Petition — Bowling v. Mathews
Supreme Court brief1979
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Supreme Court, U. S
} FILED
29 1979
IN THE _
SUPREME COURT OF THE vues 2008
OcToBeR Term, 1978-7"
m Fe°-17Es
LAWRENCE E. BOWLING,
Petitioner,
Vv.
DAVID MATHEWS et al.,
Respondents. |
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
LAWRENCE E. BOWLING, Pro Se
66 Heritage Hills
Tuscaloosa, Alabama 35406
Tel. No. 205-345-5754
Of Counsel:
WYTHE W. HOLT, JR.
School of Law
University of Alabama
P. O. Box 1435
University, Alabama 35486
Tel. No. 205-348-7656
TABLE OF CONTENTS
Page
GS DOM. ots becciashndb heen easel 2
© pac a cco in LENE OE OEE 2
QUES. POEs ok seca dccs aeccbous 3
CONSTITUTIONAL AND STATUTORY PROVISIONS 4
STATEMENT OF THE CASE... 2. cccccccncces 4
REASONS FOR GRANTING THE WRIT.......... 12
I. Unconstitutional Fifth Circuit Rule. 12
II. Conflict With Decisions of This Court 21
A. First Amendment rights............. 22
eB OE ee 25
C. Desiaratery celia€ «os ok cscs kcvunes 28
A BRGRE BOLSRE: i's xc a5 eek 28
E. Dismissal of certain defendants.... 29
III. Conflict With Other Circuits...... 30
IV. Conflict With Alabama Supreme Court 31
GOLDER ci nacevscuhewin ee eeu Ubeeoas 32
gg ee eee eee ee ee Al
A. Opinion of the Court of Appeals,
p> ae Fe 2, Se ee ry ee: Al
B. Opinion of the Court of Appeals,
MOUSE TR, BRiSe «0s cassusavunun eee A6
C. District Court's order remanding
cause to University, 2-1-74....... A8
D. District Court's order granting
salary, denying reinstatement,
declaratory judgment,etc. ,6-20-74. A9
E. District Court's order denying °
reinstatement, declaratory judg-
ee ee OD PE aS All
F. District Court's order dismissing
as to defendant Sands, 5-22-75... Al3
G. District Court's summary judgment
for defendants, 8-18-76.......... Al4
H. Judgment of the Court of Appeals,
Speia 34, US7S. «isch cee Al6
I-J. Judgments of Court of Appeals,
Jameery G, 39 es vksecauantoeee Al7-18
K. Court of Appeals' denial of peti-
tion for rehearing en banc....... Al9
L. Constitutional and statutory
provisions ftawelwed.....sacasvaes A20
ABBREVIATIONS USED IN THIS PETITION... ii
TABLE GP AUTRE TEMG s 60s ic i ctwennuees ii
i
ABBREVIATIONS USED IN THIS PETITION
A = Appendix to the petition.
Bd. Ex. = Exhibit attached to Findings, Conclu-
sions and Decision of the Board of Trustees,
designated in the Record in Bowling v.
Mathews, Appeal No. 75-3879, as Doc.3(H)8,
filed in the District Court on April 14,
1976.
Doc. = document, as numbered in Record certified
to the Court of Appeals.
PX = Petitioner's (Universi — o st —
RX = Respondent's (Bowling's ibits in Record.
M = Record in Bowling v. Mathews ,Appeal No.75-2949.
2M = Record in Bowling v. Mathews, Appeal No. 76-3879.
2M Doc.3(G)7 = Transcript of Proceedings Before
the Board of Trustees, December 13, 1975, filed
in District Court, April 14, 1976. ne
2M Doc.3(H)8 = Findings, Conclusions and Decision
of the Board of Trustees, filed in District
Court, April 14, 1976.
S = Record in Bowling v. Scott, Appeal No. 75-1426,
in which only the documents were numbered con-
secutively, as certified on appeal.
1T = Transcript of the First Hearing.
2T = Transcript of the Second Hearing.
TABLE OF AUTHORITIES
Cases: Page
Armstrong v. Manzo (1965), 380 U.S. 545....16,25-28
Bass v. Hoagland (CA5 1949), 172 F.2d 205.... 1/7
Beacon Theatres v. Westover (1959), 359 U.S.500 13
Bowling v. Mathews (CA5 1975),511 F.2d 112...10,16
Bowling v. Mathews (CA5 1979), 587 F.2d 229
MT har ign a hen ea e's 00 6 11,16,17,18-28
Bowling v. Scott (CA5 1979), 587 F.2d 229. .17,18-28
Carey v. Piphus (1978), 98 S.Ct. 1042........ 28
Clemons v. Board of Education of Hillsboro
ER eee 30
Cramp v. Board of Public Instruction (1961),
Si vic wn veers devesanie 24
ii
Curtis v. Loether (1974), 415 U.S. 189........ 13
Dairy Queeen v. Wood (1962), 369 U.S. 469..... 13
Damico v. California (1967), 389 U.S. 416 ...12,14
Ellis v. Dyson (1975), 421 U.S. 426.......... 12,28
Ferguson v. Thomas (CA5 1970), 430 F.2d 852
SA paw kat wate es 9,10,11,14,15,16,17,18
Fluker v. Alabama State Board of Education
Ce Bras ee ee so CGNioe ed ss heer wae 15
Gibson v. Be fil Cis7s), 413 U.S. 366... ... 12,21
Givhan v. Western Line Consolidated School
District’ (1979)... Fe B.C. Wades cia seve sass 22
Grayned v. City of Rockford(1972), 408 U.S.104 24
' Healy v. James (1972), 408 U.S. 169........... 22,23
v. Greenvilled Airport Commission (CA4
ee: Ok ON OS ere ne 30
Houghton v. Shafer (1968), 392 U.S. 639...... 12,14
Johnson v. Zerbst (1938), 304 U.S. 458....... 17
King v. Smith (1968), 392 U.S. 309........... 12,14
Lorillard v. Pons (1978), 98 S.Ct. 866....... 13
McNeese v. Board of Education (1963), 373
ee: GOS os cee wh hwee Chae bane cl ers cea s 12
Mitchum v. Foster (1972), 407 U.S. 225....... 13
Monroe v. Pape (1961), 365 U.S. 167....... 12,14, 28
Morrissey v. Brewer (1972), 408 U.S. 471..... 19
Papish v. Board of Curators of the University
of Missouri (1973), 410 U.S. 667........ 22 ,23,24
Pernell v. Southall Realty (974), 416 U.S. 363 13
Preiser v. Rodriguez (1973), 411 U.S.475..... 13
Procunier v. Martinez (1974), 416 U.S. 396... 24
Scheuer v. Rhodes (1974), 416 U.S. 232....... 30
Service v. Dulles (1957), 354 U.S. 363....... 25,27
Shelton v. Tucker (1960), 364 U.S.479 rs ae Sh
Speiser v. Randall (1958), 357 U.S. 513...... 16
Stapp v. Avoyelles Parish School Board (CA5
ETE 5 SU OE ek FONG cd ChE Seas 15
State Tenure Commission v. Madison County
Board of Education (1968), 213 So.2d 823... 31
Steffel v. Thompson (1974), 415 U.S. 452.... 12
Stevenson v. Board of Education (CA5 1970),
BD. Wie BAR: Coho ecr ash eek eave es Deka aas 14
Stewart v. Pearce (CA9 1973), 484 F.2d 1031.. 31
Thompson v. Madison Co. Board of Education
ae AEF ad, GTO Bee Wicd es He vs bab beens 15
Union Tool Co. v. Wilson (1922), 259U.S. 107..26,27
iii
Vitarelli v. Seaton (1950), 359 U.S. 535....25,27
Viverette v. Lurleen B. Wallace Jr. College
ee 29s Oey OE, Fe Bee ea bse on Vo geese ces 14
White v. Roughton (CA7 1976), 530 F.2d 750.. 31
Wilwording v. Swenson (1971), 404 U.S. 249.. 12
Wood v. Strickland (1975), 420 U.S. 308..... 28
‘
United States Constitution:
PE Ec OE Fe Mee as pew veseuaee 4,20,21,A20
eA OS aes pete Oh ankad con sais passim
eae er re ere passim
ee aa aus en nkpcas Re oewss oes @s 5
SE PL SS iNwiawe cbW 56a RE eed s0en a passim
et ak Oe Cee ik claw. Ge&E $10.12
SP Meenas SE wo a co a bee Ade Oe wes 5,10,12,14
ee yn a sk es oS dee 0 hw eee 14
Be Sees, CS he KA kek vues van 4,5,10,12,14,28
MR ge Se) | ee 4,5,10,12,14,28
ee Ce I eee uw at 4,5,10,12,14,28
Miscellaneous :
Federal Rule of Civil Procedure 56........ 30
American Association of University Profes-
sors, AAUP Policy Documents and Reports. 24
University of Alabama Faculty Handbook,
1968, p. 38, Policy on Termination of
| ee ae oe ee 21, 23-25 ,A22
iv
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 197
No.
LAWRENCE E. BOWLING,
Petitioner, —
Vv.
DAVID MATHEWS et al.,
Respondents.
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Petitioner Lawrence E. Bowling respect-
fully prays that a writ of certiorari issue
to review the judgment and opinion of the
United States Court of Appeals for the
Fifth Circuit, affirming a summary judgment
and other orders of the United States Dis-
trict Court for the Northern District of
Alabama, in Bowling v. Mathews and Bowlin
v. Scott, which were consolidated on appeal.
lRespondents are the following individually and
officially charged officers of the University of
Alabama: David Mathews, President; Richard Thigpen,
past Executive Vice President; Paul E. Skidmore,
General Counsel; Howard B. Gundy, past Academic
2
OPINIONS BELOW
The opinion of the Court of Appeals
dated January 8, 1979, and reported at 587 F.
2d 229, is reprinted at Al. The opinion of
the Court of Appeals dated April 14, 1974,
and reported at 511 F.2d112,is reprinted at
A6. Orders of the District Court are at-
tached as follows: Order of February 1, 1974,
remanding the cause to the University, A8;
Orders of June 20, 1974, and January 28,1975,
denying reinstatement and declaratory judg-
ment, A9-12; Order of May 22, 1975, granting
final dismissal as to defendant Sands, Al3;
Order of August 18, 1976, granting summary
judgment to the remaining defendants, Al4.
JURISDICTION
The first judgment of the Court of Ap-
peals was entered on April 14, 1975. Al6. The
last judgments of the Court of Appeals were
entered on January 8, 1979. Al7-18. Time for
filing a petition for rehearing en banc was
extended to February 21, 1979. A timely peti-
tion for rehearing en banc was denied on March
13, 1979. Al9. The jurisdiction of this court
is invoked under 28 U.S.C. § 1454(1).
Vice President; Floyd H. Mann, Special Assistant to
the President; Willard Gray, past Associate Academic
Vice President; Douglas E. Jones, Dean, College of
Arts and Sciences; James B. McMillan, past Chairman,
Department of English; Dwight L. Eddins, past Chair-
man, Department of English; First Hearing Committee
Members Annabel D. Hagood, Robert E. Johnson, John
S. Pancake, and C. Dallas Sands; present and past
Members of the Board of Trustees George C. Wallace,
LeRoy Brown; Daniel T. McCall, Jr.; Winton M. Blount;
Eris F. Paul; Yetta G. Samford,Jr.; John T. Oliver,
Jr.; John A. Caddell; Ehney A. Camp, Jr.; Samuel
Earle G. Hobbs; Thomas S. Lawson; and Ernest G.
Williams; and J. Rufus Bealle, Executive Secretary
to the Board of Trustees.
3
QUESTIONS PRESENTED
1. Whether, in an action by a discharged
tenured professor suing named state offi-
cials for equitable relief and damages for
deprivation of rights protected by the
Fourteenth Amendment and 42 U.S.C. §§ 1983,
1985, and 1986, including First Amendment
rights and voting rights, a District Court
may deny plaintiff's right to a plenary
trial, including discovery and trial by
jury, remand the cause to defendants for a
second discharge proceeding, and, on the
basis of that hearing record, grant sum-
mary judgment for defendants on both the
equitable and the legal issues.
2. Whether a tenured teacher, found by
the Court to have been discharged without
due process, is entitled to reinstatement
prior to another discharge proceeding.
3. Whether a termination policy provid-
ing for discharge of tenured teachers for
undefined and unrestricted "adequate cause"
is unconstitutionally vague and overbroad.
4. Whether dismissal charges referring
to periods of one to seven years prior to
last year of employment and alleging con-
duct for which there had been no warning
deny due process, as held by the Supreme
Court of Alabama.
5. Whether defendants charged with con-
spiracy and deprivation of civil rights
may be dismissed prior to answer, dis-
covery, or evidentiary hearing, on a plea
of quasi-judicial immunity in non-judicial
action. :
4
CONSTITUTIONAL PROVISIONS,
STATUTES, AND REGULATIONS INVOLVED
U.S Constitution, Article I, §§ 9 and 10;
U.S. Constitution, Amendments I, VII,
and XIV;
U.S. Code, Title 42, Sections 1983,
1°85 (3), and 1986;
University of Alabama, Policy on Termi-
nation of Appointment, Faculty Handbook,
1968, p. 38.
The texts are set forth in Appendix L,
infra at A20-23.
STATEMENT OF THE CASE
This case arises because certain officers
of the University of Alabama (1) solicited
a tenured senior full professor, Dr.Lawrence
E. Bowling, for a political contribution in
a presidential election, (2) discriminated
against him in salary increments and course
assignments because of his refusal to con-
tribute, (3) discharged him without any
charges or opportunity for hearing, because
of his complaints concerning the solicita-
tion, discriminations, and conditions of
his emoloyment, and (3), after reinstating
him following his declaration of intent to
file court action, permanently suspended
him from all his professional duties, with-
out any prior notice, charges, or opportun-
ity for a hearing, and (4) thereafter dis-
charged him pursuant to a hearing which the
District Court found to have denied due
process. The original complaint demanded
reinstatement, back pay, and compensatory
and punitive damages in excess of $10,000
against individually and officially named
5
defendants charged with violating rights
protected by the First, Ninth, and Four-
teenth Amendments and by 42 U.S.C. §§ 1983,
1985(3), and 1986. Trial by jury was timely
demanded. The District Court's jurisdic-
tion rested on 28 U.S.C. §, 1331 and 1343,
Specifically, in October, 1964,, English
Department Chairman James B. McMillan
served on petitioner, at his campus post
of duty and during working hours, a solici-
tation fora political contribution to sup-
port the "election of President Johnson and
Senator Humphrey" in the presidential elec-
tion. M53 (See abbreviations, p. ii, supra.)
Petitioner refused to contribute, and
McMillan thereafter began and continued a
course of discrimination against him in
the assignment of classes and salary incre-
ments. In the spring of 1967, petitioner
brought these discriminations to the atten-
tion of the President and the Vice Presi-
dents and also called attention to the fact
that, because of McMillan's ineffective
leadership of the department, relatively
few students were enrolling in English.
M4,156, 177, 193. He requested, but never
received, a grievance hearing on these
issues. Instead, without any prior notice,
charges, or hearing, he was ordered to sub-
mit to a psychiatric examination or be dis-
charged. M 178, 195-200. He requested a
statement of charges; the request was de-
nied; he refused to submit to the examin-
ation and was informed that his employment
would be terminated as of July 1, 1967.
Petitioner sought the: services of an
internationally recognized psychiatrist,
who advised him: "What you need is not a
psychiatrist but a lawyer. ... Go back to
your ufiiversity and tell those officials
that you'll see them in court." Peti-
6
tioner did as advised, and the President
immediately reinstated him in his position
on August 18, 1967. M180;2T 1265-1269, 1896-
1897, PX 51. But unknown to petitioner,
"there were discussions about whether Pro-
fessor Bowling should have any further
salary increases or any more leaves of
absence". 2T RX 1-A at 313. Plaintiff re-
ceived no salary increase for 1967-68, the
academic year following this matter, and
no salary increase after 1970. M180,q% 15X.
In the fall of 1971, petitioner began
researching an article on "High Athletics
and Low Academics at the University of
Alabama". Its point was that, by strict
discipline in football, the school had
won the rating of Number One; whereas,
in academics, the University Administra-
tion's general attitude of permissiveness
had resulted in low ratings in many
regional and national surveys and reports.
M5,157. On September 13, 1971, petitioner
interviewed University Counsel George
Driver concerning these matters. Id. Im-
mediately thereafter, on the same day,
Chairman McMillan and Dean Douglas E. Jones
began harassing petitioner concerning a
report on his leave for the previous aca-
demic year. 2T 964[A]-167; PX 19-A, 18-A.
Petitioner also brought these matters to
the attention of two members of the Board
of Trustees, on September 25,27. M157,417E.
On January 1, 1972, McMillan was replaced
as Chairman by Associate Professor Dwight
L. Eddins, who, on January 11, "requested"
that petitioner teach a section of English
9, an elementary course normally taught by
part-time graduate assistants. PX 15. Peti-
tioner stated that teaching this course
would violate the terms of his employment
but that he would teach it if ordered to
do so. 2T 692,Eddins's testimony. On Janu-
7
ary 12, Law Professor C. Dallas Sands ad-
vised Dean Jones concerning discharge pro-
ceedings in this case; and on January 13,
Jones took a firm stand against petitioner.
M38. Also on January 13, Eddins told peti-
tioner to resign and made two threats: (1)
if petitioner would not resign, Eddins
would always discriminate against him in
the assignment of courses and (2) if peti-
tioner should ever reveal this threat,
Eddins would swear that petitioner was
lying. RX 68. Immediately thereafter, peti-
tioner informed Jones that he would teach
the class without any order. RX 70,at 232-
233; Jones's testimony. On January 14,
petitioner delivered to Jones a letter
(M62), confirming this fact. But Jones
wrote a letter (PX 14), advising Eddins to
assign "this particular section of Eh 9 to
another teacher pending further action in
this matter", and the class was "re-assigned
to a graduate student". 2T 609:6. Both Ed-
dins and Jones testified that petitioner
did not "refuse" to teach the class. 2T
691-693, 912:13-15, RX 70,at 201:16-18.
On February 8, 1972, Eddins, with advice
of his superiors, permanently suspended
petitioner from all his teaching duties,
without any prior notice, charges, or op-
portunity for a hearing. M64, PX 7. No
hearing was ever allowed on that suspen-
sion. Eddins continued making the threats
of discrimination and perjury, and peti-
tioner made a sound recording of them on
February 21, 1972, transcribed as RX 68.
At the first hearing, Eddins swore that he
did not make such threats. Confronted with
the sound recording, he admitted that it
was true and accurate. RX 66 at 425-428,
456-457.
On February 28, 1972, without any prior
notice, charges, or opportunity for hearing,
Dean Jones ordered petitioner to resign
8
or "face charges". Petitioner requested
charges and names of witnesses, but Jones
refused to supply either. RX 81-A. Peti-
tioner refused to resign.
On March 13 and 16, 1972, petitioner re-
quested that President Mathews supply cer-
tain information and release a recent re-
port of the Southern Association, which
petitioner needed in connection with the
article he was writing on athletics and
academics. M201,202. Mathews did not re-
spond. On March 29, 30 and April 3, peti-
tioner discussed these matters with Trus-
tees Williams and Caddell and gave them
copies of reports of the American Council
on Education and the Association of Research
Libraries, and a College and University
Environmental Scales survey, all ranking
the University low academically. M187. On
April 8, the Board of Trustees adopted a
Resolution authorizing President Mathews
"to handle matters of***dismissal***with
regard to faculty and staff members". 2M
Doc.3(H)8,p.26. On April 11, Dean Jones
filed dismissal charges against petitioner.
M259. The -harges covered the whole period
of petitioner's employment, on none of
which he had received any previous com-
plaint. A hearing was held in May and June,
and Dean Jones discharged petitioner as of
August 13, 1972. Petitioner appealed to
President Mathews, who denied the appeal
on January 24, 1973. M9.
The action of Bowling v. Mathews was filed
on February 9, 1973. On May 31, petitioner
amended his complaint as a matter of right
(M155-159), specifically charging that
certain defendants conspired to, and did, _
deprive him of equal protection of the lawsi”
and that certain other defendants knew of
this conspiracy and failed to take any pre-
9
ventive action. On Jume 25,he filed a motion
for permission to amend his complaint to
charge that defendants conspired to, and
did, discharge him in retaliation for his
petitioning for redress of grievances and
for exercise of freedom of speech for the
purposes of saving taxpayers' money and
improving the University academically.M172.
On October 12, petitioner timely demanded
trial by jury and filed a motion for per-
mission to amend his complaint to request
(1) a declaratory judgment on the issues
of the constitutionality of the Univer-
sity's termination policy, the statement of
charges, and the findings of the Hearing
Committee and (2) a preliminary injunction
reinstating him in his position. M308-313.
Meanwhile, he had filed numerous requests
and motions for discovery (M122,125,128,
204,285,288) and for preliminary reinstate-
ment in his position. M209,314. All of
these motions were denied. M150,203,383, 317,
318,325,326, 360.
Following the procedure outlined in the
majority opinion in Ferguson v. Thomas
(CA5 1970), 430 F.2d 852, the Court denied
petitioner's request that defendants be
ordered to answer the complaint (M321),
read the Committee Hearing transcript,
found denial of due process, and, over
petitioner's strong objections, remanded
the cause to respondents for a second hear-
ing. M382,387;2T 1839. Petitioner perfected
Appeal No. 74-1309.
While that appeal was pending, petitioner
filed motions on April 8, 1974, requesting
(1) partial summary judgment, including a
declaration of the unconstitutionality of
the termination policy, (2) reconsideration
of the order remanding the cause to the
University, and (3) a preliminary injunc-
tion for back pay and full reinstatement
10
pending further proceedings. M419-425. The
Court granted back pay and continuation of
salary and denied the motions in all other
respects. A10
On July 23, 1974, Dean Jones filed his
Second Statement of Charges (M512-535),
which, like his original charge®, con-
sisted almost wholly of charges relating
to periods from one to seven years prior
to the last year of petitioner's employ-
ment and to petitioner's private state-
ments to his employer and his colleagues
concerning the terms and conditions of his
employment.
On January 27, 1975, petitioner filed the
action of Bowling v. Scott, charging addi-
tional violations of rights protected by
the First and Fourteenth Amendments and by
42U.S.C. §§ 1983, 1985(3), and 1986 and de-
manding (1) a declaratory judgment on the
constitutionality of the termination policy
and the Second Statement of Charges and
(2) an injunction reinstating petitioner
in his position.S Doc.2. The District Court's
jurisdiction rested on 28 U.S.C. §§ 1331,
1343, and 2201. On January 28, 1975, he
amended his complaint to add demands for
damages against the individually and of-
ficially named defendants, trial by jury,
and determination of the legal claims
prior to determination of the equitable
claims. S Doc.4. The Court entered Orders
denying all requested relief (Al1-12), and
petitioner perfected Appeal No. 75-1426.
On April 17, 1975, the Court of Appeals
affirmed the District Court's rulings from
which petitioner had appeald in Bowling v.
Mathews, basing its affirmance upon Fergu-
son v. Thomas, supra. A6.
The second hearing did not begin until
li
May 1, 1975, fifteen months after it had
been ordered. A4,A8. Petitioner filed
motions to strike designated averments in
the charges, on the grounds that they were
unconstitutional because of vagueness,
overbreadth, res judicata, staleness, con-
donation, and waiver. M536-560. These
motions were denied, and petitioner moved
the District Court to restrain respondents
from proceeding with the second hearing
until the Court could render a declaratory
judgment on the constitutionality of the
termination policy and the Second State-
ment of Charges. M509-560. The Court
denied the motion. M569.
On May 22, 1975, the District Court entered
a final judgment of dismissal as to defen-
dant C. Dallas Sands (M570), and petitioner
perfected Appeal No. 75-2949.
On July 21, 1975, the Hearing Committee
"concurred" in the void prior discharge.
2M Doc.3(H)8, Ex.F,p.I1. On October 7, 1975,
Dr. Howard B. Gundy, acting for the Univer-
sity despite his previous disqualification
of himself for bias as a defendant in the
legal action (Id.Ex.U), "concurred" in the
Committee's "concurrence". On April 3, 1976,
the Trustees, who were also defendants for
damages, "approved" the "concurrence" of
the Hearing Committee. 2M Doc.3(H)8.
The District Court denied petitioner's
requests for a plenary trial, including
trial by jury, reviewed the Second Hearing
record, and, without opinion, entered sum-
mary judgment for respondents on both the
equitable and the legal issues, on the
basis of the hearing record on the equit-
able issues. Al4. Petitioner perfected
Appeal No. 75-3879, and the Court of
Appeals affirmed, on the basis of Fergu-
son_v. Thomas, supra. Al.
12
REASONS FOR GRANTING THE WRIT
I. Unconstitutional Fifth Circuit Rule
The United States Court of Appeals for
the Fifth Circuit has fashioned a rule of
constitutional law which denies to teach-
ers and all other school personnel the
right to a federal forum and trial by
jury, and limits the District Court to a
review of the administrative record, on
all civil rights claims arising under the
Fourteenth Amendment and 42 U.S.C. §§ 1983,
1985, and 1986. This rule departs so far
from the prescribed course of judicial
procedure as to call for an exercise of
this court's power of supervision.
Sections 1983, 1985, and 1986 expressly
provide for a plenary trial in "an action
at law" and/or "suit in equity", and 28
U.S.C. §§ 1331 and 1343 provide that
"(t]he district courts shall have origi-
nal [not appellate] jurisdiction of any
civil action commenced by any person"
under these acts and the Fourteenth Amend-
ment. This court has "long held that an
action under § 1983 is free from [the
exhaustion] requirement.'' Ellis v. Dyson
(1975), 421 U.S. 426, 432; Monroe v. Pape
(1961), 365 U.S. 167; McNeese v. Board of
Education (1963), 373 U.S. 668, Damico v.
California (1967), 389 U.S. 416; King v.
Smith (1968), 392 U.S. 309; 312; Bas va
v. Shafer (1968), 392 U.S. 639; Wilwording
v. Swenson (1971), 404 U.S. 249; Gibson
v. Berryhill (1973), 411 U.S. 564; Steffel
v. Thompson (1974), 416 U.S. 249.
This court has also consistently held
that "{i]n cases in which legal relief is
available and legal rights are determined,
the Seventh Amendment provides a right to
13
jury trial." Lorillard v. Pons (1978),
98 S.Ct. 866, 871; Curtis v. Loether (1974),
415 U.S. 189;Pernell v. Southall Realty
(1974), 416 U.S. 363. The Court has fur-
ther held that in an action involving
both legal and equitable claims, a liti-
gant is entitled to jury determination
of the legal issues and all facts common
to both the legal and the equitable issues,
prior to determination of the equitable
issues. Beacon Theatres v. Westover (1959),
ae oP 469; Dairy Queen v. Wood (1962), 369
In Mitchum v. Foster (1972), 407 U.S,
225, 242, the Court emphasized: ''The very
purpose of § 1983 was to interpose the
federal courts between the States and the
people, as guardians of the people's
rights---to protect the people from uncon-
stitutional action under color of state
law, ‘whether that action be executive,
eee terns ta Ok In Preiser v.
Rodriguez , 1 U.S. 475, 496, the
Court held that "the filing of a complaint
pursuant to § 1983 in federal court ini-
tiates an original plenary civil action,
governed by the full panoply of the Fed-
eral Rules of Civil Procedure."
Despite these facts, the Fifth Circuit
has fashioned, and continues to enforce,
a procedure which runs directly counter
to this court's rulings and the Civil
Rights Acts, in two most fundamental
respects, First, it requires exhaustion
of state administrative remedies; second,
it restricts the District Courts to a re-
view of the administrative hearing record.
It thus repeals the Civil Rights Acts and
reinterposes state officials between pub-
lic employees and the federal courts.
14
The Fifth Circuit took the first step
in the formulation of this procedure in
Stevenson v. Board of Education(CA5 1970), 426
° , "a civil rights case brought
under 42 U.S.C.A. §§ 1981 and 1983 and
28 U.S.C.A. § 1343(3), by three male Negro
high school students who were suspended
from school for refusing to shave."" Id.
at 1156. Although the panel expressed
awareness of this court's rulings in
Monroe, Damico, Houghton, and King, supra,
it held these cases inapplicable “in
school personnel and management problems."
Id. et ik3/.
In Ferguson v. Thomas, supra, the Fifth
Circuit applied its exhaustion-and-limited-
review procedure to teacher discharge
cases. A divided panel held that the Dis-
trict Court had erred in allowing a ple-
nary trial and advised that such procedure
not be permitted in similar future cases:
Federal Court hearings in cases of this
type should be limited in the first in-
stance to the question of whether or not
federal rights have been violated in the
procedures followed by the academic
agency in processing the plaintiff's grie-
vance. If a procedural deficit appears,
the matter should, at that point, be re-
manded to the institution for its compli-
ance with minimum federal or supplemen-
tary academically created standards. ...
If the procedures followed were correct
and substantial evidence appears to sup-
port the BPoard‘s action, that ordinarily
ends the matter. [Id. at 858; emphasis
added]
In the recent case of Viverette v. Lur-
leen B. Wallace Jr. College (CA5 1979),
587 F.2d 191, 193, the Fifth Circuit fur-
° ’
ther extended the Ferguson procedure to
15
apply to all civil rights actions involv-
ing "employees" of "educational institu-
tions" and summarized the procedure as
follows:
In reviewing the decision of an edu-
cational institution to discharge one
of its employees, a federal court is
limited to a two-tier level of inquiry:
whether the procedures followed by the
school authorities comported with due
process requirements, and, if so, whe-
ther the action taken is supported by
substantial evidence, Ferguson v.
Thomas, 430 F.2d 852, 858 (och Cir.
1970); Fluker v. Alabama State Board of
Education, 441 F.2d 201, 208 n.15 (5th
Cir.1971); Thompson v. Madison Count
Board of bducation- 476 F.2d 676 650
(Sth Cir.1973) (Clark,J., concurring) ;
Sta v. Avoyelles Parish School Board,
545 + 2d 527, 534 (oth Cir.1977). Because
; - -
federal courts are limited in the scope
of thelr review to the procedures em-
pioyed by and the evidence before an
educational review board, it was not
improper for the district court to
grant summary judgment on the basis of
the transcript of the hearing by the
Ad Hoc Committee and the exhibits
attached thereto; in fact, de novo hear-
ings in district courts on such matters
are not favored. [Emphasis added]
This summary implies that the Ferguson
procedure has been universally approved
and adopted by all "federal courts",
whereas neither this court nor any Court
of Appeals other than the Fifth Circuit
has ever adopted this procedure.
By limiting the District Courts to a
review based on substantial evidence, the
Ferguson procedure shitts the burden of
16
proof from the school officials to the
teacher and also requires that he prove,
by at least a preponderance of the evi-
dence, that he should not have been dis-
charged, whereas due process mandates that
the burden is on the moving parties to
prove, by at least a preponderance of the
evidence, that the teacher should be dis-
charged. The Ferguson procedure completely
reverses and inverts the most basic prin-
ciple of all law: the presumption that
every person charged with an offense must
be presumed innocent until proven guilty.
Speiser v. Randall (1958), 357 U.S. 513,
525; Armstrong v. Manzo (1965), 380 U.S.
545, Jol-552.
The Ferguson procedure stands the Civil
Rights Acts on their head, Moreover, it
emasculates the Fourteenth Amendment and
repeals the Seventh; for it denies the
right to trial by jury, including the
right to jury determination of the legal
issues and of all facts common to the
legal and the equitable issues, prior to
determination of the equitable issues.
The Fifth Circuit has twice held that
petitioner must not only exhaust ac nini-
strative remedies but that he must ex-
haust them twice. Although the Record
shows that petitioner had fully exhausted
administrative remedies and had been fin-
ally discharged, before filing this action
(A), the District Court denied petition-
er's right to trail on this issue in a
federal forum and remanded the cause to
the University for a second discharge
proceeding, and the Fifth Circuit twice
approved this procedure. A5, A7. The first
appeal panel justified its approval of
the remand on the basis of its (erroneous)
finding that "the second administrative
hearing of which Bowling now complains was
17
accorded by the trial court at his own
behest", A7. The Record in Bowling v.
Mathews shows that petitioner at no time
requested a second hearing and that he
repeatedly objected to such hearing.
M423; 2T1839. He filed the action of
Bowling v. Scott to forestall that hear-,
ing, 3 Doc. Zz.
This court has held: "A court's juris-
diction may be lost ‘in the course of
the proceedings' due to failure to com-
plete the court---as the Sixth Amendment
requires---by providing counsel for an
accused who is unable to obtain counsel
If this requirement of the Sixth
Amendment is not complied with, the court
no longer has jurisdiction to proceed."
Johnson v. Zerbst (1938), 304 U.S. 458,
467-468.) Citing Johnson, the Fifth Cir-
cuit has held that a court loses juris-
diction if it fails to complete the court
by granting properly demanded jury trial:
"We believe that a judgment ... reached
without due process of law is without
jurisdiction and void ... because the
United States is forbidden by the funda-
mental law to take either life, liberty
Or property without due process of law,
and its courts are included in this pro-
hibition. The right of jury trial, if
not waived but denied after demand, the
judge usurping the function of the jury,
would seem to be similarly [as depriva-
tion of counsel was in Johnson] an uncon-
stitutional abuse of power.” Bass v. Hoag-
land (CA5 1949), 172 F.2d 205, 209. This
court denied certiorari. 338 U.S. 816.
In the instant case, the Fifth Circuit
panel re-affirmed the Ferguson procedure
as "the well-established authority of this
Circuit" and held that it forecloses the
right to jury trial: "We reject, as
18
inconsistent with the well-established
authority of this Circuit, appellant's
contention that minimum procedural due
process entitles him to a jury trial on
the merits of his termination. See, e.g.,
Ferguson v. Thomas, 430 F.2d 852 (5th
Cir. 1970).” A5, n.7. The panel found
that the proceedings in the District
Court and by the University "fully com-
plied with the procedural due process
standards of the Fourteenth Amendment."
A5.
That this finding is clearly erroneous
in numerous respects, in addition to de-
nial of trial by jury, is obvious on its
face. In footnote 5, that opinion quotes
from Dr. Scott's memorandum to the
Second Hearing Committee the instruction
that "the burden of proof ... shall be
satisfied only by clear and convincing
evidence". Yet, on the same page, the
opinion states that the Committee based
its findings upon "substantial evidence".
AG.
That opinion further staces that peti-
tioner was ''represented throughout these
proceedings by a Professor at the Univer-
sity of Alabama Law School." A4. Both the
hearing transcript and an affidavit of
that professor reveal that some of the
hearing sessions were scheduled at times
that Professor Holt could not be present,
2T 761, contrary to Dr. Scott's written
instruction that the Committee must sche-
dule the times of its meetings “with due
consideration for the convenience of ...
Dr. Bowling and his counsel" (2M Doc.3(H
8, Board Ex. D); that, on one occasion
when Professor Holt could not be present,
the Committee held a meeting, over his
and petitioner's protests, heard testimony
19
from an unscheduled witness whom the
committee had been informed that only
Professor Holt was prepared to question,
and denied petitioner's request for per-
mission to make a telephone call to Pro-
fessor Holt for his counsel. 2T 761,
1861-1837, 1950, 2010-2015; Professor
Holt's affidavit, 2M Doc. 3(H)8, Bd. Ex.T.
The panel opinion fails to note innumer-
able other violations of due process in
the second discharge proceedings, includ-
ing the following. There was a fifteen-
month delay between the date of the re-
hearing order of February 1, 1974, (A8)
and the beginning of that hearing, May 1,
1975. A&,. That delay denied due process
in two important respects. First, the
longer petitioner was deprived of his
association with students and colleagues,
the more firmly established became the
view that he was a "discharged professor",
thereby prejudicing potential members of
the second hearing committee. Second, the
delay allowed witnesses to disappear and
memories to grow dim concerning the facts
surrounding and preceding the suspension
and discharge. Morrissey v. Brewer (1972),
408 U.S. 471. Indeed, on October 9, 1973,
respondents alleged that they were unable
to answer the complaintbecause "this case
has been talked around" so much that re-
spondents were unable to distinguish be-
tween what they had done and what they
had heard. M469. Of the seven witnesses
testifying against petitioner, six re-
peatedly contradicted their own testimony
and exhibits and alleged unclear memories
as reason for their self-contradictions
and their failure to remember facts favor-
able to petitioner, in innumerable instances.
The Committee held an ex parte confer-
ence with University Counsel Skidmore and
20
accepted his advice that it employ as its
counsel a relative of President Mathews.
2T. 29-21, 32-33. Executive Vice President
Thigpen, Academic Vice President Gundy,
Assistant Academic Vice President Scott,
and the Trustees refused to appear and
testify before the Committee, and Thigpen
told secretaries not to testify. 2T 761-762,
831, 1524-1544, 1557-1560, 1726-1728, 1836, 1838-
1839. The Committee based its findings upon
nine ex post facto "duties of a full pro-
fessor", which it formulated and applied
yee petitioner after the hearings were
closed. 2M Doc. 3(H)&S. Bd. Ex. F, p. l.
University Counsel Skidmore misled the
Committee into misconceiving its proper
function to be merely that of endorsing
and concurring in the prior void dis-
charge, rather than that of making an
original, independent determination whe-
ther petitioner should be discharged. In
the last sentence of his closing argument,
Skidmore urged the Committee: "We respect-
fully ask that you render a recommendation
endorsing the termination of the employ-
ment of Dr, Bowling." 2T 2275. That the
Committee conceived its function in pre-
cisely this light is made clear by the
final sentence of its Report: "The Com-
mittee recommends, then, since it concurs
that Charge One and Charge Two have been
proved by the petitioner, that respondent,
Professor Lawrence E. Bowling, be dis-
missed from his position as a tenured pro-
fessor in the Department of English, Col-
lege of Arts and Sciences, The University
of Alabama."
Dr. Howard Gundy, "the University offi-
cial assigned the responsibility of making
the final institutional decision with re-
spect to [petitioner's] future employment"
21
(A5) was a defendant in the legal action
for damages and had previously disquali-
fied himself because of personal bias
(Bd. Ex. U), and President Mathews had
concurred in this disqualification. Bd.
Ex..V. Moreover, the individual members
of "the Board of Trustees of the Univer-
sity of Alabama, which approved the re-
commendation of the faculty hearing com-
mittee" (A5), were also defendants inthe
legal action for damages, had a vested
interest in the outcome, and were not
apparently impartial decision-makers.
Gibson v. Berryhill, supra.
The Trustees denied due process in
numerous respects, including making inde-
pendent "initial" findings, contrary to
their ruling that they would only "review
[the Committee's] initial determination"
(2M Doc.3(G)7, pp.9-10); making findings
contrary to the evidence; adopting and
applying against petitioner seven ex post
facto "duties of a Professor of English"
(2M Doc.3(H)8,p. 13) never applied against
any other teacher; and denying petition-
er's right to salary for "at least one
academic year" after notice of termination
of his employment, as provided by the ter-
mination policy. A23. The Trustees made
their decision on April 3, 1976, to termi-
nate petitioner's employment, “effective
at the conclusion of the current academic
year (May 16, 1976)." Id. at p. 46.
II. Conflict With Decisions (f This Court
Review is further warranted because the
rulings of the District Court and the
Court of Appeals conflict with decisions
of this court on the following important
issues:
22
A. First Amendment rights. The First
Amendment protects the right to "freedom
of speech" and the "right ... to petition
the Government for redress of grievances".
This court has recently held that a teach-
er may not be discharged for speaking pri-
vately to an employer concerning "policies
and practices of the school district".
Givhan v, Western Line Consolidated School
District (1979), 99 S.Ct. 693. This court
has long held that "Tt]he vigilant pro-
tection of constitutional freedom is no-
where more vital than in the community of
American schools", Shelton v. Tucker
(1960), 364 U.S. 479, 487; that “the prece-
dents of this Court leave no room for the
view that, because of the acknowledged
need for order, First Amendment protection
should apply with less force on college
campuses than in the community at large",
Healy v. James (1972), 408 U.S. 169; and
that “the First Amendment leaves no room
for the operation of a dual standard in
the academic community with respect to
the content of speech", Papish v. Board
of Curators of the University of Mssouri
(1973), 410 U.S. 667, O71.
Almost the whole of the averments in
the Statement of Charges (M512-535) and
of the Findings of the Board of Trustees
(2M Doc.3(H)8, pp.11-21) related to peti-
tioner's private speech to his employer
and to his colleagues concerning the
terms of his employment and "policies and
practices" of his university. See Memo-
randum of Official Observers of the Ameri-
can Association of University Professors
and the American Federation of Teachers,
2M Doc. 3(H)8, Bd. Ex. P. Even petitioner’
alleged "refusal" to teach a section of
English 9 on January 11, 1972 (M522)
(which Dean Jones testified was the reason
23
for initiating the discharge proceedings,
2T 697:14-18; RX 70, p.247:12-15) re-
lated to the terms of his employment.
Both Dean Jones and English Chairman
Eddins admitted that petitioner did not
"refuse" to teach the class but only
"objected" that teaching it would not
comply with the terms of his employment ;
that petitioner explicitly stated that
he "was not refusing to teach the course'
and that he would teach it if ordered to
do so; that noorder was given; that he
then agreed to teach it withouc an order;
and that it was "re-assigned to a graduate
student". 2T 609, 691-693, 912, 916; PX 15; RX
70, pp. 201, 232-233.
Contrary to the foregoing testimony by
Jones and Eddins, the Board found that on
"January 11-12, 1972, Bowling refused ...
to teach a section of English 9". 2M Doc.
3(H}8 p.14. The Board also found: "Within
the academic community a Departmental
Chairman's request of a member of the De-
partment to teach a course therein is the
equivalent of an order to do so" (Id. at
13), despite the fact that Jones admitted
that he "didn't tell [petitioner] at the
time that the request which had been made
to him was tantamount to an order, equaled
an order, was an order". 2T 916. The Board
thus held that the word "request" has an
entirely different meaning "within the
academic community" than it has "in the
community at large", contrary to this
court's holdings in Papish, Healy, and
Shelton, supra.
The termination policy (A22) provides
that "the appointment of a faculty member
who has tenure ... may be terminated for
adequate cause."' The University has never
defined or restricted this term, despite
24
the fact that both the Association of
American Colleges and the American
Association of University Professors have
repeatedly warned of its vagueness and
overbreadth. AAUP Policy Documents and
Reports, 1969 ff£., p.5. See S Doc.2, p.3.
Although both lower courts impliedly
held this termination policy to be con-
stitutional, neither court analyzed that
policy or cited any law supporting that
conclusion. This court has consistently
held unconstitutional innumerable terms
far less vague and broad than "adequate
cause", including "generally accepted
standards of conduct" and "indecent con-
duct or speech", Papish, supra; "aid",
"support", “counser™ "influence", Cra
v. Board of Public Instruction (1961),
365 U.S. 389, “unduly complain", "magnify
grievances", "defamatory", Procunier v.
Martinez (1974), 416 U.S. 396. In Procu-
nier, the Court held: "These regulations
Fairly invited prison officials to apply
their own personal prejudices and opinions
as standards for prisoner mail censorship
..+. Appellants have failed to show that
these broad restrictions on prisoner mail
were in any way necessary to the further-
ance of a governmental interest unrelated
to the suppression of expression." Id. at
415. In Grayned v. City of Rockford (1972),
408 U.S. : -10¥9, the Court he that
vague regulations violate due process in
three essential respects: "Vague laws may
trap the innocent by not providing fair
warning..... A vague law impermissibly
delegates basic policy matters to [hear-
ing committees and school boards] for re-
solution on an ad hoc and subjective basis,
with the attendant dangers of arbitrary
and discriminatory application. Third,
-.. @ vague statute ... operates to in-
hibit the exercise of ... basic First
25
Amendment freedoms."
These observations are well illustrated
in the present case. The broad and vague
term "adequate cause" gave no "fair warn-
ing" of what was prohibited, "invited"
both the Second Hearing Committee and the
Board "to apply their own personal preju-
dices and opinions as standards" for
determining the "duties" of a professor,
and was used by respondents "to inhibit
the exercise of basic First Amendment
freedoms."' Both the Committee and the
Board applied against petitioner their
separate sets of ex post facto duties
never applied against any other teacher.
Respondents have applied "adequate cause”
to punish First Amendment expression with-
out achieving a valid governmental interest
by the “least drastic means." Shelton v.
Tucker, supra.
B. Right to restoration to one's former
status when deprivation has denied due
process. This court has consistently held
that any person deprived of a significant
consitutional right without due process of
law is entitled to full restoration tohis
original status prior to any further pro-
ceedings against him. Service v. Dulles
(1957), 354 U.S. 363; Vitarelli v. Seaton
(1959), 359 U.S. 535; Armstrong v. Manzo,
supra. In Vitarelli, “petitioner filed
suit in the United States District Court
seeking a declaration that his dismissal
had been illegal and ineffective and an
injunction requiring his reinstatement".
This court found that "petitioner's pro-
cedural rights were violated in at least
three material respects in the proceed-
ings which terminated in the final notice
of his dismissal", "that such dismissal
was illegal and of no effect", and "that
26
petitioner is entitled to the reinstate-
ment which he seeks". Id. 537, 541, 545, 546.
In Armstrong v. Manzo, Armstrong's
former wife and her successor husband
brought suit to adopt the daughter of
Armstrong and Mrs. Manzo, without giving
notice to Armstrong. The Texas district
court held a hearing and rendered a decree
in favor of the Manzos, Informed of this
fact, Armstrong moved the court to set
aside the decree. Instead, the court held
a hearing on the motion, which was denied.
The Texas Court of Civil Appeals affirmed,
and the Supreme Court of Texas refused an
application for writ of error. On certio-
rari, this court unanimously reversed,
holding that the granting of the original
decree without notice had not only denied
due process in that hearing but also
shifted the burden of proof to Armstrong
and prejudiced him in all subsequent stages
of his case.
As a tenured senior full professor,
petitioner was permanently suspended from
all his teaching duties in the middle of
the semester, without any notice, charges,
or opportunity for hearing on the suspen-
sion. Following a dismissal hearing, to
which he had objected, he was discharged.
He filed action for reinstatement, back
pay, and damages for the unconstitutional
suspension and discharge. The District
Court refused to rule on the constitu-
tionality of the suspension, despite the
fact that it had no discretion not to do
so; for this court has held that "legal
discretion ... does not extend to a refu-
sal to apply well-settled principles of
law to a conceded state of facts". Union
Tool Co. v. Wilson (1922), 259 U.S. 107,
IlZ, But the Court did find that the
27
discharge proceeding contained at least
"three fatal defects", any one of which
was "sufficient to sustain the lack of
due process". M386. Having made this
determination, the District Court had no
discretion not to declare the suspension
and the discharge a nullity and to rein-
state petitioner in his former status.
Service, Vitarelli, Armstrong, Union Tool,
supra.
Instead, the Court ordered only con-
tinuation of compensation and remanded
the cause to the defendants for a second
discharge ee over petitioner's
objections. M388, 423; S Doc.2; A8, 9, ll.
Thus, the Court's rulings not only allowed
the suspension to continue but also gave
tacit approval of that suspension, thereby
shifting the burden of proof to petitioner
and prejudicing him before the Second
Hearing Committee and all successive
bodies ruling on his case,
Procedurally, this case is almost iden-
tical with Armstrong. Respondents' sus-
pension of petitioner without notice,
charges, or hearing, was equivalent to the
Texas court's rendering the original
decree against Armstrong without prior
notice. The Court's denial of petitioner's
motions to set aside the suspension and
reinstate him in his position was identi-
cal to the Texas court's denial of Arm-
strong's motion to set aside its original
decree and restore him to his original
status. And petitioner was prejudiced be-
fore the Second Hearing Committee, the
Board of Trustees, the District Court,
and the Court of Appeals, as Armstrong
was prejudiced in his subsequent proceed-
ings in the Texas courts, The words of
this court's opinion in Armstrong are
28
applicable, with even greater emphasis,
ow. case. See 380 U.S. at
C. Right to federal declaratory judg-
ment _on the issue of the constitutiona-
lity of the termination policy and the
second statement of charges. In Ellis v.
Dyson, supra, this court held that, in a
civil rights action under § 1983, "the
opportunity for adjudication of constitu-
tional rights in a federal forum, as
authorized by the Declaratory Judgment
Act, becomes paramount." 421 U.S. at 432.
In Bowling v. Mathews (M 311, 421),
petitioner repeatedly requested declara-
tory judgment on the issue of the consti-
tutionality of the termination policy
(A22) under which he had been discharged.
The Court refused to consider these re-
quests. M325; A9. In Bowling v. Scott,
the complaint (S Doc.2) demanded a decla-
ratory judgement on the issue of the con-
stitutionality of both the termination
policy and the Second Statement of
Charges, under which respondents were
again seeking his discharge. Again, the
Court refused to rule on this issue. All.
D. Right to damages for unconstitu-
tional deprivation. This court has held
that any unconstitutional deprivation of
rights, privileges or immunities is
actionable in the Federal courts for dam-
ages under §§ 1983, 1985, and 1986. Monroe v.
Pape, supra; Wood v. Strickland (1975),
U.S. 308; Carey v. Piphus (1978), 98
S.Ct. 1042. In Carey, the Court held that
"the denial of procedural due process should
be actionable for nominal damages without
proof of actual injury. Id. at 1054.
29
Petitioner was permanently deprived of
all his teaching duties on February 8,
1972, in the middle of the semester and
without any notice, charges, or opportu-
nity for hearing on that deprivation,
either before or after the deprivation.
P.7 supra. Respondents have never dis-
puted these facts. In his complaint,
petitioner also charged and the District
Court found (M386, A8), that respondents
had discharged him without due process
of law, and respondents have never chal-
lenged the Court's ruling. Despite these
undisputed facts and this ruling, how-
ever, the District Court denied peti-
tioner's right to nominal damages and
his right to trial om the issues of com-
pensatory and punitive damages and en-
tered summary judgment for respondents
on all issues (Al14), and the Court of
Appeals affirmed and taxed costs against
petitioner. Al, 16, Even nominal damages,
which the courts had no discretion to
deny, would have entitled petitioner to
his costs and attorney fees.
E. Right to answer, discover and ex-
ploration of facts betore dismissal Of
defendants charged with conspsracy. The
complaint and the amended complaint in
eee Pegg! Mathews (M 1-88, 155-159)
charged that defendants conspired to, and
did, deprive petitioner of rights protec-
ted by the Constitution and laws of the
United States. As to respondent Sands,
petitioner averred that Sands was a long-
time personal friend of English Chairman
McMillan and supported him in the 1964
political solicitation which gave rise
to this action; that, on January a2. A0%e,
Sands advised Dean Jones in the matter of
discharge proceedings in the present case;
that, thereafter, Sands accepted an
30
appointment to serve on the First Hearing
Committee, despite the fact that the AAUP
guidelines adopted by that committee pro-
vided that such committee should be con-
posed of faculty members "not previously
connected with the case". M 37-38. These
are fact issues, which this court has
held may not be determined on a motion
to dismiss. Scheur v. Rhodes (1974), 416
Osis Sak, £0.
Contrary to this ruling and to F.R.C.P.
56, the District Court dismissed a number
of respondents (M 215, 375) and later
entered a final judgment of dismissal as
to Sands (Al3), before answer, discovery,
or exploration of facts.
III. Conflict With Other Circuits
Review by this court is warranted also
because the Fifth Circuit's decision con-
flicts with decisions of other circuits.
The Sixth Circuit in Clemons v. Board
of Education of Hillsboro (CA6 1956), 228
F.2d 653, 556-858, reversed a District Court's
denial of injunctive relief and stated:
"While the granting of an injunction is
within the judicial discretion of the Dis-
trict Judge, extensive research has re-
vealed no case in which it is declared
that a judge has judicial discretion by
denial of an injunction to continue the
deprivation of basic human rights.
Such abuse of discretion requires reversal."
The Fourth Circuit in Henry v. Green-
ville Airport Commission , 284
F, , ; : e District Court has
no discretion to deny relief by prelimi-
nary injunction to a person clearly estab-
lishing by undisputed evidence that he is
31
being denied a constitutional right."
The Seventh Circuit in White v. Roughton
(CA7 1976), 530 F.2d 750, reversed the
District Court and ordered immediate rein-
statement of welfare payments because the
"unwritten personal standards" applied by
defendants violated due process.
The Ninth Circuit in Stewart v. Pearce
(CAI 1973), 484 F.2d 1031, 1033, affirmed
the District Court's holding that suspen-
sion of a teacher without any hearing de-
nied due process and that a "preliminary
injunction requiring Stewart's immediate
reinstatement to his teaching duties" was
appropriate.
After finding denial of due process,
the District Court denied petitioner's
motions for "reinstatement to his teach-
ing duties" and "continue[d] the depriva-
tion of basic human rights" during the
second discharge proceeding. A110.
IV. Conflict With Alabama Supreme Court
Review hy this court is warranted also
because the Fifth Circuit has decided an
important question of an Alabama teacher's
rights of due process in a way conflict-
ing with the Alabama Supreme Court's rul-
ing on the same issue,
In State Tenure Commission v. Madison
County Board of Education (1968), 213 So.
2d 823, the Alabama Supreme Court held
that the statement of charges was “glar-
ingly defective and not due process" be-
cause “after these dates complained of,
the teacher was an approved teacher in
the school and served subsequent terms.
Such alleged violations, even if proven,
were condoned and waived for all periods
32
other than the last school year served by
the teacher before the written complaint
against him."" Id. at 829. Compare dissent-
ing opinion of First Hearing Committee
Member Edward M. Smith. M 77.
In the present case, almost all the
specifications on which both the Commit-
tee and the Board based their findings
related to periods ranging from one to
seven years prior to "the last school
year served by the teacher before the
written complaint against him". M 512-535.
The Board's and the courts' approval of
such charges deprives petitioner not only
of due process of Law but also of equal
protection of the laws, as applied to
Alabama teachers by Alabama's highest
court.
CONCLUSION
Because the Fifth Circuit's Ferguson
rule denies to a large and crucial seg-
ment of the American population those
basic constitutional rights of First
Amendment expression, trial by jury, and
plenary trial in a federal forum on con-
stitutional issues and because the lower
court rulings denied due process in other
fundamental respects, this petition should
be granted and those rulings should be
reviewed,
Respectfully submitted,
LAWRENCE E. BOWLING, Pro Se
66 Heritage Hills
Tuscaloosa, Alabama 35406
Of Counsel:
WYTHE W. HOLT, JR.
University of Alabama School of Law
P. O. Box 1435
University, Alabama 35486
Al
APPENDIX A
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
Nos. 75-1426, 75-2949 and 76-3879
LAWRENCE E. BOWLING,
Plaintiff-Appellant,
We
CHARLEY SCOTT et al.,
Defendants-Appellees.
LAWRENCE E. BOWLING,
Plaintiff-Appellant,
Vv.
DAVID MATHEWS et al.,
Defendants-Appellees.
January 8, 1979.
Before JONES, AINSWORTH and HILL, Circuit
Judges.
PER CURIAM:
At the heart of this consolidafsed appeal!
lies appellant's principal claim” that his
~ I these three numbered appeals, consolidated for
consideration on appeal, arise out of two actions
filed in the district court, both of which involve
virtually the same defendants and, in all material
respects, the same action.
2although the appellant's due process attack on
his termination procedure constitutes the basic
thrust of his argument on appeal, we take notice
of some twenty-three contentions raised by appel-
land in his original briefs filed on appeal, many
A2
discharge as a tenured English Professor
at the University of Alabama violated the
due process guarantees of the Fourteenth
Amendment. Because we hold that appellant's
termination comported with both procedural
and substantive due process, we affirm the
various Lines, gor and orders of the district
court appealed from.
Appellant Bowling's troubles began with
the filing of formal dismissal charges
against him in April of 1972. Following a
two-week hearing by a faculty committee on
these charges in June of that year, appel-
lant's employment was terminated, effective
on August 13, 1973, in accordance with the
recommendation of the committec.
On February 9, 1973, appellant filed the
first of the two actions involved in this
appeal, alleging that his termination was
unconstitutional and asking for damages and
injunctive relief in the form of reinstate-
ment. The district court found the faculty
committee hearing to have been deficient in
procedural due process, and remanded the
cause to the University for a rehearing
of which do not relate to his due process argument.
We choose only to discuss appellant's due process
argument, but we have dutifully examined his other
contentions and find them to be without merit. A
few of these undiscussed contentions were resolved
adversely to appellant by a prior appeal in this
case, Bowling v. Mathews, 511 F.2d 112 (5th Cir.1975).
3The second action involved in this appeal, Bow-
ling v. Scott, No. 75-1426, filed by appellant on
January 27,1975, named virtually the same defen-
dants and contained essentially the same allega-
tions as did the complaint in the first-filed
action. Appeal is taken from various orders enter-
ed by the district judge in the second action and,
as noted in fn. 2, we affirm the orders appealed
from without discussion.
A3 A4
that afforded appellant due process. That issued a memorandum of instructions to the
order, among others, was affirmed by this committee in which he outlined various pro-
Court in Bowling v. Mathews, 511 F.2d 112 : cedural guidelines which were to be follow-
(Sth Circ. i973). ed.? Subsequent to Dr. Scott's instructions,
the committee adopted supplemental proced-
Following remand, the university served ural rules to govern the conduct of the
appellant with a new Statement of Charges, hearing; these rules were provided to all
consisting of twenty-four legal-sized pages, | parties with an opportunity to object within
which contained dual allegations that ap- five days thereafter.
pellant failed to perform his assigned
duties and committed acts inimical to the Beginning on May 1, 1975, fourteen hear-
efficient functioning of the Department of ing sessions were held by the committee,
English. This document specified, in pains- with appellant being represented through-
taking detail, the factual basis for each out these proceedings by a Professor at the
charge, the names of those witnesses expec- University of Alabama Law School. During
ted to testify in support of the charges, the course of the hearings, some twelve
and the nature of their expected testimony. witnesses were examined and cross-examined;
the University introduced into evidence
Appellant and his counsel next partici- seventy-nine exhibits and appellant intro-
pated in a series of meetings called for : duced eighty-four exhibits.
the purpose of selecting a faculty hearing ;
committee. The committee was chosen from a Following the conclusion of the faculty
master list consisting exclusively of full , committee hearing, the committee issued a
professors with tenure, but excluding, on twelve-page report finding the charges
a categorical basis,‘ those professors with against appellant to be supported by sub-
a potential bias toward appellant's cause. stantial evidence and recommending that he
Each party was allowed an unlimited number
of challenges for cause and two peremptory 5 Among the instructions contained in Dr. Scott's
challenges. memorandum were those which: (1) permitted the Uni-
versity and plaintiff to have an academic advisor
Following the selection of the committee, or counsel; (2) provided for a national AAUP obser-
Dr. Scott, the administrative official of pr (3) ee — spr ye egypt ee re
* ‘ the proceedings w copies o e transcr to be
the college designated to preside over the rae Rays 2 ge to both caer beas (4) somet hed that
selection and organization of the committee, "the burden of proof that adequate evidence exists
in support of the separate charges contained in the
4excluded from the list were all faculty members pe ger 3 e paar Bie ani — pr eile
; nvin-
employed in the College of Arts and Sciences; any cing evidence introduced devine the hearing before
administrator or area or department chairman; all the faculty hearing committee"; (5) provided for
professors on leave from the University during the broad latitude in the introduction of evidence but
spring semester of 1975; and those members of the excluded "hearsay" evidence; and (6) required that
faculty hearing committee which considered the : the committee make explicit findings.
first Statement of Charges against appellant.
|
AS
be dismissed from his position as a tenured
professor. After considering the committee's
report and appellant's memorandum in oppo-
sition thereto, Dr. Howard Gundy, the Uni-
versity official assigned the responsibility
of making the final institutional decision
with respect to appellant's future employ-
ment, accepted the recommendation of the
committee and informed appellant by letter
dated October 7, 1975, that his employment
would be terminated, effective August 15,
1976. Appellant subsequently appealed to
the Board of Trustees of the University of
Alabama, which approved the recommendation
of the faculty hearing committee.
The district court, in granting defen-
dants' motion for summary judgment, con-
cluded that the above proceedings. fully
complied with the procedural and substan-
tial due process standards of the Four-
teenth Amendment. We agree./The Univer-
sity officials in this case have meticul-
ously adhered to the procedural safeguards
outlined in our prior opinions; moreover,
our independent review of the record before
the committee convinces us that the action
taken was supported by substantial evidence.
See Ferguson v. Thomas, 430 F.2d 852 (5th
6The Board of Trustees issued a forty-six page
report upholding the decision of the University
officials. In reaching this conclusion, the Board
carefully considered, in addition to the committee's
report, the entire record before the committee, as
well as the briefs submitted to the Board by appel-
lant. Moreover, appellant was allowed to present,
with the assistance of counsel, an oral argument
before the Board members.
7We reject, as inconsistent with the well-estab-
lished authority of this Circuit, appellant's con-
tention that minimum procedural due process entitles
him to a jury trial on the merits of his termination.
See, e.g., Ferguson v. Thomas,430 F.2d 852 (Sth Cir1970).
A6é
Cir. 1970); Green v. Board of Regents of
Texas Tech University, 474 F.2d 594 (5th
Cir. 19/3); Sta v. Avoyelles Parish
School Board, sie F.2d 3a (5th Cir.1977);
Viverette v. Lurleen B. Wallace State Jun-
1or College, ; t it.
AFFIRMED.
APPENDIX B
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
No. 74-1309
LAWRENCE E. BOWLING,
Plaintiff-Appellant,
We
DAVID MATHEWS et al.,
Defendants-Appellees.
April 14, 1975.
Before BELL, THORNBERRY and GEE, Circuit
Judges.
PER CURIAM:
Appellant Bowling, a tenured professor
of English at the University of Alabama
appearing pro se, has brought various
_ suits grounded on his attempted discharge.
on the merits, he claims in general that
his termination was for attempted exercise
of rights of free speech, and further, was
wanting in procedural due process. Our task
is complicated by Dr. Bowling's practice
of attempting a separate and immediate ap-
peal from many, if not most, of the adverse
rulings of the trial court as they occur.
A7
At present, Bowling is being paid his
salary by order of the trial court during
the process of remand and rehearing by the
University (because of procedural deficien-
cies thought by the court to have obtained
in the earlier hearing) pursuant to the pro-
cedures outlined in Ferguson v. Thomas,
430 F.2d 852 (5th Cir. 1970). This appeal
seeks to place the merits of his situation
before us, as well as a complaint of the
Ferguson procedure. The merits are not pro-
perly before us, and we decline to consider
them at this juncture. Further, observing
that the second administrative hearing of
which Bowling now complains was accorded
by the trial court at his own behest, we
do not find the court's decision to order
the university to rehear the case in error.
Ferguson, supra. There will be time for the
merits when they are drawn before us after
this hearing, as doubtless they will be.
Appellant Bowling further complains of
the dismissal of certain defendants. Many
remain, however, and the court's action in
dismissing some but not all defendants in
this multi-party action is not appealable
in the absence of an FRCP Rule 54(b) "ex-
press determination," absent here.
His complaints of the injunction, under
which he has continued to receive his sal-
ary to date, reveal no abuse of discretion
by the court below. He likewise appeals
from the refusal of the district judge to
disqualify himself. An examination of his
affidavit of disqualification establishes
that its asserted grounds are limited to
actions of the judge in the case at bar.
No questions being raised about the specific de-
tails of the court's order as opposed to the fact of
it, we have no occasion to consider or decide them.
1
A8
These will not suffice. United States v.
Roca-Alvarez, 451 F.2d 843, 848 (5th Cir.
1971), rehearing granted, 474 F.2d 1274
(1973). His remaining complaints relate to
interlocutory matters not meeting any of
the tests of 28 U.S.C. § 1292.
Affirmed.
APPENDIX C
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
LAWRENCE E. BOWLING, )
Plaintiff,
-v- ) CIVIL ACTION NO.73-M-138
DAVID MATHEWS, et al., )
Defendants
ORDER
The Court has reviewed the pleadings in
this case and the transcript of the admin-
istrative hearings before a faculty review
committee. The Court is of the opinion as
set ‘forth in the Memorandum Opinion filed
contemporaneously herewith that plaintiff
was denied procedural due process in the
dismissal proceedings by the University.
Accordingly, it is ORDERED and ADJUDGED
that the responsible officials at the Uni-
versity grant to plaintiff a hearing on
the issue of his employment by the Univer-
sity which complies with the fundamental
standards of procedural and substantive
due process.
Done this lst day of February, 1974.
/s/ Frank H. McFadden
Chief Judge
AY
APPENDIX D
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
LAWRENCE E. BOWLING, )
-v- ) CIVIL ACTION NO. 73-M-138
DAVID MATHEWS, et al. )
ORDER
This cause came on to be heard before a
regularly scheduled motion docket upon five
motions filed by the plaintiff: (1) plain-
tiff's motion to reconsider the Court's
order dismissing the complaint against
defendants Mann, Bealle, Skidmore, the
Board of Trustees, Sands, Hagood, Pancake,
and Johnson; (2) plaintiff's motion for
preliminary injunction; (3) plaintiff's
motion for partial summary judgment [includ-
ing a declaratory judgment on the constitu-
tionality of the University's termination
policy]; (4) plaintiff's motion to recon-
sider the Court's previous order remanding
the case to the University for a hearing;
and (5) plaintiff's motion to expedite
action on motions (1) through (4) above.
The Court has considered the motions and
has heard argument of counsel and is of the
opinion that the following disposition of
the motions should be made:
(1) Plaintiff's motion to reconsider the
previous order dismissing certain defen-
dants is due to be denied.
(2) Plaintiff's motion for a preliminary
injunction is due to be granted to the ex-
tent that the University should pay the
Al10
plaintiff back pay at the rate of $14,300
per annum from the date that his pay was
terminated until the University makes a
final determination of his status. All
other aspects of the motion for prelimin-
ary injunction are due to be denied.
(3) Plaintiff's motion for partial sum-
mary judgment is due to be denied.
(4) Plaintiff's motion to reconsider the
Court's previous order remanding the case
to the University for a further hearing is
due to be denied.
(5) The Court's disposition of motions
(1) through (4) above render plaintiff's
motion to expedite action on those motions
moot.
Accordingly, it is ORDERED, ADJUDGED and
DECREED as follows:
(1) Plaintiff's motion to reconsider the
Court's previous order dismissing defen-
dants Mann, Bealle, Skidmore, the Board of
Trustees, Sands, Hagood, Pancake and John-
son is hereby denied.
(2) Plaintiff's motion for a preliminary
injunction is granted to the extent that
David Mathews, as President of the Univer-
sity of Alabama, is hereby directed to pay
to the plaintiff his regular salary (at
the rate of $14,300 per annum) from the
date of the plaintiff's last payment until
a final determination of his status is made
by the University. Payment of the back
salary shall be made by June 27, 1974. All
other aspects of the plaintiff's motion
for preliminary injunction are hereby denied.
(3) Plaintiff's motion for partial summary judg-
ment is hereby denied.
(4) Plaintiff's motion to reconsider the
Court's previous order remanding the case
to the University for a further hearing is
hereby denied.
All
(5) In the light of the disposition of
motions (1) through (4) above, plaintiff's
motion to expedite action on those motions
is hereby declared moot.
Done this 20th day of June, 1974.
/s/ Frank H. McFadden
Chief Judge
APPENDIX E
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
LAWRENCE E. BOWLING, )
Plaintiff )
-v- ) CIVIL ACTION NO.
)
CHARLEY SCOTT, individually) 75-M-0098-W
and as Assistant Academic )
Vice President, University )
of Alabama; et al., )
Defendants )
ORDER
This cause came on to be heard on plain-
tiff's application for a temporary restrain-
ing order. By consent of the parties, this
application will be treated as a motion for
a preliminary injunction. The Court has
heard the oral argument of the parties and
has considered the pleadings filed in the
case and is of the opinion that the motion
is due to be overruled.
The issue presented in this case is the
constitutionality of the termination policy
of the University of Alabama that covers
tenured personnel. Plaintiff alleges that
the policy is unconstitutional on its face
Al2
and as applied to him. The case is before
the Court on plaintiff's motion for a pre-
liminary injunction forbidding defendants
from proceeding against him under the al-
legedly unconstitutional policy.
Plaintiff may not receive the relief he
seeks with this motion at the present time.
The issue here is currently before the
United States Court of Appeals, Fifth Cir-
cuit, in the appeal in the case of Bowlin
vs. Mathews, et al., C.A. No. 73-M-138-W.
Under these circumstances, the Court lacks
jurisdiction to act on the plaintiff's
motion.
Moreover, even if the Court has jurisdic-
tion, plaintiff is still not entitled to
the relief requested herein. The defendants
are acting pursuant to the Court's order
entered in the case of Bowling v. Mathews,
et al., C.A. No. 73-M-138-W, and tne Court
will not enjoin them from obeying that
order.
Accordingly, it is ORDEREJ, ADJUDGED and
DECREED that plaintiff's application for a
temporary restraining order, which has been
treated as a motion for a preliminary in-
junction by consent of the parties, be, and
the same hereby is, overruled.
Done this 28th day of January, 1975.
/s/ Frank H. McFadden
Chief Judge
Al3
APPENDIX F
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
LAWRENCE E. BOWLING, )
Plaintiff )
-v- ) CIVIL ACTION NO. 73-M-138
)
)
DAVID MATHEWS et al.
Defendants )
ORDER
This cause came on to be heard on the
motion of defendant C. Dallas Sands for
entry of final judgment of dismissal as to
him. The Court has examined the pleadings
and is of the opinion that the motion is
due to be granted. This defendant was dis-
missed from this action by order of the
Court on February 1, 1974. The Court ex-
pressly finds that there is no just reason
for delay and will direct the Clerk to
enter final judgment on behalf of this de-
fendant on the order of dismissal. Rule
54(b), Fed. R. Civ. P.
Accordingly, it is ORDERED, ADJUDGED and
DECREED that the motion be, and the same
hereby is, granted. The Clerk is directed
to enter a final judgment on behalf of de-
fendant C. Dallas Sands on the order of
dismissal entered on February 1, 1974.
Done this 22nd day of May, 1975.
/s/ Frank H. McFadden
Chief Judge
S20 f ll ee
Al4
APPENDIX G
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
WESTERN DIVISION
LAWRENCE E. BOWLING, )
)
Plaintiff )
) CIVIL ACTION
oe )
No. 73-M-138
DAVID MATHEWS, et al.,)
)
Defendants)
ORDER
This cause came before the Court on
plaintiff's motion for partial summary
judgment and defendants' motion for
summary judgment. The Court has con-
sidered the plaintiff's motion with
accompanying briefs and affidavits, as
well as the entire record before this
Court. The Court had heretofore, on
February 1, 1974, ordered that the de-
fendants afford the plaintiff a hearing
on the issue of his employment by the
University which complied with the fun-
damental standards of procedural and
substantive due process. Pending this
hearing, plaintiff's compensation was
reinstated. Additional proceedings were
held pursuant to that order and plaintiff
was dismissed by the University. The
Court has carefully examined the record
of these proceedings, and finds that
Al6
APPENDIX H
Al15 UNITED STATES COURT OF APPEALS
said proceedings were carried out in . FOR THE FIFTH CIRCUIT
good faith and in full compliance with
the procedural and substantive due pro- October Term, 1975
cess standards required by the four-
teenth amendment to the United States No. 74-1309
Constitution. Since piaintiff's termi-
nation was in accordance with constitu-
tional standards, he is entitled to no D.C. Docket No.CA 73-138
further relief under his complaint.
Accordingly, it is the opinion of this LAWRENCE E. BOWLING,
Court that the plaintiff's motion for Plaintiff-Appellant,
parial summary judgment should be denied
and the defendants’ motion for summary versus
judgment should be granted.
DAVID MATHEWS, ET AL.,
Accordingly, it is ORDERED, ADJUDGED Defendants-Appellees.
and DECREED that the plaintiff's motion
for partial summary judgment be and the Appeals from the United States District Court
same hereby is denied. : for the Northern District of Alabama
It is further ORDERED, ADJUDGED and $ Before BELL, THORNBERRY and GEE, Circuit Judges.
DECREED that defendants' motion for
summary judgment be and the same hereby. JUDGMENT
is granted and judgment is entered on ;
behalf of the defendants. This cause came on to be heard on the
transcript of the record from the United
Costs are taxed against the plaintiff. States District Court for the Northern Dis-
trict of Alabama, and was argued by counsel;
Done this 18th day of August, 1976.
ON CONSIDERATION WHEREOF, It is now here
ordered and adjudged by this Court that the
/s/ Frank H. McFadden order of the District Court appealed from,
Chief Judge in this cause be, and the same is hereby
affirmed; :
It is further ordered that plaintiff-
appellant pay to defendaiiis-appellees, the
costs on appeal to be taxed by the Clerk of
this Court.
April 14, 1975
Issued as Mandate: May 6, 1975
Al?
APPENDIX I
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 75-1426
D. C. Docket No. CA-75-M-0098-W
LAWRENCE E. BOWLING,
Plaintiff-Appellant,
versus
CHARLEY SCOTT, ir’. dually and as Assistant Aca-
demic Vice Presider: Iniversity of Alabama,ET Al.,
Defendants-Appellees.
Appeal from the Uniced States District Court
for the Northern District of Alabama
Before JONES, AISNWORTH and HILL, Circuit Judges.
JUDGMENT
This cause came on to be heard on the
transcript of the record from the United
States District Court for the Northern Dis-
trict of Alabama, and was argued by counsel;
ON CONSIDERATION WHEREOF, It is now here
ordered and adjudged by this Court that the
judgment of the said District Court in this
cause be, and the same is hereby, affirmed;
It is further ordered that the plaintiff-
appellant pay to the defendants-appellees
the costs on appeal, to be taxed by the
Clerk of this Court.
January 8, 1979
Al18
APPENDIX J
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Nos. 75-2949 & 76-3879
D. C. Docket No. 73-138
LAWRENCE E. BOWLING,
Plaintiff-Appellant,
versus
DAVID MATHEWS, ET AL.,
Defendant s-Appellees.
Appeal from the United States District Court
for the Northern District of Alabama
Before JONES, AINSWORTH and HILL, Circuit Judges.
JUDGMENT
This cause came on to be heard on the
transcript of the record from the United
States District Court for the Northern
District of Alabama, and was argued by
counsel;
ON CONSIDERATION WHEREOF, It is now here
ordered and adjudged by this Court that
the judgment of the said District Court in
this cause be, and the same is hereby,
affirmed;
It is further ordered that the plaintiff-
appellant pay to the defendants-appellees
the costs on appeal, to be taxed by the
Clerk of this Court.
January 8, 1979
Aly
APPENDIX K
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
OFFICE OF THE CLERK
EDWARD W. WADSWORTH Tel .504-589-6514
CLERK 600 Camp Street
New Orleans, La. 70120
March 13, 1979
TO ALL PARTIES LISTED BELOW:
NOS. 75-1426, 75-2949, 76-3879 - LAWRENCE E. BOWLING
v. CHARLEY SCOTT, ET AL
Dear Counsel:
This is to advise that an order has this day been
entered denying the petition( ) for rehearing, and
no member of the panel nor Judge in regular active
service on the Court having requested that the
Court be polled on rehearing en banc (Rule 35,
Federal Rules of Appellate Procedure; Local Fifth
Circuit Rule 16) the petition( ) for rehearing
en banc has also been denied.
See Rule 41, Federal Rules of Appellate Procedure
for issuance and stay of the mandate.
Very truly yours,
EDWARD W. WADSWORTH, Clerk
By /s/ Sally Hayward
Deputy Clerk
cc: Mr. Lawrence E. Bowling
Messrs. Andrew J. Thomas
J. Frederic Ingram
Mr. Jerome A. Cooper
A20
APPENDIX L
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVLOVED
U.S. Constitution, Article I, § 9:
. No Bill of Attainder or ex post
facto Law shall be passed."
U.S. Constitution, Article I, § 10:
"No State shall ... pass any Bill of
Attainder, ex post facto Law ...."
U.S. Constitution, Amendment I:
"Congress shall make no law ... abridg-
ing the freedom of speech or of the press;
or the right of the people ... to petition
the Government for redress of grievances."
U.S. Constitution, Amendment VIL:
: "In suits at common law, where the
value in controversy shall exceed twenty
dollars, the right of trial by jury shall
be preserved, and no fact tried by a jury
shall be otherwise be re-examined in any
court of the United States than according
to the rules of the common law."
U.S. Constitution, Amendment XIV:
"... No State shall make or enforce any
law which shall abridge the privileged or
immunities of citizens of the United
States; nor shall any State deprive any
person of life, liberty, or property,
without due process of law; nor deny to
any person within its jurisdiction the
equal protection of the laws."
= Revised Statutes, § 1979, 42 U.S.C. § 1983:
. "Every person who, under color of any
AZl
statute, ordinance, regulation, custom,
or usage, of any State or Territory, sub-
jects, or causes to be subjected, any
citizen of the United States or other
person within the jurisdiction thereof
to the deprivation of any rights, privi-
leges, or immunities secured by the Con-
stitution and laws, shall be liable to
the party injured in an action at law,
suit in equity, or other proper proceed-
ing for redress."
Revised Statutes, § 1980, 42 U.S.C. § 1985(3):
"If two or more persons in any State or
Territory conspire for the purpose of
depriving, either directly or indirectly,
any person or class of persons of the
equal protection of the laws, or of equal
privileges and immunities under the laws,
or for the purpose of preventing or hin-
dering the constituted authorities of any
State or Territory from giving or securing
to all persons within such State or Terri-
tory the equal protection of the laws; or
if two or more person conspire to prevent
by force, intimidation, or threat, any
citizen who is lawfully entitled to vote,
from giving his support or advocacy in a
legal manner, toward or in favor of the
election of any lawfully qualified person
as an elector for President or Vice-
President ...; or to injure any citizen
in person or property on account of such
support or advocacy; in any case of con-
spiracy set forth in this section, if one
or more persons engaged therein do, or
cause to be done, any act in furtherance
of the object of such conspiracy, whereby
another is injured in person or property,
or deprived of having and exercising any
right or privilege of a citizen of the
United States, the party so injured or
«~
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deprived may have an action for the re-
covery of damages, occasioned by such
injury or deprivation, against any one or
more of the conspirators."
Revised Statutes, § 1981, 42 U.S.C. § 1986:
"Every person who, having knowledge
that any of the wrongs conspired to be
done, and mentioned in the preceding
section, are about to be committed, and
having power to prevent or aid in pre-
venting the commission of the same, neg-
lects or refuses so to do, if such wrong-
ful act be committed, shall be liable to
the party injured, or his legal represen-
tatives, for all damages caused by such
wrongful act, which such person by reason-
able diligence could have prevented .
University of Alabama, Policy on Termination:
"The policy on University termination of
appointment is as follows:
Prior to the statutory retirement age,
the appointment of a faculty member who
has tenure, or who is employed under an
appointment working toward tenure, may be
terminated for adequate cause. Except as
hereinafter provided, such a faculty mem-
ber whose appointment is terminated will
be notified of termination at least one
academic year in advance of the termin-
ation date. A faculty member appointed
as temporary, part-time, visiting, or
acting, and whose appointment has a def-
inate and specified termination date,
should consider such appointment as notice
of the non-permanent nature of his posi-
tion.
A faculty member found guilty of moral
turpitude, gross incompetency, immorality,
rank insubordination, or felony, when the
A23
facts are not in dispute, may be dismis-
sed upon short notice.
Any such charges against a faculty
member will be considered by a committee
chosen from the faculty, and may be pre-
. sented before the governing board of the
institution.
In cases where facts are in dispute,
the faculty member is permitted to have
with him an advisor of his choosing who
may act as his counsel. A record of the
hearing will be made and will be avail-
able to the parties concerned." Faculty
Handbook, 1968, p. 38.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.