Petition for Writ of Certiorari — Antoine Lamont Johnson, Petitioner v. United States
Supreme Court briefApr 24, 2026
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In the Supreme Court of the United States
ANTOINE LAMONT JOHNSON,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
On Petition For A Writ of Certiorari to the United States Court
Of Appeals for the Ninth Circuit
PETITION FOR WRIT OF CERTIORARI
JAY L. LICHTMAN*
State Bar # 73399
137 N. Larchmont Blvd., # 538
Los Angeles, California 90004
Telephone: (213) 568-0984
Email: jaylawla@aol.com
*Counsel of Record for Petitioner
Antoine Lamont Johnson
QUESTIONS PRESENTED
1. Under a categorical approach, does the least culpable conduct needed to
prove a co-conspirator's liability for a principal's substantive violent crime
pursuant to Pinkerton v. United States, 328 U.S. 640 (1946) necessarily
satisfy the requisite "crime of violence" predicate of 18 U.S.C.
§ 924(c)(3)(A) following this Court's decision in United States v. Taylor,
596 U.S. 845 (2022)?
2. Must the "use of physical force" required to establish a predicate "crime of
violence" under 18 U.S.C. § 924(c)(3)(A) be personal to the defendant
convicted of using a firearm during that crime of violence under § 924(c),
following this Court's decision in Borden v. United States, 593 U.S. 420
(2021)?
i
PARTIES TO THE PROCEEDING
Pursuant to this Court's Rule 14.1(b)(i), petitioner submits that there are no
parties to the proceeding other than those named in the caption of the case and as
indicated below.
Petitioner Antoine Lamont Johnson was the habeas petitioner in the district
court and the petitioner-appellant below. Respondent United States of America
was the respondent in the district court and respondent-appellee below.
Michael Williams was a habeas petitioner in the district court and was joined
as a co-appellant in the appeal and his case was decided in a separate unpublished
disposition. If Mr. Williams files a petition for certiorari before this Court, Mr.
Johnson joins in the arguments therein.
ii
STATEMENT OF RELATED PROCEEDINGS
The following proceedings are directly related to the instant case:
• United States v. Antoine Lamont Johnson, No. CR 05-920-RSWL,
U.S. District Court for the Central District of California, Judgment entered
on August 13, 2010.
• United States v. Antoine Lamont Johnson, U.S. Court of Appeals for the
Ninth Circuit, United States v. Johnson, 767 F.3d 815 (9th Cir. 2014),
entered on September 14, 2014.
• United States v. Antoine Lamont Johnson, No. CV 16-3419-RSWL, U.S.
District Court for the Central District of California, Judgment entered on
April 23, 2019.
• United States v. Antoine Lamont Johnson, U.S. Court of Appeals for the
Ninth Circuit, 139 F.4th 830 (9th Cir. 2025), entered on June 3, 2025.
iii
TABLE OF CONTENTS
Page(s)
QUESTIONS PRESENTED
PARTIES TO THE PROCEEDING
ii
STATEMENT OF RELATED PROCEEDINGS
iii
TABLE OF AUTHORITIES
vi
PETITION FOR WRIT OF CERTIORARI AND INTRODUCTION
1
OPINIONS BELOW
5
JURISDICTION
5
CONSTITUTIONAL PROVISIONS AND STATUTES
6
STATEMENT OF CASE
7
I.
Procedural Background
7
II.
Factual Background
12
REASONS FOR GRANTING THE WRIT
16
CERTIORARI IS NEEDED TO REMEDY THE RECURRING INCONSISTENT
APPLICATION OF THIS COURT'S PRECEDENT, PRESENTED BY THE WIDESPREAD
PRACTICE OF AFFIRMING CONVICTIONS UNDER 18 U.S.C. § 924(c) THROUGH
PROOF OF THE STATUTE'S "CRIME OF VIOLENCE" PREDICATE BY VICARIOUS
16
LIABILITY UNDER PINKERTON CONSPIRACY
A. The Questions Presented Are Important, and Recurring, with Widespread
16
Federal Application and Impact
B. Contrary to the Ninth Circuit's Opinion, This Court's Analysis Indicates that
the Use of Physical Force Against Another Under Section 924(c)(3)(A)
Must Be The Personal Conduct of the Defendant Whose Section 924(c)
20
Conviction Is Predicated on that Crime of Violence
iv
1. This Court Held in Borden That An Offense Which Requires A
Defendant's Mens Rea of Recklessness Is Not A Crime of Violence . 21
2. In Davis, This Court, In Explaining The Applicability of the Categorical
23
Approach, Focused on the Defendant's Conduct
3. Post-Borden Cases Finding Statutes Not Crimes of Violence
24
4. The Ninth Circuit's Erroneous Holding Is Contrary to this
Court's Precedents
28
5. Proof of the § 924(c) Predicate by Pinkerton Liability Violates
Due Process And Lessens The Prosecutor's Burden of Proof
32
CONCLUSION
33
Appendix A: Order Denying Petition for Rehearing
United States v. Johnson, 9th Cir. Case No. 19-55717
(January 26, 2026)
App. 1
Appendix B: Published Opinion
United States v. Johnson, 139 F.4th 830 (9th Cir. 2025)
(June 3, 2025)
App. 2
Appendix C: District Court Order Denying Petitioner's Motion,
Pursuant to 28 U.S.C. § 2255
United States v. Johnson, District Court Case
No. CV 16-3419-RSWL
(April 23, 2019)
App. 11
TABLE OF AUTHORITIES
Page(s)
Federal Cases
Barrett v. United States,
607 U.S. 128 (2026)
8, 9
Borden v. United States,
593 U.S. 420 (2021)
passim
Brown v. United States,
942 F.3d 1069 (11th Cir. 2019)
17
Contrera v. United States,
2023 U.S. Dist. LEXIS 244314, 2023 WL 11981053 (E.D.N.Y.
Apr. 17, 2023)
27
Delligatti v. United States,
604 U.S. 423 (2025)
17
Gutierrez v. Garland,
106 F.4th 866 (9th Cir. 2024)
26
Hedgpeth v. Pulido,
555 U .S. 57 (2008)
11
Janis v. United States,
73 F.4th 628 (8th Cir. 2023)
27
Johnson v. United States,
559 U.S. 133 (2010)
19, 31, 32
Leocal v. Ashcroft,
543 U.S. 1 (2004)
3, 23, 32
Pinkerton v. United States,
328 U.S. 640 (1946)
passim
Rosemond v. United States,
572 U.S. 65 (2014)
29
vi
Rutledge v. United States,
517 U.S. 292 (1996)
8
Salinas v. United States,
522 U.S. 52 (1997)
33
United States v. Ahemeid,
_ F.Supp. 3d _ 2026 LX 92905, 2026 WL 318211 (E.D.N.Y. Feb.
2, 2026)
26, 27
United States v. Allen,
425 F.3d 1231 (9th Cir. 2005)
30
United States v. Alvarez-Valenzuela,
231 F.3d 1198 (9th Cir. 2000)
30
United States v. Bailey,
444 U.S. 394 (1980)
22
United States v. Carter,
7 F.4th 1039 (11th Cir. 2021)
26
United States v. Davis,
588 U.S. 445 (2019)
passim
United States v. Delgado,
149 F.4th 244 (2nd Cir. 2025)
27
United States v. Dinkins,
928 F.3d 349 (4th Cir. 2019)
24
United States v. Eckford,
77 F.4th 1228 (9th Cir. 2023)
31
United States v. Gadson,
763 F.3d 1189 (9th Cir. 2014)
30
United States v. Garner,
28 F.4th 678 (5th Cir. 2022)
26
United States v. Gillespie,
27 F.4th 934 (4th Cir. 2022)
18, 22
vii
United States v. Gomez,
165 F.4th 1199 (9th Cir. 2026)
3, 12, 17, 25, 26
United States v. Hammons,
862 F.3d 1052 (10th Cir. 2017)
24
United States v. Hansen,
434 F.3d 92 (1st Cir. 2006)
8
United States v. Hansen,
256 F.Supp. 2d 65 (D. Mass. 2003)
22, 29
United States v. Henry,
984 F.3d 1343 (9th Cir. 2021)
4, 28-31
United States v. Hernandez-Roman,
981 F.3d 138 (1st Cir. 2020)
18, 31
United States v. Johnson,
767 F.3d 815 (9th Cir. 2014)
10
United States v. Keast,
152 F.4th 1039 (9th Cir. 2025)
4, 18
United States v. Linehan,
56 F.4th 693 (9th Cir. 2022)
4, 18
United States v. Luong,
627 F.3d 1306 (9th Cir. 2010)
29
United States v. Mangione,
2026 U.S. Dist. LEXIS 18890, 2026 LX 24069, 2026 WL 251490
(S.D.N.Y. Jan. 30, 2026)
27
United States v. Montgomery,
150 F.3d 983 (9th Cir. 1998)
22
United States v. Reed,
48 F.4th 1082 (9th Cir. 2022)
2, 17
United States v. Sjodin,
139 F.4th 1188 (10th Cir. 2025)
25
viii
United States v. Taylor,
596 U.S. 845 (2022)
passim
United States v. Walton,
2021 U.S. App. LEXIS 24328, 2021 WL 3615426 (9th Cir.
Aug. 16, 2021)
30, 32
United States v. Winslow,
962 F.2d 845 (9th Cir. 1992)
30
United States v. Woods,
14 F.4th 544 (6th Cir. 2021)
31
Federal Statutes
18 U.S.C. § 924
passim
18 U.S.C. § 1111
8
18 U.S.C. § 1951
7
28 U.S.C. § 1254
6
28 U.S.C. § 2255
8, 11, 12
28 U.S.C. § 2261
27
Rules
12
Fed. R. App. P. 28
California Statutes
Penal Code § 215
26
Penal Code § 245
25
ix
Constitution
Amend. V
30
Miscellaneous Authorities
Model Penal Code § 2.02
22
Model Penal Code § 2.06
33
IN THE SUPREME COURT OF THE UNITED STATES
ANTOINE LAMONT JOHNSON,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
On Petition For A Writ of Certiorari to the United States Court
Of Appeals for the Ninth Circuit
PETITION FOR WRIT OF CERTIORARI
Petitioner Antoine Lamont Johnson respectfully prays that a Writ of
Certiorari issue to review the decision of the United States Court of Appeals for the
Ninth Circuit, affirming the judgment of the United States District Court for the
Central District of California, denying Petitioner's motion pursuant to 28 U.S.C.
§ 2255 challenging his underlying convictions for Conspiracy to Commit Hobbs
Act Robbery, Hobbs Act Robbery, and Brandishing a Firearm in Relation to a
Crime of Violence. As set forth in his accompanying motion, Petitioner requests
1
leave to proceed in forma pauperis, as he is indigent and counsel was appointed to
represent him in each federal court below.
INTRODUCTION
In United States v. Davis, 588 U. S. 445 (2019) this Court held that the
residual clause in 18 U.S.C. § 924(c)(3)(b) (a felony "by its nature involves a
substantial risk" physical force may be used) is unconstitutional. Following Davis
the "crime of violence" predicate for a § 924(c) offense can only be supplied if,
categorically, the predicate crime always involves "the use, attempted use, or
threatened use of physical force against the person or property of another."
§ 924(c)(3)(a) (elements clause). Borden v. United States, 593 U.S. 420, 424
(2021) ("If any — even the least culpable — of the acts criminalized do not entail
that kind of force, the statute of conviction does not categorically match the federal
standard and so cannot serve as [the] predicate.")
Mr. Johnson was convicted of Hobbs Act conspiracy, substantive Hobbs Act
robbery and use of a firearm during the robbery under § 924(c). Since the jury
returned a general verdict, it is unknown whether the crime of violence predicate
for § 924(c) was the conspiracy or the robbery count. As the government conceded
and the Ninth Circuit has held, conspiracy to commit Hobbs Act robbery is not a
valid § 924(c) predicate "because it does not categorically necessitate [] the
existence of a threat or attempt to use force." United States v. Reed, 48 F.4th 1082,
2
1088 (9th Cir. 2022). Moreover, in instructing the jury on proof of the robbery and
§ 924(c) counts below, the district court gave five Pinkerton' instructions
permitting the jury to convict the defendant of both counts based on Mr. Johnson's
involvement in the conspiracy if the use of physical force by a co-conspirator was
"foreseeable" to Mr. Johnson.
Following Davis, this and other courts have found that if, categorically, the
predicate crime did not require the defendant to use physical force against another,
the crime is not a "crime of violence" under § 924(c). First, this Court in Borden v.
United States, supra 593 U.S. at 426-433, following its decision in Leocal v.
Ashcroft, 543 U.S. 1 (2004) made clear that the "violent felony" predicate under
the elements clause of § 924(c) requires proof that the defendant act with the
higher mental state of "purpose" and "knowledge" so that if the defendant acts
with negligent or even reckless conduct, the predicate is not proven. Post-Borden
cases have confirmed that a defendant's "reckless conduct" does not satisfy the
elements clause. See, e.g. United States v. Gomez, 165 F.4th 1199, 1210 (9th Cir.
2026) (en banc) (under categorical approach assault with deadly weapon is not a
crime of violence). Indeed, under Pinkerton liability, the government is only
required to prove foreseeability, which is a negligence standard and, consequently,
I Pinkerton v. United States, 328 U.S. 640 (1946).
3
the defendant does not act with the mens rea required for a crime of violence
predicate.
In addition, this Court in United States v. Taylor, 596 U.S. 845 (2022) held
that attempted Hobbs Act robbery (like Hobbs Act conspiracy) is not a "crime of
violence" because it does not require that "the defendant use . . . force against
another person . . ." Id. at 852. Circuit opinions relying on Taylor have held that
statutes that do not involve the requisite use of force do not satisfy the crime of
violence predicate. See, e.g. United States v. Keast, 152 F.4th 1039, 1048, n.9 (9th
Cir. 2025) (a statute charging unlawful use of a weapon is not a crime of violence
under the Guidelines because it only "requires the government to prove the
defendant intended to . . . use a firearm against another, but does not require the
government to prove defendant actually did it"; United States v. Linehan, 56 F.4th
693, 706-07 (9th Cir. 2022) (statute criminalizing defendant's intent to murder not
a threat of physical force so not a crime of violence; collecting cases holding
same).
In rejecting the Borden and Taylor analysis the Ninth Circuit opinion below
concluded that Mr. Johnson's conviction for Hobbs Act robbery based on
Pinkerton liability is a crime of violence because the defendant is treated as a
principal. In doing so the court relied on its outdated holding in United States v.
Henry, 984 F.3d 1343 (9th Cir. 2021) which predated Borden and Taylor.
4
Pinkerton instructions are commonly given in the numerous armed robbery
cases throughout the federal courts. This Court should grant certiorari to address
whether a conviction of Hobbs Act robbery based on Pinkerton liability can serve
as a valid "crime of violence" predicate for a § 924(c) count. Without the Court's
guidance, the substance of its decisions in Borden and Taylor will be ignored as in
the present case, and defendants will continue to be subjected to substantial
increased sentences such as the life sentence imposed on Mr. Johnson.
OPINIONS BELOW
The published decision of the United States Court of Appeals for the Ninth
Circuit, affirming the district court's denial of Petitioner's motion pursuant to 28
U.S.C. § 2255 appears as Appendix B. The district court's order denying
Petitioner's motion pursuant to 28 U.S.C. § 2255 appears as Appendix C.
JURISDICTION
The Ninth Circuit filed its opinion affirming the district court's denial of Mr.
Johnson's § 2255 motion on June 3, 2025. App. 2 2 It denied his Petition for
Rehearing and Rehearing En Banc on January 26, 2026. App. 1. The jurisdiction
of this Court is invoked under 28 U.S.C. § 1254(1).
2 "App" refers to the Appendix to the instant petition; "ER" refers to the
Excerpts of Record filed in the appeal; "GER" and "SER" refer to the
government's excerpt and supplemental excerpts, respectively filed in the appeal;
"AOB" refers to appellant's opening brief on appeal.
5
CONSTITUTIONAL PROVISIONS AND STATUTES
The Fifth Amendment of the United States Constitution provides in pertinent
part: "No person shall . . . be subject for the same offense to be twice put in
jeopardy of life or limb: . . . nor be deprived of life, liberty, or property, without
due process of law."
18 U.S.C. § 924 provides, in pertinent part:
(c)(1)(A) [A]ny person who, during and in relation to any crime of
violence or during a drug trafficking crime for which the person may be
prosecuted in a court of the United States, uses or carries a firearm, or who, in
furtherance of any such crime, possesses a firearm, shall, in addition to the
punishment provided for such crime of violence or drug trafficking crime:
(i) be sentenced to a term of imprisonment of not less
than 5 years;
(ii) if the firearm is brandished, be sentenced to a term of
imprisonment of not less than 7 years; and
(iii) if the firearm is discharged, be sentenced to a term of
imprisonment of not less than 10 years . . .
(3) For purposes of this subsection the term "crime of violence" means
an offense that is a felony and -(A)
has as an element the use, attempted use, or threatened
use of physical force against the person or property of
another, or
(B)
that by its nature, involves a substantial risk that physical
force against the person or property of another may be used
in the course of committing the offense.
(j)(1) A person who, in course of a violation of subsection (c), causes the death
of a person through the use of a firearm, shall (1) If the killing is a murder
(as defined in section 1111) be punished by death or by imprisonment for
any term of years or for life; . . .
6
18 U.S.C. § 1951 (the Hobbs Act) provides:
(a) Whoever in any way or degree obstructs, delays, or affects
commerce or the movement of any article or commodity, in
commerce, by robbery or extortion or attempts or conspires so to
do, or commits or threatens physical violence to any person or
property in furtherance of a plan or purpose to do anything in
violation of this section shall be fined under this title or
imprisoned not more than twenty years, or both.
(b)As used in this section —
(1)The term "robbery" means the unlawful taking or obtaining
of personal property from the person or in the presence of
another, against his will, by means of actual or threatened
force, or violence, or fear of injury,, immediate or future, to his
person or property, or property in his custody or possession, or
the person or property of a relative or member of his family or
of anyone in his company at the time of the taking or obtaining.
STATEMENT OF CASE
I. Procedural Background
In 2007, the First Superseding Indictment charged then twenty-four year old
Antoine Johnson in a multi-defendant case with (1) conspiracy to interfere with
commerce by robbery in violation of 18 U.S.C. § 1951 (Count One) ("Hobbs Act
conspiracy"); (2) interference with commerce by robbery and aiding and abetting
in violation of 18 U.S.C. § 1951, 2(a) (Count Two) ("Hobbs Act robbery"); and (3)
using or carrying a firearm during and in relation to a crime of violence, causing
death in violation of 18 U.S.C. §§ 924(c), (j), (1), 2(a) (Count Three)("gun count").
6-ER-1220-34. He was later convicted at trial of all three counts. On August 13,
2010, Mr. Johnson was sentenced to life in custody — 240 months on each of
7
Counts One and Two, plus life imprisonment on Count Three, all to be served
consecutively. 1-ER-37-41.3
Relevant to the sentencing arguments herein, Count Three charged Mr.
Johnson with using, carrying, brandishing and discharging firearms during and in
relation to the robbery charged in Counts One and Two. 6-ER-1226. It further
charged that, in the course of violating 18 U.S.C. § 924(c), the defendants "caused
the death of Evelio Suarez, Jr., and his death constituted a murder, as defined in
Title 18, United States Code, Section 1111(a)." 6-ER-1226.4
3 In his amended § 2255 motion, Mr. Johnson argued that the consecutive
sentences for conspiracy to commit Hobbs Act robbery and substantive Hobbs Act
robbery (Counts One and Two respectively) violated his Fifth Amendment
prohibition against double jeopardsy. 1-ER-'69-171. When a defendant has
violated two different statutes, double jeopardy is implicated when both statutes
prohibit the same offense or when one offense is a lesser-included offense of the
other. Rutledge v. United States, 517 U.S. 292, 297 (1996). Accordingly,
sentences for conspiracy to commit a substantive offense and for the substantive
offense itself routinely involve imposition of concurrent, not consecutive, time for
both offenses. See, e.g. United States v. Hansen, 434 F.3d 92, 96-97 (1st Cir.
2006) (case involved killing of armored truck driver with assault rifle during
robbery).
4 After the Petition for Rehearing was filed in Mr. Johnson's case, this
Court decided Barrett v. United States, 607 U.S.128 (2026). In that case the
defendant was convicted in count five of Hobbs Act robbery. That count served as
the predicate for: count six which charged him with using a firearm during
commission of a crime of violence in violation of § 924(c)(1)(A)(i); and count
seven which charged him with thereby causing death in violation of § 924(j)(i).
Barrett, 607 U.S. at 132. This Court held in Barrett that "Congress has not
authorized convictions under both 18 U.S.C. §§ 924(c)(1)(A)(i) and (j) for one act
that violates both provisions." Id. at 149. In other words, "Congress intended
8
The district court instructed the jury that there were "two ways for the
government to prove [the 924(c) offense] in Count Three: first, by the defendant
committing the crimes himself; or second, pursuant to Pinkerton by being part of a
conspiracy as charged in Count One, where the use of a firearm by a co-conspirator
was reasonably foreseeable. 1-ER-64-67. Moreover, the district court's
instructions on conspiracy made clear that the offense did not require proof of the
use, attempted use, or threatened use of force as was required to constitute a crime
of violence under the gun count. 1-ER-50-56.
As to Count Two, the Hobbs Act robbery, similar to its instructions on
Count Three, the court instructed that the jury could find either that Mr. Johnson
committed the offense himself or, pursuant to Pinkerton, that "by being part of a
conspiracy as charged in Count One, during or in furtherance of which the
subsection (j) as an alternative, not a supplement, to subsection (c)(1)(A)(i)." Id. at
131. In the instant case, both sections 18 U.S.C. 924(c) and (j) were charged in
one count and the district court imposed a life sentence for convictions of both
subsections. More specifically, the court found that the offense level under the
Sentencing Guidelines was 43, "giving a range of sentence of 480 months, plus ten
years mandatory minimum as to counts one and two" and "life maximum
consecutive as to [count three]." 1-ER-26-28. To the extent this life maximum
sentence was for separate convictions of both subjections (c) and (j) which were
merged into count three the sentence was contrary to this Court's holding in
Barrett.
9
reasonably foreseeable crime of robbery affecting interstate commerce was
committed." 1-ER-57-60.
The jury returned a general verdict. The verdict form did not require the
jurors to specify the theory of liability for each count. 2-ER-385-87. Thus, the
form did not indicate whether the jury convicted Mr. Johnson of violating Section
924(c), (j) as a principal or under a Pinkerton theory. Similarly it did not indicate
whether it had convicted him of Hobbs Act robbery as a principal or under a
Pinkerton theory. Finally, the verdict form did not specify whether the Hobbs Act
robbery or the Hobbs Act conspiracy was the predicate basis for the § 924(c)
conviction.
Mr. Johnson appealed his convictions, raising numerous trial issues but no
claims related to the sentencing issues. The judgment was affirmed on September
12, 2014. See United States v. Johnson, 767 F.3d 815 (9th Cir. 2014).
Mr. Johnson's petition for a writ of certiorari was denied on December 15, 2015.
See Dkt. 104, United States v, Johnson, 10-50401 (9th Cir.).
On May 18, 2016, Mr. Johnson filed a timely motion to vacate his sentence
under 28 U.S.C. § 2255. 2-ER-344-51. On December 9, 2016, his newly
appointed counsel filed an amended motion on Mr. Johnson's behalf. 2-ER-130343. In the amended motion, Mr. Johnson raised arguments concerning both his
sentence and the ineffectiveness of his trial counsel.
10
As to the sentencing arguments pertinent here, Mr. Johnson contended that
his life sentence on the § 924(c) charge should be vacated because under a
categorical approach, neither the Hobbs Act conspiracy or Hobbs Act robbery
required the intentional use of violent force required for a crime of violence.
Moreover, assuming arguendo the robbery was a crime of violence, the § 924(c)
conviction should still be vacated because the general verdict did not require the
jury to find whether the "crime of violence" in § 924(c) was based on the now
invalid conspiracy predicate or the robbery predicate. A general verdict must be
set aside if the jury could have relied on an invalid ground. See Hedgpeth v.
Pulido, 555 U.S. 57, 58 (2008) ("A conviction based on a general verdict is subject
to challenge if the jury was instructed on alternative theories of guilt and may have
relied on an invalid one.") The possibility that the jury could have relied on the
conspiracy as the § 924(c) predicate is underscored by the fact that the court gave
five Pinkerton jury instructions which stated that Mr. Johnson could be found
guilty of both the gun count and robbery count based on his conviction of the
conspiracy count.
On April 23, 2019, the district court denied Mr. Johnson's Section 2255
motion to vacate his sentence and denied a certificate of appealability. App. 11.
Mr. Johnson appealed and filed a motion for a certificate of appealability in
the Ninth Circuit. The court granted the certificate on the issues of "whether
11
appellant's conviction and sentence for violating 18 U.S.C. § 924(c) must be
vacated because neither conspiracy to commit Hobbs Act robbery, nor Hobbs Act
robbery based on a Pinkerton theory of liability, is a qualifying predicate crime of
violence."
On June 3, 2025, the Ninth Circuit affirmed the district court's denial of
Mr. Johnson's § 2255 motion. App. 2.
On December 16, 2025, Mr. Johnson filed a petition for rehearing and
petition for rehearing en banc.
On January 4, 2026, Mr. Johnson filed a letter pursuant to Fed.R.App.P.
28(j) notifying the Ninth Circuit of intervening authority, United States v. Gomez,
No. 23-435 (9th Cir. Jan. 13, 2026) (en bane) which further supports Mr. Johnson's
arguments that following Borden v. United States, 593 U.S. 420 (2021) Hobbs Act
robbery under a Pinkerton theory is not a crime of violence.
On January 26, 2026, the Ninth Circuit denied the petition for rehearing and
rehearing en bane. App. 1.
II. Factual Background
On March 1, 2004 four assailants robbed an armored truck as it was making
a cash delivery to a bank in South Central Los Angeles. One of the assailants was
wearing a Rastafarian wig. During the robbery, one of the armored truck security
12
guards was shot and killed. The police recovered the wig in the path of the
robbers' escape and were able to collect several hairs from it.
More specifically, criminalist Nick Sanchez testified that he selected four
hairs from the wig for testing. Under DNA testing, one hair matched Mr.
Johnson's hair but it was unknown what part of the body the hair came from. Mr.
Sanchez acknowledged that DNA can remain on a hair root for many years and he
could not tell how long the hair was on the wig. 8-SER-1500-89, 1628-38.
Moreover, criminalist Michael Mastrocovo testified that hairs are "transient
evidence" and a more definitive way to determine whether a person wore the wig
was to test for a "wearer's DNA." He performed the test twice, the second time
several months before trial, but he was unable to obtain a DNA profile matching
Mr. Johnson. 8-SER-1661, 9-SER-1886-1904. Finally, criminalist Linda French
tested eight hairs from the wig: two were animal hairs, two differed in color from
Mr. Johnson's hair and two others were excluded due to appearance. None of the
heirs matched Mr. Johnson's hair. 7-SER-1511, 1523-29. To conclude, the DNA
evidence was arguably inconclusive that Mr. Johnson was the robber who actually
wore the wig at the time of the robbery.
The government also introduced eyewitness evidence that was more
exculpatory than incriminating because it showed that the robber wearing the wig
did not match Mr. Johnson's physical description of 6'1", 170 pounds. A bank
13
employee who stood face to face about two feet from the robber testified the
robber was between 5'6" and 5'9" and about 130-145 pounds. 12-SER-2562-71.
Also the bank assistant manager testified that the robber was probably 5'8", 135140 pounds. 1-SER-131-137. Further, the surviving armored truck driver
described the robber as 5'7"to 5'8", 135-140 pounds. 1-SER-135-137.
Accordingly, the eyewitness evidence showed that the robber, who was relatively
short and very small and thin differed significantly from Mr. Johnson who was tall
and substantially heavier than the robber.
The government also presented the testimony of gang member Jamal
Dunagan. Dunagan testified that he met Mr. Johnson the day after the robbery.
Dunagan claimed that Mr. Johnson admitted to participation in the robbery and
told Dunagan that he accidentally shot himself in the foot while escaping. 7-ER1249-50. Defense counsel impeached Dunagan's credibility on cross-examination.
Dunagan admitted to lying under oath and suborning perjury in a prior case and
routinely lying to police. 3-ER-448-65. The defense also called two medical
professionals who testified that there was no indication that Mr. Johnson had
suffered a gunshot wound to the foot. 5-ER-944-45. Moreover, one of the reasons
the district court gave in denying Mr. Johnson's ineffective assistance of counsel
claims concerning Dunagan was that Dunagan's credibility had been substantially
impeached at trial. 7-ER-1288-90.
14
Over strenuous defense objection, and towards the end of its case, the
government presented the hearsay testimony of Veronica Burgess that Mr. Johnson
was at a planning meeting several days before the robbery. Burgess could not be
located for trial. A law enforcement witness read Burgess' grand jury testimony
and interview statements made to law enforcement aloud to the jury. The district
court permitted the hearsay testimony because it found that Mr. Johnson caused her
unavailability by threatening her. In closing arguments, the government
emphasized Burgess's credibility. GER-1005, 1152-53; AOB 21-23.5 Moreover,
as to proof of both the robbery and gun counts the government referred to the
district court instructions that Mr. Johnson could be convicted based on his
participation in the conspiracy under a Pinkerton theory of liability. 6-ER-100205, 1152-53. Indeed, Mr. Johnson contended below that the jury could have relied
on the Burgess evidence to convict him of conspiracy and relied on the five
Pinkerton instructions, some of which were referred to by the government in
closing arguments, to convict him of robbery and the gun count without concluding
he was one of the robbers. And the general verdict did not specify whether the §
924(c) conviction was based on the conspiracy or the Hobbs Act robbery.
5 The government did not charge Randolph Jackson who reportedly lead the
planning meeting.
15
REASONS FOR GRANTING THE WRIT
CERTIORARI IS NEEDED TO REMEDY THE RECURRING INCONSISTENT
APPLICATION OF THIS COURT'S PRECEDENT, PRESENTED BY THE
WIDESPREAD PRACTICE OF AFFIRMING CONVICTIONS UNDER 18 U.S.C. §
924(c) THROUGH PROOF OF THE STATUTE'S "CRIME OF VIOLENCE"
PREDICATE BY VICARIOUS LIABILITY UNDER PINKERTON CONSPIRACY
A. The Questions Presented Are Important, and Recurring, with
Widespread Federal Application and Impact
Section 924(c) "threatens long prison sentences for anyone who uses a
firearm in connection with" a specifically defined violent crime. United States v.
Davis, 588 U.S. 445, 448 (2019). Prior to Davis, the predicate violent crime could
be based on the residual clause which stated that a felony "by its nature, involves a
substantial risk that physical force . . . may be used . . ." Id. After this Court's
holding in Davis, the statute's "crime of violence" predicate can only be proven by
showing that the least elements of the violent felony categorically includes the "use
of . . . physical force against the person or property of another." § 924(c)(3)(a)
(element's clause). Borden, 593 U.S. at 424 ("If any — even the least culpable — of
the acts criminalized do not entail that kind of force, the statute of conviction does
not categorically match the federal standard.")
To determine whether a predicate offense is a "crime of violence" under the
elements clause, this Court applies the categorical approach. United States v.
Taylor, 596 U.S. 845, 850 (2022). Under that approach, this Court "[a]sks whether
the offense in question 'always' involved the use, attempted use, or threatened use
16
of force" and if the offense can be committed without the use of such force, "it is
not a crime of violence." Delligatti v. United States, 604 U.S. 423, 426 (2025).
When applying this approach, "[t]he facts of a given case are irrelevant." Borden,
593 U.S. at 424. Instead, courts focus only on "whether the elements of the statute
of conviction meet the federal" crime of violence definition. Id. "If, when
conducting this examination, a court determines that the statute of conviction
makes unlawful any conduct less culpable than that required to constitute a crime
of violence, then there is not a categorical match." United States v. Gomez, 165
F.4th 1199, 1204 (9th Cir. 2026) (en banc).
Recent decisions of this Court, circuit courts and district courts demonstrate
that a defendant's conviction of an offense that could be committed without the
showing that the defendant used necessary force under the elements clause does
not qualify as a § 924(c) predicate.
The Ninth Circuit held that Hobbs Act conspiracy is not a "crime of
violence" "because it does not categorically necessitate [] the existence of a threat
or attempt to use force." United States v. Reed, 48 F.4th 1082, 1088 (9th Cir.
2022), citing Brown v. United States, 942 F.3d 1069, 1075 (11th Cir. 2019)
("Neither an agreement to commit a crime nor a defendant's knowledge of the
conspiratorial goal necessitates the existence of a threat or attempt to use force.")
Based on similar reasoning, this Court in Taylor held that attempted Hobbs Act
17
robbery (like Hobbs Act conspiracy) is not a "crime of violence" because it does
"not require that the defendant use . . . force against another person . . ." Taylor,
supra, 596 U.S. at 852. See United States v. Keast, 152 F.4th 1039, 1048, n.9 (9th
Cir. 2025) (relying on Taylor, Ninth Circuit recently held that an Oregon statute
charging unlawful use of weapon is not a crime of violence under the Guidelines
because it only "requires the government to prove the defendant intended to . . .
use a firearm against another, but it does not require the government to prove
defendant actually did it."); United States v. Linehan, 56 F.4th 693, 706-07 (9th
Cir. 2022) (relying on Taylor, and accepting the government's concession that
murder-for-hire is not a "crime of violence" because it only requires traveling with
intent to kill, which is not a threat of physical force; collecting cases holding the
same).
As is commonly the case in federal armed robbery trials, the district court
gave Pinkerton jury instructions relating to both the robbery and gun counts.
Under the instructions, Mr. Johnson could have been convicted of the Hobbs Act
robbery and the 924(c) count without his personal use of force by simply being a
member of the conspiracy as long as use of force by a co-conspirator was
foreseeable. See United States v. Gillespie, 27 F.4th 934, 942 (4th Cir. 2022)
("The defendant would still be liable [for a § 924(c) offense] even if . . . the
defendant was not present at the robbery and never touched a gun."); United States
18
v. Hernandez-Roman, 981 F.3d 138, 144 (1st Cir. 2020) ("[T]o convict the
defendant [of robbery] the government was under no obligation to prove that he
was physically present at the scene of the robbery."). Indeed, under Pinkerton, Mr.
Johnson could be convicted without his use of any force, certainly not the
intentional violent force required to meet the elements clause under § 924(c).6
This Court has not yet reached the specific questions raised here, namely:
(1) In light of Taylor and its progeny, under a categorical approach can a defendant
be properly convicted of a § 924(c) gun count, where the crime of violence
predicate is Hobbs Act robbery based on Pinkerton liability, even though the
defendant did not commit an intentional use of force; and (2) Related to that
inquiry is whether under this Court's decision in Borden that a defendant's
personal mental state of recklessness is not sufficient for the § 924(c) predicate, a
defendant's conviction is valid under Pinkerton liability where only a showing of
foreseeability is required. Prior decisions addressing whether Pinkerton coconspirators can be convicted under § 924(c) or similar statutes do not answer
these questions because they did not categorically evaluate the elements clause
under § 924(c) as mandated by Davis, nor did they adequately consider the later
holdings in Taylor and Borden. As explained in his Petition for Rehearing and
6 The "physical force" in § 924(c) has been construed as an intentional
violent physical force. Johnson v. United States, 559 U.S. 133, 140 (2010).
19
further below, the truncated analysis of the Ninth Circuit and others it relied on
upon rejecting arguments by Mr. Johnson and the defendant in Henry, 984 F.3d
1343 (9th Cir. 2021), conflicts with this Court's authority. A writ of certiorari is
required to address the erroneous application of the mandated categorical approach
in the large amount of cases proven under Pinkerton, improperly permitting 924(c)
convictions.
B. Contrary to the Ninth Circuit's Opinion, This Court's Analysis
Indicates that the Use of Physical Force Against Another Under Section
924(c)(3)(A) Must Be The Personal Conduct of the Defendant Whose
Section 924(c) Conviction Is Predicated on that Crime of Violence
The Ninth Circuit's opinion below dismisses the Taylor analysis by
concluding that Taylor did not create a rule that the government must show the
defendant personally used force in order to commit a "crime of violence" since the
government is required to show a co-conspirator used force. App. 7-8. The
Court's conclusion not only misread Taylor but is inconsistent with prior and
subsequent precedent.
Strictly speaking, Taylor held that attempted Hobbs Act robbery is not a
crime of violence because it did not require "the government to prove that the
defendant use, attempt to use or even threaten to use force . . ." 596 U.S. at 852
(emphasis added). However, assuming arguendo the Ninth Circuit is correct that
Taylor did not actually address the issue of whether under § 924(c) the intentional
20
use of force must be personally committed by the defendant whose § 924(c)
conviction is predicated on that violent crime, then this Court should do so here.
1. This Court Held in Borden That An Offense Which Requires A
Defendant's Mens Rea of Recklessness Is Not A Crime of Violence
The concerns expressed by this Court in Borden v. United States, 593 U.S.
420 (2021) address the defendant's mental state in deciding whether a prior felony
satisfies the elements clause for an enhancement under ACCA.7 The Court held
that "the elements clause's definition of 'violent felony' — an offense requiring the
`use of physical force against the person of another' requires proof that the
perpetrator act with the higher mental state of 'purpose' and 'knowledge.'" Id. at
433. This Court concluded in Borden that if an offense "requires only a mens rea
of recklessness, then it per se falls outside the "crime of violence" definition,
Borden at 423; or the "crime of violence" predicate under 924(c). See Taylor, 596
U.S. at 869.
Indeed, this Court's examination of key mental states in Borden placed them
all in relation to the defendant's conduct. For example, it explained that a person
"acts knowingly when 'he is aware that [a] result is practically certain to follow
7 Borden dealt with the definition of "violent felony under the Armed Career
Criminal Act ("ACCA"), which almost exactly matches the definition of "crime of
violence" in Section 924(c). See Taylor, 596 U.S. at 850 (citing cases interpreting
ACCA and holding that the definition in Section 924(c) demands a similar
inquiry).
21
from his conduct,' whatever his affirmative desire." Borden, 593 U.S. at 426
(citing United States v. Bailey, 444 U.S. 394, 404 (1980); Model Penal Code
§ 2.02(2)(b)(ii)). And a "person acts purposely when he 'consciously desires a
particular result, id. "whatever the likelihood of that result happening from his
conduct," Bailey, 444 U.S. at 404. Additionally, "a person acts recklessly . . .
when he consciously disregards a substantial and unjustifiable risk attached to his
conduct, in 'gross deviation' from accepted standards." And negligence, the
lowest level of culpability involves the "failure to perceive a risk." Borden, 593
U.S. at 426-427 (quoting Model Penal Code § 2.02(2)(c),(d)).
The mental states of the defendant cannot depend on a co-conspirator's
conduct when determining whether the crime of violence predicate is satisfied. As
circuit courts have articulated, under Pinkerton a defendant can be convicted of
robbery and a 924(c) count even if he was not present during the robbery and never
touched the gun as long as a co-conspirator's actions were "foreseeable." United
States v. Gillespie, supra, 27 F.4th at 942. But reasonable foreseeability is a
negligence standard. See United States v. Montgomery, 150 F.3d 983, 999 (9th
Cir. 1998) (Pinkerton applies an objectively reasonably foreseeable test); United
States v. Hansen, 256 F.Supp. 2d 65, 67 n.3 (D. Mass) (raising concerns about
Pinkerton liability as applied to a particular case; "Foreseeability is the language of
negligence law"). A defendant who acts with a mens rea of negligence does not
22
commit a crime of violence. See Leocal v. Ashcroft, 543 U.S. 1, 9 (2004)
(negligent or accidental conduct of a perpetrator, does not satisfy the elements
clause).
2. In Davis, This Court, In Explaining The Applicability of the Categorical
Approach, Focused on the Defendant's Conduct
Moreover, this Court's analysis in Davis likewise identifies the defendant's
conduct as the central target in finding that the categorical approach governs
section 924(c). First, Davis recognized the categorical approach was required even
in section 924(c)'s current-conviction framework, and application of that approach
focuses on what was necessarily proven about the defendant's conduct to sustain
his current convictions. 588 U.S. at 454. Second, in finding section 924(c)
required a categorical, rather than case-specific approach, based on the language of
section 924(c) and its precedent considering similar statutes, this Court treated the
crime of violence as the defendant's personal offense of conviction. Specifically,
Davis found section 924(c)'s use of "an offense that is a felony" required
categorically comparing the elements of the offense of conviction to section
924(c)(3)(A)'s elements, in the same manner section 16's equivalent term required
comparing the statutory elements of the prior "offense' of conviction." 588 U. S.
at 455 (quoting Leocal v. Ashcroft, 543 U.S. 1, 7 (2004)).
This analysis likewise requires finding the violent "offense that is a felony,"
which predicates a section 924(c) conviction, cannot be committed vicariously.
23
The "offense" must be the same predicate conviction the government has proven in
the instant proceedings, and that conviction should require proof that the
defendant's conduct included his personal active employment of force to qualify as
a crime of violence under section 924(c)(3)(A). See Davis, 488 U.S. at 454
("§ 924(c) prosecution focuses on the conduct with which the defendant is
currently charged"); Borden, 593 U.S. at 441 ("offense does not qualify as a
`violent felony' unless the least serious conduct it covers falls within the elements
clause").
Thus, Davis and Borden set the stage for this Court to solve the last piece of
the "use" puzzle. This Court should grant Mr. Johnson's requested writ to clarify
that section 924(c)(3)(A)'s use of force must be active, intentional, and personal to
the defendant whose section 924(c) conviction is predicated on that use of force.'
3. Post-Borden Cases Finding Statutes Not Crimes of Violence
In post-Borden cases, courts have found that the lack of a sufficient mens rea
in the subject statute renders it not a crime of violence under the elements clause of
§ 924(c).
Some courts have found, with little analysis, that the ACCA's force clause
in 924(c)(2)(B)(i) does not require personal use. See United States v. Dinkins, 928
F.3d 349, 359 (4th Cir. 2019); United States v. Hammons, 862 F.3d 1052, 1055
(10th Cir. 2017). Those cases predated Borden's analysis of that clause, as well as
Davis 's analysis of section 924(c).
8
24
In United States v. Gomez, 165 F.4th 1199 (9th Cir. 2026), (en banc) the
Ninth Circuit held that under the categorical approach an assault with a deadly
weapon under California Penal Code § 245(a)(1) is not a crime of violence. The
court explained that under the categorical approach, if the statute criminalizes any
conduct less culpable than the federal definition's requirement, "the statute is not a
categorical match" and does not qualify as a crime of violence. Id at p. 1204. The
court further emphasized that the plurality in Borden concluded that "[t]he phrase
`against another' when modifying the use of force, demands that the perpetrator
direct his action at, or target, another individual." Borden 593 U.S. at 429; Gomez
at 1207. Because Itleckless conduct is not aimed in that prescribed manner," it
does not satisfy the elements clause. Id. Further, the Gomez court explained that
Justice Thomas, concurring in the judgment, relying on another phrase in the
statute, held the "use of physical force" "has a well-understood meaning applying
only to intentional acts designed to cause harm." Gomez at 1207. Gomez
concluded that "[f]ollowing Borden, the elements clause is satisfied only by crimes
that require uses of force with a mens rea more culpable than recklessness".
Gomez at 1208.9
9 See United States v. Sjodin, 139 F.4th 1188, 1203 (10th Cir. 2025)
(holding that California assault statute, which "merely requires an intent to do the
act that results in harm," simply spans too wide on the 'culpability spectrum' to
constitute a crime of violence" under Borden.
25
Similarly, in Gutierrez v. Garland, 106 F.4th 866 (9th Cir. 2024), the Ninth
Circuit held that carjacking under California Penal Code § 215 is not categorically
a crime of violence. Id at 871-77. The court reasoned that even though the
carjacking statute necessarily involves the act of taking a vehicle with the intent to
deprive the owner of that vehicle, the elements clause also requires a sufficiently
culpable mens rea as to the use of force." Id at 874-77. The court explained in
Gomez that its decision in Gutierrez "demonstrates that when a state statute does
not assign a sufficiently culpable mens rea to the use of force . . . it fails to satisfy
the elements clause, creating the possibility that the defendant can be convicted for
accidental or reckless use of force. Id. at 1209 n.4.1°
In a very recent decision, the district court in United States v. Ahemeid,
F.Supp.3d , 2026 LX 92905, 2026 WL 318211 (E.D.N.Y. Feb. 2, 2026) held
that first degree murder is not a categorical crime of violence under § 924(c). The
I° Other circuits have reached similar results. See e.g. United States v.
Garner, 28 F.4th 678, 683 (5th Cir. 2022) (Louisiana aggravated assault statute,
which also criminalized "placing of another in reasonable apprehension of
receiving a battery" did not qualify under the elements clause post-Borden because
it likewise did not require defendant to intentionally threaten another with physical
force; United States v. Carter, 7 F.4th 1039, 1045 (11to Cir. 2021) (Georgia
aggravated assault statute (which criminalized "committing an act with a deadly
weapon which places another in reasonable apprehension of immediately receiving
a violent injury") failed to qualify under the elements clause post-Borden because
it did not require the defendant to intentionally threaten another with physical
force.)
26
court began its analysis by recognizing that under the categorical approach, if an
offense "requires only a mens rea of recklessness" then it falls outside the "crime
of violence" definitions, citing Borden, 593 U.S. at 423 and Taylor, 596 U.S. at
869; see also Contrera v. United States, 2023 U.S. Dist. LEXIS 244314, 2023 WL
11981053, at *3-4, 6 (E.D.N.Y. Apr. 17, 2023) (felony murder by arson is no
longer a valid predicate offense in the wake of Borden since it requires a mens rea
of recklessness). Ahemeid at *5, 25.
However, the court in Ahemeid also recognized that some circuit courts have
held that "crimes involving mental status between ordinary recklessness and
knowledge qualify as crimes of violence." United States v. Delgado, 149 F.4th
244, 253 (2nd Cir. 2025) (citing Janis v. United States, 73 F.4th 628, 629 (8th Cir.
2023). Ahemeid at *25-26. But, in the end, the district court held that a defendant
who commits first-degree murder with at most a mens rea of recklessness, does not
commit a categorical crime of violence. Id at *26-28.11
11 In another recent district court decision, the court held that the antistalking statutes causing death, 18 U.S.C. §§ 2261A and 2261(b)(1) are not crimes
of violence under the elements clause in part because the crimes can be committed
with a mental state not greater than recklessness as explained in Borden. United
States v. Mangione, 2026 U.S. Dist. LEXIS 18890, 2026 LX 24069, 2026 WL
251490 (S.D.N.Y. Jan. 30, 2026) at *26-51. In reaching its holding, the district
court rejected contrary decisions of district courts in other circuits. Id. at *45-46.
27
To conclude, a defendant's conviction for Hobbs Act robbery based on
Pinkerton can be based solely on his being a member of a conspiracy as long as
use of force by a co-conspirator was foreseeable. But the defendant's mental state
of foreseeability is no greater than negligence or even recklessness, which under
Borden is not a crime of violence under the elements clause. Like conspiracy to
commit Hobbs Act robbery and attempted Hobbs Act robbery, under Pinkerton the
government is not required to show that the "defendant use, attempt to use or even
threaten to use force . . ." Taylor, supra 596 U.S. at 852.
4. The Ninth Circuit's Erroneous Holding Is Contrary to this Court's
Precedents
Despite the holding in Taylor and its progeny, the Ninth Circuit's opinion
concluded that its prior decision in United States v. Henry, 984 F.3d 1343, 1356
(9th Cir. 2021) which held that Pinkerton liability is a crime of violence is still
good law because "the government must prove that [a conspirator] committed all
of the elements of the underlying crime of violence . . . when it relies on a
Pinkerton theory." App. 7-8. However, a finding that a defendant committed a
crime of violence based on vicarious liability is clearly not what this Court and
other courts have articulated.'
The Ninth Circuit's opinion also found that there was no error in the jury
instructions. App. 8-9. However, since Hobbs Act robbery committed under a
Pinkerton theory of liability is not a crime of violence, it would follow that the
12
28
In Henry, defendant Henry was the leader of the robbery crew and provided
guns to his co-conspirators who entered the banks. Id at 1349. In response to a
jury note the district court instructed that aiding-and-abetting and Pinkerton
liability were "separate legal principles" and the jury could base its verdict on
either principle." Id. at 1349. With respect to Pinkerton liability, the court cited
cases for the general Pinkerton rule that a defendant who did not participate in an
armed robbery can be convicted under Pinkerton if a co-conspirator did the
robbery and the robbery was foreseeable to the defendant — a very different
question from the one posed here as to whether a defendant convicted of a 924(c)
count under Pinkerton, categorically satisfies the "crimes of violence" predicate of
§ 924(c). As to the cases cited by Henry, in United States v. Luong, 627 F.3d
1306, 1308-09 (9th Cir. 2010), the main issue was whether a defendant should be
re-sentenced under § 924(c) or § 924(o), and the court mentioned that a defendant
Ninth Circuit's conclusion that the jury instructions which included five Pinkerton
instructions must be erroneous. Since under the general verdict it is unknown
whether the jury based its § 924(c) conviction on invalid predicates — conspiracy
and robbery based on Pinkerton liability — the instructions misinformed the jury.
It is noteworthy that aiding-and-abetting liability requires that the
defendant intend that the crime be committed. See Rosemond v. United States, 572
U.S. 65 (2014) (use of a gun by a co-conspirator that was reasonably foreseeable to
defendant is not sufficient to sustain conviction as an aid or abettor.) In contrast,
Pinkerton liability only requires that the crime committed by a co-conspirator be
foreseeable to defendant. But reasonable foreseeability is a negligence standard.
See United States v. Hansen, 256 F. Supp. 2d 65, 67 n.3 (D. Mass 2003).
13
29
may be convicted under a "Pinkerton theory of using or carrying a firearm in
violation of section 924(c)." In United States v. Allen, 425 F.3d 1231, 1234 (9th
Cir. 2005), the main issue was whether there was sufficient evidence that the use of
firearms during a robbery was reasonably foreseeable to defendant under
Pinkerton; see United States v. Alvarez-Valenzuela, 231 F.3d 1198, 1203 (9th Cir.
2000) (same). Finally in United States v. Winslow, 962 F.2d 845, 852-53 (9th Cir.
1992), the main issue was whether there was sufficient evidence of whether the
defendant carried a firearm for a § 924(c) conviction. Also, some of these and
other cases cited in Henry upheld Pinkerton in § 924(c) convictions predicated on
drug trafficking crimes. See United States v. Gadson, 763 F.3d 1189, 1217 (9th
Cir. 2014) (jury could find reasonably foreseeable that a co-conspirator would use
a firearm in drug offense); Alvarez-Valenzuela; supra 231 F.3d at 1203 (same).
Such cases are irrelevant to crime of violence predicate under the elements clause.
However, the defendant in Henry had argued that the 924(c) convictions
were invalid because Pinkerton did not require the jury to find he intentionally
used force. Id. at 1355. The defense argument, in some ways, foreshadowed later
decisions in Taylor and Borden that proof of a crime of violence requires the
defendant's intent to use force. The court's response in Henry simply restating the
Pinkerton doctrine did not adequately respond to the defense arguments and is not
solid precedent in light of subsequent decisions. See United States v. Walton,
30
2021 U.S. App. LEXIS 24328, 2021 WL 3615426 (9th Cir. Aug. 16, 2021) at *1112) (Watford, J. concurring) (criticizing Pinkerton and suggesting this Court
should review its application to 924(c)).
Following Borden, a Hobbs Act robbery conviction obtained pursuant to
Pinkerton cannot supply the predicate crime of violence because it may have been
obtained by proof that another's use of force was merely reasonably foreseeable,
and foreseeability does not supply the defendant's active employment of force that
section 924(c)(3)(A) requires. To qualify as a crime of violence the robbery based
on Pinkerton must always require the government to prove defendant's intentional
use of violent force. See Johnson v. United States, 559 U.S. 133, 140 (2010);
United States v. Eckford, 77 F.4th 1228, 1232 (9th Cir. 2023). A robbery
conviction based on Pinkerton does not require that the defendant use or intend to
use any force.'
In addition to the outdated Henry decision in the Ninth Circuit, decisions
by other circuits have erroneously concluded that a section 924(c) conviction could
be predicated on Pinkerton regardless of who committed the violent predicate.
See, e.g. United States v. Woods, 14 F.4th 544, 554 (6th Cir. 2021) (citing §
924(c)(1)'s predicate crime as one for which defendant "may be prosecuted" in
finding defendant need not be convicted of predicate to be convicted of § 924(c)
and rejecting Pinkerton claim); United States v. Hernandez-Roman, 981 F.3d 138,
144-45 (1st Cir. 2020) (finding Pinkerton applied to predicate robbery convictions
and applying pre-Davis case finding Pinkerton applied to 924(c), without
addressing its impact on 924(c) elements clause).
14
31
5. Proof of the § 924(c) Predicate By Pinkerton Liability Violates Due
Process And Lessens The Prosecutor's Burden of Proof
In addition, permitting the government to prove the predicate and the §
924(c) conviction via Pinkerton is incompatible with principles of due process and
statutory construction. Fundamentally, substituting a theory of vicarious liability
that does not include the defendant's conduct following his agreement that a
robbery take place (and which does not supply any of section 924(c)'s elements)
ignores the categorical approach, and violates principles of due process and the
prosecution's burden of proof. United States Const. Amend V. Moreover,
Borden's "context and purpose" analysis supports the conclusion that section
924(c) was not meant to be judically-expanded to include another's foreseeable
force. As this Court reiterated, " '[u]ltimately, context determines meaning, . . .
and [h]ere we are interpreting' a phrase 'as used in defining' the term, 'violent
felony,'" which in turn requires purposeful, non-negligent force. Borden, 593 U.S.
at 437-438 (citing Johnson v. United States, supra 559 U.S. at 140; Leocal, supra
543 U.S. at 11). Convicting a person who purposefully committed non-negligent
force supports the goals of the statute. Expanding its reach to convicting members
of the conspiracy, to whom others' force was merely foreseeable, does not.
Moreover, Borden grounded its mens rea analysis on the Model Penal Code,
593 U.S. at 426; and the Model Penal Code rejected Pinkerton liability which
"permits conviction based on a mens rea of negligence." Walton, supra, at *11
32
(Watford, J., concurring) (citing Model Pen. Code § 2.06, Comment, p. 312 and
n.42 (1985)). Congress has not incorporated Pinkerton vicarious liability in its
criminal statutes, and section 924(c)'s enactment in 1968 further suggests Congress
did not intend for it to apply. See Salinas v. United States, 522 U.S. 52, 64-65
(1997) (relying on Model Penal Code's view of conspiracy law when interpreting
RICO statute enacted in 1970).
In the context of 924(c), under Pinkerton prosecutors have been routinely
obtaining two additional substantive-offense convictions for a defendant's
conspiracy agreement, without proving any additional conduct by that defendant or
an intent beyond negligence. Certiorari is required to prevent the government from
circumventing its burden to prove section 924(c)'s precise elements through
application of a judicially-constructed and inconsistently-applied Pinkerton theory
premised on negligence and conduct beyond the defendant's control.
CONCLUSION
For the foregoing reasons, Mr. Johnson respectfully requests that this Court
grant his petition for writ of certiorari.
Dated: April 24, 2026
Res ectfully submitted,
LICHTMAN
Counsel of Record for Petitioner
Antoine Lamont Johnson
Johnson.petcert.4.26
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