Petition — Schlanger v. United States
Supreme Court brief1979
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* FEB 18 1979
Remon)" IP. CLERK
IN THE
Supreme Court of the Anited States
OCTOBER TERM, 1978
No. 78-1258
HERBERT PHILLIP SCHLANGER,
Petitioner,
UNITED STATES OF AMERICA, ET AL.,
Respondents.
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
HERBERT PHILLIP SCHLANGER
3300 First National Bank Building
Atlanta, Georgia 30303
(404) 581-8000
Counsel for Petitioner
Washington. D.C. e CLB PUBLISHERS e LAW PRINTING CO. e (202) 393-0625
INDEX
Page
Ne Te nn wa cneeeseces 2
ss sc odescccccsccass 2
QUESTIONS PRESENTED ....................00ee00e 2
Nee TN ns eecccecccse 3
Suen Ge Bem CASE......................... 3
REASONS FOR GRANTING THE WRIT.............. 6
eo vsccveccccccccces 11
Appendix
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IN THE
Supreme Court of the Anited States
OCTOBER TERM, 1978
NO.
HERBERT PHILLIP SCHLANGER,
Petitioner,
UNITED STATES OF AMERICA, ET AL.,
Respondents.
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Herbert Phillip Schlanger respectfully requests that a writ
of certiorari issue to review the judgment of the United States
Court of Appeals for the Ninth Circuit, entered in the abov'e-
entitled case on September 11, 1978.!
‘In addition to the United States, the other defendants below and
respondents here are various individual officers of the United States and
of the United States Air Force: the Secretary of the Air Force; Hon.
Robert C. Seamans, Jr., Secretary of the Air Force (1969-1973); the
Chief of Staff, U. S. Air Force; General John D. Ryan, Chief of Staff,
USAF (1969-1973); General John P. McConnell, Chief of Staff,
USAF (1965-1969); Major General Ernest Pinson, USAF, Com-
mandant, Air Force Institute of Technology (AFIT); Colonel Miles
Palmer, USAF, Director, Civilian Institutions Divisions, AFIT;
(continued )
2
OPINIONS BELOW
The order of the district court is unreported and is printed
in Appendix B hereto, at page 1b. The opinion of the Court of
Appeals has not been published and is printed in Appendix B
at page 3b. The Order of the Court of Appeals denying
rehearing is printed in Appendix B at page 14b.
JURISDICTION
The judgment of the Court of Appeals was entered on
September 11, 1978. A timely petition for rehearing or
rehearing en banc was denied on November 15, 1978.
Jurisdiction of this Court is invoked pursuant to 28 U.S.C.
§1254(1).
QUESTIONS PRESENTED
I
May an appeal be decided by a panel which does not have
a quorum of judges who constitute the Court of Appeals?
(footnote continued from preceding page)
Colonel Homer Baker, Commander, Moody AFB, Georgia (1968-
1971); Lt. Col. Thomas Sawyer, Commander, 57th Fighter Interceptor
Squadron, Keflavik NS, Iceland (1971); Major John Halley, Assistant
Professor of Aerospace Studies, Arizona State University (1968),
Major Robert Eatinger, AFIT Liaison Officer, Arizona State University
(1968); Captain James Miner, AFIT Team Chief, Arizona State
University (1967-1968).
3
I
May a court grant relief to an ex-serviceman whose
enlistment contract was breached by the military during his
term of service, where that breach resulted in (1) his military
career being destroyed; (2) his being held to service un-
lawfully for over three years; (3) his military records having
included in them inaccurate, highly prejudicial statements; _
and (4) his being precluded ever from holding a commission
under the United States?
STATUTES INVOLVED
The statutory provisions involved in resolution of
Question I are 28 U.S.C. §43, 28 U.S.C. §1291 and 28
U.S.C. §1294. Those involved in resolution of Question II
are 28 U.S.C. §1331;5 U.S.C. §§ 701-704; and, 28 U.S.C.
§ 1346. They are printed in Appendix A.
STATEMENT OF THE CASE
(This statement is taken verbatim from the
Court of Appeals’ opinion. Bracketed ma-
terial has veen inserted by petitioner. )
In December 1962, Herbert Schlanger enlisted in the
United States Air Force (USAF) for a period of 4 years and
began his service. In 1965, Schlanger applied for entrance
into the Airman’s Education and Commissioning Program
(AECP), a USAF program providing [for carefully
screened, career-minded airmen (R. 178)] undergraduate
4
education and officer training leading to an officer's com-
mission. After the USAF accepted Schlanger into the
AECP, it arranged his admission into and assigned him for
AECP participation at Arizona State University (ASU). As
part of the program, Schlanger received a discharge on
December 8, 1966 and reenlisted [as required for participa-
tion in the AECP (Complaint, Js 7-9, R.3,4; Ex.36, p.5,
R.180)], on December 9, 1966, for a period of 6 years.
In January 1966, Schlanger enrolled in his courses at
ASU under the auspices of the Air Force Institute of
Technology (AFIT), projected, with his AFIT advisers, a
graduation date of June 1968, and began his studies. During
the fall of 1967, Schlanger became ill and received several
grades of “incomplete” and had to revise his projected
graduation date to August, 1968.
In early 1968, Schlanger became actively involved in an
organization known as the Arizona State University Civil
Rights Board. This group focused its efforts primarily, at that
time, on correcting perceived racial discrimination in
housing in that area and received considerable local publicity
regarding its efforts during March of 1968.
On April 2, 1968, an AFIT liaison officer at ASU
summoned Schlanger to appear before him at a
“counselling” session. While USAF contends that the
conference related to Schlanger’s absences from his classes
and failure to remove his incompletes, Schlanger contends
that the officer denounced Schlanger’s civil rights activities,
told him such activities were inappropriate for an officer
trainee, and informed him he was “getting in with bad
groups.” [Schlanger was threatened with removal from the
AECP if he did not cease his civil rights activities.
(Complaint J 25, R.6)]
5
On June 14, 1968, by letter, Schlanger was notified of his
removal from AECP for demonstrating a “‘lack of officer
potential.” Schlanger sought clarification of this removal
and eventually was informed that his absences from classes
were the key factor in demonstrating his lack of officer
potential. USAF officers denied Schlanger’s subsequent
requests to see the Report of Inquiry which had been
prepared on the matter and also denied his requests for a
hearing.
Soon thereafter, USAF reassigned Schlanger to a post in
Georgia [and demoted him two grades (Complaint ] 41,
R.8)] and later sent him to a post in Iceland. Schlanger’s
requests for a [hearing, (R.152-155)] discharge or rein-
statement in AECP were denied at all levels of USAF
authority. Eventually, USAF permitted Schlanger to return
to ASU to complete his undergraduate studies at his own
expense. He did so in 1969 and then began litigation seeking
his discharge. [See, e.g., Schlanger v. Seamans, 401 U.S.
487 (1971).] After various legal proceedings, the USAF, in
[December, 1971], discharged Schlanger, about 6 months
before the expiration of his scheduled term of service and
about 1 week before a scheduled oral argument before the
Court of Appeals for the District of Columbia Circuit.
Schlanger then filed the complaint which is the subject of
this appeal. In this complaint, filed in the District of Arizona,
Schlanger [made] six claims for relief: (1) his removal from
the AECP violated various of his constitutional rights [and
various USAF regulations]; (2) the defendants induced a
breach of his reenlistment contract; (3) the defendants
breached his reenlistment contract; (4) the defendants
unlawfully detained, arrested, and restrained him in Ari-
zona; (5) the defendants unlawfully detained, arrested, and
6
restrained him in Georgia; and (6) the defendants unlawfully
detained, arrested, and restrained him in Iceland, The
complaint names the United States, the Secretary of the Air
Force, the Chief of Staff, and various officers of the USAF
and AFIT as defendants.
** *
On November 5, 1973, the District Court, Hon. Carl A.
Muecke presiding, dismissed the complaint as res judicata.
On January 5, 1975, however, this Court [of Appeals], in a
brief, two-paragraph per curiam memorandum “‘remanded”’
the case to the District Court.
The District Court then, on March 12, 1976, granted the
defendants’ motion to dismiss the complaint. In his written
order of dismissal, the District Court Judge. . . found that the
complaint failed to state a claim because federal courts lack
jurisdiction to review internal military matters. [On appeal, a
panel consisting of Judge Trask, Senior Judge Kelkenny and
District Judge Hauk stated that] “because we agree with the
District Court that the complaint fails to state a claim upon
which relief could be granted, we affirm the District Court on
that basis... .”
REASONS FOR GRANTING THE WRIT
1. The panel which decided this case was im-
properly constituted.
The practice of permitting an appeal to be decided by a
panel consisting of less than a quorum of judges who
constitute the Court of Appeals raises serious questions of
judicial administration and statutory construction. These
7
questions have not been, but should be, addressed and
resolved by this Court.
An appellant has a right to appeal the judgment of a district
court to the Court of Appeals for that circuit. 28 U.S.C.
§ §1291, 1294. The Court of Appeals “consist{s] of the
circuit judges of the circuit in regular active service.” 28
U.S.C. §43(b). It is not disputed that a district court judge or
a senior judge is “also competent to sit” when properly
designated or assigned, 28 U.S.C. §43(b). The question
presented arises only when, as in this case, more than one
judge of a three-judge panel is so designated or assigned. For
instance, when circuit judges in regular active service are
available, could a Court of Appeals order that an appeal be
heard by three district judges sitting by designation? It is
doubtful. Where, then, must the line be drawn? Petitioner
submits that it is both rational and reasonable to require,
consistent with the language and tenor of the statutes, that no
panel of a Court of Appeals may have more than one judge
who is not in regular active service. If this is true, then the
judgment below was rendered by a panel improperly con-
stituted and this case must be remanded to the Court of
Appeals.
2. The decision below creates a conflict between
the circuits.
The decision rendered in this case on September 1 1, 1978,
creates a conflict between the circuits concerning standards
to be applied in determining when courts may review of
actions taken by military authorities. It is undisputed at this
stage of litigation that Mr. Schlanger had his military career
destroyed and his reenlistment contract breached by acts of
8
U.S. Air Force authorities. These acts were accomplished in
violation of Air Force regulations, without prior notice or
hearing and were purportedly based on information un-
covered during a clandestine inquiry the report of which Mr.
Schlanger was not permitted to see.
Mr. Schlanger has not asked the courts to substitute their
judgment for that of the military as to whether Mr. Schlanger
should properly have been permitted to become an officer.
Mr. Schlanger asks only a review of the procedure employed
in reaching and implementing that determination to see
whether those procedures comport with due process re-
quirements and whether they were conducted in accordance
with applicable regulations. These a court may properly
review.
The decision of the panel below puts the Ninth Circuit
squarely in conflict with the Fifth Circuit on this issue. The
Fifth Circuit, in its well-reasoned, analytical opinion in
Mindes v. Seamans, 435 F.2d 197 (5 Cir. 1971), set forth a
four-factor balancing test to be applied in deciding whether to
review an internal military decision: (1) the nature and
strength of the plaintiff's challenge to the military decision;
(2) the potential injury to the plaintiff is review is refused;
(3) the type and degree of anticipated interference with the
military function; and (4) the extent to which the exercise of
military expertise or discretion is involved. 453 F.2d at 201.
The panel in this case, after stating the Mindes criteria,
ignored the approach taken by the Fifth Circuit and flatly
held that, in the Ninth Circuit, courts should not and are
without jurisdiction to review that of which Mr. Schlanger |
complains.? Thus the Ninth Circuit has adopted a
?The panel first concluded, without benefit of any factual findings that
Mr. Schlanger’s injury was de minimus and that, therefore, one of the
four factors was weighted against review. It rested its decision, however,
(continued )
9
formalistic, restrictive view of the scope of review, whereas
the Fifth Circuit has adopted a rational, analytical approach.
These views cannot be reconciled except by this Court.
3. The panel improperly made findings of fact.
This case calls for the exercise by this Court of its
supervisory powers over the Court of Appeals. The panel
which decided this case made findings of fact in order to
support its decision.* A Court of Appeals may not make
independent findings of fact, particularly when those findings
are devoid of support in the record and especially when it is
construing a complaint to determine whether it states a claim
upon which relief can be granted. This Court should grant
certiorari to correct this clearly erroneous exercise of power
by the Court of Appeals and to insure tha‘ the lower Court
confine itself to the proper exercise of its jurisdiction.
4. This case involves a principle of public importance.
This case involves an issue of substantial public im-
portance which needs to be addressed by this Court. There is
no longer a military draft in the United States. All members
of the armed forces now serve under contracts of enlistment.
(footnote continued from preceding page)
on “a simpler and perhaps sounder” line of cases in the Ninth Circuit.
Appendix B, page 11b. It never undertook the examination and
balancing which the Fifth Circuit requires.
*(T]his plaintiff's alleged injury . . . is indeed so slight as to be
negligible. . .” and “the military decision to remove him from the AECP
does not subject him to consequences as serious as those to which the
plaintiff in Denton was allegedly subject.’ Appendix B at pages 1 1 b and
13b.
10
The decision of the Ninth Circuit in this case allows the
military to promise an enlistee anything and then, once the
enlistee takes his oath, renege without fear of judicial
intevention, review or correction.‘ It is, therefore, desirable
for this Court to undertake a definition of the duties and
obligations of the military under a contract of enlistment.
Is it true, as the Attorney General opined, that
“[e]nlistments into the Army made under the inducements
held out by the laws of the United States are contracts and
although the government be a party, still the contracts ought
to be construed according to those well-established princi-
ples which regulate contracts geneally,” 6 Op. Att.Gen.187?
If not, by what standards is such a contract judged? With over
1,000,000 of these contracts in force, many entered into as a
result of offered inducements, a pronouncement on the
subject by this Court would be timely.
This case is one well-suited for such a determination since,
in its present posture, it stands uncontroverted that: (1) Mr.
Schlanger’s reenlistment was predicated upon his partici-
pation in and was undertaken as part of and in reliance upon
his entrance into the AECP; (2) he was removed from the
AECP in violation of USAF regulations and in violation of
his right to due process; (3) that the removal (if in fact
improper) constituted a material breach of his reenlistment
contract, and (4) that he was, as a result of his removal,
demoted and held to service for over three additional years in
an enlisted status. Suck. a factually “clean” record permits
this Court to speak directly to this important issue.
‘The Ninth Circuit, faced with the uncontroverted allegation that the
enlistment contract had been breached, never addressed the issue of
contractual relations. It held; sub silentio, that rights and duties under
enlistment contracts mav not be enforced by the enlistee in court.
1]
CONCLUSION
For all the foregoing reasons, this petition for.a writ of
certiorari should be granted.
Respectfully submitted,
HERBERT PHILLIP SCHLANGER
3300 First National Bank Tower
Atlanta, Georgia 30303
(404) 581-8000
Counsel for Petitioner
February 1979
APPENDIX A
STATUTES
28 U.S.C. §43. Creation and composition of courts
(a) There shall be in each circuit a court of appeals, which
shall be a court of record, known as the United States Court
of Appeals for the circuit.
(b) Each court of appeals shall consist of the circuit judges
of the circuit in regular active service. The circuit justice and
justices or judges designated or assigned shall also be
competent to sit as judges of the court.
28 U.S.C. §1291. Final decisions of district courts
The court of appeals shall have jurisdiction of appeals
from all final decisions of the district courts of the United
States, the United States District Court for the District of the
Canal Zone, the District Court of Guam, and the District
Court of the virgin Islands, except where a direct review may
be had in the Supreme Court.
28 U.S.C. §1294. Circuits in which decisions re-
viewable
Appeals from reviewable decisions of the district and
territorial courts shall be taken to the courts of appeals as
follows:
(1) From a district court of the United States to the court
of appeals for the circuit embracing the district;
(2) From the United States District Court for the District
of the Canal Zone, to the Court of Appeals for the Fifth
Circuit;
(3) From the District Court of the Virgin Islands, to the
Court of Appeals for the Third Circuit;
2a
(4) From the District Court of Guam, to the Court of
Appeals for the Ninth Circuit.
5 U.S.C. §701. Application; definitions
(a) This chapter applies, according to the provisions
thereof, except to the extent that—
(1) statutes preclude judicial review; or
(2) agency action is committed to agency discretion by
law.
(b) For the purpose of this chapter—
(1) “agency” means each authority of the Government
of the United States, whether or not it is within or subject
to review by another agency, but does not include—
(A) the Congress;
(B) the courts of the United States;
(C) the governments of the territories or possessions
of the United States;
(D) the government of the District of Columbia;
(E) agencies composed of representatives of the
parties or of representatives of organizations of the
parties to the disputes determined by them;
(F) courts martial and military commissions;
(G) military authority exercised in the field in time of
war or in occupied territory; or
(H) functions conferred by sections 1738, 1739,
1743, and 1744 of title 12; chapter 2 of title 41; or
sections 1622, 1884, 1891-1902, and former section
1641(b)(2), of title 50, appendix; and
(2) ‘person’, “‘rule’’, “‘order’’, ‘license’, ““sanction’’,
‘relief’, and “agency action” have the meanings given
them by section 551 of this title.
3a
5 U.S.C. §702. Right of review
A person suffering legal wrong because of agency action,
or adversely affected or aggrieved by agency action within
the meaning of a relevant statute, is entitled to judicial review
thereof. An action in a court of the United States seeking
relief other than money damages and stating a claim that an
agency or an officer or employee thereof acted or failed to act
in an official capacity or under color of legal authority shall
not be dismissed nor relief therein be denied on the ground
that it is against the United States or that the United States is
an indispensable party. The United States may be named as
a defendant in any such action, and a judgment or decree may
be entered against the United States: Provided, That any
mandatory or injunctive decree shall specify the Federal
officer or officers (by name or by title), and their successors
in office, personally responsible for compliance. Nothing
herein (1) affects other limitations on judicial review or the
power or duty of the court to dismiss any action or deny relief
on any other appropriate legal or equitable ground; or (2)
confers authority to grant relief if any other statute that grants
consent to suit expressly or impliedly forbids the relief which
is sought.
5 U.S.C. §703. Form and venue of proceeding
The form of proceeding for judicial review is the special
statutory review proceeding relevant to the subject matter in
a court specified by statute or, in the absence or inadequacy
thereof, any applicable form of legal action, including actions
for declaratory judgments or writs of prohibitory or manda-
tory injunction or habeas corpus, in a court of competent
jurisdiction. If no special statutory review proceeding is
applicable, the action for judicial review may be brought
4a
against the United States, the agency by its official title, or
the appropriate officer. Except to the extent that prior,
adequate, and exclusive opportunity for judicial review is
provided by law, agency action is subject to judicial review in
civil or criminal proceedings for judicial enforcement.
5 U.S.C. §704. Actions reviewable
Agency action made reviewable by statute and final
agency action for which there is no other adequate remedy in
a court are subject to judicial review. A preliminary,
procedural, or intermediate agency action or ruling not
directly reviewable is subject to review on the review of the
final agency action. Except as otherwise expressly required
by statute, agency action otherwise final is final for the
purposes of this section whether or not there has been
presented or determined an application for a declaratory
order, for any form of reconsideration, or, unless the agency
otherwise requires by rule and provides that the action
meanwhile is inoperative, for an appeal to superior agency
authority.
28 U.S.C. §1331. Federal question; amount in contro-
versy; costs
(a) The district courts shall have original jurisdiction of all
civil actions wherein the matter in controversy exceeds the
sum or value of $10,000, exclusive of interest and costs, and
arises under the Constitution, laws, or treaties of the United
States except that no such sum or value shall be required in
any such action brought against the United States, any
agency thereof, or any officer or employee thereof in his
official capacity.
——
5a
(b) Except when express provision therefor is otherwise
made in a statute of the United States, where the plaintiff is
finally adjuded to be entitled to recover less than the sum or
value of $10,000, computed without regard to any setoff or
counterclaim to which the defendant may be adjudged to be
entitled, and exclusive of interests and costs, the district
court may deny costs to the plaintiff and, in addition, may
impose costs on the plaintiff.
28 U.S.C. §1346. United States as defendant
(a) The district courts shall have original jurisdiction,
concurrent with the Court of Claims, of:
(1) Any civil action against the United States for the
recovery of any internal-revenue tax alleged to have been
erroneously or illegally assessed or collected, or any penalty
claimed to have been collected without authority or any sum
alleged to have been excessive or in any manner wrongfully
collecte dunder the internal-revenue laws;
(2) Any other civil action or claim against the United
States, not exceeding $10,000 in amount, founded either
upon the Constitution, or any Act of Congress, or any
regulation of an executive department, or upon any express
or implied contract with the United States, or for liquidated
or unliquidated damages in cases not sounding in tort. For
the purpose of this paragraph, an express or implied contract
with the Army and Air Force Exchange Service, Navy
Exchanges, Marine Corps Exchanges, Coast Guard Ex-
changes, or Exchange Councils of the National Aeronautics
and Space Administration shall be considered an express or
implied contract with the United States.
(b) Subject to the provisions of chapter 171 of this title,
the district courts, together with the United States District
6a
Court for the District of the Canal Zone and the District
Court of the virgin Islands, shail have exclusive jurisdiction
of civil actions on claims against the United States, for
money damages, accruing on and after January 1, 1945, for
injury or loss of property, or personal injury or death caused
by the negligent or wrongful act or omission of any employee
of the Government while acting within the scope of his office
or employment, under circumstances where the United
States, if a private person, would be liable to the claimant in
accordance with the law of the place where the act or
omission occurred,
(c) The jurisdiction conferred by this section includes
jurisdiction of any set-off, counterclaim, or other claim or
demand whatever on the part of the United States against any
plaintiff commencing an action under this section.
(d) The district courts shall not have jurisdiction under
this section of any civil action or claim for a pension.
(e) The district courts shall have original jurisdiction of
any civil action against the United States provided in section
7426 of the Internal Revenue Code of 1954.
(f) The district courts shall have exclusive original juris-
diction of civil actions under section 2409 a to quiet title to an
estate or interest in real property in which an interest is
claimed by the United States.
Ib
APPENDIX B
OPINIONS BELOW
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA
March 11, 1976
HERBERT PHILLIP SCHLANGER, No. CIV 73-448
PLAINTIFF,
vs. PHX - CAM
U.S.A., et al., ORDER
DEFENDANT.
IT IS HEREBY ORDERED
that this Court, having received the order remanding the case
from the Ninth Circuit Court of Appeals (said order being
No. 74-1232, and filed with the Ninth Circuit Court of
Appeals on July 7, 1975) and this Court having also received
the benefit by additional briefing by the parties, and having
considered the record of the plaintiff s proceedings before the
District Court and the Court of Appeals for the District of ©
Columbia, finds that:
(1) The matter herein considered is res judicata by virtue of
the dismissal of plaintiff's case by the United States District
Court for the District of Columbia in H.C. 39-71 (see
Exhibit 2 to Document No. 27). From a review of the
pleadings, especially plaintiff's Motion for Summary Re-
versal filed with the Court of Appeals for the District of
2b
Columbia on July 26, 1971, and the Government’s response
thereto filed with that same Court on July 29, 1971, itis clear
that the only issues before that court were the contractual
claim now made by plaintiff in this Court and this is likewise
true with respect to the issue relating to the power of the
Court to grant the relief sought. See Schlanger’s Motion for
Summary Reversal at page 1, and the Government’s re-
sponse thereto at page 3.
For the above stated reasons and for those reasons set forth
by defendants in their papers, this Court finds that de-
fendants’ Motion to Dismiss should be and is hereby granted.
(2) This Court further finds that plaintiff fails to state a claim
for which relief can be granted. Having considered those
factors that the court in Mindes v. Seaman, 453 F.2d 197
(Sth Cir. 1971), held should be considered where a district
court examines allegations “‘in light of the policy reasons
behind nonreview of military matters,” this Court finds that
those factors in this case militate against a finding of
reviewability. See also Arnheiter v. Chafee, 435 F.2d 691
(9th Cir. 1970).
/s/ C. A. Muecke
C. A. Muecke
United States District Judge
3b
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Herbert Phillip Schlanger, )
)
Plaintiff-Appellant, ) No. 76-1930
)
)
v. ) OPINION
)
)
United States of America, )
et al., )
)
Defendants-Appellees, )
)
)
On Appeal from the United States District Court
for the District of Arizona
Before: KILKENNY, Senior Circuit Judge, TRASK,
Circuit Judge, and HAUK, District Judge*
HAUK, District Judge:
I. BACKGROUND
This is an appeal from an order of the District Court for the
District of Arizona, Hon. Carl A. Muecke, dismissing
*Hon. A. Andrew Hauk, United States District Judge for the Central
District of California, sitting by designation.
4b
plaintiff-appellant Schlanger’s complaint on the grounds of
res judicata and failure to state a claim upon which relief
could be granted.
I. STATEMENT OF FACTS
In December 1962, Herbert Schlanger enlisted in the
United States Air Force (USAF) for a period of 4 years and
began his service. In 1965, Schlanger applied for entrance
into the Airman’s Education and Commissioning Program
(AECP), a USAF program providing undergraduate edu-
cation and officer training leading to an officer’s commission.
After the USAF accepted Schlanger into the AECP, it
arranged his admission into and assigned him for AECP
participation at Arizona State University (ASU). As part of
the program, Schlanger received a discharge on December 8,
1966 and reenlisted, on December 9, 1966, for a period of 6
years.
In January 1966, Schlanger enrolled in his courses at
ASU under the auspices of the Air Force Institute of
Technology (AFIT), projected, with his AFIT advisers, a
graduation date of June 1968, and began his studies. During
the fall of 1967, Schlanger became ill and received several
grades of “incomplete” and had to revise his projected
graduation date to August 1968.
In early 1968, Schlanger became actively involved in an
organization known as the Arizona State University Civil
Rights Board. This group focused its efforts primarily, at that
time, on correcting perceived racial discrimination in
housing in that area and received considerable local publicity
regarding its efforts during March of 1968.
Sb
On April 2, 1968, an AFIT liason officer at ASU
summoned Schlanger to appear before him at a ‘“‘counsel-
ling” session. While USAF contends that the conference
related to Schlanger’s absences from his classes and failure
to remove his incompletes, Schlanger contends that the
officer denounced Schlanger’s civil rights activities, told him
such activities were inappropriate for an officer trainee, and
informed him he was “‘getting in with bad groups.” |
On June 17, 1968, by letter, Schlanger was notified of his
removal from AECP for demonstrating a “lack of officer
potential.”” Schlanger sought clarification of this removal
and eventually was informed that his absences from classes
were the key factor in demonstrating his lack of officer
potential. USAF officers denied Schlanger’s subsequent
requests to see the Report of Inquiry which had been
prepared on the matter and also denied his requests for a
hearing.
Soon thereafter, USAF reassigned Schlanger to a post in
Georgia and later send him to a post in Iceland. Schlanger’s
requests for a discharge or reinstatement in AECP were
denied at all levels of USAF authority. Eventually, USAF
permitted Schlanger to return to ASU to complete his
undergraduate studies at his own expense. He did so in 1969
and then began litigation seeking his discharge. After various
legal proceedings, the USAF, in February 1972, discharged
Schlanger, about 6 months before the expiration of his
scheduled term of service and about 1 week before a
scheduled oral argument before the Court of Appeals for the
District of Columbia Circuit.
Schlanger, who has represented himself throughout his
various actions, attended law school after his discharge and
is now a member of the Arizona bar. He continues to argue
his own case here.
6b
Ii. SUMMARY OF PRIOR LITIGATION
A. First Arizona Action
On August 27, 1969, Schlanger filed a petition for a writ of
habeas corpus in the District Court for the District of
Arizona seeking his discharge from USAF. The District
Court denied the petition and this Court remanded the case.
The District Court again denied the petition and this Court
then affirmed the dismissal. The Supreme Court granted
certiorari, 400 U.S. 865 (1970), and affirmed, Schlanger v.
Seamans, 401 U.S. 487 (1971). In an opinion written by
Justice Douglas, the Court found that the District Court in
Arizona lacked jurisdiction over the defendants—the Secre-
tary of the Air Force, the Commander of the USAF base in
Georgia, and the Commander of the USAF ROTC program
at ASU—because the Secretary of the USAF and the base
commander were not residents of Arizona and not amenable
to process there and because the ROTC Commander was not
in the chain of command above Schlanger. 401 U.S. at 488-
90. The Court expressly reserved the question of whether
habeas corpus would be an appropriate remedy if, as
Schlanger claimed, the USAF had breached his contract of
reenlistment. Jd. at 492.
B. Georgia Action
Schlanger then filed a habeas corpus action in the Middle
District of Georgia, where he was then officially stationed,
on July 9, 1970. The District Court there in Georgia
dismissed the petition for Schlanger’s failure to exhaust his
intraservice administrative remedies and the Court of
Appeals for the fifth Circuit dismissed Schlanger’s appeal.
7b
C. District of Columbia Action
On April 28, 1971, Schlanger filed a petition for a writ of
habeas corpus in the District Court for the District of
Columbia. In the petition, Schlanger complained that his
removal from the AECP violated due process; was arbitrary,
capricious, and unreasonable; violated USAF regulations;
was without factual basis; violated his first amendment
rights; and breached his reenlistment contract. The petition
named the Secretary of the Air Force, its Chief of Staff, and
four other USAF officers as respondents. The petition also
sought, in the alternative to habeas corpus relief, a writ of
mandamus, a declaratory judgment of the parties’ rights and
duties under the contract of reenlistment, and relief for
breach of contract.
The District Court in the District of Columbia issued an
order to the respondents, ordering them to show cause why
the petition should not be granted. The respondents
answered the order to show cause by arguing that the
reenlistment contract did not obligate the USAF to place
Schlanger in any particular duty assignment; that
Schlanger’s instructors had reported his absences from
scheduled classes; that Schlanger’s failure to attend all
scheduled classes was, under applicable regulations, a
proper ground for removal from the AECP; and that the
investigation and removal procedures followed the relevant
USAF regulations. On July 8, 1971, the District Court
dismissed the petition and, after the District Court Judge also
denied a motion for reconsideration, Schlanger then
appealed.
On February 24, 1972, the Court of Appeals for the
District of Columbia Circuit, in a per curiam memorandum,
dismissed the appeal as moot in light of the fact that the
8b
USAF had discharged Schlanger. The discharge occurred
about 1 week before a scheduled oral argument before that
Court of Appeals and about 6 months prior to the expiration
of Schlanger’s 6-year term of service. Schlanger petitioned
the Supreme Court for a writ of certiorari, which that Court
denied on October 19, 1972. Schlanger v. Seamans, 409
U.S. 860 (1972).
D. Second Arizona Action
Schlanger then, on July 18, 1973, filed the complaint
which is the subject of this appeal. In this complaint, filed in
the District of Arizona, Schlanger makes six claims for relief:
(1) his removal from the AECP violated various of his
constitutional rights; (2) the defendants induced a breach of
his reenlistment contract; (3) the defendants breached his
reenlistment contract; (4) the defendants unlawfully de-
tained, arrested, and restrained him in Arizona: (5) the
defendants unlawfully detained, arrested, and restrained him
in Georgia; and (6) the defendants unlawfully detained,
arrested, and restrained him in Iceland. The complaint
names the United States, the Secretary of the Air F orce, the
Chief of Staff, and various officers of the USAF and AFIT
as defendants. Schlanger’s complaint asserts several bases of
jurisdiction, including the Declaratory Judgment Act, 28
U.S.C. § §2201, 2202; the Administrative Procedure Act,
5 U.S.C. §701 et seg.; the mandamus statute, 28 U.S.C.
§ 1361; the Civil Rights Act, 28 U.S.C. § 1343; the Federal
tort Claims Act, 28 U.S.C. §1346; existence of a federal
question, 28 U.S.C. §1331; and 28 U.S.C. §1357. In his
prayer for relief, Schlanger seeks a declaratory judgment that
his removal from AECP was unlawful for various reasons
and that the removal from AECP breached his reenlistment
9b
contract; expungement of the reference to the removal from
his USAF records; $300,000 damages for breach of con-
tract; and $1,000 per each day of alleged unlawful detention.
On November 5, 1973, the District Court, Hon. Carl A.
Muecke presiding, dismissed the complaint as res judicata.
On January 5, 1975, however, this Court, in a brief, two-
paragraph per curiam memorandum “remanded” the case to
the District Court. In its memorandum, the Court “sug-
gested” that the parties brief the District Court on the basis of
its jurisdiction and also suggested that the parties present a
full record of the District of Columbia proceedings to the
District Court.
On remand, the defendants did present a copy of the
proceedings in the District of Columbia, including the
government's response to the order to show cause, to the
District Court. The District Court then, on March 12, 1976,
granted the defendants’ motion to dismiss the complaint. In
his written order of dismissal, the District Court Judge stated
two reasons for the dismissal. First, he found that the only
issue before the court—plaintiff's contractual claim—had
already been decided by the District of Columbia courts and
principles of res judicata therefore barred this action.
Second, he found that the complaint failed to state a claim
because federal courts lack jurisdiction to review internal
military matters. On April 5, 1976, the District Judge denied
a Rule 59 motion to alter the judgment. This appeal followed.
IV. ISSUES ON APPEAL
On appeal, Schlanger challenges both reasons stated in the
District Court’s order of dismissal. Thus, he raises two issues
on appeal:
10b
(1) Does the doctrine of res judicata bar this action?
(2) Does the complaint state a claim upon which relief
could be granted?
Because we agree with the District Court that the
complaint fails to state a claim upon which relief could be
granted, we affirm the District Court on that basis and find it
unnecessary to reach the res judicata issue.
V. DISCUSSION
The District Court’s order dismissing the complaint
specified that the complain failed to state a claim because the
complaint raised nonreviewable internal military matters.
The District Court based this finding on the concept that the
federal courts should hesitate to review internal military
affairs and relied primarily upon a decision of the Fifth
Circuit, Mindes v. Seamans, 453 F.2d 197 (5th Cir. 1971).
In Mindes v. Seamans, 453 F.2d 197 (5th Cir. 1971), the
Court of Appeals for the Fifth Circuit considered the
question of the scope of review a federal court should use in
reviewing military matters. After reviewing precedent in the
area, the court set forth a two-part test for the exercise of
jurisdiction by federal courts over military affairs. First, the
plaintiff must allege either the deprivation of a constitutional
right or the violation of applicable statutes or regulations and
then allege exhaustion of available intraservice remedies.
453 F.2d at 201. Second, a district court faced with
allegations satisfying the first part of the test must then
examine and balance the following four factors to determine
whether, as a policy matter, review of the military decision in
11lb
question is proper. These factors are: (1) the nature and
strength of the plaintiff's challenge to the military decision;
(2) the potential injury to the plaintiff if review is refused;
(3) the type and degree of anticipated interference with the
military function; and (4) the extent to which the exercise of
military expertise or discretion is involved. Jd.
The plaintiff s allegations meet the first part of the Mindes
test. The District Court’s order in this case states, however, .
that, after considering the four factors in the second part of
the test, “this Court finds that those factors in this case
militate against a finding of reviewability.”” The District
Court’s decision on this point is correct because this
plaintiff's alleged injury, when compared, for example, to a
decision to send a member of the armed forces into combat
duty, or a decision to discharge a soldier dishonorably, is
indeed so slight as to be negligible, while the discretion the
military should possess in deciding whom to select for
officers should be unfettered. Nevertheless, we suggest that
there is a simpler and perhaps sounder manner of handling
this issue by considering it in the light of recent decisions of
this Circuit.
In several decisions, all in the last eight years, this Court
has discussed the reviewability of military decisions. In these
cases, this Court has specifically held that, while the U.S.
judiciary may review armed forces’ orders of discharge,
Denton v. Secretary of the Air Force, 483 F.2d 21, 24 (9th
Cir. 1973), cert. denied, 414 U.S. 1146 (1974), federal
courts should not review internal military decisions such as
duty orders or duty assignments. Covington v. Anderson,
487 F.2d 660, 664-65 (9th Cir. 1973); Denton, supra, at24;
Arnheiter v. Chafee, 435 F.2d 691 (9th Cir. 1970) (per
curiam). See also Correa v. Clayton, 563 F.2d396, 399 (9th
Cir. 1977).
12b
In the seminal case in this Circuit, Arnheiter v. Chafee,
supra, a Navy officer sought review of an order relieving him
from command of a destroyer. The District Court, finding
that the Navy’s decision was internal, conformed to the
Navy’s regulations, and fell within the bounds of due
process, granted a judgment of dismissal. Arnheiter v.
Ignatius, 292 F. Supp. 811 (N.D. Cal. 1968). This Court
then affirmed “’so much of the district court’s opinion as
holds that the federal courts have no jurisdiction.” 435 F.2d
at 692. In its opinion, the Court quoted a famous passage
from the Supreme Court decision of Orloff v. Willoughby,
345 U.S. 83, 93 (1953) (‘judges are not given the task of
running the Army... .”’).
Although refining it slightly, the later cases in this Circuit
continue to affirm the Arnheiter rule. In Denton, supra, a
former USAF captain sought a declaratory judgment that his
general discharge was unlawful and the District Court
granted summary judgment against him. This Court re-
affirmed Arnheiter but distinguished it on the ground that the
plaintiff in that case merely sought review of a duty order
while the plaintiff in Denton sought a review of a discharge,
which involved allegations of a much greater deprivation of
the plaintiff's rights. The Court then proceeded to assume
jurisdiction and review the problem of whether the USAF
followed its own regulations in discharging Denton. Finding
that it did so, the Court affirmed.
In Covington v. Anderson, supra, our Court’s latest
opinion in this area, the plaintiff sought review of his
suspension from flight status as a jet pilot with the Oregon
Air National Guard. The District Court granted summary
judgment for the defendants and this Court affirmed,
reaffirming Arnheiter, quoting again from the Supreme
13b
Court language of Orloff v. Willoughby, and concluding that
the matter should not be subject to judicial review. The
opinion relied heavily upon the following language from the
Orloff case:
The military constitutes a specialized community
governed by a separate discipline from that of the
civilian. Orderly government requires that the judiciary
be as scrupulous not to interfere with legitimate Army
matters as the Army must be scrupulous not to intervene
in judicial matters. While the courts have found oc-
casion to determine whether one has been lawfully
induced and is therefore within the jurisdiction of the
Army and subject to its orders, we have found no case
where this Court has assumed to revise duty orders as to
one lawfully in the service.
487 F.2d at 665, quoting Orloff v. Willoughby, 345 U.S. 83,
94 (1953).
In this case, plaintiff-appellant Schlanger seeks review of a
decision of the USAF to remove him from the AECP and
reassign him elsewhere. This military decision resembles the
military decisions in Arhneiter and Covington in that it
essentially involves a duty assignment. It does not fall within
the scope of the Denton case because, while Schlanger may
suffer certain collateral consequences from having the
removal remain in his USAF record, the military decision to
remove him from the AECP does not subject him to
consequences as serious as those to which the plaintiff in
Denton was allegedly subject. Therefore, we find that the
USAF decision to remove Schlanger from the AECP was an
internal military decision regarding a duty order not subject
to judicial review in the federal courts.
Accordingly, the order of the District Court dismissing the
complaint is AFFIRMED.
14b
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
HERBERT PHILLIP SCHLANGER, )
)
Plaintiff-Appellant, ) No. 76-1930
2)
6
tT
y=)
UNITED STATES OF AMERICA,
et al.,
Defendant- Appellees.
ee ee a a a a a a a
Before: Kilkenny, Senior Circuit Judge, Trask, Circuit
Judge, and Hauk, District Judge*
The panel as constituted in the above case has voted to
deny the petition for rehearing. Judge Trask voted to reject
the suggestion for a rehearing in banc, and Judges Kilkenny
and Hauk have voted to recommend rejection of the sug-
gestion for rehearing in banc. |
The full court has been advised of the suggestion for in
banc rehearing, and no judge of the court has requested a vote
on the suggestion for rehearing in banc. Fed. R. App. P.
35(b).
*The Honorable A. Andrew Hauk, United States District J udge Central
District of California, sitting by designation.
1Sb
In this connection we note that the facts of the Glines v.
Wade case,___ F.2d _____ , decided October 5, 1978, are
entirely different from those herein in Schlanger and the only
thing the two cases have in common is the military uniform.
The petition for rehearing is denied and the suggestion for
a rehearing in banc is rejected.
Dated: November 13, 1978
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.