Petition — Chateau X, Inc. v. Andrews
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IN THE
SUPREME COURT OF
UNITED STATES
October Term, 1978
No. 78 -13 91
CHATEAU X, INC., a South Carolina Corporation; ATLA
THEATERS, INC., a South Carolina Corporation; JAMES
RUSS, individually and in his capacity as an officer of both
Chateau X, Inc. and ATLA Theaters, Inc.; ALBERT
PELOQUIN, individually and in his capacity as an officer of
both Chateau X, Inc. and ATLA Theaters, Inc.; HECTOR
RIQUELME, JR.; FREDERICK OLLIE BYROM,; SUSAN
RUPE; VICTOR STROOP; JIMMIE TUCKER HILL;
DENISE TERRY LAMB; GEORGE JOHNSON; JOE
HORNSBY; ROBERT JEROME SMITH; and a place of
business known as Chateau X Theater and Bookstore,
Highway 17 South, Jacksonville, North Carolina,
Petitioners,
V
STATE OF NORTH CAROLINA, EX REL WILLIAM H.
ANDREWS, District Attorney for the Fourth District of
North Carolina,
Respondent.
i i ee ee i i i te iii aia
ll ltt aaa acl ltl
PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF NORTH CAROLINA
QPP aaa orate
ARTHUR M. SCHWARTZ, P.C.
1650 Market Street
Denver, Colorado 80202
(303) 893-2500
BAILEY, RAYNOR & ERWIN
323 New Bridge Street
Jacksonville, North Carolina 28540
(919) 455-3212
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a eaibneiaiineneeammnaal
TABLE OF CONTENTS
Page
Citation to Opinion Below ...................... 1
Statement of Jurisdiction ....................00. 2
cc ceccecnesde 2
Constitutional Provisions Involved .............. 2
AIT EOE cise ccuncesecccescess 3
Reasons for Granting the Writ .................. 7
Rs She Pie's ON Vk Kec h a vceece cabs 17
CONSTITUTION AND STATUTES
Page
United States Constitution:
Ee ie oi seek Tos A ela kia ts 2
I kia Fle gis. ck viene sn aie « 2
PN MD an ee cv G5 s cin pu oa heocs viemes 2
North Carolina General Statutes, Chapter 19 .... 8
li
CASE CITATIONS
Bantam Books, Inc. v. Sullivan, 372 U.S. 58, 83 S.Ct.
OE 8 Bae Oe CI is ib icisawevs cence
Fehlhaber v. North Carolina, 445 F.Supp. 130
EE oy a6 ERG SO ASO SS ODS LESS
Fuller v. Oregon, 417 U.S. 40, 94 S.Ct. 2116, 40
SLE ROOD Sin kok cove erae sanded udes
Interstate Circuit, Inc. v. Dallas, 390 U.S. 676, 88
S.Ct. 1304, 20 L.Ed.2d 225 (1968) ...........
Katzinger v. Chicago Metallic Mfg. Co., 329 US.
394, 67 S.Ct. 416, 91 L.Ed. 374 (1947) .......
Kingsley Books, Inc. v. Brown, 354 U.S. 436, 77 S.Ct.
1325, 1 L.Ed.2d 1469 (1957) ................
Miller v. California, 413 U.S. 15, 93 S.Ct. 2607, 37
Cae Er UTED 6 v.08 0 55a eras 8s devin
Mitchem uv. State ex rel Schaub, 250 So.2d 883 (Fla.
BD Booted ire Pale eee Bike ek OU a To
Near v. Minnesota ex rel Olson, 283 U.S. 697, 51
S.Ct. 625, 75 L.Ed: 1887 (¥981) ..............
Nebraska Press Association v. Stuart, 427 U.S. 539,
96 S.Ct. 2791, 49 L.Ed.2d 683 (1976) ........
New Riviera Arts Theater v. State ex rel Davis, 219
Tenn. 652, 412 SW2d 890 (1967) ............
Pag?
16
14
12
13
14
12
12, 13
iii
CASE CITATIONS — Continued
Paris Adult Theater I v. Slaton, 413 U.S. 49, 93 S.Ct.
2628, 37 L.Ed.2d 446 (1973) ................
Parish of Jefferson v. Bayou Landing, Ltd., 350
INE UN TED Cucuwhy cake cesaraue ss
People ex rel Busch v. Projection Room Theater, 17
Cal. 3d 42, 130 Cal.Rptr. 328, 550 P.2d 600
(1976) cert.den. 429 U.S. 922, 97 S.Ct. 320, 50
SE I LOE a ncie ss do chin Sac ev eences
Ranck v. Bonal Enterprises, Inc., 467 Pa. 569, 359
ee A ELS Gains Ck bes care whe dae oka
Sanders v. Georgia, 231 Ga. 608, 203 SW2d 153
3 Rae ed eee eee
Smith v. California, 361 U.S. 147, 80 S.Ct. 215, 4
L.Ed.2d 205 (1959) reh.den. 361 U.S. 950, 80
S.Ct. 399, 4 L.Ed. 2d 383 (1959) .............
Smith v. United States, 431 U.S. 291, 97 S.Ct. 1756,
core kee a ee eee eee eT
State v. A Motion Picture Entitled “The Bet’, 219
Kan. 64, 547 P.2d 760 (1976) ...............
State ex rel Sweeton v. General Corporation, 294 Ala.
657, 320 S.2d 668 (1975) cert.den. 425 U.S. 904,
96 S.Ct. 1494, 47 L.Ed.2d 753 (1976) ........
Universal Amusement Co., Inc. v. Vance, 559 F.2d
1286 (5th Cir. 1977) rev’d in part Universal
Amusement Co., Inc. v. Vance, F.2d
(5th Cir. #75-4312, decided December
Wi a ok eck ob ee Ue FC Kw Ke cece beiee
Page
11
11
11
11
14
11
11
iv
OTHER AUTHORITY Page
Note, The Overbreadth Doctrine, 83 Harv.L.Rev.
S66 (OOF 05 cseinksie eee eek 14
Note, New Prosecutorial Techniques and Contir.ued
Judicial Vagueness: An Argument for Aban-doning
Obscenity as a Legal Concept, 21 UCLA
L.Row. B64 CHRPRR cicadas ewer tias Fees as 14
IN THE
SUPREME COURT OF THE
UNITED STATES
October Term, 1978
en
CHATEAU X, INC., a South Carolina Corporation; ATLA
THEATERS, INC., a South Carolina Corporation; JAMES
RUSS, individually and in his capacity as an officer of both
Chateau X, Inc. and ATLA Theaters, Inc.; ALBERT
PELOQUIN, individually and in his capacity as an officer of
both Chateau X, Inc. and ATLA Theaters, Inc.; HECTOR
RIQUELME, JR.; FREDERICK OLLIE BYROM; SUSAN
RUPE; VICTOR STROOP; JIMMIE TUCKER HILL;
DENISE TERRY LAMB; GEORGE JOHNSON; JOE
HORNSBY; ROBERT JEROME SMITH; and a place of
business known as Chateau X Theater and Bookstore,
Highway 17 South, Jacsonville, North Carolina,
Petitioners,
Vv
STATE OF NORTH CAROLINA, EX REL WILLIAM H.
ANDREWS, District Attorney for the Fourth District of
North Carolina,
Respondent.
PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF NORTH CAROLINA
Petitioners pray that a Writ of Certiorari issue to review
the judgment of the Supreme Court of North Carolina en-
tered January 4, 1979.
CITATION TO OPINION BELOW
This Petition seeks review of the North Carolina Su-
preme Court decision in the case of State of North Carolina ex
rel Andrews v. Chateau X, Inc., et al., 296 N.C. 251,
SE2nd (1979), which appears in the Appendix to this
Petition.
STATEMENT OF JURISDICTION
The judgment of the North Carolina Supreme Court was
entered on January 4, 1979. Jurisdiction to review this
judgment by Writ of Certiorari is conferred on this Court by
Title 28, United States Code, §1257(3).
QUESTION PRESENTED
Whether an injunction against the future sale of
“obscene materials”, as that term is defined by state law,
represents an unconstitutional prior restraint on rights
guaranteed to the Petitioners by the First and Fourteenth
Amendments to the United States Constitution.
CONSTITUTIONAL PROVISIONS INVOLVED
UNITED STATES CONSTITUTION
Amendment I
Congress shall make no law respecting an establish-
ment or religion or prohibiting the free exercise thereof; or
abridging the freedom of speech, or of the press; or the right
of the people peaceably to assemble and to petition the gov-
ernment for a redress of grievances.
Amendment XIV
$1. Citizenship defined - privileges of citizens - All per-
sons born or naturalized in the United States, and subject to
the jurisdiction thereof, are citizens of the United States and
of the state wherein they reside. No state shall make or
enforce any law which shall abridge the privileges or im-
munities of citizens of the United States; nor shall any state
deprive any person. of life, liberty or property without due
process of law, nor deny to any person within its jurisdiction
the equal protection of the laws.
STATEMENT OF THE CASE
Petitioner Chateau X, Inc. is a South Carolina Corpora-
tion licensed to do business in the State of North Carolina
and operating a place of business in Jacksonville, North
Carolina. At that location, Petitioner Chateau X, Inc. owns
and operates a bookstore and arcade which disseminates to
consenting adults material of an explicit sexual nature. The
other Petitioners are officers and employees of this place of
business. On December 12, 1977, Respondent, the District
Attorney for the Fourth Judicial District of North Carolina,
filed a complaint against the Petitioners. This Complaint
alleged that the Petitioners were maintaining a business for
the purpose of exhibiting and selling to the public obscene
films and publications as a regular and predominant course
of the Petitioners’ business. The Respondent’s Complaint
named certain materials being disseminated by the
Petitioners. The Respondent further alleged that the
Petitioners were selling other material which was similar to
that named in the Complaint. Respondent’s Complaint al-
leged that the actions of the Petitioners constituted a nui-
sance pursuant to Chapter 19 of the North Carolina General
Statutes and asked that Petitioners’ business be declared a
nuisance and be perpetually enjoined from operating any-
where within the State of North Carolina. Respondent also
requested the destruction of the materials specified in his
Complaint.
On December 12, 1977, the same day on which the
Respondent filed his Complaint, the Onslow County
Superior Court issued a Temporary Restraining Order en-
joining the Petitioners from removing or interfering with
any property on the premises of their business and ordering
them to make a full accounting of all transactions involving
“lewd” or “obscene matter.” On December 20, 1977, counsel
for the Petitioners filed a motion to dismiss or continue the
action. This motion was based on the pendency of an action
in the Federal District Court for the Eastern District of
North Carolina in which the constitutionality of the North
Carolina nuisance law was being challenged. This motion
was denied.
The Court, on December 30, 1977, issued a preliminary
injunction which essentially enjoined the dissemination of
all of Petitioners’ stock-in-trade. This injunction enjoined all
future sales of “obscene and lewd matter” as those terms are
defined by the North Carolina Obscenity Law. As a result of
this injunction, Petitioners closed their place of business. It
has remained closed since that date. On January 4, 1978,
Petitioners filed their Answer, as wel] as a Motion to Dismiss
Respondent’s Complaint. The motion alleged that the North
Carolina Nuisance Statute, as well as the relief requested by
the Respondent, violated the First and Fourteenth Amend-
ments to the United States Constitution. Petitioners further
contended that, since theirs was the only adult business in
ee
‘the City of Jacksonville against which Respondent had
brought suit, the statute was being enforced against
Petitioners in an unconstitutionally arbitrary manner and,
thus, had violated their equal protection guarantees. The
Court denied this motion on the same day it was filed.
Trial was held on January 4 and 5, 1978, and resulted in
a judgment rendered on January 13, 1978. At trial, Petition-
ers cited the Court to a ruling handed down by the Federal
District Court for the Eastern District of North Carolina on
January 4, 1978. This opinion, Fehlhaber v. North Carolina,
445 F.Supp. 130 (EDNC 1978) held the North Carolina Nui-
sance Statute unconstitutional in several respects, includ-
ing those raised by the Petitioners. Nonetheless, the state
court again refused to dismiss the case against Petitioners
and granted relief contrary to the Federal Court ruling.
In its judgment, the state trial court held that all the
material specified in Respondent’s Complaint was “lewd,
obscene and a nuisance.” The Court then ordered Petitioners
enjoined from the dissemination of the specified materials
and ordered the destruction of these materials. Further, the
Court enjoined the Petitioners from:
Possessing for exhibition to the public illegal, lewd mat-
ter consisting of films which appeal to the prurient inter-
est in sex without serious literary, artistic, educational,
political or scientific value and that depicts or shows:
(1) Persons engaging in sodomy, per os, or per anum
(2) Enlarged exhibits of the genitals of male and
female persons during acts of sexual intercourse, or
(3) Persons engaging in masturbation.
and from
Possessing for sale and in selling illegal lewd matter
which constitutes a principal or substantial part of the
stock in trade at a place of business consisting of
magazines, books and papers which appeal to the pru-
rient interest in sex without serious literary, artistic,
educational, political or scientific value and that depicts
or shows:
(1) Persons engaged in sodomy, per os, or per anum
(2) Enlarged exhibits of the genitals of male and
female persons during acts of sexual intercourse, or
(3) Persons engaging in masturbation. S
Petitioners appealed this judgment to the North
Carolina Court of Appeals. That Court granted a by-pass so
that the appeal might be heard by the North Carolina Su-
preme Court. In this appeal, Petitioners raised numerous
constitutional issues, all based on the United States Con-
stitution. Petitioners challenged both the procedural and
substantive constitutionality of the North Carolina Nui-
sance Statute and also argued the constitutional legitimacy
of the trial court’s injunction order. Petitioners contended
that the statute constituted an unconstitutional prior re-
straint on activities protected by the First and Fourteenth
Amendments because it provided for the effective closing of a
business based on prior sales of obscene material. Petition-
ers also contended that the trial court’s injunction order
against future sales of “obscene material” violated Petition-
ers’ First and Fourteenth Amendment rights by imposing an
unconstitutional prior restraint upon them. Petitioners
further argued that the trial court’s injunction order was
unconstitutionally overbroad because it failed to require
that the material to be enjoined in the future be judged by
contemporary community standards or be patently offen-
sive.
audi
The North Carolina Supreme Court affirmed the trial
court by a four-to-one vote with two members not participat-
ing. In so doing, the Court did not rule on Petitioners’ claim
that the North Carolina Nuisance Statute was unconstitu-
tional. However, it did note that, if the challenged provisions
did constitute an unconstitutional prior restraint, those por-
tions would be severable from the remainder of the statute.
The Supreme Court held that the trial court’s incorporation
of the North Carolina Obscenity Law cured any infirmities
in its injunction by imposing the legal test for obscenity upon
the Petitioners. Finally, the North Carolina Supreme Court
ruled that an injunction against future dissemination of
“obscene material” did not constitute an unconstitutional
prior restraint in violation of the First and Fourteenth
Amendments to the United States Constitution. The one
dissenting justice opined that the trial court’s injunction
against future sale of “lewd matter” “contravened the free-
dom of speech and freedom of the press clauses of the First
Amendment as applied to the states under the Fourteenth
Amendment” and noted that “this is the kind of prior re-
straint against future expression which the United States
Supreme Court has consistently and rightly determined to
be inconsistent with the guarantees of the First Amend-
ment.” (Appendix, p. ).
REASONS FOR GRANTING THE WRIT
1. THE DECISION BELOW CONFLICTS WITH A RUL-
ING OF THE NORTH CAROLINA FEDERAL DIS-
TRICT COURT IN THE SAME SUBJECT MATTER
AND WITH THE DECISIONS OF OTHER FEDERAL
AND STATE COURTS.
The ruling of the North Carolina Supreme Court which
Petitioners seek to review stands in direct contradiction to
rulings of several other state courts and of two recent federal
court decisions, both of which are now on appeal. Most criti-
cal is the friction between the ruling below and a decision
rendered by the Federal Court for the Eastern District of
North Carolina in Fehlhaber v. North Carolina, 445 F.Supp.
130 (EDNY 1978). In Fehlhaber, a group of adult businesses
brought suit against the State of North Carolina, its Attor-
ney General and a local District Attorney to challenge the
validity of a 1977 enactment, Ratified Bill Chapter 819. This
law, which became GS 19-1 et seq. amended prior public
nuisance law to provide civil remedies for the “illegal posses-
sion or sale or obscene matter.” During the pendency of the
Fehlhaber case, Respondent brought the instant action
against Petitioners pursuant to that statute.
Among the claims asserted by the Plaintiffs in Feh-
lhaber was an attack on the injunctive provisions of the
nuisance law. Those provisions are contained in §19-5 of the
Act which provides that, once the state has established that
a business has sold any obscene material:
An order of abatement shall be entered as a part of the
judgment in the case, which judgment and order shall
perpetually enjoin the defendant and any other person
from maintaining the nuisance at the place complained
of. . .Such order may also require the effectual closing of
the place against its use thereafter for the purpose of
conducting any such nuisance.
Plaintiffs in Fehlhaber argued that this section provided
for an unconstitutional absolute closing of a business based
on a sale of a single piece of obscene material. In support of
this claim, Plaintiffs cited §19-2.1 which allowed an action
“to enjoin the use of any structure or thing adjudged to be a
nuisance under this chapter.” Defendants contended that
the challenged statute only allowed an injunction to be di-
rected against the specific material deemed obscene. The
Fehlhaber Court rejected both interpretations and held that:
The clear meaning of Section 19-5 is that upon a finding
that a book store or moviehouse is a nuisance because it
substantially or regularly trades in obscene materials,
the superior court judge must enjoin the further distribu-
tion by the particular proprietor of any books or movies
falling within the statutory definition of lewdness.
445 F.Supp. at 137.
The issue, thus, became whether the statute could constitu-
tionally provide for an injunction against all future sales of
“obscene matter” as that phrase is defined by the North
Carolina obscenity law. |
The Fehlhaber Court ruled that the statute could not so
provide. Any such injunction, the Court held, would consti-
tute an unconstitutional prior restraint on activity pre-
sumptively protected by the First Amendment. In so ruling,
the Fehlhaber Court stated:
Numerous courts have struggled diligently with the
applicability of these basic principles to a state’s efforts
to regulate obscenity through civil nuisance procedures.
Seven state supreme courts have invalidated injunction
provisions of civil nuisance statutes analogous to North
Carolina’s as overbroad prior restraints ... The com-
mentators are similarly unanimous.
* kk
The equation of prior restraint with subsequent punish-
ment ignores basic principles rooted in our jurisprudence
since Blackstone. While the government may be able
subsequently to punish those who engage in unprotected
speech, only in exceptional circumstances may the same
10
speech (in this case, the dissemination of books and
movies) be enjoined before it occurs.
**k
That particular speech may be outside the parameters of
the First Amendment and thus punishable criminally
provides no theoretical basis for enjoining the speech
before its occurrence.
Id. at 139 (Citations omitted)
(Footnote omitted)
The Fehlhaber Court issued a declaratory judgment
that §19-5, the injunction procedure of the nuisance law, was
unconstitutional as not being strictly limited to specified
materials and as constituting an unconstitutional prior re-
straint on future dissemination of presumptively protected
speech materials. The state appealed the Fehlhader ruling to
the Fourth Circuit Court of Appeals, and this appeal is
presently pending. Although Petitioners cited the Fehlhaber
decision to the North Carolina Supreme Court, the majority
opinion of that Court neither discussed nor distinguished
that ruling.
More recently, in Universal Amusement Co., Inc. v.
Vance, F.2d (5th Cir. #75-4312, decided De-
cember 18, 1978) the Fifth Circuit Court of Appeals adjudi-
cated the same issue in a manner consistent with the Feh-
lhaber ruling and contrary to the holding of the North
Carolina Supreme Court. In that case, the Fifth Circuit had
originally ruled that an injunction against future dissemi-
nation of “obscene material” did not constitute an uncon-
stitutional prior restraint. Universal Amusement Co., Inc. v.
Vance, 559 F.2d 1286 (5th Cir. 1977). The Court, however,
granted an En Banc rehearing to reconsider this holding. On
rehearing, the Court reversed its earlier ruling and held
that:
11
An order banning the exhibition of unnamed ‘obscene’
films would prohibit the showing of films that have not
been judicially declared obscene, as well as, films that
may not have even been produced . . . An injunction that
forbids the showing of any film portraying a particular
act enumerated in the obscenity statute suppresses fu-
ture films because past films have been deemed offensive
... We therefore hold that Article 4667(a)(3) is uncon-
stitutional insofar as it authorizes injunctions against
the future exhibition of unnamed films. Such a broad
injunction simply cannot stand, for it amounts to a prior
restraint on materials not yet declared obscene (Cita-
tions omitted)
The Defendants in Universal Amusement Co., Inc. v. Vance,
have appealed the Fifth Circuit decision to this Court.
In addition to conflicting with these two Federal Court
opinions, the opinion below rejected the rulings of eight state
Supreme Courts all of which manifestly and uniformly in-
validated the same type of injunction which the North
Carolina Supreme Court upheld. Indeed, every state Su-
preme Court which has considered this question has ruled
that any injunction against future sales of “obscene mate-
rial” and any statute which allows for such an injunction
violate First and Fourteenth Amendment protections
against unconstitutional prior restraints on speech activity.
Parish of Jefferson v. Bayou Landing, Ltd., 350 So. 2d 158
(La. 1977); New Riviera Arts Theater v. State ex rel Davis,
219 Tenn. 652, 412 SW2d 890 (1967); Ranck v. Bonal Enter-
prises, Inc.; 467 Pa. 569, 359 A.2d 748 (1976); People ex rel
Busch v. Projection Room Theater, 17 Cal.3rd 42, 130
Ca.Rptr. 328, 550 P.2d 600 (1976) cert. den. 429 U.S. 922, 97
S.Ct. 320, 50 L.Ed.2d 289 (1976); Sanders v. Georgia, 231 Ga.
608, 203 SW2d 153 (1974); State ex rel Sweeton v. General
Corporation, 294 Ala. 657, 320 So.2d 668 (1975) cert. den.
425 U.S. 904, 96 S.Ct. 1494, 47 L.Ed.2d 753 (1976); State v. A
12
Motion Picture entitled “The Bet”, 219 Kan. 64, 547 P.2d 760
(1976); Mitchem v. State ex rel Schaub, 250 So.2d 883 (Fla.
1971). :
This Petition presents three factual postures which
have traditionally served as a basis for this Court’s grant of
certiorari review. First, the ruling below has created a clear
friction between the North Carolina State and Federal
Courts. This Court provides the only forum in which this
friction can be alleviated. Second, a conflict between deci-
sions of the highest courts of several states on a federal
question has proven to be cogent ground for this Court’s
review. This is especially so with regard to the validity under
the Federal Constitution of a state statute common to these
various states. Fuller v. Oregon, 417 U.S. 40, 42, 94 S.Ct.
2116, 40 L.Ed.2d 642 (1974). Third, the conflict between the
North Carolina Supreme Court and the Fifth Circuit Court
of Appeals provides a further basis for granting review of
either decision. See Katzinger v. Chicago Metallic Mfg. Co..,
329 U.S. 394, 67 S.Ct. 416, 91 L.Ed. 374 (1947).
2. THE COURT BELOW ERRONEOUSLY APPLIED
SIGNIFICANT UNITED STATES SUPREME
COURT PRECEDENT
In holding that the injunction against Petitioners did
not constitute an unconstitutional prior restraint, the Court
below relied heavily on its determination that this Court’s
opinion in the landmark case of Near v. Minnesota ex rel
Olson, 283 U.S. 697, 51 S.Ct. 625, 75 L.Ed. 1357 (1931) was
inapplicable to the regulation of explicit sexual material.
Based on this determination, the Court below held that the
trial court’s injunction against future sales of “obscene
material” was specific enough to avoid self-censorship and
was “in effect nothing more than a personalized criminal
statute against selling certain obscene material that is di-
rected toward the Defendants because they sold illegal mat-
ter in the past.” (Appendix, P. +)
13
These holdings are patently erroneous. Neither this
Court nor any other court has ever held that the precepts
promulgated in Near are inapplicable to civil procedures
involving explicit sexual material. In Near, this Court in-
validated a statute which allowed for the restraint of future
publications based on a finding that the publication, in the
past, had presented “malicious, scandalous and defamatory”
matter. This Court stated that “liberty of the press, histori-
cally considered and taken up by the Federal Constitution,
has meant, principally although not exclusively, immunity
from previous restraints or censorship.” Jd. at 716. The
North Carolina Supreme Court cited language in the Near
opinion in which the Court stated “on similar grounds, the
primary requirements of decency may be enforced against
obscene publication” in holding that the rigid requirements
against prior restraints established by the Near decision
were inapplicable to the injunction against Petitioners.
Later opinions of this Court make it manifest that the
quoted language referred to restraints against specific
material brought before a trier of fact and deemed obscene by
that trier of fact and not to material which was neither
specified nor deemed obscene. This distinction between a
restraint based on a judgment that specific material is
obscene and a prior resti sint without such an adjudication is
clearly drawn in Kingsley Books, Inc. v. Brown, 354 U.S. 436,
77 S.Ct. 1325, 1 L.Ed.2d 1469 (1957). In the Kingsley Books
case, this Court upheld a New York statute from the law
invalidated in Near v. Minnesota. This Court did not distin-
guish the Near case on the basis that the statute in Near did
not involve regulation of explicit sexual material. Rather,
the law adjudicated in Kingsley Books was upheld because
“it studiously withholds restraint upon matters not already
published and not yet found offensive.” 345 U.S. at 445.
Later, in Paris Adult Theater I v. Slaton, 413 U.S. 49, 93
S.Ct. 2628, 37 L.Ed.2d 446 (1973), this Court, in approving a
Georgia injunctive procedure, stressed that:
14
Georgia imposed no restraint on the exhibition of the
films involved in this case until after a full adversary
proceeding and a final judicial determination by the
Georgia Supreme Court that the materials were con-
stitutionally unprotected. Jd. at 55 (Footnote omitted)
The injunction upheld by the Court below does not
studiously withhold restraint on future speech and uncon-
stitutionally places the burden of self-censorship upon the
Petitioners. The challenged injunction places upon Petition-
ers the burden of determining the obscenity vel non of every
piece of material which they desire to sell. As such, Petition-
ers are required to make a determination which courts and
legislatures have been unable to make for two and one-half
decades. The problem of defining obscenity has been termed
“intractable”, Interstate Circuit, Inc. v. Dallas, 390 U.S. 676,
704, 88 S.Ct. 1304, 20 L.Ed.2d 225 (1968) (Harlan J., Con-
curring and Dissenting). Several justices of this Court have
conceded that efforts to do so must ultimately fail. See e.g.
Miller v. California, 413 U.S. 15, 37, 93 S.Ct. 2607, 37
L.Ed.2d 419 (1973) (Douglas J., Dissenting); Paris Adult
Theater I v. Slaton, supra, 413 U.S. at 73 (Brennan J., Dis-
senting); Smith v. United States, 431 U.S. 291, 311, 97S.Ct.
1756, 52 L.Ed.2d 324 (1977) (Stevens J., Dissenting). Courts
and commentators alike have recognized the extraordinary
difficulty in promulgating standards which are intelligible
enough to provide uniform notice to the public and guidance
to the judiciary by which they may perform the delicate job of
delineating between protected and unprotected speech. See
e.g. Note, The Overbreadth Doctrine, 83 Harv.L.Rev. 844,
883-890 (1970), Note, New Prosecutorial Techniques and
Continued Judicial Vagueness: An Argument for Aban-
doning Obscenity as a Legal Concept, 21 UCLA L.Rev. 181
(1973).
15
This Court has stressed that:
The line between speech unconditionally guaranteed
and speech which may legitimately be regulated, sup-
pressed or punished is finally drawn. Speiser v. Randall,
357 U.S. 513, 525, 78 S.Ct. 1332, 2L.Ed.2d 1460 (1958).
Petitioners are required to draw this fine line. Petitioners
must make their own determination as to what contempor-
ary community standards may be applicable, whether any
given material may appeal to a prurient interest in sex, to
what group that material might appeal and whether the
material might be patently offensive. The result of such
self-censorship is clear and was condemned by this Court in
Smith v. California, 361 U.S. 147, 80 S.Ct. 215, 4 L.Ed.2d 205
(1959), reh.den. 361 U.S. 950, 80 S.Ct. 399, 4 L.Ed.2d 383
(1959). As this Court noted in that case, the evil of self-cen-
sorship is that public access to speech matter would be re-
stricted to those materials whic booksellers had inspected
and found to be safe from any liability. As this Court noted:
The booksellers’ self-censorship, compelled by the State,
would be a censorship affecting the whole public, hardly
less virulent for being privately administered. Through
it, the distribution of all books, both obscene and not
obscene would be impeded. Jd. at 154.
The result of forcing those such as Petitioners to make
such an impossible determination and to censor themselves
is vividly demonstrated by Petitioners’ response to the chal-
lenged injunction. As a result of the injunction, Petitioners’
store has remained closed since December, 1977, and re-
mains closed today.
For this very reason, this Court has imposed strict limits
on all injunctions against dissemination of presumptively
protected speech. As prior restraints, such injunctions must
16
come before a reviewing court bearing a heavy presumption
against their constitutional validity. Bantam Books, Inc. v.
Sullivan, 372 U.S. 58, 70, 83 S.Ct. 631, 9 L.Ed.2d 584 (1963).
The Court below completely ignored this presumption and
failed to impose it upon the state. Instead, the North
Carolina Supreme Court based its judgment on a theory
which has been manifestly rejected by this Court. The Court
below relied on the proposition that an injunction against
future expression which, by statutory definition, would be
violative of state law posed no greater threat to protected
speech than statutes which impose criminal sanctions
against those engaged in such described expression. This
Court has long rejected this argument and has placed more
severe restrictions on civil injunctions than on criminal
proscriptions:
A presumption against prior restraints is heavier — and
the degree of protection broader — from that against
limits on expression imposed by criminal penalties. Be-
hind the distinction is a theory deeply etched in our law:
A free society prefers to punish the few who abuse rights
of speech after they break the law than to throttle them
and all others before him. Southeastern Promotions, Ltd.
v. Conrad, 420 U.S. 546, 558-559, 95 S.Ct. 1239, 43
L.Ed.2d 448 (1975)
A threat of criminal sanctions after publication may chill
speech but a prior restraint will freeze such speech. Ne-
braska Press Association v. Stuart, 427 U.S. 539, 559, 96
S.Ct. 2791, 49 L.Ed.2d 683 (1976).
Thus, the Court below violated clear precedent from this
Court by misapplying the doctrine of prior restraint, apply-
ing the same standards for prior restraints as for criminal
sanctions and by failing to impose the strict burden against
prior restraints required by this Court.
17
CONCLUSION
For these reasons, a Writ of Certiorari should issue to
review the judgment and opinion of the Supreme Court of
North Carolina.
Respectfully submitted,
ARTHUR M. SCHWARTZ, P.C.
The Market Center
1650 Market Street
Denver, Colorado 80202
(303) 893-2500
BAILEY, RAYNOR & ERWIN
323 New Bridge Street
Jacksonville, North Carolina 28540
(919) 455-3212
1
APPENDIX
SUPREME COURT OF NORTH CAROLINA
FALL TERM 1978
STATE OF NORTH CAROLINA, EX
REL WILLIAM H. ANDREWS, DIS-
TRICT ATTORNEY FOR THE
FOURTH DISTRICT OF NORTH
CAROLINA
V.
CHATEAU X, INC., a South Carolina
Corporation; ATLA THEATERS, INC., a
South Carolina Corporation; JAMES
RUSS, individually and in his capacity
as an officer of both Chateau X, Inc. and
ATLA Theaters, Inc.; ALBERT PELO-
QUIN, individually and in his capacity
as an officer of both Chateau X, Inc. and
ATLA Theaters, Inc.; HECTOR
RIQUELME, JR.; FREDERICK OLLIE
BYROM; SUSAN RUPE; VICTOR
STROOP; JIMMIE TUCKER HILL;
DENISE TERRY LAMB; GEORGE
JOHNSON; JOE HORNSBY; ROBERT
JEROME SMITH; and a place of busi-
ness known as Chateau X Theater and
Bookstore, Highway 17 South, Jackson-
ville, North Carolina.
No. 23 - ONSLOW
Appeal by defendants and cross-appeal by the State
from Small, J., at the 4 January 1978 Session of Onslow
Superior Court.
On 12 December 1977 the State, through William H.
Andrews, District Attorney for the Fourth District, filed a
complaint against defendants, a South Carolina corporation
doing business in Jacksonville, North Carolina and its of-
ficers and employees. The complaint alleged that defendants
maintained a business, Chateau X Theater and Bookstore,
for the purpose of illegal exhibitions and sales to the public of
obscene and lewd films and publications as a regular and
predominent course of business. Among other relief not rel-
evant to this appeal, it prayed that Chateau X be declared a
nuisance under Chapter 19 of North Carolina General Stat-
utes. The State also asked that an injunction issue ordering
that defendants be “perpetually enjoined from maintaining,
using, continuing, owning or leasing said place known as
Chateau X Theater and Bookstore ... as a nuisance” and
“any place in the State of North Carolina as a nuisance.”
On 20 December 1977 defendants madé a motion to
dismiss the action or, in the alternative, to continue it. They
based this motion on the fact that there was a declaratory
judgment action pending in the United States District Court
for the Eastern District of North Carolina to test the con-
stitutionality of Chapter 19. On 4 January 1978 defendants
filed their answer along with a motion to dismiss the State’s
complaint on the ground that Chapter 19 is unconstitu-
tional. After argument, the trial court denied defendants’
motion.
The parties, by mutual stipulation, waived a jury trial.
Trial was conducted before the judge beginning on 4 Ja nuary
1978.
At trial, the State introduced twenty exhibits into evi-
dence without objection by defendants. Nineteen of these
were copies of magazines and films possessed for sale or
shown by Chateau X. State’s Exhibit Number 20 was an
inventory of materials found at the operation on 12 De-
cember 1977.
The trial judge personally viewed State’s Exhibit
Number 15, a film called “Airline Cockpit,” and State’s
Exhibit Number 3, a magazine entitled “Spread Your Legs.”
The parties mutually stipulated that all the films and
magazines listed in the inventory, State’s Exhibit Number
20, “contain substantially similar material” as is found in
State’s Exhibit Number 15 and State’s Exhibit Number 3.
The defendants presented no evidence. The parties
stipulated, however, “{t]hat if the defendants would testify,
the evidence would indicate that the motion pictures exhib-
ited and the books distributed and sold were done to consent-
ing adults.”
The trial judge found that State’s Exhibits Numbers 15
and 3 are obscene, that the remainder of the nineteen films
and magazines introduced into evidence are obscene, and
that all the materials listed in the inventory are nuisances.
He held that all the above films and magazines are nui-
sances. He also declared Chateau X itself to be a nuisance
under Chapter 19.
The judge ordered that all the material listed on the
inventory, State’s Exhibit Number 20, be confiscated and
destroyed. He enjoined the defendants from exhibiting or
selling any of these items. The defendants also were enjoined
from selling or showing any other obscene matter in the
future which depicted certain specific sexual conduct listed
in the order.
In his final order the trial judge interpreted a part of
G.S. 19-5 as authorizing the actual closing of a business after
it had been declared a nuisance. He held this portion uncon-
stitutional.
Both the defendants and the State gave timely notice of
appeal from the trial court’s final judgment.
On 24 April 1978 the parties petitioned this Court pur-
suant to G.S. 7A-31(b) for review prior to it being determined
by the Court of Appeals. We allowed the petition on 8 May
1978.
Attorney General RUFUS L. EDMISTEN by Senior
Deputy Attorney General ANDREW A. VANORE, JR.,
Assistant Attorney General MARVIN SCHILLER and I.
BEVERLY LAKE, JR. for the State.
BAILEY & RAYNOR BY EDWARD G. BAILEY and
FRANK ERWIN; ARTHUR M. SCHWARTZ, P.C. by
NEIL AYERVAIS for the defendants.
COPELAND, Justice.
This case concerns the statutory construction and con-
stitutionality of Chapter 19 of North Carolina General Stat-
utes. For the reasons set out below, we have determined that
Chapter 19 as interpreted and applied in this case is con-
stitutional; therefore, the judgment of the trial court is af-
firmed.
Both parties in this action have brought up assignments
of error to this Court. The State is challenging certain
interpretations and applications of Chapter 19 by the court
below. As the resolution of these issues affects the defen-
dants’ constitutional questions, we will consider the State’s
assignments of error on cross-appeal first.
The core of the controversy in this case stems from that
part of the trial court’s order that enjoins the defendants
from selling or showing obscene matter that is not listed on
the inventory. This portion of the order states:
“2. The defendants . . . are hereby enjoined and
restrained from:
d. Possessing for exhibition to the public illegal,
lewd matter ‘consisting of films which appeals to the
prurient interest in sex without serious literary, artistic,
educational, political or scientific value and that depicts
or shows:
(1) Persons engaging in sodomy, per os, or per
anum,
(2) Enlarged exhibits of the genitals of male and
female persons during acts of sexual intercourse,
or
(3) Persons engaging in masturbation.
e. Possessing for sale and in selling illegal lewd
matter which constitutes a principal or substantial part
of the stock in trade at a place of business consisting of
magazines, books, and papers which appeal to the pru-
rient interest in sex without serious literary, artistic,
educational, political, or scientific value and that depicts
or shows:
(1) Persons engaged in sodomy, per os, or per anum,
(2) Enlarged exhibits of the genitals of male and
female persons during acts of sexual intercourse,
or
(3) Persons engaging in masturbation.”
The State contests two aspects of the above injunction.
Both of them contain the argument that the judge did not go
far enough.
The State first claims the trial court erred by enjoining
films and publications showing only “enlarged” exhibits of
the genitals during sexuat intercourse. It argues that the
court was required to prohibit the sale of matter depicting
any genitals, enlarged or not, because of the mandates of
G.S. 19-5, which reads in part: “If the existence of a nuisance
is admitted or established . . . an order of abatement shall be
entered as part of the judgment in the case.” (Emphasis
supplied.) Apparently the State is contending that once a
business has been established as a nuisance, the judge is
required to enjoin the future distribution of any and all
obscene matter as defined by G.S. 19-1.1(2).1 We do not
agree.
The trial judge necessarily must be given some discre-
tion in formulating his abatement order. The defendants
will be subject to contempt of court if they violate the injunc-
tion; therefore, it is necessary that they be put on notice as to
1 G.S. 19-1.1(2) states:
“Lewd matter” is synonymous with “obscene matter” and means any
matter:
(a) Which the average person, applying contemporary community stan-
dards, would find, when considered as a whole, appeals to the prurient
interest; and
(b) Which depicts patently offensive representations of:
1. Ultimate sexual acts, normal or perverted, actual or simulated;
2. Masturbation, excretory functions, or lewd exhibition of the geni-
tals or genital area;
3. Masochism or sadism; or
4. Sexual acts with a child or animal.
Nothing herein contained is intended to include or proscribe any
writing or written material, nor to include or proscribe any matter which,
when considered as a whole, and in the context in which it is used,
possesses serious literary, artistic, political, educational, or scientific
value.
exactly what material they can and cannot show or sell in
the future. See generally D. DOBBS, REMEDIES § 2.4
(1973); Developments in the Law-Injunctions, 78 Harv.
L.Rev. 994, 1064 (1965). A judge has a duty to supply this
specificity. Rule 65(d) of the North Carolina Rules of Civil
Procedure states that “[e]very order granting an injunction .
. . Shall be specific in terms; shall describe in reasonable
detail, and not be reference to the complaint or other docu-
ment, the act or acts enjoined.”
The Legislature must have intended for judges to have
some discretion in abating nuisances. “[Llegislative intent is
usually ascertained not only from the phraseology of the
statute but also from the nature and purpose of the act and
the consequences which would follow its construction one
way or the other.” In re Hardy, 294 N.C. 90, 97, 240 S.E. 2d
367, 272 (1978). (Emphasis deleted.)
Chapter 19 as applied to obscene matter treads near the
area of free speech. The sanctions for disobeying an abate-
ment order could be severe. This Court need not decide today
whether a judge must always issue a general injunction,
such as this one, against selling or exhibiting obscene matter
not actually before the court. See D. Dobbs, supra at § 2.11
note 22. We do hold, however, that if such an order does
issue, the trial court has some discretion to define what
conduct is prohibited as long as it falls within constitutional
and statutory mandates, and he has the duty to specifically
warn the defendent of the prohibited conduct. This assign-
ment of error is overruled.
The State next argues that the trial court’s order was
erroneous because it enjoined the defendants from selling
obscene matter only when such material “constitutes a prin-
cipal or substantial part of [their] stock in trade.” It contends
that the judge was required to restrain the defendants from
selling any lewd matter at all, whether or not it made up a
large part of defendants’ inventory.
A careful reading of the statute refutes this argument.
As the State points out, G.S. 19-1.22defines nuisances in
terms of businesses that regularly display or sell lewd mate-
rial and the obscene matter itself. However, G.S. 19-1.2(5)
states that a lewd publication is a nuisance only when “pos-
sessed at a place which is a nuisance.” In order for a
bookstore to be a nuisance, the lewd publications must “con-
stitute a principal or substantial part of the stock in trade.”
Thus, not every isolated obscene publication is a nui-
sance that can be abated under G.S. 19-5. First it must be
found that the book or magazine is one of many, such that all
together they make up a large part of the bookstore’s inven-
2 G.S. 19-1.2. Types of nuisances. — The following are declared to be
nuisances wherein obscene or lewd matter or other conduct prohibited in
G.S. 19-1(a) is involved:
(1) Any and every place in the State where lewd films are publicly
exhibited as a predominant and regular course of business, or
possessed for the purpose of such exhibition;
(2) Any and every place in the State where a lewd film is publicly and
repeatedly exhibited, or possessed for the purpose of such exhibi-
tion;
(3) Any and every lewd film which is publicly exhibited, or possessed
for such purpose at a place which is a nuisance under this Article;
(4) Any and every place of business in the State in which lewd
publications constitute a principal or substantial part of the stock
in trade;
(5) Any and every lewd publication possessed at a place which is a
nuisance under this Article;
(6) Every place which, as a regular course of business, is used for the
purposes of lewdness, assignation, gambling, the illegal posses-
sion or sale of intoxicating liquor, the illegal possession or sale of
narcotic drugs as defined in the North Carolina Controlled Sub-
stances Act, or prostitution, and every such place in or upon which
acts of lewdness, assignation, gambling, the illegal possession or
sale of intoxicating liquor, the illegal possession or sale of narcotic
drugs as defined in the North Carolina Controlled Substances
Act, or prostitution, are held or occur. (1977, c. 819, s. 3).
tory. Once this initial determination is made, however, each
individual obscene publication is a nuisance, and any and
every one of them can be abated. This assignment of error is
overruled.
The trial court determined that a part of G.S. 19-5,
stating that the judge’s final order “may also require the
effectual closing of the place against its use thereafter for the
purpose of conducting any such nuisance,” authorizes the
complete closing of a theater or bookstore once it has been
declared a nuisance under Chapter 19. It held that portion
ineffectual in nuisance actions dealing with obscene matter
because such a closing would be an unconstitutional prior
restraint on free speech. The State concedes in its brief and
in its argument before this Court that any complete closing
of a business for past sales of obscene material would consti-
' tute illegal prior restraint. We agree. See Organization for a
Better Austin v. Keefe, 402 U.S. 415, 29 L.Ed. 2d 1, 91S.Ct.
1575 (1971). Other states have so held. See e.g., Sanders v.
State, 231 Ga. 608, 203 S.E. 2d 153 (1974); State v. A Motion
Picture Entitled “The Bet,” 219 Kan. 64, 547 P. 2d 760
(1976); Gulf States Theatres of Louisiana, Inc. v.
Richardson, 287 So. 2d 480 (La. 1973).
The State contends, however, that the trial court erred
in interpreting G.S. 19-5 as authorizing such a complete
closing. That issue is not properly before the Court at this
time. This interpretation of the statute was not excepted to
by the State, and it also was not included iu its grouping of
exceptions and assignments of error in the record on appeal.
Under Rule 10 of the Rules of Appellate Procedure, “the
scope of review on appeal is confined to a consideration of
those exceptions set out and made the basis of assignments of
error in the record on appeal.” This mandate is subject to
various exceptions, none of which are relevant here. The
State is as much bound by these Rules as other parties before
10
the courts of this State. Thus, we do not now decide whether
G.S. 19-5 does authorize a judge to completely close a busi-
ness after it has been declared a nuisance because of past
exhibitions or sales of obscene material.
We turn now to defendants’ assignments of error. At the
outset, it is important to note what issues are not before this
Court. The trial judge found all the items listed in the inven-
tory, totaling over five hundred different films and
magazines, to be legally obscene. Defendants do not contest
this finding. Furthermore, from a cursory examination of
some of that matter, suffice it to say that it is, in the words of
Chief Justice Burger, “offensive to the point of being nau-
seous.” Kaplan v. California, 413 U.S. 115, 117, 37 L.Ed. 2d
492, 496, 93 S.Ct. 2680, 2683 (1973). Thus, we are dealing
here not with borderline obscenity but rather with patently
hard-core pornography.
Secondly, the defendants do not object to that provision
of the court’s order restraining them from selling or exhibit-
ing the material before the court. In essence, then, the de-
fendants are attacking only the statute itself and that por-
tion of the final order enjoining them from selling or showing
obscene matter not before the court. We now turn to these
contentions.
Defendants first assert the trial court erred in denying
their motion to dismiss the State’s complaint before trial.
Although it is somewhat unclear, apparently they argue
that Chapter 19 of North Carolina General Statues is uncon-
stitutional on its face, thereby invalidating any action taken
pursuant to it.
The defendants contend that the act in question is un-
constitutional per se in two respects. First, they assert G.S.
19-5 authorizes the complete closing of a business in viola-
tion of the first amendment right of free speech. As stated
11
above, that issue is not being decided by the Court at this
time. Assuming, however, that G.S. 19-5 does allow such an
illegal action, defendant’s position is still untenable.
When only part of a statute is unconstitutional, the
constitutional portions will still be given effect as long as
they are severable from the invalid provisions. State v.
Smith, 265 N.C. 173, 143 S.E. 2d 293 (1965); Clark v. Mey-
land, 261 N.C. 140, 134 S.E. 2d 168 (1964). To determine
whether the portions are in fact divisible, the courts first see
if the portions remaining are capable of being enforced on
their own. They also look to legislative intent, particularly
to determine whether that body would have enacted the
valid provisions if the invalid ones were omitted. See Hobbs
v. Moore County, 267 N.C. 665, 149 S.E. 2d 1 (1966).
We find from an examination of the statute itself that
Chapter 19 is sufficiently complete when this provision of
G.S. 19-5, allegedly authorizing the padlocking of a busi-
ness, is deleted. As that portion relates to only one of many
possible remedies a court can adopt in its final order, the
statute can be adequately enforced without it. Furthermore,
in G.S. 19-8.3 the Legislature has provided guidance for
dealing with its intent in this area:
“If any section, subsection, sentence, or clause of this
Article is adjudged to be unconstitutional or invalid,
such adjudication shall not affect the validity of the re-
maining portion of this Article. It is hereby declared that
this Article would have been passed, and each section,
sentence, or clause thereof, irrespective of the fact that
any one or more sections, subsections, sentences or
clauses might be adjudged to be unconstitutional, or for
any other reason invalid.”
This argument is without merit.
12
The defendants also contend Chapter 19 is unconstitu-
tional on its face because it places the burden of proving
non-obscenity on a defendant in a nuisance action. They
claim that G.S. 19-1.2(2), set out above in footnote 1, requires
the defendant to prove as an affirmative defense that the
material before the court as a whole lacks “serious literacy,
artistic, political, educational, or scientific value.”
In Miller v. California, 413 U.S. 15, 37 L. Ed. 2d 419, 93
S.Ct. 2607 (1973), the United States Supreme Court laid
down the present constitutional test for obscenity.
“The basic guidelines for the trier of fact must be: (a)
whether ‘the average person, applying contemporary
community standards’ would find that the work, taken as
a whole, appeals to the prurient interest; (b) whether the
work depicts or describes, in a patently offensive way,
sexual conduct specifically defined by the applicable
state law; and (c) whether the work, taken as a whole,
lacks serious literary, artistic, political, or scientific
value.” Id. at 24, 37 L. Ed. 2d at 431, 93 S.Ct. at 2615.
(Citation omitted.)
It is clear that the burden of proving obscenity must be on the
State. Southeastern Promotions, Ltd. v. Conrad, 420 U.S.
546, 43 L. Ed. 2d 448, 95 S.Ct. 1239 (1975).
It is equally well settled, however, that legislative acts
are presumed to be constitutional, and this Court will inter-
pret a statute so as to comport with constitutional mandates
unless such a construction is unreasonable. See, e.g., Painter
v. Board of Education, 288 N.C. 165, 217 S.E. 2d 650 (1975);
Highway Commission v. Industrial Center, 263 N.C. 230,
139 S.E. 2d 253 (1964). Therefore, we find that the State is
required to prove all the elements of obscenity found in G.S.
19-1.2(2) in a nuisance action, including proof that the mate-
rial as a whole lacks “serious literary, artistic, political,
13
educational, or scientific value.” The trial judge properly
denied defendants’ motion to dismiss the State’s complaint.
The defendants next assert that the judge’s final order
dealing with illegal lewd matter not before the court en-
joined absolutely protected matter. They claim that the
order restrained the sale of non-obscene material because it
failed to require that the magazines and films enjoined be
“patently offensive” in their depiction of the specified sexual
conduct.
The Miller test of obscenity contains three elements, one
of which is that the material depicts defined sexual conduct
“in a patently offensive way.” A comparison of that test and
G.S. 19-1.2 (2) shows that Chapter 19’s definition of “lewd
matter” almost exactly tracks the Supreme Court’s lan-
guage in Miller. In his final order, the trial court enjoined
the defendants from showing or selling “illegal lewd matter”
which “appeals to the prurient interest in sex,” which is
“without serious literary, artistic, educational, political or
scientific value,” and which shows certain sexual conduct.
Thus, although the order restated almost all of the definition
of obscenity in Miller and in G.S. 19-1.2(2), it did not specifi-
cally state that the sexual conduct being depicted be “pat-
ently offensive.”
This minor omission is not fatal to the injunction. Other
courts have held it permissible for an injunction to include
terms that are adequately defined in applicable statutes.
See, e.g., Gulf King Shrimp Co. v. Wertz, 407 F. 2d 508 (5th
Cir. 1969); Wilson Finance Co. v. State, 342 S.W. 2d 117
(Tex. Civ. App. 1960). In the case before us the trial judge
enjoined only the sale of “illegal lewd matter” which is cor-
rectly and completely defined in G.S. 19-1.2(2). Thus, the
constitutional requirements of Miller have been met, and
defendants have been restrained from dealing in only legally
14
obscene magazines and films and not ones protected by the
first amendment. This assignment of error is overruled.
Defendants’ main argument is that the judge’s order
restraining them from selling or exhibiting obscene matter
not actually before the court is unconstitutional. They claim
such action constitutes an illegal prior restraint in violation
of their first amendment right of free speech.
The United States Supreme Court has repeatedly stated
that the first and fourteenth amendments are not absolute.
Even the greatly revered right to freedom of speech is subject
to various exceptions, one of which is obscenity. “This much
has been categorically settled by the Court, that obscene
material is unprotected by the First Amendment.” Miller v.
California, supra at 23, 37 L. Ed. 2d at 430, 93 S.Ct. at 2614.
It is equally well settled that the states have a long-recog-
nized legitimate interest in regulating obscenity in the
commercial context, which has become big business. See
generally Cook, The X-Rated Economy, FORBES, Vol. 122,
No. 6, Sept. 18, 1978.
“The sum of experience ... affords an ample basis for
legislatures to conclude that a sensitive, key relationship
of human existence, central to family life, community
welfare, and the development of human personality, can
be debased and distorted by crass commercial exploita-
tion of sex. Nothing in the Constitution prohibits a State
from reaching such a conclusion and acting on it legisla-
tively.” Paris Adult Theatre I v. Slaton, 413 U.S. 49, 63,
37 L.Ed.2d 446, 460, 93 S.Ct. 2628, 2638 (1973).
A State can constitutionally attempt to control commer-
cial obscenity through its criminal laws. Roth v. United
States, 354 U.S. 476, 1 L.Ed. 2d 1498, 77 S.Ct. 1304 (1957).
However, that is not the only avenue open to it.
15
“We need not linger over the suggestion that some-
thing can be drawn out of the Due Process Clause of the
Fourteenth Amendment that restricts [a state] to the
criminal process in seeking to protect its people against
the dissemination of pornography. It is not for this Court
thus to limit the State in resorting to various weapons in
the armory of the law. Whether proscribed conduct is to
be visited by a criminal prosecution or by a qui tam action
or by an injunction or by some or all of these remedies in
combination, is a matter within the legislature’s range of
choice.” Kingsley Books v. Brown, 354 U.S. 436, 441, 1
L.Ed. 2d 1469, 1473-74, 77 S.Ct. 1325, 1327-28 (1957).
See also Times Film Corp. v. Chicago, 365 U.S. 43, 5
L.Ed. 2d 403, 81 S.Ct. 391 (1961).
Of course, the legislature must choose those means that are
within constitutional boundaries.
Defendants have concluded that because it is an injunc-
tion they are attacking, that remedy automatically consti-
tutes a prior restraint. We note, however, that in this area
prior restraint normally means when allegedly obscene
material is seized or preliminarily enjoined before a judicial
declaration of obscenity, see, e.g., Marcus v. Search Warrant,
367 U.S. 717, 6 L.Ed. 2d 1127, 81 S.Ct. 1708 (1961); Kingsley
Books v. Brown, supra., or when a person is required to
submit material for the approval of a licensing body before it
is allowed to be distributed or shown to the public. See, e.g.,
Times Film Corp. v. Chicago, supra; Kingsley International
Pictures Corp. v. Regents, 360 U.S. 684, 3 L.Ed. 2d 1512, 79
S.Ct. 1362 (1959). In fact, we could find no decision by the
United States Supreme Court that struck down an injunc-
tion such as this one or that even labelled one a prior re-
straint.
Assuming, however, that this injunction does fit the
definition of a prior restraint, our inquiry as to its legality
16
does not end there. For prior restraints are not per se uncon-
stitutional. Southeastern Promotions, Ltd. v. Conrad, 420
US. 546, 43 L.Ed. 2d 448, 95 S.Ct. 1239 (1975). Rather, the
courts must test its validity by its operation in practice, and
they have looked to see how the statute differs in effect from
a criminal law against selling obscene matter. Kingsley
Books v. Brown, supra.
In Kingsley Books the Supreme Court compared a New
York statute, authorizing a preliminary injunction against
the distribution of allegedly obscene matter for a short time
pending trial, with a criminal obscenity law. In upholding
that statute, that Court stated:
“Criminal enforcement and the proceeding under
[the New York statute] interfere with a book’s solicita-
tion of the public precisely at the same stage. In each
situation the law moves after publication; the book need
not in either case have yet passed into the hands of the
public. . . . In each case the bookseller is put on notice by
the complaint that sale of the publication charged with
obscenity may in the period before trial subject him to
penal consequences. In one case he may suffer fine and
imprisonment for violation of the criminal statute in the
other, for disobedience of the temporary injunction. The
bookseller may of course stand his gornd and confidently
believe that in any judicial proceeding the book could not
be condemned as obscene but both modes of procedure
provide an effective deterrent against distribution prior
to adjudication of the book’s content—the threat of
penalization.” Jd. at 442-43, 1 L.Ed. 2d at 1475, 77 S.Ct.
at 1328-29.
Although we realize that the preliminary injunction in
Kingsley is quite different from the injunction being
scrutinized in this case, the Court’s analysis provides us with
17
some guidance. The judge’s order here is restricted to legally
obscene matter; in fact it is limited to only a specified portion
of what is legally obscene. Thus the defendants suffer less
indecision as to what materials they can deal in under the
injunction than they weuld under a usual criminal obscenity
statute. It is true that the defendants may be fined or impris-
oned if they violate the injunction, but those same conse-
quences could flow from a violation of the criminal law.
In fact, under a Chapter 19 nuisance proceeding, unlike
@ prosecution under a criminal law, a defendant gets two
chances. Before such an injunction issues, a court must find
that a defendant sold illegal lewd matter in the past; how-
ever, he is not subject to criminal sanctions until he sells
obscene matter again in violation of the court’s order. See
Rendleman, Civilizing Pornography, The Case For An Ex-
clusive Obscenity Nuisance Statute, 44 Chi. L. Rev. 509, 556
(1977).
There is no significant difference procedurally in a crim-
inal action for selling obscenity and in a contempt action for
violation of an injunction. In both proceedings the defendant
can always defend on the ground that the material is not
legally obscene. See McKinney v. Alabama, 424 U.S. 669, 47
L. Ed. 2d 387, 96 S.Ct. 1189 (1976). The burden is on the
State to prove obscenity beyond a reasonable doubt. See G.S.
5A-15(f) (Cum. Supp. 1977). Although a defendant is not
entitled to a jury trial in the contempt action, the United
States Supreme Court has held that a defendant has no
constitutional right to a jury trial in criminal contempt
actions if the authorized penalty or the penalty actually
imposed does not exceed six months imprisonment. Taylor v.
Hayes, 418 U.S. 488, 41 L. Ed. 2d 897, 94 S.Ct. 2697 (1974).
Under G.S. 19-4, a defendant is subject only to “a fine of not
less than two hundred ($200.00) or more than one thousand
dollars ($1,000), or by imprisonment in the county jail not
less than three or more than six months, or by both fine and
18
imprisonment.” Thus, an injunction such as this one is in
effect nothing more than a personalized criminal statute
against selling certain obscene material that is directed
toward the defendants because they sold illegal matter in
the past. As the Legislature could have constitutionally im-
posed the same restrictions on the public in general, it is not
an unconstitutional prior restraint.
Although this point has not been raised by any party to
this lawsuit, we note that G.S. 19-4 authorizes a judge to
“summarily try and punish the offender” for violation of an
injunction issued under Chapter 19. While this “summary”
action is not defined by the Legislature, we emphasize that
the procedural safeguards outlined above must be followed.
See Harris v. United States, 382 U.S. 162, 15 L. Ed. 2d 240,
86 S.Ct. 352 (1965); Cooke v. United States, 267 U.S. 517, 69
L.Ed. 767, 45 S. Ct. 390 (1925)
Although there are provisions for summary criminal
contempt proceedings in G.S. 5A-13 and G.S. 5A-14, they
apply only to acts of contempt committed near or before a
judicial officer which are “likely to interrupt or interfere
with matters then before the court.” A violation of an order
such as this one certainly does not fall within that category.
Therefore, the plenary proceedings provided for in G.S.
5A-15 apply to contempt actions following a Chapter 19
injunction. :
Defendants strongly assert that this case is controlled
by Near v. Minnesota, 283 U.S. 697, 75 L.Ed. 1357, 51 S.Ct.
625 (1931). That case concerned a state statute that au-
thorized abatement of certain nuisances, one of which was “a
malicious, scandalous and defamatory newspaper.” The trial
court found the newspaper in question to be a public nui-
sance, and it permanently enjoined defendants “from further
conducting said nuisance under the name and title of said
The Saturday Press or any other name or title.” The United
States Supreme Court struck down the injunction, declaring
19
that it constituted an invalid prior restraint on defendants’
first amendment right to freedom of the press. While there
are some analogies between Near and this case, we feel that
the two are distinguishable in several important respects.
The defendants in Near operated a newspaper that
chiefly made allegations of misconduct directed toward pub-
lic officers. The Court, in dealing with the issue of freedom of
the press repeatedly emphasized that “[t]hat liberty was
especially cherished from the immunity it afforded from
previous restraint of the publication of censure of public
officers and charges of official misconduct.” Jd. at 717, 75 L.
Ed. at 1368, 51 S.Ct. at 631.
The difference between trying to limit that type of ex-
pression and obscenity has been recognized. “[I]t is manifest
that society’s interest in protecting this type of expression
[erotic material] is of a wholly different, and lesser, mag-
nitude than the interest in untrammeled political debate.”
Young v. American Mini Theatres, 427 U.S. 50, 70, 49 L. Ed.
2d 310, 326, 96 S.Ct. 2440, 2452 (1976). We agree with
Justice Stevens when he said: “It seems to me ridiculous to
assume that no regulation of the display of sexually oriented
material is permissible unless the same regulation could be
applied to political comment.” Smith v. United States, 431
U.S. 291, 318-19, 52 L.Ed. 2d 324, 346-47, 97 S.Ct. 1756,
1773 (1977) (Stevens, J., dissenting on other grounds). See
also Kingsley Books v. Brown, supra at 445, 1 L.Ed. 2d at
1476, 77 S.Ct. at 1330.
It is clear from the Near decision itself that the Court did
not intend for it to apply to injunctions concerning obscene
materials.
The Minnesota statute in Near also authorized an in-
junction against obscene publications declared to be nui-
sances. However, the Court specifically limited its holding to
20
striking down clause (b) of the act that dealt with malicious
and defamatory newspapers. “The opinion seems to concede
that under clause (a) of the Minnesota law the business of
regularly publishing and circulating an obscene periodical
may be enjoined as a nuisance.” Jd. at 737, 75 L.Ed. at 1378,
51 S.Ct. at 638 (Butler, J., dissenting).
The Court in Near was also concerned about the lack of
specificity in the trial court’s injunction, which restrained
the defendants from publishing “any publication what-
soever which is a malicious, scandalous or defamatory news-
paper, as defined by law.” The Court noted that “scandalous
and defamatory” are broadly defined by law to include publi-
cations charging official misconduct. Therefore, if one of the
defendants’ future editions contained any such allegations,
the defendants would then have to prove that the publication
is “usual and legitimate,” “consistent with the public wel-
fare,” and published with “good motives and for justifiable
ends” in order not to be held in violation of the order. The
Supreme Court recognized that these are vague standards at
best.
Our case is different. We have already stated that the
burden would be entirely on the State to prove that these
defendants had shown or sold illegal lewd matter in viola-
tion of the injunction. More importantly, this order is nar-
rowly drawn, and the prohibited conduct is specifically de-
fined.
The defendants assert that the danger here is in selfcen-
sorship; they will limit their sale of constitutionally pro-
tected matter for fear that they may violate the injunction.
The Supreme Court has addressed this issue.
“The fact that the First Amendment protects some,
though not necessarily all, [erotic] material from total
suppression does not warrant the further conclusion that
21
an exhibitor’s doubts as to whether a borderline film may
be shown in his theater . . . involves the kind of threat to
the free market in ideas and expression that justifies the
exceptional approach to constitutional adjudication rec-
ognized in cases like Dombrowski v. Pfister, 380 U.S. 479
(holding that a person can collaterally attack the con-
stitutionality of a criminal law that chills free speech in
the political context].” Young v. American Mini
Theatres, supra at 61, 49 L.Ed. 2d at 321, 96 S. Ct. at
2448.
We are sensitive to the importance of defendants’ claim
that their first amendment right to free speech is being
chilled by the injunction against future sales of unnamed
matter. However, in light of the unquestionable obscene
nature of all defendants’ films and magazines before the
court below, the fact that the defendants are adequately
warned of which materials they cannot sell or exhibit by the
specifically drawn order, and the procedural safeguards af-
forded the defendants, we find that the injunction is not an
unconstitutional prior restraint.
As to all issues that are properly before this Court, the
trial court is in all respects
AFFIRMED.
Justices Britt and Burke did not participate in this
decision.
No. 23 — State ex rel v. Chateau X ©
Fall Term 1978
EXUM, Justice, dissenting:
As the majority opinion notes at the outset, the present
case “concerns the statutory construction and constitution-
Ee re ee ee
22
ality of Chapter 19 of [the] North Carolina General Sta-
tutes.” I disagree in part with the majority’s handling of both
aspects. As to the first, the majority upholds an injunction
the breadth of which is not authorized by the statute. As to
the second, the procedure upheld here is an unconstitutional
prior restraint on the exercise of freedom of speech and the
press.
I agree that the “core of the controversy in this case
stems from that part of the trial court’s order that enjoins
defendants from selling or showing obscene matter that is
not listed on the inventory,” i.e., matter described in the
abstract by the statutory definition of obscenity that defen-
dant might acquire in the future. The majority assumes,
without stating its reasons therefor, that the trial court was
authorized by the statute to enter an order this broad. As I
read the statute, it authorizes only an injunction against
future possession or sale of matter before the court and
judicially declared to be obscene at the proceeding in which a
defendant is adjudged to be maintaining a nuisance.
Chapter 19, which is entitled “Abatement of Nui-
sances,” is not an easy statute to comprehend. Besides
obscenity, it deals with places used for purposes of “assigna-
tion, prostitution, gambling, illegal possession or sale of
intoxicating liquors [and] illegal possession or sale of narco-
tic drugs .. .” G.S. 19-1(a). It is, in other words, a general
nuisance abatement statute. One of the key methods of
abatement it seems to contemplate is the closing of the place
where the nuisance is maintained. See G.S. 19-2.1, 19-5,
19-6, 19-7. Insofar as these closing provisions might be
applied to a place that disseminates printed material or
motion pictures, there are, it is conceded, serious constitu-
tional questions. See State v. A Motion Picture Entitled “The
Bet,” 219 Kan. 64, 547 P. 2d 760 (1976); General Corporation
v. Sweeton, 294 Ala. 657, 320 So. 2d 668 (1975).
23
There are however, other remedies provided under the
statute against one maintaining a nuisance. It is one of these
other remedies that is involved here. In addition to the
abatement of the nuisance by closing, G.S. 19-2.1 provides
for a suit “perpetually to enjoin all persons from maintaining
the same, and to enjoin the use of any structure or thing
adjudged to be a nuisance under this Chapter . . .” The sta-
tute’s primary remedial provisions are set out in G.S. 19-5,
as follows:
“Content of final judgment and order. — If the exis-
tence of a nuisance is admitted or established in an action
as provided for in this Chapter an order of abatement
shall be entered as a part of the judgment in the case,
which judgment and order shall perpetually enjoin the
defendant and any other person from further maintaining
the nuisance at the place complained of, and the defendant
from maintaining such nuisance elsewhere within the
jurisdiction of this State. Lewd matter, illegal intoxicat-
ing liquors, gambling paraphernalia, or substances pros-
cribed under the North Carolina Controlled Substances
Act shall be destroyed and not be sold.
“Such order may also require the effectual closing of
the place against its use thereafter for the purpose of
conducting any such nuisance.
“The provisions of this Article, relating to the clos-
ing of a place with respect to obscene or lewd matter,
shall not apply in any order of the court to any theatre or
motion picture establishment which does not, in the reg-
ular, predominant, and ordinary course of its business,
show or demonstrate lewd films or motion pictures, as
defined in this Article, but any such establishment may
be permanently enjoined from showing such film judi-
cially determined to be obscene hereunder and such film
or motion picture shall be destroyed and all proceeds and
24
moneys received therefrom, after the issuance of a pre-
liminary injunction, forfeited.” (Emphasis supplied.)
Under this provision the question whether the injunction
here is authorized boils down to what is meant by enjoining
the defendant or any other person from “further maintain-
ing the nuisance” and from “maintaining such nuisance
elsewhere.” This language implies a limitation on the scope
of injunctive relief to materials before the court at the time of
the determination that a nuisance exists. The acts that can
be enjoined are “further maintaining the nuisance” or
“maintaining such nuisance elsewhere.” The General As-
sembly has chosen at those two points in this provision to use
quite specific language. This language must refer to the
particular materials found by the trial court to be “lewd
matter” and on which it must have based its determination
that a nuisance existed. Thus, a defendant can under the
statute be enjoined from restocking the same materials that
have once been judicially determined obscene. The statute
does not, however, give the court power to enjoin a defendant
from selling or showing other materials that are not before
it.
In addition to avoiding a serious constitutional ques-
tion, see In re Arthur, 291 N.C. 640, 231 S.E. 2d 614 (1977);
In re Dairy Farms, 289 N.C. 456, 223 S.E. 2d 323 (1976),
interpreting the statute in this fashion would make it com-
patible with our criminal obscenity statutes. See G.S. 14-
190.1 through 14-190.8. Under those statutes, there is pro-
vided “an adversary determination of the question of
whether books, magazines, motion pictures or other mate-
rials are obscene prior to their seizure or prior to a criminal
prosecution relating to such materials.” G.S. 14-190.2(a).
Thus under our criminal statutes, no one can be prosecuted
for selling, showing, distributing or disseminating any
material until it has first been determined to be obscene.
Where the General Assembly has not spoken more clearly, it
25
is reasonable to assume that it intended this related nui-
sance statute, which carries with it a possibility of contempt
punishment, see G.S. 19-4, to follow a similar procedure.
I think the injunction is broader than permitted by the
statute and should not be upheld in its entirety. Further-
more the majority’s contrary interpretation renders the
statute unconstitutional insofar as it permits an injunction
against future expression.
The trial judge enjoined defendants from “possessing for
exhibition to the public” and “possessing for sale and selling”
various kinds of “lewd matter.” This “lewd matter” was
described generically in the injunction itself in terms of the
statutory prohibition. See G.S. 19-1.1(2). The injunction thus
seeks to proscribe categories of expression rather than any
particular film or publication which has been specifically
and judicially declared violative of the statute. It prohibits
the future possession of unnamed films, magazines, books
and papers and subjects defendants to possible fines and
imprisonment prescribed in G.S. 19-4 if they should violate
it by possessing any of these generically described items
which might later be judicially determined in a contempt
proceeding to fit within its proscription.
Insofar as the statute authorizes this kind of injunction I
believe it and, therefore, the injunction itself contravenes
the freedom of speech and freedom of the press clauses of the
First Amendment as applied to the states under the Four-
teenth Amendment. To me this is the kind of prior restraint
against future expression which the United States Supreme
Court has consistently and rightly determined to be incon-
sistent with the guarantees of the First Amendment. The
highest courts of at least three other states have found orders
virtually identical to the one here to be unconstitutional
prior restraints. Parish of Jefferson v. Bayou Landing Ltd.,
Inc., 350 So. 2d 158, 165-68 (La. 1977); Mitchem v. Schaub,
26
250 So. 2d 883 (Fla. 1971); New Rivieria Arts Theatre v.
State, 219 Tenn. 652, 412 S.W. 2d 890 (1967). In addition, in
a carefully considered opinion, Judge Franklin T. Dupree,
Jr., an able jurist noted for his industry and scholarship, has
held that insofar as G.S. 19-5 allows an injunction against
distribution of materials not previously adjudged obscene, it
is unconstitutional. Fehlhaber v. State, 445 F. Supp. 130
(E.D.N.C. 1978). Examination of the relevant constitutional
doctrines as applied by the Supreme Court leaves no doubt
that these results were correct.
In Paris Adult Theatre I v. Slaton, 413 U.S. 49 (1973),
Georgia state prosecutors had filed civil complaints against
an Atlanta theater alleging that it was exhibiting two
obscene films contrary to a Georgia statute. The complaint
prayed that the two films be declared obscene and that the
theater be enjoined from exhibiting them. At a non-jury
trial, the judge assumed that the films were obscene but
ruled that inasmuch as the theater took reasonable precau-
tions against permitting minors to enter and view the films
it was constitutionally impermissible to enjoin their further
showing. The Georgia Supreme Court reversed. It described
the films as “hard core pornography” leaving “little to the
imagination” and held that their further exhibition should
have been enjoined. Slaton v. Paris Adult Theatre I, 228 Ga.
343, 347, 185 S.E. 2d 768, 770 (1971). The United States
Supreme Court in a 5-4 decision essentially approved the
Georgia civil injunction procedure. It remanded the case,
however, for reconsideration by the Georgia Supreme Court
in light of the new definitions of obscenity contained in
Miller v. California, 413 U.S. 15 (1973), decided the same
day. In approving the use of injunctive action, however,
Chief Justice Burger, writing for the majority, was careful to
note, 413 U.S. at 55:
“Here, Georgia imposed no restraint on the exhibition of
the films involved in this case until after a full adversary
27
proceeding and a final judicial determination by the
Georgia Supreme Court that the materials were con-
stitutionally unprotected. Thus the standards of Blount
v. Rizzi, 400 U.S. 410, 417, 27 L.Ed. 2d 498, 91 S.Ct. 423
(1971); Teitel Film Corp. v. Cusack, 390 U.S. 139, 141-
142, 19 L.Ed. 2d 966, 88 S.Ct. 754 (1968); Freedman v.
Maryland, 380 U.S. 51, 58-59, 13 L.Ed. 2d 649, 85 S.Ct.
734 (1965); and Kingsley Books, Inc. v. Brown, supra, at
443-445, 1 L.Ed. 2d 1469, were met. Cf. United States v.
Thirty-seven Photographs, 402 U.S. 363, 367-369, 28
L.Ed. 2d 822, 91 S.Ct. 1400 (1971) (opinion of White, J.).”
In Kingsley Books, Inc. v. Brown, 354 U.S. 436 (1957),
the Court approved a New York procedure “authorizing the
chief executive, or legal officer, of a municipality to invoke a
‘limited injunctive remedy,’ under closely defined pro-
cedural safeguards, against the sale and distribution of writ-
ten and printed matter found after due trial to be obscene,
and to obtain an order for the seizure, in default of surrender,
of the condemned publications.” Jd. at 437. Justice
Frankfurter, writing for the majority of five, again, was
careful to point out that the procedure under consideration
“studiously withholds restraint upon matters not already
published and not yet found to be offensive.” Jd. at 445. On
this basis he distinguished the procedures then before the
Court from those which had been earlier condemned in Near
v. Minnesota, 283 U.S. 697 (1931).
In Near v. Minnesota, the leading case on the constitu-
tionality of injunctions against future expression, the Court
had before it a Minnesota statute which provided in perti-
nent part as follows:
“Section 1: Any person who ... shall be engaged in
the business of regularly ... producing, publishing or
circulating, having in possession, selling or giving away,
(a) an obscene, lewd and lascivious newspaper,
28
magazine, or other periodical, or
(b) a malicious, scandalous and defamatory news-
paper, magazine or other periodical,
is guilty of a nuisance, and all persons guilty of such
nuisance may be enjoined, as hereinafter provided.” Jd.
at 702.
The statute further authorized the county attorney or any
citizen to maintain an action for the injunction authorized by
the statute. A proceeding for an injunction was brought in
the Minnesota state courts against Near and other defen-
dants. At trial it was found as a fact that the defendants had
published various editions of a periodical known as “The
Saturday Press” from 24 September 1927 to 19 November
1927 and that these editions were “chiefly devoted to mali-
cious, scandalous and defamatory articles.” It was further
found that the defendants ““‘did engage in the business of
regularly and customarily producing, publishing and cir-
culating a malicious, scandalous and defamatory news-
paper” and that such publications constituted a public nui-
sance. The trial court thereupon enjoined the publication of
“The Saturday Press” and perpetually enjoined defendants
from publishing “‘any publication whatsoever which is a
malicious, scandalous or defamatory newspaper, as defined
by law.” Id. at 706. The Supreme Court, with Chief Justice
Hughes writing for a majority of five, concluded that the
injunction was “the essence of censorship” and constituted
the kind of prior restraint on expression that was violative of
the freedoms of press and speech guaranteed by the First
Amendment and made applicable to the states through the
Due Process Clause of the Fourteenth Amendment. The
Court said in meeting the arguments of the State of Min-
nesota:
“Nor can it be said that the constitutional freedom
from previous restraint is lost because charges are made
of derelictions which constitute crimes.
xk
“Equally unavailing is the insistence that the sta-
tute is designed to prevent the circulation of scandal
which tends to disturb the public peace and to provoke
assaults and the commission of crime. Charges of rep-
rehensible conduct, and in particular of official malfea-
sance, unquestionably create a public scandal, but the
theory of the constitutional guaranty is that even a more
serious public evil would be caused by authority to pre-
vent publication.” Jd. at 720, 721-22.
Thus, the Court in Near made it clear that the truth or falsity
of the charges contained in the particular periodicals under
consideration was immaterial to the constitutional question
of whether future publications could be enjoined.
Relying on Near,the Court in Organization for a Better
Austin v. Keefe, 402 U.S. 415 (1971), struck down an Illinois
state court injunction against “‘passing out pamphlets, leaf-
lets or literature of any kind, and from picketing, anywhere
in the city of Westchester, Illinois.” The trial court found
that the persons enjoined had, through the distributions of
certain pamphlets, accused a real estate broker in Westches-
ter, Illinois, of arousing fears of local white. residents that
negroes were moving into the area and thereafter exploiting
their reactions to bolster his real estate business. The trial
court found that the pamphleteers’ activities in Westchester
had invaded the real estate agent’s right of privacy and had
caused irreparable harm and that he was without an
adequate remedy at law. The Supreme Court in an opinion
by Chief Justice Burger struck down the injunction saying:
“It is elementary, of course, that in a case of this kind
the courts do not concern themselves with the truth or
validity of the publication. Under Near v. Minnesota,
283 US 697, 75 L Ed 1357, 51 S Ct 625 (1931), the
30
injunction, so far as it imposes prior restraint on speech
and publication, constitutes an impermissible restraint
on first Amendment rights. Here, as in that case, the
injunction operates, not to redress alleged private
wrongs, but to suppress, on the basis of previous publica-
tions, distribution of literature ‘of any kind’ in a city of
18,000.” Id. at 418-19.
In New York Times Co. v. United States, 403 U.S. 713,
(1971), the United States government sought to enjoin the
New York Times and the Washington Post from publishing
contents of a classified study entitled “History of U.S. Deci-
sion-Making Process on Viet Nam Policy” (the Pentagon
papers). District courts for the Southern District of New
York and the District of Columbia and the Court of Appeals
for the District of Columbia Circuit had refused to issue an
injunction against the newspapers. The Court of Appeals for
the Second Circuit held, however, that the injunction should
issue. The United States Supreme Court in a per curiam
opinion concurred in by six justices concluded that the in-
junction should not issue notwithstanding that in the
opinions of the various concurring justices the Pentagon
papers, if published, would have “serious impact” on the
national security, would “do substantial damage to public
interest” and might even constitute a violation of federal
criminal law. This case is significant in the area of the
permissible limits of restraint on expression in that the very
materials sought to be restrained were before the Supreme
Court for review. Here, by contrast, the restraint is against
materials yet to be seen or even published.
Any restraint against future expression, the Supreme
Court has repeatedly said, comes “bearing a heavy pre-
sumption against its constitutional validity.”” Southeastern
Promotions, Ltd. v. Conrad, 420 U.S. 546, 558 (1975), and
cases there cited. The reason is that there often is a finely
drawn line between protected speech under the First
eS eee ee awe |
ee
31
Amendment and that which is not so protected. This is par-
ticularly true in the area of obscenity. There are, of course,
many items which are clearly on one side or the other of that
line. Defendants here concede that all items now before the
court are obscene. Under the statute they can be seized and
destroyed. There is no contest in this case as to them. On the
other hand there are many forms of expression upon which
reasonable persons differ regarding whether they are
obscene, or lewd, within the statutory definition of those
terms. Examples abound in our literature, cinematic and
otherwise. One is found in Yeager v. Neal, 26 N.C. App. 741,
217 S.E. 2d 576 (1975). That case concerned the film,
“Memories Within Miss Aggie” which the state sought to
have declared obscene as that term was defined in a criminal
statute, G.S. 14-190.1.? At the adversary hearing required
by G.S. 14-190.2, over which I, as trial judge presided, the
1Masturbation, homosexuality and sadism are depicted in a recently
released film, “Midnight Express,” which has nevertheless been critically
acclaimed and could hardly be said to lack serious literary, artistic and
educational value. See Newsweek, 16 October 1978, at 76, 81; Time, 16
October 1978, at 111-12; Vogue, September 1978, at 62.
Sodomy per anum was graphically depicted in the critically acclaimed
film, “Last Tango in Paris.” See Newsweek, 12 February 1973, at 54-58.
The works of Henry Miller, Tropic of Capricorn and Tropic of Cancer,
were once widely considered obscene, but are now highly regarded as
literary pieces. See Gordon, The Mind and Art of Henry Miller (1967). The
same can be said of D. H. Lawrence’s Lady Chatterly’s Lover. See Sanders,
D.H. Lawrence: The World of the Five Major Novels, at 172-205 (1973). See
generally Rembar, The End of Obscenity (1968).
*The applicable parts of the statute are as follows:
“(b) For purposes of this Article any material is obscene if:
(1) The material depicts or describes in a patently offensive way
sexual conduct specifically defined by subsection (c) of this section;
and
(2) The average person applying contemporary statewide com-
munity standards relating to the depiction or representation of sexual
film was shown and various witnesses testified about it. All
of the witnesses by reason of training and background pos-
sessed some expertise in the field of literary criticism. All
felt that the film was clearly a serious literary and artistic
work. There was no testimony to the contrary. Finding on
the evidence presented including the film itself that the film
did have serious literary and artistic value, I determined
that it could not be declared obscene. The Court of Appeals
affirmed on the basis of this finding which was not excepted
to by the state although according to a vigorous dissent by
Brock, C.J., a member of the panel who also viewed it, they
all agreed that “the film depicts in a patently offensive way
portrayals of actual sexual intercourse, normal and per-
verted, anal and oral, and a lewd exhibition of uncovered
genitals in the context of masturbation.” Jd. at 745.
The difficulty of defining obscenity in the abstract has
long been anathema to legislatures and courts. Some judges
have conceded that efforts to do so must ultimately fail.®
matters would find that the material taken as a whole appeals to the
prurient interest in sex; and
(3) The material lacks serious literary, artistic, political, educa-
tional or scientific value; and
(4) The material as used is not protected or privileged under the
Constitution of the United States or the Constitution of North
Carolina.
(c) Sexual conduct shall be defined as:
(1) Patently offensive representations or descriptions of actual
sexual intercourse, normal or perverted, anal or oral;
(2) Patently offensive representations or descriptions of excretion
in the context of sexual activity or a lewd exhibition of uncovered
genitals, in the context of masturbation or other sexual activity.”
Miller v. California, supra, 413 U.S. 15, 37 (Douglas, J., dissenting);
Paris Adult Theatre I v. Slaton, supra, 413 U.S. 49, 73 (Brennan, J.,
dissenting); see also Smith v. United States, 431 U.S. 291, 311 (1977)
(Stevens, J., dissenting in a federal criminal obscenity prosecution, sus-
tained by the majority on the ground that “the line between communica-
tions which ‘offend’ and those which do not is too blurred to identify
Other judges, however, assert that they know obscenity
when they see it.‘ If this is so, then a corollary must be that
judges cannot know it until they see it. Even if obscenity can
be defined in the abstract, it cannot be so enjoined in keeping
with the First Amendment. To be dealt with judicially it
must first be judicially seen.
Thus the Supreme Court has consistently insisted that
criminal conduct.” Jd. at 316.) The majority opinion, I fear, does not fully
represent Justice Stevens’ position in this area. He said, id. at 318-21:
“It seems to me ridiculous to assume that no regulation of the display
of sexually oriented material is permissable unless the same regula-
tion could be applied to political comment. On the other hand, I am not
prepared to rely on either the average citizen’s understanding of an
amorphous community standard or on my fellow judges’ appraisal of
what has serious artistic merit as a basis for deciding what one citizen
may communicate to another by appropriate means.
“I do not know whether the ugly pictures in this record have any
beneficial value. The fact that there is a large demand for comparable
materials indicates that they do provide amusement or information,
or at least satisfy the curiosity of interested persons. Moreover, there
are serious well-intentioned people who are persuaded that they serve
a worthwhile purpose. Others believe they arouse passions that lead
to the commission of crimes; if that be true, surely there is a mountain
of material just within the protected zone that is equally capable of
motivating comparable conduct. Moreover, the dire predictions about
the baneful effects of these materials are disturbingly reminiscent of
arguments formerly made about the availability of what are now
valued as works of art. In the end, I believe we must rely- on the
capacity of the free marketplace of ideas to distinguish that which is
useful or beautiful from that which is ugly or worthless.” (Emphasis
supplied.)
4*T have reached the conclusion, which I think is confirmed at least by
negative implication in the Court’s decisions since Roth and Alberts, that
under the First and Fourteenth Amendments criminal laws in this area
are constitutionally limited to hardcore pornography. I shall not today
attempt further to define the kinds of material I understand to be em-
braced within that shorthand description; and perhaps I could never
succeed in intelligibly doing so. But I know it when I see it, and the motion
picture involved in this case is not that.” Jacobellis v. Ohio, 378 U.S. 184,
197 (1964) (Stewart, J., concurring.)
SES ee ae Oe
34
states in their efforts to regulate prohibited forms of expres-
sion adopt procedures which are sensitive to the constitu-
tional mandate that protected expression be in no wise
threatened:
“{ T]he line between speech unconditionally guaran-
teed and speech which may legitimately be regulated,
suppressed, or punished is finely drawn... . The separa-
tion of legitimate from illegitimate speech calls for sensi-
tive tools. . . .Speiser v. Randall, 357 US 513, 525, 2 Led
2d 1460, 1472, 78 S Ct 1332. It follows that, under the
Fourteenth Amendment, a State is not free to adopt
whatever procedures it pleases for dealing with obscen-
ity as here involved without regard to the possible con-
sequences for constitutionally protected speech.” Marcus
v. Property Search Warrant, 367 U.S. 717, 731 (1961);
accord, Southeastern Promotions, Ltd. v. Conrad, supra,
420 U.S. 546.
The majority relies on the proposition that an injunction
against future expression which, by definition, will be viola-
tive of the law is no greater threat to protected speech than a
statute which imposes criminal sanctions against one who
engages in such expression. Since the United States Sup-
reme Court has approved such criminal sanctions against
obscenity, the majority contends, it ought to approve these
kinds of junctions. This argument is an old one. It was made
and had to be faced in Near v. Minnesota. There the Supreme
Court, recognizing that libel could be punished criminally,
nevertheless struck down a civil injunction against it. The
Court there said, 283 U.S. at 713-14:
“The liberty deemed to be established was thus described
by Blackstone: ‘The liberty of the press is indeed essen-
tial to the nature of a free state; but this consistsin laying
no previous restraints upon publications, and not in free-
dom from censure for criminal matter when published.
DL 0 PE Dr p hal On ag Binnsnith 4
35
Every free man has an undoubted right to lay what
sentiments he pleases before the public; to forbid this, is
to destroy the freedom of the press; but if he publishes
what is improper, mischievous or illegal, he must take
the consequence of his own temerity.’ 4 Bl. Com. 151, 152;
see Storey on the Constitution,, §§ 1884, 1889.”
The Supreme Court rejected the argument then and has
consistently rejected it since. The Court said in Southeastern
Promotions, Ltd. v. Conrad, supra, 420 U.S. 546, 558-59:
“The presumption against prior restraints is
heavier — and the degree of protection broader — than
that against limits on expression imposed by criminal
penalties. Behind the distinction is a theory deeply
etched in our law: a free society prefers to punish the few
who abuse rights of speech after they break the law than
to throttle them and all others beforehand. It is always
difficult to know in advance what an individual will say,
and the line between legitimate and illegitimate speech
is often so finely drawn that the risks of freewheeling
censorship are formidable.”
The reason for this distinction is thus that in a free
society restraints on expression not yet uttered are totally
antithetical to any notion of free speech largely because of
the then uncertainty of what might be said. Once the expres-
sion is made it is an accomplished fact upon which it is
permissible for courts to act as in other criminal cases. If the
expression be illegal those responsible can be held accounta-
ble. This notion unheres elsewhere in the law in the familiar
doctrine of admittedly uneven application that equity will
not enjoin a proposed criminal act on the ground that there is
a complete remedy at law if the act is committed. See Mills v.
Cemetery Park Corp., 242 N.C. 20, 86 S.E. 2d 893 (1955);
Dare County v. Mater, 235 N.C. 179, 69 S.E. 2d 244 (1952).
36
Another distinction is that in a criminal action various
procedural safeguard are present, for example, entitlement
to a jury trail. Alleged violations of the kind of injunction
issued in this case may be tried and punished by the presid-
ing judge.5
Furthermore it is well to note again that in North
Carolina one may not be criminally prosecuted for dealing in
obscene materials unless he deals in material which has first
been judicially declared to be obscene in an adversary hear-
ing conducted prior to the criminal prosecution. G.S. 14-
190.2. There seems to be no constitutional requirement for
such an adversary proceeding prior to criminal prosecution,
Miller v. California, supra, 413 U.S. 15, but our General
Assembly has deemed it appropriate to provide such protec-
tion.
The construction which I feel should be given this legis-
lation does not render the state powerless to deal with the
problem of obscenity. The legislature could, if it thinks such
action necessary, amend its criminal statutes, G.S. 14-190. i,
et seq., so as to eliminate the requirement of an adversary
hearing prior to criminal prosecution or provide penalties for
the violation thereof which would serve to deter violators.
Even under the civil nuisance proceeding as I would inter-
pret it, the remedies against dissemination of obscene mate-
rial are formidable. Once such materials are located an ex
parte judicial order may issue forthwith placing substantial
5G.S. 19-4 provides:
“Violation of injunction; punishment. — In case of the violation of any
injunction granted under the provisions of this Chapter, the court, or, in
vacation, a judge thereof, may summarily try and punish the offender. A
party found guilty of contempt under the provisions of this section shall be
punished by a fine of not less than two hundred ($200.00) or more than one
thousand dollars ($1,000), or by imprisonment in the county jail not less
than three or more than six months, or by both fine and imprisonment.”
37
limitations on trafficking in the material. G.S. 19-2.3. If,
thereafter, the material is judicially determined or admitted
to be obscene it can be confiscated and destroyed. G.S. 19-5.
All monies paid in consideration for the sale of abscene
material after the ex parte order has issued must be ac-
counted for, and if these monies are thereafter determined to
have been paid in consideration of obscene material they
may be forfeited to the local government. G.S. 19-6. Evenifa
defendant, determined to violate these statutes, replenishes
his stock with items different from those previously confis-
cated under prior orders, it would seem that only a few
successive confiscations of his stock ina campaign of zealous
law enforcement would render his unsavory business so un-
profitable that he would have to quit.
For the reasons stated I vote to vacate so much of the
trial court’s order as seeks to enjoin defendants from dealing
in items not yet published or possessed by them.
38
I HEREBY CERTIFY that on this 23rd day of February, —
1979, I have served a copy of this Brief upon Counsel for
Appellant by mailing copy thereof, postage prepaid, addres-
sed to:
Arthur M. Schwartz, Esq.
The Market Center
1650 Market Street
Denver, Colorado 80202
Deborah G. Mailman &
Sharon Thompson
Post Office Box 868
Raleigh, North Carolina 27602
JACOB L. SAFRON
Special Deputy Attorney General
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.