Amicus Curiae Brief — Tesla, Inc., Petitioner v. Granite Vehicle Ventures LLC, et al.
Supreme Court briefAug 28, 2026
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No. 26-136
In the Supreme Court of the United States
─────────────i─────────────
TESLA, INC.,
Petitioner,
v.
GRANITE VEHICLE VENTURES LLC, ET AL.,
Respondents.
____________________________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FEDERAL CIRCUIT
BRIEF OF US*MADE, THE ALLIANCE FOR
AUTOMOTIVE INNOVATION, HIGH TECH
INVENTORS ALLIANCE, THE COMPUTER &
COMMUNICATIONS INDUSTRY
ASSOCIATION, ASSOCIATION FOR
COMPETITIVE TECHNOLOGY (ACT), THE
SOFTWARE & INFORMATION INDUSTRY
ASSOCIATION, BUSINESS SOFTWARE
ALLIANCE, AND NATIONAL RETAIL
FEDERATION AS AMICI CURIAE IN
SUPPORT OF PETITIONER
Joseph Matal
CLEAR IP, LLC
888 16th St., NW Suite 300
Washington, DC 20006
(202) 654-4500
Joseph.Matal@clearpatents.com
Counsel for Amici Curiae
August 28, 2026
QUESTION PRESENTED
The America Invents Act (AIA) provides that a
petition for inter partes review may not be filed “more
than 1 year after the date on which the petitioner . . .
is served with a complaint alleging infringement of
the patent.” 35 U.S.C. § 315(b). Congress made clear
that it chose this one-year deadline with a goal of
ensuring that petitioners would have adequate time
to conduct a prior art search and to learn which
patent claims will be asserted in litigation. See 157
Cong. Rec. S5429 (daily ed. Sep. 8, 2011).
Since 2020, the USPTO has imposed an additional
timeliness condition: it requires that a petition be
filed early enough that the inter partes review will
conclude before the copending infringement litigation
is likely to go to trial.
As the agency has
acknowledged, this rule “may require petitioners to
act more quickly than the maximum amount of time
permitted by Congress.”
Apple Inc. v. Seven
Networks, LLC, IPR2020-00156 (PTAB 2020). In the
most popular district for patent infringement
litigation, this rule effectively requires a petitioner to
file less than four months after it has been sued. In
other jurisdictions, there is no time to file at all.
The question presented by this case is, does the
one-year statutory deadline for filing an inter partes
review petition bind the USPTO and control the
question of the petition’s timeliness in relation to
infringement litigation, or may the agency override
the statutory time limit with its own rules that
further limit the amount of time that is available to
file a petition for review?
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................IV
INTEREST OF AMICI CURIAE ............................. 1
SUMMARY OF ARGUMENT................................... 3
ARGUMENT ................................................................ 6
I.
The USPTO’s actions violate its
authorizing statute and are dismantling
the congressionally enacted system of
patent validity review. ................................... 6
II.
This Court has recognized that when
Congress sets a deadline, that deadline
controls the question of a proceeding’s
timeliness. ........................................................ 18
III. PTAB petitioners—and the public—have
legitimate interests in AIA reviews that
are entitled to legal protection. ................. 21
IV. The statutory framework for patentvalidity reviews is not merely optional for
the agency to follow. ..................................... 25
A.
The Federal Circuit’s interpretation
would wreak havoc with other federal
statutes. ........................................................ 25
ii
B.
Inter partes review’s statutory safety
valve confirms that broad “resources”
discretion was not intended by
Congress. ...................................................... 30
CONCLUSION .......................................................... 32
iii
TABLE OF AUTHORITIES
CASES
Apple Inc. v. Vidal, 63 F.4th 1 (Fed. Cir. 2023) ....... 25
Arista Networks, Inc. v. Cisco Systems, Inc., 908 F.3d
792 (Fed. Cir. 2018)................................................ 14
Cochrane v. Deener, 94 U.S. 780 (1876).................... 23
Cuozzo Speed Techs., LLC v. Lee,
579 U.S. 261 (2016) ................................................ 24
Hyosung TNS Inc. v. ITC, 926 F.3d 1353 (Fed. Cir.
2019) ........................................................................ 10
In re Motorola Sols., 159 F.4th 30 (Fed. Cir. 2025) . 23
Minerva Surgical, Inc. v. Hologic, Inc., 594 U.S. 559
(2021) ....................................................................... 14
Mylan Labs. Ltd. v. Janssen Pharm., N.V., 989 F.3d
1375 (Fed. Cir. 2021).............................................. 25
Parke-Davis & Co. v. H. K. Mulford Co., 189 F. 95
(C.C.S.D.N.Y. 1911)................................................ 23
Petrella v. Metro-Goldwyn-Mayer, Inc., 572 U.S. 663
(2014) ................................................................. 18, 20
SCA Hygiene Prods. Aktiebolag v. First Quality Baby
Prods., LLC, 580 U.S. 328 (2017).................... 19, 20
Thryv, Inc v. Click-To-Call Techs., LP, 590 U.S. 45
(2020) ....................................................................... 24
STATUTES AND REGULATIONS
7 U.S.C. § 2262a(b) ..................................................... 28
iv
10 U.S.C. § 1094(a)(1) ................................................ 27
11 U.S.C. § 747 ........................................................... 28
12 U.S.C. § 1831a ....................................................... 27
12 U.S.C. § 5103(a) ..................................................... 27
16 U.S.C. § 5503(a) ..................................................... 26
17 U. S. C. §507(b) ...................................................... 18
28 U.S.C. § 2253(c) ..................................................... 28
35 U.S.C. § 119(e)(2) ................................................... 29
35 U.S.C. § 311(a) ....................................................... 30
35 U.S.C. § 314(a) ....................................................... 25
35 U.S.C. § 314(b) ......................................................... 8
35 U.S.C. § 315(b) ............................................... 3, 6, 19
35 U.S.C. § 315(e) ......................................................... 3
35 U.S.C. § 316(a)(11) .................................................. 8
37 C.F.R. § 42.107(b) .................................................... 8
42 U.S.C. § 1490j ........................................................ 28
46 U.S.C. § 4503(a) ..................................................... 26
46 U.S.C. § 55103(a) ................................................... 26
47 U.S.C. § 272(a)(1) .................................................. 26
47 U.S.C. § 336(f)(7) ................................................... 27
49 U.S.C. § 30112(a)(1) .............................................. 27
52 U.S.C. § 30114(c)(1) ............................................... 28
Pub. L. No. 112-29 ...................................................... 31
v
PTAB DECISIONS
Apple Inc. v. Fintiv, Inc., IPR2020-00019 (Mar. 20,
2020) .......................................................................... 7
Apple Inc. v. Seven Networks, LLC, IPR2020-00156
(PTAB 2020)............................................................... i
Charter Commc’ns, Inc. v. Adaptive Spectrum and
Signal Alignment, Inc., IPR2024-01379 (Apr. 17,
2025) .......................................................................... 8
Dell Inc. v. Universal Connectivity Techs., Inc.,
IPR2024-01479, -01478 (Apr. 7, 2025) ................... 8
Intel Corp. v. VLSI Tech. LLC, IPR2021-01064 (May
12, 2023) .................................................................. 22
Motorola Solutions, Inc. v. Stellar, LLC, IPR202401205 (Mar. 28, 2025) .............................................. 8
Patent Quality Assurance, LLC v. VLSI Tech. LLC,
IPR2021-01229 (June 13, 2023) ............................ 22
Sotera Wireless, Inc. v. Masimo Corp., IPR202001019 (Dec. 1, 2020) ................................................. 7
PTAB DECISIONS
157 Cong. Rec. S5429 (daily ed. Sep. 8, 2011) ........ i, 7
H.R. Rep. No. 96-1307, 96th Cong. (1980) ............... 24
S.23, America Invents Act, 112th Congress (2011) ... 6
Weekly Compilation of Presidential Documents,
President Jimmy Carter, Dec. 12, 1980, Vol. 16,
No. 50....................................................................... 24
vi
OTHER AUTHORITIES
Adam Lidgett, Industry Groups Want Trump Admin
To Stop PTAB Changes, Law360, Nov. 4, 2025... 23
Britain Eakin, Intel Hit With $949M Verdict In
Latest VLSI Patent Fight,
Law360, Nov. 5, 2022 ............................................. 22
Dani Kass, What Judges Want You to Know:
Litigate Smarter, Law360, Feb. 11, 2025 ............ 24
DeFosse, J., et al., Data Undermines USPTO's
“Settled Expectations” Doctrine, Law360, Aug. 29,
2025 ......................................................................... 14
Dennis Crouch, Borrowing from the Board: District
Court Obviousness in the Post-IPR Era,
PatentlyO, May 21, 2026 ....................................... 16
Dennis Crouch, Four Petitions, One Question: Tesla
Joins the Supreme Court’s IPR Reviewability
Docket, PatentlyO, Jul. 30, 2026 .......................... 13
Dennis Crouch, Inter Partes Review in 2026,
PatentlyO, May 24, 2026 ....................................... 16
Director Institution of AIA Trial Proceedings,
October 17, 2025 ..................................................... 10
Patent Trial and Appeal Board Parallel Litigation
Study June 2022 ..................................................... 15
PTAB Trial Statistics: 2025 End of Year Outcome
Roundup ............................................................ 15, 21
Reuters, Intel loses U.S. patent trial, ordered to pay
$2.18 billion to VLSI Tech, Mar. 2, 2021 ............. 22
vii
Ryan Davis, New Patent Suits Surge As PTAB
Challenges Get Tougher,
Law360, August 4, 2026 .......................................... 8
Ryan Davis, Stewart Says New Policies Seek
Fairness for Patent Owners, Law360, Sep. 15,
2025 ......................................................................... 10
Theresa Schliep, PTAB Petitions Continue To
Plummet As Reexams Surge, Law360, April 17,
2026 ......................................................................... 16
Theresa Schliep, Squires Snubs 10 IPRs While 4
Pass Muster In Latest Order, Law360, April 29,
2026 ......................................................................... 15
Unified Patents, Patent Dispute Report: Q3 in
Review, Oct. 9, 2025 ................................................. 9
USITC, Section 337 Statistics: Average Length of
Investigations ........................................................... 9
USITC, Section 337 Statistics: Number of New,
Completed, and Active Investigations By Fiscal
Year ........................................................................... 9
USPTO brief in Federal Circuit Appeal
No. 2025-148 ........................................................... 30
USPTO, Interim Procedure for Discretionary Denials
in AIA Post-Grant Proceedings With Parallel
District Court Litigation, Jun. 21, 2022................. 7
Wilson Sonsini, 2023 PTAB Year in Review ............ 15
viii
INTEREST OF AMICI CURIAE
The U.S. Manufacturers Association for
Development and Enterprise is a nonprofit
association representing companies manufacturing
diverse goods in the United States.1
The Alliance for Automotive Innovation
represents the full automotive industry, including the
manufacturers producing most vehicles sold in the
United States and equipment suppliers.
The High Tech Inventors Alliance represents
leading technology providers and includes some of the
most innovative companies in the world.
The Computer & Communications Industry
Association is an international, not-for-profit trade
association representing a broad cross section of
communications and technology firms.
Association for Competitive Technology (ACT) is a
global policy trade association that represents
entrepreneurs,
innovators,
and
independent
developers within the app ecosystem that engages
with verticals across every industry.
The Software & Information Industry Association
is the principal trade association for the software and
1 Per this Court’s Rule 37.2, counsel for the parties were timely
notified of amici’s intention to file this brief. No counsel for a
party wrote any part of this brief and no one other than amici
made a monetary contribution in relation to the brief.
1
digital information industries, serving those in the
business of information.
The Business Software Alliance is the global trade
association of the enterprise software industry,
representing companies that are leaders in artificial
intelligence,
cybersecurity,
cloud
computing,
quantum, and other breakthrough technologies.
National Retail Federation is the world’s largest
retail trade association, representing retailers of all
sizes, formats, and channels of distribution and
spanning all industries.
Amici’s member companies are frequent targets of
assertions of improperly issued patents and make
routine use of the post-issuance review proceedings
authorized by the America Invents Act.
2
SUMMARY OF ARGUMENT
The USPTO claims the authority to override
Congress’s legislative judgment and rewrite the
terms of a statute that Congress negotiated and
enacted into law. Congress chose a one-year deadline
for filing an inter partes review petition.
See
35 U.S.C. § 315(b). It initially considered a six-month
deadline, but extended this period to one year to
ensure that infringement litigation will have
progressed far enough that the defendant can know
which claims of the patent will actually be asserted in
court. Congress also extended the deadline to ensure
that petitioners would have time to conduct a
thorough prior art search, given that they will later
be estopped from relying on any invalidity grounds
that they “reasonably could have raised” in the inter
partes review. 35 U.S.C. § 315(e)(2).
Yet the USPTO has adopted a rule that effectively
cuts the statutory one-year deadline to less than four
months in many cases—and in other cases, makes it
impossible to file at all. Since April 2025, the agency
has applied this new time limit while retroactively
repealing previous safe harbors to bar hundreds of
inter partes review petitions as “untimely” despite
being filed within the statutory deadline.
An
Appendix linked in the footnotes lists the petitions
that the USPTO has expressly denied because of its
retroactive changes to this rule.2
2 Appendix at pp. 6-9, available at https://perma.cc/87GY-NLXK.
3
The USPTO continues to apply this shortened
deadline, albeit without explaining its actions.
Several months ago, in an admitted attempt to evade
judicial review, the agency switched to a practice of
summarily denying inter partes and post-grant review
petitions, without providing any explanation at all for
its decisions.
These arbitrary changes to the § 315(b) deadline
are not the only way in which the USPTO has abused
the supposed “unreviewability” of its institution
decisions and policies. For example, it has invoked
the same immunity from review to decide that no
patent’s validity may be challenged once the patent is
six years old.
The USPTO’s actions are deeply prejudicial to
amici’s members, who face billions of dollars in
potential liability for asserted patents that the agency
improperly issued—and now refuses to correct. It was
Congress itself that decided that the opportunity to
raise invalidity defenses during infringement
litigation is not enough—that a more predictable,
technically expert validity review is needed,
particularly when critical technologies are at stake.
The lower court’s decision would afford the
USPTO discretion to ignore the statutory
framework—all based on a statute that never actually
uses the word “discretion.” The decision would also
unsettle longstanding understandings of the many
other federal statutes that use the same formulation
that the Federal Circuit now interprets as the source
of boundless discretion. And most fundamentally,
when Congress enacts a reticulated statutory
scheme—with limited safety valves—it cannot
4
plausibly be understood to have intended that the
statute would be merely optional for the agency to
follow.
5
ARGUMENT
I.
The
USPTO’s
actions
violate
its
authorizing statute and are dismantling
the congressionally enacted system of
patent validity review.
The USPTO’s recent decisions are flatly contrary
to the terms of the statute that it is charged with
administering.
As a result, the agency has
“functionally suspended” a program that Congress
enacted to protect important sectors of the U.S.
economy.
Section 315(b) of the Patent Act sets a one-year
deadline for seeking patent validity review at the
PTAB once infringement litigation has commenced:
“An inter partes review may not be instituted if the
petition . . . is filed more than 1 year after the date on
which the petitioner, real party in interest, or privy of
the petitioner is served with a complaint alleging
infringement of the patent.” 35 U.S.C. § 315(b).
Congress specifically chose a one-year deadline to
ensure that litigation defendants would have a
reasonable opportunity to seek review once they have
been sued—indeed, this time limit was one of the last
issues to be resolved in the final negotiations on the
AIA. The bill that first passed the Senate in 2011
would have set this deadline at six months.3 The
House, however, extended the period to one year. The
See S.23, America Invents Act, 112th Congress (2011), § 5
(proposed 35 U.S.C. § 315(b)).
3
6
Senate then acceded to this change, and it was
codified in the final law. When the bill returned to
the Senate, the bill managers explained why they
agreed to the change: they concluded that it was
“appropriate to extend the section 315(b) deadline to
one year” in order to “afford defendants a reasonable
opportunity to identify and understand the patent
claims that are relevant to the litigation,” especially
“in light of the present bill’s enhanced estoppels.”4
On February 28, 2025, however, the USPTO
adopted its current rule: an inter partes review
petition is untimely and will be “discretionarily
denied,” with no meaningful exceptions, if the timing
of its filing is such that the district court case will
likely go to trial before the review is completed.5
4 157 Cong. Rec. S5429 (daily ed. Sep. 8, 2011).
5 The USPTO had adopted a version of this rule in 2020,
see
Apple Inc. v. Fintiv, Inc., IPR2020-00019 (Mar. 20, 2020), but in
response to public outcry, soon created an exception to the rule
providing that a petition would not be denied if the petitioner
stipulated that it would not raise any invalidity grounds in
district court that it could have raised in the inter partes review.
See Sotera Wireless, Inc. v. Masimo Corp., IPR2020-01019 (Dec.
1, 2020). This approach was later formalized in a June 21, 2022,
memorandum. See USPTO, Interim Procedure for Discretionary
Denials in AIA Post-Grant Proceedings With Parallel District
Court
Litigation,
Jun.
21,
2022,
available
at
https://perma.cc/ZN92-T3SN. During the 2020 to 2025 period,
the stipulation exception to the time-to-trial rule was more or
less absolute: petitioners are aware of only one case in which a
set of petitions was denied despite the entry of such a
stipulation. Under the approach adopted by the USPTO in
March 2025, however, stipulations no longer provide any relief
from the new time-to-trial rule.
7
On March 28, 2025, the USPTO began applying
this new deadline retroactively to petitions that had
been filed the previous year.6 Between that date and
October 17, 2025, by amici’s count, the USPTO denied
at least 280 inter partes and post-grant review
petitions based on this new time limit.7 And again,
the USPTO did not suspend its application of this rule
after October 2025—it simply stopped providing any
explanation at all for its petition decisions.
In practice, this new time-to-trial rule
overwhelmingly bars patent defendants from seeking
validity review if they have been sued in the Eastern
District of Texas—a venue that alone accounts for
over a quarter of all patent infringement lawsuits
filed in the United States.8 Under the AIA and its
implementing regulations, an inter partes review is
scheduled to be completed 18 months after the
The USPTO has concluded,
petition is filed.9
however, that the average time to trial in the Eastern
District of Texas is about 22 months10—which means
that once a defendant is sued there, it has less than
6 See Motorola Solutions, Inc. v. Stellar, LLC, IPR2024-01205, 01206, -01207, -01208 (Mar. 28, 2025).
7 See generally Appendix, supra n.2, at 6 (listing petitions denied
as a result of the retroactive repeal of safe harbors).
8 See Ryan Davis, New Patent Suits Surge As PTAB Challenges
Get Tougher, Law360, August 4, 2026.
9 See 37 C.F.R. § 42.107(b); 35 U.S.C. § 314(b); id. § 316(a)(11).
10 See Charter Commc’ns, Inc. v. Adaptive Spectrum and Signal
Alignment, Inc., IPR2024-01379, at 9-11 (Apr. 17, 2025);
Dell Inc. v. Universal Connectivity Techs., Inc., IPR2024-01479,
-01478, at 5-6 (Apr. 7, 2025).
8
four months to prepare and file a petition under the
USPTO’s new time-to-trial rule. Of the 280 petitions
that have been expressly denied under this rule, 217
petitions—about 77%—have been denied because of
copending litigation in the Eastern District of Texas.11
In effect, the plaintiff’s choice of litigation venue
determines whether the defendant can seek validity
review at the USPTO.
In addition, the agency’s new time-to-trial rule
makes it virtually impossible to seek inter partes
review if the petitioner is the target of an enforcement
investigation at the International Trade Commission.
Such investigations are expedited—they usually are
completed in less than 18 months.12 Thus although
only a limited number of these proceeding are filed
each year,13 in 2025 they accounted for the denial of
11 For this and other reasons, this district is a favorite venue of
non-practicing patent plaintiffs, who usually acquire their
patents on the secondary market and whose patents tend to be
of low quality. The Eastern and Western Districts of Texas
account for two-thirds of all non-practicing patent plaintiff
litigation in the United States. See Unified Patents, Patent
Dispute Report: Q3 in Review, Oct. 9, 2025, available at
https://www.unifiedpatents.com/insights/2025/10/9/patentdispute-report-q3-2025-in-review.
See USITC, Section 337 Statistics: Average Length of
Investigations (updated Feb. 3, 2026), available at
https://www.usitc.gov/intellectual_property/337_statistics_aver
age_length_investigations.htm.
12
See USITC, Section 337 Statistics: Number of New,
Completed, and Active Investigations By Fiscal Year (updated
Feb.
3,
2026),
available
at
https://www.usitc.gov/intellectual_property/337_statistics_num
ber_new_completed_and_active.htm.
13
9
25 inter partes review petitions. Notably, the USPTO
bars PTAB validity review based on the pendency of
an ITC proceeding even though such investigations
lack the authority to cancel invalid patent claims or
to preclude their enforcement in district court.14
The 280 inter partes review petitions that were
expressly rejected by the USPTO based on the new
time-to-trial rule were all denied between March 28,
2025, and October 17, 2025. After this period, the
USPTO did not suspend its application of this rule—
instead, it simply stopped providing any explanation
of its decisions to reject AIA petitions. In September
2025, in response to court challenges to the legal
justifications for the USPTO’s new rules, agency
officials stated that they “could just issue one-word
decisions denying review without explanation.” 15 In
a subsequent policy memorandum, the USPTO
Director announced that he will personally decide
each PTAB petition, and if he “determines that
institution is not appropriate, whether based on
discretionary considerations, the merits, or other non-
14 See Hyosung TNS Inc. v. ITC, 926 F.3d 1353, 1358 (Fed. Cir.
2019) (“[W]e have held that the ITC’s determination of patent
infringement and validity do not have claim or issue preclusive
effect even if affirmed by our court”); Texas Instruments Inc. v.
Cypress Semiconductor Corp., 90 F.3d 1558, 1569 (Fed. Cir.
1996).
Ryan Davis, Stewart Says New Policies Seek Fairness for
Patent Owners, Law360, Sep. 15, 2025.
15
10
discretionary considerations, the Director will issue a
summary notice denying institution.” 16
The first such summary denials were issued on
October 31, 2025. On that date, 13 separate petitions
for inter partes review—each of which included up to
14,000 words of legal analysis and was accompanied
by a $23,750 nonrefundable filing fee—were
summarily denied in a notice that simply listed the
docket numbers of the petitions. Here is what these
notices look like:
Director Institution of AIA Trial Proceedings, October 17,
2025, available at https://perma.cc/DQ5J-X5G4.
16
11
12
Since this initial batch of summary denials, the
USPTO has summarily denied an additional 333
petitions for inter partes and post-grant review for
what it has designated as “discretionary” reasons. No
further explanation has been provided by the agency
as to why it denied these petitions.
The reason for this change is clear: to avoid
providing a justification for the agency’s conduct that
this or any other court can review. As Professor
Dennis Crouch has noted, while “[a]n agency that
expects to defend a rule in court has to state the rule
and give reasons for it,” “[a]n agency that expects no
court to ask can stop explaining, and that is roughly
the path the Office has taken since October 2025.” 17
In addition to the time-to-trial rule, the USPTO
has invoked the unreviewability of its decisions to
impose several other procedural rules in the past year
and a half that override the AIA’s statutory
framework and make review proceedings inaccessible
for broad classes of litigation defendants.
On June 18, 2025, the agency announced and
began applying a rule that once a patent is six years
old, the patent owner acquires “settled expectations”
that the patent’s validity cannot be challenged in an
AIA proceeding.18 Notably, the average age of all the
patents that have been challenged in an inter partes
17 Dennis Crouch, Four Petitions, One Question: Tesla Joins the
Supreme Court’s IPR Reviewability Docket, PatentlyO, Jul. 30,
2026, available at https://perma.cc/XJU5-NFTN.
18 See Dabico Airport Solutions Inc v. AXA Power ApS, IPR202500408 (Jun. 18, 2025).
13
review in the nearly decade and a half since the AIA
was enacted is 6.7 years.19 About half of these
challenged patents would have been immune from
review under the USPTO’s new rule.20 Between June
18, 2025 and October 17, 2025, the USPTO expressly
denied 201 inter partes review petitions on the basis
of “settled expectations.”21 And again, the agency did
not suspend application of this rule after that date—
it simply stopped providing any explanation at all for
its “discretionary denial” decisions.
The USPTO also has adopter other extra-statutory
procedural bars. For example, despite the fact that
the Court of Appeals has determined that equitable
defenses such as assignor estoppel do not apply in
inter partes and post-grant reviews,22 and despite the
fact that this Court has narrowed the scope of
assignor estoppel,23 the USPTO has begun applying
the pre-2021 version of assignor estoppel to bar
petitions for AIA review.24
By amici’s count, since March 28, 2025, the
USPTO has denied 802 petitions for inter partes or
See DeFosse, J., Data Undermines USPTO’s “Settled
Expectations” Doctrine, Law360, Aug. 29, 2025.
19
20 See id.
See Appendix at 1-6, available at https://perma.cc/87GYNLXK.
21
22 See Arista Networks, Inc. v. Cisco Systems, Inc., 908 F.3d 792,
803-04 (Fed. Cir. 2018).
23 See Minerva Surgical, Inc. v. Hologic, Inc., 594 U.S. 559, 576-
77 (2021).
24 See Appendix, supra n.21, at 11.
14
post-grant review for non-statutory “discretionary”
reasons.
Every single one of these petitions cost at least
$100,000 to prepare and file. Virtually all of them
were an important part of the petitioner’s defense to
an allegation of patent infringement.25 And all these
petitions have now been denied because of ad hoc
rules that not only are contrary to the statutory
framework, but in most cases did not even exist when
the petitions were filed.
In the past, the institution rate for AIA
proceedings was consistently about 67% and almost
all petition denials were based on the evidentiary
But since October 2025, the petition
merits.26
institution rate has plummeted to 25%.27
Unsurprisingly, “[t]he number of America Invents Act
petitions [filed has] continued to crater . . . as [these]
25 The vast majority of AIA review petitions are filed in response
to litigation over the asserted patents. See PTAB Parallel
Litigation Study June 2022, available at https://perma.cc/8KJVV5WY (noting that 80% or more of PTAB petitioners have been
sued by the patent owner prior to the filing of their petition). In
amici’s experience, the bulk of the remaining petitions arise from
situations in which litigation has either been threatened or is
otherwise highly likely.
See PTAB Trial Statistics: 2025 End of Year Outcome
Roundup, slide 7, available at https://perma.cc/2NAR-9LGK;
Wilson Sonsini, 2023 PTAB Year in Review, at 2, available at
https://perma.cc/77D8-SLGU.
26
Theresa Schliep, Squires Snubs 10 IPRs While 4 Pass
Muster In Latest Order, Law360, April 29, 2026.
27 See
15
policies . . . [have] settled in”28 and it has become clear
that the USPTO has “effectively shut down inter
partes review for most filers.” 29 The following chart,
which tracks all petitions filed since 2015, illustrates
the recent decline in filings:30
“Practitioners have done the math: if [inter partes
review] petitions are denied at the front end
regardless of merit, the cost-benefit calculus no longer
works.”31 By administrative fiat, the congressionally
28 Theresa Schliep, PTAB Petitions
Continue To Plummet As
Reexams Surge, Law360, April 17, 2026.
Dennis Crouch, Borrowing from the Board: District Court
Obviousness in the Post-IPR Era, PatentlyO, May 21, 2026,
available at https://perma.cc/UAC8-CNGX.
29
30 See Dennis Crouch, Inter Partes Review in 2026, PatentlyO,
May 24, 2026, available at https://perma.cc/QE34-RUTC.
31 Id.
16
enacted system of patent validity review has been
“functionally suspended.”32
32 Id.
17
II.
This Court has recognized that when
Congress sets a deadline, that deadline
controls the question of a proceeding’s
timeliness.
In a closely analogous context, this Court has
rejected the notion that a statutory limitations period
can be overridden or further limited by other
branches of government. The Copyright Act provides
that an action for infringement must be “commenced
within three years after the claim accrued.” 17 U.S.C.
§ 507(b). Some courts, however, had adopted the view
that an action filed within that three-year window
could nevertheless be barred if, in the court’s
judgment, the copyright holder unreasonably and
prejudicially delayed in filing suit.
This Court rejected that approach in Petrella v.
Metro-Goldwyn-Mayer, Inc., 572 U.S. 663 (2014). It
held that to the extent that an action “seeks relief
solely for conduct occurring within the limitations
period . . . courts are not at liberty to jettison
Congress’ judgment on the timeliness of suit.” Id. at
667. When Congress adopts a statutory deadline for
filing a proceeding, “that regime leaves little place for
a doctrine that would further limit the timeliness of”
a filing. Id. at 685. This Court rejected policy
arguments for requiring earlier filing in particular
circumstances, holding that “Congress must have
been aware” of such issues and yet “chose,
nonetheless, to give” parties a set statutory period for
filing a proceeding. Id. at 683. Petrella distinguished
other statutory schemes, such as the Lanham Act,
which “contains no statute of limitations, and
expressly provides for defensive use of ‘equitable
principles, including laches.’” Id. at 678 n.15.
18
This Court has also made clear that “Petrella’s
reasoning applies to a similar provision of the Patent
Act.” SCA Hygiene Prods. Aktiebolag v. First Quality
Baby Prods., LLC, 580 U.S. 328, 332 (2017). SCA
Hygiene reiterates that “[w]hen Congress enacts a
statute of limitations, it speaks directly to the issue of
timeliness and provides a rule for determining
whether a claim is timely enough to permit relief.” Id.
at 334. Pertinent to what the USPTO is doing via its
time-to-trial rule, the Court held that “[t]he
enactment of a statute of limitations necessarily
reflects a congressional decision that the timeliness of
covered claims is better judged on the basis of a
generally hard and fast rule rather than the sort of
case-specific judicial determination that occurs when
a laches defense is asserted.” Id. at 334-35. SCA
Hygiene particularly emphasized that allowing
another branch of government to supplement a
statutory limitations period with its own additional
criteria for timeliness would improperly give that
body a “legislation-overriding role.” Id. at 335. The
Court held that a statute does not create “gaps” for
another branch to fill simply because that branch
concludes that a hard-and-fast deadline “could
produce policy outcomes. . . [it] deem[s] undesirable.”
Id.
The
USPTO’s
time-to-trial
rule
is
indistinguishable from what this Court condemned in
Petrella and SCA Hygiene. Like the Copyright Act
and other parts of the Patent Act, 35 U.S.C. § 315(b)
sets an express statutory deadline for filing a review
petition when there is copending litigation. As in
Petrella, Congress “must have been aware” of trial
courts that get to trial quickly. Indeed, by creating a
supplemental proceeding that is parallel to and
19
frequently results in a stay of district court litigation,
Congress cannot have made ‘speed to judgment’ its
overriding objective in designing these proceedings—
it must have known that when a inter partes review
is instituted, litigation will frequently be delayed.
Thus, just as in Petrella, when an inter partes
review petition is filed “within the limitations period,”
the agency is “not at liberty to jettison Congress’s
judgment as to the timeliness” of the petition,
Petrella, 572 U.S. at 667—that statutory time limit
“leaves little place” for policy arguments for “further
limit[s] [on] the timeliness of” the petition. Id. at 685.
And just as in SCA Hygiene, Congress chose a “hard
and fast rule”—the agency’s concerns about “policy
outcomes” do not authorize it to engage a “legislationoverriding role.” SCA Hygiene, 580 U.S. at 335.
Once Congress has negotiated and enacted a
deadline for filing a validity-review petition that runs
one year from when litigation is served, that statutory
deadline controls the question of whether the petition
is timely in relation to the litigation.
20
III.
PTAB petitioners—and the public—have
legitimate interests in AIA reviews that
are entitled to legal protection.
As a result of the USPTO’s retroactive application
of its new PTAB rules, there are now hundreds of
patent-infringement lawsuits going forward in the
United States in which the defendant prepared and
filed a PTAB petition challenging the validity of the
asserted patent but that the agency refused to
consider on its merits.33
There is no need to speculate as to the likely
consequences of the USPTO’s actions; recent
experience shows us exactly what will happen.
During 2020, when the USPTO experimented with an
earlier version of its time-to-trial rule,34 the rule was
applied retroactively to bar review of a series of
patents that had been asserted against Intel
Corporation. During the next two years, two of those
patents, after “discretionary” denial of review by the
agency, went to trial and resulted in $2.3 billion in
damages awards against Intel to VLSI Technology
LLC, a non-practicing entity controlled by Fortress
33 Historically, the Board
has found a “reasonable likelihood”
that a patent is invalid and institutes review for about twothirds of petitions and has then found all claims invalid in a final
written decision for about 65% of those instituted petitions. See
PTAB Trial Statistics: 2025 End of Year Outcome Roundup,
slides 7, 11, supra n.26.
34 See generally supra n.5.
21
Investment Group, which is majority-owned by
financial interests in Abu Dhabi.35
The next year, however, the USPTO allowed other
entities to challenge the same patents, on the same
grounds that Intel had tried to present—and
concluded that all the challenged claims are invalid
as obvious.36
In other words, the “discretionary” denial of
review allowed VLSI to go to trial and seek billions in
damages from
America’s leading-edge chip
manufacturer based on two patents that the USPTO
has now determined are invalid. This type of
litigation diverts resources away from investment in
building new chip fabs and in maintaining America’s
leadership in this critical technology.
And again, this experience is now being repeated
in hundreds of lawsuits across the country—cases in
which frequently hundreds of millions, and at times
billions, of dollars are at stake. As a broad coalition
of businesses recently warned, “[i]f these Patent
Office policies remain unchecked, they will lead to a
35 See Reuters, Intel loses U.S. patent trial, ordered to pay $2.18
billion to VLSI Tech, Mar. 2, 2021; Britain Eakin, Intel Hit With
$949M Verdict In Latest VLSI Patent Fight, Law360, Nov. 5,
2022.
36 See Intel Corp. v. VLSI Tech. LLC, IPR2021-01064 (May 12,
2023); Patent Quality Assurance, LLC v. VLSI Tech. LLC,
IPR2021-01229 (June 13, 2023).
22
systematic looting
economy.”37
of
the American
industrial
Nevertheless, the Federal Circuit has determined
that defendants that are sued on invalid patents do
not suffer any prejudice from the USPTO’s arbitrary
restrictions on access to AIA reviews—even when
these rules are applied retroactively—because a
defendant remains free “to properly raise its
patentability defenses elsewhere.”38
AIA reviews, however, are the only contested
proceedings in which an issued patent can be
evaluated by the USPTO’s technical experts. Courts
have long recognized the benefits of applying such
expertise to the difficult scientific questions that often
arise in patent cases.39
37 See Adam Lidgett, Industry Groups Want Trump Admin To
Stop PTAB Changes, Law360, Nov. 4, 2025.
38 In re Motorola Sols., 159 F.4th 30, 38 (Fed. Cir. 2025).
39 See, e.g., Cochrane v. Deener, 94 U.S. 780, 784 (1876) (“Neither
courts nor ordinary juries are perfectly adapted to the
investigation of mechanical and scientific questions”—“it would,
perhaps, be desirable if all cases of this sort could be referred to
a commission of intelligent experts and practical men”); ParkeDavis & Co. v. H. K. Mulford Co., 189 F. 95, 115 (C.C.S.D.N.Y.
1911) (Hand, J.) (noting the challenges of ruling on a chemical
patent case “without any knowledge of even the rudiments of
chemistry,” and suggesting the creation of a tribunal of
“technical judges to whom technical questions are submitted”);
the Honorable Alan D Albright, U.S. District Judge (W.D. Tex.)
(“[N]ever, ever, ever, ever, ever offer an obviousness argument
to a jury,” as the jury will not understand it.) (quoted in Dani
23
And more fundamentally, it is Congress itself that
decided that the opportunity to raise validity defenses
during infringement litigation is not enough.
Although civil litigation over patent validity has
always been available, in 1980 Congress authorized—
and thereafter repeatedly reenacted and refined—
The
post-issuance review at the USPTO. 40
proceedings serve the “important congressional
objective” of applying the USPTO’s expertise to
“revisit and revise earlier patent grants,” Cuozzo
Speed Techs., LLC v. Lee, 579 U.S. 261, 272 (2016),
thereby
addressing
“overpatenting
and
its
diminishment of competition.” Thryv, Inc v. Click-ToCall Techs., LP, 590 U.S. 45, 54 (2020).
Kass, What Judges Want You to Know: Litigate Smarter,
Law360, Feb. 11, 2025).
See H.R. Rep. No. 96-1307, 96th Cong., at 4 (1980)
(emphasizing the need “to have the validity of patents tested in
the Patent office where the most expert opinions exist and at a
much reduced cost”) (report to accompany H.R. 6933,
authorizing reexamination of patents); Weekly Compilation of
Presidential Documents, President Jimmy Carter, Dec. 12, 1980,
Vol. 16, No. 50 (Statement on Signing H.R. 6933 into Law)
(“Patent reexamination will . . . . improve the reliability of
reexamined patents, thereby reducing the costs and
uncertainties of testing patent validity in the courts.”).
40
24
IV.
The statutory framework for patentvalidity reviews is not merely optional for
the agency to follow.
Section 314—“the section housing the command to
the Director to ‘determine whether to institute,’”
Thryv, 590 U.S. at 57—does not actually use the word
“discretion.” The Court of Appeals has nevertheless
identified unbounded discretion in the statute
because its institution-threshold determination is
stated in the negative—the Director “may not
authorize an inter partes review to be instituted . . .
unless [the meris threshold is met].” 35 U.S.C.
§ 314(a). Because of this language, the Federal
Circuit has concluded that “the Director is . . . never
compelled[] to institute [review].” Mylan Labs. Ltd. v.
Janssen Pharm., N.V., 989 F.3d 1375, 1382 (Fed. Cir.
2021) (emphasis added). Under this construction, the
statutory requirements merely set a floor that can be
revised upward—the agency has unlimited discretion
to impose conditions more demanding than those that
Congress enacted. Such a construction ignores the
statute and robs Congress of its authority.
A.
The Federal Circuit’s interpretation
would wreak havoc with other
federal statutes.
The “may not . . . unless” statutory formulation is
hardly unique to the America Invents Act. Many
other federal statutes that establish rules for agencies
to follow employ the same language. And particularly
when these statutes set rules for regulating private
parties’ conduct or proceedings, it should be obvious
that Congress did not intend that its codified criteria
25
for agency decisionmaking would serve as a mere
polite suggestion to the agency.
Several statutes use this formulation to set rules
for an agency to apply when regulating the licensure
of various businesses and professions. The words
“may not . . . unless” govern the application of the
statutory standards that determine who may operate
the businesses of providing passenger transportation
between maritime ports,41 processing or catching
fish,42 providing certain telecommunication or
information services,43 broadcasting low-power
television signals,44 operating an insured State
bank,45 originating loans,46 or selling motor
See 46 U.S.C. § 55103(a) (“A vessel may not transport
passenger between ports or places . . . unless”); see also id.
§ 40901(a).
41
42 See 46 U.S.C. § 4503(a) (“A vessel
to which this subsection
applies may not be operated unless”); see also 16 U.S.C. § 5503(a)
(“No high seas fishing vessel shall engage in harvesting
operations on the high seas unless”).
See 47 U.S.C. § 272(a)(1) (“A Bell operating company
(including any affiliate) which is a local exchange carrier that is
subject to the requirements of section 251(c) of this title may not
provide any service described in paragraph (2) unless”).
43
44 See 47 U.S.C. § 336(f)(7) (“The Commission may not grant a
class A license . . . unless”).
45 See 12 U.S.C. § 1831a (“an insured State bank may not engage
as principal in any type of activity that is not permissible for a
national bank unless”).
46 See 12 U.S.C. § 5103(a) (“an individual may not engage in the
business of a loan originator without first”).
26
vehicles.47 The same statutory formulation also
governs whether health-care professionals under
military jurisdiction may work in their professions.48
The persons regulated under these statutes may
believe that their right to pursue their livelihoods is
determined by the conditions established in the
statutes. Under the Federal Circuit’s construction,
however, the regulating agency “is never compelled”
to allow them to do so. Mylan, 989 F.3d at 1382. The
agencies would be free to elevate the statutory
requirements or to impose additional conditions—a
fishing vessel, for example, could also be required by
the agency to pay for and carry a government-certified
third-party observer to ensure compliance with the
agency’s rules—regardless of what the statute says.
Persons facing federal or state criminal
punishment may also find themselves at a
disadvantage under the Federal Circuit’s interpretive
approach. Such persons may believe that they can
appeal their conviction or sentence upon making “a
substantial showing of the denial of a constitutional
right,”49 but the relevant statutes’ use of “may not . . .
unless” would indicate, per the decision below, that
47 See 49 U.S.C. § 30112(a)(1) (“a person may not manufacture
for sale, sell, offer for sale, introduce or deliver for introduction
in interstate commerce, or import into the United States, any
motor vehicle or motor vehicle equipment . . . unless”).
48 See 10 U.S.C. § 1094(a)(1) (“A person under the jurisdiction of
the Secretary of a military department may not provide health
care independently as a health-care professional under this
chapter unless”).
49 28 U.S.C. § 2253(c)(2).
27
this is only a floor—other conditions may also be
imposed on the right to appeal.50
Private landlords could find that they are never
allowed to increase rents;51 candidates for office that
they can never use campaign funds to travel by air;52
certain overseas tort claimants could never seek
relief;53 and customer claims could never be
subordinated in bankruptcy54—all because Congress
gave an agency or tribunal discretion to depart from
statutory standards by using the words “may not . . .
unless.”
The same statutory wild card even applies to other
aspects of intellectual-property law. The Copyright
Claims Board would never be required to entertain a
50 See id. § 2253(c)(1) (“Unless a circuit justice or judge issues a
certificate of appealability, an appeal may not be taken to the
court of appeals from . . . the final order in a habeas corpus
proceeding [challenging State or Federal detention]”).
51 See 42 U.S.C. § 1490j (“The Secretary may not approve any
increase in rental payments . . . unless”).
52 52 U.S.C. § 30114(c)(1) (“a candidate for election for Federal
office . . . or any authorized committee of such a candidate, may
not make any expenditure for a flight on an aircraft unless”).
53 See 7 U.S.C. § 2262a(b) (“A claim may not be allowed under
this section unless”).
54 11 U.S.C. § 747 (“unless all other customer net equity claims
have been paid in full, the trustee may not pay . . . any net
equity claim of a customer”).
28
claim55 and the USPTO would never be required to
allow a patent applicant to claim priority to its
provisional application56 under the Federal Circuit’s
statutory construction.
If the decision below is correct, then all these
statutes vest their administrators with unbridled
power over the American people. For all these
statutory schemes to operate within the specified
legal constraints—as Congress obviously intended—
then only the decision below need be wrong.
17 U.S.C. § 1505(a) (“A claim or counterclaim alleging
infringement of an exclusive right in a copyrighted work may not
be asserted before the Copyright Claims Board unless”); id.
§ 1504(b)(1) (“A proceeding may not be maintained before the
Copyright Claims Board unless”).
55
See 35 U.S.C. § 119(e)(2) (“A provisional application filed
under section 111(b) may not be relied upon in any proceeding in
the Patent and Trademark Office unless”).
56
29
B.
Inter partes review’s statutory
safety valve confirms that broad
“resources” discretion was not
intended by Congress.
The USPTO has suggested that “resource
constraints” compel it to arbitrarily restrict access to
AIA reviews.57 That justification is inconsistent with
the structure Congress established. The statute itself
requires the agency to set fees for the proceedings
that are adequate to cover the “aggregate costs” of
conducting the reviews.58 There is no question that
the fees that the USPTO has been collecting have
been sufficient for this purpose.
Moreover, AIA proceedings are not enforcement
proceedings in which the agency investigates and
prepares its case. They are adjudicative proceedings
in which the petitioner develops the evidence and
brings the case to the agency—the PTAB simply
decides whether the petitioner has met its burden of
proof. There can be no dispute that the USPTO can
address the merits of every PTAB petition that is
presented to it—it did address the merits of almost
every petition prior to the agency’s recent enthusiasm
for “discretionary denials.”
Finally, the statute itself provided a resources
safety valve during the initial years of standing up the
proceedings. Titled “Graduated Implementation,”
57 See, e.g., USPTO Brief in Federal Circuit Appeal No. 2025-148,
at 32.
58 See 35 U.S.C. §§ 311(a), 321(a).
30
this provision authorized the Director to “impose a
limit on the number of inter partes reviews that may
be instituted . . . during each of the first 4 1-year
periods [that the proceedings] are in effect.”59 The
fact that Congress enacted this provision—which was
never used and expired in 2016—confirms that it did
not understand the AIA to otherwise vest the Director
with unlimited authority to impose extra-statutory
restrictions on access to AIA proceedings.
59 AIA, Pub. L. No. 112-29, § 6(c)(2)(B).
31
CONCLUSION
The petition for certiorari should be granted.
Respectfully submitted,
Joseph Matal
CLEAR IP, LLC
888 16th St., NW
Suite 300
Washington, DC 20006
(202) 654-4500
Joseph.Matal@clearpatents.com
Counsel for Amici Curiae
Dated: August 28, 2026
32
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.