Petition for Writ of Certiorari — Simmons v. Burns
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88-693. wTLEe
OCT 27 1988
=_—_—- :GOSEPH F. SPANIOL, JR.
CLERK
No.
IN THE
Supreme Court of the United States
OctToBEeR TERM, 1988
AUGUSTUS J. SIMMONS,
Petitioner,
v.
J]. WILLIAM BURNS, COMMISSIONER
CONNECTICUT DEPARTMENT OF TRANSPORTATION;
T. ALLAN McARTOR, ADMINISTRATOR,
FEDERAL AVIATION ADMINISTRATION;
EDWARD ROGIN, ESQ., er at,
Respondents.°
PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
Aucustus ]. SIMMONS
Pro Se
Address:
P.O. Box #1
Windsor, CT 06095
QUESTIONS PRESENTED FOR REVIEW
1. Whether a Judgment rendered by a State Referee
to take private lands for the benefit of a Federal agency,
Federal Aviation Administration, without statutory authority,
without jurisdiction, without appraisals, without due com-
pensation, and, in concealment of illegal and unlawful leases
entered into between the Connecticut Department of Trans-
portation and the Federal Aviation Administration — _ is
invalid.
2. Whether the Federally protected rights under 49
C.F.R. part 25, promulgated by the United States Depart-
ment of Transportation as the lead agency, upon the dictates
of P.L. 91-646 and P.L. 100-17, having been denied to
Petitioner in the unconstitutional seizure of private property
for Federal navigational aids has resulted in unjust, un-
reasonable, arbitrary, and capricious acts by Defendants.
3. Whether the Courts below erred in dismissing a
private property owner's action for declaratory and injunc-
tive relief against the Federal Aviation Administration, and
its agents, as being engaged in an ongoing navigational
servitude upon Petitioner.
4. Was the Defendants’ entry upon private property
of Petitioner, installation of its navigational aids on the
property, and re-entry to maintain and extend such equip-
ment, actionable as a trespass absent payment of due com-
pensation and failure to institute due process proceedings
under 49 U.S.C. §1348(b), 42 U.S.C. § 4633(a)(b) and
49 C.F.R. §§ 25.101, 25.102?
Ee re
i
u
5. Whether the Courts below erred in dismissing a
private property owner's action against the Federal Aviation
Administration, and its agents, for engaging in fraud, duress,
collusion, conspiracy and bad faith in violating the owner's
right to exclude.
6. Did the District Court err in granting summary
judgment for Defendants (Rogin-Hirtle ) ?
ili
“LISTING OF PARTIES
Petitioner, Augustus J. Simmons, P.O. Box #1, Windsor,
CT 06095
Respondents and other interested parties,
McArtor, T. Allan, F.A.A. Adm., 800 Independence Ave. S.W.,
Washington, D.C. 20591
Ohta, Leslie C., Asst. U.S. Atty., P.O. Box 1824, New Haven,
CT 06508
Shimelman, Arnold K., Asst. Atty. Gen., 90 Brainard Road,
Hartford, CT 06114
Rogin, Edward, Atty., CityPlace, Hartford, CT 06103
Byrme, Thomas P., Atty., 790 Farmington Ave., Farmington,
CT 06032
Conn. National Bank, c/o Ilonna Crosswhite, Esq., 777 Main
St., Hartford, CT 06115
Diamond, Jerome H., 25 Arlen Way, West Hartford, CT 06117
Simmons, Leonidas D., 41 Applegate Lane, Apt. 306, East
Hartford, CT 06118
Allaire, Mr. & Mrs. Leonard, 13A Heritage Drive, Windsor,
CT 06095
Valente, Mr. & Mrs. Patsy, 205 Forest St., East Hartford,
CT 06118
Roncari, Angelo, 2 Granger Circle, East Granby, CT 06026
Roisman, Atty. Gerald A., 31 Grand St., Hartford, CF 06106
iv
Rowlson, John F., 135 Day St., Newington, CT 06111
Massow, Mr. & Mrs. John, 28 Maude Cir., Windsor, CT 06095
Endee, Albert, 187 Broad St., Windsor, CT 06095
Kataja, John, 2 Carter Court, Glastonbury, CT 06033
Dean, Atty. Margaret, 29 Whitney Ave., New Haven, CT
06510
Mikulske, Gerald F., 93 Hayden Station Road, Windsor,
CT 06095
Muskatallo, Ronald, 124 Hebron Ave., Glastonbury, CT 06033
Cassidento, Atty. Ronald, 543 Prospect Ave., West Hartford,
CT 06105
Silverman, Atty. Stephen, 55 State St., Springfield, MA 01103
Hirtle, Atty. Robert, CityPlace, Hartford, CT 06103
Salzman, David, 31 Church Road, Bedford, NH 03102
Rothammer, Frank, Center St., Town Hall, East Granby,
CT 06026
Bartizek, John J., 555 Main St., Hartford, CT 06103
D’Estito, Rocco, 30 Melrose St., East Hartford, CT 06108
Reilly, Atty. George A., 23 Old King Hwy. South, Darien,
CT 06820-0515
Lichtenberger, Paul H., Esq., 50 Columbus Blvd., Hartford,
CT 06106-2819
v
Lynch, Traub, Keefe & Errante, P.C., 52 Trumbull St., P. O.
Box 1612, New Haven, CT 06506
Laschever, Atty. Richard, 440 Main St., East Hartford, CT
06118
Main, Philip D., Esq., P.O. Box 544, Simsbury, CT 06070
Libbey, Morton H., Jr., Esq., One State St., P.O. Box 31277,
Hartford, CT 06103-3176
Bass, Atty. Walter E., Jr., P.O. Box 289, Warehouse Point,
CT 06088
Jackson & Nash, Attorneys, 330 Madison Ave., New York,
NY 10017
Questions Presented for Review
TABLE OF CONTENTS
Lésting of Pasties... ...cccectansccnaseaccepyeneees
Table of Amtiveriiies ..g co ccvcncaucecsesendeaeee
Opinions BatOW oo iccecccccnscctscnenveseuesnsuues
Statement of Jurfediotiom «.......ccnnsesecivesseeus
Statues TawGWVG cc ccccccccunsconcsedeucesneeee
Statement of the Case .............ccccccccccccucee
Argument
Conclusion
Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
Appendix
16
Vii
PE tera evoires or ustee rere ieee eee 16a
RN Ne ee ee De AR mee wR MRE al oy er Tata 2la
oe ca tee Re eed om re Ae eek 24a
a OD On NE WATE ire ge Se AL 33a
Vili
TABLE OF AUTHORITIES
CASES Page
Atlanta v. United States, 531 F. Supp. 506 (1982) ..... 16
Bell v. Hood, 327 U.S. 678, 684, 66 S. Ct. 773, 777, 90
eR rrr rrr er rr reer rer rer er err Tr 20
Griggs v. County of Allegheny, 369 U.S. 84, 89-90, 82
Bee Ses Seer rrr rrr 18
Kaiser Aetna et al v. United States, 444 U.S. 164........ 18
Kupster Realty Corp. v. State, 404 N.Y.S.2d 225 ....... 18
Loretio v. Teleprompter, 102 S. Ct. 3164 (1982) ...... 24
New Haven v. East Haven, 35 Conn. Sup. 157 ........ 18
OBoule v. Bool, S50 FBG TOG o.oo ccisecenicns. 25
Portsmouth Co. v. United States, 260 U.S. 327 ........ 18
Simmons v. Wetherall, 472 F.2d 509 (1973) ....... 2, 16
Simons v. United States, 413 F.2d 531 (1969) ......... 21
Same wv. Gear, TH Cote, Ge on. nee cee seca. 18
United States v. Causby, 328 U.S. 256 (1946) ........ 23
United States v. 341.45 Acres of Land, St. Louis, Minn.,
Pe Ee os oes ee eee eee 15
United States v. New Haven, 447 F.2d 972 (1971) .... 17
United States v. Wyoming, 331 U.S. 440, 67 S. Ct. 1319,
a rr ee ir ee ee 21
ix
White v. Union Producing Co., 140 F.2d 176 .......... 25
STATUTES
Ce re ne anaes ern 6
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WF MPa ROOD noo ioe oe) os eedvous ee xbaks 2
Oe RP NID i 5 oo ss keene ans vacvanidawwks 7
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MP UA GIAO G) occa vcccancacsccsccae 7
PW DN is a ok saa boob ann dncaacevas; 8
Oe Pee RN hoa ns Sea ae eee ee 17
a) 4
MP UR. BUI i ihe nc dn cc chnccns 17
th ee 17
oo I ek) a a 3, 17
Giger Oe or era his wiht cedauleuss, 11
ni Io or ekie FRG N eas erie x dc nue cadecras 11
5th Amendment, U.S. Constitution .................. 7
xX
REGULATIONS
Ton yer rere ree 19
ee | ee errr rere fer a ter 4
SS | eer errr Tres rere cer 4
ee ener Peer ry Torey 20
Memorandum of February 27, 1985 - 50 F.R. 8953 .... 20
COMMENTATORS
10 Wright and Miller, Federal Practice and Procedure
bc a ee ee 22
1
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
Petitioner respectfully prays that a writ of certiorari issue
to review the order and opinion of the United States Court
of Appeals for the Second Circuit entered in this proceeding
on September 14, 1988.
OPINIONS BELOW
The District Court final judgment denying Petitioner’s
motion to reconsider and dismissing all remaining claims
against all remaining Defendants, dated May 18, 1988, is
printed at page 2a, infra, and is not officially reported.
The judgment of the United States Court of Appeals for the
Second Circuit, dated September 14, 1988, is printed at page
4a, and is not officially reported. [88-6093].
The District Court judgment on the Federal, State, and
Airlines’ motion to dismiss AUGUSTUS J. SIMMONS’ com-
plaint, dated April 10, 1985, is printed at page 6a, infra,
and is not officially reported. The judgment of the United
States Court of Appeals for the Second Circuit, dated
November 22, 1985, is printed at page 7a, infra, and is not
officially reported. [85-6087].
The petition for a rehearing on the Federal Defendants’
motion to dismiss AUGUSTUS J. SIMMONS’ ejectment
action by the United States Court of Appeals for the Second
Circuit, dated February 10, 1984, was denied and is printed
at page Ya, infra, and is not officially reported. [83-6257].
The District Court judgment on the Federal Defendants’
motion to dismiss AUGUSTUS J. SIMMONS’ ejectment com-
plaint, dated August 24, 1983, is printed at page lla, infra,
and is not officially reported. The judgment of the United
2
States Court of Appeals for the Second Circuit, dated
December 20, 1983, is printed at page 12a, infra, and is not
officially reported. [83-6257].
The District Court order on motion of AUGUSTUS J].
SIMMONS on withholding of Federal funds for airport
development, filed under combined cases of H-81-778 and
83-6043 was denied as moot on August 17, 1983 and _ is
printed at page 15a, infra, and is not officially reported.
Appeal No. [83-5141].
The District Court ruling on Federal Defendants motion
to dismiss complaint of AUGUSTUS J. SIMMONS, dated
February 7, 1983, is printed at page 16a, infra, and is not
officially reported. The opinion (statement) of the United
States Court of Appeals for the Second Circuit, dated June
9, 1983, is printed at page 2la, infra, and is not officially
reported. [83-6043].
The District Court ruling on Defendants’ motion to
dismiss and discharge attachments in a civil rights action
by AUGUSTUS J. SIMMONS, Civil No. 14806, dated April
3, 1972, is printed at page 24a, infra. The judgment of the
United States Court of Appeals for the Second Circuit,
dated January 19, 1973, is printed at page 33a, infra, and
is officially reported at Simmons vy. Wetherall, 472 F.2d
509 (1973).
STATEMENT OF JURISDICTION
The date of the order and judgment of the United States
Court of Appeals for the Second Circuit sought to be re-
viewed is September 14, 1988, which is also the date of iis
filing. The jurisdiction of this Court is invoked under 28
U.S.C. § 1254(1) and under rule 17.1 of the United States
Supreme Court Rules.
3
STATUTES INVOLVED
The Federal Aviation Act of 1958, as amended, Title 49,
United States Code, section 1348(b), states as follows:
“The Administrator is authorized within the limits
of available appropriations made by Congress, (1) to
acquire, establish, and improve air-navigation facilities
wherever necessary; (2) to operate and maintain such
air-navigation facilities; (3) to arrange for publication
of aeronautical maps and charts necessary for the safe
and efficient movement of aircraft in air navigation
utilizing the facilities and assistance of existing agencies
of the government so far as practicable; and (4) to
provide necessary facilities and personnel for the regu-
lation and protection of air traffic.”
The Uniform Relocation Act of 1971, as amended, Title
42, United States Code, section 4633(a), states as follows
(cited in pertinent part):
“The head of the lead agency shall —
(1) develop, publish, and issue, with the active
participation of the Secretary of Housing and Urban
Development and the heads of other Federal agencies
responsible for funding relocation and acquisition actions,
and in coordination with State and local governments,
such regulations as may be necessary to carry out this
chapter.
(3) Monitor, in coordination with other Federal
agencies, the implementation and enforcement of this
chapter and report to the Congress, as appropriate, on
any major issues or problems with respect to any policy
or other provision of this chapter.”
t
The regulations promulgated pursuant to Title 42 U.S.C.
section 4633(a) are contained in 49 C.F.R. §§ 25.101 and
25.102. 25.102 (basic acquisition policies) reads (cited in
pertinent part):
(a) [Expeditious Acquisition] The agency shall
make every reasonable effort to acquire the real prop-
erty expeditiously by negotiation.
(b) [Notice to Owner] As soon as feasible, the
owner shall be notified of the agency's interest in ac-
quiring the real property and the basic protections
provided to the owner by law and these regulations.
(c) [Appraisal and Invitation to Owner] Before
the initiation of negotiations, the real property shall be
appraised and the owner or the owners designated
representative shall be given an opportunity to accom-
pany the appraiser during the appraiser's inspection of
the property.
(d) [Establishment and Offer of Just Compensation]
Before the initiation of negotiations, the agency shall
establish an amount which it believes is just compensa-
tion for the real property. The amount shall not be less
than the approved appraisal of the fair market value
of the property, taking into account the value of allow-
able damages or benefits to any remaining property.
Promptly thereafter, the agency shall make a written
offer to the owner to acquire the property for the full
amount believed to be just compensation.
(f) [Basic Negotiating Procedures] The agency
shall make reasonable efforts to contact the owner or
the owner's representative and (1) discuss its offer to
purchase the property including the basis for the offer
of just compensation, and (2) explain its acquisition
5
policies and procedures, including its payment of in-
cidental expenses in accordance with § 25.106. The
owner shall be given reasonable opportunity to consider
the offer and present material which the owner believes
is relevant to determining the value of the property
and to suggest modification in the proposed terms and
conditions of the purchase. The agency shall consider
the owners presentation.
(h) [Coercive Action] The agency shall not ad-
vance the time of condemnation, or offer negotiations
or condemnation or the deposit of funds with the Court,
or take any other coercive action in order to induce
an agreement on the price to be paid for the property.
(j) [Payment Before Taking Possession] Before
requiring the owner to surrender possession of real prop-
erty, the agency shall —
(1) pay the agreed purchase price to the
owner; or
(2) in the case of a condemnation, deposit
with the Court, for the benefit of the owner, an
amount not less than the agency's approved ap-
praisal of the fair market value of such property,
or the Court award of compensation in the con-
demnation proceeding for the property.
In exceptional circumstances, with the prior ap-
proval of the owner, the agency may obtain a right-of-
entry for construction purposes before making payment
availavle to an owner.
(1) [Inverse Condemnation] If the agency intends
to acquire any interest in real property by exercise of
the power of eminent domain, it shall institute formal
6
condemnation proceedings and not intentionally make
it necessary for the owner to institute legal proceedings
to prove the fact of the taking of the real property.
The Administrative Procedure Act [5 U.S.C. §701, and
5 U.S.C. § 702] (cited in pertinent part):
5 U.S.C. §701 —
(a) This chapter applies, according to the provi-
sions thereof, except to the extent that —
(1) statutes preclude judicial review; or
(2) agency action is committed to agency
discretion by law.
5 U.S.C. § 702 —
A person suffering legal wrong because of agency
action, or adversely affected or aggrieved by agency
action within the meaning of a relevant statute, is en-
titled to judicial review thereof. An action in a Court
of the United States seeking relief other than money
damages and stating a claim that an agency or an
officer or employee thereof acted or failed to act in an
official capacity or under color of legal authority shall
not be dismissed nor relief therein be denied on the
ground that it is against the United States may be
named as a defendant in any such action, and a judg-
ment or decree may be entered against the United
States; provided, that any mandatory or injunctive
decree shall specify the Federal officer or officers (by
name or by title), and their successors in office, per-
sonally responsible for compliance. Nothing herein
(1) affects other limitations on judicial review or the
power or duty of the Court to dismiss any action or
7
deny relief on any other appropriate legal or equitable
ground; or (2) confers authority to grant relief if any
other statute that grants consent to suit expressly or
impliedly forbids the relief which is sought.
STATEMENT OF THE CASE
Augustus J. Simmons, the Petitioner herein, commenced
this action for declaratory and injunctive relief against the
United States of America, the Federal Aviation Administra-
tion (F.A.A. herein), the State of Connecticut and the
Connecticut Department of Transportation (State herein),
the Metropolitan District Commission of Hartford, Connect-
icut, and several lienholders and attorneys representing the
respective interests (see listing page ii), all respondents
herein pursuant to an action initiated in the State Court
on August 10, 1987, moved to the United States District
Court for the State of Connecticut on a verified petition
for removal of a civil action from State Court by T. Allan
McArtor, Administrator, F.A.A., dated September 21, 1987,
pursuant to 28 U.S.C. § 1441(b), § 1442(a)(1) and § 1446
(d), seeking declaratory and injunctive relief against the
illegal and unlawful seizure and utilization of three parcels
of land in the town of East Granby, Connecticut, without
due process, without compensation, in violation of the Fifth
and Fourteenth Amendments to the Constitution of the
United States, and to recover damages for trespass and ex-
penses Congressionally mandaied by Federal regulations and
State statutes, promulgated pursuant to P.L. 91-646 and
amendments to the Uniform Property Acquisition Act
P.L. 100-17.
On or about February 28, 1962, the State of Connecticut
filed a taking on the Land Records of the Town of East
Granby, Connecticut, at Vol. 38, P. 596, without notice and
without compensation. Upon placement of the condemnation
8
notice on the Land Records, F.A.A. proceeded to install
the I.L.S. (instrument landing system) on SIMMONS’ prop-
erty. No compensation was paid by F.A.A. to the owner, no
compensation was paid by F.A.A. to the State, and NO com-
pensation by F.A.A. was paid into the Court as required by
law. It is a FACT that F.A.A. has not paid ONE DOLLAR
for the trespassing on Simmons’ property from 1962 to the
filing of this appeal. Petitioner made written demand of
F.A.A. on several occasions, most recently in 1982 and 1983,
for rent for use of the premises, and was rebuffed. On
November 11, 1964, Anastasia Simmons sold all of the prop-
erty that is subject of this dispute to Augustus J. Simmons.
On October 25, 1967, SIMMONS prevailed in a State Court
action and had the taking of February 28, 1962 adjudicated
illegal (155 Conn. 502). In 1967, SIMMONS began an action
for ejectment, trespass, and to quiet title against the State
in the State Court. (This action would continue to 1977.)
On January 25, 1968, the State again filed a taking on the
Land Records at Vol. 46, P. 113. On March 30, 1971,
SIMMONS again prevailed in the State Court to have the
second taking declared illegal, null and void (160 Conn. 492).
In 1971 SIMMONS brought an action in Federal District
Court against the STATE and various of its officials under
the Civil Rights Act, 28 U.S.C. § 1983. In its decision of
January 19, 1973, reported at 472 F.2d 509 (2nd. Cir., 1973),
the United States Court of Appeals for the Second Circuit,
on appeal from dismissal of the complaint, reversed and
remanded with orders to stay the action in the District Court
pending resolution of the boundary dispute in State Court.
In November 1974, upon orders from the Administrator
of the F.A.A., a permanent security fence was erected around
the airport and SIMMONS’ land, without notice, without
compensation. In 1974, Simmons brought an action in the
District Court against both the State and the F.A.A. for an
9
injunction against Federal funding. The injunction was denied
on November 5, 1974, without prejudice and with the added
note that “[ijn the event that the State Court unduly delays
the litigation, the Plaintiff may renew his claim[.]”, ruling
on Plaintiffs motion for a preliminary injunction, J. Clarie,
dated November 5, 1974, case no. H-74-148.
The record shows the complaint for a preliminary in-
junction against Federal funding until such time as the F.A.A.
or the Secretary of Transportation of the United States
acquires good title to the property upon which landing aids
are located (civil action H-74-148) was filed May 6, 1974,
Defendant State moved for an enlargement of time to July 7,
1974, to answer the complaint, motion was granted on June
5, 1974, and simultaneously while defending the action in
the Federal Court, the F.A.A. and the State are entering
into a lease of Plaintiff's property. The lease was signed on
behalf of F.A.A. by Roland Bisson on May 24, 1974, and
on behalf of the Connecticut Department of Transportation
by Commissioner Joseph B. Burns on June 11, 1974, and by
the Attorney General's office on July 26, 1974, and in the
lease, DOTFA 74 NE-0369, Item 10, Page 4 reads: “[t]he
lessor hereby warrants that it has acquired and possesses an
adequate real estate right in the property described herein,
and that it is authorized to grant to the government the
rights and interests set forth herein.” Property taxes continued
to be due and owing by Petitioner to the Town of East
Granby while the F.A.A. maintained a servitude upon
Petitioner.
From December 1974 to the present, SIMMONS re-
moved the fence and erected “no trespassing” signs on
several occasions. In the ejectment and quiet title action,
(Docket #162923) a trial was had for thirty days between
May 1, 1975 and April 30, 1976. On January 11, 1977,
Simmons prevailed in the quiet title action and was granted
10
damages for trespass and the State was to quit the land
within one hundred (100) days. The State never appealed
the decision of Referee L. Shapiro of January 11, 1977, and
the rental fee of the property from 1964 to 1969 has never
been paid. A new and separate action (Docket #199230)
was initiated in the State Court in 1977 for rental and
damages from 1969 until litigation was concluded.
Several hearing dates for damages (Docket #163875 —
return date Jan. 1970) were assigned for December 1977
and January 1978 before Referee L. Shapiro, however, not
a single hearing date was held and all scheduled dates were
cancelled. Hearing dates scheduled were December 6, 7, 8,
13, 14, 15, 20, 21, and 22, 1977, and January 3, 4, 5, 10, 11,
and 12, 1978.
On December 13, 1977, the State, in concert with Plain-
tiff's attorneys (Rogin-Hirtle), informed Plaintiff to “sur-
render,” in total, all three parcels of real property without
establishing fair market value (appraisals), without an assess-
ment of damages, without any consideration for taxes being
paid on the property since 1924, but, utilized by the F.A.A.
for an I.L.S. (instrument landing system) since 1962. The
negotiations and surrender of December 13, 1977 were
totally and completely rejected on December 15, 1977 by
Plaintiff. Petitioner was not aware, was not informed by
Defendants or Plaintiff's counsel that Congress in 1971 en-
acted the Uniform Real Property Acquisition Act for uni-
formity in dealing with private property owners where
Federal projects or Federal funding is involved.
On January 4, 1978, the State, in concert with Plaintiff's
attorneys (Rogin-Hirtle), informed Plaintiff that ALL of the
property was not required for airport operations and a
second package deal, arranged without Petitioner's know]-
edge, without establishing fair market value (appraisals),
ll
without considering damages, particularly where there were
two aborted condemnations in 1967 and 1971, and the pro-
posal was to date matters back to November 12, 1964, date
of acquisition of the real property from his mother, notice
was again submitted to the State and Plaintiff's attorneys
there would be no completion of contracts as evidenced by
the exhibit of the proposed closing date of April 19, 1978.
No action of any kind alleging noncompliance with January
4, 1978 proceedings was brought by the State. There is no
statutory or procedural authority to wrest the property from
its owner by Referee L. Shapiro without having brought
suit thereon.
At neither of the abbreviated sessions of December 13.
1977 or January 4, 1978 was any mention or reference made
to F.A.A., their exclusive jurisdiction and responsibility for
the navigational aids on Plaintiff's property, or, their con-
tinual utilization, without compensation, of the premises.
On June 2, 1978, Referee Shapiro, at the urging of
Plaintiff's attorneys, who had withdrawn from Simmons’
matters on April 19, 1978, and instituted suit against Plain-
tiff, renders a Supplemental Judgment without acquiring
jurisdiction of the subject matter, without service of process
upon all parties to the action, without any determination
of fair market value or damages, without any legal or statu-
tory authority and in complete disregard for the uniform
procedures required in acquiring real property for a Federal
project, declares: “I am taking this land for the State of
Connecticut.” Connecticut General Statutes 48-12 and 8-129
outline the prerequisites to such dictatorial practice.
On June 7, 1982, Asst. Atty. Gen. Victor Feingold for
the State of Connecticut, stated to the Court (Dupont, A.,
Judge) that the judgment of Referee Shapiro of June 2.
1978 was a nullity, null and void, that Referee Shapiro
12
never had jurisdiction to seize private property for a Federal
project, that no action was ever brought by the State to
enforce any negotiations — [and] the Statute of Limitations
has passed and the State cannot enforce any agreements of
1977 and 1978, and — the State should NOT pay any com-
pensation to any leinholders to acquire title to the property.
On July 7, 1982, by memorandum of decision, Judge A.
Dupont, upon the characterizations of Asst. Atty. Gen.
Feingold, REFUSED to pay any further compensation.
Unless a judgment concludes a matter, there is no finality
and Referee Shapiro, by his own memo of July 18, 1980
(Petitioner's Ex. #5), acknowledged he did not, could not,
finalize the matier and perhaps the Superior Court could
handle the complications he anticipated. The Judgment of
June 2, 1978, lacking finality in character and not susceptible
of enforcement, cannot put an end to litigation, must be
set aside.
On October 15, 1981, Petitioner initiated an action in
the District Court (H-81-778) for injunctive relief and puni-
tive damages. During 1983 an ejectment action (Docket
#83-225) was initiated and on August 16, 1983, District
Judge Cabranes dismissed the complaints on res judicata.
[t was not until April 1982 that Petitioner, through the office
of Atty. Margaret Dean, could establish the nature and con-
tent of the agreement of January 1955 wherein the State
and Federal agencies were to cooperate in obtaining the
necessary land interests for Federal navigational aids, and,
with the 1955 agreement, a copy of the 1974 lease from the
State of Connecticut to the F.A.A. of Petitioner's real prop-
erty was submitted.
On January 23, 1985, an action was again instituted in
the Federal Court (H-85-45), was assigned to Judge Blumen-
feld, and the matter was characterized by Judge Blumenfeld
as a State matter and dismissed on the grounds of res judicata.
13
Included in this suit were all airlines servicing Bradley
International Airport and using Runway 6 with the aid of
navigational instrumentation on Petitioner's property. The
Second Circuit dismissed on res judicata (Docket #85-6087).
Petitioner initiated a “Claim for Declaratory Judgment”
in the State Court on February 3, 1984, in which rulings
were sought on eleven different issues. The State Court
refused to hear argument from Petitioner and all claims were
denied by the Court, Edelberg, J. On appeal to the State
Court of Appeals, the Appeals Court in 3 Conn. App. 672,
released May 7, 1985, stated: “[b]ecause of the unusual
stance of this case, we do not reach the issue of res judicata,
raised by Defendants, since the Plaintiff was not allowed
to argue this claim. Nor do we reach the question of whether
judicial patience was so stretched by over twenty years of
litigation that the Trial Court unfairly denied the Plaintiff
a chance to be heard again.” “Even had the Plaintiff's claim
been legally proper, the record is devoid of any notice to
the myriad interested persons, cited in the Claim for
Declaratory Judgment, who were not parties to the original
suit involved.” The record is ultra clear that Defendants,
responsible for the acquisition, have never served notice io
the myriad interested persons, which is a necessary prere-
quisite for due process and compensation.
On August 10, 1987, Petitioner filed a new action in
State Court, Docket #334855, in which process of service
was made on all necessary parties, excluding the airlines,
and, after a flurry of motions, none of which were acted
upon, a verified Petition for the Removal of a Civil Action
from State Court was filed by T. Allan McArtor, Admin-
istrator, F.A.A., on September 21, 1987. From its removal
to Federal Court on Septernber 21, 1987, to present, no
hearings were permitted or addressed pursuant to due
process, failure to pay just compensation, fraud, duress, con-
14
spiracy, and collusion engaged in by the State and Federal
agencies to lease and trespass upon Petitioners property
without paying for ihe privilege or notifying the owner.
” c « c
The record is devoid (BLANK) of any due process
attempt by the State or the F.A.A. to acquire the subject
property since the condemnation attempt of January, 1968,
ruled null and void in 1971 by the State Supreme Court
(160 Conn. 492). The alttempt to acquire private property
for a Federal project via Plaintiff's damage action (Docket
#163875 (1970) ) in 1978 or in 1988 cannot be done. Process
of service in an independent action with its own return date
for the myriad interested persons must be made by the
F.A.A., or its agent, damages must be assessed and no litiga-
tion was or could have been made or had by Plaintiff when
no action was ever initiated by the Defendants. The filing
of the Supplemental Judgment of June 2, 1978, was legally
and procedurally impermissible without statutory authority,
and Defendants could not, did not, bring suit for enforce-
ment of a null and void judgment that was not conclusive
upon the parties and, therefore, could not terminate the
litigation.
The decision of the Appeals Court in the verified Peti-
tion for Removal of a Civil Action from State to Federal
Court (88-6093), filed September 14, 1988, did NOT address
the issues before the Court. A motion filed with the Appeals
Court dated July 8, 1988, tor “Request to Hear En Banc
the Navigational Servitude Imposed Upon Plaintiff by the
Federal Aviation Agency, F.A.A.” did not get acted upon
until September 21, 1988, eight days after oral argument.
and was obviously denied. The Federal regulations promul-
gated for uniformity in land acquisitions, nationwide, are
not permitted at the Hartford District Court level. Damages
that are mandated by Federal regulations and reaffirmed by
Public Law 100-17, effective April 2, 1987, are not permis-
15
sible at the Hartford District Court level. The fraud engaged
in by the State and Federal agency in leasing of Petitioner’s
property, without compensation, is not, can not be addressed
at the Hartford District Court level. The basic service of
process upon all necessary parties to the action for resolution
is not permissible by the District Court at Hartford. The
basic requirement of appraisals to establish fair market value,
applied to each and every Federal project across the country,
nationwide, is not permissible by the District Court in
Hartford.
The case at bar might be compared to a statement
made by a national park service land acquisition officer at
a public meeting in Voyageurs National Park in August 1977,
(excerpt from: U.S. v. 341.45 Acres of Land, St. Louis, Minn.,
751 F.2d 924 (1984) ), Page 927, “[m]y job is to acquire
this land for the National Park Service. I hope to acquire
it for about 30 [cents] on the dollar. If the landowners
cannot accept our reasonable offers, we let the matter ride
for a few years. Then if necessary, we go to Court, including
trials and appeals. This procedure is very expensive for the
landowners. If we cannot agree on our terms, the landowners
can hire lawyers at one-third [referring to contingency fee
arrangements] and pay the Court costs in addition. All of
this takes some several years.”
One of the major differences between the case at bar
and the above statement is that (Rogin-Hirtle), in concert
with the Attorney General's office, — on behalf of the
F.A.A., — attempted to acquire the subject property for
TEN (10) CENTS ON THE DOLLAR and forget dam-
ages for property that was NOT taken — but condemned
twice and abandoned.
16
ARGUMENT
The decision of the United States Court of Appeals for
the Second Circuit affirming the District Court's judgment
dismissing SIMMONS’ complaint should be reviewed by
this Court to resolve an apparent conflict between the Court
of Appeals and legislation sponsored by Congress and the
Justice Department, and decisions of other jurisdictions con-
cerning the acquisition of private property for Federal proj-
ects or where Federal aid is involved.
There is an apparent and obvious conflict between the
Court of Appeals of the Second Circuit and other juris-
dictions over the responsibility for acquisiiion of private
property for Federal projects by the Federal Aviation
Administration for the installation, maintenance and upkeep
of its navigational aids in maintaining air safety in and
around airports. The F.A.A. has argued in other jurisdictions
that the installation of navigational aids and the development
of flight paths and procedures are in themselves major
Federal actions necessary to make runways operational at
all major airports, including Bradley Airport at Windsor
Locks, Connecticut. Not only must the F.A.A. “formulate
and ddopt approach and departure procedures to be used
by aircraft operating in the navigable airspace relating to
the runways,” they must also “establish, operate, and main-
tain the various air navigation facilities to be used by air-
craft approaching to and from the runway.” Stipulations of
fact: Atlanta v. United States, 531 F. Supp. 506 (1982).
In the case at bar, the Second Circuit has continually
attempted to shelter the Federal agency by referring to the
navigational aids as a State responsibility which is totally
erroneous. A reading of Simmons v. Wetherall, 472 ¥.2d 509
(1973) claims that if the State installs an instrument landing
system on Plaintiff's land, and a fence, without paying
compensation or bringing an action, then Plaintiff would
17
have a claim. The fact that the United States Congress has
granted the F.A.A. “exclusive jurisdiction” over the navigable
airspace of the “clear zone” and “exclusive jurisdiction” over
the location, installation and maintenance of its navigational
aids means specifically that the State, municipality, or any
other government entity has no jurisdiction whatsoever over
the clear zone area. In another Connecticut case, United
States v. New Haven, 447 F.2d 972 (1971), the Court ruled
that the clear zone is the exclusive jurisdiction of the F.A.A.
The clear zone being the innermost part of the approach
zone at the end of a runway extends out 2700 feet from
the end of Runway 6 at Bradley International Airport, thus
utilizing approximately three acres, or one-half the acreage
of one of three parcels in dispute.
The Federal Aviation Act of 1958 (Act), 49 U.S.C.
§ 1301-1542 (1976), authorizes the F.A.A. to promote air
safety, 49 U.S.C. §§ 1303(a), 1655(c)(1) (1976), and to
regulate the use of navigable airspace, 49 U.S.C. §§ 1348(a),
1655(c)(1) (1976). Section 1348(b) reads crystal clear that
the Administrator is authorized to: (1) acquire, establish,
and improve air navigation facilities wherever necessary.
If the F.A.A. wants to delegate, subrogate, contribute finan-
cially to the acquisition of real property for its navigational
aids, the Uniform Act, P.L. 91-646, sec. 208 (42 U.S.C.
§ 4628), requires that “[w]henever real property is acquired
by a State agency at the request of a Federal agency for a
Federal program or project, such acquisition shall, for the
purposes of this act, be deemed an acquisition by the
Federal agency having authority over such program or project.
F.A.A. could argue that the airspace above the F.A.A.
airport landing and takeoff approaches is part of the Federal
navigable airspace, and thus part of the Federal public
domain — but the Federal government has decided not to
fully preempt its rights of control therein, the reason stated
18
for this Federal reticence as referenced in Kupster Realty
Corp. v. State, 404 N.Y.S.2d 225 at Page 231 is that a full
Federal preemption would most likely subject the Federal
government to the inverse condemnation suits currently
brought against local airport owners, or require it to appro-
priate navigation easements. While the policy of the United
States Supreme Court has been that liability for aircraft
noise damage should be imposed upon the owner and operator
of the airport, not the Federal government (see Griggs v.
County of Allegheny, 369 U.S. 84, 89-90, 82 S. Ct. 531, 7
L.Ed.2d 585), such is not the case at bar. An invasion of
the airspace cannot be categorized with an invasion of the
surface of private property and the installation of permanent
structures thereon. In such instance the government lacked
the authority to open up the airspace to the public without
payment of compensation to the owner; (see Kaiser Aetna
et al v. United States, 444 U.S. 164; see also Portsmouth Co.
v. United States, 260 U.S. 327).
Accordingly, the State Courts of Connecticut have
recognized that there is no valid enabling legislative au-
thority in State statutes to acquire land for the purpose
intended here. In New Haven vy. East Haven, 35 Conn. Sup.
157 at P. 170, the State Court recognized that Tweed
Municipal Airport, by Federal regulations, is authorized to
acquire land to maintain airport approach zones, including
clear and transition zones, 14 C.F.R. § 152.85(d), which
presently is 14 C.F.R. § 151.73. NO record is available of
when the transition to 151.73 was made.
The law of the State of Connecticut has always required
definite standards in order that a delegation by the legisla-
ture to an administrative agency be Constitutional. In State
v. Stoddard, 126 Conn. 623, where extensive powers were
given (o a milk adininistrator by the legislature, the Court,
in holding that the delegation was unconstitutional, at page
19
628, said: “[a] legislature, in creating a law complete in
itself and designed to accomplish a particular purpose, may
expressly authorize an administrative agency to fill up the
details by prescribing rules and regulations for the operation
and enforcement of law. In order to render admissible such
delegation of legislative powers, however, it is necessary
that the statute declare a legislative policy, establish primary
standards for carrying it out, or lay down an intelligible
principle to which the administrative officer or body must
conform, with a proper regard for the protection of the
public interests and with such degree of certainty as the
nature of the case permits, and enjoin a procedure under
which, by appeal or otherwise, both public interests and
private rights have due consideration|[.]” (citations omitted).
The State, not having any regulations or standards for airport
expansion, cannot effect a valid Constitutional taking. Even
if the State had standards, they may be applicable to those
airports only when they have been approved by the Director,
Office of Airports Standards, or the appropriate Regional
Director (14 C.F.R. 152.101(c) ).
It is conceded by F.A.A. representatives that they have
never sought purchase or condemnation of the land upon
which Federal navigational aids are located. The F.A.A. has
conceded through its representatives that no search was
ever made of the Land Records to ascertain all persons
(Defendants) to be notified, prior to any hearing involving
compensation. Petitioner has never been contacted by F.A.A.
relative to purchase, easement, condemnation, compensation
or otherwise.
The State has acknowledged the fact that no further
condemnation has been attempted since the 1968 attempt
was ruled null and void in 1971. The State admits to having
withdrawn the deposit money from the Court for the null
and void taking of 1971. The State has never produced an
20
appraisal to establish fair market value. The State acknowl-
edges to never having brought any kind of action against
Petitioner for purchase discussions that faltered on December
13, 1977 or January 4, 1978 (Petitioner Ex. #8), and June 7,
1982. The State concedes that no service of process was
ever made and no return day established for all persons
whose names could be ascertained by a reasonably diligent
search of the Land Records. The State concedes to asking
the State Court not to pay compensation upon a null and
void judgment on June 7, 1982.
Based upon the concessions and acknowledgments that
are exhibits and matters of record, the position of res judicata
by the District Court and the Court of Appeals cannot be
supported, and was not supported, and cannot be directed
to any Court action by the State where the matter was
litigated or could have been litigated.
Where Federally protected rights have been invaded, it
has been the rule from the beginning that Courts will be
alert to adjust their remedies so as to grant the necessary
relief. Bell v. Hood, 327 U.S. 678, 684, 66 S. Ct. 773, 777,
90 L.Ed. 939 (1946). 49 C.F.R. part 25, subpart B details
the applicability and policies of these Federally protected
rights of Plaintiff. 42 U.S.C. § 4633(a)(3) requires the U.S.
Department of Transportation to monitor the implementa-
tion and enforcement of the regulations and report annually
to the President's Council on Management Improvement on
the implementation of the ACT. (Memorandum of February
27, 1985, 50 F.R. 8953).
Where the issue of FRAUD was put squarely before
the District Court and the Court of Appeals for the Second
Circuit and the Court refused to permit any hearing or
address the issue upon the illegal, unlawful, wanton leasing
of Petitioner's private property to the F.A.A. in 1974, co-
21
inciding with the installation of a “middle marker” by F.A.A.
on private land, without notice, without compensation, while
Petitioner is paying taxes on the property, and the State is
attempting to defend itself in an ejectment action, gives
strong indication that the District Court and the Court of
Appeals are remiss in attempting to harbor and shelter
such activity.
In Simons v. United States, 413 F.2d 531 (1969), the
threshold issue was whether damages could be recovered
for trespass by the United States. At page 535 Simons, supra,
it read: “[o]f prime consideration to the Courts in Texas is
the determination of whether the lessor and lessee ‘acted
in concert in doing the illegal act, or that the injury was the
ordinary or natural result of some act which they did.” At
page 536 Simons, supra, regards the lessor: “It is to be noted
that the U.S. Supreme Court has recognized by reference
that a lessor who leased lands it did not own was a trespasser.”
[United States v. Wyoming, 331 U.S. 440, 67 S. Ct. 1319,
91 L.Ed. 1590].
Petitioner appeals from an order granting Summary
Judgment for Defendants (Rogin-Hirtle). The standard for
the entry of Summary Judgment is set forth in Fed. R. Civ.,
p. 56(c):
The judgment sought shall be rendered forthwith
if the pleadings, depositions, answers to interrogatories,
and admissions on file, together with the affidavits, if
any, show that there is no genuine issue as to any
material fact and that the moving party is entitled to
a judgment as a matter of law.
In reviewing a District Court's decision granting sum-
mary judgment, the same test applies. Thus, this Court
reviews the record de novo, to determine whether there
exists a material issue of fact.
22
The reviewing Court cannot decide disputed issues of
material fact; it only may determine whether a genuine issue
exists and whether the law was correctly applied. Accordingly,
it must reverse the grant of a summary judgment motion
if it appears from the record that there is an unresolved
issue of material fact. 10 Wright and Miller, Federal Practice
and Procedure § 2716 at 437-38 (1973).
The Judgment of the State Referee, concealing the
illegal and unlawful leases entered into between the two
bureaucracies, Connecticut Departmen: of Transportation
and Federal Aviation Administration, was done wilfully,
knowingly, with intent to deceive, and an attempt to shelter
the real party in interest — over whom the Referee has no
jurisdiction. In the Judgment entered on behalf of the Peti-
tioner on January II, 1977, case no. 162923, an ejectment
action commenced by writ on October 14, 1969, Judgment
was entered as follows by the very same Referee who
attempted to conceal the leases in 1978.
“Judgment for the Plaintiff granting him possession of
the land described in the Complaint as the title owner
thereof. The Defendants or their successors shall, within
100 days, vacate the land shown as Parcel C on the map
entitled ‘Property of Anastasia Simmons east side Rainbow
Road, East Granby, Conn., W. M. Alford Civil Engineer,
scale 1” - 60 ft., date October, 1964 and recorded at Vol. 12
(map) page 568 of the East Granby Land Records.”
“The Defendants, or their successors, within such legal
authority as may exist and permit, shall take appropriate
steps towards not renewing the lease to the United States
relative to the instrument landing lights situated on said
Parcel C. The Defendants or their successors shall pay to
the Plaintiff the amount of $37,813.64 for rent due through
October, 1969, together with an appraiser's fee of $1,800.00
23
and a map allowance of $250.00 to the engineer.” Signed,
Louis Shapiro, Referee. (Emphasis added.)
The above Judgment having been rendered on January
11, 1977 shows conclusively that Referee Shapiro had full
and complete knowledge of illegal and unlawful leases in
existence between the two bureaucracies and such informa-
tion was deliberately withheld from Petitioner on December
13, 1977 and January 4, 1978.
Additionally, quoting from page 13 of the Judgment of
January 11, 1977, it reads:
“I further conclude that the Defendants have entered
upon the Plaintiff's land without authority or permission for
them to do so; that the Defendants have excluded the Plain-
tiff from all use of said land and still keep him out of
possession, depriving him of rents and profits; that the entry
and taking of the Plaintiff's land by the Defendants is illegal
in that it is in excess of any statutory power given to them
to take and hold real property for an authorized purpose;
and that the entry and taking of the Plaintiffs land is un-
constitutional in that it constitutes a taking of property
without just compensation, and without due process of law
in violation of the Fifth and Fourteenth Amendments to the
Constitution of the United States and in violation of Article
First, Section II of the Connecticut Constitution. The Plain-
tiff is entitled to possession of aforesaid Parcel C.”
The above Constitutional violations rendered as part of
the Judgment — misses the mark completely by making no
reference to the invasion of the property by the F.A.A. The
State merely cut the timber in the approach and clear zones,
bulldozed the terrain and mowed the grass, without pay- ~
ment of damages, when the actual invasion of the surface
of Petitioners property by F.A.A. is analogous to the ap-
propriation of the use of private property in United States
24
v. Causby, 328 U.S. 256 (1946). There the Court found a
“taking” in the government's use of air space above the
claimant's land as part of the flight pattern for military air-
craft, thus destroying the use of the land as a chicken farm.
“Causby emphasized that government had not merely
destroyed property [but was] using a part of it for the flight
of its planes.”
In Loretto v. Teleprompter, 102 S. Ct. 3164 (1952), the
Court affirmed the traditional rule that a permanent physical
occupation of property is a taking. In such a case the prop-
erty owner entertains a_ historically rooted expectation of
compensation, and the character of the invasion is qualita-
tively more intrusive than perhaps any other category of
property regulation.
Duress is considered a type of fraud and where Peti-
tioner appeared before Referee Shapiro on January 4, 1978,
with new counsel, Attorney Robert King, having requested
orally and in writing that the Rogin-Hirtle law firm with-
draw from Simmons’ matters on December 22, and 23rd,
1977, as not representing his interests, and Petitioner's new
counsel was not permitted to represent Petitioner, such high-
handed disregard of statutes, regulations, and Petitioner's
rights to counsel of choice and Petitioner's rights under
Federal legislation where Federal projects or aid (49 C.F.R.
Subpart B) met with refusals to transfer of any real property,
within a matter of hours, not days — or a reasonable period
of time.
Throughout the Complaint in this case, and all previous
cases, is the attack on the State Court judgment that pro-
cedural due process was not observed, that Federally pro-
tected rights were denied, the concealment of material
facts pertaining to the leasing of Plaintiff's property bv the
Connecticut Department of Transportation to the Federal
Aviation Administration is fraud upon the Plaintiff, the
25
failure to pay due compensation in accord with Federally
mandated guidelines, the attempt to date matters back to
1964 to obviate the payment of damages where there have
been two (2) condemnations and some of the property has
since been abandoned, the economic coercion of subsidizing
the bureaucracies by paying taxes and lienholders while
they occupy the owner’s property — scott free, — can be
summed up with the citation from White v. Union Producing
Co., 5th Cir., 1944, 140 F.2d 176 at page 178: “Fraud vitiates
everything it touches, it is difficult to define; there is no
absolute rule as to what facts constitute fraud; and the law
does not provide one ‘lest knavish ingenuity may avoid it.’”
Citing from O’Boyle v. Bevil, 259 F.2d 506 at page 517:
“A judgment obtained by fraud is a nullity. To establish the
fraud as well as the want of jurisdiction to render the judg.
ment for failure to observe the requirements of the State
statutes, the Court in which the judgment is brought in
question may consider the entire record in the case, plead-
ings, process, and evidence.”
“The case before us presents a typical example where
equity will intervene to insure that Appellants are con-
demned only after hearing and that the whole proceeding
will be invested with ‘the attribute of justice upon which
the exercise of judicial power necessarily depends.’ ”
A suit presenting such a state of facts must appeal
strongly to the sense of justice of any tribunal.
26
CONCLUSION AND PRAYER
There now exists a conllict in the decisions of the District
Court and the Court of Appeals of the Second Circuit and
the laws of the United States as are set out in the United
States Code with reference to the interpretation and appli-
cation of Federal regulations to the Federal Aviation Admin-
istration, and its agents. Where, upon the evidence, an
ongoing navigational servitude is being imposed upon
Petitioner without basic fundamental due process or compen-
sation, this case should be remanded to the District Court
for a hearing on the merits.
For the foregoing reasons and upon the foregoing
authorities’ judgment for Defendants should be reversed and
the case remanded before an impartial arbiter.
Dated: October 27, 1988
Respectfully submitted,
Aucustus J]. SIMMONS
P.O. Box #1
Windsor, Connecticut 06095
(203) 569-6714
Augustus }. Simmons
Pro Se
APPENDIX
2a
APPENDIX A
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS
v.
WILLIAM BURNS, Commissioner, ALLAN McARTOR
Adm., FAA, ATTY. EDWARD ROGIN, JULIA Z
TASHJIAN, THOMAS P. BYRNE, CONNECTICUT
NATIONAL BANK AND TRUST, JEROME DIAMOND,
LEONIDAS D. SIMMONS, LEONARD ALLAIRE
MARIE ALLAIRE, PATSY VALENTE, ERNESTINE
VALENTE, ANGELO RONCARI, ATTY. GERALD A
XOISMAN, JOHN J. ROWLSON, JOHN MASSOW
FLORENCE MASSOW, ALBERT ENDEE, JOHN
KATAJA, ATTY. MARGARET DEAN, GERALD F-.
MIKULSKE, RONALD MUSKATALLO, ATTY. RONALD
CASSIDENTO, STEPHEN SILVERMAN, ATTY. ROBER]
HIRTLE, DAVID SALZMAN, FRANK ROTHAMMER.
JOHN J. BARTIZEK and ROCCO D’ESTITO
CIVIL NO. H-87-732 (JAC
FINAL JUDGMENT
This cause came on for consideration on plaintiff's
motion for reconsideration of the Court’s Ruling on Pending
Motions and Order, filed March 15, 1988, before the Honor
able Jose A. Cabranes, United States District Judge, and
the issues having been duly reconsidered and a Ruling on
Plaintiff's Objection to Court's Ruling of March 15, 1988,
having been filed on May 16, 1988, denying motion to
reconsider and dismissing all remaining claims against all
remaining defendants, pursuant to Rule 11, Fed.R.Ciy.P.,
3a
[t is ORDERED, ADJUDGED and DECREED that
judgment be and is hereby entered in favor of all remaining
defendants (summary judgment having been entered in
favor of defendants Burns, Comm., McArtor, Adm. of FAA,
Rogin, Tashjian and Hirtle on March 16, 1988) dismissing
the complaint.
Dated at New Haven, Connecticut, this 18th day of
May, 1988.
Kevin F. Rowe
Clerk, United States District Court
Deputy in Charge
4a
APPENDIX B
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a stated Term of the United States Court of Appeals
for the Second Circuit, held at the United States Courthouse
in the City of New York, on the Ith day of September, one
thousand nine hundred and eighty-eight.
Present:
HONORABLE J. EDWARD LUMBARD,
HONORABLE J. DANIEL MAHONEY,
Circuit Judges,
HONORABLE CON. G. CHOLAKIS,
District Judge.°
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
V.
J. WILLIAM BURNS, er At.,
Defendants-Appellees.
ORDER 88-6093
Appeal from the United States District Court for the
District of Connecticut.
This cause came to be heard on the transcript of record
from the United States District Court for the District of
Connecticut, and was argued by appellant pro se and by
counsel for appellees.
*Hoon. Con. G. Cholakis, District Judee. United States Dis-crict
Court for the Northern District of New York, sitting hy
designation.
5a
ON CONSIDERATION WHEREOF, it is now hereby
ordered, adjudged and decreed that the order of said district
court be and it hereby is AFFIRMED, and appellant is
assessed double court costs.
l. We affirm for the reasons stated in the ruling of
the district court. We also consider this a frivolous appeal.
This is appellant's third appearance before this court in the
past five years, and on each occasion res judicata barred
or bars his reassertion of the same claims which were either
fully litigated or should have been litigated in prior state
and federal proceedings. In his last appearance before this
court, Simmons v. United States of America, et al., Docket
No. 85-6087 (2d Cir. Nov. 22, 1985) (unpublished order),
appellant Simmons was placed on notice that he risked im-
position of sanctions should he seek to appeal the same
matters again.
2. It is accordingly appropriate to assess double court
costs against appellant pursuant to Fed. R. App. P. 38.
3. We specifically call to appellant's attention that we
affirm the order of the district court in all respects, including
its injunction against further federal litigation concerning
these claims, and that any violation of that injunction may
be punished as a contempt of court.
J. Epwarp LuMmBarp,
J. DaNrEL MAHONEY,
Circuit Judges
Con. G. CHOoLaKIs,
District Judge
N.B. This summary order will not be published in the
Federal Reporter and should not be cited or otherwise relied
upon in unrelated cases before this or any other court.
6a
APPENDIX C
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS
v.
UNITED STATES OF AMERICA, ET AL
CIVIL H-85-45 MJB
JUDGMENT
This action having come on for consideration of the
defendants’ motions to dismiss before the Honorable M.
Joseph Blumenfeld, United States District Judge, and
The Court having considered the full record of the case
including applicable principles of law, and the Court having
granted the motions,
It is accordingly ORDERED, ADJUDGED and DE-
CREED that judgment be and is hereby entered dismissing
the plaintiff's complaint.
Dated at Hartford, Connecticut, this 10th day of
April 1985.
KEvIN F. Rowe, Clerk
By: Dennis P. IAVARONE
Deputy-in-Charge
7a
APPENDIX D
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a stated Term of the United States Court of Appeals
for the Second Circuit, held at the United States Courthouse
in the City of New York, on the 22nd day of November, one
thousand nine hundred and eighty-five.
Present:
HONORABLE WILFRED FEINBERG
Chief Judge
HONORABLE WALTER R. MANSFIELD,
HONORABLE JAMES L. OAKES,
Circuit Judges.
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
- against -
UNITED STATES OF AMERICA, Er AL.,
Defendants-Appellees.
85-6087
Appeal from the United States District Court for the
District of Connecticut.
This cause came on to be heard on the transcript of
record from the United States District Court for the District
of Connecticut, and was argued by appellant pro se and
by counsel for appellees.
ON CONSIDERATION WHEREOF, it is now hereby
ordered, adjudged and decreed that the judgment of said
District Court be and it hereby is AFFIRMED.
8a
We agree with the April 8, 1985, order of the district
court dismissing appellant's claims on the ground of res
judicata. We also consider this a frivolous appeal. Appellant
has litigated the same matters numerous times before in
both state and federal courts over a period of many years.
Because appellant is a pro se litigant, we are not imposing
sanctions at this time. However, appellant is hereby placed
on notice that he risks imposition of sanctions in the future
should he seek once again to relitigate these same matters.
WILFRED FEINBERG,
Chief Judge
WALTER R. MANSFIELD,
James L. OaKEs,
Circuit Judges
N.B. Since this statement does not constitute a formal
opinion of this court and is not uniformly available to all
parties, it shall not be reported, cited or otherwise used in
related cases before this or any other court.
9a
APPENDIX E
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a stated term of the United Siates Court of Appeals,
in and for the Second Circuit, held at the United States
Courthouse, in the City of New York, on the 10th day of
February, one thousand nine hundred and eighty-four.
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
v.
ARTHUR B. POWERS,
Commissioner of Department of Transportation,
Defendant-Appellee.
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
V.
UNITED STATES OF AMERICA, ELIZABETH DOLE,
Secretary of United States Department of Transpertation,
FEDERAL AVIATION ADMINISTRATION,
J. LYNN HELMS, Administrator,
STATE OF CONNECTICUT, J. WILLIAM BURNS,
Commissioner of Connecticut Department of Transportation
and CONNECTICUT DEPARTMENT OF
TRANSPORTATION,
Defendants-Appellees.
No. 83-6257
10a
A petition for a rehearing having been filed herein by
plaintiff-appellant, Augustus J. Simmons, pro-se,
Upon consideration thereof, it is
Ordered that said petition be and it hereby is DENIED.
A. DaniEL Fusaro, Clerk
by Francis X. GINDHART,
Chief Deputy Clerk
APPENDIX F
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS,
v.
UNITED STATES OF AMERICA, ELIZABETH DOLE,
Secretary of United States Department of Transportation;
FEDERAL AVIATION ADMINISTRATION;
J. LYNN HELMS, Administrator; STATE OF
CONNECTICUT; J. WILLIAM BURNS, Commissioner of
Connecticut Department of Transportation
AUGUSTUS J. SIMMONS
V.
ARTHUR B. POWERS, COMMISSIONER,
DEPARTMENT OF TRANSPORTATION
No. H 81-778
and No. 83-225
lla
JUDGMENT
These consolidated actions having come on for consid-
eration of the Defendants’ Motions to Dismiss before the
Honorable Jose A. Cabranes, United States District Judge;
and,
The Court having considered the full record of the case
including the applicable principles of law, and the Court
having filed its endorsements on August 16, 1983, granting
Defendants’ motions,
It is accordingly ORDERED, ADJUDGED and DE-
CREED that judgment be and is hereby entered in favor
of the Defendant dismissing the Plaintiff's complaints.
Dated at Hartford, Connecticut, this 24th day of
August, 1983.
SYLVESTER A. MARKOWSKI,
Clerk, United States District Court
Joun K. HENDERSON, JR.
Deputy in Charge
12a
APPENDIX G
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a stated Term of the United States Court of Appeals
r the S d Circuit, held at the United States Courthouss
n the City of New York, on the 20th dav of December. one
ho h lred 1 eighty-thre
Present
HONORABLE WILFRED FEINBERG
Chief Judge
HONORABLE HENRY J]. FRIENDLY
HONORABLE JAMES L. OAKES
Circuit Judges
AUGUSTUS J]. SIMMONS
Plaintiff-Appellant,
v.
ARTHUR B. POWERS. etc..
Defendant-Appellee
\UGUSTUS J. SIMMONS,
Plaintiff-Appellant,
v.
UNITED STATES OF AMERICA, et at.
Defendant-Appellee.
No. 83-6257
Appeal from the United States District Court for the
District of Connecticut.
13a
This cause came on to be heard on the transcript of
record from the United States District Court for the District
of Connecticut, and was argued by appellant pro se and by
counsel for appellees.
ON CONSIDERATION WHEREOF, it is now hereby
ordered, adjudged and decreed as follows:
l. This appeal arises out of a dispute over title to and
use of land adjacent to Bradley International Airport. It
concerns two actions, filed by appellant in the United States
District Court for the District of Connecticut, and directed
against various state and federal defendants. The complaint
in the first case, Civ. No. H-81-778, was filed in October
1981, and subsequently amended. On February 7, 1983,
Judge Cabranes granted the federal defendants’ motion to
dismiss. Simmons appealed, and this court, by order dated
June 9, 1983, dismissed the appeal for lack of jurisdiction
because the dismissal of the claim against the federal
defendants did not constitute a final judgment of the district
court. We stated that, to pursue the appeal, Simmons would
have to seek the entry of a final judgment as to the federal
defendants, or await the determination of the claims against
the state defendants.
2. On March 22, 1983, appellant filed the complaint
in the second case, Civ. No. H-83-225. On May 23, 1983,
Judge Cabranes granted a motion by the State of Connecticut
to consolidate both cases. On August 16, 1983, Judge
Cabranes dismissed the complaints in the consolidated ac-
tions. Simmons now appeals from that dismissal. We agree
with Judge Cabranes that the doctrine of res judicata bars
the reassertion of these claims, already litigated in state
courts. Simmons v. Wetherall, 430 \.2d 1296 (Conn. 1980).
l4a
3. The judgment of the district court is affirmed.
WILFRED FEINBERG,
Chief Judge
Henry J. FRIENDLY,
JAMEs L. OAKES,
Circuit Judges.
N.B. Since this statement does not constitute a formal
opinion of this court and is not uniformly available to all
parties, it shall not be reported, cited or otherwise used in
unrelated cases before this or any other court.
15a
APPENDIX H
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS,
Plaintiff.
Vv.
]. WILLIAM BURNS, AS HE IS THE COMMISSIONER
OF THE CONNECTICUT DEPARTMENT
OF TRANSPORTATION, AND J. LYNN HELMS,
AS HE IS THE ADMINISTRATOR
OF THE FEDERAL AVIATION ADMINISTRATION
Defendants.
No. 81-778
Appeal No. 83-5141
PLAINTIFF'S MOTION FCR “FINAL DECISION”
ON WITHHOLDING OF FEDERAL FUNDS FOR ALL
AIRPORT DEVELOPMENT AT
BRADLEY INTERNATIONAL AIRPORT
(Preliminary Injunction)
DENIED as moot, in view of the court's disposition of
the case. See the court’s endorsement order (filed Aug. 16,
1983) of the federal defendants motion to dismiss and the
court’s endorsement order (filed Aug. 17, 1983) of the state
defendants motion to dismiss. It is so ordered.
Jose A. Casranes, U.S.D.].
August 17, 1983, Hartford, CT
CC —————
16a
APPENDIX I
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS
v.
UNITED STATES OF AMERICA, FEDERAL AVIATION
ADMINISTRATION, J. LYNN HELMS, Administrator,
Federal Aviation Administration,
STATE OF CONNECTICUT,
CONNECTICUT STATE DEPARTMENT
OF TRANSPORTATION, and J. WILLIAM BURNS,
Commissioner, Connecticut State Department
of Transportation
No. H 81-778
RULING ON THE FEDERAL DEFENDANTS’
MOTION TO DISMISS
JOSE A. CABRANES, District Judge:
This procedurally convoluted action arises out of a dis-
pute between plaintiff and various defendants concerning
the use of several parcels of land in the town of East Granby,
Connecticut. On November 8, 1982, plaintiff filed his Third
Amended Complaint, and on December 21, 1982 the federal
defendants (the United States of America, the Federal
Aviation Administration, and J. Lynn Helms as Adminis-
trator of the Federal Aviation Administration) filed a motion
to dismiss the claims asserted against them, pursuant to Rule
12(b)(1) and (6), Fed. R. Civ. P. Because this court con-
cludes that “it appears beyond doubt that the plaintiff can
prove no set of facts in support of his claim [against these
defen-*dants] which would entitle him to relief,” Conley v.
17a
Gibson, 355 U.S. 41, 45-46 (1957), the motion to dismiss
must be granted.
I.
The first count of the Third Amended Complaint alleges
a claim under the Federal Tort Claims Act, 28 U.S.C.
§§ 2671 et seq. The pertinent allegations of count one are
that the “FAA has placed a middle marker on Parcel C [of
which plaintiff alleges he is the owner] and an Instrument
Landing System,” Third Amended Complaint, {30; that
“the United States Government and the FAA have ousted
the Plaintiff from possession of this land since 1964,” { 33;
and that “the United States and the FAA have never com-
pensated the Plaintiff for their use of Parcels A and C,” { 34.
According to plaintiff, the instrument landing system was
emplaced in 1960, “6, the middle marker in 1974, § 7.
The statute of limitations for the Federal Tort Claims
Act is 28 U.S.C. § 2401(b), which provides in pertinent part
that a tort claim against the United States will be barred
unless “presented in writing to the appropriate Federal
Agency within two years after such claim accrues. . . .”
It is undisputed that plaintiff did not commence this action
until 1981. Plaintiff does not allege that he filed any federal
court action or agency claim before that time.
Plaintiff contends, however, that his claim is not time
barred. That contention derives from plaintiff's reading of
two cases, United States v. Dickinson, 331 U.S. 745 (1947),
and United States v. One 1961 Red Chevrolet Impala Sedan,
457 F.2d 1353 (5th Cir. 1972). This court is not persuaded
that either case cited is on point.
In Dickinson, the United States had constructed a dam,
and as a result the plaintiff's land was periodically flooded.
The dam was completed in 1936, the first Hood occurred
18a
in 1937, more extensive flooding took place in 1938, and
the plaintiff brought suit in 1943; a six-year statute of lim-
itations was applicable. The Supreme Court held that the
action was not time-barred. In Dickinson, the plaintiff argued
that the Government's action was, before 1938, ambigu as:
before the first flood occurred, there was no indication that
a taking had occurred or would occur; and before the exten-
sive flood of 1938, it was still uncertain that the Govern-
ment’s intrusion upon the plaintiff's land was sufficient to
constitute a taking, or, assuming that there was a taking,
it was too soon to determine the extent thereof. The Dickinson
plaintiff argued, and the Supreme Court agreed, that it was
not until 1938 that the fact and the extent of the taking
were clear. As Justice Frankfurter, writing for the court,
put it: “An owner of land flooded by the Government would
not unnaturally postpone bringing a suit against the Govern-
ment for the flooding until the consequences of inundation
have so manifested themselves that a final account may be*
struck,” United States v. Dickinson, supra, 331 U.S. at 749.
In the case at bar, however, the Third Amended Complaint
can only be read as stating that the Government's alleged
tort was complete in 1974. According to the complaint, the
alleged tort was neither uncertain nor ambiguous at that
time; its extent was apparent; and nothing is alleged to
have happened between 1974 and 1981 that changed _ the
nature or extent of the alleged tort.
In One 1961 Red Chevrolet, the Fifth Circuit held that,
where a change of law creates a new right, a cause of action
may, for limitation purposes, accrue at the time of that
change of law rather than when the alleged wrong occurred.
In the case at bar, however, plaintiff has not alleged any
change in the general law. Rather, he has simply alleged
that a prior adjudication of his rights with respect to the
parcels in question occurred in 1980. Clearly, an application
of law, albeit one that changes the legal relations between
19a
two parties, is not the same thing as a change in the law.
Thus, One 1961 Red Chevrolet — which, at any rate, rep-
resents the law of a circuit other than our own — has no
bearing on the case before this court today.
In short, count one of the Third Amended Complaint
is barred by 28 U.S.C. § 2401(b) and is accordingly dismissed.
Il.
In count three of the Third Amended Complaint, plain-
tiff alleges numerous violations of unspecified “Federal law,”
©€ 540-46, 49-51, and some specific violations of the Uniform
Relocation Assistance and Real Property Acquisition Policies
Act, 42 U.S.C. §§ 4601 et seq. Where violations of that Act
are alleged, plaintiff claims the FAA was derelict in fulfilling
its statutory obligations in dealing with the State of Connect-
icut, © 47-48, 52-54.
The Government contends that a private right of action
will not lie against it to compel fulfillment of such obliga-
tions. While this question has not yet been presented to
the Court of Appeals for the Second Circuit, those courts
of appeals that have considered this issue have unanimously
concluded that the “plain language,’ Fountain v. Metropol-
itan Atlanta Rapid Transit Authority, 678 F.2d 1038, 1045
n. 13 (11th Cir. 1982), of 42 U.S.C. § 4602(a) precludes
such a right. See Fountain v. Metropolitan Atlanta Rapid
Transit Authority, supra; Roth v. United States Department
of Transportation, 572 F.2d 183, 184 (9th Cir. 1978); Rhodes
v. City of Chicago, 516 F.2d 1373, 1377-1378 (7th Cir. 1975);
Will-Tex Plastics Manufacturing, Inc. v. Department of Hous-
ing and Urban Development, 345 F. Supp. 654 (E.D. Pa.
1972), affd 478 F.2d 1399 (3rd Cir. 1973). The exception
cited by plaintiff as applicable where a plaintiff is a third-
party beneficiary to a contract between federal and state
20a
governments is clearly without relevance here, where plain-
tiff has not claimed to be a third-party beneficiary — indeed,
where such a claim would be contrary to the entire thrust
of the complaint.®
Thus, count three of the Third Amended Complaint
fails to state a claim for relief cognizable under 42 U.S.C.
§§ 4601 et seq. and is accordingly dismissed.
Il.
The federal defendants have also moved to dismiss count
five of the Third Amended Complaint. Count five concerns
enforceability of a stipulation entered into by plaintiff and
the State of Connecticut. It does not appear to this court
that count five runs against the federal defendants, and
therefore that portion of the federal defendants’ motion to
dismiss that attacks count five is denied as moot, without
prejudice to renewal if it should appear hereafter that plain-
tiff means count five to run against the federal defendants.
IV.
In summary, the federal defendants’ motion to dismiss
the Third Amended Complaint insofar as it states claims
against them is granted with respect to count one, granted
with respect to count three, and denied as moot with respect
to count five, without prejudice to renewal. Counts two and
four of the Third Amended Complaint do not state claims
against any of the federal defendants.
It is so ordered.
Dated at Hartford, Connecticut, this 7th day of Febru-
ary,’ 1983.
Jose A. CaBRANES
United States District Judge
ane
Qla
APPENDIX J
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
At a stated Term of the United States Court of Appeals
for the Second Circuit, held at the United States Courthouse
in the City of New York, on the 9th day of June, one thou-
sand nine hundred and eighty-three.
Present:
HONORABLE WILFRED FEINBERG,
Chief Judge
HONORABLE HENRY J. FRIENDLY
HONORABLE RALPH K. WINTER
Circuit Judges.
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
— against —
UNITED STATES OF AMERICA, FEDERAL AVIATION
ADMINISTRATION, er at.
Defendants-Appellees.
No. 83-6043
Appeal from the United States District Court for the
District of Connecticut.
This cause came on to be heard on the transcript of
record from the United States District Court for the District
of Connecticut, and was argued by appellant pro se and by
counsel for appellees.
ON CONSIDERATION WHEREOF, it is now hereby
ordered, adjudged and decreed that the appeal from the
| - , | _
22a
judgment of said District Court be and it hereby is dismissed
for lack of jurisdiction.
1. This appeal arises out of a dispute over title to and
use of land adjacent to Bradley International Airport in
Connecticut that has been going on between appellant and
the governments of the United States and Connecticut for
many years. The third amended complaint in the instant
case against various federal and state defendants was filed
in November 1982. In an opinion dated February 7, 1983,
Judge Jose A. Cabranes dismissed all the counts that he
found to be directed against the federal defendants, finding
that count one was barred by the applicable statute of lim-
itations and that count three failed to state a claim for relief.
2. Because the claims against the state defendants are
still pending before the district court, the dismissal of the
claims against the federal defendants is not a final judgment,
and cannot be appealed, unless the district court determines
that “there is no just reason for delay” and expressly directs
the entry of a final judgment. Fed. R. Civ. P. 54(b). Judge
Cabranes did not do so in his opinion of February 7. This
court is therefore without jurisdiction to hear this appeal,
which is dismissed without prejudice. Appellant may seek
the entry of final judgment as to the federal defendants in
the district court, or he may await the final determination
of his remaining claims before appealing all claims to
this court.
3. Shortly before oral argument, appellant also moved
in this court for a preliminary injunction “against project
applications for airport development.” The relief sought is
the “withholding of federal funds for all airport develop-
ment at Bradley International Airport per 49 USC 1716(c)
until such time as clear title to ‘clear zone’ is fully and
adequately required.” Judge Cabranes denied a request for
2
23a
similar relief in the district court on May 16, 1983, on the
ground that relief was sought against the federal defendants
only, as to whom the complaint had already been dismissed.
In view of our disposition of the main appeal, this motion
is also remanded without preiudice to the district court so
that when a final judgment ‘s entered, the entire matter
may be addressed by this court at the same time.
WitrreD FeEinserc, Chief Judge
HENRY J. FRIENDLY
Ratpu K. Winter, Circuit Judges.
N.B. Since this statement does not constitute a formal
opinion of this court and is not uniformly available to all
parties, it shall not be reported, cited or otherwise used in
unrelated cases before this or any other court.
24a
APPENDIX K
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
AUGUSTUS J. SIMMONS
V.
HORACE B. WETHERELL, Director of Aeronautics:
DONALD J. LYNCH, Deputy Director of Aeronautics;
FRANK C. PARIZEK, EDWARD J]. COADY, KINGSLEY
GILLESPIE, HUGH C. CURRAN, ARTHUR SACHS and
E. DONALD WALSH, The Aeronautics Commission of
Connecticut; and HERBERT A. PREISSNER, Manager
of Bradley International Airport
Civil No. 14,806
RULING ON DEFENDANTS MOTIONS TO
DISMISS AND TO DISCHARGE ATTACHMENTS
The plaintiff, Augustus J. Simmons, has brought suit
under the Civil Rights Act, 42 U.S.C. § 1983, to seek redress
against several public officials tor two alleged wrongs done
to him under color of state law. Jurisdiction is sought under
28 U.S.C. § 1343(3). He complains that certain of his prop-
erty, principally land abutting a state airport, was taken
by the defendants in violation of state law and in violation
of the fifth amendment to the United States Constitution;!
and he complains that the defendants caused him to be
illegally arrested, prosecuted and convicted in the state court
in violation of his federal civil rights, for cutting through
'The fifth amendment to the United States Constitution pro-
vides in pertinent part:
. nor shall private property be taken for public
use, without just compensation.”
25a
a fence which the defendants had erected surrounding his
property. The defendants have moved to dismiss the com-
plaint on the grounds of sovereign immunity, lack of federal
jurisdiction over the subject matter of the complaint, and
the tolling of the statute of limitations.
§
This case has a long and acrimonious history. Taking
the facts as stated in the complaint, for purposes of the
motion to dismiss, the plaintiff owns about twelve acres of
land abutting Bradley International Airport in East Granby,
Connecticut. His predecessor in title was his mother, who
owned the land when the controversy at the root of this
lawsuit began in 1961. At that time, the state Aeronautics
Commission began condemnation proceedings against the
land under Conn. Gen. Stats. § 15-79 (repealed by 1969
Public Act 768, § 263), which provided in pertinent part:
“The state or any municipality, or any two or more
municipalities jointly, . . . may take any such land
or interest therein for such establishment (of an airport)
or for the expansion or improvement of an airport
when, in the opinion of the (state aeronautics) com-
mission, public convenience or safety requires, and
when the approval of the municipality or municipalities
in which such land is located has been legally obtained,
upon paying just compensation to the owner of such
land or interest therein... .”
In December 1964 the plaintiff began construction of
a restaurant on his land; construction was halted after the
foundation had been completed, when the defendants ob-
tained an injunction against further construction on March
3, 1965, on the ground of the pendency of condemnation
proceedings.
26a
Although the defendanis, acting for the Department of
Aeronautics, were successful at trial on the issue of whether
the Aeronautics Commission’s decision to take the property
was unreasonable or in bad faith, the Connecticut Supreme
Court, without considering any other assignments of error,
ordered a new trial solely on the ground that error was )
commiited in an evidentiary ruling. State v. Simmons, 153
Conn. 351 (1966). At the new trial, the judge ruled that
the taking was invalid since the defendants had failed to
obtain the approval of the Town of East Granby, as required
by Conn. Gen. Stats. § 15-79, supra. This decision was
affirmed by the Connecticut Supreme Court. State v. Simmons,
155 Conn. 502 (1967).
Persisting after these two aboried attemp's, on January
9, 1968, the defendants again began condemnation pro-
ceedings, this time under Conn. Gen. Stats. § 48-12, the
state's general condemnation statute. The plaintiff acknowl-
edges in his complaint that “(t)he effect of this statute
was to vest title to the land in the State immediately upon
the filing of the statement of condemnation in the Superior
Court . . . .” In March 1971 the Connecticut Supreme
Court again held the taking illegal, on the ground that
takings by the Aeronautics Commission were authorized only
by Conn. Gen. Stats. § 15-79, and that the commission could
not employ § 48-12. Simmons v. State, 160 Conn. 492 (1971).
In August 1968 after the defendanis had begun the
action under § 48-12 but before the Connecticut Supreme
Court had declared this proceeding invalid, “the defendants
caused the plaintiff to be arrested and charged with a crim-
inal offense for cutting a wire fence erected by the defen-
dants around the plaintiff's property. The plaintiff was
convicted and sentenced to six months, execution suspended
after three months, plus a fine of $250.00."
rd”...
27a
The plaintiff also alleges that in April 1968 the de-
fendants caused agents or employees of the Department of
Aeronautics to remove certain cinder blocks from his prop-
erty, which they have refused to return to the plaintiff and
for which they have paid him no compensation.
The plaintiff also alleges that the defendants caused
certain runway lights to be constructed on his property,
which are in use at present and for which he has received
no compensation.
In the 1969 session of the state General Assembly, the
plaintiff was the beneficiary of the following special act:
“AN ACT AUTHORIZING AUCUSTUS J. SIMMONS
TO SUE THE STATE
Augustus J. Simmons of Windsor is authorized to bring
an action at law against the state not later than the
first Tuesday of January, 1970, and to recover such
damages as may be awarded to him by said court for
loss of use of land owned by him in the town of East
Granby. Any action brought in accordance with this
act shall be brought to the superior court for Hartford
county and no costs or interest shall be included in any
judgment against the state. Approved May 28, 1969.”
Special Act No. 170.
Under this waiver of sovereign immunity, the plaintiff
brought suit on January 5, 1970, against the defendants
Lynch and Wetherell, and against the state of Connecticut,
in the Superior Court for Hartford County, Docket No. 163,
875, secking damages for the losses he allegedly sustained
because of the deprivation of the use of his land for several
years. The allegations of that complaint are quite similar to
those here, except that the plaintiff does not seek redress
for his allegedly illegal arrest and imprisonment.
28a
II.
THE CRIMINAL PROSECUTION
The plaintiff seeks damages for his allegedly illegal
arrest and conviction, which he claims were “caused” by
the defendants. The court is of the opinion that he has failed
to state a federal claim upon which relief may be granted.
The plaintiff acknowledges that he was convicted in a
state court for cutting a fence erected by the defendants.
He may not collaterally attack that conviction here, in the
guise of a civil rights complaint. Goss v. Illinois, 312 F.2d
257 (7th Cir. 1963). See also, Taylor v. New York City
Transit Authority, 433 F.2d 665 (2d Cir. 1970).
Further, his complaint fails to allege that the defendants
acted in bad faith; he acknowledges that at the time of the
arrest, title to the property had vested, albeit temporarily,
in the state, under Conn. Gen. Stats. § 48-12. Public officials
are not liable to actions for damages under § 1983 for actions
taken in good faith. See Pierson v. Ray, 386 U.S. 547 (1967);
Bivens v. Six Unknown Named Agents of the Federal Bureau
of Narcotics, F.2d (2d Cir. Mar. 8, 1972), slip
op. at 2024. The failure to allege lack of good faith provides
an additional ground for dismissal, for failure to state a claim
upon which relief may be granted. Fed. R. Civ. P. 12(b) (6).
Il.
WRONGFUL TAKING
The plaintiff's contention that his property was taken
without just compensation alleges the deprivation of a con-
stitutional right, and thus is a basis for federal jurisdiction
under 28 U.S.C. § 1343(3). Lynch vy. Household Fin. Corp.,
40 U.S.L.W. 4335 (U.S. Mar. 23, 1972).
etiam
29a
The court is of the opinion, however, that since the
plaintiff’ merely seeks damages for interference with the use
of his property, he does not contend that a taking has
occurred within the meaning of the fifth and fourteenth
amendments to the United States Constitution.2 Hence, the
complaint must be dismissed for failure to state a claim upon
which relief may be granted. Fed. R. Civ. P. 12(b) (6).
Not every interference with the use of property con-
stitutes a taking within the meaning of the fifth amendment:
“Where the line of demarcation between acts which
amount to the taking of an interest in property short
of a transfer of title, as distinguished from acts resulting
only in tortious interference with a plaintiffs rights in
his property, is drawn in a case such as is presented
here, requires a determination of whether
‘the action of the Government has been such as
to impose a servitude upon the property which
interferes with the use, management, or enjoyment
of the same. United States v. Lynah, 188 U.S. 445,
23 S. Ct. 349, 147 L.Ed. 539; Portsmouth Harbor
Land & Hotel Co. v. United States, 260 U.S. 327,
329, 43 S. Ct. 135, 67 L.Ed. 287; United States v.
Causby, 328 U.S. 256, 66 S. Ct. 896, 90 L.Ed. 1004;
United States v. Virginia Electric & Power Co., 365
2The court assumes that the protection provided by the fifth
amendment against the taking of property without just com-
pensation applies to actions by state officials, through the
due process clause of the fourteenth amendment, which pro-
vides:
‘nor shall any State deprive any person of life, liberty,
or property, without due process of law... .”
See Haczela v. City of Bridgeport, 299 F. Supp. 709, 712
(D. Conn. 1969); ef. Foster v. Herley, 330 F.2d 87 (6th
Cir. 1964).
30a
U.S. 624, 81 S. Ct. 784, 5 L.Ed.2d 838.’ Foster v.
Herley, 330 F.2d 87, 90 (6th Cir. 1964).
“The conceptual difference between acts of interference
with the use and enjoyment of a person’s property by
public officials which results only in a claim for damages,
and those continuing acts which under all the circum-
stances ripen into a taking by the government of an
interest in the property was discussed in Foster v.
Herley, supra. A medley of continuing official acts may
develop into so much interference with the owner’s use
and enjoyment of his property as to justify a finding
that it was taken in advance of the formal transfer of
title.” Jimmie’s, Inc. v. West Haven, Civ. No. 13,503
(D. Conn. Mar. 16, 1970), affd. 436 F.2d 1339 (2d
Cir. 1971).
The plaintiff in his prayer for relief seeks an injunction
against further attempts by the defendants to take his prop-
erty “until such time as appropriate constitutional standards
are established governing the taking of land for airport
purposes, damages for the deprivation of use of his land,
and an injunction against the use of the runway lights which
allegedly have been erected on his land “unless adequate
compensation is paid to the plaintiff for the right to main-
tain said lights... .”
The plaintiffs prayer for relief is inconsistent with the
theory that there has been a constructive taking by the
state; indeed, he fervently resists the implication that he
recognizes any “servitude” imposed on his property by the
defendants. He does not want any interest in his property
to be taken.
Although the plaintiff conceivably could have argued
that the erection of runway lights on his property resulted
3la
in a taking of that portion of his property on which the
lights are situated, so that upon payment of compensation,
title to that portion of his land would vest in the state, he
has not chosen to do so. Rather, he seeks to have the use
of the lights enjoined “unless adequate compensation is paid
to the plaintiff for the right to maintain said lights... .
(Emphasis added). This theory of the case does not comport
with a federal claim, since no taking in the constitutional
sense is alleged. Jimmie’s, Inc. v. West Haven, supra. Contra,
Inmobiliaria Borinquen, Inc. v. Garcia Santiago, 295 F. Supp.
203 (D. P.R. 1969). It is quite obvious that throughout this
vigorously contested litigation in the state courts the de-
fendants have continuously, although seemingly ineptly, made
repeated attempts to pay the plaintiff “adequate compensa-
tion.” It is equally clear that the plaintiff has continuously
resisted those attempts and refused to accept “adequate
compensation.” What has resulted from the failure of the
defnedants to employ the correct procedures to effect a
taking of the plaintiff's property is a trespass on his land.
It would be paradoxical to now treat the case in this court
as a condemnation case. The plaintiff's claim gives rise to
an ordinary action in tort for the recovery of damages, not
a constitutional claim for “adequate compensation” for a
taking under the power of eminent domain.
Nor is federal jurisdiction provided by the plaintiff's
claim that he was deprived of his property without due
process of law, in violation of the fourteenth amendment to
the United States Constitution. The record of success which
the plaintiff has achieved in the state courts, by his vigorous
efforts to resist the taking of his land by the state officials,
shows clearly that he has been afforded adequate due
process of law.
In the context of this case, it is also clear that the
dispute concerning the concrele blocks, which the plaintiff
32a
alleges were removed from his land by agents of the defen-
dants and taken to airport property, is more properly viewed
as a question of who holds title to this property, rather than
a question of whether property has been taken without just
compensation. In this posture, there is no federal claim with
respect to the concrete blocks.
The plaintiff's one remaining claim is that:
“The alleged standards and criteria applied to justify
condemnation of the plaintiff's land were not uniformly
applied to other abuttors, including the abutting land
owned by the State of Connecticut, and thus the plain-
tiff was denied the equal protection of the laws in
violation of the FOURTEENTH AMENDMENT to the
United States Constitution.”
Plaintiff here attacks the “sound exercise of discretionary
authority,” Barr v. Mateo, 360 U.S. 564, 575 (1959), of the
state officials, in their decision to attempt to take his land
rather than another’s. Sovereign immunity bars such an
attack. Bivens v. Six Unknown Named Agents of the Federal
Bureau of Narcotics, supra.
The defendants’ motion to dismiss is granted, on the
ground that the plaintiff has failed to state a claim upon
which relief may be granted.
SO ORDERED.
Dated at Hartford, Connecticut, this 3rd day of April,
1972.
M. JOSEPH BLUMENFELD
Chief Judge
ow See
33a
APPENDIX L
SIMMONS v. WETHERELL
Cite as 472 F.2d (1973)
AUGUSTUS J. SIMMONS,
Plaintiff-Appellant,
V.
HORACE B. WETHERELL, as the Director
of Aeronautics, et al.,
Defendants-Appellees.
No. 130, Docket 72-1541.
United States Court of Appeals,
Second Circuit.
Argued Dec. 7, 1972.
Decided Jan. 19, 1973.
Landowner brought civil rights action against state
authorities alleging that his property had been taken with-
out due compensation. The United States District Court for
the District of Connecticut, M. Joseph Blumenfeld, Chief
Judge, dismissed, and the landowner appealed. The Court
of Appeals, Smith, Circuit Judge, held that where state
authorities had proceeded with reasonable speed in their
attempts to condemn landowner’s property and any delay
arose largely from landowner's efforts at defeating condemna-
tion in state courts, the attempts at condemnation constituted,
at most, tortious interference with landowner’s property rights
and landowner could not maintain a civil rights action aris-
ing from the condemnation proceedings, but that landowner’s
allegations that state had fenced off and put airport runway
lights on portion of property owned by landowner without
paying him due compensation or instituting court proceed-
ings stated cause of action for deprivation of landowner’s
34a
a)
right to enjoy the use of his land; however, resolution of
that portion of his complaint would be stayed pending action
in state court involving the matter.
Affirmed in part and remanded in part.
1. CIVIL RIGHTS at 13.4(1)
Attempts by state authorities to condemn landowner’s
property constituted, at most, tortious interference with
landowner’s property rights and, therefore, landowner could
not maintain action against state authorities under statute
pertaining to the deprivation of rights secured by the Con-
stitution, where state officials had proceeded with reasonable
speed in their attempts to condemn ‘land and any delay
arose largely from landowner’s efforts at defeating the con-
demnation in the courts. C.G.S.A. §§ 15-79, 48-12; 28 U.S.C.A.
§ 1343(3); 42 U.S.C.A. § 1983.
2. COURTS at 303(2)
Appropriate forum for assertion of landowner’s tort claim
against state authorities based upon effects of apparent in-
eptitude in condemning landowner’s property was in state
court. C.G.S.A. §§ 15-79, 48-12; 28 U.S.C.A. §1343(3); 42
U.S.C.A. § 1983.
3. CIVIL RIGHTS at 13.4(1)
Actions of state authorities in attempting to condemn
landowner’s property did not constitute a “taking” within
ambit of statute pertaining to the deprivation of rights
secured by the Constitution. 42 U.S.C.A. § 1983.
See publication Words and Phrases for other judicial
constructions and definitions.
35a
4. ACTION at 69(5)
CIVIL RIGHTS at 13.12(3)
Landowner’s allegations that state had fenced off land
owned by him and had put airport runway lights on it with-
out paying him due compensation or instituting court pro-
ceedings were sufficient to state civil rights claim for depri-
vation of landowner’s right to enjoy the use of his land;
however, where landowner’s claim against state authorities
revolved around boundary dispute forming basis of land-
owners pending suit in state court, landowner’s civil rights
action would be stayed pending resolution of the state court
action in interest of comity and efficient judicial administra-
tion. 42 U.S.C.A. § 1983.
Stephen W. Silverman, Springfield, Mass., for appellant.
S. Victor Feingold, Asst. Atty. Gen. (Robert K. Killian,
Atty. Gen. of the State of Connecticut, Clement J. Kichuk,
Asst. Atty. Gen., of counsel), for appellees.
Before LUMBARD, SMITH and MANSFIELD, Cir-
cuit Judges.
SMITH, Circuit Judge:
This case represents the federal stage of a long-standing
and acrimonious court battle between the Simmons family
of East Granby, Connectcut and state officials over the latters’
attempts to condemn some land adjoining Bradley Interna-
tional. Airport. Augustus J. Simmons now appeals from a
judgment of the United States District Court for the District
of Connecticut, M. Joseph Blumenfeld, Chief Judge, dis-
missing his § 1983 action against the named state officials
for failure to state a claim upon which relief can be granted.
We affirm the bulk of Judge Bluimenfeld’s decision; however,
36a
as to one aspect of this suit, we remand, for the reasons out-
lined below.
The battle here began when the state aeronautics com-
mission moved under Conn. Gen. Stat. § 15-79, which then
governed taking of land for airports,' to condemn the
Simmons property. Pursuant to the statute, a petition for
the determination of compensation was brought by the state
in Hartford Superior Court; a judgment was rendered finding
the taking reasonable and appointing a referee to assess
damages. Anastasia Simmons (appellant’s mother), appealed
to the Connecticut Supreme Court, which reversed, finding
error in the trial court’s exclusion of evidence offered to
show that property similarly situated had not been taken.
State v. Simmons, 153 Conn. 351, 216 A.2d 632 (1966). Since
this evidence was held to be relevant on the issue of whether
the state had acted arbitrarily in singling out the Simmons
land, the case was remanded for a new trial.
While the first suit was pending, Mrs. Simmons died,
and Augustus entered the fray.* Before the second trial
began, he raised as an affirmative defense to the taking
the fact that the state authorities had not received the
requisite statutory approval from the Town of East Granby
before proceeding with the condemnation. The trial court
agreed; the Supreme Court affirmed. State v. Simmons, 155
Conn. 502, 234 A.2d 835 (1967). Round two for the
Simmons family.
Undaunted, the state tried again, this time attempting
to use Conn. Gen. Stat. § 48-12, the general condemnation
'§ 15-79 was repealed by Public Act 768, § 263 (1969).
7Even Augustus’ succession to the land did not escape the
scrutiny of the Connecticut courts. See Simmons v. MeKone,
158 Conn. 71, 255 A.2d 822 (1969).
37a
statute, which provided for procedures different from § 15-79
in cases where compensation could not be agreed upon by
the parties. The Simmons family prevailed again, in Simmons
v. State, 160 Conn. 492, 280 A.2d 351 (1971), when the
Supreme Court held that the state was required to use the
§ 15-79 procedure.
At about the same time the abortive condemnation
attempts were taking place, a related dispute arose between
the state and Simmons over some land upon which rumway
lights had been placed. Simmons claimed that the land was
his; the state said that it was the state's. An ejectment
action followed. In Simmons v. Parizek, 158 Conn. 304, 259
A.2d 642 (1969), the Supreme Court held that since the
complaint did not allege that the state officials had acted
unconstitutionally or in a manner unauthorized by statute,
the suit was barred by the doctrine of sovereign immunity.
Appellant took the hint, and on October 14, 1969 resurrected
the ejectment action, this time alleging that the taking of
the land and the erection of runway lights was done both
unconstitutionally and without statutory authorization. That
suit, Docket No. 162923, Hartford Superior Court, is still
pending.
Shortly before the Connecticut Supreme Court decision
in Simmons v. Parizek, supra, a Special Act was passed by
the Connecticut General Assembiy, allowing Augustus Sim-
mons to sue the state for damages over “loss of use of land,”
arising out of the bumbling condemnation proceedings. On
January 5, 1970, Simmons brought such a suit, Docket No.
163875, Hartford Superior Court; the action is still pending.
Thus, if there ever was a litigant who knew that his
claims would be fairly heard in the state courts, Augustus
Simmons was he. Neveriheless, perhaps for a change of
setting, he instituted this § 1983 action on December 22,
38a
1971, alleging that his property was taken without due com-
pensation, and seeking damages. Since the complaint alleged
deprivation of property rights through state action, jurisdic-
tion was correctly predicated upon 28 U.S.C. § 1343(3).
Lynch v. Household Finance Corp., 405 U.S. 538, 92 S. Ct.
1113, 31 L.Ed.2d 424 (1972).
[1] As Judge Blumenfeld recognized, the basic question
presented by this suit is whether the attempts at condemna-
tion amount to an unconstitutional taking, or whether they
simply constitute at most tortious interference by the state
officials with Simmons’ property rights. Judge Blumenfeld
found that the latter situation was presented by the attempts
at condemnation here; we agree.
Simmons relies heavily upon such cases as Foster v.
Detroit, 405 F.2d 138 (6th Cir. 1968); Foster v. Herley,
330 F.2d 87 (6th Cir. 1964); and Inmobiliaria Borinquen,
Inc. v. Santiago, 295 F. Supp. 203 (D. P.R. 1969), for the
proposition that government misuse of the condemnation
power can support a § 1983 action. While we have no quarrel
with the general proposition, this case is readily distinguish-
able from the ones cited. In each of those instances, the
state officials had begun condemnation proceedings and then
let them pend, or had announced redevelopment plans and
never brought them to fruition. The result was the “freezing”
of the plaintiff's use of his property, and the courts found
enough of a taking to state a cause of action under § 1983.
Here, however, the state officials proceeded with reason-
able speed, if not efficiency, every time they sought to con-
demn the land. Each effort at condemnation was accom-
panied by a prompt resort to the judicial process to perfect
the taking; each time, Simmons fought the action, and
eventually prevailed. In the cited cases, the damage arose
from the state’s inexcusable delay in finalizing its eminent
domain planning; here any delay arises largely from Simmons’
39a
efforts at defeating the condemnation in the courts. In the
cited cases, the crux of the problem was official inaction;
here, the state has repeatedly tried to condemn the land and
pay Simmons just compensation. While Simmons certainly
should not be censured for asserting his rights, neither should
state officials be forced to await the natural delays of litiga-
tion at their peril, particularly when the issues involved are
narrow ones of statutory construction.
[2, 3] This is not to say that Simmons may not have
a valid tort claim, based upon the effects of the state's ap-
parent ineptitude here. But the appropriate forum for the
assertion of such a claim is the state court, where Simmons
now has an action, brought pursuant to the waiver of im-
munity in the 1969 Special Act, pending. Whatever else
the state’s actions here amounted to, they did not constitute
a taking within the ambit of § 1983. See Jimmie’s Inc. v.
City of West Haven, 436 F.2d 1339 (2d Cir.), cert. denied,
403 U.S. 931, 91 S. Ct. 2254, 29 L.Ed.2d 710 (1971).
[4] Thus, as to the condemnation attempts, we affirm
the judgment below. The allegations about the land upon
which the runway lights are placed, however, stand on a
somewhat different footing. At least at this stage of the
proceedings, we must accept Simmons’ claim that he owns
the land, and that the state had fenced it off and put run-
way lights on it. Assuming all that to be true, we are unable
to conclude that “it appears beyond doubt that the plaintiff
can prove no set of facts in support of his claim which
would entitle him to relief.” Conley v. Gibson, 355 U.S. 41,
45-46, 78 S. Ct. 99, 102, 2 L.Ed.2d 80 (1957). If the land
is in fact Simmons’, and the state indeed has fenced it off
without paying him due compensation or instituting court
proceedings, it would seem that a deprivation of appellant’s
right to “enjoy” the use of his land is stated. See Lynch,
supra, 405 U.S. at 544,92 S. Ct. 1113.
40a
However, as Judge Blumenfeld properly recognized, the
taking claim here really revolves around a boundary dispute.
It is that same dispute that forms the basis of Simmons’
pending suit, Docket No. 162923, in Hartford Superior Court.
The resolution of boundary disputes is a matter traditionally
within the purview of the state courts; the final decision
there will undoubtedly control Simmons’ claims here. Thus,
while we find a cause of action stated with respect to the
land upon which runway lights are placed, and remand, the
disirict court should stay its hand here pending the resolu-
tion of the state court action, both in the interests of comity
and efficient judicial administration. See Klein v. Walston
& Co., 432 F.2d 936 (2d Cir. 1970); Mottolese v. Kaufman,
176 F.2d 301 (2d Cir. 1949) (L. Hand, J.)
We have considered appellant’s other claims, including
those based upon an alleged false arrest and imprisonment,
and find them without merit. We affirm the judgment below
in part and remand in part for disposition not inconsistent
with this opinion.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.