Jurisdictional Statement — Dudley v. Nebraska State Bank
Supreme Court brief1979
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Supreme Court, Y. /
a FILED
JUL 26 1979
MICHAEL RODAK, JR., CLERK
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No. 79-126
CHARLES R. DUDLEY and
DELORES S. DUDLEY,
Appellants,
Ve
NEBRASKA STATE BANK,
Appellee.
On Appeal From the Supreme Court of Nebraska
JURISDICTIONAL STATEMENT
John T. O'Brien
922 Douglas Street
P. O. Box 3223
Sioux City, Iowa 51102
Attorney for Appellants
OF COUNSEL:
O'Brien & Galvin
922 Douglas Street
Sioux City, Iowa 51102
July 1979
a
INDEX
The Opinions Below -------------------
Statement of the Grounds on Which
Jurisdiction of this Court is
INVORGE? eco ree oseewnoreeoececeeec=
Question Presented by the Appeal -----
The Federal Question is Substantial --
The Supreme Court of Nebraska
should not be permitted to ignore
the due process clause and the
privileges and immunities clause
of the 14th Amendment to the
Constitution of the United States
by trying to plug up a hole ina
vague statute by judicial pro-
nouncement.
Conclusion -<<<<<<<<<<<<<<<<<<--------
Appendix A - Memorandum Decision of
the Supreme Court of Nebraska ---
Appendix B - Notice of Appeal to the
Supreme Court of the United
States with Proof of Service ----
Appendix C - Judgment on Verdict in
District Court of Dakota County,
Nebraska eos moreso esoeerere=----
Appendix D - Order Overruling Motions
in District Court of Dakota
County, Nebraska ----------------
18
25
29
43
Table of Authorities
Cases: Page
Baggett v. Bullitt, 377 U.S. 360,
84 S.Ct. 1316, 12 L.Ed.2d 377
(Wash. 1964) «sess eeeseeoe--- 4,14, 18
Blodgett v. Silberman, 277 U.S. 1
(1927) ----------------------------- 4
Giacco v. Pennsylvania, 382 U.S. 399
(1965) ewmw enn e nn een n ee een---- 4,22,23
Griffin v. ZTilinois, 351.0.8. 12,
76 S.Ct. 585, 100 L.Ed. 891
(1955) ee en ee ee 46,27 ¢ah0¢e9
Harris v. Younger, 281 F.Supp. 507,
reversed on other grounds 91 S.Ct.
746, 401 U.S. 37, 2 L.Ed.2d 669
(D.C.Cal. 1908) ------------------- 14
In Re Mahon, 34 F.525, aff'd 8 S.Ct.
1204, 127 U.S. 700, 32 L.Ed. 283
(D.C.Ky. 1888) ---------<------- 15,16
Jordan v. DeGeorge, 341 U.S. 223,
71 S.Ct. 703, 95 L.Ed. 886 ey er 24,25
McKane v. Durston, 153 U.S. 684 (1894) - 18
Miller v. Schoene, 276 U.S. 272 (1927) -- 4
Nebraska State Bank v. Dudley,
229 N.W.2d 559 (lst case) ---------- 6
Nebraska State Bank v. Dudley,
SESS N Wd 7) Cd caset eee ---- 6
Pallasv. Dailey, 169 Neb. 277,
99 N.W.2d 6 -nen ener nnn een 20
ii
ial on lal a tan lee
Cases: Page
State v. Betts, 196 Neb. 572,
244 NeW. 44 195 qeoesesecsessueg= 10,11
Winters v. New York, 333 U.S. 507
LEST) SOSH Seer eee eR Kar ere Reese 4
Statutes:
Neb. Rev. Stat. Sec. 25-1142 <<<<4+-- 19,21
Neb. Rev. Stat. Sec. 25-1143(1) -8,10,13,19
21,26
Neb. Rev. Stat. Sec. 25-1144 =o2ee=r= 19,21
Neb. Rev. Stat. Sec. 25-1912 -- 4,5,8,9,10,
11,12,13,14,15,17,19,20,21,25,26,27
U. S. Const. amend. XIV pat ae SeSesaeaapadeate
18,22,27
Other Authorities:
p. 1184 --------o- ona = =---- 22
iii
iv
PO ry PH cr ee
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No.
CHARLES R. DUDLEY and
DELORES S. DUDLEY,
Appellant,
Vv.
NEBRASKA STATE BANK,
Appellee.
On Appeal From the Supreme Court of Nebraska
JURISDICTIONAL STATEMENT
THE OPINIONS BELOW
The Memorandum Decision of the Supreme
Court of Nebraska has not yet been reported.
A copy of said opinion is attached hereto
as Appendix "A". It is believed that the
opinion will soon be reported in Volume 278,
North Western Reporter, 2d Series.
STATEMENT OF THE GROUNDS ON WHICH THE Appellants contended, at the trial
JURISDICTION OF THIS COURT IS INVOKED ;
: es ; court level after trial and in the Nebraska
This is a civil action, phases of which
Supreme Court, that Section 25-1912 of the
have been heard on three separate occasions
Revised Statutes of Nebraska was invalid
Xu
by the Supreme Court of Nebraska. The
on the ground that it was repugnant to the
issue at the last of three jury trials was
: due process clause and the privileges and
to ascertain the amount of damages due to
immunities clause of the 14th Amendment
these appellants by reason of the wrongful
to the United States Constitution.
seizure of their property by the appellee
. : The judgment or decree sought to be
bank. The jury verdict was for the appel-
reviewed is the ruling of the Supreme Court
lee bank. After trial, these appellants
; ; of Nebraska affirming the trial court's de-
failed to file a motion for a new trial
cra cision overruling these appellants' motions
within the ten days prescribed by Section
| which attacked the constitutionality of
25-1143(1) of the Revised Statutes of
| Section 25-1912 and requested the trial court
‘Nebraska. Thereafter, because of said
; ; to permit the late filing of a motion for a
failure to timely file, the appellants
new trial under Section 25-1143(1) anda
have been wrongfully deprived of their
, : simultaneously-filed motion for a new
right to appeal despite the precise word-
trial.
ing of Section 25-1912 of the Revised
: That ruling was issued on May l, 1979
Statutes of Nebraska, which does not
: ES SE and filed on the same day. No petition
require, as a jurisdictional requirement,
Pe : for rehearing was filed.
the filing of a motion for a new trial.
The notice of appeal was filed in
the District court of Nebraska in and for
Dakota County, the Court possessed with
the record, on July 18, 1979 (attached as
Appendix "B").
Jurisdiction of the appeal is conferred
on this Court by Title 28 of the United
States Code, Section 1257(2). Baggett v.
12 L.Ed.2d 377 (Wash. 1964); Winters v.
New York, 333 U.S. 507, 509 (1947); Miller
v. Schoene, 276 U.S. 272, 277 (1927);
Blodgett v. Silberman, 277 U.S. 1, 7 (1927);
Giaccio v. Pennsylvania, 382 U.S. 399, 402
(1965).
The validity of Section 25-1912 of
the Revised Statutes of Nebraska is here
involved. The pertinent text of that statute
is as follows:
The proceedings to obtain a
reversal, vacation or modification
of judgments and decrees rendered
or final orders made by the district
court, including judgments and sen-
tences upon convictions for felonies
sian
and misdemeanors under the criminal
code, shall be by filing in the of-
fice of the clerk of the district
court in which such judgment, decree '
or final order was rendered, within
one month after the rendition of such
judgment or decree, ... a notice of
intention to prosecute such appeal
signed by appellant or appellants or
his or their attorney of record,
Except as otherwise provided in
section 29-2306, an appeal shall
be deemed perfected, and the Supreme
Court shall have jurisdiction of the
cause when such notice of appeal
shall have been filed, and such doc-
ket fee deposited in the office of
the clerk of the district court, and
after being so perfected no appeal
shall be dismissed without notice,
and no step other than the filing
of such notice of appeal and the
depositing of such docket fee shall
be deemed jurisdictional. (Emphasis
supplied.)
QUESTION PRESENTED BY THE APPEAL
The following question is presented
by this appeal:
Does a state statute which purports
to, but does not fully and accurately set
out "the proceedings to obtain a reversal"
by appeal to the Supreme Court of Nebraska,
violate the due process clause and the
privileges and immunities clause of the
Fourteenth Amendment to the United States jury trial was had as to the monetary damages
. s ° .
Constitution: sustained by the appellants here as a result
STATEMENT OF THE FACTS OF THE CASE of the wrongful acts of the Nebraska State
The appellants in this case respect- Bank, that this jury trial ended in a
fully state that this matter has been re- finding by the jury that the appellants
viewed by the Supreme Court of Nebraska were entitled to no damages despite the
on three separate occasions; that originally previous jury finding that had been upheld
there was a jury trial in Dakota County, by the Supreme Court that the Nebraska
Nebraska, the issue being whether or not State Bank had in fact wrongfully taken
the bank had wrongfully taken the property the property of these appellants.
of the Dudleys (appellants here); that A copy of the Judgment entered is
these appellants prevailed; that the plain- attached hereto and by reference made a
tiff, Nebraska State Bank, appealed; that part hereof, marked Appendix "C". Appen-
the matter was reversed because of erroneous dix "D" is the Order overruling all motions.
jury instructions (194 Neb. 1, 229 N.W.2d It was the intention of these appel-
559); that thereafter a second jury trial lants to appeal this cause for several
was had; that these appellants again pre- meritorious reasons that shall not be set
vailed; that the plaintiff, Nebraska State out herein in this brief; that a motion for
Bank, again appealed; that the Supreme s eae new trial was not filed within ten days for
Court of Nebraska sustained the trial court the reason that during the two previous
and dismissed the appeal (198 Neb. 132, appeals, similar motions were summarily
252 N.W.2d 277); that thereafter a third rejected.
6 | 7
The appeal procedure under Section
25-1912 of the Revised Statute of Nebraska
was followed by the attorneys for the ap-
pellants here. That section did not men-
tion and does not require the filing of a
motion for a new trial as a prerequisite
for an appeal and clearly says, "and no
step other than the filing of such notice
of appeal and the depositing of such docket
fee shall be deemed jurisdictional." Men-
tion of the filing of a motion for a new
trial within ten days is made in a far-
removed section of the Nebraska Code,
25-1143(1). After the ten days had passed,
these appellants filed a motion to permit
the late filing of a motion for new trial;
said motion was overruled by the trial
court as not having been timely filed;
that these appellants had, as aforemen-
tioned, filed their notice of appeal timely,
and they then asked the Supreme Court of
Nebraska to either permit the late filing
Dewcteee *
of the motion for new trial, find that
these appellants (Dudleys) were unavoidably
prevented from timely filing a motion for
a new trial, or in the alternative, to
declare the section involved, 25-1912 of
the Revised Statutes of Nebraska, to be
so vague, indefinite, arbitrary and capri-
cious as to be unconstitutional and fur-
ther requested that said Code section be
found to be a nullity.
The Supreme Court of Nebraska, in a
Memorandum Opinion dated May l, 1979 (see
Appendix "A"), erroneously found that
"Appellate review in civil cases is not a
fundamental right guaranteed by either the
due process or privileges and immunities
clause of 14th Amendment to the Constitu-
tion of the United States."
A review of the procedure should be
brought to the attention of this Court.
In the Nebraska Supreme Court a Notice of
Appeal was filed. At the same time that
the Notice of Appeal was filed a Motion
for a New Trial was filed. At the same
time as the two aforementioned filings,
there was a Motion to Permit the Late
Filing of a Motion for New Trial under
Section 25-1143(1) of the Revised Statutes
of Nebraska; that at the same time an
Affidavit of the appellants' trial court
attorney was attached in furtherance of the
aforesaid Motions. These motions and
filings were timely filed prior to the
thirty-day period provided by Section 25-1912
of the Revised Statutes of Nebraska. The
appellants here were "unavoidably prevented
from filing" a timely motion for a new
trial because of the incompleteness of
Section 25-1912. Judge Kelly at the trial
court level overruled all pending motions.
The Judge's rulings were based on
this Court's rulings in several Nebraska
cases and most recently the case of State
v. Betts, 196 Neb. 572, 244 N.W.2d 195,
which held that any motion for a new trial
10
not timely filed is a nullity. Appellants
here contended before the Nebraska Supreme
Court that the Betts case and others,
because of the incompleteness of Section
25-1912, deprived these appellants and
others in the same circumstances of their
constitutions rights under the 14th Amend-
ment of the Constitution of the United
States and other provisions of the Consti-
tution of Nebraska not pertinent here.
The Supreme Court of Nebraska was
asked to find that the appellants here
were unavoidably prevented from filing a
timely notice of appeal, or in the alter-
native, to find that Section 25-1912 of
the Revised Statute of Nebraska was so
vague, indefinite, arbitrary, capricious
and unreasonable that it is in violation
of the constitutional provisions provided
under the due process clause of the 14th
Amendment of the United States Constitu-
tion, and further requested that thereafter
ll
this cause should be remanded to the Dis-
trict Court, and that these appellants
should be permitted to file a motion for
a new trial, and if they are not awarded
a new trial, to perfect an appeal and then
have the constitutionally-provided right
to present the matter on the merits to the
Supreme Court of Nebraska. In its Memoran-
dum Opinion the Supreme Court of Nebraska
rejected the appeal on all grounds and
erroneously affirmed the district court.
Said Section 25-1912 does not include
any mention of the necessity to file a
Motion for a New Trial in order to perfect
an appeal, nor do the annotations (synopsis
of what this same court has said in the
past about the requirements of the section)
under Section 25-1912 really set out that
the requirements of Section 25-1912 are
incomplete and that the wording of said
section is of no value to those who would
attempt to follow its procedural steps.
12
In a nutshell, no motion for a new
trial was filed because the Nebraska Code
Section 25-1143(1) which sets out the re-
quisite for the filing of a motion for a
new trial is not referred to in 25-1912;
it is only under the annotations under
the section regarding motions for a new
trial that an appellant can be apprised
that the Supreme Court of Nebraska has
repeatedly said that in order to perfect
and prosecute an appeal in Nebraska a
motion for a new trial is necessary. The
text of Section 25-1912 has been previ-
ously set out in this statement.
Section 25-1912 violates the due pro-
cess clause of the 14th Amendment, which
states as follows: "Nor shall any state
deprive any person of life, liberty, or
property, without due process of law; ...
The due process clause of the 14th
Amendment prohibits vague and indefinite
13
legislation. In Baggett v. Bullitt, supra,
the Court said in a similar situation:
The statute therefore fell with-
in the compass of those decisions of
the Court holding that a law forbid-
ding or requiring conduct in terms so
vague that men of common intelligence
must necessarily guess at its meaning
and differ as to its application vio-
lates due process of law. Connally v.
General Construction Co., 269 U.S.
385; Lanzetta v. New Jersey, 306 U.S.
451; Joseph Burstyn, Inc. v. Wilson,
343 U.S. 495; United States v. Cardiff,
344 U.S. 174; Champlin Refining Co. v.
Corporation Comm'n of Oklahoma, 286
U.S. 210.
Further, in Baggett at 373, the Court
said as follows:
Well-intentioned prosecutors and
judicial safeguards do not neutralize
the vice of a vague law.
(See also Harris v. Younger, 281 F.Supp. 507,
reversed on other grounds 91 S.Ct. 746,
401 U.S. 37, 2 L.Ed.2d 669 (D.C.Cal. 1908) .)
It is clear after reading Section
25-1912 that there is no mention of the
requirement of a motion for new trial. The
code section violates the due process
clause and the privileges and immunities
14
clause of the 14th Amendment to the Consti-
tution of the United States. Those rights
are circumvented by Section 25-1912 because
it does not accurately set out the rules
for perfecting a Supreme Court appeal in
the State of Nebraska.
The section also specifically violates
the privileges and immunities clause of
the 14th Amendment, which states as follows:
No state shall make or enforce
any law which shall abridge the pri-
vileges or immunities of the citizens
of the United States.
Said privileges and immunities clause
of the 14th Amendment specifically pro-
hibits any state from abridging the rights
and privileges of its citizens. This is
set out in the case of In Re Mahon, 34 F.
529, G£2°4 6 S.Ct. 1204, 127 U.S. 700,
32 L.Ed. 283 (D.C.Ky, 1888), wherein the
Court said:
This is not a grant to the citi-
zen resident or sojourner, as an
individual, or any right which he
did not therefore have, but it is a
15
'
limitation upon the power of the
states, put in the federal Consti-
tution. It is not a declaration of tion that is not arbitrary, capricious or
which privileges or immunities citi-
zens of the United States are entitled
to, but is a declaration that no
state of the Union shall abridge No reading of Section 25-1912 of the Re-
them. !
to make the appeal is entitled to legisla-
unreasonable and not vague or indefinite.
visted Statutes of Nebraska would alert any
When the privileges and immunity clause
prospective appellant of the duty to file
speaks of rights, it means all rights.
a motion for a new trial within ten days.
It is not necessary under the Federal
The rights of the appellants cannot be
Constitution that the State of Nebraska pro-
encumbered by legal traps. The section is
vide for appellate review, but since it has
in violation of the 14th Amendment of the
SO provided, the provisions must meet Con-
Constitution.
stitutional standards.! The person desiring
defendant. Consequently at all stages
lin Griffin v. Illinois, 351 U.S. 12, of the proceedings the Due Process and
18, 76 S.Ct. 585, 590, 100 L.Ed. 891 (1955), y Equal Protection Clauses protect per-
ae Sey ete sons like petitioners from invidious
discriminations. See Cole v. Arkansas,
It is true that a State is not 333 U.S. 196, 201; Dowd v. United
required by the Federal Constitution to States ex rel. Cook, 340 U.S. 206,
provide appellate courts or a right to 208; Cochran v. Kansas, 316 U.S. 255,
appellate review at all. See, e.g., 257; Frank v. Mangum, 237 U.S. 309,
McKane v. Durston, 153 U.S. 684, 687- 327.
688. But that is not to say that a
State that does grant appellate review
can do so in a way that discriminates
against some convicted defendants on
account of their poverty. Appellate
review has now become an integral part
of the Illinois trial system for finally
adjudicating the guilt or innocence of a
17
16
THE FEDERAL QUESTION IS SUBSTANTIAL
The federal question is substantial
since the Supreme Court of Nebraska should
not be permitted to ignore the due process
clause and the privileges and immunities
clause of the 14th Amendment to the Consti-
tution of the United States by trying to
plug up a hole in a vague statute by judicial
pronouncement and base its opinion for doing
so on cases easily distinguishable 2 and
completely ignore the pertinent cases cited
by the appellants (such as Baggett v.
Bullitt, supra).
The problem is not unique to these
appellants. The annotations under motions
2McKane v. Durston, 153 U.S. 684 (1894).
Most of the cases, if not all, cited by
Nebraska Supreme Court in its decision,
go back to the McKane case. All McKane
says is, "It is wholly within the discre-
tion of the state to allow or not allow
such a review." At p. 687. This ignores
Griffin v. Illinois, supra.
18
for new trial show that the Supreme Court
of Nebraska has refused to permit anything
but a pro forma appeal in at least twenty-
two cases despite the fact that the chal-
lenged statute, 25-1912, clearly says that
there are only two things necessary to per-
fect an appeal and there is no mention: of a
motion for new trial.
Pertinent sections of the Revised
Statutes of Nebraska are:
Ch. 25-1142 - "New trial, defined:
grounds”
Ch. 25-1143 - "New trial; application
when made"
Ch. 25-1144 - "New trial - motion
form"
"
Ch. 25-1912 - "Appeal to Supreme Court:
Civil and Criminal Ac-
tions: Procedure:
Notice of Appeal; doc-
keting fee: filing of
transcript"
(All found in Revised Statutes of Nebraska,
Reissue of 1975, Vol. 2.)
Close scrutiny of these Code sections
will reveal nothing that indicates that a
19
motion for a new trial is mandatory prior
to appeal, and in fact 25-1912, the section
under attack here, clearly states the oppo-
site in that it says only the notice and
docket fee are jurisdictional. There are
four pages of annotations after 25-1912
and none of them apprise a reader that
you must first file a motion for a new
trial to get a meaningful appeal.
Let us review what actually happens
and did happen here when no motion for a
new trial is filed in Nebraska.
1. A decision is reached at the
trial court level.
2. No "Motion for New Trial" is filed
in ten days.
3. A Motion for New Trial is filed
after ten days (but is considered a "nullity"
(see Pallasv. Dailey, 169 Neb. 277, 99 N.W.2d
6)).
4. A "Notice of Appeal" is timely
filed.
20
5. The Nebraska Supreme Court accepts
the "Appeal" saying, "We have jurisdiction,
but appellant has failed to 'preserve for
review the trial errors.'"
6. The Nebraska Supreme Court will
then "examine the record only for the pur-
pose of determining whether or not the judg-
ment is supported by the pleadings."
7. This is the same as no appeal at
all. It is an automatic affirmance.
There is no statutory support for this
procedure. It can't be found in 25-1142,
25-1143, 25-1144, 25-1912 or anywhere else
in the Revised Statutes of Nebraska. It
cannot be ascertained even by considering
all four sections at the same time. Sec-
tion 1143 allows one exception, "permitting
the filing of a motion for a new trial after
10 days where party was ‘unavoidably pre-
vented'" from a timely filing. Despite a
series of cases that showed good reasons
for the delay, the annotations show no case
which allowed a late filing for any reason;
21
it is only window dressing.
These appellants readily admit that
any procedure to preserve trial errors is
logical and understandable? but strongly
urge that it cannot be set up by the
Nebraska Supreme Court trying to plug
statutory holes by judicial pronouncements.
In the case of Giacco v. Pennsylvania,
Supra, this Court reversed the Supreme
Court of the State of Pennsylvania, which
had sustained the intermediate appellate
court which had held that the Pennsylvania
Statute assessing court costs was consti-
tutional. The United States Supreme Court
held that the 1860 act violated the due
process clause because of vagueness and
stated that regardless of whether the act
is penal or civil, it must meet the due
process requirements of the 14th Amendment.
4
3See/C.J.S. A
-J.S. Appeal and Error, Sec.
p. 1184. Po
22
ere a
The court went on on page 402 to say:
. Whatever label be given the
1860 act, there is no doubt that it
provides the state with a procedure
for depriving an acquitted defendant
of his liberty and his property. Both
liberty and property are specifically
protected by the 14th Amendment against
any state deprivation which does not
meet the standard of due process and
this protection is not to be avoided
by the simple label a state chooses
to fasten upon its conduct or its
statute.
The Giacco decision goes on to say:
It is established that a law
fails to meet the requirements of
the due process clause if it is so
vague and standardless that it leaves
the public uncertain as to the conduct
it prohibits.
The Court went on to say at page 403:
Implicit in this constitutional
safeguard is the premise that the law
must be one that carries an under-
standable meaning with legal standards
that the courts must enforce. This
state act as written does not even
begin to meet this constitutional
requirement. The state contends that
even if the act would have been void
for vagueness as it was originally
written, subsequent state court inter-
pretations have provided standards
and guides that cure the former
constitutional deficiencies. We do
not agree. (hmphasis Supplied. )
23
In the case of Jordan v. DeGeorge,
341 U.S. 223, 230, 71 S.Ct. 703, 95 L.Ed.
886, Chief Justice Vinson on page 230 takes
the criminal test for "due notice" and
applies it to a civil statute, and states
as follows:
The essential purpose of the
"void for vagueness" doctrine is to
warn individuals of the criminal
consequences of their conduct.
Williams v. United States, 341 U.S.
97, decided April 23, 1951; Screws
v. United States325 U.S. 91, I03-104
(1945). This Court has repeatedly
stated that criminal statutes which
fail to give due notice that an act
has been made criminal before it is
done are unconstitutional deprivations
of due process of law. Lanzetta v.
New Jersey, 306 U.S. 451 (1939);
United States v. Cohen Grocery Co.,
255 U.S. 81 (1921). It should be
emphasized that this statute does
not declare certain conduct to be
criminal. Its function is to apprise
aliens of the consequences which
follow after conviction and sentence
of the requisite two crimes.
Despite the fact that this is
not a criminal statute, we shall never-
theless examine the application of
the vagueness doctrine to this case ...
The test is whether the language con-
veys sufficiently definite warning as
to the proscribed conduct when measured
24
by common understanding and practices.
Connally v. General Construction Co.,
269 U.S. 385 (1926). (Emphasis sup-
plied.)
Nor can the Nebraska Supreme Court ignore
the mandate of Griffin v. Illinois, supra,
which requires due process in this situation.
These are identical situations to what
these appellants and many others have been
subject to by the previous rulings of the
Nebraska Supreme Court.
The question presented is so substantial
as to require plenary consideration with
briefs on the merits and oral arguments.
CONCLUSION
This appeal raises an issue of funda-
mental importance to our system of justice.
This Court should not vate the numerous
cases wherein the Supreme Court of the
State of Nebraska has in effect summarily
dismissed appeals which comply with the
mandate of Section 25-1912, by saying that
they have by subsequent court decisions,
25
in effect, expanded the words, "and no other
matters shall be deemed jurisdictional", of
the statute to include the necessity of
filing a motion for new trial.
The opening words of Section 25-1912,
The proceedings to obtain a
reversal, vacation or modification of
judgments and decrees rendered or
final orders made by the district
court, including judgments and sen-
tences upon conviction for felonies
and misdemeanors under the criminal
code shall be ... (emphasis supplied),
are clear and easily understood until you
find that you have been torpedoed because
they are incomplete, in that they do not
tell you that 183 pages earlier in the same
code at page 584 there is another statute,
25-1143, entitled "New Trial," and in the
annotations thereunder (not in the statute
itself), you are apprised that the Supreme
Court of Nebraska has decided that you get
no real appeal unless you have filed a
motion for a new trial.
These appellants and at least twenty-
two others (as set out in the annotations)
26
have been thereby punished and deprived of
their constitutional rights, and this Court
should not permit it to continue. Section
25-1912 is repugnant to the due process
clause and the privileges and immunities
clause of the 14th Amendment. Plenary
consideration should be permitted.
Respectfully submitted,
4. a
T. O° BRIEN
ttorney for Appellants
Of Counsel:
O'BRIEN & GALVIN
922 Douglas Street
P. O. Box 3223
Sioux City, Iowa 51102
27
APPENDIX "A"
NEBRASKA STATE BANK V. DUDLEY
NO. 42077 Filed May l, 1979
1. Constitutional Law: Appeal and Error.
Appellate review in civil cases is
not a fundamental right guaranteed by
either the due process or privileges and
immunities clauses of the Fourteenth Amend-
ment to the Constitution of the United
States.
2. Appeal and Error.
Where the right to appellate review
is granted by law, it must be afforded in
a nondiscriminating manner.
3. Constitutional Law: Legislature:
Appeal and Error.
Article I, section 24, of the Ne-
braska Constitution, does not bar either
the Legislature or this court from making
reasonable rules and regulations govern-
ing review on appeal.
29
Heard before Krivosha, C. J.,
Clinton, and Hastings, JJ., and Stuart,
District sme. and Kuns, Retired District
Judge.
: CLINTON, J.
This is the third appearance of this
cause in this court. Nebraska State Bank
v. Dudley, 194 Neb. 1, 229 N.W. 2d 559;
198 Neb. 132, 252 N. W. 2d 277. At the
last trial in the District Court for
Dakota County, which involved only the
defendants' counterclaim against the
plaintiff, the jury rendered a verdict
for the plaintiff and judgment was entered
thereon. No motion for a new trial was
filed within 10 days after the verdict as
required by statute. Secs. 25-1143, 25-
1144, R.R.S. 1943; Parker v. Christensen,
192 Neb. 117, 219 N.W.2d 235. At the time
of the filing of a timely notice of appeal
from the judgment, the attorney for the
defendants filed a late motion for a new
30
trial, as well as an application to permit
its filing. The affidavit in support of
the motion to permit late filing alleges
the defendants' attorney, a member of the
Iowa bar, not admitted to practice in
Nebraska, was ignorant of Nebraska law
pertaining to the effect of failure to
file a motion for new trial; the defend-
ants were thus unavoidably prevented from
filing a timely motion for new trial; and
therefore late filing should be allowed
as provided by section 25-1143(1), R.R.S.
1943. The District Court denied the mo-
tion.
The defendants now seek to escape
the consequences of the failure, i.e.,
the limited review availabe (sic) in this
court under such circumstances, by attack-
ing the constitutionality of section 25-
1912, R.R.S. 1943, claiming (1) It is
unconstitutionally vague and therefore
it violates the due process clause of the
31
Fourteenth Amendment to the Constitution
of the United States; and (2) it violates
the privileges and immunities clause of
the Fourteenth Amendment to the Consti-
tution of the United States. The defend-
ants' contentions are not meritorious and
the judgment is affirmed.
Section 25-1912, R.R.S. 1943, inso-
far as is pertinent, reads as follows:
"The proceedings to obtain a reversal,
vacation or modification of judgments and
decrees rendered or final orders made
by the district court, .. . shall be
by filing in the office of the clerk of
the district court in which such judgment,
decree or final order was rendered, within
one month after the rendition of such
judgment or decree, or the making of such
final order, or within one month from the
overruling of a motion for a new trial in
said cause, a notice of intention to
prosecute such appeal .. . and, except
as otherwise provided in section 29-2306,
32
by depositing with the clerk of the dis-
trict court the docket fee required by
law in appeals to the Supreme COUFG. « « «
Except as otherwise provided in Section
2942306, an appeal shall be deemed per-
fected, and the Supreme Court shall have
jurisdiction of the cause when such notice
of appeal shall have been filed, and such
docket fee deposited in the office of the
clerk of the district court, and after
being so perfected no appeal shall be dis-
missed without notice, and no step other
than the filing of such notice of appeal
and the depositing of such docket fee
shall be deemed jurisdictional." The
statutes pertaining to new trial appli-
cable here are sections 25-1142 and 25-
1143, R.R.S. 1943. The first section
defines new trial and states the grounds
therefor. Section 25-1143.R.R.S. 1943,
insofar as pertinent here, reads: "The
application for a new trial must be made,
33
within ten days, either within or without
the term, after the verdict, report or
decision was rendered, except (1) where
unavoidably prevented. ..." Section
25-1144, R.R.S. 1943, prescribes the
form of the motion.
Defendants argue they were misled
because section 25-1912,R.R.S. 1943,
says: ". . . no step other than the
filing of such notice of appeal and the
depositing of such docket fee shall be
deemed jurisdictional." They further
complain that, if one reads the statutes
pertaining to a motion for new trial, one
cannot tell the effect of a failure to
file a motion unless the reader goes fur-
ther and examines the cases which deter-
mine that effect.
The pertinent provisions of section
25-1912, R.R.S. 1943, are not at all
vague in the ordinary sense of the term;
contrariwise, they are perfectly clear.
The defendants took the necessary juris-
34
dictional steps to vest jurisdiction in
this court and we do have jurisdiction.
By failing to file a motion for a new
trial and have it ruled upon, they failed
to preserve for review trial errors. Ne-
braska Children's Home Soc. v. Collins,
195 Neb. 531, 239 N.W. 2d 258. Ina law
action where no motion for new trial is
filed, this court on appeal will examine
the record only for the purpose of deter-
mining whether or not the judgment is
supported by the pleadings.
The defendants' claim of vagueness
thus rests upon the premise that every-
thing one needs to know to perfect an
appeal and preserve trial errors and to
effectively bring all issues before this
court must, to insure due process under
the Fourteenth Amendment to the Consti-
tution of the United States, be set
forth in one section of the statutes.
35
They cite no authority which so holds
and we can find none.
Implicit in the defendants' position
is the claim they have been denied due
process because they are deprived of the
right of appeal under the Constitution
of the United States. The Supreme Court
of the United States, up to this time,
has never found that a right of appeal ~
in a civil matter is inherent in the right
of due process of law, but has held other-
wise. National Union v. Arnold, 348 U.S.
37, 75 S.Ct. 92, 99 L.Ed. 46; Ohio v.
Akron Park District, 281 U. S. 74, 50 S.Ct.
228, 74 L.Ed. 710; Luckenback Steamship
Co. v. United States, 272 U. S. 533, 47
S.Ct. 186, 71 L.Ed. 394; Nowak, Rotunda
& Young, Constitutional Law, p. 499.
mere the right of appeal is granted by
law, due process requires only that the
right be subject to exercise in a nondis-
criminatory fashion. National Union v.
36
O. h aacRalises t
AG eG CCN + Dee Fink oO:
fbn saan vai Md aes
Arnold, supra.
In Life & Casualty Ins. Co. of Ten-
nessee v. Womack, 228 Ala. 70, 151 So.
880, the Supreme Court of Alabama was con-
fronted with a contention similar to that
made here. The petitioner there failed
to properly preserve in the trial court
questions for review in the Supreme Court.
He contended on appeal that due process
under the Fourteenth Amendment required
that nonetheless the Supreme Court of Ala-
bama review all questions raised on the
appeal. The court simply said: "Such
position is untenable. .. . Due process
of law is provided when the party is given
full opportunity to present the questions
of law and fact in the trial court, with
the right to reserve questions for review,
and have them reviewed by the appellate
courts. All this is provided for by law
in an orderly administration of justice."
37
Although the defendants do not claim
any violation of their rights under our
own Constitution, we take note of the fact
that Article I, section 24, provides: "The
right to be heard in all civil cases in the
court of last resort, by appeal, error,
or otherwise, shall not be denied." We
have held on numerous occasions that sec-
tion 24 does not prevent the Legislature
or this court from making reasonable rules
and regulations for a review of a case on
appeal. Schmidt v. Boyle, 54 Neb. 387,
74 N.W. 964; Barney v. Platte Valley Pub-
lic Power and Irrigation District, 144 Neb.
230, 13 N.W. 2d 120; In re Estate of Kothe,
131 Neb. 531, 268 N.W. 464; In re Estate
of Mathews, 125 Neb. 737, 252 N.W. 210;
Paper v. Galbreth, 123 Neb. 841, 244 N.W.
896; School District v. Traver, 43 Neb.
524, 61 N.W. 720.
The contention that section 25-1912,
R.R.S. 1943, constitutes a violation of
the privileges and immunities clause of
38
the Fourteenth Amendment is likewise with-
out merit. That clause is: "No State shall
make or enforce any law which shall abridge
the privileges or immunities of the citi-
zens of the United States." What has
already been said really answers the con-
tention relative to “privileges or immuni-
ties." The design of the privileges and
immunities clause was to insure that no
state could treat a citizen of the United
States, with respect to certain enumerated
fundamental rights, which do not include
appeilate review, any differently than
it treated its own citizens. Slaughter-
House Cases, 83 U.S. (16 Wallace) 36.
21 L.Ed. 394 (1872). The original
particular design of the privileges and
immunities clause was to preserve those
rights established by the Civil Rights
Act and prohibit the states from violating
such rights. See Raoul Berger, Government
39
by Judiciary, C. 3, The "Privileges or
Immunities of a Citizen of the United
States, " p. 37.
The pleadings support the judgment.
| AFFIRMED.
KRIVOSHA, C. J., concurring.
I am in full agreement with the major-
ity opinion in this case. I add this con-
curring opinion solely for the purpose of
highlighting a matter which I believe de-
serves particular attention. In this case
the record indicates that defendants' Iowa
attorney was joined by Nebraska counsel.
The record further indicates that Nebraska
counsel's name appeared on the various
pleadings and on the briefs filed in this
court. Yet Nebraska counsel did not appear
in this court at the time of oral argument,
nor does the record indicate when, if at
all, Nebraska counsel participated in this
matter in the trial court. It is obvious
that had Nebraska counsel been more actively
40
involved in the trial of this case, Iowa
counsel might not have failed to timely
file a motion for new trial.
The purpose of resident counsel join-
ing with nonresident counsel is obvious.
It is to insure that the nonresident coun-
sel will be associated with a counsel in-
volved in the litigation who is knowledg-
able and familiar with the laws and prac-
tices of this state. By permitting his
name to be affixed to a pleading or brief,
a resident lawyer represents to this court
that he is a part of the litigation and a
counsel of record. Accordingly, he should
be held accountable for the transaction
of the litigation to the full extent as if
there were no nonresident counsel. A resi-
dent lawyer should not permit his or her
name to be affixed to pleadings or briefs
unless he or she intends to be involved in
the litigation and familiar with the actions
taken by nonresident counsel. The failure
41
to properly perform in a case in which APPENDIX "B"
counsel's name appears may give rise to
ren ty ; IN THE DISTRICT COURT OF NEBRASKA
subsequent disciplinary action by reason
-<h ‘ IN AND FOR DAKOTA COUNTY
of counsel failing to act in accordance
; NEBRASKA: STATE BANK,
with the Code of Professional Responsi-
Plaintiff-Appellee,
bility as adopted by this court.
vs.
CHARLES R. DUDLEY and
DELORES S. DUDLEY,
Defendant-Appellants.
NOTICE OF APPEAL TO THE SUPREME COURT
OF THE UNITED STATES
Notice in furtherance of Rule 10 of
the Supreme Court Rules is hereby given
that Charles R. Dudley and Delores S.
Dudley, the appellants above named, here-
by appeal to the Supreme Court of the
United States. from the final judgment
of the Supreme Court of Nebraska dated
May 1, 1979, affirming the District Court,
which judgment in effect denied these
appellants their constitutional right
42 43
to full appeal of the errors made by
the trial court.
This appeal is taken pursuant to
28. U.8.C. 1257 (2).
7 /s/ John T. O'Brien
O'BRIEN & GALVIN
922 Douglas Street
Sioux City, Iowa 51102
712/255-0147
Attorney for Charles R.
Dudley and Delores S.
Dudley, Defendants-
Appellants
PROOF OF SERVICE BY ACKNOWLEDGEMENT
OF SERVICE AS PROVIDED IN
SUPREME COURT RULE 33
I, David R. Crary, counsel of
record for the Plaintiff-Appellee, the
Nebraska State Bank, hereby acknowledge
receipt of three copies of foregoing
Notice of Appeal to the Supreme Court of
the United States this 18th day of July,
1979. 3
s/s David R. Crary
44
I, Sandra K. Inkster, as co-counsel
of record for the Plaintiff-Appellee,
The Nebraska State Bank, hereby acknow-
ledge receipt of three copies of fore-
going Notice of Appeal to the Supreme
Court of the United States this 18th
day of July, 1979.
/s/ Sandra K. Inkster
45
APPENDIX "C"
Case No. 8568
Case No. 8653
JUDGMENT ON VERDICT
(Filed March 29, 1978)
NOW, on this 7th day of March, 1978,
this matter came on for trial upon
Defendants' Counterclaim filed herein
against the Plaintiff. Present in court
were the parties and their attorneys,
and also the following named persons as
jurors, to-wit: Carl Stolze, Loraine
Reifenrath, Milo Birkley, Daryle Benson
Jeanne Carstens, Petronilla Rasmussen,
Paul Foreshoe, Duane Nelson, Wilbur Lamp,
Betty Bobier, Nancy Cakebread and Mervin
Gerch, who were duly impaneled and sworn
according to law, and having heard the
testimony, the argument of counsel, and
the instructions of the court, retired in
charge of the bailiff for deliberation,
and on the 8th day of March, 1978, returned
47
their verdict for the Plaintiff, Nebraska
State Bank.
IT IS THEREFORE CONSIDERED, ORDERED
AND ADJUDGED by the Court that the
Defendants’ Counterclaim be dismissed
with prejudice and that the costs of this
action be taxed to the Defendants in the
sum of $673.84.
BY THE COURT:
/s/ UL.W. Kelly Jr.
District Judge
48
APPENDIX "D"
Case No. 8568
ORDER
(Filed July 7, 1978)
NOW, to-wit, on this 27th day of
June, 1978, Defendants' "Motion to Per-
mit Late Filing of Motion For New Trial"
and "Motion For New Trial" came on for
hearing, and the same were submitted on
the pleadings and the Affidavit filed by
Mr. Don O'Brien, Defendants' attorney.
The Court being duly advised finds
that the "Motion To Permit Late Filing
Of Motion For New Trial" is overruled,
and the "Motion For New Trial" dismissed
for the reason it was filed out of time.
IT IS THEREFORE ORDERED that the
"Motion To Permit Late Filing of Motion
For New Trial" be and the same hereby is
overruled, and the “Motion For New
Trial" filed herein be and the same
49
hereby is dismissed for reason it was
filed out of time.
By the Court:
/s/ L. W. Kelly, Jr..
District Judge
50
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