Appendix — Nixon v. Administrator of General Services

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,

Supicme Court, U. S.

FILED

JAN 17 1977

MICHAEL RODAK, JR., CLERK

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1976

No. 75-1605

RICHARD NIXON,

Appellant,

,

ADMINISTRATOR OF GENERAL SERVICES, et ai.,

Appellees,

THE REPORTERS COMMITTEE FoR

FREEDOM OF THE PREss, et al,

JACK ANDERSON, LILLIAN HELLMAN, et ai.,

Intervenor-Appellees.

ON APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF COLUMBIA

APPENDIX

[Volume II — Pages 357-714]

FILED MAY 3, 1976

PROBABLE JURISDICTION NOTED NOVEMBER 29, 1976

eed

Washington, O.C. + THIEL PRESS - (202) 638-4621

_ i ———— —_ eT a —

ree ae a te

(1)

TABLE OF CONTENTS

i ee ee eke ce be ee ea 6 68

B. Complaint by Plaintiff Nixon ................

C. Plaintiff's Motion for Preliminary Injunction

SPD 6.666 be Oh. cb. tee C ROH e CCD Cb CCR

(2) Letter from Richard Nixon to Arthur F.

Sampson, September 6, 1974 ............

(3) Appendix to Plaintiff's Memorandum In

Support of Motion for Preliminary In-

DUR c wc ence ec cccceeseresecevecs

(a) Memorandum of the Library of Congress,

Congressional Research Service, “Owner-

ship of Presidential Papers,’’ dated Sep-

Se as 6 cea echoes caceeecsee

(b) Letter from James E. O’Neill, Acting

Archivist of the United States, to J.

William Heckman, Chief Counsel, Senate

Subcommittee on Constitutional Amend-

ee, Ge Oe, De bn 5 6 bh bbe eee

(c) Letter from Herbert Hoover to Franklin

Floete, Administrator of General Services,

i Ne eas

(d) Letter from Harry S. Truman to Jess

Larson, Administrator of General Ser-

vices, January 17, 1953 ..........+..4-.

(e) Letter from Jess Larson to President

Harry S. Truman, January 19, 1953......

(f) Letter from Harry S. Truman to Franklin

Floete, Administrator of General Services,

£8 err rrerTrTerrrTe

(g) Letter from Franklin Floete to Harry S.

Wee, GE es ET caceocceescececs

(h) Letter from Dwight D. Eisenhower to

Franklin Floete, Administrator of Gen-

eral Services, April 13, 1960 ...........

=

) »

(i) Letter from Jacqueline B. Kennedy,

Robert F. Kennedy, and Edward M.

Kennedy to Bernard L. Boutin, Admin-

istrator of General Services, February

ES Pee ee 2 le he eee 89

(j) Letter from Jacqueline B. Kennedy,

Robert F. Kennedy, and Edward M.

Kennedy to Lawson B. Knott, Jr.,

Acting Administrator of General

DOUUENGR, TEND, BOG. c occ ce teccesececes« 95

(k) Letter from President Lyndon B. John-

son to Lawson B. Knott, Jr., Admin-

istrator of General Services, August

Pe CE 6 Obs oh COURS Eb ns bd OH 086 8s 96

(1) Letter from Lawson B. Knott, Jr., to

President Lyndon B. johnson, August

Sap CUED cones we ean ee et eeec ees iceees 103

(m) Affidavit of James E. Rocap, III, with

attachments showing current document

holdings in Presidential Libraries .......... 104

(n) Agreement Between Richard Nixon and

Arthur F. Sampson for Deposit of

Presidential Materials, dated September

GD, BRPS ccc ccccecesacsserasteteoceee 109

. Answer of Defendants United States and Adminis-

es ae Ss Se « & 6 co ik 60.6 6% eed ieee vs 115

. Order of the Lower Court finding that three-judge

court was properly convened, granting motions

to intervene, and requesting briefs on proced-

ural and evidentiary matters, May 1, 1975 ......... 123

. Complaint by Intervenor-Plaintiff Anderson......... 125

. Answer and Counterclaim by Intervenor-Defen-

Gant Special Prosscmter . ww ccc cc ccceccseceees 130

(1) Agreement between the President, Special

Prosecutor, General Services Administrator

and Secret Service Director, November 9,

POP hab beh bh-08 CREE VO odes cbs ckweus 142

(itt)

H. Answer by Intervenor-Defendants Reporters Com-

mittee for Freedom of the Press, etal. ..........-.

I. Answer by Intervenor-Defendants Lillian

PE GRE ccc ce cece eee SenceSeeerneoesere

J. Memorandum of the Special Prosecutor in

Response to the Court’s Order of May 1,

BOTS ccc dec reciesesseessesoecevibesecoces

K. Plaintiff Nixon’s Evidentiary Submission...........

(1) Affidavit of Richard Nixon...........6.+6:

(2) Affidavit of John S.D. Eisenhower, with

BE cece vec ee cere aeseceesesencos

(cs ree Tee eee ee ee

(4) Affidavit of Raymond G. Larroca ...........

(5) Description of the White House Taping

DUE Bebb dew eee de wecereseseeseeses

(6) Text of a Legal Opinion By The Attorney

General, September 6, 1974 ...........-..4--.

L. Evidentiary Submission of Defendants United

States and Administrator of General Services........

(1) Affidavit of Harry J. Middleton, Director,

Lyndon Baines Johnson Library, with

BMD cc reece ss ocecceseoeeseseeene

(2) Affidavit of William R. Emerson, with

Exhibits, July 22, 1975 .....ccccvcccccece

(3) Affidavit of William R. Emerson, Director

of Franklin D. Roosevelt Library, July

FPA Fr a rere ee ER

(4) Affidavit of Jeanne W. Davis............-+-.

(5) Affidavit of John Stewart..........-.-45244-

(6) Affidavit of Daniel J. Reed................

(a) Chattel Deed from Richard M. Nixon

to the United States of America,

i Se eo Ce Cac ee sees

(b)Chattel Deed from Richard M. Nixon

to the United States of America,

rr a ee eee ob ase &'s

155

268

273

(wv)

r

M. Letter from the Comptroller General of the United =.

States to the Honorable Joseph M, Montoya,

September 20, 1974 ....ccescvcces TEPER EEE 276

N, Intervenor-Defendants Reporters Committee for

Freedom of the Press, et al, Evidentiary Sub-

mission and Response to Plaintiff's Request

SOF SEED nc t Code CadecetCocccesécececue 296

(1) Affidavit of Georg E. Reedy .......4454. »++ 302

(2) Affidavit of Paul Henry Nitze .......66. coee 906

(3) Affidavit of Morton H, Halperin .......... .. Sil

(4) Affidavit of James MacGregor Burns ......... $17

(5) Affidavit of Peter Lisagor .. 6... 66 ce ee eee $20

(6) Affidavit of James M. Naughton ....... 06465 $22

(7) Affidavit of Julian P, Boyd... 6... cae cocee OM

(8) Memorandum from William F, Matthews

re: Disposition of Files in Central Files,

Maren 7, UOTE wcccccccccccccccceececee $82

O, Plaintiff Nixon's Supplemental Evidentiary Presen-

| UEP ERECELEEELEREEEELELEEE Ee .» 336

(1) Affidavit of Richard A, Jacobs .. 0... 66 ce eee $39

(a) Letter from Herbert Hoover to Franklin

Floete, December 15, 1960 ...... oseeeee 349

VOL, ll

(b) Letter from Harry S, Truman to Jess

Larson, January 17, 1959... ee ees $57

(c) Letter from Harry 8, Truman to

Franklin G, Floete, February 12,

\ [errr rrrnr ire frie ei a ee re ee ee ee $60

(d)Letter from Dwight D. Eisenhower to

Franklin Floete, April 13, 1960,........ .. 366

(e) Letter from Jacqueline B, Kennedy, et al,

to Bernard lL. Boutin, February 25, 1965 .... 371

(f) Letter from Burke Marshall to Dr, James

B. Rhoads, August 20, 1966......... ores OF

(v)

Page

(g) Letter from Jacqueline B, Kennedy, et al,

to Lawson B, Knott, Jr., May 5, 1965 ...... 583

(h) Letter from Lyndon B, Johnson to

Lawson B, Knott, Jr., August 15, 1965, ..... $84

(i) Letter from Lawson B, Knott, jr. to

President Johnson, August 17, 1965. ....... $91

(j) Letter from Lyndon B, Johnson to

Lawson B, Knott, Jr., December 19,

De cbede Sebo eeeeeeeeeeeeeeceeeee $92

(2) Affidavit of Thomas P, Wolf... 6.66 ee eee $95

(3) Affidavit of William F, Matthews, July 7,

Pee eee ee 8 e *eeeeeeeeeeee 598

(4) Affidavit of Gertrude Fry... 6 ee 403

(5) Affidavit of John C, Broderick, .... 6.6644. ~» 407

(6) Affidavit of Jack Alvin Albright... 6.6.6. 66665 415

(7) Affidavit of Mildred Stegall... 6.66 eee 416

(8) Affidavit of John R, Hubbard... ....... oe» 418

P. Plaintiff's Brief in Support of Claim For Perman-

ent Injunctive and Declaratory Relief (Part Ill) ...... 421

Q, Stipulation Between the Parties re: Use in Lith

gation of Letters from Presidential Libraries ........ 442

(1) Letter from Thomas T. Thalken to R.

Stan Mortenson, July 17, 1975 2. 6 ee eee 445

(2) Letter from William R. Emerson to R,

Stan Mortenson, July 25, 1975... 666 wee ee 447

(3) Letter from Benedict K. Zobrist to R.

Stan Mortenson, with enclosures, July

BS, UOTE cccccccccccves TEETER EE 452

(4) Letter from John EB, Wickman to R, Stan

Mortenson, July 18, 1975. ......0eeeeeeees 460

(5) Letter from Dan H, Fenn, Jr. to R, Stan

Mortenson, July 23, 1975... . 0.0 cee ee eens 4635

(6) Letter from Harry J. Middleton to R,

Stan Mortenson, with enclosures, July

14, 1973 woe cccccees eoeeeeee voeeees 466

(vt)

R. Motion of the Special Prosecutor for Leave

to Withdraw Sees @& Cee? 2 ee ea Ss peceeeeeeeeee Ge

S. Order of the Lower Court granting Motion of

the Special Prosecutor for Leave to Withdraw,

September 17, 1975 * ©#=e #e *eeseeeeseeesee#eeernr@*ee#e#eee#ee#es: 487

T. Joint Memorandum of Intervenor-Defendants In

Opposition to Plaintiff's Request for injunctive

and Declaratory Relief (Appendix I)... eee eee . 488

U, Notice of Appeal to the Supreme Court of the

United States .....5006% TEETEREEEEE eccccee

V. Motion of Defendants to Amend the Lower

Court's Order of January 7, 1976

(0) Matlem cccccccceccecccceceseesccecese Ge

(2) Affidavit of James B. Rhoads... 6.6.6 eee es 498

W. Order of the Lower Court granting Motion of

Defendants to Amend January 7, 1976 Order,

April 15, 1976 ...cccceccees TETEEEEEL EEE -» 502

X. Deposition of Richard M, Nixon ....... cccccccce OO

(1) Exhibits to Deposition... 6... 6665 TeYiTrTT: . .

Y. Deposition of Jeanne Davis... 66 ce eee 658

Notes:

The Opinion of the lower court is printed at 408

F, Supp. 321, and is found in Appendix A to Appel-

lant’s Jurisdictional Statement, pp. la-106a,

The Order of the lower court is found in Appendix

B to Appellant's Jurisdictional Statement, pp. 107

108a,

The Presidential Recordings and Materials Preserva-

tion Act, Pub, Law 93-526, 88 Stat, 1695, 44 U.S.C,

§2107 note, 3315-24, is found in Appendix D to

Appellant's Jurisdictional Statement, pp, 107a-123a,

ek —

$57

9. Literary Property Rights:

There are hereby assigned to the United States all of

the literary property rights of Herbert Hoover in all his

papers which may be transferred to the United States in

accordance with the terms and conditions herein ex-

pressed, except that there is reserved to Herbert Hoover

and his heirs (a) the right to make any use of such papers

and (b) all literary property rights in any works that he or

they have written or may hereafter write for publication.

The foregoing reservation includes the right to lic ase any

publisher of such material.

EXHIBIT B

THE WHITE HOUSE

Washington

January 17, 1953

My dear Mr. Larson:

As | am sure you are aware, it is my earnest desire that

my personal papers be preserved and ultimately made

available for historical research. You are also familiar

with the project to raise funds by private subscription for

the construction of a library at (.randview, Missouri, to

serve as a depository for these and other papers and

documentary materials deemed to be of potential interest

to scholars. It is the intent of the sponsors of the project

to present the library building and grounds to the United

States if the Congress by appropriate legislation will

accept the property and provide for its maintenance and

operation. It would be my wish upon consummation of

such an arrangement that title to my papers deposited in

the library pass to the United States and the papers

themselves become a part of the National Archives.

558

I therefore propose, as a preliminary step toward such

a disposition, to offer my personal papers for deposit in

the National Archives pursuant to the provisions of

section 507(e) of the Federal Records Act of 1950.

Members of my staff have been discussing with

representatives of your Administration certain problems

in connection with the custody, storage, and review of

the papers pending the completion of the library project

and the making of a definitive offer to deposit. I am

advised that the plans outlined herein are in accord with

the conclusions reached at these conferences.

My personal papers consist mainly, of course, of those

accumulated by me during my tenure as President of the

United States, but there are some which I acquired while

Vice President and Senator, and others which relate to

earlier periods in my life.

I propose to retain all of these in my personal

possession when I leave office, and to move them to a

secure place of storage under guard in Kansas City,

Missouri. There I intend to review them and prepare them

for ultimate deposit under section 507(e) of the Records

Acts. I am requesting you to designate two or three

experienced archivists to work with me on this project. I

should expect to be consulted regarding the particular

individuals to be assigned to the work.

It is my understanding that you have the authority to

detail personnel to review or assist in the review of the

papers, preliminary to and in connection with a proposed

offer for deposit under the provisions of section 507(e)

of the Records Act, and that this power is derived from

the provision of section 507(a)(3) of the same Act

authorizing you “to direct and effect the transfer of

materials from private sources authorized to be received

by the Administrator by the provisions of subsection (e)

of this section.”

— cs

359

As has been indicated, this letter is not to be construed

as a definitive offer for deposit within the meaning of

section 507(e) of the Records Act, but only as a

preliminary offer or proposal to deposit. It is my firm

intention, however, to offer the great bulk of my

personal papers for deposit under the cited section or

under whatever similar provision is included in the

acceptance legislation in the event that the proposed

library at Grandview is constructed and is accepted by

the Congress. Alternatively, if the project for construc-

tion of the library shoud be abandoned or fail of

accomplishment within a reasonable time, I intend to

make an offer for deposit under section 507(e), and to

make appropriate provision therefor in my will.

It is not my purpose to pass title to any of my personal

papers at this time by virtue of the proposals outlined

herein nor to make any binding commitment as to just

what papers will be offered for deposit. There will be

some few papers which for sentimental reasons I may

wish to give to relatives or friends. There will undoubt-

edly be in the files many papers having no historical value

either because they are duplicated elsewhere in official

records or because they were of purely transitory

interest. Such items can be eliminated in the course of

the reviews contemplated, so that the material deposited

will not be unnecessarily volumious.

During the interval prior to deposit of the papers, I

expect to be working on them and using them to refresh

my recollection, consequently I wish to keep them

available for my use in connection with ay studies and

any writing I may do.

Furthermore, I contemplate that when my offer for

deposit is made I shall impose restrictions upon the use of

certain of the papers for varying periods as may be

authorized by law. Such restrictions have customarily

360

been imposed by my predecessors or their heirs in making

deposits of Presidential papers.

| I hope that satisfactory arrangements for the preserva-

tion and eventual deposit of my papers in the National

Archives can be worked out along the lines indicated

above.

Sincerely yours,

/s/Harry S. Truman

Honorable Jess Larson,

Administrator

General Services Administration

Washington, D.C.

EXHIBIT D

Harry S. Truman

Federal Reserve Bank Building

Kansas City O, Missouri

February 12, 1957

Honorable Franklin G. Floete

Administrator of General Service

General Services Administration

Washington 25, D.C.

Dear Mr. Floete:

As you know, it has long been my desire to give to the

United States the papers accumulated during my years

in public office and the other historical materials,

mementos, objects of art and other memorabilia acquired

by me as President during my term of office, to the end

that the people may have those things available for study

Oa nents WO SENECA te RNAI, Lye SO Niele, 5 nnd Meee ate a el, n, bil binant.

: has OE Gal Ie

361

and research, and for their enjoyment and education. In

pursuit of this objective, a Library building has been

constructed in the City of Independence, by public

subscription, suitable for housing, preserving and exhibit-

ing these papers and materials. This building is now

nearing completion, and it is the intention of the Harry S.

Truman Library, Inc., the non-profit corporation which

has financed and erected it, to present it as a gift to the

United States on certain conditions, and provided the

United States will maintain, operate and protect it as a

Presidential archival depository as provided in the Federal

Property and Adminstrative Services Act of 1949 as

amended (65 Stat. 695).

At this time, therefore, under the terms of the said

statute, I offer my papers and other historical materials as

hereinafter described to the United States on condition

that they will be preserved and made available pursuant

to restrictions imposed by me, and on condition that

they be accepted by the United States on the terms and

provisions hereinafter set forth.

1. I offer to the United States all my right, title and

interest in my papers now stored in the Memorial

Building on Maple Avenue and Pleasant Street in the City

of Independence, Missouri. These include substantially all

the papers which were in the files of the White House

when I relinquished the office of President. They also

include a number of other files accumulated by me in my

public offices prior to that time, and are estimated to

total several million documents.

2. I offer to the United States all my right, title and

interest in my other papers relating to my public offices

wherever located or stored, with the exception of certain

papers determined by me, or in the event of my death by

my executors or personal representatives, prior to the

transfer therof, to be related in whole or in part to the

362

business or personal affairs of myself or my family

(which term as used in this offer shall include my wife,

mother, daughter, brother, sister, nephews or nieces).

3. I offer to the United States all the other historical

materials collected during my tenure of public office now

belonging to me which are located in Jackson County,

Missouri, or elsewhere, other than in my private residence

in the City of Independence, Missouri, and which shall

not prior to the transfer thereof be marked, labelled or

otherwise designated to show a reservation of title in me,

or which shall not have been received for the business or

personal use of myself or my family. The term “historical

miaterials’’ as used in this offer shall bear the same

meaning as defined in the Federal Property and Adminis-

trative Services Act of 1949 as amended (69 Stat. 695).

4. The offers contained in paragraphs 1, 2 and 3

hereof shall lapse and become ineffective unless within

one year from the date hereof the United States shall

accept the offer of the Harry S. Truman Library and the

land surrounding said building now under construction in

the City of Independence, Missouri, and shall agree to

maintain and operate it at all times thereafter as a

Presidential archival depository for the storage of the

papers and the other historical materials included in such

offers in accordance with the provisions of the Federal

Property and Administrative Services Act of 1949 as

amended.

5. Upon the acceptance and agreement mentioned in

the preceding paragraph, the papers described in para-

graph 1 will be transferred to the United States for

storage in said building as soon as possible; and the papers

and historical materials described in paragraphs 2 and 3

hereof shall be transferred from time to time as shall be

agreed upon by the Administrator of the General Services

Administration and me or my executors or representa-

tives.

|

4

;

i

4

;

LI PI SN Nia oe ED SS UGIAED Neha NEEL Maile snk Nici Doi tpl a alae cust

Pre KR 4 onc? 4

363

6. or my executors or personal representatives shall

be the sole judge of (a) which papers relate to my various

public offices and which relate to the personal or business

affairs of myself or my family, and (b) which of my other

historical materials were received for the business or

personal use of myself or my family.

7. All papers and other historical materials which

shall be transferred pursuant to the foregoing to the

United States shall be kept permanently in the said Harry

S. Truman Library, after the United States shall have

accepted and agreed to maintain it as set forth in

paragraph 3, subject to the right of the Archivist of the

United States in his discretion (a) to make temporary

loans thereof to such persons, organizations or institu-

tions as he shall determine, (b) to dispose by sale,

exchange or otherwise of any such papers or historical

materials which he may determine to have no permanent

value or historical interest or to be surplus to the needs of

the Harry S. Truman Library, and (c) to remove from the

said Library any and all of such papers or historical

materials if he shall deem it necessary to preserve them

from threatened destruction.

8. All papers transferred by me or my representatives

to the United States shall be freely accessible at all

reasonable times to me or to persons designated by me in

writing during my life or after my death to the persons

designated by me in my will.

9. It is my purpose to make the papers and other

historical materials referred to herein available for the

purpose of study and research as soon as possible and to

the fullest possible extent. However, since the President

of the United States is the recipient of many confidences

from others, and since the inviolability of such confi-

dence is essential to the functioning of the constitutional

office of the Presidency, it will be necessary to withhold

364

from public scrutiny certain papers and classes of papers

for varying periods of time.

Therefore, for the time being, the following classes of

papers shall be withheld from inspection by, and their

contents shall be kept confidential and shall not be

divulged to, anyone (including public officials) other than

(1) regular employees of the National Archives and

Record Service performing normal archival services on

such papers under the general supervision of the Archivist

of the United States, and (2) myself and persons

authorized by me in my will or otherwise to have access

to such papers on my behalf, pursuant to paragraph 8

hereof:

(a) Papers that are classified as to secrecy and

security pursuant to law until such classification

shall be removed. Such classification shall be

reviewed from time to time; and

(b) Papers containing statements which may in any

manner injure, embarrass or harass any living

person or the living members of the family of any

deceased person, or papers which may in any

manner be prejudicial to the conduct of foreign

relations with any government, or papers contain-

ing statements made by or to me in confidence in

any official capacity.

10. Subject to my approval or the approval of the

persons designated by me in my will or otherwise to act

after my death with respect to these papers and historical

materials, the employees of the National Archives and

Record Service may perform the services necessary to the

classification of the papers in accordance with the

foregoing paragraph, and may place any withheld papers

in special files where they shall be available only to me or

to such persons or employees.

“ee

oy

ea te nb ae tothe Rg one en He

‘

365

11. All papers withheld in accordance with the

foregoing provisions shall be reexamined from time to

time by employees of the National Archives and Records

Service under the direction of the Archivist of the United

States and, subject to approval by me or by persons

designated by me in my will or otherwise to act after my

death with respect to those papers and _ historical

materials, shall be opened to general use as soon as the

passage of this or other circumstances have removed the

conditions that justify their being temporarily withheld.

12. All competent private persons interested in using

the papers for purposes of serious scholarly research shall

be granted equal access to the papers that are not

withheld in accordance with the foregoing.

13. I hereby assign to the United States all my

literary property rights in all papers which may be

transferred to the United States in accordance with the

terms and conditions herein expressed, except that J

reserve to myself and my heirs (a) the right to make any

use of such papers and (b) all literary property rights in

any works that I have written or may hereafter write for

publication. The foregoing reservation includes the right

to license any publisher of such material.

Sincerely yours,

/s/Harry S. Truman

Harry S. Truman

366

EXHIBIT F

THE WHITE HOUSE

Washington

April 13, 1960

Dear Mr. Floete:

The papers of a President, which from the time of George

Washington have been regarded as the personal property

of the President, have, inescapably, a direct and

important association with the history of our country.

Believing that they should be permanently and generally

available for study, I desire that my papers should be

made so available and believe that this can best be done

through a Presidential archival depository, as provided by

the Federal Property and Administrative Services Act of

1949, as amended.

The Eisenhower Presidential Library Commission, an

agency of the State of Kansas, now has under construc-

tion in the City of Abilene a library building, financed by

public subscription, where it is proposed to house my

Presidential and other papers. This building is appro-

priately situated on land adjacent to my boyhood home

and to a museum, both of which are maintained by the

Eisenhower Foundation, a non-profit corporation orga-

nized under the laws of Kansas.

When the Library building has been completed, the

Commission intends to present it, together with equip-

ment and grounds, as a gift to the United States, on

condition that the United States will maintain and

operate this Library as a Presidential archival depository

under the provisions of the above cited Act.

Therefore, in furtherance of this plan and in accordance

with the provisions of that Act, I now offer as a gift to

367

the United States such of my papers and other

documentary materials as are hereinafter described, on

condition that these papers and materials will be

accepted, preserved, and made available by the United

States under the following terms:

1. Upon the close of my term in office, I shall cause to

be transferred to the United States for deposit in the

Library at Abilene the bulk of my papers in the White

House office, estimated to include several million

documents.

2. Other documents, stil] in my possession, including the

remainder of my Presidential papers, the papers

accumulated by me before my inauguration as

President, and other documentary materials, includ-

ing books, still pictures, motion pictures, and sound

recordings, shall be transferred to the United States

for deposit in said Library from time to time as shall

be agreed upon by the Administrator of General

Services or his representative and me or my represen-

tative, except those papers and other documentary

materials which shall, before or after my leaving the

Office of President, be determined by me or my

representative to be excluded from this offer by

reason of private or personal ii est in such papers

or materials on my part or on the part of a member

of my family.

3. The offer of the papers and other materials described

in paragraphs 1 and 2 hereof is conditioned upon

acceptance by the United States of the offer of the

land and buildings comprising the Eisenhower Library

at Abilene, Kansas, and upon its agreement to

maintain and operate the Library at all times

thereafter as a Presidential archival depository for the

storage of such papers and other materials, in

accordance with the provisions of the Federal

368

' Property and Administrative Services Act of 1949, as

amended, such acceptance and agreement to be

effected within 90 days after the end of the period

described in the second proviso to section 507(f) (1)

of said Act.

All papers and other documentary materials which

shall be transferred to the United States pursuant to

the foregoing shall be kept in the Library perma-

nently, subject to the right of the Administrator of

General Services in his discretion (a) to make

temporary loans thereof to such persons, organiza-

tions, or institutions as he shall determine, (b) to

dispose by sale, exchange, or otherwise of any such

papers or documentary materials which the Archivist

of the United States may determine to have no

permanent or historical interest or to be surplus to

the needs of said Library, and (c) to remove from said

Library any or all such Papers or documentary

materials if he deems it necessary to preserve them

from threatened destruction.

All papers and other documentary materials trans-

ferred to the United States pursuant to the foregoing

shall be accessible at all reasonable times to me, my

son, my representative, or to other persons author-

ized in writing by me or my son to have access to

such papers.

6. It is my purpose to make the papers and other

documentary materials donated to the United States

by the terms of this instrument available for purposes

of serious research as soon as possible and to the

fullest extent possible. However, since the President

of the United States is the recipient of many

confidences from others, and since the inviolability of

such confidences is essential to the functioning of the

office of the Presidency, it will be necessary to

369

withhold from public scrutiny certain papers and

classes of papers for varying periods of time. In

pursuance of this objective and in accordance with

the provisions of Section 507(f) (3) of the Federal

Property and Administrative Services Act of 1949, as

amended, conditions are imposed on the use of my

papers as provided in paragraphs 7 through 10

immediately following.

Subsequent to the execution of this instrument, the

Administrator of General Services shall have the

papers that are transferred to the United States

reviewed and shall place under seal the following

classes of materials:

a. Papers that are security-classified pursuant to law

or Executive Order, until such classification shall

be removed.

b. Papers the use of which may be prejudicial to the

maintenance of good relations with foreign

nations.

c. Papers containing statements made by or to me in

confidence.

d. Papers relating to my family or private business

affairs, and papers relating to the families or

private business affairs of persons who have had

correspondence with me.

e. Papers containing statements about individuals

which might be used to injure or harass them or

members of their families.

f. Such other individual files as I, or my representa-

tive, or the Administrator of General Services

may specify.

Papers placed under seal shall not be made available

to anyone or their contents divulged to anyone

10.

ll.

12.

370

(including public officials) except (a) persons author-

ized under the terms of paragraph 5 above, and (b)

officials and employees of the National Archives and

Records Service when performing essential archival

work processes on such papers under the supervision

of the Administrator of General Services.

All papers placed under seal in accordance with the

foregoing provisions shall be reexamined from time to

time by officials and employees of the National

Archives and Records Service under the direction of

the Administrator of General Services and, subject to

approval by me or my representative, shall be opened

to research use as soon as the passage of time or other

circumstances have removed the conditions that

required that they be put under seal.

All competent private persons interested in using my

papers for serious scholarly research shall be granted

equal access to those that are not withheld from use

according to the foregoing, subject to the regulations

issued by the Administrator of General Services

governing the use of papers and other documentary

materials in the Library.

Title to my papers and other documentary materials

and the literary property rights in my papers, shall

pass to the United States as such papers and materials

are transferred to the United States under the terms

and conditions herein expressed, except that I reserve

to myself and to my heirs (a) a right to make any use

of any of these papers in writing for publication, and

(b) literary property rights in any works that I have

written or may hereafter write for publication. These

reservations include the right to license any publisher

of any such work.

My representative for purposes of paragraphs 2, 5, 7,

8 and 9 shall be such person or persons as I may

ee Me Mee, ee ee ee

ins ted. Saesia ah iok esis ae nats tea 5

371

designate in a letter filed with the Administrator of

General Services. In the event that at any time after

my death there should be no representative so

designated, my representative shall be my son John

Eisenhower, or such person or persons as he may

designate in the same manner.

The detailed conditions described in this letter have been

drawn up in accordance with known precedents and with

the cooperation of officials of your office and of the

National Archives. Permit me to express my deep

appreciation of the help that all these individuals have

given me.

With personal regard,

Sincerely,

/s/Dwight D. Eisenhower

The Honorable Franklin Floete

Administrator of General Services

Washington, D.C.

EXHIBIT G

Honorable Bernard L. Boutin

Administrator of General Services

Washington, D.C. 20405

Dear Mr. Boutin:

FIRST: The late John Fitzgerald Kennedy had said many

times both publicly and privately that it was his intention

to place certain of his papers and other historical

materials in a Presidential archival depository in Massa-

chuseits, in the form of a Library bearing his name, and

372

had encouraged, and participated in, and arranged for the

planning of such an institution.

SECOND: Accordingly, in fulfillment of such stated

intention and arrangement, it is our desire to give and

deliver to the United States of America for the purpose

of ultimate deposit in the said Presidential archival

depository in Massachusetts, the papers, documents,

historical materials, mementos, objects of art, and other

memorabilia, including books, motion pictures, still

pictures and sound recordings, hereinafter called ‘Mate-

rials,’ formerly belonging to and relating to the life and

work of John Fitzgerald Kennedy, and which he intended

should be so deposited.

THIRD: Therefore, we, the undersigned Jacqueline

Bouvier Kennedy and the Executers and Trustees of the

estate of John Fitzgerald Kennedy, deceased, hereinafter

called the “Donors,” hereby convey, assign, give, and

donate to the United States of America, hereinafter

called the ‘““Donee,” effective as of November 22, 1963,

and subject to the conditions and restrictions hereinafter

set forth, all of our right, title, and interest to the

Materials above described, hereinafter called “Materials,”

as our right, title, and interest may appear, including but

not limited to those Materials now stored at the White

House, the Executive Office Building, The National

Archives Building, or at such other place or places where

such Materials may be found, subject, however, to the

specific understanding and agreement that:

(i) This gift and transfer shall not and is not intended

to apply to or embrace such items as John Fitzgerald

Kennedy had not intended to be deposited in said

Presid-ntial archival depository, or which are deter-

mined by the Donors to be of special or private

interest to the personal, family and business affairs of

John Fitzgerald Kennedy, his wife and children,

parents, brothers and sisters.

373

(ii) The Donors shall have and specifically reserve the

right to retain title and possession and to regain

possession of any items that the Donors in their sole

discretion may determine in accordance with this

paragraph the Third arc excluded from the purview of

this gift, irrespective of the fact that such items may

have been theretofore delivered to the Donee.

(iii) For the purposes of effectuating the provisions of

subparagraphs (i) and (ii) of this paragraph the Third,

the Donors shall have and specifically reserve the right

to examine, at any time or from time to time prior to

January 1, 1967, either themselves or through author-

ized representatives, any Materials from time to time in

the possession or custody or under the control of the

Donee, and wheresoever the same may be situated, for

the purpose of determining and designating any such

Materials as being excluded from the purview of this

gift, provided, however, that examination of security-

classified information shall be in accordance with

applicable law or Executive Order relating to security-

classified defense information.

(iv) The Donee shall, as soon as is reasonably possible,

and upon written notice from the Donors of such

designation, deliver to the Donors any items so

designated by the Donors pursuant to subparagraph

(iii) of this paragraph the Third as excluded from the

purview of this gift.

(v) Mrs. Jacqueline Bouvier Kennedy shall have and

specifically reserves the right to borrow from the

Donee without formality such materials to which this

transfer applies as she may wish for her personal use,

examination, or display either by herself or by anyone

she may select or approve, and any Material so

borrowed shall be returned to the Donee within a

reasonable period of time.

374

FOURTH: All Materials to which this transfer is

applicable shall be maintained by the United States and

stored at such place or places as may be designated by the

Administrator of General Services until the completion

and acceptance by the United States, pursuant to section

507(f) of ‘the Federal Property and Administrative

Services Act of 1949, as amended, of the proposed John

F. Kennedy Library, at which time the Materials shall be

deposited in that Library and administered in accordance

with the pertinent provisions of that Act.

FIFTH: It is the Donors’ wish that all Materials donated

to the Donee hereunder be made available for research

use as soon as possible and to the fullest extent possible.

The Donors, however, desire to guard against the

possibility of the Materials being used to injure,

embarrass, or harass any person and otherwise properly

to safeguard the interests of the United States. Therefore,

all Materials to which this transfer applies are accepted

and shall be held by the Donee subject to the following

restrictions and conditions:

(i) The Donors shall have and hereby reserve the right

to restrict the time and availability of any Materials to

which this transfer applies, and irrespective of the time

when such Materials may have been, or may be

delivered to the Donee, for such time or times as the

Donors in their sole discretion may from time to time

or at any time specify, and such restrictions shall be

adhered to and observed in all respects for as long a

period as the Donors shall have specified or until such

restrictions are revoked or terminated by the Donors

or by persons legally qualified to act on their behalf

with respect thereto. Any Materials so designated in

writing by the Donors as restricted shall be known and

are hereinafter referred to as “Donors’ Restricted

Material,” and shall be placed under seal, it being

sh LA inl do oad

Cha RSPAS tint Wg I dag tes

375

understood, of course, that Donor Restricted Materials

shall be accessible to the Archivist of the United States

or designated members of his staff for the performance

of such archival work processes as may be requested by

the Donors, but not otherwise.

(ii) The Archivist of the United States or designated

members of his staff shall review the Materials to

which this transfer is applicable, except Donors

Restricted Material, for the purpose of classifying such

Materials. Any Materials which fail within the follow-

ing categories shall be designated by the Archivist and

are hereinafter referred to as “Archivist Restricted

Material,” and shall be placed under seal:

(a) Materials containing statements which may in

any manner be used to injure, embarrass, or harass

any person, or Materials which may in any manner

be prejudicial to the conduct of foreign relations of

the United States of America, or materials contain-

ing statements made by or to John Fitzgerald

Kennedy in confidence.

(b) Defense information that has been security-

classified pursuant to law or Executive Order:

Provided that such information may be declassified

or otherwise made available in accordance with the

procedures established by law or Executive Order

governing availability of security-classified informa-

tion.

(c) Materials that relate to the personal, family, and

business affairs of John Fitzgerald Kennedy and his

family, including such affairs of Mrs. Jacqueline

Bouvier Kennedy, and the mother, father, sisters,

and brothers of John Fitzgerald Kennedy.

(iii) The review and classification of the Materials

hereinabove provided for shall be performed by and in

376

collaboration between the Donors or their designated

representatives and the Administrator of General

Services or his designatees and shall be completed

within the shortest reasonable period of time after the

Materials have been deposited in the John Fitzgerald

Kennedy Library in Massachusetts.

(iv) Until such time as the review and classification of

the Materials, as hereinabove provided for, has been

completed, no person shall be permitted access thereto

except the donors, persons given written authorization

by the donors, and employees of the General Services

Administration performing archival work processes on

such Materials, provided, however, that access to

Materials which are security-classified shall be in

accordance with applicable law and Executive Order

relating to security-classified defense information.

SIXTH: Except as otherwise provided herein, all Archi-

vist Restricted Materials shall be available only to

employees of the General Services Administration per-

forming archival work processes on such Materials and to

the Donors or other persons given written authorization

by any of the Donors, provided, however, that access to

Archivist Restricted Materials which are security-classi-

fied shall be in accordance with applicable law or

Executive Order relating to security-classified defense

information.

SEVENTH: The Archivist of the United States or his

designated representative shall review from time to time

Archivist Restricted Materials, and shall remove the

restriction from such materials and make them available

for research use as soon as the passage of time or other

circumstances no longer require their being kept under

restriction, provided, however, that notwithstanding

anything otherwise or to the contrary in this instrument

contained, no restrictions shall be removed in respect of

377

the materials described in Article Fifth ii(c) without the

prior written consent of the donors.

EIGHTH: The Donors hereby assign to the United States

of America all of their library property rights in all

Materials, excluding Donors’ Restricted Material during

the period of restriction, except that the donors reserve

to themselves (a) the right to make any use of such

Materials and (b) all literary property rights in any

manuscript or other writings that John Fitzgerald

Kennedy wrote for publication, including the right to

license the publication of such material.

NINTH: All competent persons interested in using the

materials for purposes of serious research shall be granted

equal access to unrestricted materials.

TENTH: As used herein, the word ‘‘Donors”’ shall mean

Mrs. Jacqueline B. Kennedy, and the Executors of and

the Trustees under the Last Will and Testament of John

Fitzgerald Kennedy from time to time qualified and

serving. )

/s/Jacqueline B. Kennedy

Donor

/s/Jacqueline B. Kennedy

/s/Bob Kennedy

/s/Edward M. Kennedy

Donors

By virtue of section 507(e) of the Federal Property and

Administrative Services Act of 1949, as amended (44

U.S.C. 397(e)), the foregoing gift of the papers and other

historical materials of the late President John Fitzgerald

Kennedy is accepted.

THE UNITED STATES OF AMERICA

Acting by and Through

378

Acting /s/Lawson B. Knott, Jr.

Administrator of General Services

Date: February 25, 1965

Burke Marshall

Old Orchard Road, Armonk, New York 16501

August 20, 1966

Dr. James B. Rhoads

Archivist of the United States

Eighth Street & Pennsylvania Ave., N.W.

Washington, D.C.

Dear Dr. Rhoads:

In accordance with our telephone conversation this

morning, I am enclosing four copies of the Memorandum

of Agreement concerning the procedures to be followed

in classifying the papers of President Kennedy under

Paragraph Fifth of the Deed of Gift of February 25

1965. They have been signed by the Donors, and ase

ready for signature by the Administrator on behalf of the

United States.

I would appreciate it if you would have three executed

copies returned to me so that Mrs. John F. Kennedy

Senator Edward Kennedy and I can each have a fully

executed copy for our files.

; While I recognize that this Memorandum of Agreement

is probably a public document under the appropriate

statute, available for inspection upon request, I do not

see arty reason for a press release or other statement at

this time or, for that matter, at any time prior to the

opening of some papers for research, or at least the

Beto tyncs Bide

379

opening of the Library. The substantive work all remains

to be done. I am sure that you will agree.

We are all grateful for your cooperation and assistance

in this matter.

Sincerely,

/s/ Burke Marshall

cc: Mrs. John F. Kennedy

Senator Edward M. Kennedy

Memorandum of Agreement

Paragraph Fifth of the deed of February 25, 1965,

effecting the gift to the United States for deposit in the

John Fitzgerald Kennedy Library of historical materials

formerly belonging to John Fitzgerald Kennedy, provides

that the Donors have the right to restrict the use and

availability of any of the materials covered by the deed

“for such time or times as the Donors in their sole

discretion may from time to time or at any time specify”.

The same paragraph also enables the Archivist of the

United States to classify certain types of materials as

restricted, and to be placed under seal.

The work of classifying what materials should be

restricted for what amount of time, and what materials

should be made available for research use, is to be done in

accordance with the following provisions:

“The review and classification of the Materials

hereinabove provided for shall be performed by and

in collaboration between the Donors or their

designated representatives and the Administrator of

General Services or his delegatees and shall be

completed within the shortest reasonable period of

time after the Materials have been deposited in the

John Fitzgerald Kennedy Library in Massachusetts.”

380

It is agreed by the Donors and the Administrator of

General Services that in view of the delay in the

construction of the Library, it is desirable to establish

procedures now to begin the “‘review and classification”

prescribed by the deed so that suitable materials may be

promptly made available for research use when the John

Fitzgerald Kennedy Library has been completed.

As an appropriate means of implementing the collabo-

ration between the Donors and the Donee required by

the deed it is agreed that the Donors shall act through a

Committee consisting of three persons, as follows:

Burke Marshall, Chairman

Justice Byron R. White

Dr. Herman Kahn

Successor representatives to these Committee members

may be designated in writing to the Administrator from

time to time by Mrs. John F. Kennedy and Senator

Edward M. Kennedy, or the survivor of the two of them.

In the event of the death or disability of both Mrs. John

F. Kennedy and Senator Edward M. Kennedy, any such

designation shall be made by the adult children of the

late President John Fitzgerald Kennedy, or in the absense

of any such children, by the late President’s sisters, with

the advice of other members of the family. Any

Committee member designated hereunder will serve until

a successor is designated.

The delegatees of the Administrator of General

Services for this purpose shall be the Archivist of the

United States, an Assistant Archivist, the Director of the

John Fitzgerald Kennedy Library, when a Director shall

have been appointed, and such other officials of the

National Archives and Records Services Administration as

shall be designated by the Administrator for this purpose

from time to time in the future.

381

The procedure for effecting the processing of the

papers shall be a continuing process, as follows: The

delegatees of the Administrator of General Services will

submit to the Donors’ Committee for its review and

concurrence a list of those segments, units, subdivisions

or series of the papers of John Fitzgerald Kennedy, which

it is proposed to review and classify during the period

ending December 31, 1972. Committee and the Adminis-

trator’s delegatees will arrive at an agreement on the

order of priority which is to be followed in processing

each of the units of paper proposed for “review and

classification.”” The Committee and delegatees will aiso

confer and arrive at an agreement as to the type and

character of materials that the Committee wishes at this

time to specify as “‘Donors’ Restricted Materials” in

accordance with the terms of the Instrument of Gift.

(Paragraph the Fifth, Section i). The Donors’ Committee

and Administrator’s delegates will also discuss and arrive

at an agreement on the nature and character of the

materials that will be placed under seal as “‘Archivist’s

Restricted Materials” in compliance with the definitions

of that class of materials set forth in the Instrument of

Gift (Paragraph the Fifth, Section ii).

The Administrator’s delegatees will then undertake the

review of the agreed-upon segments of President John

Fitzgerald Kennedy’s papers, in the order of priority

agreed to. From time to time as this review proceeds, the

Donors’ Committee will inspect the results, examining or

sampling both the papers that it is proposed to open for

research in the segments examined by the delegatees, and

the papers that it is proposed to place under seal. This

review by the Committee will cover both the Donors’

Restricted Material (if any) and, subject to paragraph

Sixth of the aforementioned deed of February 25, 1965,

the Archivist’s Restricted Material. The purpose of this

inspection will be to satisfy the Donors’ Committee that

382

the work is being carried out to the satisfaction of the

Committee. Results of the work will continue to be

inspected by the Committee to whatever extent it wishes,

in order to make certain that the work is being done in

accordance with the terms of the aforementioned deed of

Febryary 25, 1965, and the agreements reached between

the Donors’ Committee and the Administrator’s dele-

gatees.

All materials selected to be placed under seal will be

physically removed from the boxes in which they were

contained, placed in clearly marked containers of a color

different from that used for the “‘open” material, and

deposited in a specially secured portion of the stack areas

of the John Fitzgerald Kennedy Library or of any

Federal Records Center where the materials may be

temporarily located.

When a significant quality of the materials has been

reviewed and processed in this manner (but in no case

prior to the formal opening of the Library), there will be

a public announcement by the General Services Adminis-

tration of the opening for research of certain designated

portions of President John Fitzgerald Kennedy’s papers.

After the completion of this process for the segments

of materials that had been designated to be reviewed by

December 31, 1972, the same procedure will be followed

in scheduling “‘review and classification” of the remaining

segments of President John Fitzgerald Kennedy’s papers

until the screening of the entire collection has been

completed.

The Donor’s Restricted Materials and the materials

described in paragraph Fifth ii(c) of the aforementioned

deed of February 25, 1965, under seal will be periodi-

cally reviewed by the Administrator’s delegatees. If for

any reason it should appear that the passage of time has

cured the factor that had been the original cause of

Se

—_--

ee

383

placing the papers under seal, it will be proposed to the

Donors’ Committee for their review and concurrence that

these materials be placed in the “open” portion of the

files and made available for research.

signed signed

/s/Jacqueline Kennedy

Donor - date

/d/July 23, 1

Edward A. Kennedy

2 August

Administrator of General

Services - date

Donors - date

EXHIBIT H

May 5th, 1965.

Honorable Lawson B. Knott, Jr.

Acting Administrator

General Services Administration

Washington, D.C. 20405

Dear Mr. Knott:

Reference is made to the Agreement between the United

States of America and Mrs. Jacqueline B. Kennedy and

the Executors of the Estate of John F. Kennedy dated

February 25, 1965, concerning the transfer of materials

formerly belonging to and relating to the life and work of

John Fitzgerald Kennedy to the United States of

America.

Notwithstanding any of the restrictions imposed on

access to the materials in the referenced February 25,

1965 Agreement, except the materials specified in

384

Article Fifth ii(c) thereof, the Archivist of the United

States is authorized to make available to President

Lyndon B. Johnson, while in office, any materials or

information with respect thereto, relating to or required

in connection with the transition of the Office of

President from the late President John F. Kennedy to

President Johnson, or otherwise requested by President

Johnson in connection with performance of the duties of

the Office of President.

/s/Jacqueline B. Kennedy

Donor

/s/Jacqueline B. Kennedy

/s/Robert Kennedy

/s/Edward Kennedy

Donors

EXHIBIT I

The White House

Washington

August 13, 1965

Dear Mr. Knott:

It has long been my belief that the papers and other

historical materials of a President constitute a vital part

of our Nation’s historical heritage and that such papers

and materials should be permanently preserved and made

available for scholarly research and study.

a

ee

ES ES PE ee

385

You are aware that it also has iong been my intention to

donate my papers and other historical materials to the

United States for ultimate deposit in a Presidential

Archival Depository as provided by Section 507 (f) of the

Federal Property and Administrative Services Act of

1949, ad amended (44 U.S.C. 397(f)).

You are also aware that the University of Texas has

advised me of its intent, consistent with its educational

purposes and objectives, to provide, at its expense, an

appropriate site within the principal academic environs of

the University of Texas, and to construcé thereon a

suitable Presidential Archival Depository to be known as

the Lyndon Baines Johnson Library and to turn over,

dedicate, and make available the space and facilities so to

be constructed, furnished, and equipped by it, to the

United States for its use in perpetuity pursuant to the

aforesaid authority, as a Presidential Archival Depository

for the housing, preservation, display, and appropriate

use of my Presidential papers and other historical

materials.

I have indicated to the University of Texas and publicly

announced my approval of its proposal.

Accordingly, and in furtherance of the public purposes

which will thus be served, I hereby offer as a gift to the

United States for the purpose of ultimate deposit in the

said Presidential Library my Presidential and other

papers, documents, historical materials, mementos, ob-

jects of art, and other memorabilia, including books,

motion pictures, still pictures, and sound recordings, all

hereinafter called “Materials” belonging to me or in my

possession which relate to my life and work, subject to

the condition that these Materials be accepted, preserved,

and made available by the United States under the

following conditions:

1.

386

As an initial step, the Materials shall be accepted

bythe United States for deposit in the National

Archives pursuant to Section 507(e) of the Act,

supra, until the completion and acceptance by the

United States of the above-described Lyndon

Baines Johnson Library at which time the Mate-

rials shall be deposited in that Library and

administered in accordance with the pertinent

provisions of the Act, supra.

It is my purpose to make the papers and other

historical materials referred to herein available for

the purpose of study and research as soon as

possible extent. However, since the President of

the United States is the recipient of many

confidences from others, and since the inviola-

bility of such confidence is essential to the

functioning of the constitutional office of the

Presidency, it will be necessary to withhold from

public scrutiny certain papers and classes of papers

for varying periods of time. Therefore:

(a) I hereby reserve the right to restrict the use

and availability of any Materials to which this

agreement applies, irrespective of the time

when such Materials may have been, or may

be delivered to the United States, for such

time as I, in my sole discretion, may from

time to time specity, and such restrictions

shall be adhered to and observed in all respects

for as long a period of time as may be

specified or until such restrictions are revoked

or terminated by me or persons authorized to

act on my behalf with respect thereto, or as

otherwise provided in this agreement.

(b) During my tenure as President of the United

States any Materials accepted and deposited

—wT ll —_——-— —-— —s

387

pursuant to paragraph 1, above, shall be made

available by display or otherwise for public

inspection, research or other use subject to

restrictions (1) imposed at time of delivery of

possession thereof to the United States; (2) as

otherwise provided for in this agreement; and

(3) as may be imposed by me or by persons

authorized to act for me with regard thereto.

Archival personnel of the United States

designated by the Administrator of General

Services shall review the Materials to which

this agreement applies and any Materials in the

following categories shall be placed under seal

of restriction:

(i) Materials containing statements which

may in any manner be used to injure,

embarrass, or harass any person, or Mate-

rials which may in any manner be

prejudicial to the conduct of foreign

relations of the United States of America,

or Materials containing statements made

by or to me in confidence.

(ii) Defense information that has been secur-

ity classified pursuant to law or Executive

order: Provided that such information

may be declassified or otherwise made

available in accordance with the proce-

dures established by law or Executive

order governing availability of security-

classified information.

(iii) Papers relating to my family or private

affairs, and papers relating to the families

or private affairs of persons who have had

correspondence with me.

388

(d) All Material restricted pursuant to this agree-

ment shall be reviewed from time to time by

Archival personne! designated by the Adminis-

trator of General Services, the restrictions

removed therefrom, and the Materials made

available for public display and research use as

soon as the passage of time or other circum-

stances no longer require such Materials being

kept under restriction: Provided that restric-

tions imposed on Materials by paragraph 2(b),

above, shall not be removed during my tenure

as President without my personal approval or

the approval of persons authorized to act for

me with respect thereto.

(e) Materials placed under restriction pursuant to

this agreement shall not be made available to

anyone or their contents divulged to anyone

(including public officials) except (1) persons

authorized under the terms of paragraph 5

below and (2) Archival personnel designated

by the Administrator of General Services

when performing essential archival work pro-

cesses on such papers under the supervision of

the Administrator of General Services: Pro-

vided that access to security-classified mate-

rials shall be made available in accordance

with the procedures established by law or

Executive orders.

All unrestricted materials shall upon (a) deposit in

the Lyndon Baines Johnson Library and (b)

expiration of my tenure as President, he made

available for public display and inspection, and

made equally accessible to all competent private

persons interested in using the materials for study

and scholarly research purposes subject to regula-

A Rt

nO

389

tions issued by the Administrator of General

Services governing the use of materials in the

Library: Provided that such materials may be

made available for display, inspection and research

purposes prior to the expiration of my tenure as

President with my personal approval.

This offer shall not and is not intended to apply to

or embrace such items which I determine to be of

special or private interest to the personal and

family affairs of myself, my wife and children, and

I specifically reserve the right to retain title and

possession and to regain possession of any such

items that I, in my sole discretion, may determine

tobe excluded from the purview of this gift,

irrespective of the fact that such items may have

been theretofore delivered to the United States.

All Materials transferred to the United States

pursuant to this agreement shall be freely accessi-

ble to me or my wife or to persons designated by

me in writing, subject to the provisions of

applicable law and Executive orders governing

availability of security-classified information.

Subject to restrictions imposed by or pursuant to

this agreement, all Materials transferred to the

United States pursuant to this agreement shall be

subject to the right of the Administrator in his

discretion (a) to make temporary loans thereof to

such persons, organizations or institutions as he

shall determine; (b) to dispose by sale, exchange or

otherwise of any such papers or historical mate-

rials which he may determine to have no perma-

nent value or historical interest or to be surplus to

the needs of the Lyndon Baines Johnson Library;

and (c) to remove from the said Library any and

all of such papers or historical materials if he shall

390

deem it necessary to preserve them from threat-

ened destruction.

I hereby assign to the United States all my literary

property rights in all papers transferred to the

United States in accordance with the terms and

conditions of this agreement, except that I reserve

to myself and my heirs (a) the right to make any

use of such papers and (b) all literary property

rights in any works that I have written or may

hereafter write for publication, including the right

to license the publication of such material.

The offer of the Materials to which this agreement

is applicable is conditioned upon the United

States, acting by and through the Administrator of

General Services, entering into an agreement with

the University of Texas to utilize as a Presidential

Archival Depository the space and facilities to be

constructed, furnished, equipped and made availa-

ble by it for such use without transfer of title, and

upon agreement by the United States to maintain

and operate the Library at all times thereafter as a

Presidential Archival Depository for the preserva-

tion of such Materials, in accordance with the

provisions of Section 507(f)(1) (44 U.S.C.

397(f)(1)) of the Federal Property and Adminis-

trative Services Act of 1949, as amended.

Sincerely,

/s/Lyndon B. Johnson

a

391

[SEAL] EXHIBIT J

General Services Administration

Washington 20405

Office of the Administrator

August 17, 1965

The President

The White House

Dear Mr. President:

It is an honor and pleasure on behalf of the United

States to accept, in accordance with the powers vested

in me by the Federal Property and Administrative

Services Act of 1949, as amended, your generous offer of

certain papers and other historical materials contained in

your letter of August 13, 1965, under the conditions and

restrictions which you have prescribed therein.

This priceless gift to the nation and scholars of this

generation and those that follow will forever enrich our

history and culture. I know that the memory of your

selfless gesture will live eternally in the hearts of a

grateful people.

Respectfully yours,

/s/Lawson B. Knott, Jr.

Lawson B. Knott, Jr.

Administrator

Honorable Lawson B. Knott, Jr.

Administrator of General Services

Washington, D.C.

——- 2

392

EXHIBIT K

The White House

Washington

December 19, 1968

Dear Mr. Knott:

In my letter to you of August 13, 1965, I offered my

Presidential and other papers and historical materials

(therein defined as Materials) as a gift to the United

States for the purpose of ultimate deposit in the Lyndon

Baines Johnson Library. My offer further expressed this

objective: to make the Materials available for the purpose

of study and research—as soon as possible and to the

fullest extent possible.

That offer was accepted by you on August 17, 1965.

The President is the recipient of many confidences of

others. The inviolability of these confidences is essential

to the proper conduct of the Office of the Presidency. It

becomes necessary, therefore, to withhold from public

scrutiny certain papers and certain classes of papers for

varying periods of time. Accordingly, my offer contained

the following provision in paragraph 2(a):

“IT hereby reserve the right to restrict the use and

availability of any Materials to which this agreement

applies, irrespective of the time when such Materials

may have been, or may be delivered to the United

States, for such time as I, in my sole discretion, may

from time to time specify, and such restrictions shall

be adhered to and observed in all respects for as long

a period of time as may be specified or until such

restrictions are revoked or terminated by me or

persons authorized to act on my behalf with respect

thereto, or as otherwise provided in this agreement.”

393

The volume of manuscript papers included in the

Materials available for deposit under the terms of our

agreement now exceeds 22 million pages. A significant

future growth in volume is anticipated, perhaps to a total

in excess of 30 million different pages.

These Materials must be reviewed to determine which of

them must be restricted and the nature of the restriction.

This review will require a meticulously careful, thorough

and time-consuming analysis. There ae certain papers I

will be obliged to restrict personally from access to

others.

To fulfill my stated objective of making the Materials

available for study and research as early and as fully as

possible—and to avoid any extensive delay inconsistent

with that objective—a staff should be assembled to

perform this review promptly under guidelines and

instructions I will provide. A sufficient number of

qualified personnel should be assigned to review as much

of this material as possible during the next five years

when I can devote a large part of my time to supervising

this review.

I am advised that within the Executive Departments and

Agencies—from which significant portions of these

Materials were developed—there are personnel familiar

with the Materials and the process of conducting the

official business of government. Because of such familiar-

ity, these persons would be far better qualified than

persons less acquainted with the Materials to undertake

the necessary review and analysis in order to protect our

Nation’s best interests.

I am advised that Section 208(c) of the Federal Property

and Administrative Services Act of 1949, as amended,

authorizes the Administrator of General Services, in

carrying out the responsibilities imposed upon him by

that Act:

394

“to utilize in his agency the services of officials,

officers, and other personnel in other executive

agencies, including personnel of the armed services,

with the consent of the head of the agency

concerned.”

It is my understanding that you can complete arrange-

ments with the Heads of the Departments and Agencies

concerned to utilize the services of responsible and

knowledgeable officials, officers and other government

personnel to perform the review and analysis of the

Materials, in keeping with paragraph 2(a) of my offer of

gift.

Accordingly, when, pursuant to the provisions of law cited

above, such government career and service personnel,

acceptable to me, are assigned to review under my

direction the classified and technical Materials involved, I

will turn over to the General Services Administration

from time to time the Materials within the scope of my

offer of gift.

In addition to the review of the Materials required by

paragraph 2(a) of my offer of gift, another review is

required by paragraph 2(c). That review contemplates an

analysis of the Material by archival personnel. Any of the

Materials falling in the three categories specified in

paragraph 2(c) must be placed under seal of restriction.

The arrangements I have proposed in this letter for the

purposes of the paragraph 2(a) review should enhance,

complement, and expedite the review required by

paragraph 2(c). These new arrangements should hasten

the time in which the Materials can be made available for

research and study in conformity with my fundamental

objective, as stated in my offer of gift.

I should appreciate your advice whether you accept this

letter as an amendment of my offer of gift dated August

13, 1965, accepted by you on August 17, 1965.

395

Sincerely,

/s/Lyndon B. Johnson

Honorable Lawson B. Knott, Jr.

Administrator

General Services Administration

Washington, D.C.

[Caption Omitted in Printing]

AFFIDAVIT OF THOMAS P. WOLF

Thomas P. Wolf, being duly sworn under oath, hereby

deposes and says:

1. Since December 26, 1973, I have served as a

Special Assistant to the Administrator of the General

Services Administration. I am currently Special Assistant

to the Administrator for Presidential Materials and Acting

Director, Office of Presidential Materials. In that capacity

it has been one of my responsibilities to provide access

to the Nixon Presidential Materials that are under the

Administrator’s control when such access, in each

instance, complies with the provisions set forth in

outstanding court orders in Nixon v. Sampson, et al.

2. In February of this year I was informed by

Counsel to President Ford that representatives of the

Special Prosecutor’s office and attorneys for Richard

Nixon had reached an understanding whereby Mr. Nixon

agreed to make available to the Special Prosecutor items

from among the Nixon Presidential Materials that were

relevent to the Special Prosecutor’s investigations. I was

authorized by the Administrator to serve directly as agent

for Counsel to the President in implementing this

understanding. The understanding called for the assist-

396

ance of professional archivists, under my administrative

supervision, to review portions of the Presidential

materials and to make initial determinations concerning

the relevancy of the items reviewed, based upon a list of

current investigations supplied to the archivists by the

Special Prosecutor. Copies of items deemed relevant were

then to be delivered to Mr. Nixon’s attorneys. Thereafter,

upon receipt of appropriate authorizations from Mr.

Nixon’s attorneys, the items or portions so authorized

were to be delivered to Mr. Philip W. Buchen, or his

agent, who would review them prior to providing them to

the Special Prosecutor.

3. The Special Prosecutor had previously been

provided an index of file folder titles covering the files of

certain staff members and staff offices. These file titles

encompassed approximately 618 linear feet of documen-

tary materials (or on an archival estimated basis, more

than 1.5 million documents). From these indexes the

Special Prosecutor selected 1,403 folders which, based

upon their titles, he indicated he believed might contain

items related to the list of current investigations supplied

to the archivists.

4. A staff of approximately ten archivists, working at

different periods, initially reviewed 1,269 of the 1,403

files selected by the Special Prosecutor. Attorneys for Mr.

Nixon requested and, with the approval of the Special

Prosecutor, were permitted to review initially the

remaining 134 files. Some but not all of these 134 files

were subsequently reviewed by the archivists. At the

outset each file reviewed by the archivists was examined

to determine whether it contained items related to any of

the investigations listed by the Special Prosecutor, even

though the Special Prosecutor’s original designation of

the reason for examination of that file may have

pertained to only one or two investigations. On the last

397

383 folders this examination was limited to those

investigations specifically designated by the Special

Prosecutor for that specific folder.

5. Of the 1,269 files reviewed, 357 contained

materials which the archivists deemed related to one or

more of the investigations on the list provided by the

Special Prosecutor. Of these, 270 contained items which

the archivists deemed actually related to the investiga-

tion(s) specified for that folder by the Special Prosecutor.

6. The archivists involvment in the review of the

1,403 files required a total of over 2,800 staff hours.

7. Based upon the experience gained from this

project, it is my opinion that because of the differing

filing procedures utilized be certain key staff members of

the Nixon Administration, this review of the Nixon

Presidential Materials for the purpose of locating for the

Special Prosecutor items relevant to specific topics or

designated matters could not have been made without in

many instances reviewing substantial quantities of items

unrelated to those topics or matters for which we had

been asked to search, including personal and political

items, and in some instances materials classified higher

than the security clearance (Top Secret) normally held by

professional archivists.

/s[Thomas P. Wolf

Subscribed and sworn to THOMAS P. WOLF

before me this 7th day

of July, 1975.

/s/William Hanbine

Notary Public

My Commission Expires:

August 14, 1976

398

[Caption Omitted in Printing]

AFFIDAVIT OF WILLIAM F. MATTHEWS

City of Washington )

District of Columbia _) os

WILLIAM F. MATTHEWS, being duly sworn upon

oath, deposes and says as follows:

1. Iam Chief of the White House Central Files Unit

in the White House. I have been employed in the Central

Files Unit, originally known as the White House File

Room, since 1947, and have held my current position

since February 15, 1963. My duties include supervision

of the more than 40 employees of Central Files who

receive, classify, file, maintain and retrieve upon request

the documents generated or received by the White House.

2. Material in Central Files consists of incoming

correspondence processed by the White House mail

rooms; copies of outgoing correspondence, reports

memoranda, etc., generated or received by the Office of

the President and the various White House staff offices.

Most of the incoming correspondence consists of letters

to the President from private citizens, but it also includes

letters from state and federal officials, including Members

of Congress; letters from officials of foreign countries;

and letters addresses to officials of the White House other

than the President. Drafts of memoranda, speeches,

correspondence, etc., which are prepared by officials

other than the President are generally filed with Central

Files. Drafts of such documents which are hand written

by the President generally are not retained in Central

Files.

3. Correspondence and records of the Domestic

Council and the Council on International Economic

Policy are filed in the Central files. I have no personal

399

knowledge of what other files may be retained by these

two Councils. All other bodies in the Executive Office of

the President (e.g., National Security Council, Office of

Management and Budget, Council of Economic Advisors,

Council on Environmental Quality, Office of Telecommu-

nications Policy), however, maintain their own separate

filing systems, and, as to them, Central Files receives only

their correspondence or transmissions into the President’s

office and copies of the correspondence or transmissions

from the President’s office to these bodies. As to the

Office of the President and the various staff offices, each

maintains certain papers in its own filing area during the

course of the administration. In addition, most officials

in the White House keep a engen file of the

documents prepared by them.

4. Central Files also keeps a file of documents called

the “permanent file’. This permanent file includes copies

of documents which are precedential in nature and which

will, in the opinion of White House staff, be useful to

later officials in dealing with various internal White House

situations by succeeding administrations.

5. The volume of materials maintained in Central

Files has increased four or five-fold during the time I have

been employed in the unit, that is, since the Truman

Administration. This increase is generally attributable to

the increase in size and work produce of the White House

in general; the nature and scope of materials contained in

the materials in Central Files has remained essentially

unchanged. The only significant change in content of the

Central Files during the Nixon Administration was the

creation, in 197i, of the “Special Files Unit” under the

direction of Gertrude Fry. That unit, when created, took

possession from Central Files of certain materials relating

to the Office of the President and selected staff offices

and, since 1971, has reviewed and culled materials from

400

those offices prior to their transmission to Central Files.

Access to materials maintained in Special Files was more

restricted than was access to the Central Files. I have no

personal knowledge of the contents of the materials

maintained by the Special Files Unit, although we do

receive a cross-referencing card indicating the existence of

and ideatifying such materials.

6. A general description of the operation of Central

Files is included in Exhibit A to this Affidavit which is a

ttue copy of an eight-page pamphlet which is entitled

“The Role of Central Files in the White House Office,”

and a revision of this pamphlet in 1971, a true copy of

which is attached hereto as Exhibit B.

7. At the close of the administrations of Presidents

Truman, Eisenhower, Kennedy, and Johnson, the files

in the custody of Central Files, except for the permanent

file, were collected, boxed, and disposed of in accordance

with the wishes of the outgoing President. I have personal

knowledge of the disposition of Central Files at the close

of the administrations of Presidents Truman, Eisenhower,

Kennedy, Johnson, and Nixon.

8. In January of 1953, the files in the custody of

Central Files, except for the permanent file, were boxed

and shipped, in accordance with Mr. Truman’s instruc-

tions, to a building in Jackson County, Missouri. Except

for the permanent file, not a single file in the custody of

Central Files received during the Truman Administration

remained in the White House Central Files when

President Eisenhower assumed office. However, there

were other files in the Records Office and the Adminis-

trative Office which dealt with various White House

functions which remained. I have no knowledge of any

attempt to retain or make copies of documents that

might be useful to the incoming administration for

reference and carrying on the continuing business of

government. |

401

9. At the close of the Eisenhower Administration in

1961, the files in the custody of Central Files, except for

ine permanent file, were boxed and shipped out of the

Wh.te House prior to January 20, 1961, leaving, to my

knowledge, no files in Central Files whatsoever for use or

reference by the incoming administration. Some of the

materials were shipped to Gettysburg, Pennsylvania,

while others were shipped to Albilene, Kansas. To my

knowledge, no documents except for the permanent file

and files in other White House offices such as the Records

Office or the Administrative Office were retained.

10. After President Kennedy’s death in November of

1963, all files in the custody of Central Files, except for

the permanent file, were segregated from the materials

generated thereafter relating to the Johnson Administra-

tion. A memorandum from William Hopkins, Senior

Executive Clerk at the, time and my immediate superior,

was sent to all White House staff members describing

what should be done with the files relating to the

Kennedy Administration. A true copy of that memoran-

dum is attached hereto as Exhibit C. As materials were

received after November 22, 1963, relating to the period

prior to that date, they were placed in the Kennedy

Administration files and kept strictly separate from the

files of the Johnson Administration. Mr. Hopkins gave

specific instructions that materials from the Kennedy

Administration were not to be provided to anyone in the

new administration, and in fact no files from the Central

Files, except for the permanent file, were provided.

However, no attempt was made to get personal or

chronological files from the various White House officials.

A few months after November 22, 1963, the Kennedy

Administration files from the Central files were boxed

and sent to a storage area at National Archives to await

shipment to Massachusetts upon completion of arrange-

ments for the Kennedy Library.

402

11. In January 1969, all files of the Johnson

Administration in the custody of Central Files, except for

the permanent file, were collected, boxed, and shipped to

Austin, Texas, for storage until completion of the

Johnson Library. No files of any kind in the custody of

Central Files were kept or copied for use by the Nixon

Administration.

12. At the time of President Nixon’s resignation on

August 9, 1974, instructions were sent to the staff

regarding the disposition of records in their possession. A

true copy of the memorandum signed by Jerry Jones,

Staff Secretary, setting forth these instructions is

attached to this Affidavit as Exhibit D.

13. Over an approximate four day period, beginningg

August 9, 1974, all files which had at that date been in

the custody of Central Files, except for the permanent

file, were boxed and turned over to the Office of

Persidential Papers. Files outstanding on August 9, 1974,

which were later received from staff offices, were also

sent to the Office of Presidential Papers. Such files are

still occasionally found among staff office files and when

received by Central Files, are then sent to the Office of

Presidential Materials. Requests to provide Nixon Admin-

istration files to the incoming administration after August

9, 1974, were not honored because all files had been

boxed and turned over to the Office of Presidential

Papers, later the Office of Presidential Materials.

14. Any calls from officials of the incoming Ford

Administration regarding immediate boxing and removal

of materials of the Nixon Administration or requests for

access thereto, were referred to the Office of Presidential

Papers since this is where they had been sent by Central

Files.

/s/William F. Matthews

WILLIAM F. MATTHEWS

403

Subscribed and sworn to before me this 7th day of July,

1975.

/s/William Hinbine

Notary Public

My Commission expires:

August 14, 1976

[Caption Omitted in Printing]

AFFIDAVIT OF GERTRUDE FRY

City of Washington _)

District of Columbia _) 4

GERTRUDE FRY, being duly sworn under oath,

deposes and says as follows:

1. I am presently employed in the White House

Office as Staff Assistant in the Staff Secretary’s Office. I

was first employed by the White House on January 21,

1969 as Secretarial Assistant to Egil Krogh in charge of

security. I then became Staff Assistant for Security until

September, 1972, when I was appointed to the position

of Supervisor of the Special Files Unit. I held that

position until June 23, 1975.

2. The Special Files Unit was created in September,

1972 and continued until June, 1975. At present, it is

being phased out by the Ford Administration. It is my

understanding that Special Files was created in order to

provide a central storage location for sensitive material.

Previous to September, 1972, much of this material had

not been sent to Central Files, but had been dispersed

throughout the White House and held by the individual

members of the President’s staff in their own offices. Our

instructions from President Nixon’s then legal counsel,

404

John Dean, were that such sensitive files should be

centrally located and further, that they should be

indexed and filed in the same manner as are the files in

Central Files. In the absence of such a centrally located

and properly categorized file, there was no way of

knowing the location of any of these files. Also, the

review and categorization of the presidential materials

which occurs after the President has left office could

proceed more quickly if these sensitive files, prior to the

President’s leaving, had been centrally filed and properly

categorized.

3. In establishing and maintaining the Special Files,

we utilized and followed the Central Files Manual, wiiich

directs the manner of filing and categorization of all

White House documents. As to most files placed in

Special Files, a blue cross-reference card was sent to

Central Files so that Central Files would have a record of

where these files were located.

4. Special Files initially conducted a review of the

files in the “Confidential File Section” located in Central

Files. Criteria were given to Special Files to determine

which documents should be culled from the Confidential

File Section and placed in Special Files. The criteria

were:

(1) Investigative reports on individuals.

(2) Applications and recommendations for posi-

tions.

(3) Documents containing derogatory remarks con-

cerning the character, loyalty, integrity, or

ability of individuals.

(4) Documents concerning personal, family or

financial affairs of individuals.

(5) Documents containing information § which

could be used to harass living persons or

relatives of recently deceased persons.

405

(6) Information prejudicial to the national secur-

ity.

(7) Information prejudicial to foreign relations.

(8) Communications addressed to the President in

confidence, the immediate publication of

which would result in discouraging confidential

communications to a President in the future.

(9) Documents pertaining to the President’s per-

sonal, family, business, and financial affairs.

(10) Security-classified information.

(11) Documents specifically restricted by the Presi-

dent.

(12) Politically sensitive information or documents.

In addition to documents meeting the above criteria,

Special Files also held documents in the President’s

handwriting, and all the files from the Staff Secretary’s

Office. During my tenure in the White House, Presidential

handwriting documents had never been held in Central

Files to my knowledge. Rather, a special file for such

documents had been maintained in the Staff Secretary’s

Office.

5. After initial establishment of Special Files, the

plan was that each individual member of of the

President’s senior staff would send to Special Files

sensitive material to be stored for his exclusive retrieval.

In practice, however, Special Files did not receive

sensitive material from many top staff members. In

addition, Special Files did receive the files of all staff

members when they resigned during President Nixon’s

term. We would then review all of these files, and any

boxes containing documents meeting the criteria outlined

above were retained under Special Files control. The

remaining boxes were sent to Central Files. Special Files

406

now numbers approximately 400 filing boxes roughly

one cubic foot in size, approximately sixteen of which

contain Presidential handwriting documents. It is also a

fact that some materials stored in Special Files were never

processed by the Special Files staff. These files were

placed in the Special Files Unit after May 1, 1973 when

some senior White House staff members resigned. They

were placed in the Special Files Unit in order to provide

them the tightest security possible.

6. When Special Files was created, access to docu-

ments stored there was restricted to the person with

whom the file originated or to persons we in Special Files

determined had a genuine need to see the document or

file. Where questions arose as to a particular request, we

cleared the matter with the Staff Secretary.

7. Now that Special Files is being terminated, files of

the Ford Administration in our custody will be placed in

the Confidential File Section in Central Files. Access will

require approval of Mr. Matthews, but only if one of the

two criteria formerly used by Special Files and described

above is met.

8. As part of my job in Special Files, I have visited

some of the Presidential Libraries in the National

Archives System. One of my purposes in doing so was to

gain knowledge on organizing and arranging Special Files.

/s/Gertrude Fry

GERTRUDE FRY

Subscribed and sworn to before me this 7th day of July,

1975.

/s/ Thomas J. English

Notary Public

My Commission expires: June 30, 1976

407

[Caption Omitted in Printing]

AFFIDAVIT OF JOHN C. BRODERICK

John C. Broderick, being duly sworn under oath,

deposes and says:

(1) I am Chief of the Manuscript Division of the

Library of Congress, and have been employed in that

position since January 6, 1975. Previous to my appoint-

ment as Chief of the Manuscript Division, I was employed

by the Library of Congress in various positions beginning

in 1964. As a result of my employment with the Library

of Congress, and my experience as a student of the papers

of constitutional officeholders, I have acquired know]-

edge of the history and ultimate disposition of certain of

those papers. The substance of this Affidavit is derived

from that knowledge and represents an accurate summary

of these particular .instances, to the best of my

knowledge, information, and belief.

(2) The Library of Congress maintains the papers, in

whole or in part, of twenty-three presidents. The papers

of other presidents are located elsewhere. For example,

the papers of Presidents John and John Quincy Adams

are in the Massachusetts Historical Society; those of

James Buchanan in the Historical Society of Pennsyl-

vania; Millard Fillmore’s papers are in the Buffalo and

Erie County Historical Society; the papers of Rutherford

B. Hayes are in the Hayes Library, Fremont. Ohio; and

the Warren G. Harding papers are in the Ohio Historical

Society. All of these are non-federal repositories. A copy

of a chart prepared by my office illustrating the

disposition of all of the papers of presidents is attached

to this Affidavit as Exhibit A.

(3) Between 1967 and 1974, Justice William J.

Brennan donated to the Library of Congress 55,000

documents covering his term in the Supreme Court from

408

1956 to 1970. The collection includes Memoranda for

Conference, Bench Memos, and case files by case name.

The case files include memoranda written to other

Justices, personal notes on the case, briefs, memoranda

from law clerks, and other material which the Justice has

accumulated with regard to cases.

(4) Attached hereto as Exhibit B is a true and correct

copy of the “Instrument of Gift” executed by Justice

Brennan providing the terms on reservation of literary

rights and access to legal files and correspondence.

(5) Justice William O. Douglas has donated to the

Library of Congress correspondence and other papers

pertaining to his work in the Supreme Court and

elsewhere covering 1925 to 1952. The content of Justice

Douglas’ papers is similar to that of Justice Brennan.

Attached hereto as Exhibit C are two of the “Instruments

of Gift” executed by Justice Douglas providing for

disposition and access to these materials.

(6) Between 1972 and 1974, the Hugo Black family

donated to the Library of Congress papers from Justice

Black’s entire career, 1898-1971, including his Supreme

Court papers. These later papers include correspondence,

assignment and conference lists, opinions in manuscript,

near-print and printed form, memoranda, research mate-

rials, printed matter, vouchers, financial materials, and

clippings. Also included in the collection are dictaphone

recordings, phonodiscs, magnetic tapes, and motion

pictures. Justice Black directed his family to destroy his

conference notes, which was done.

(7) Attached hereto as Exhibit D is a true and

correct copy of the “Instrument of Gift” from the Black

family to the Library of Congress containing the terms

governing literary rights and access to the materials.

409

(8) The papers of Justice Harold H. Burton number

120,000, span his career from 1896 to 1964, and include

legal files, diaries, speech files, articles files, briefs

prepared by law clerks for study, conference sheets,

studies on individual cases, drafts of opinions, and

comments on opinions from other Justices. The majority

of the papers were donated to the Library of Congress in

two installments: Justice Burton gave a substantial

collection in October, 1959; and his son made a second

major installment in January, 1965. Attached hereto as

Exhibit E are true and correct copies of the “Instruments

of Gift” covering the Burton papers governing any

restrictions on access, and literary rights.

(9) Mrs. Charles Evans Hughes in 1952 donated to

the Library of Congress a large body of correspondence

of Chief Justice Hughes. This donation includes cor-

respondence relating to both Hughes’ Supreme Court

career and personal life. No case files are included such as

are in the donations of other Supreme Court Justice. As

provided in Exhibit F attached hereto, which is a true

and correct copy of the Instrument of Gift executed by

Marjory Stuart Hughes, originally access to the collection

was prohibited except upon permission of Chief Justice

Hughes’ daughter. As of January 1, 1975, no restrictions

remain. Literary rights are reserved to Chief Justice

Hughes’ daughter.

(10) The Library of Congress also holds the papers of

several Congressmen, although most congressional collec-

tions are privately held. For example, the papers os Sam

Rayburn are located in the Sam Rayburn Library at

Bonham, Texas and the papers of Estes Kefauver are in

the University of Tennessee Library at Knoxville,

Tennessee. Among the congressional holdings of the

Library of Congress are the papers of Emanuel Celler and

the papers of Robert A. Taft. Exhibits G and H, attached

410

hereto, are true and correct copies of Instruments of Gift

to the Library. They provide the terms for access to

collections and right to review quotations from the

4il

APPENDIX I

ma teri als. DEPOSITORIES AND PURCHASES OF PRESIDENTIAL PAPERS

/s/John C. Broderick

JOHN C. BRODERICK

Prosijent Depositories ! Purchases?

Gesrge Washirgton The Library of Congress bas some 800 volurres cf Kctters, Cisries, Th j

a 132- 93). President official fs, 629 Other manuscripts. Tne Henry E. Huntington BAA.

1789-S7. Library Sin Marino, 2/4.) has 450 letters. The Cornecticut purchases totaling $45,059

State Library has the eccersive Trumbuli correspor-erce. in 1834 and 1849

Other colize’icas are i- =n Caisags Histories! Seciety (150

eae tre US. Sieve: Acectemy (15 pieces), Mar,tanc His-

rical S< ciety (62 pistes). Bostor Public Lisrary (5 vrts.),

Hr.ard College Litre. (22 prece:), william L. Clerer's

Libriry (Ana ‘Arbor aA 147 ems, De'rcit Pudlic Liorary

per: of the Ciary), W:--z:2%a Historical Society (123 pieces),

Pri-ceton University L xray. ew Jersey State Library (3.

items), Long Island &.::o:.<21 Soc'ety (123 pieces), Cornell

Universi pecs (89 < 2¢¢5), “orristown National Historical

Subscribed and sworn to before me

this 28th day of July, 1975.

/s/Signature

Notary Public

District of Columbia

My Commission Expires: September 30, 1979

Park (95 pieces), Col.-iva University Litrery (57 preces,

inclucing parts of the c :r,). ew York Historical Society (215

pieces), New York Pu: < tisarry, Pierpont Morgen Libra

(New York, 1.Y.) (il+ rems). Duke University Lioraries (5

pieces), Historical Soce::, of Pernsylvama, Virginia Historical

25 pieces). W.rgiva Stete Library, and Willem &

John & Zane (1735-

1825), President

1797-1801.

Thomas Je#erron

(1723-1226),

Presiser: 1291-09.

James Madison

(1751-1336), Presi-

Gent iSC3-17.

James Vorrce

(1738 ne. Presi-

Gert 1817-25.

tety so

Mary College (255 pisces) Tre Wastioz*on home, Mount

Vernon, has fariuly ¢2;2°3 2-4 ciaries of the lzter yetts.

The Adams papers ere t:"ze!,.n the "Aassachutatts H storical

Society, which has tne = ::4s. the 2_todisgrachy, ana «2rious

manuscripts. There are < cones of ¢:pers dated from 1776 to

1213. The Boston ub: L <rary ha: sore parers and some

books with arnotat,-as 2. A-ams. Tne post-cresidential papers

im the Hatvart Co 2g2 _ <rery are criafly retrospectiee Com

ments cn the Re.-tu:.:-. There ar2 sc2tteres p2-2rs in the

Columbia University ic-aty. the Duke Un sersiz, Hospital

Litrary, Prizcetoy U- .2°.ty Lidvary. the Prergoat “organ

Library, a Histzrizei S---27, cf Pears; tvania.

The Library of Congress n>: 236 solumes cf the cerrespe- cence,

and the Massachusetts + storca! Scciety has 77 vate es of

pers and some of Mis “22-10 Cocss. The University cf ¥.rgiria

38 2,500 iter 3, Colori2’ a':amsburg 600 cretes, aed Wiluam

& ‘tary Coliese 255 gicte:. The Virgiria Histcrizal Societs has

109 items, ard there e-: si 7 assorted pacers in the Virginia

State Lidrary. Other ccsect.crs are tne Henry E. Kurtirgton

Litrary (800 s.eces), t-e hh storcal Sczvety cf Deieznr-e 14

items), the Wiuam L. Ce rents Library (9! pieces). the Morsousi

Historical Society (126 items), Princeton University Library,

Columbia University L:cr2r, (21 items), New York His:orical

Society (139 ites), Men fork Putlic Litrary, Prerpont Morgan

Library (255 pieces). Ui-2 University Libraries (23 jieces),

Arerican Paicsophi: So-rety (Prilacelama), Historical Society

of Pennsylvania, and t-2 Uriversity of Texas (68 1ems).

There are 114 boxes and 19 volumes of papers in the Library of

Congress. The Univers:ty cf Virginia has 155 items, the New

York Historica! Society 155 cieces, and the Henry E. Huntington

Library 104 pieces. There are smalier collections at the Virginia

State ary, William & “Wary Colieze, the Virginia Historical

Seciety, the Historical Scz.ety of Penrsy.vama, the Pierront

Morgan Library, William L. Ciements Liorary, and Princeton

pep Library. The "sew Yor Public Library has a collection

Chief repositeries are the Library of Congress with 40 volumes and

5 boxes, New York Purisz Library with 1,300 items, and the

James Monrce Memcriat Foundatcn (Frecerichsburg, Va.)

with an extensive ard varved ccliection. There are also mate

tials at Wiitiam & Maz, College (ill pieces). the Universit

of Virginia (120 pieces). the New York Historical Society ¢

items), the Pierpont “organ Library (30 items). University of

Pennsylvania Lidrary (33 stems), the Virginia Historical Society

(35 items), 2nd the Vicgiria State Lidrary.

See footnotes at end of table.

Many of the 23,600 items

held by the Library cf

Congress were purchased

in 1248 for $20,000 from

Thomas Jefierson Ren-

dotph, executcr of the

Jeterson estate. Fuily

half of the collection

purchased at that time

was returned, however, as

being of too “personal ' a

nature for government

acquisition. This returned

Giomtely dered"

f y

the ' to friends,

telatives, and collectors.

Of the approximately 10,000

items in the Madison ccl-

lection held by the

Library of Congress, most

were acquired through 2

putchases from fars. M2 4-

Betas hate

e istorica

Society. The cost of the 3

transactions amoict to

The Li of Congress

holds 4 iterrs which

were acquired from tne

pang heirs in 1849 for

412

DEPOSITORIES AND PURCHASES OF PRESIDENTIAL PAPERS—Continued

President

Depositories !

Purchases?

John Grins Adams

(1767-1848), Presi-

dent 1825-29.

Andrew Jackson

(1767-1845), Presi-

dent 1829-37.

Martin Van Buren

(1782-1862)

President 1837-41.

William Henry

Harrison (1773-

1841), President

1841.

John Tyler (1790-

1862), President

1841-45.

James K. Polk (1795-

1849), President

1845-49.

2 T 1784-

*TaS0), President

1848-50.

“ate

, Fresi-

Gent 1480-53.

Franklin Pierce (1804-

President

1853-57.

James Buchanan

(1791-1868),

President 1857-61.

Most are in the Massachusetts Historical Societ Gene 15,000

diary pages ard 6,300 letters). The Library ot gress has

several boxes, and scattered items are in the New York Histori-

cal Society. the New York Public Library, and the Pierpont

Morgan Library.

The Library of Co-gress has a collection of over 340 volumes and Of

boxes. Tennessee State Library hes 1,500 items, and the

Tennessee Historical Society and the Jackson heme, the Hermi-

tage, have ad¢;*;onal materials. Other collections are the Chi

Historical Society (+50 items), New York Public Library (2

items), Pierpont Morgan Library (72 pieces), Duke University

Libraries (50 stems), Missouri Mistorical Society (40 items),

Princeton Universi*y Library, and New York Hi torical Society.

_— collections in the Columbia County Historical Society

ndethook, NY.) the Prerpont Morgan Library and the

Massachusetts Historica! Society.

peagrngenuze

Tyeaue

ty = safe

bail

Most are in the Library of Congress and Indiora State Library, but A number of Harrison's

Significant presidentia! writings are limited to his inaugural

dress.

records are thought to

have been destr when

ee

There are 8 volumes in the Library of Congress, end a smaller col- While a large part of the

lection in the Duke Univercity Libraries The University of .Vir-

io Library, Wiliam & Mary. ae. and the Pierpont Morgan

iDrary have collecticas ranging up to 130 pieces

i volume and 2 boxes are in the Library of Congress. The Kentucky

Historical Society (Franktort), the University cf Kentucky Library

and the University of North Carolina Library have assorted

papers, mostly pre- Presidential.

The Buffalo Historical Society has all but a few that are in the

Library of Congress.

The largest collection, 1,5C0 items is in the New Hampshire His-

torical Society. The | eo has a few additional

ing

oy But the papers re! the period of the presidency

for the most part, disappeared.

The Library of 4 ~ has 11 volumes and boxes, and the His-

torical Society of Pennsylvania has 25,000 items. There is a

considerable collection in the Lancaster (Pa.) Historical

Society. Smailer collections are in Franklin & Marshall College

Library, Dickinson Coliege Library, the Rutherford B.

ee Ohic), the a Mcrzan Librery, the

York Historical Society, and the Princeton University Library.

See fvotnotes at end of table.

Tyler cache was burned in

pao hy = Richmond was

raty of Congress =.

chased fom

413

DEPOSITORIES AMD PURCHASES OF PRESIDENTIAL PAPERS—Continued

President

Depositories '

Purchases?

L95raham Lincola

mee om 5

esident 1661-

65.

Ladrea Johnson

(i£%3-75),

Presizent 1865-€3.

Ulysses S Grant

1222 85).

tesizent 1289-77.

Rutherford B. Hayes

(1222-93), Presi-

cent 1877-81

James A. Garfield

(1931-81).

President 134!.

Chester A. Arthur

(1230-85).

President 1881-85.

Grover Clevaiand

(1837-1908)

Benjamin Ha.1ison

(1833-1901) Presi-

dent 1889-93.

Witham McMiniey

(1843-1991), Presi-

dent 1897-190).

Theddore Roosevelt

(1858-1319). Presi-

Cent 1901-09.

The major collection, ower 250 wcities and boxes, isin the Library

of Congress. The Miivors H.s:srcal Society has cver 6.°C0 items.

and the Brow Unieetsets Liirary 1.673 pieces. There are ¢

boxes cf material a: ine Us.versrcy cf Cnicago. Other ccitecuons

are at the Chicago Histcr.ca: Sx ety (SG items), Indiara Uriver-

sity Lideary (215 ems), Zcs2c° vr saree Lidraries (60 items),

Harvard Cologe Library (4) -e~ 7"), New Yors Pistorca: Sx.ety

(4 wilumes and DOtEs). Sea Yoru Pubtic Lirary (4 tzxes),

Winnasota Hastcrcal Sc ety (il stems), Misscuri Hist=rical

Sxiety (41 tems). the P.27co-t Weorgan Litracy (25 items). the

Rutherforc 6. Hayes Lcsary (Frement, Orc), ant Lincela

Mem-nial Uniearsity ‘rlatr:gace, Te77.).

The Litrary ot Co-gress Fas 275 clones and t:aes, Tre Outer.

ford B. Mayes Licrary has 252 seus, ane the Duke Urvesrinty

Libraries have +2 tems.

The Litvary cf cargrets “ss c.e* 190 volurres and tcues. The

Henry E. Wuntagts> urtsare mes 325 tems, anc the RuSser*sr 2 B.

Mayes Library 255 stems Soma. er cclections are at tre Cr.cags

Historical Saciet, (ict 2 acet). Huvois State Historica! Letrary

wad pieces), C-:cago OWS. Lesrary (10 pieces), Mirno.3 Mestcrical

ciety (27 setters). toe ‘vee Yora Historical Socrety (35 ste75),

and tre Pierpont Morga~ wrrary (11 pieces). e

Some 309 volumes 2-4 75,°C5 items are in the Putrerford B.

Hayes Lidrat, in Fremcrt Goro, Mayes’s home Wester> Re-

serve University Littary 25 2 Downes, and the Litrary of Co- gress

has 5 boxes,

There are 343 sciume: 2-7 teses, most ore-Presidertial. i- tre

Lidrary cf Congress The © + > Historical Socvety nas 1] boa. ard

tre Rutnetord B. ha.es Letcery has 30 iter.s.

The Lidrar, of Comg-ess “as § teoxes; the “sew Yors Hittciical

Society 8 vo'urer =f letters and a box of otter papess The

Rutrerfors 8. Hayes Lit’a*y ras 16 items.

The maict collections ate at the Library cf Congress #.th £97

volumes ars 109 tcret 3-3 tha Detroit Pudi Libra, with

1,250 items large!s re'z*i-z 2 the second administrate. Tne

Butfaio Hestorcal Socety “38 75 items, “ew York Hoctorical

Society So items a-2 Piergoct Morgan Library if pisces.

Princetor Univers.ty Liz’aty asa Nas a varied collection

The Lidrar, of Congrest “2s 290 welumes and 193 boxes. Indiana

pea has a dcaciparers, and the Rutherfzr¢ B. Hayes Lit:ary

items.

There is a collection of £17 wx umes and boxes in the Lidrary of

Congress. and cther sicaie ccliectrons are at the Western Re-

serve Historical Society and the Western Reseree U-iversity

Library (2 volumes of 'e*ters). A few papers are at the Rut*erfors

B. Hayes Lidvary

The Library of Congress

accuired its collection cf

Johnson cepers through

two curchase: from family

heirs for $7,500.

Though not 2 prolific letter

writer, Grent ts reported to

have returned certain

letters he received as

Presitentjto the originator

of the correspondence.

The frst actual Presidential

library, the Hayes Me-

morial Library is main-

tained by the State of

Omo and the Rutherford

B. Hayes-Lucy Webb

Hayes Foundation.

The Library of Congress

was mace a gil its

Gari.eld coliection in 1930-

31 by the former Presi-

Gent's children.

The Cleveland collection of

the Library of Congress

was presented asa # by

Mrs. Preston, the former

President's widow

The Harrison papers were

presented tc the Library

of Congress members

of the former President's

family.

Apprcximately 122,000

stems were presented

to the Lidrary of Congress

in 1935 by George 8B.

Cortelyou. the President's

personal secretary and

executor.

The Library cf Congress Sat well over 1,000 «<lumes and boxes. The T. R. collection held by

There 1s avcther large c wiection at the Marva’d College Lidrary.

The Pierpont Mtovgea Lin-ary has the martuscript of hes 2cto-

biography ard some “esters. Willan L. Clements Litrar. has 299

items, the Universit) cf Southern California Licrary 60 items.

Bowdoin ——— Liwary 15 items, Duke University Lidraries 43

pieces, and Vale Unisesity Library assorted letters.

Wilham H. Taft (1856- There are 1,2CO boxes at the Library of Congress. Other cotlections

1924), President

1909-13.

are at the Yale Univers:ty Lidrary, Princeton University Library,

bag Peseree U-s-2'sity Liprary, ard the Ohio Historical

See footnotes at end of table.

the Library of Congress

was donated by the

—_ President him-

DEPOSITORIES AND PURCHASES OF PRESIDENTIAL PAPERS—Continued

414

President Depositories !

Woodrow Wilson The Library of Cergress has 1,375 b-xes. Yale University Library The Library

(1856-1924), Presi- has the Wilson-House corsesoo". 2. Harvard Ccllege Library holds the

deat 1913-21. has the letters to Walter Fin. * .. There are major materizis dent's collection

Warren G. Harding

(1855-1923). Presi-

dent 1921-23.

Catvin Ccoli¢ge

(1872-1933). Presi-

dent 1923-29,

Herbert C. Hoover

(1874-1954), Presi-

dent 1929-33.

Franviin D. Roosevelt

(1882-1945).

President 1933-45,

Harry S. Truman

1884-1972),

esident 1945-53.

Dwight D. Eisenhower

(1890-1969).

President 1953 61.

Joho F. Ker

(1$17-63),

President 1961-63.

Ly ndoo B. Johnson

(i903-73),

President 1963-€9,

Richard MM. Nixon

(1913-

1913- ),

President 1969-74.

at Princeton Univers** 'il 42 «1,150 items at Columbia

University Library. © «> —« f Virginia Library has 248

tend Historical Sozic7

oundation has some mau ¢

There are 4 boxes in the Library of © . 2 boxes in >. ~hio

Historical Seceety and an undi amount in the rn ong

Memorial Association, Marisa, Ob*.

The Library of Congress h2s 357 boxes, and the Forbes Library,

Northampton, “2ss . 79 volumes ard boxes. Smaller cctlections

are at Amherst College Litrary, the State Library cf fAassa-

chusetts, and Tul2r2 Uriversity Lidrary.

The chief reposito-ies ere the “cover Institution on War, Revolu-

tien, and Peece at Stia‘:r¢ University, and the Hoover Library

at Vest Branch, Io.v2. There 2re smail ccilecticns at the Uni-

versity of Southern Ca':f>-miz. Yale University Library, Harvard

Coliege Library, end Pri-zetur University Library.

There is a — and 94 + collection in the Bganklin DO.

Roosevelt Liorary at bh. -¢ Park, WY. The Library of Congress

had ] volume and 2 boxes, and the Duke University Lidraries

have 26 items.

The central collection is 2* the Truman Library. Independence, Mo.

There are a few pzper: 17 the Library of Congress.

The papers are housed a: 12 cisenhower Museum in Abilene, Kans.

The papers of Kenned,, 2: well 2s others relating to his adminis-

tration, will be housed 11 a memorial lidrary at Harvard Univer-

sity.

The Johnson papers are 2! the Ly+40n Johnson Library located at

the University of Texes. ~ustia, Tex.

The Nixon papers ar2 being gathered in Washi at the National

Archives for shipment to 2 Federal Records Center near San

Clemente, Calif, where the, will be under the joint supervision

of the former President 224 the G2neral Services Administration.

it

H

| Information regarding papers depositories is gerer2il; drawn from Arthur Bernon Tourtellot. The Presidents on the

presidency. Gardes City NY. Doubleday & Co., 1955, 2D. 471-485; updating material supplied by the National Archives

purchases of Presidential parers is drawn from David Demarest Lloyd. Presidential papers

and Records Service.

> Information

and Presidential li =, Manuscripts, v. 8, fall, 1955:9-15. -

Source: Harold C. Relyea, analyst, American National Government, Government and General Research Division, Sept.

24, 1974.

415

COUNTY OF ARLINGTON _)

) ss

STATE OF VIRGINIA )

AFFIDAVIT

Personally appears before me Jack Alvin Albright,

Major General, U.S. Army, who, being duly sworn

deposes and says:

(1) I, Jack Alvin Albright was assigned as the

Commanding Officer, White House Communications

Agency from Apri! 29, 1965 to June 12, 1969. In making

this affidavit the following represents my best recollec-

tion of actions taken with respect to my assigned duties

at the White House Communications Agency.

(2) At the time I assumed the responsibilities of this

position I found that there were in existence facilities

whereby the President or designated members of the

White House Staff could record telephone conversations

by a simple act of pushing a button on the telephone or

throwing a separate switch which would activate a

recording device thereby recording the conversations. My

Agency was responsible for installing and servicing these

facilities. Either at the end of each day or when the

recording belt or tape was completed, a member of my

Agency removed the recording and presented it to the

secretary of the office concerned. Recordings were

transcribed by secretaries in the White House Staff as

directed by the office in which the recorders were

installed. Recorders were installed or available on selected

telephone lines in the office of the President and the

office of his Appointments Secretary. In addition, this

same capability was available at Aspen Lodge, Camp

David, Maryland, the Main Ranch House at the LBJ

Ranch in Texas, and the presidential offices in the

Federal Office Building in Austin, Texas. These recorders

were not equipped with any warning devices.

416

(3) The conference table in the Cabinet Room at the

White House contained hidden microphones which could

be activated at the conference table.

(4) In January 1969 President Johnson personally

directed me to remove all recording devices from the

Cabinet Room and from all telephones. This was

accomplished prior to the departure of President Johnson

from office.

/s/Jack Alvin Albright

J.A.A.

County of Arlington )

) ss

State of Virginia )

Subscribed and sworn to before me, a Notary Public

for the County of Arlington, State of Virginia, this 17th

day of July, 1973

/s/Rose C. Morris

Notary Public

My commission expires 20 April 1976.

[Caption Omitted in Printing]

AFFIDAVIT OF MILDRED STEGALL

State of Texas

: 3

County of Travis

MILDRED STEGALL, being duly sworn under oath,

deposes and says as follows:

1. On June 30, 1975, I retired from the position of

Program Officer in the Lyndon Baines Johnson Presiden-

417

tial Library where I had been employed since mid-1969.

Prior to that time I was employed as an assistant to

President Johnson during his term in the White House. I

joined his Senate staff July 1, 1953, and worked

continuously for him for the next nineteen and one-half

years.

2. I worked with President Johnson in the prepara-

tion of his memoirs which he wrote after leaving office

on January 20, 1969.

3. I served as personal custodian of a quantity of

tape recordings which were recorded in the White House

during President Johnson’s term. These were principally

recordings of telephone conversations between President

Johnson and others made on a selective basis from a

device activated manually on his secretary’s desk outside

the Oval Office. Some were recordings of meetings held

in the Cabinet Room.

4. President Johnson made frequent use of these

recordings during the preparation of his memoirs. On

occasions when preparing portions of his memoirs in

which the recordings reflected what he had said or done,

he would request me to type a transcript of the

recordings covering that period so that he could

personally review them.

5. Also, when President Johnson considered the

transcripts to be pertinent, he would permit members of

his staff to review particular recordings. In most instances

he dictated summaries of these recordings for the staff

members’ use in their work on the memoirs.

6. President Johnson on various occasions informed

me he considered that ultimately these recordings would

be of benefit to historians but that he was concerned that

these recordings never be used to injure, embarrass or

otherwise reflect adversely upon any person. He in-

418

structed me, in this regard, that if the recordings should

be in my possession at the time of his death, I should

deliver them thereafter to the Director of the Presidential

Library and inform him that the recordings were to be

deposited under seal and that the seal should not be

broken nor the recordings reviewed for a period of fifty

years from the date of President Johnson’s death.

7. At the time of President Johnson’s death, the

recordings were in fact in my custody. As President

Johnson had requested, I delivered them to Harry

Middleton, Director of the Johnson Library, and in-

formed him of the fifty years access restriction President

Johnson had requested to be imposed.

/s/Mildred Stegall

MILDRED STEGALL

Subscribed and sworn to

before me this 29th day of

July, 1975.

/s/John M. Barr

Notary Public

[SEAL]

My commission Expires:

June 1, 1977

[Caption Omitted in Printing]

AFFIDAVIT OF JOHN R. HUBBARD

I, JOHN R. HUBBARD, being duly sworn, hereby

deposes and say:

1. I am the President of the University of Southern

California located in Los Angeles, California and have

served in that capacity since August 3, 1970.

419

2. Beginning in approximately March 1975, I en-

gaged in a series of discussions with former President

Richard M. Nixon concerning the disposition of the

historical materials pertaining to his public career,

including those relating to his tenure as President. During

those discussions Mr. Nixon expressed to me his desire

that these materials be preserved for history and that

they be made available to scholars for research and

analysis.

3. During these discussions I expressed to Mr. Nixon

the University’s willingness to establish a library to house

Mr. Nixon’s historical materials, and I informed him that

the University was prepared to operate an appropriate

archival facility upon the receipt and inventory of said

materials.

4. Although it is the University’s desire to include in

the Library historical material pertaining to Mr. Nixon’s

entire public career, the material relating to his tenure as

President, particularly those items now in the possession

of the Government which are the subject of this

lawsuit must, obviously, form the core of the Library.

Considering the extraordinary historical significance of

many of the events which occurred during Mr. Nixon’s

Presidency, the University firmly believes that the records

behind these events should be made widely available for

research and study. In this regard, my discussions with

Mr. Nixon included reference to the White House tape

recordings which, in the interim depository agreement

with the General Services Administration (GSA), Mr.

Nixon had agreed should be destroyed as of September

1984, or at the time of his death, after an initial five-year

deposit. Mr. Nixon stated that he intended these

recordings to be included among the materials transferred

to the University and that he would take steps necessary

420

to eliminate the destruction provisions of that agreement

in order to facilitate that expressed intention.

5. A copy of Mr. Nixon’s public statement released

in conjunction with the announcement of the plans for a

presidential library at the University of Southern Califor-

nia is attached hereto as Exhibit A. A copy of the

University’s public statement in this regard is attached

hereto as Exhibit B. The University is presently negotiat-

ing with Mr. Nixon through his attorneys as to the precise

terms of the Agreement which will finalize these

discussions.

/s/John R. Hubbard

J-R.H.

Date: 30 July 1975

STATE OF CALIFORNIA )

) ss.

COUNTY OF LOS ANGELES _)

On July 30, 1975 before me, the undersigned, a Notary

Public in and for said State, personally John R. Hubbard,

known to me to be the person whose name is subscribed

to the within instrument and acknowledged that he

executed the same.

WITNESS my hand and official seal.

/s/[Mlegible]

[SEAL]

421

[Caption Omitted in Printing]

PLAINTIFF’S BRIEF IN SUPPORT OF CLAIM

FOR PERMANENT INJUNCTIVE AND

DECLARATORY RELIEF

* * *

III.

THE PRACTICE OF PRESIDENTS AND OTHER

CONSTITUTIONAL OFFICEHOLDERS IN EXERCISING

INCIDENTS OF OWNERSHIP IN THE

PAPERS AND EFFECTS OF THEIR OFFICES

A. Presidents.

Although every constitutional officeholder has treated

the materials accumulated by him while in office as his

own, the record demonstrating in what forms thai

ownership has been exercised is understandably best

documented in the case thoroughly illustrates the

unvarying practice of early Presidents and their families

in exercising common law incidents of ownership, but it

is informative to discuss a few examples here because

they not only lend support to plaintiff’s claim to the

same rights but help explain the rationale that underlies

the cutsom of ownership.

The papers of 23 Presidents are now found in the

Library of Congress’ presidential collections. Historians

and scholars employed by the Manuscript Division of the

Library have documented the history of the collections

and have described how each President and his family

disposed of the papers of his office.*!

21 See Stipulation, dated July 31, 1975, concerning the Library

of Congress’ historical summaries describing its collection of

presidential papers and effects [hereinafter “Stip. of Hist.

Summ.”’}.

422

1. The practice prior to Hoover.

George Washington.

At the end of Washington’s second term, he instructed

his personal secretaries to separate from among his papers

those which he wished to leave for John Adams’ use. The

remainder were packed and sent to Mount Vernon. In the

short time Washington lived after leaving office, he was

able to review only a small portion of his papers. Upon

his death, he bequeathed to his nephew, Bushrod

Washington, “‘all the papers in my possession which relate

to my civel [sic] and military administration of the

affairs of this country, also, such of my private papers as

are worth preserving.”

From 1800 to 1833, the papers changed location

several times, although the bulk of the collection

remained in the hands of Chief Justice Marshall, who

intended to write a biography of Washington. However,

between 1824 and 1827, Washington’s nephew nego-

tiated with Jared Sparks to have him write an official

biography of Washington. A contract was finally exe-

cuted, and Bushrod Washington directed that the papers

be sent from Marshall to Sparks.

In 1833, the Secretary of State requested of George C.

Washington (nephew of the deceased Bushrod Washing-

ton and legatee of the papers) that-he deposit the papers

in the Department of State. Washington agreed to

transfer title, with the exception of those “‘of a private

nature, or which it would be obviously improper to make

public.”’ He reserved to Sparks the right of publication of

the papers. On June 30, 1834, Congress appropriated

$25,000 for the purchase of Washington’s papers pur-

suant to the Secretary of State’s agreement, and in 1849,

it appropriated another $20,000 to purchase papers

withheld earlier by Washington under the exceptions

423

s

originally agreed upon. (Stip. of His. Summ., /ndex To

The George Washington Papers, Library of Congress

(1964).

James Monroe.

When Monroe left the Presidency in 1825, he was in

financial tronble, and looked to the use of his presidential

papers as a source of revenue. He wrote an autobiography

and one paper for Congress, using his papers in order to

raise money. On January 27, 1828, a new method of

obtaining income from the papers was suggested to

Monroe by Nicholas Trist of Monticello. Trist suggested

that Monroe pledge the income from future publication

of his»papers relating to Jefferson, in return for a loan

(presumably from Trist, although this is unclear). Monroe

replied: “Your suggestion as to the sale of my papers, or

pledge of them, merits attention.”

Upon his death, Monroe entrusted his papers to his

son-in-law, Samuel Gouverneur of New York. The legacy

required Gouverneur to divide equally with Monroe’s two

daughters the income from any publication that Gou-

verneur might undertake. Gouverneur never did publish

the papers himself, but in 1844 he transferred the papers

to Henry O’Reilly for publication, dividing the profits

pursuant to a complicated settlement with Monroe’s

estate. On June 30, 1850, Congress appropriated $20,000

for the purchase of Monroe’s public papers; his private

papers were acquired later. (Stip. of Hist. Summ., /ndex

To the James Monroe Papers, Library of Congress, 1963.)

Andrew Jackson.

President Jackson, shortly before his death, placed his

collection of papers in the hands of Amos Kendall, a

close friend, with the following injunction: “On the

subject of my papers—You are to retain them so long as

424

you think necessary [sic] to use them—Should you die

they are to pass forth into Mr. [Francis P.] Blair’s

hands—I have full & unlimited confidence in you both,

that my papers will be safe in your hands & that they

never will be permitted to be used but for a proper use.”

After Jackson’s death, Andrew Jackson, Jr., contrary to

his father’s earlier statement, began to collect all of his

father’s papers and place them in the custody of Mr.

Blair. Thus, Francis Blair controlled access to most of the

Jackson papers for several years, granting access to such

interested persons (e.g., Jackson biographers) as he might

deem fit. Kendall retained a substantial number of

Jackson papers until his death. After the deaths of Blair

and Kendall, the Jackson papers were separated and

dislocated, falling into different private hands for several

years.

On February 29, 1884, the Senate resolved to “‘inquire

into the propriety and expediency of purchasing said |

collection of papers from General Jackson’s legal

heirs...’ A legal struggle ensued between the heirs of

Francis Blair, who had possession of many of the Jackson

papers, and the heirs of Andrew Jackson, to determine

ownership in the bulk of the papers. On October 29,

1890, the Supreme Court of the District of Columbia

dismissed the Jackson heirs’ bill of complaint. In 1930

the Library of Congress received deposit of and title to

the Blair family’s collection of Jackson papers. Later, in

1911 and 1932, two purchases of Jackson papers were

made, amounting to $18,000. The Library of Congress

later purchased other smaller collections of Jackson

papers from different persons including heirs of the

former president. (Stip. of Hist. Summ., /ndex To The

Andrew Jackson Papers, Library of Congress 1967.)

425

John Tyler

Tyler took great care im preserving his papers after his

presidency. In 1859, he executed a will bequeathing to

his sons and son-in-law “‘for revision and publication if

they shall think proper all such of my papers as relate to

my own times... or to public affairs.’”” To his wife he

~ left all his private papers. Most of his papers were either

stolen or destroyed during the Civil War. The small

collection presently in the Library of Congress was

gathered by Tyler’s son, Lyon, and sold for $1,000 to the

Library in 1919. (Stip. of Hist. Summ., Index To The

John Tyler Papers, Library of Congress, 1961.)

James K. Polk.

Upon leaving office in 1849, Polk transferred Adminis-

tration papers to his Tennessee home and to various

departments of government. Polk died shortly after

leaving office, and the papers sent to Tennessee remained

in Mrs. Polk’s possession with two exceptions, until her

death in 1891. The two exceptions were for transfer of

the papers to an official biographer and to George

Bancroft who also undertook a biography of Polk. Both

times the papers were returned to Mrs. Polk. Upon her

death, Mrs. Polk left the papers to her niece. In 1902, the

Chicago Historical Society purchased Polk’s diaries as

well as some 300-400 letters from her; in 1903 the

Library of Congress purchased the bulk of the collection,

approximately 10,000 documents. Shortly thereafter, the

Chicago Historical Society sold its holdings to the Library

of Congress. Finally, in 1910, the Library acquired the

remainder of the collection. (Stip. of Hist. Summ., Jndex

To The James K. Polk Papers, Library of Congress 1969.)

426

Abraham Lincoln

Immediately after Lincoln’s assassination, Justice

David Davis at the request of Robert Lincoln ordered the

President’s files packed and shipped from the White

House. Two aides to the President then removed the

papers within two weeks, and transferred them to the

National Bank in Bloomington, Illinois. Between 1865

and 1874 it is unclear whether anyone had access to the

papers in Bloomington. In 1874, however, Robert

Lincoln ordered the collection transferred to J.G.

Nic6My in Washington, D.C. for use by Nicolay in

writing the official Lincoln biography. The papers

remained in Nicolay’s possession until 1901, when he

died, and then were transferred to the State Depart-

ment. Robert Lincoln retook possession of the papers in

1905 and only in 1919 did he transfer possession to the

Library of Congress. On January 23, 1923, Lincoln

deeded title in the papers to the Library of Congress,

upon the condition that access to the papers be totally

restricted until twenty-one years after Robert’s death.

Robert died July 26, 1926. (Stip. of Hist. Summ., Jndex

To The Abraham Lincoln Papers, Library of Congress

1960).

Andrew Johnson.

Johnson died in 1875, leaving to his eldest daughter,

Martha Johnson Patterson, the materials he had taken

from the White House. During her years as sole possessor

of the papers, she granted very few of the many requests

for access. In 1890, she allowed Laura Carter Holloway

to use the papers for a biographical sketch of Johnson in

another book and in 1900, Holloway and David DeWitt

were allowed to use the papers for a biography of

Johnson. Martha Patterson died in 1901, and bequeathed

the papers to her son, Andrew Johnson Patterson. In

427

1904, the Library of Congress purchased the papers from

him for $7,500. (Stip. of Hist. Summ., /ndex To The

Andrew Johnson Papers, Library of Congress 1963).

William McKinley.

McKinley did not provide for disposition of his papers

in his will. Instead, a co-executor of his estate, George

Cortelyou, assumed responsibility for them. Cortelyou

intended to deposit the papers in the Library of Congress

in 1905, but for various reasons deferred deposit until

1935. After deposit, he controlled access to the

collection until 1940; his son, George, Jr., controlled

access until 1954. (Stip. of Hist. Summ., /ndex To The

William McKinley Papers, Library of Congress 1963).

William Howard Taft.

President Taft left the Office of the President on

March 4, 1913, and assumed residence in New Haven,

Connecticut. Once established, he directed the executive

clerk at the White House to send his presidential papers

to New Haven. All of his papers were not sent, however.

In 1915 the executive clerk discovered a group of Taft

papers which had been intermixed with the White House

Office Files, and immediately dispatched the newly-

discovered collection to New Haven. Again, in late 1924,

extensive office files of the Taft Administration were

discovered in the White House, separate from the

General Office Files of the White House Office, and

deposited in the Library of Congress at then Chief Justice

Taft’s request. Earlier, possession of the collection of

Taft papers which had been sent to New Haven had been

acquired by the Library of Congress. Until 1952 the Taft

papers were only on deposit in the Library of Congress;

in February of that year the deposit was converted to a

gift by Robert A. Taft, Charles P. Taft, and Helen Taft

428

Manning. Until 1960, none of the papers could be

consulted without the consent of the Taft family. (Stip.

of Hist. Summ., Index To The William Howard Taft

Papers, Library of Congress 1972).

Woodrow Wilson.

Despite a request to President Wilson by the Library of

Congress that his papers be transferred to the Library

immediately following termination of his Presidency,

Wilson took his papers with him. A second request for

deposit of the papers in 1922 led to a similar refusal.

President Wilson replied to the Library: “I am not willing

yet to make any such disposition of my papers. I think it

best to leave the matter for my last will and testament.”

Shortly after Wilson’s death in 1924, the Library

renewed its request for deposit of the Wilson papers, this

time to Mrs. Wilson. The request assured Mrs. Wilson that

whatever her wishes regarding treatment of or access to

the papers, the Library would respect them:

“[T]he Library desires the papers as a deposit

from you, to be held subiect to your orders, to be

withdrawn for biographic:’ purposes at your pleas-

ure. The papers would not be open to inspection

except on your order. If you so will they will simply

be stored, «:ithout arrangement of classification.

You may tre the Library as a storage warehouse,

thereby insuriy safety from fire and theft. Mean-

time we would endeavor to secure originals of the

letters that are now in private hands. . .”

Mrs. Wilson replied that she did not wish to deposit the

papers at that time, although her desire was to deposit

them eventually with the Library. After a biographer had

been appointed, Mrs. Wilson reopened negotiations with

the Library in 1929 for deposit of the papers. After

several months of negotiations, the Library and Mrs.

429

Wilson agreed to a memorandum of conditions for

deposit, Which specified several restrictions on access as

well as the right of the donor to witlidraw the collection

from deposit. As the collection was gradually transferred

from the biographer to the Library, the public began to

gain access to the Wilson papers. All requests for access,

however, were referred to Mrs. Wilson for clearance until

her death in 1961. (Stip. of Hist. Summ., Index To The

Woodrow Wilson Papers, Library of Congress 1973).

In sum, although different Presidents disposed of the

materials of their offices in different ways, each President

without exception took with him the papers of his office

or otherwise provided for their preservation or disposi-

tion as he deemed appropriate. Moreover, in nearly every

case the President or his heirs exercised some incident of

ownership in addition to simply protecting the confiden-

tiality of the material itself. Several Presidents be-

queathed their papers and effects to their family.

(Washington, Monroe, Tyler, Andrew Johnson). Others or

their heirs used or authorized the use of their materials to

further literary interests. (Washington, Monroe, Polk,

Lincoln, Andrew Johnson, Wilson). Some presidential

materials were ultimately donated to private collections

or to the government. (John Adams, John Quincy

Adams, Jackson, Buchanan, Fillmore, Harrison, Mc-

Kinley, T. Roosevelt, Taft, Wilson, Hayes, Garfield,

Cleveland). Some were sold for substantial sums. (Wash-

ington, Jefferson, Madison, Monroe, Jackson, Tyler, Polk,

Andrew Johnson). Others were simply destroyed. (Van-

Buren, Fillmore, Pierce, Harding). (Broderick Aff).

Intervenor-defendants, relying upon the Affidavit of

Julian P. Boyd, editor of the Thomas Jefferson Papers,

apparently contend that all Presidents did not consider

their public papers to be private property. The affidavit,

which deals only with Jefferson’s Presidency, however,

430

shows solely Jefferson’s concern for the historical

preservation of his papers which is not unmindful of the

identical concern for preservation exhibited arid shared

by Presidents Hoover, Roosevelt, Truman, Eisenhower,

Kennedy, Johnson and Nixon. His description of the

steps taken by Jefferson to deposit official papers in the

appropriate departments or agencies could be compara-

ble, for example, to the steps Mr. Nixon undertook to

institutionalize the files of the National Security Council,

or the general practice in government agencies to retain

all records generated or received by them including all

communications with the White House. The rather abrupt

conclusion of the affiant in paragraph 5 that Jefferson

“considered it to be self evident” that “public records are

public property” is—as admitted by affiant—unsupported

by any expression by Jefferson.

2. The practice since President Hoover.

The collections of papers of early Presidents reveal

indirectly that each took with him those items he

accumulated while in the White House; there is direct

evidence of the fact, however, since the Administration

of President Hoover. It is provided by William J. Hopkins,

a career White House employee who served every

President from Hoover to Nixon. As a general matter, Mr.

Hopkins expressed the transition practice as follows:

“At the end of each Presidential Administration

under which I served, all of the files maintained by

the Central File Room, as well as those maintained

separately by the President’s staff and his personal

secretary, were packaged and shipped to a desig-

nated location selected by the retiring President or

his representative. The only files which remained for

the incoming Administration were the files of the

Administrative Office, the card file in the Records

Office, and a small ‘precedent file’ maintained in

Central Files.” (Hopkins Aff. 6)

431

In reference to specific transitions the following

occurred. .

President Roosevelt.

Portions of President Roosevelt’s materials had been

sent to his library in Hyde Park during his term in office.

Mr. Hopkins describes the handling of those files which

remained in the White House Office at Roosevelt’s death.

“Because of the death of President Roosevelt

during his term in office, the packing and shipping

of his files was less well prepared than during the

changeover from President Hoover to President

Roosevelt. President Roosevelt had already shipped

to Hyde Park for storage some of his files which had

become inactive. All of the files that remained in

Central Files were packed in large boxes and sent to

the National Archives within 72 hours of President

Roosevelt’s death. Nothing was left in Central Files

except the small precedent file. The incoming mail

which had not yet been acknowledged at the time of

President Roosevelt’s death was left unanswered,

bosed for transfer to the National Archives, and for

subsequent forwarding to Hyde Park. Although

President Roosevelt’s material was in the Archives

building temporarily, access to it was controlled by

President Roosevelt’s Private Secretary, Grace Tully,

and later by a committee consisting of Grace Tully,

Judge Samuel Rosenman, and others whom I do not

presently recall.

President Roosevelt, like all other Presidents,

maintained his own personal file which was not

comingled with the files in Central Files. Grace

Tully. had responsibility for and control over access

to this file, which consisted of materials more

political or more sensitive than the materials

normally sent to Central Files. Upon President

Roosevelt’s death, this file was sent to the Archives

432 433

as well, where Miss Tully, having sole control over

access, personally worked with the file for several

months before its eventual transfer to the Roosevelt

Library in Hyde Park.

The files of President Roosevelt’s staff that were

not maintained in Central Files were also packed

President Etsenhower.

The first-hand account of President Eisenhower’s

departure from the White House is provided by his son,

John S.D. Eisenhower, who personally supervised the

collection and transfer of his father’s papers and effects.

and sent to the National Archives Building with the

rest of the Presidential materials at the time of

Roosevelt’s death. Because of the abrupt change of

Administrations, some of the staff members worked

in the White House on President Truman’s staff for

an interim period, and maintained those materials in

their files which were active at the time of the

changeover. Shortly, however, even those materials

were forwarded for inclusion among President

Roosevelt’s materials.” (Hopkins Aff. 9-10).

“Near the conclusion of my father’s second term

as President, I began the process of arranging for the

disposition of all the materials generated by or

retained within the Office of the President during

his Administration. Through conversations with

President “isenhower and others, I was aware that

prior to the time my father arrived in the White

House on January 20, 1953, the prior administra-

tion had removed from the White House and

Executive Office Building offices all staff and

central files pertaining to the work of that adminis-

President Truman. tration. My father informed me that the only

- material left for him was a single page of instruc-

tions to be used in the event of national crisis and

National Security Policy Documents. All other files

had been removed. We were informed that this same

general procedure had been followed by every prior

At the close of the Truman Administration, approxi-

mately 1,600 file drawers of Presidential materials were

sent to Missouri at President Truman’s request. Again,

Mr. Hopkins recalls the incident:

“We used old file cases found in the attic of the

Old Soldier’s Home in Washington, D. C. to package

and ship these materials to Kansas City. President

Truman’s personal file (which included daily sum-

maries sent to President Truman from the National

Security Council) were sent to a bank building in

Kansas City where they were organized and main-

tained by President Truman’s secretary, Rose Con-

way. It is my understanding that President Truman

maintained control over this category of his files

until his death.” (Hopkins Aff. 10.)

administration, and we determined that we would

adopt the same policy.

To begin the task of packaging the presidential

materials for shipment from the White House, White

House Staff Secretary, A. J. Goodpaster, prepared a

memorandum to be sent to all members of the

White House staff directing them to package at least

75 percent to 90 percent of their individual files and

deliver them to a temporary storage area prepara-

tory to transfer to Abilene, Kansas. This memoran-

dum was circulated approximately December 15,

1960, and the request deadline for packaging and

transfer was December 23. On January 11, 1961, a

second memorandum was sent by Wilton Persons to

all staff members reiterating the directive for

434

packaging of the Eisenhower Presidential files. In

this memorandum, the staff was told to ’. . . clear

out every last possible paper (other than strictly

personal) from their files!!!’ and to box, label, and

place them in the custody of GSA by the end of the

day, January 16. Nothing was to be left in any

office that was not ‘completely essential.’

With regard to the material, if any, that was to be

left for the incoming administration, the memoran-

dum directed, that such items should be ‘cleared

with the President’ through the office of staff

secretary.

On the afternoon of January 19, 1961, within

hours of the inauguration of John F. Kennedy, I

personally toured the staff offices and gathered

several storage cabinet safes that had not previously

been prepared for shipment. Apart from these safes,

there was no files nor other items of Presidential

materials left for the incoming administration.

With respect to the President’s personal files, they

had previously been “packaged for shipment to

President Eisenhower’s future office in Gettysburg.

The only material left by President Eisenhower for

President Kennedy was a sachel containing a series

of orders and instructions to be of assistance in the

event of nuclear attack or other national crisis.”

(Eisenhower Aff 4-6.)

President Kennedy.

The unexpected death of President Kennedy and the

resulting abrupt transition to President Johnson’s Admin-

istration posed some of the same problems faced by Mr.

Hopkins earlier in the Roosevelt-Truman transition and

later by other staff members in the Nixon-Ford transi-

tion.

“When President Johnson succeeded to the

Presidency there had been no opportunity for

435

advance planning regarding disposition of President

Kennedy’s files. Many of President Kennedy’s staff

continued on for the time being as members of

President Johnson’s staff. Contrary to the rather

immediate action in removing the files at the time of

President Roosevelt’s death, it was deemed neces-

sary to retain most of President Kennedy’s files at

the White House for the time being for use by the .

Staff. Iu order to insure during this interim period

that President Kennedy’s files be kept inviolable

with no comingling, at the direction of McGeorge

Bundy, (a member of President Kennedy’s staff who

remained on with President Johnson for a time) |

prepared a memorandum providing instructions tv

the staff on the handling of the files during the

period when the files of both Presidents were active

within thé White House Office ... This dual opera

tion worked itself out in a matter of months and |

eventually all of President Kennedy’s files were

removed from the White House Office in accordance

with the pattern of his predecessors.”’ (Hopkins Aff.

12.)

Unlike all prior Presidents, however, President Kennedy had

generated while in office, in addition to the usual papers

and effects, dictabelt recordings of telephone conversa-

tions and tape recordings of meetings between himself

and others. These were removed from the White House

after his death. To date only one has been donated to the

United States.?*

22rhe assistant director of the Kennedy Library states:

There are 68 dictabelts of telephone conversation

and 125 magnetic tapes of meetings between President

Kennedy and others which are or have been physically

stored in the Kennedy Library but have not yet been

turned over to the library. Consequently, the library

staff has only very limited knowledge of their nature

and extent. Among the material which has been

{footnote continued |

436

President Johnson

President Johnson, perhaps more than any of his

predecessors, other than Roosevelt, began early to plan

for the creation of his library.

‘President Johnson was very much concerned

with the preservation of his Presidential materials. I

can recall instances in which he discussed with me

and others concerning this matter. I recall one

conversation in which President Johnson stated in

effect that when a staff member comes aboard he

comes with his hat in his hand and he should leave

the same way. As a result of President Johnson’s

concern, frequent efforts were made to contact all

staff members to advise them as to the separation of

Preside.:tial from their own personal materials; a

memorandum providing guidelines for this separa-

tion was attempted but never distributed.” (Hopkins

Aff. 12-12.)

When Johnson’s term ended, as in each prior transition,

the same White House Office files were packaged and

transferred to the President’s designated location (this

time the Federal Building in Austin, Texas). However, in

order to provide a more complete history of his

Administration at his presidential library, Johnson went

beyond the practices of most prior Presidents in at least

two respects. First, like Kennedy, during his term in

office Johnson had a tape recording system installed with

which he and certain members of his staff could

donated to the library as a part of President Kennedy’s

papers is one tape of two telephone conversations

between President Kennedy and Prime Minister Mac-

millan (October 1962). This tape (and transcript) is

classified as top secret.

See Stipulation, dated Aug. 19, 1975, concerning the testimony of

the Directors of the Presidential Libraries [hereinafter Stip. of Dir.

Test.’’] Exhibit G, at 5-6.

—_—~_—-—_ -- s... -=-- --— —__—_o _ <--> _ —_-~ > -—-- =»

-

—— ~~ p< ou

437

selectively record telephone conversations in various

offices at the White House, Camp David and Ausiin,

Texas. In addition, a recording system of hidden

microphones had been installed in the Cabinet Room.

(Albright Aff. 1-2.) Approximately eight cubic feet of

recorded reels of those conversations were transferred to

Texas as part of the Johnson presidential materials.”

(Stip. of Dir. Test., Exhibit F, at 1.) Second, during the

last few months of Johnson’s term, members of his staff

collected large quantities of microfilm of records from

the various federal agencies pertaining to the “Great

Society” and other programs with which President

Johnson was most closely affiliated. These microfilms

were also transferred to Texas for inclusion in the

Johnson Library. (Nesbitt Dep. 66-67.)

President Nixon

In keeping with the developing tradition of his

immediate predecessors, President Nixon’s staff after

assuming office, began plans for the establishment of a

presidential library which would house Nixon’s presiden-

tial papers at the conclusion of his term. A private

foundation was created to select the site and to raise the

funds for the structure that would be donated to the

government under the Presidential Libraries Act. (Nesbitt

Dep. 58-60.)

The plans for a presidential library were far from

complete when on August 9 President Nixon resigned

23rhe tape recordings of President Johnson’s conversations

which have been placed in the Johnson Library under a fifty year

access restriction were utilized extensively by Mr. Johnson in

preparing his memoirs. An account of this usage, and the steps

President Johnson took to safeguard the confidentiality of these

records is contained in the Stegall Affidavit, Ex. G, Pl’s. Supp.

Evid.

438

from office. In leaving, he instructed his staff to arrange

for the collection and transfer of his presidential

materials to California. This task fell primarily upon three

people: Jerry Jones, the White House Staff Secretary;

Leonard Garment, Counsel to President Nixon; and John

Nesbitt, who had headed the Office of Presidential Papers

in the White House during most of President Nixon’s

term and who had coordinated the planning for the

presidential library. (Nesbitt Dep. 38-39; Pl’s Aff. 2).

Shortly after the resignation these three individuals

met to discuss the arrangements for disposition of the

Nixon materials. They agreed, that the transition should

be carried out in such fashion that the needs of the

incumbent Administration for access to Nixon presiden-

tial materials could be accommodated. Mr. Nesbitt,

recognizing the similarity of circumstances to the abrupt

Kennedy-Johnson transition, obtained a copy of the

Hopkins memorandum circulated after Kennedy’s death

instructing staff members to segregate ‘mmediately their

Kennedy materials. (Matthews Aff. Exhibit C) This

memorandum formed the basis for the Jones memoran-

dum sent to all members of the White House Office.

(Matthews Aff. Exhibit D) However, one significant

change was made. In the Jones memorandum, each staff

member was instructed to make copies of any of the

Nixon materials he might need for ongoing government

business. The copies were to become part of the Ford

presidential materials. The remainder of the materials

were to be packed for shipment to President Nixon.

(Nesbitt Dep. 50-44.) In all other respects the packing

and preparation of the Nixon presidential materials

proceeded as it had in the close of 36 prior Administra-

tions, until it was called to a halt by the incumbent

Administration at the request of the Special Prosecutor.

439

B. Supreme Court Justices.

As we have noted, the matter of constitutional

officeholders’ ownership of the materials of their

respective offices is by no means limited to Presidents.

The following are merely illustrative of the fact.

The Library of Congress presently contains several

collections of papers donated or deposited by Justices of

the Supreme Court, including Justices Brennan and

Douglas and former Justices Black, Hughes and Frank-

furter. In placing their materials in the Library of

Congress, members of the Court and their families, like

former Presidents and their families, have taken steps to

preserve the confidentiality of their materials and have

exercised ownership rights recognized under common

law.*#

William J. Brennan.

Between 1967 and 1974, Justice Brennan donated to

the Library of Congress 55,000 documents covering his

work on the Court from 1956 to 1970. The collection

includes Memoranda for Conference, Bench Memos, case

files containing memoranda written to other Justices,

personal notes on the case, briefs, and memoranda from

law clerks. In making this donation, Justice Brennan has

expressly reserved for his lifetime the literary rights to his

unpublished donated writings. He has alsu prohibited

access to his legal files and correspondence files except

with his personal permission. The Justice’s “Personal

Annual Reviews of the Terms’ Work” is closed to access

until the death of all Justices participating in the

decisions reviewed.

tT he following summaries are based upon the Affidavit of

John C. Broderick and attachments.

440

William O. Douglas.

Justice Douglas has donated personal correspondence

and Supreme Court papers covering 1939 to 1952. The

content in Justice Douglas’ papers is similar to that of

Justice Brennan. Justice Douglas has forbidden access to

his donated files during his life.

Hugo L. Black.

Between 1972 and 1974, the Hugo Black family

donated to the Library of Congress papers from Justice

Black’s entire career, 1898-1971, including his Supreme

Court papers. The latter papers include correspondence,

assignment and conference lists, opinions in manuscript,

nearprint and printed form, memoranda, research mate-

rials, printed matter, vouchers, financial materials, and

clippings. Also included in the collection are dictaphone

recording, phonodiscs, magnetic tapes, and motion

pictures. Justice Black directed that his conference notes

be destroyed after his death, which was done.

The terms of the donation provide that the literary

rights will be dedicated ultimately to the public, but are

reserved to members of the Black family during the

lifetime of each member. Access to the files requires

permission of Mrs. Black and Hugo L. Black, Jr. If access

is granted, the researcher cannot publish or write for

publication without permission of the same two persons.

Access to the Supreme Court files is closed until the

death or retirement of all Justices who were active during

the time of the decision being accessed.

Charles Evans Hughes.

Mrs. Hughes in 1952 donated to the Library of

Congress a large body of correspondence of Chief Justice

Hughes. This donation includes correspondence relating

Re Oem

6 Re i BE Ban Be. St ne SeUI rete ew’ Re Re Bee ne ee ee en een ele cae

441

to both Chief Justice Hughes’ public career and personal

life. No case files are included such as are in the

donations of other Supreme Court Justices. Originally

access to the collection was prohibited except upon

permission of Chief Justice Hughes’ daughter. As of

January 1, 1975, no restrictions remain. However,

literary rights are reserved to Chief Justice Hughes’

daughter.

Felix Frankfurter.

Justice Frankfurter placed the bulk of his papers in

three different depositories: his Supreme Court papers

and his correspondence relating to the Sacco-Vanzetti

case were given to Harvard Law School; his papers

relating to the Zionist movement are at the Hebrew

University in Israel; the ramainder of his papers, covering

the period from 1906 to 1965, were placed in the Library

of Congress in several installments beginning in May,

1967. A sizeable portion of the Library of Congress

collection was stolen in 1973. (Washington Post, August

10, 1975. Sec B, p.1). Literary rights in the unpublished

writings of Justice Frankfurter have been dedicated to

the public, except that these rights are reserved for a

period of 16 years from the date of each paper. (Register

of the Papers of Felix Frankfurter in the Library of

Congress (Library of Congress 1971), at 4-7).

C. Congressmen.

Because of the sheer number of Members of Congress

it is impossible to discern a pattern for the disposition of

their materials. However, it can be said that uniformly

each member takes with him the papers and effects of his

office as he desires and disposes of them as he sees fit.

The Library of Congress holds the papers of several

Congressmen, although most such collections are pri-

442

vately held. For example, the papers of Sam Rayburn are

located in the Sam Rayburn Library at Bonham, Texas;

the papers of Estes Kefauver are in the University of

Tennessee Library at Knoxville, Tennessee; those of

Everett M. Dirksen are stored principally at the Univer-

sity of Illinois. Among the Library of Congress holdings

are the papers of Emanuel Celler and the papers of

Robert A. Taft. Access to collections is controlled

respectively by Mr. Celler and Mr. Taft. In addition, Mr.

Taft reserves the right to review quotations for matters of

taste. (Broderick Aff. 1-2.)

[Caption Omitted in Printing]

STIPULATION

On June 11, 1975, Plaintiff, by counsel, sent letters to

the Directors of each of the existing Presidential Libraries

posing various questions concerning the nature of certain

of the materials deposited in each Presidential Library

and the operation of each Library as it related to issues

pending in this litigation. Responses by the Directors to

these questions were received from the Government in

late July.

With regard to these responses, it is hereby stipulated

by and between the parties that the following persons, if

called upon to testify in this litigation, would testify

u

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