Lay Barge 27”, which
was berthed in the harbor of Antwerp.
6. On the “Lay Barge 27”, each welder was normally
assigned a welder’s helper, whose only task was to assist
that welder in the performance of his duties. At the time
of the accident made the basis of plaintiff's claims, “Lay
Barge 27” was so shorthanded that only one welder’s
16
helper was available for the ten to twelve welders assigned
to each work shift.
7. The North Sea is a hostile and inclement body of
water during the winter months. In order that “Lay Barge
27” would be ready to put to sea as early in the year as
possible, defendant followed the practice of having barge
crews on board approximately one month ahead of time,
to repair damages from the previous year and to perform
rigging and maintenance operations necessary to ready
the barge for seagoing service. It was contemplated by
defendant that, as soon as the barge was made ready by
its crew and the North Sea was calmed, “Lay Barge 27”
would put to sea and begin its pipe laying season.
8. Oxygen is essential to the welding process. It is
usually supplied to welders in tubular metal tanks, called
“oxygen bottles”, weighing about 125 to 150 pounds.
When a welder changes the location of his work, it is
necessary to move the oxygen bottle he is using to the
new site. It is also necessary to move oxygen bottles, in
order to replace an empty one with a full one. Moving
an oxygen bottle is a task ordinarily and normally as-
signed to 2 welder’s helper. It is a difficult assignment,
for the oxygen bottles have a smooth surface not con-
ducive to lifting or moving. If an unobstructed passage
is present, a bottle is commonly shifted by rolling it across
the deck of the vessel; otherwise, it must be lifted across
obstacles.
9. “Lay Barge 27” was shorthanded on and before
April 1, 1976, as above set out, in that there were an
insufficient numbers of welders’ helpers available to assist
the welders assigned to the vessel. On that day, plaintiff
was engaged in repair and maintenance on the deck of
17
the “Lay Barge 27”, which was much cluttered by pipes,
machinery and other obstructions. When it became neces-
sary for plaintiff to move an oxygen bottle, no welder’s
helper was at hand, and he, himself, attempted to lift
and move the oxygen bottle. In performing this task,
plaintiff so strained himself that he sustained traumatic
thrombosed hemorrhoids, a painful and disabling injury.
10. The failure of defendant to maintain an adequately
staffed vessel was a breach of its nondelegable duty to
maintain a seaworthy vessel, for it is essential that a con-
struction vessel such as the “Lay Barge 27” have on board
at all times a crew that is qualified, both in skills and
in numbers, to do the job at hand. “Lay Barge 27” was
unseaworthy at the time of plaintiff’s injury, in a manner
that caused plaintiff's injury.
11. Plaintiff exercised his duties as a seaman properly
on the occasion in question, and he was not guilty of
contributory negligence.
12. April 1, 1976, was the last day plaintiff was
aboard “Lay Barge 27” for the purpose of working.
13. The plaintiff left the barge on April 1, 1976, and
sought medical attention from Dr. J. Stuyck, a physician
in Antwerp, Belgium, to whom plaintiff was referred by
a medic in defendant’s employ. He was treated conserva-
tively with local anesthetics and other prescriptions. He
continued to have difficulty with his hemorrhoids, and on
April 2, 1976, he was admitted to the Ziekenhuis Vesalius
Hospital in Antwerp. An emergency hemorrhoidectomy
was performed on plaintiff at the hospital on the evening
of April 3, 1976. Plaintiff remained in the hospital until
shortly before noon on April 5, 1976. Before and after
18
the operation, plaintiff suffered severe physical pain and
mental agony.
14. From the hospital, plaintiff went by a taxi directly
to defendant’s office in Antwerp, where he met and spoke
with Jesse Williams, a welding superintendent. Williams
was the supervisor for all of the welder foremen and pipe-
line welders who worked for defendant in the North Sea
and was permanently stationed at the shore-based Ant-
werp office.
15. When plaintiff presented himself at defendant’s
office, he had with him and presented a “not fit for duty”
slip given to him by the physician who had discharged
him from the hospital. Williams refused to acknowledge
that plaintiff's injury aboard the “Lay Barge 27” was
work related, denied that defendant was liable for plain-
tiffs medical and hospital expenses, maintenance or un-
earned wages, and declined to furnish plaintiff transporta-
tion from Antwerp, Belgium, to his home in Houston,
Texas. Such conduct of Williams, which was in the course
and scope of his employment, constituted arbitrary, un-
reasonable, callous and willful disregard for plaintiff's
rights by defendant.
16. Plaintiff was discharged from “Lay Barge 27” and
from defendant's employ as of April 1, 1976. At the time
of his discharge, plaintiff was incapacitated to work by
reason of the injuries he received on board the “Lay
Barge 27” on that date. Although plaintiff appeared and
demanded his wages from the defendant after the date
of his dis-aarge, defendant failed to pay plaintiff his
earned wages, unearned wages, maintenance and cure,
repatriation expense, and the value of his lost personal
effects, as above mentioned.
19
17. Plaintiff left Antwerp, Belgium, on April 5, 1976,
and arrived in Houston, Texas, on April 6, 1976. He was
examined by Ernest Max, M.D., a colon and rectal sur-
geon, in Houston, Texas, on April 6, 14, and 28, 1976.
On April 28, 1976, Dr. Max signed a written statement
that plaintiff could resume work on May 3, 1976. Plain-
tiff was fit for duty on May 3, 1976; the parties have so
stipulated. He had reached maximum medical recovery
by that time.
18. Plaintiff was disabled for a period beginning April
1, 1976, and ending May 3, 1976. Plaintiff is due main-
tenance for thirty-two days. The parties have stipulated
to a rate of $15.00 per day as maintenance. Such stipu-
lation is reasonable and the rate is appropriate. The
' parties have also stipulated that plaintiff paid $200.00
as medical expenses in Antwerp and Houston. Defendant
has paid for all other medical expenses of plaintiff from
this injury.
19. Plaintiff's employment agreement with defendant
provided that defendant would deduct $137.50 from each
of the employee’s first four pay checks to provide trans-
portation funds to plaintiff's home, should the employee
voluntarily terminate his employment prior to satisfactory
completion. Defendant deducted and retained three pay-
ments of $137.50 each, a total of $412.50. from the three
bi-weekly checks received by the plaintiff during March
and April of 1976. When plaintiff left Antwerp, Belgium,
for Houston, Texas, he was not given the money for re-
patriation expense which had been deducted and retained
by the defendant, but, instead, was required to pay his
own expenses home.
20
20. Defendant retained $412.50 earned wages due to
plaintiff, in addition to refusing to reimburse plaintiff for
his out-of-pocket expenses incurred in returning home.
Although he has repeatedly demanded to be reimbursed
for his return expenses incurred, his demand has been
ignored by defendant. Defendant’s failure to pay plain-
tiff the $412.50 in earned wages was without sufficient
cause.
21. Plaintiff has exercised due diligence to attempt to
collect earned and unearned wages, maintenance and cure,
repatriation expenses, and the value of lost personal
effects which is due him. Defendant did not begin a
thorough investigation of plaintiff's claim until September
30, 1976. The investigation was not made with reason-
able diligence. Defendant’s failure to pay maintenance
and cure, repatriation expenses, the cost of his personal
effects, and earned and unearned wages to plaintiff con-
stituted arbitrary, unreasonable, callous, and willful dis-
regard of plaintiff's rights. Defendant’s recalcitrance in
failing properly to pay plaintiff's claim has forced plain-
tiff “to hire a lawyer and go to court to get what was
plainly owed him under laws that are centuries old.”
Vaughan v. Atkinson, 369 U.S. 527, 531 (1963). De-
fendant should have made the payments voluntarily and
without delay.
22. During the period from April 2, 1976, through
April 7, 1976, inclusive, defendant paid plaintiff $511.02.
23. The evidence disclosed that, on some occasions
when employees of defendant are required to leave the
barge on acount of illness or for personal reasons, they
are permitted by defendant to terminate their employment
21
and receive (1) their contractual annual bonus of ten
percent on straight time pay earned to the date of termi-
nation and (2) their contract completion bonus of sixteen
and two-thirds percent of earned straight time pay. The
terms of the contract provide that such bonuses are not
payable unless the employment term is completed by the
employee. Defendant did not offer, and plaintiff did not
request, a “job completion” termination of plaintiff's em-
ployment contract.
24. Plaintiff began working as a welder for Viking
Offshore Services on May 5, 1976.
25. The pipeline project that “Lay Barge 27” was
assigned to perform was completed by September 15,
1976. Plaintiff's employment with defendant would have
been terminated on or before September 15, 1976, had
he not become ill and been discharged by defendant.
26. Plaintiff was employed by defendant’s parent com-
pany, J. Ray McDermott & Co., Inc., on October 7, 1976,
as a pipeline welder working in the Gulf of Mexico, at
the rate of $10.75 an hour.
27. The parties have stipulated that plaintiff's air fare
from Antwerp, Belgium, to Houston, Texas was $600.00.
They have also stipulated that the value of plaintiff's lost
personal effects was $1,595.00.
28. For the pain and suffering which plaintiff endured
by reason of his injuries referred to above, plaintiff is
entitled to damages in the amount of $5,000.00.
CONCLUSIONS OF LAW
1. The court has jurisdiction over the parties and the
subject matter of this action.
22
2. Plaintiff's first cause of action is brought as the
result of his personal injuries received while in the service
of “Lay Barge 27”. As a seaman injured in the service
of his vessel, “Lay Barge 27”, plaintiff is entitled to all
of the protections and remedies afforded by the Jones
Act, 46 U.S.C. § 688, and the general maritime law of
the United States.
3. As his second cause of action, plaintiff seeks to
recover earned and unearned wages due and unpaid,
maintenance and cure, the value of personal effects left
on the barge, repatriation expenses, and penalty wages
under 46 U.S.C. § 596.
4. At all times material to this action, “Lay Barge
27” was a vessel in navigation, and plaintiff was a mem-
ber of its crew.
5. An absolute and non-delegable duty is imposed on
the owner of a vessel in navigation to furnish a vessel
reasonably safe and fit for its intended purpose. E.g.,
Mitchell v. Trawler Racer, Inc., 362 U.S. 539 (1960);
Seas Shipping Co., Inc. v. Sieracki, 328 U.S. 85 (1946);
Webb v. Dresser Industries, 536 F.2d 603 (5th Cir.
1976), cert. denied, 429 U.S. 1121 (1977); White v.
Rimrock Tidelands, Inc., 414 F.2d 1336 (Sth Cir. 1969),
The. shipowner’s duty to maintain a seaworthy vessel is
absolute, and a cause of action for breach of that duty
arises even though the unseaworthy condition was un-
known to the owner. E.g., Webb v. Dresser Industries,
supra. The obligation includes the duty to provide a crew
fit in numbers, ability and disposition. See, e.g., Usner v.
Luchenback Overseas Corporation, 400 U.S. 494 (1971);
_Boudoin v. Lykes Brothers Steamship Co., Inc., 348 U.S.
336 (1955); Clevenger v. Star Fish & Oyster Co., 325
23
F.2d 397 (1963). The shipowner is absolutely liable for
injuries to a seaman caused by an unseaworthy condition
on the vessel. E.g., Mitchell v. Trawler Racer, Inc., supra.
It does not matter that the condition of unseaworthiness
may be transitory. Mitchell v. Trawler Racer, Inc., supra.
6. The accident which occurred on April 1, 1976,
and which forms the basis of plaintiff's claim, was proxi-
mately caused by the failure of the defendant to maintain
a crew competent in both numbers and skill on board
“Lay Barge 27” at all times. This failure on the part of
the defendant was a breach of the shipowner’s absolute
and nondelegable duty to maintain a vessel fit for its in-
tended purpose at all times and rendered “Lay Barge 27”
unseaworthy.
7. Plaintiff was forced to leave the service of the
vessel “Lay Barge 27” solely because of the disability
caused by his injuries from the accident of April 1, 1976.
As the result of the personal injuries plaintiff received
on April 1, 1976, he suffered physical pain and mental
anguish, for which he is entitled to be compensated by
defendant in the amount of $5,000.00.
8. A seaman is entitled to recover maintenance and
cure whenever he is disabled in the service of the ship.
The Osceola, 189 U.S. 158 (1903). The obligation to
provide maintenance and cure is an incident of the em-
ployment contract and extends during the period when
the seaman is incapacitated to do a seaman’s work and
continues until he reaches maximum medical recovery.
Calmar Steamship Corp. v. Taylor, 303 U.S. 525 (1938);
Vaughan v. Atkinson, 369 U.S. 527 (1962). Plaintiff is
entitled to recover maintenance from April 1, 1976, the
date of plaintiff's injury and the date plaintiff left “Lay
24
Barge 27”, through May 3, 1976, the day he was found
fit for duty and had reached maximum medical recovery,
a period of thirty-two days, at the rate of $15.00 a day.
The total maintenance due plaintiff is $480.00. The plain-
tiff is also entitled to recover the sum of $200.00 that he
paid as medical expenses in Belgium and the United
States.
9. A seaman disabled in the service of the ship is
entitled to recover wages, usually referred to as “lost
wages” or “unearned wages” to the end of the voyage,
The Osceola, 189 U.S. 158 (1903), or for the period
of time contemplated by his employment contract or until
he has reached the maximum medical cure and can work,
whichever occurs first. Vickers v. Tumey, 290 F.2d 426
(5th Cir. 1961); Martinez v. Star Fish & Oyster Co.,
Inc., 386 F. Supp. 560 (S.D. Ala. 1974); Cassidy v.
Steamship American Falcon, 280 F. Supp. 663 (E.D.
La. 1968); Warren v. U. S., 75 F. Supp. 836 (D. Mass.
1948). Plaintiff is entitled to recover: unearned wages
from April 2 (the first day after his injury for which he
was not paid full wages) until May 3, 1976 (the date he
was found fit for duty by Dr. Max), a period of thirty-
one days. Unearned wages shall be calculated at a rate
of $101.20 per day, i.e., his straight-time wage as a pipe-
line welder, plus one-thirtieth of his expatriation bonus.
The $511.02 paid piaintiff during the period April 2,
1976, to April 7, 1976, shall be deducted from the un-
earned wages due plaintiff. The total unearned wages
due plaintiff, after deduction, is $2,626.18.
10. Plaintiff is entitled to recover all earned wages
through the date of his discharge, i.e., the $412.50 with-
held from plaintiff's wages to cover return travel expenses.
25
11. Defendant’s failure to promptly pay plaintiff the
$412.50 withheld from his earned wages constitutes a
withholding of wages without sufficient cause, which is
prohibited by 46 U.S.C. § 596. Plaintiff is entitled to
recover a penalty from defendant for the wrongful with-
holding of earned wages pursuant to such statute. The
period during which the penalty runs is to be determined
by the sound discretion of the district court and depends
on the equities of the case. Carribean Federation Lines
v. Dahl, 315 F.2d 370 (Sth Cir.), cert. denied, 375 U.S.
831 (1963); Ventiadis v. C. J. Thidobeaux & Co., 295
F. Supp. 135 (S.D. Tex. 1968). Accord, Prindes v. S. S.
African Pilgrim, 266 F.2d 125 (4th Cir. 1959). Contra,
Escobar v. S. §. Washington Trader, 503 F.2d 271 (9th
Cir. 1974), vacated and remanded on other grounds, 423
U.S. 1070 (1976); Swain v. Isthmian Lines, Inc., 360
F.2d 81 (3d Cir. 1966). The aim of 46 U.S.C. § 596
is to protect seamen from the harsh consequences of
arbitrary and unscrupulous actions of their employers.
American Foreign Steamship Co. v. Matise, 423 U.S. 150
(1975); Collie v. Ferguson, 281 U.S. 52 (1930). On
the facts of this case, the appropriate period for imposi-
tion of the statutory penalty is from the date of discharge
through the date of plaintiff's reemployment, i.e., from
April 1, 1976, to May 5, 1976, a period of thirty-four
days. The wage rate to be used for computing the penalty
is that for straight-time wage as a pipeline welder, plus
one-thirtieth of the expatriation bonus, i.e., $101.20. The
penalty due plaintiff from defendant is $202.40 per day
for thirty-four days, a total of $6,881.60.
12. Plaintiff is entitled to recover the sum of $600.00
he expended for air fare from Antwerp, Belgium, to
26
Houston, Texas, after he was discharged. He is also en-
titled to recover the sum of $1,595.00, to reimburse him
for personal effects left on board “Lay Barge 27” when
he was discharged.
13. The award of prejudgment interest in an admiralty
action is addressed to the sound discretion of the district
court. E.g., Scola v. Boat Frances R., Inc,, No. 79-1169
(1st Cir. March 25, 1980); Howell v. Marmpegaso Com-
pania Naviera, 578 F.2d 87 (Sth Cir. 1978); Harrison v.
Flota Mercante Grancolombiana, S.A., 577 F.2d 968 (Sth
Cir. 1978); Brown v. Aggie & Millie, Inc., 485 F.2d
1293 (Sth Cir. 1973). See generally, Annot., 34 A.L.R.
Fed. 126 (1977). An award of prejudgment interest is
the rule and should be denied only under certain peculiar
circumstances not present in this case. E.g., McCormack
v. Noble Drilling Corp., 608 F.2d 169 (Sth Cir. 1979);
Dow Chemical Co. v. M/V Gulf Seas, 593 F.2d 613
(Sth Cir. 1979). Although a federal court sitting in ad-
miralty is not bound by the interest rate set by state
law, consideration of it is proper. Sabine Towing & Trans-
portation Co., Inc. v. Zapata Ugland Drilling, Inc., 553
F.2d 489 (Sth Cir.), cert. denied, 434 U.S. 855 (1977);
Geotechnical Corporation of Delaware v. Pure Oil Co.,
214 F.2d 476 (Sth Cir. 1954). The judgment rate of
interest in Texas is nine percentum per annum. TEX.
REV. CIV. STAT. ANN. art. 5069-1.05 (Vernon 1971),
as amended. Neither plaintiff nor defendant presented
any evidence justifying a different rate of interest. Under
the circumstances of this case, plaintiff is entitled to pre-
judgment interest at the rate of nine percentum per annum
from April 1, 1976, the date of plaintiff’s injury and dis-
charge, to the date of judgment on $5,913.68, the total
27
recovery for maintenance, cure, repatriation expense, the
cost of lost personal effects and earned and unearned
wages. The prejudgment interest due plaintiff totals
$2,506.89.
14. Because defendant’s failure to pay maintenance,
cure, repatriation expenses, the cost of lost personal ef-
fects, and earned and unearned wages was the result of
recalcitrant conduct and arbitrary, unreasonable, callous,
willful, and wanton disregard of plaintiff's rights, and be-
cause of defendant’s failure to investigate plaintiff's claim
with due diligence, plaintiff is entitled to attorney’s fees.
Vaughan v. Atkinson, 369 U.S. 527 (1962); Lirette v.
K & B Boat Rentals, Inc., 579 F.2d 968 (Sth Cir. 1978).
An attorney’s fee of forty per centum of these items of
recovery, including plus prejudgment interest (which is
the rate provided by plaintiff's agreement with counsel),
is reasonable under the circumstances. The amount of the
attorney’s fees due plaintiff is $3,368.23.
15. Because piaintiff did not intentionally misrepresent
or conceal any material medical facts the disclosure of
which was plainly desired, he is not barred from recovery
by his failure to disclose his prior history of hemorrhoids.
McCorpen v. Central Gulf Steamship Corp., 396 F.2d
547 (Sth Cir.), cert. denied, 393 U.S. 894 (1968).
16. Costs shall be taxed against defendant.
SIGNED and ENTERED this 6th day of May, 1980.
/s/ WM. WAYNE JUSTICE
Chief Judge
28
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
NO. S-78-26-CA
DANNY L. GRIFFIN
v.
OCEANIC CONTRACTORS, INC.
JUDGMENT
Based upon the fiindings of fact and conclusions of
law this day entered in the above-entitled and numbered
civil action, it is
ORDERED, ADJUDGED, and DECREED that plain-
tiff, Danny L. Griffin, shal! be, and he is hereby, awarded
judgment against the defendant, Oceanic Contractors,
Inc., in the following amounts:
(1) $5,913.68, as recovery for maintenance and cure,
earned and unearned wages, repatriation expense and the
value of lost personal effects;
(2) $2,506.89, as prejudgment interest on the recovery
for maintenance and cure, earned and unearned wages,
repatriation expense, and the value of lost personal effects;
(3) $3,368.23, as attorney’s fees for the recovery for
maintenance and cure, earned and unearned wages, re-
patriation expense and prejudgment interest; and
(4) $11,881.60, as recovery for pain and suffering and
penalty wages.
29
It is further
ORDERED, ADJUDGED, and DECREED that the
total amount of this judgment, including attorney’s fees,
i.e., $23,670.40, shall bear interest at the rate of nine
percentum (9%) per annum from this date unti! paid,
and that defendant pay all costs of court.
SIGNED and ENTERED this 6th day of May, 1980.
/s/ WM. WAYNE JUSTICE
Chief Judge
30
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF TEXAS
SHERMAN DIVISION
C. A. NO. A-78-26-CA
DANNY L. GRIFFIN,
Plaintiff,
vs.
OCEANIC CONTRACTORS, INC.,
Defendant.
SATISFACTION OF JUDGMENT
Payment in full by defendant, Oceanic Contractors,
Inc., of all amounts due therefrom under the final judg-
ment entered herein on the 7th day of May, 1980, is
hereby acknowledged, and satisfaction full and complete
and acquittance in full, including interest, is hereby given,
except as to costs of court and such additional sums, if
any, that may be awarded to the plaintiff by the United
States Court of Appeals for the Fifth Circuit or the
Supreme Court of the United States.
DATED at Houston, Texas, this 17th day of September,
1980.
/s/ Danny L. Griffin
DANNY L. GRIFFIN
Plaintiff
FRIEDMAN & CHAFFIN
By /s/ Robert A. Chain
Attorneys for Plaintiff,
Danny L. Griffin
31
UNITED STATES COURT OF APPEALS
For the Fifth Circuit
No. 80-1599
Summary Calendar
D. C. Docket No. CA-S-78-26
DANNY L. GRIFFIN,
Plaintiff-Appellant,
versus
OCEANIC CONTRACTORS, INC.,
Defendant-Appellee.
Appeal from the United States District Court for the
Eastern District of Texas
Before BROWN, POLITZ and TATE, Circuit Judges.
JUDGMENT
This cause came on to be heard on the transcript of the
record from the United States District Court for the East-
ern District of Texas, and was taken under submission
by the Court upon the record and briefs on file, pursuant
to Rule 18;
ON CONSIDERATION WHEREOF, It is now here
ordered and adjudged by this Court that the judgment
of the said District Court in this cause be, and the same
is hereby, affirmed.
June 17. 1981
Issued As Mandate: Jul. 9, 1981
32
JUDGMENT AND OPINION OF THE
COURT OF APPEALS FOR THE FIFTH CIRCUIT
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
UNIT A
No. 80-1599
Summary Calendar
DANNY L. GRIFFIN,
Plaintiff-Appellant,
versus
OCEANIC CONTRACTORS, INC.,
Defendant-Appellee.
Appeal from the United States District Court for the
Eastern District of Texas
( JUNE 17, 1981 )
Before BROWN, POLITZ and TATE, Circuit Judges.
TATE, Circuit Judge.
The plaintiff, Danny Griffin, was injured on a vessel
while in the employ of the defendant, Oceanic Con-
tractors, Inc. He brought suit against his employer seek-
ing damages under the Jones Act, 46 U.S.C. § 688, the
general maritime law of the United States, and for penalty
wages under 46 U.S.C. § 596.’
1. 46 U.S.C. § 596 provides:
The master or owner of any vessel making coasting
ee cee ape eee we Se cee Se
termination of the agreement under which he was shipped, or
33
After a judge trial on the merits, the trial court found
that Griffin’s injury was caused by an unseaworthy con-
dition of the vessel, and accordingly awarded him an
amount totalling $23,670.40. On appeal, Griffin contends
that this award was insufficient due to the trial court’s
error (1) for failure to award him lost wages for his
entire contractual term, (2) for failure to include any
bonus and/or overtime pay in the computation of earned
and/or unearned wages, and (3) for failure to properly
apply the penalty wage statute, 46 U.S.C. § 596.
Facts
Plaintiff Griffin signed an employment contract on
February 18, 1976, with the defendant, Oceanic Con-
tractors, Inc. [hereinafter “Oceanic”], agreeing to work
as a senior pipeline welder on defendant’s vessels operat-
ing in the North Sea. The contract stipulated that his
employment would commence “on the date of [his] de-
parture and will continue . . . until December 15, 1976
&
the time such seaman is discharged, whichever first happens;
case of vessels making foreign voyages, or from a port
Atlantic to a port on the Pacific, or vice versa, within
BRE
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34
or until Oceanic’s 1976 pipeline committal in North Sea
is fulfilled whichever shall occur first.”
Griffin shortly thereafter flew to Antwerp, Belgium,
and reported to the vessel, Lay Barge 27, which was tied
up in the harbor for winter repairs. On April 1, 1976,
in getting the barge ready to put to sea, Griffin developed
travmatic thrombosed hemorrhoids when he attempted to
move an empty oxygen bottle by himself.
On April 3, 1976, emergency surgery was performed
on Griffin at a hospital in Antwerp, where he remained
until April 5, 1976. On April 6, 1976, he flew back to
his home in Houston, Texas, and was there examined by
Dr. Ernest Max, a colon and rectal surgeon, on April 6,
14 and 28, 1976. Griffin reached maximum medical re-
covery and was found fit to return to duty on May 3,
1976.
Griffin brought suit against Oceanic under the Jones
Act, general maritime law, and 46 U.S.C. § 596, for its
fail re to pay maintenance and cure, repatriation ex-
penses, and earned and unearned wages. The trial court
found that the vessel was unseaworthy due to an insuf-
ficient number of the crew members, and that Griffin’s
injury resulted from this unseaworthy condition (because
he had no aid in moving the oxygen bottle.)
The trial court awarded the damages totalling $23,-
670.40 to Griffin, as follows: (1) $5,913.68, as recovery
for maintenance and cure, earned and unearned wages, re-
patriation expense and the value of lost personal effects;
(2) $2,506.89, as prejudgment interest on the recovery
for maintenance and cure, earned and unearned wages,
repatriation expense, and the value of lost personal ef-
35
fects; (3) $3,368.23, as attorney’s fees for the recovery
for maintenance and cure, earned and unearned wages,
repatriation expense and prejudgment interest; (4) $5,-
000.00, as recovery for pain and suffering and penalty
wages; and (5) $6,881.60 as penalty wages.
Griffin’s appeal questions only the refusal of the trial
court to allow him full wages (straight time, overtime,
and bonuses) for the entire period of his contractual
employment (the trial court limited the wage-recovery to
the period of disability), and its failure to award him the
full statutory penalty, 46 U.S.C. § 596 (quoted at note
1), of double-daily wages for each day until the time
of actual payment in 1980 of the unpaid wages earned
in 1976 (the trial court awarded hin double the daily
rate of straight time wages for the 34-day period of un-
employment during 1976, or a total of $6,881.60).
I
The trial court allowed Griffin to recover unearned
wages from the day after his injury, April 2, to the date
he was found fit for duty by Dr. Max, May 3, 1976. On
appeal, Griffin urges that the trial court committed an
error of law in not awarding him unearned wages until
the ending date of his contractual period of employment,
which in this instance was September 15, 1976, the date
on which Oceanic’s pipelaying season was completed in
the North Sea.
Griffin advances three separate theories upon which
he should recover unearned wages from April 1 to Sep-
tember 15: (1) under the general maritime law (as part
of his claim for maintenance, wages, and cure); (2) as
36
general damages under the Jones Act; and (3) under a
breach of contract theory.
We find all three to be inapplicable to the facts before
us.
The right of an injured seaman to recover unearned
maintenance-wages-cure (M-W-C) wages under the gen-
eral maritime law of the United States until either (1)
the end of the voyage or (2) the end of the contractual
period of employment is well established. See, e.g., The
Osceola, 189 U.S. 158, 175, 23 S.Ct. 483, 487 (1903);
Isthmian Lines v. Hare, 334 F.2d 521 (Sth Cir. 1964);
Vickers v. Tumey, 290 F.2d 426, 434 (Sth Cir. 1961);
Rofer v. Head & Head, Inc., 226 F.2d 927, 929 (Sth
Cir. 1955); 2 M. Norris, The Law of Seamen 17 § 544,
p. 17 (3d ed. 1970). However, if the seaman recovers
from the injury and is fit to return to duty prior to the
termination of the voyage or his contractual period, then
he is not entitled to continue to receive M-W-C wages
past that point.* See Vickers v. Tumey, supra, 290 F.2d
at 434-435; Martinez v. Star Fish and Oyster Co., 386
F.Supp. 560, 564 (S.D. Ala. 1974); Warren v. United
States, 75 F.Supp. 836, 838 (D.C. Mass. 1948).
As Griffin contends, lost wages may also form an
element of damages in a suit brought under the Jones
Act. See Vickers v. Tumey, supra, 290 F.2d at 434.
2. In Warren v. United States, 75 F. Supp. 836, 838 (D.C. Mass.
1948), the court found that a seaman was entitled to M-W-C wages
“until the time the seaman is not only well but able to find suitable
employment.” For purposes of the present case, we pretermit discus-
sion of whether a seaman has to be both fit for duty and able to
find suitable employment in order for M-W-C wages to be terminated,
for here the trial court found as a fact that Griffin had accepted new
Sieae. on May 5, 1976, just two days after he was pronounced
or h
37
Nevertheless, even under the Jones Act (under which a
plaintiff may recover for loss of future earnings after the
termination of voyage or contract), Griffin is not allowed
to recover for lost wages past May 3, 1976, because he
was found to have fully recovered as of that date and
was found to have incurred no diminution of future earn-
ings as a result of his injury. Any decrease in earnings
after May 3 was due to Griffin’s failure to return to
work for Oceanic, not from his injury, since Oceanic
(see below) held his position open for him.
Finally, Griffin contends he is due unearned wages
through September 15, 1976, because the defendant
breached his employment contract by wrongfully dis-
charging the defendant on April 1, 1976. The trial court
did indeed find that Griffin was discharged effective April
i, but it failed to state that such a discharge constituted
a breach of contract. Although notice was sent to Griffin
that his discharge was effective April 1, such notification
was not transmitted until June 2 (after unsuccessful efforts
to contact Griffin and discover when he would return to
work) (Def. Ex. 11, 12, Tr. 364-67), and the evidence
in the record establishes that Griffin’s job was held open
until at least June 1, 1976 (Def. Ex. 12), that he made
no effort to return to work for Oceanic (indeed, he ob-
tained new employment on May 5), and that Oceanic
made numerous attempts to contact Griffin for the purpose
of re-employment.°
3. The district court did not make an express finding as to the
nonbreach of contract, but under the virtually uncontradicted evi-
dence, any finding of breach would have been clearly erroneous, so
the issue may be reviewed by us without remand. See Kratzer v.
Capital Marine Supply, Inc., F.2d . (Sth Cir. 1981)
(sl. op. p. 7218, 7225, May 20, 1981).
38
II
The plaintiff also contends that the trial court erred
in not awarding him (1) bonus pay for the period prior
t. his injury and (2) bonus and overtime pay for the
period between April 2 and May 3.
We disagree. Griffin’s contract provided for (1) an
annual bonus and (2) a contract-completion bonus. The
trial court found that “the terms of the contract provide
that such bonuses are not payable unless the employment
term is completed by the employee.” Since the employ-
ment term was not completed, we do not find that the
trial court was clearly erroneous in not including a pro-
portionate amount of these bonuses in computing Griffin’s
unearned wages, either on a contract theory or as Jones
Act wage damages.
Furthermore, the district court did not include any
overtime pay for the period between April 2 and May 3.
Again, we cannot say that the district court erred. The
actual amount of overtime was uncertain, and hence any
inclusion of such would have been purely speculative.
See Martinez v. Star Fish and Oyster Co., 386 F. Supp.
at 564; Keefe v. American Pacific Steamship Co., 110
F. Supp. 853, 856 (S.D. Cal. 1953).
Ii
The district court found that Oceanic’s failure to
promptly pay $412.50 withheld from wages already earn-
ed by Griffin constituted a withholding of wages without
sufficient cause. Under 46 U.S.C. § 596, Griffin was en-
titled to recover a penalty for this wrongful withholding.
The statutory penalty requires payment of a penalty of
39
(twice the daily wage rate for each) to the seaman until
he is actually paid (see note 1 for statutory text), which
in his case was not until September, 1980, after the judg-
ment below. The trial court computed this penaltty, how-
ever, by doubling Griffin’s daily straight-time wage only
for the period from April 1, 1976 to May 5, 1976, the
date of his re-employment.
Griffin contends that the trial court erred in so apply-
ing the wage penalty only from April 1 through May 5,
1976, arguing that it should have been awarded for each
day during which the failure to pay continued, a period
not ending until September, 1980.
In this circuit, the duration on applying the wage pen-
alty statute (46 U.S.C. § 596) is left to the sound dis-
cretion of the district court. Caribbean Federation Lines
v. Dahl, 315 F.2d 370, 374 (Sth Cir.), cert. den., 375
U.S. 831 (1963). Ventiadis v. C. J. Thibodeaux & Co.,
295 F.Supp. 135, 138 (D.C. Tex. 1968).* Absent any
abuse, we do not disturb the trial court’s order.
4. The plaintiff Griffin accurately states that other circuits view
§ 596 as establishing a mandatory time period for its application.
However, the Supreme Court in American Foreign S.S. Co. v. Matise,
423 US. 150, 152 n.1, 96 S.Ct. 410, 312 n.1 (1975) recently noted
this circumstance and also that the Fifth Circuit view as to the dis-
cretionary time period application is shared by a majority of circuits
that have considered the issue:
While the Third and Ninth Circuits have found that the trial
judge has no discretion in determining the amount of the penalty
under § 596, Swain v. Isthmian Lines, Inc., 360 F.2d 81 (CA 3
1966); Escobar v. S.S. Washington Trader, 503 F.2d 271 (CA 9
1974); cert. pending sub nom. American Trading Transp. Co. v.
Escobar, No. 74-1184, the First, Second, Fourth, and Fifth Cir-
cuits have concluded that the length of time to which the penalty
hence its amount—is subject to the discretion of
the District Court. Mavromatis v. United Greek Shipowners
Corp., 179 F.2d 310 (CA 1 1950); Forster v. Oro Navigation
Co., 228 F.2d 319 (CA 2 1955), aff’g 128 F. Supp. 113 (S.D.
40
Here, after considering the equities involved, the trial
court granted Griffin penalty wages only for the period
during which he was actually not employed. We are un-
able to state that the district court abused its discretion
by so doing.
Conclusion
In summation, we find that the trial court neither
abused its discretion nor committed any error of law in
the computation of the damage award granted to plain-
tiff Griffin. We, therefore, AFFIRM the decision of the
trial court.
AFFIRMED.
N.Y. 1954); Southern Cross S.S. Co. v. Firipis, 285 F.2d 651
(CA 4 1960), cert. denied, 365 U.S. 869, 81 S.Ct. 903, 5 L.Ed.
2d 859 (1961); Caribbean Federation Lines v. Dahl, 315 F.2d
370 (CA § 1963).
Under the precedential rule of this circuit, until it is overruled by
en banc opinion, this panel is bound by prior circuit precedent.
41
PLAINTIFF’S EXHIBIT 1(a)-(f)—
EMPLOYMENT AGREEMENT
BETWEEN OCEANIC CONTRACTORS
AND DANNY L. GRIFFIN,
Dated February 18, 1976.
OCEANIC CONTRACTORS, INC.
Employment Agreement
North Sea Division
DATE: February 18, 1976 Soc. Sec. No. 454-78-1097
MR. Danny Laried Griffin Employee No. ———___
Oceanic Contractors, Inc. North Sea Division agrees to
employ you for services at North Sea as a Welder. Your
employment will begin on the date of your departure and
will continue for a period of until December 15, 1976
or until Oceanic’s 1976 pipeline committal in North Sea
is fulfilled whichever shall occur first unless your services
are sooner terminated, at a base rate of pay of:
Pipeline Welder $ 9.65 per hour
Expatriation Premium $720.00 per month
Structural Welder* $ 6.65 per hour
Expatriation Premium* $495.06 per month
In the event of accident or emergency, the Employer is
authorized to notify:
Dick Griffin Father
Name Relationship if any
Route 1, Box 44
Center, Texas 75935 (713) 598-3592
Address Telephone
42
The Employer assumes no duties or obligations to the
Employee, express or implied, except those that may arise
specifically out of applicable statute or iaw.
You agree by your signature, to continue in our em-
ploy for the period above set out under the terms and
conditions outlined herein.
Employee reserves the right to terminate this Agree-
ment at will without notice for any reason other than
completion or cessation of the job, work or project to
which the employee is assigned. In such cases of comple-
tion of job, work, or project, Employer will give thirty
(30) days written notice of termination where practicable.
All compensation and benefits provided by the Employer
shall cease at the time of termination of this employment
agreement, except as may be otherwise provided or agreed
upon.
I UNDERSTAND AND AGREE TO THE ITEMS
ON THE ATTACHED PAGES
By: /s/ DAN GRIFFIN _ By: Signature Illegible
SIGNATURE OF EMPLOYEE
2-18-76
DATE
Date of Departure March 7, 1976 Date of Return____
ATTACHMENTS: *Structural rate includes,
Pages 2, 3, NS4, HS, but is not limited to, all
NS6 winter rig up and main-
tenance work.
43
PROCESSING
You agree to have completed the following items prior to
your departure from the United States:
1. Procurement of a valid passport from the United
States of America.
2. A Visa, Travel, or Work Permit.
3. A physical examination to certify your fitness to per-
form the duties to which you will be assigned.
4. The Employee will be administered to inoculations
as required per geographical area. The Employee
Relations Department will maintain an updated list-
ing of required inoculations.
These should be recorded on an “International Cer-
tificate of Vaccination” iorm. An acceptable certi-
ficate may be provided attesting to effective immu-
nization in lieu of taking the inoculations.
You will be assisted in securing the necessary passport,
visas, inoculations and other necessary documents, and
you shail be paid one day’s pay of eight (8) hours for
each actual day of processing as determined by the Em-
ployer. This processing pay will be at your base rate.
HOW YOU WILL BE PAID
You will be paid on a semi-monthly basis by deposit of
check in United States of America currency in a United
States Bank, which is to be designated by you. If desired,
arrangements can be made for payment of salary in two
(2) checks, one of which may be deposited in your des-
ignated United States bank and the other received by
44
you. You will make arrangements prior to departure from
the United States or with the Employer’s office manager
in the work area.
FAMILY STATUS
You enter into this Agreement with the understanding
that your employment outside the continental limits of
the United States will be on a single status only. It is
intended that your family remain in the United States.
You agree this Agreement is between the Employer and
you, and that your family is not a party to this Agree-
ment, and that the movement, safety and well-being of
your family is your total responsibility and is not shared
by the Employer in any respect.
GROUP HOSPITALIZATION, MEDICAL AND
LIFE INSURANCE PLAN
Provided you now are a participat.t or will meet the re-
quirements of the Plan as administered by J. Ray Mc-
Dermott & Co., Inc., you may continue or will participate
in the Plan in accordance with the provisions of the Plan.
Deductions for your portion of the premium will be made
once each month and shall be in accordance with the
amount as specified in the Plan.
WORKMEN’S COMPENSATION
The Employer shall provide, through insurance and other
arrangements, for payment of industrial accident compen-
sation and benefits to you, in accordance with the laws
of the country where you are working, the compensation
and benefits being at least equal to the Workmen’s Com-
pensation Law of the State of Louisiana.
45
PHYSICAL EXAMINATION
You agree to submit to a physical examination prior to
leaving your place of overseas employment or upon ter-
mination of your employment, by a physician selected by
the Employer.
PERMANENT ADDRESS
The address of the person to be notified in the event of
an accident or emergency as shown on the first page of
this Employment Agreement shall be considered as your
permanent address or the address of the person in whose
care the Employer may communicate with you. In the
event of your death while outside the continental limits
of the United States during the period of this service
under this Agreement, the Employer shall attempt to
communicate with the person at the given address, and
in the event no directions are received from such person
within a reasonable time, or in the event you have left
no written instructions with the Employer concerning the
disposition of your body or personal effects, you authorize
the Employer to make disposition of your body according
to the law where you are employed at the time of your
death and to return your personal effects to the Executor
or Administrator of your estate, or to the person named
ai the permanent address as appears to best expeditiously
handle such matters.
DEDUCTIONS—INCOME, F.I.C. A. AND
OTHER TAXES
There will be withheld from your pay the amount which
in the opinion of counsel for the Employer is required
or may be required for the payment of income taxes
under the laws of any country in which you may work.
46
Such amount will be paid over to such Governments to
the extent required for the payment of such taxes. The
balance, if any, will be paid to you when in the opinion
of counsel for Employer no further payments on account
of such taxes are, or may be, required.
The Company has elected not to participate in the Fed-
eral Income Contribution Act for personnel on foreign
assignment. Accordingly, the Company will not make
F.I.C. A. deductions from or F.I.C. A. payments, on
your earnings while you are on foreign assignment.
Under no circumstances will the Company be liable for
any taxes for which you may become liable while you
are on foreign assignment.
TRANSPORTATION
The Employer will furnish tourist class air transportation
for you from your home location to your work site. Sub-
ject to the conditions set forth herein, return transporta-
tion of the same class will be furnished if you proceed
directly to the United States upon leaving our employ-
ment.
You will be permitted to take with you up to forty-four
(44) pounds of luggage which includes the weight of the
container. In addition, you will be reimbursed for actual
expenses not to exceed one hundred twenty eight dollars
($128.00) for baggage in excess for forty-four (44)
pounds. You will be responsible for paying the excess
baggage amount initially, and in order to receive the re-
imbursement, you must present the receipt for such pay-
ment to the barge clerk at the North Sea location.
If your services are terminated for cause or if you should
quit your job prior to the date of termination of this
47
Employment Agreement, you will be charged with your
return transportation. The Employer will have the option
of withholding One Hundred Thirty Seven and 50/100
dollars ($137.50) from each of your first four (4) full
pay periods as a cash deposit for the payment of your
return transportation in the event you should become
obligated for its payment. If the cost of return transpor-
tation is less than Five Hundred Fifty and 00/100
($550.00) dollars the balance will be given to you with
your final pay. If the cost of the return transportation
is greater than Five Hundred Fifty and 00/100 ($550.00)
dollars, the excess will be deducted from your final wage
payment and/or any other monies due you. The Five
Hundred Fifty and 00/100 ($550.00) dollars will be in-
cluded in your final check, if you are not responsible for
your return transportation.
DISCLOSURE OF INFORMATION
Employee hereby agrees that he will not, except with the
prior written consent of Employer, make directly or in-
directly any statements publicly whether to the press or
in books, magazines, and periodicals or by advertisement
or by radio, television or film or by any other medium
with respect to matters relative to the operations of the
Company with whom the Employer is working, or with
respect to matters of a political nature which might impair
the relations of the Employer, Employer’s customers or
subcontractors, or any other companies with whom the
Employee is working or with any governments in the
local area.
IMMEDIATE INCOME
You will receive your base rate of pay for eight (8)
48
hours per day, seven (7) days per week when you are
available for work. Any time worked in excess of eight
(8) hours in one day shall be paid at one and one-half
(1%) times the hourly base rate. You agree to work
such hours as may be assigned by the Employer. You
will be paid from the date of your departure from the
United States through the date fixed by the Employer for
your departure from your work site, provided however,
your pay will terminate immediately in the event of your
voluntary quit or discharge for cause. No pay will be
made for any day of absence from work unless excused
by the Employer. If at any time during the course of
your employment you are absent from work on any
given day through your willful neglect, the Employer, at
its option, may elect not to pay you the normal day’s
pay for this unauthorized absence. This type of unauthor-
ized absence may be considered as cause for termination
of your contract by Employer.
EXPATRIATION PREMIUM
You will receive an Expatriation Premium as shown on
page one (1) of this Contract when you are available
for work.
ANNUAL BONUS
You will receive an Annual Bonus of ten (10%) per
cent on the total straight time portion of your pay, which
is total hours worked times base rate of pay. This bonus
is payable on earnings through November 30 and will
be paid some time between December 1 and December
15, or upon completion of the Employment Agreement,
whichever comes first.
49
CONTRACT-COMPLETION BONUS
A Contract-Completion Bonus of sixteen and two-thirds
(16%4%) per cent on the total straight time portion of
your pay will be paid on completion of this Agreement.
VACATION
You will be entitled to a credit of two and one-half
(2%) calendar days of vacation for each full calendar
month of service rendered. Your vacation time will be
paid on the basis of eight (8) hours per day at the base
hourly rate and you agree to take your vacation upon
satisfactory completion of your work. You will assume
the responsibility regarding the use of vacation time to
maintain your tax status under United States Federal
Income Tax Laws.
TERMINATION BY DISCHARGE, ABANDON-
MENT OF WORK, OR RESIGNATION
If your services are terminated by reason of discharge for
cause, abandonment of your work, or resignation, no va-
cation allowance, annual bonus, or contract-completion
bonus is earned and none will be paid. If your employ-
ment is terminated pursuant to the thirty (30) day notice
provision hereof these bonuses will be paid to date of
termination on the basis of earnings and time of employ-
ment to such date.
TIME OFF
You will be allowed five (5) days off each month of
employment under this Agreement. Depending upon the
work schedule and the necessity of maintaining continuity
of operations at the job site, the Employer may elect for
50
you to continue working without time off for a reasonable
period of time. Should the Employer elect that you work,
you will be paid an additional eight (8) hours per day
at your straight time rate with all applicable bonuses for
each day off not allowed; provided, if the Employer re-
quires you to work your scheduled time off, it shall be
your responsibility to see that your supervisor prepares
and signs the time ticket for the additional hours given
for working time off. This signed time ticket must then
be submitted by your supervisor to the respective regional
administrative office or you will not be entitled to pay
for working your time off. The aforementioned five (5)
days include travel time to and from the work site. You
will not be paid for any air transportation unless you
actually take time off and these expenses are incurred.
You cannot accumulate time off; therefore, you must take
your time off when scheduled by the Employer.
During such days of time off the job taken, the employer
will provide you with a hotel room or other accommoda-
tions, six dollars ($6.00) per day for meals and trans-
portation to said accommodations, or at the employer’s
option, pay you twenty dollars ($20.00) per day for a
maximum of five days, to cover all of these expenses
while you are on time off. The above payments and
benefits are payable only if and when you take time off.
When you leave the work area during any time off period,
the Employer shall have no responsibility for you and
shall have no liability for an injury or illness suffered by
you from the time of your departure from the work area
until you return.
While on time off, you will be paid for eight (8) hours
per day at your straight time rate.
51
PLAINTIFF'S EXHIBIT 29—-LETTER FROM
MR. GRIFFIN TO MR. GOLLER
DATED NOVEMBER 17, 1978
17 November 1978
Mr. Ted Goller
Fulbright & Jaworski
Bank of the Southwest Bidg.
Houston, TX 77002
Re: Dan Griffin vs. J. Ray McDermott, et al
Dear Ted:
Although we have yet to compile all of the information
and documents needed to give this case a 100% accurate
analysis I do believe that the evaluation made below will
prove to be accurate. The reason I am writing you with
this evaluation and demand is because of the many dif-
ferent elements of damages, statutory and common law,
involved with this case. Although it is a rather bizarre
situation the case has a great deal of potential for my
client with a corresponding amount of exposure for your
clients. Virtually every element of damage found in mari-
time personal injury cases is potentially present in this
case. In particular, the potential for a large award of
penalty wages cannot be ignored.
Facts:
Dan Griffin suffered an injury on approximately March
31, 1976, which required hemorrhoid surgery on approx-
imately April 2, 1976. The condition of Mr. Griffin al-
though aggravated by heavy lifting and straining all dur-
52
ing March of 1976 was finally climaxed by the oxygen
bottle incident which Mr. Griffin described in his depo-
sition. Acording to Mr. Griffin the “LB 27” was not prop-
erly staffed in that welders’ helpers were not furnished as
is customary in the industry. This condition would result
in an unseaworthy vessel and place liability for Mr. Grif-
fin’s injuries with your clients. Following his surgery Mr.
Griffin was released from the hospital and returned to
Houston on April 5, 1976 after contacting his supervisor
on the “LB 27” and being assured that he could leave
his belongings on the “LB 27” and return to his old job
as soon as he was physically able. Mr. Griffin was not
paid his earned wages at the time of his departure to
return home. In addition, Mr. Griffin paid all of his own
repatriation expenses, part of his own medical expenses
in Belgium and all of his United States medical expenses.
Subsequent to all of this Mr. Griffin received a telephone
call from overseas during the latter part of April, 1976
informing him that his job was no longer available, i.e.
this being the last possible date of his discharge from the
“LB 27”. At this point Mr. Griffin sought to have his
personal belongings returned to him from the “LB 27”,
to get reimbursement for travel and medical expenses and
to collect the bonus payments due him, these bonus pay-
ments would constitute earned wages, for the work he did
while on the “LB 27”. Your clients were well aware that
Mr. Griffin had become disabled while in the service of
the vessel “LB 27” and that he undoubtedly had certain
conditions coming to him. Mr. Griffin’s right to main-
tenance and cure and payment for earned wages was
totally ignored. In summary, Mr. Griffin has never re-
ceived any sort of monetary payment from your clients,
despite repeated demands whiich are evidenced in your
53
files, with the exception of wages due from March 15,
1976 through March 31, 1976, which were forwarded
to him by mail in Houston after his return from Belgium.
These wages should have been paid to Mr. Griffin before
his departure for Houston. All indications are that your
clients considered Mr. Griffin discharged from the “".B 27”
as of March 31, 1976 since this is the last day he ap-
peared on the payroll. Mr. Griffin subsequently remained
under the care of Dr. Max in Houston until approximately
May 6, 1976, at which time he would have returned to
the “LB 27” if his job had been reserved. As of this date
Mr. Griffin has been advised by Dr. Max that additional
corrective surgery is needed to completely alleviate the
problems brought about by his accident. This additional
corrective surgery will incapacitate Mr. Griffin for another
six to eight weeks at some time in the near future.
Elements of Compensation Due Dan Griffin:
1. Maintenance and cure from April 1, 1976 through
May 6, 1976, a total of 36 days at $8.00 per day
plus 2% years interest at 7% which is the average
federal rate over the past several years. Uncontested
amount currently due of approximately $340.00.
Attorney’s fees in an undetermined amount are
potentially due here since Mr. Griffin was unable
to collect without legal assistance.
2. Reimbursement of travel and medical expenses paid
by Mr. Griffin plus 2% years interest at 7%. Un-
contested amount currently due of approximately
$600 to $800.
3. Payment of unearned wages, no liability claim
would be required for unearned wage payments
54
due until the voyage ended, from April 1, 1976
through the date the “LB 27” completed the 1976
pipe laying season, somewhere around October 1,
1976, plus 2 years interest at 7%. Unearned wages
would include the following elements: Regular time
pay, overtime pay, room and board value, pipe
bonus, annual bonus of 10%, completion bonus of
16.67%, vacation pay of 40 hours straight pay for
each 25 barge days, and market value of fringe
benefits. Your clients would be entitled to an offset
for wages earned by Mr. Griffin on other offshore
jobs during the 1976 season. Total unearned wages
due Mr. Griffin would be in the range of $40,000
to $60,000 before offsets by my best estimate.
. Penalty wages are potentially due for the failure to
timely pay earned wages. These penalties are still
accruing in my opinion at the rate of approximately
$300 per day, representing two days pay for Mr.
Griffin while working on the “LB 27”, since at the
time of his discharge Mr. Griffin had earned wages
due him in the form of bonus payments which he
has continually tried to collect without success. I
can see no reason why a seaman such as Mr.
Griffin would not be entitled to penalty wages
where there is no dispute as to the fact that he
had earned wages in the form of bonuses at the
date of his discharge. Demand for these wages as
well as payment for sick time was made verbally
and in writing by Mr. Griffin with absolutely no
meaningful response by your clients. Total penalties
could conceivably be in the range of $200,000 as
of this date with continued accrual until the date
all earned wages are paid.
55
5. Reimbursement for loss of personal belongings with
2% years interest at 7%. Value of belongings with
interest of approximately $1,800.
6. Pain and suffering for past as well as the future
for additional corrective surgery. Two hemorrhoid
surgeries as well as the discomfort of the original
injury itseif would seem to have a value somewhere
in the range of $10,000 to $15,000.
7. Loss of earnings in the past and future. Past losses
would be equivalent to the unearned wages claim
with future losses of $3,000 to $6,000 depending
upon the averaging period used to compute average
monthly wages. Past lost wages would not be award-
ed if unearned wages were paid. However, this could
represent a separate means of collecting unearned
wages if problems with seaman status should arise.
Mr. Griffin undoubtedly would have been able to
complete the 1976 pipe laying season aboard the
“LB 27” since he was undisputably a good welder
who worked hard at his job.
8. Future medical expenses along with maintenance
and cure during the recuperation period for the
future surgery. This would amount to something
in the range of $2,000 to $3,500 with hospital
charges included.
I would suggest that you review my analysis of the case
and advise me of your feelings on the matter. Also, I
have enclosed the following documents: (1) narrative re-
ports and records of Dr. Max; (2) medical bills, overseas
and domestic, paid by Mr. Griffin; (3) earnings records
for 1974-76; (4) copy of March 15, 1976 through March
56
31, 1976 pay voucher; (5) correspondence between Mr.
Griffin and your clients; (6) 1974 employment contract;
(7) copies of all other expenses incurred by Mr. Griffin
as a result of the hemorrhoid condition. It would seem
appropriate to try and dispose of this case as quickly as
possible in order to halt further accumulation of penalty
wage payments.
Thank you for your consideration.
57
REPORTER’S TRANSCRIPT OF PROCEEDINGS
MR. CHAFFIN: Before we start, Your Honor, I have
two sets of the exhibits here. These aze the original docu-
ments which I pass to the court and copies which I pass
to the clerk (indicating).
THE COURT: For the record, all exhibits in the final
Pre-trial Order both for the plaintiffs and the defendants
to which no objection has been made in the Final Pre-
Trial Order are now received in evidence. If there is an
objection to an exhibit that is tendered or that is listed
in the Final Pre-Trial Order, I will expect counsel will
offer the exhibit in a conventional fashion, and the ob-
jection that is expressed in the Final Pre-Trial Order must
be renewed before I will consider it. All right.
MR. Goller: Your Honor, if I may, there are two ex-
hibits in the list just tendered to which I do have ob-
jections which I have objected to in the Pre-Trial Order.
Those are Numbers 29 and 30 on Mr. Chaffin’s list.
THE COURT: You have now objected for the court,
and since this is a bench trial, I'll overrule your objection,
but it’s not my intention to consider anything that I
regard as inadmissible.
MR. CHAFFIN: Your Honor, let me say in regard to
those two exhibits. It’s the plaintiff's intention to offer
them only for the purpose of showing notice that the
penalty provisions of Title 46, U.S.C. 596 was being
invoked, and the penalty was continuing to run during
the pendency of the lawsuit. That is the purpose of offer-
ing them. I don’t offer them for any other purpose than
that, and Mr. Goller has really put that on record in
58
the Pre-Trial Order, and that’s the only purpose that I
have, and I agree with the objection except for that point.
MR. GOLLER: As I stated in my objection, if that’s
the sole purpose of offering them, I have stipulated in the
Pre-Trial Order when the letters were received by me
and that they did contain the notice of his contentions.
THE COURT: Thank you.
59
TELEX MESSAGE
Dated April 5, 1976.
1322 Greenwich Time—April 5, 1976
To: HAYDEN/LAYRISSON/NEW ORLEANS
From: EVANS/APPLE/BRUSSELS
Information: J. WILLIAMS/BRUSSELS
Re: Danny Griffin
Subject employee underwent operation in this area on 2
April and is returning so U.S. today 5 April for convales-
cence which should be for approximately 2-3 weeks. He
purchased a round trip ticket before departure and should
contact you for clearance before returning. Please have
him cleared by doctor before returning him and send to
LAY BARGE 27. Please advise arrival.
Defendant’s Exhibit
No. 15
60
TELEX MESSAGE
Dated May 5, 1976.
1753 Greenwich Time—May 5, 1976
To: MIKE APPLE/BRUSSELS
From: CHARLES LAYRISSON/NEW ORLEANS
Daniel Griffin called our offices and advised that the doc-
tor has still not released him. He should be released within
a week to ten days. He will travel to New Orleans for a
physical by our doctors and we will advise his arrival
date once known.
Defendant’s Exhibit
No. 14
61
TELEX MESSAGE
Dated May 21, 1976.
TELEGRAM
1244 Eastern Standard Time
New Orleans, Louisiana—May 21, 1976
Danny Laried Griffin
Route 1, Box 44
Center, Texas 75935
Please contact me immediately at 504-587-5152.
Oceanic Contractors, Inc.
Charles F. Layrisson
Personnel Administrator
Defendant’s Exhibit
No. 13
62
TELEX MESSAGE
Dated June 1, 1976.
1518 Greenwich Time—June 1, 1976
To: C. LAYRISSON/NEW ORLEANS
From: J. EVANS/M. APPLE/NSD BRUSSELS
Information: J. WILLIAMS/NSD BRUSSELS
M. CALLOW/NSD BRUSSELS
A. McTIERNAN/NSD BRUSSELS
Re: Danny Griffin
This is to advise that effective today subject employee
has been terminated.
Should he contact you please advise him.
Defendant’s Exhibit
No. 12
63
HANDWRITTEN NOTE OF CHARLES F.
LAYRISSON, Defendant’s Personne! Administrator.
6/2/76
File in personnel jacket.
Advised Danny Griffin’s father, contract terminated 6/1/
76. Father states he is working for someone else. /C/
Defendant’s Exhibit
No. 11
64
TELEX
Dated September 30, 1976.
0930 Greenwich Time—September 30, 1976
To: BARGE CLERK LAY BARGE 27 VIA ANTOC
From: MARTIN K. WHITEHILL/JVDS/NED
BRUSSELS
Re: Griffin, Laried Danny/Payroll Deductible
Griffin spent three days in “Vesalius Hospital” at Brass-
chaai from April 2 to April 5, 1976. Please advise as
soon as possible if this is in connection with a work ac-
cident. If it was please forward accident report.
Employee number 48549.
End.
Defendant’s Exhibit
No. 9
65
TELEX
Dated October 1, 1976.
1630 Greenwich Time—October 1, 1976
To: MARTIN WHITEHILL/BRUSSELS
From: J. A. LOFTIN -T. EVANS/LAY BARGE 27
(ANTWERP)
Subject: Griffin, Laried Danny/Payroll Deductible
Reference: Your Telex BX-09-0955
Have no record of work accident on subject man for the
period listed in your telex. Might contact Jessie Williams
—Brussels for further information.
Regards, Tom.
Defendant’s Exhibit
No. 10
Office -Supreme Court, U.S.
FILED
oct 17 1961
L. STEVAS,
CLERK
NO. 81-614
Supreme Court of the United States
OcTOBER TERM, 1981
DANNY L. GRIFFIN,
Petitioner x
Vv.
OCEANIC CONTRACTORS, INC.,
Respondent
On Petition For Writ Of Certiorari ‘
To The United States Court Of Appeals
For The Fifth Circuit
BRIEF FOR RESPONDENT
THEODORE GOLLER
800 Bank of the Southwest
Building a
Houston, Texas 77002
(713) 651-5151
Attorney for Respondent
Of Counsel:
R. Scott HoGARTy and
FULBRIGHT & JAWORSKI
800 Bank of the Southwest Building
Houston, Texas 77002
Alpha Law Brief Co., One Main Plaza, No. 1 Main St., Houston, Texas 77002
QUESTION PRESENTED
Whether or not, under the facts and circumstances of
the case, a district court is empowered to exercise its
discretion in determining the duration of the period to
which the wage penalty applies under 46 U.S.C. § 596.
Il
LIST OF ALL PARTIES TO THE. PROCEEDING
IN THE DISTRICT COURT
AND COURT OF APPEALS
Petitioner, Danny L. Griffin
Respondent, Oceanic Contractors, Inc.
(now McDermott International, Inc. )
Respondent’s Parent Corporation,
McDermott, Inc.
Respondent’s Subsidiaries and Affiliates,
Badya Builders, Inc.
Creole Insurance Company, Ltd.
Honore Insurance Company, Ltd.
Jaramac Associated Services, Ltd.
J. Ray McDermott ( Aust.) Pty, Ltd.
J. Ray McDermott (U.K.) Inc.
J. Ray McDermott London, Ltd.
Malmac Sdn. Bhd.
McDermott Far East, Inc.
McDermott (Malaysia) Sdn. Bhd.
McDermott Servicos de Construcao, Ltda.
McDermott West Indies Company
Oceanic Red Sea Company
P. T. Batam Fabricators
P. T. McDermott Indonesia
Sharman, Allen, Gay & Taylor, S.A.
Chartering Company (Singapore), Pte. Limited
SE Ee Oe SEED cc ccccccccecceccnccecscesecece
TABLE OF AUTHORITIES
CASES
American Foreign SS Co. v. Matise, 423 U.S. 150 (1975),
CE ree
Carribbean Federation Lines v. Dahl, 315 F.2d 370 (Sth
Cir.), cert. denied 375 U.S. 831 (1963) ..........4045-
The CHESTER, 25 F.2d 908 (D. Md. 1928) ...........
Collie v. Fergusson, 281 U.S. 52 (1930) ...........0ee00:
Escobar v. SS. WASHINGTON TRADER, 503 F.2d 271
(9th Cir. 1974), vacated and remanded on other grounds
2 & fC rT ae ee eee
Eyston v. Studd, 2 Plowden 450, 95 Eng. Rep. 688 (1574)
Forster v. Oro Navigation Co., 228 F.2d 319 (2d Cir. 1955),
affg <* F, 45 Ee > BEEN. Keccccddocnces
Griffin v. Ocen ontractors, Inc., No. 80-1599 Summary
SE ED GES GEE Gen ccecucedcesocesoccooese
wauwneee8 8 a @
Fe
IV
CASES.
Griffin v. Oceanic Contractors, Inc., C.A. No. S-78-26 (E.D.
Tem. 19BD) ncccccccccccccccccccccccccccccccsccccs
Kontos v. SS. SOPHIE C, 236 F. Supp. 664 (E.D. Pa.
BED cccocssctdgnccseccccecesecncecneccsossooesees
— v. Hudson Waterways Corp., 640 F.2d 997 (9th
B BEED cc ccccccdcccescoccccocccccscccetescceses
Mavromatis v. United Greek Shipowners Corporation, 179
P26 310 (iat Cir. 1080) ..nccccccccccccccccccceces
Mystic S.S. Co. v. Stromland, 20 F.2d 342 (4th Cir. 1927)
Pacific Mail S.S. Co. v. Schmidt, 241 U.S. 245 (1916) .
— v. SS. AFRICAN PILGRIM, 266 F.2d 125 (4th
WD. BOGOR cccccccccecccccccccccccccceesoccsccocees
— v. THE ETIVEBANK, 134 F. Supp. 530 (E.D. Va.
BED dite wendedcccpececccocccessccocesceconsessesce
Southern Cross SS. Co. v. Firipis, 285 F.2d 651 (4th Cir.
1960), cert. denied 365 U.S. 869 (1961) ...........---
Spero v. The ARGODON, 150 F. Supp. 1 (E.D. Va. 1957)
Swain v. Isthmian Lines, ‘Inc., 360 F.2d 81 (3d Cir. 1966)
— v. SS. SANTA "MERCEDES, $72 F.2d 1331 (9th
DME gdeecndnediececcoceosadboccnecsascecéses
Usatorre v. THE VICTORIA, 172 F.2d 434 (2d Cir. 1949)
Ventiadis v. C. J. Thibodeaux & Co., 295 F. Supp. 135
Py Ms ME cndeccce ccsenecegece ceesesccoscess
The VICTORIA, 76 F. Supp. 54 (S.D.N.Y. 1947), rev'd
on other grounds sub. nom. Usatorre v. The VICTORIA,
S78 DS SEG GHG Ge. TRGB) on cccccccccccccccccccecs
BOOKS, LAW REVIEW ARTICLES
AND LECTURES
Cardozo, THE NATURE OF THE JUDICIAL PROCESS,
BE BOP GEE. ccccecdeccoccocececvcencsssecccoss
Cox, Learned Hand and the Interpretation of Statutes, 60
HARV. L. REV. 370 (1947) .....cccccccccccccccces
L. Hand, How Far is a Judge Free in Rendering a Deci-
sion? in Law Series I, Lect. No. 14, National
Counsel on Radio in Education (Un. of Chi. Press, 1933)
Frankfurter, Some Reflections on the Reading of Statutes,
47 COL. L. REV. 527 rrr
NO. 81-614
IN THE
Supreme Court of the United States
OcTOBER TERM, 1981
DANNY L. GRIFFIN,
Petitioner
Vv.
OCEANIC CONTRACTORS, INC.,
Respondent
On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
BRIEF FOR RESPONDENT
To The Honorable Chief Justice And The
Associate Justices Of The Supreme Court:
Respondent, Oceanic Contractors, Inc. (hereinafter re-
ferred to as “Oceanic”), respectfully submits this its Brief
in Opposition to Petitioner’s Petition for Writ of Certiorari
and respectfully prays that the Court deny issuance of the
writ.
OPINIONS BELOW
Petitioner’s references to the opinions of the courts
below are correctly stated.
JURISDICTION
Respondent acknowledge
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