Petition for Writ of Certiorari — Terence Clark, Director, Prince George's County Department of Corrections, et al., Petitioners v. Jeremiah Antoine Sweeney
Supreme Court briefJul 7, 2025
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APPENDIX
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APPENDIX
TABLE OF CONTENTS
Page
Appendix A – Court of appeals opinion (Mar.
13, 2025) ........................................1a
Appendix B – District court memorandum
opinion denying federal
habeas petition (Apr. 14,
2022) ..........................................109a
Appendix C – District court order denying
federal habeas petition (Apr.
14, 2022) ....................................125a
Appendix D – District court order granting
motion for an order of
conditional
release
on
remand and setting deadline
for retrial (June 2, 2025) ...........127a
Appendix E – Court of appeals order
denying motion to stay
mandate (May 8, 2025) .............131a
Appendix F – Court of appeals order
granting
certificate
of
appealability
(June
26,
2023) ..........................................132a
Appendix G – Opinion of the Maryland
intermediate appellate court
denying leave to appeal
(Apr. 3, 2018) .............................134a
ii
Appendix H – Memorandum opinion and
order of the state postconviction court (Aug. 11,
2017) ..........................................136a
Appendix I – Opinion of the Maryland
intermediate appellate court
affirming the judgment of
conviction on direct appeal
(Oct. 8, 2013) .............................152a
Appendix J – Court of appeals order
denying rehearing en banc
(Apr. 8, 2025) .............................175a
Appendix K – Constitutional and statutory
provisions involved ...................176a
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APPENDIX A
UNPUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
_________________
No. 22-6513
_________________
JEREMIAH ANTOINE SWEENEY,
Petitioner - Appellant,
v.
RICHARD J. GRAHAM, JR., Warden, Western
Correctional Institution; ANTHONY G. BROWN,
Maryland Attorney General,
Respondents - Appellees.
_________________
Appeal from the United States District Court for the
District of Maryland, at Greenbelt. Paul W. Grimm,
Senior Judge. (8:19-cv-01289-PWG)
_________________
Argued: September 26, 2024 Decided: March 13, 2025
_________________
Before GREGORY and QUATTLEBAUM, Circuit
Judges, and Terrence W. BOYLE, United States
District Judge for the Eastern District of North
Carolina, sitting by designation.
_________________
Reversed and remanded with instructions by
unpublished opinion. Judge Gregory wrote the
2a
opinion, in which Judge Boyle joined.
Quattlebaum wrote a dissenting opinion.
_________________
Judge
ARGUED: Michael James Confusione, HEGGE &
CONFUSIONE, LLC, Mullica Hill, New Jersey, for
Appellant. Andrew John DiMiceli, OFFICE OF THE
ATTORNEY GENERAL OF MARYLAND, Baltimore,
Maryland, for Appellees. ON BRIEF: Anthony G.
Brown, Attorney General, Criminal Appeals Division,
OFFICE OF THE ATTORNEY GENERAL OF
MARYLAND, Baltimore, Maryland, for Appellees.
_________________
GREGORY, Circuit Judge:
This is a murder case in which Defendant
Jeremiah Sweeney invoked his constitutional right to
a jury trial. At that jury trial, his defense attorney
Justin Nunzio presented no evidence and called no
witnesses. The government’s case was built on
eyewitness testimony placing Sweeney as the
shooter—late at night, on a crowded street, and with
Sweeney almost a football field’s length away from
the decedent. Vantage point was an issue; light was
an issue; Sweeney’s position and the angle of the
decedent’s bullet wound was an issue. The jury was
presented with a diagram of the crime scene at trial.
The murder weapon was never found. The
government’s burden to prove Sweeney guilty beyond
a reasonable doubt balanced entirely on whether the
jury believed the eyewitness testimony.
After the presentation of the evidence concluded
but before the jury began its deliberations, Juror No.
4 visited the crime scene at night to “get an accurate
view.” The next day, after thirty-five minutes of
3a
deliberations, the judge was informed of Juror No. 4’s
unauthorized visit. After fifty-eight minutes, the jury
was brought into the courtroom. Both the judge and
Nunzio failed to sufficiently question Juror No. 4, and
both failed to ask any questions of the other jurors.
Instead, without knowing what other jurors
specifically had been told, but despite there having
been enough discussion that Juror No. 4 could state
that the other jurors “would have no problem with
basing their decision[ ] off of the evidence which was
presented in the case,” only Juror No. 4 was excused,
and Sweeney was swiftly convicted by the potentiallytainted eleven-member jury.
The circumstances of this case—hopefully very
rare to occur—undermine the essence of a jury trial
as well as the burden of proof in our criminal system.
Sweeney was entitled to a fair and impartial jury,
reaching a verdict based solely on the evidence
presented in the courtroom, and to a presumption of
innocence unless and until the government met its
burden of proving him guilty beyond a reasonable
doubt. Here, Juror No. 4 had some doubt, so he went
to the crime scene at night to get “an actual visual”
and walk through the area. But Juror No. 4’s doubt
should not have been resolved by anything seen or
heard outside the courtroom, and the government
should have been held to its burden based on the
evidence presented at trial.
Juror No 4’s actions were just the tip of the
iceberg: Judge and defense counsel both failed in their
responsibilities. The trial court judge did not properly
inquire into the jury taint. Nunzio rendered
representation far short of what is objectively
reasonable. The breakdown of the judicial process in
4a
this case—from juror to judge to attorney—deprived
Sweeney of his constitutional rights, and he is
therefore entitled to a new trial. We reverse the
district court’s denial of Sweeney’s petition.
I.
Jeremiah Sweeney was charged with eleven
counts related to an April 2010 murder in Prince
George’s County, Maryland. J.A. 14, 274, 443.
Represented by attorney Justin Nunzio, Sweeney
chose to proceed to a jury trial in June 2011 before the
state circuit court. J.A. 5, 14. During preliminary
instructions, the trial court judge instructed the
jurors to not conduct research or investigation into
the case on their own. J.A. 462.
Over four days, the government presented its case
through sixteen witnesses. J.A. 313. The defense did
not present any witnesses nor evidence. See J.A. 79.
Numerous government witnesses testified that
Sweeney had been arguing with neighbors about
stolen marijuana; he then opened fire, missing his
intended targets and instead fatally wounding a
bystander from approximately seventy-five yards
away, across a street with parking on both sides. J.A.
16–17, 224; see also Opening Br. at 22. The
government admitted into evidence a diagram of the
crime scene that had been discussed by numerous
witnesses, published to the jury, and discussed during
closing argument. See J.A. 183. All witnesses testified
that the murder weapon was a black gun, J.A. 146,
but the government never produced the murder
weapon, J.A. 17, see also Opening Br. at 2 n.1. Only
one government witness testified to seeing Sweeney
with a black gun, J.A. 17, and Nunzio had questioned
5a
the reliability of that witness’ vision and memory on
cross-examination, J.A. 114–15. A silver gun found in
Sweeney’s house was admitted into evidence by
stipulation. J.A. 67–69. At trial, a firearms examiner
testified that this silver gun could not have been used
to fire the shell casings found at the crime scene. J.A.
68, 322.
On cross-examination, Nunzio elicited testimony
that might have suggested a different shooter. He
believed this testimony demonstrated that the
decedent’s bullet wound, which showed that the bullet
entered the back of his head and exited the front, was
not consistent with the angle where Sweeney was in
relation to the decedent; rather, it was consistent with
the position of another individual at the scene, David
Walls. J.A. 91–92, 293. However, while some
witnesses testified that they had seen Walls with a
gun, see J.A. 318, 320, they testified that Walls did not
shoot the decedent, J.A. 93. Furthermore, the
firearms examiner testified that Walls’ gun, which
had been turned over, also could not have been used
to fire the casings found at the scene. J.A. 322.
All in all, the government’s case was built almost
entirely on eyewitness testimony placing Sweeney as
the shooter. As Nunzio later stated, “[t]he gun was
never found and all the government had was [ ]
statements from witnesses. There was no . . . ‘forensic
evidence’ of the gun or the shell casings . . . . It was all
testimony.” J.A. 110.
In the evening of the fourth day of trial, after the
government rested its case and before deliberations
began, Juror Number 4 took an unauthorized visit to
the crime scene. The morning of the fifth day, the
judge excused the alternate jurors. J.A. 187–88. The
6a
jury began its deliberations shortly after 10:15 am.
J.A. 188. Thirty-five minutes later, at 10:50 am, the
judge received a note from the jury. J.A. 189. Fiftyeight minutes after deliberations began, at 11:13 am,
the jury was brought into the courtroom, at which
time the judge asked Juror No. 4 to approach the
bench. J.A. 190. The rest of the jury remained in the
courtroom. J.A. 84, 190. The record does not reflect
whether the courtroom husher1 was on, although the
conversation appears to have occurred privately,
albeit with the remaining jurors observing. See J.A.
84–85, 190. The following colloquy ensued:
THE COURT:
I’ve got a note that says:
“Juror Number 4 went to the
crime scene yesterday to walk
through the scene and a couple
of witnesses2 were there. Is
this okay? There was no
interaction.”
Tell me what happened.
JUROR NO. 4: I just got out and went by the
scene, just basically the crime
scene, Your Honor. I just
wanted to get a visual because
1
A “husher” is a white-noise device that allows the
discussion of sensitive, ex parte, or otherwise off-the-record
information in a manner only heard by certain parties, in this
instance likely the court, the attorneys, Sweeney, and Juror
No. 4.
2 The witnesses whom Juror No. 4 indicated he saw were
government witnesses, as the defense did not put on any
witnesses. See J.A. 79.
7a
I know – I see topographical
views all the time and I know
that that does not give an
accurate – well, there’s a
better way to get an accurate
view, which is to see a visual,
an actual visual. And that’s
what I did. I spoke to no one.
THE COURT:
Is this in any way going to
affect your –
JUROR NO. 4: No, sir. Not at all.
THE COURT:
You can go back to your seat,
please.
NUNZIO:
Your Honor, if I may?
Do any of the other jurors
know that you went there?
JUROR NO. 4: They do. But they stopped me,
too, because they thought that
I should stop talking and I
present what I just said to you
all.
NUNZIO:
As a result of that, if you were
to go into deliberations, would
you be able to deliberate based
upon the facts here as opposed
to what –
GOV’T ATT’Y: What you saw?
NUNZIO:
– what you saw?
JUROR NO. 4: That is correct. I would have
no problem with basing my
decision, and they would have
8a
no problem with basing their
decision, off of the evidence
which was presented in the
case.
NUNZIO:
You know where I’m coming
from?
JUROR NO. 4: Yes, sir. Yes, sir.
THE COURT:
Thank you.
J.A. 190–92. This concluded the inquiry of Juror
No. 4, and he at some point thereafter returned to the
jury box. See J.A. 195–96.
The parties then discussed options for moving
forward:
NUNZIO:
Does the Court
preference?
have
a
GOV’T ATT’Y: But do you want – I know that
you were going through this
before. Do you want to take the
entire jury and have them go
through the neighborhood in
conjunction with the Sheriff’s
Department?
NUNZIO:
Well, here is my problem – he
can’t help but tell them what
he saw.
THE COURT:
I know. I don’t have a strong
preferences [sic]. I mean, I can
instruct – they know he went
there.
GOV’T ATT’Y: I would ask that a – in
conjunction with the Sheriff’s
9a
Department, that they would
be allowed to go to the crime
scene. But not get out, not talk
to anybody, but –
NUNZIO:
And if that’s the only way to
cure what you’re – that’s it.
THE COURT:
I’m not sure that’s even doable.
NUNZIO:
We probably can’t do it today.
THE COURT:
Well, and it requires a whole
lot of effort.
NUNZIO:
Logistics.
GOV’T ATT’Y: It won’t be today, and it won’t
be before Monday.
NUNZIO:
And the Defense
objection with that.
has
THE COURT:
I’m not sure that I can do it.
GOV’T ATT’Y: Can we check with
Sheriff’s Department?
THE COURT:
no
the
I’ll check. . . .
J.A. 192–93. The court then told Nunzio to speak
to his client, which he did for less than two minutes.
J.A. 194. Nunzio then reported to the court:
NUNZIO:
I posed three options to him.
He was very favorable – if this
juror saw the scene, he would
prefer all of them to take a look
at the scene, if it’s possible.
That way they have the same
perspective as Juror Number 4
and that way they are all equal
10a
going
back
into
deliberation room.
the
GOV’T ATT’Y: I think that’s the best option.
THE COURT:
And if that’s not possible,
what?
NUNZIO:
Then I would probably just
strike Juror Number 4.
[Some
conversation
omitted]
regarding
logistics
GOV’T ATT’Y: . . . [I]f it’s not a viable option
[to visit the crime scene],
maybe we should just strike
Juror Number 4 from the pool.
THE COURT:
He is agreeable to that?
NUNZIO:
I think he would be. He doesn’t
want to, but he would very,
very much prefer everybody
see what he saw.
J.A. 194–95. The judge indicated that he would
look into a potential crime scene visit. He then called
Juror No. 4 back to the bench and instructed him to
“not [ ] discuss anything that happened during your
tour of the crime scene. . . . Any experiences you had,
that’s not something I want you to share with
anybody else.” J.A. 195–96. Juror No. 4 answered,
“Yes, sir.” J.A. 196. Juror No. 4 then returned to the
jury box with the rest of the jurors. Id.
At 11:23 am, the judge then excused the jurors—
including Juror No. 4—to the jury lounge while the
judge inquired with the Sheriff’s Department about
the potential crime scene visit. Id.; J.A. 86 (Maryland
11a
Circuit Court judge stating, “So now all twelve jurors
are in the jury lounge”); J.A. 382 (Sweeney’s pro se
petition for postconviction relief stating that “Juror #4
return[ed] to deliberation room after informing
member of the jury about visiting the scene of the
crime”); J.A. 490–91 (district court opinion stating
that “The jury was excused and permitted to remain
together in the jury lounge.”); but see J.A. 82 (Nunzio
testifying that he believed only “[t]he eleven” were
together in the room). The attorneys and the judge
acknowledged that the jurors would likely continue to
talk about the case during the recess. They discussed:
THE COURT:
They can talk. I don’t know
what else to do.
NUNZIO:
He can’t be part of the process.
THE COURT:
I told him not to be sharing
any of these experiences.
NUNZIO:
Absolutely right. While they
are there they might as well do
something.
GOV’T ATT’Y: Instead of waiting around.
THE COURT:
Unless I put them in 12
different rooms. Well, I have
one more thing to do and I will
talk to the sheriff.
J.A. 196–97. The judge never gave an instruction
to the jurors not to deliberate during that time, nor an
instruction to the eleven jurors to avoid discussing or
considering anything Juror No. 4 had told them. The
jurors were together in the jury lounge for
approximately one hour and sixteen minutes.
12a
The judge returned at approximately 12:39 pm.
See J.A. 197.3 He spoke with Sweeney off the record
and asked if he wanted to proceed with eleven jurors
and whether he thoroughly discussed this with his
lawyer, to which Sweeney replied affirmatively. J.A.
201. The judge also explained that Sweeney was
giving up his right to a twelve-person jury, to which
Sweeney again replied affirmatively. Id.; see also J.A.
89–90.
The court then brought the jury in at 12:41 pm.
J.A. 201. The judge explained that “the ability of the
sheriff to take the other jurors out there today is nonexistent. We might be able to do it Monday, but I don’t
think that’s realistic. We’ve already told this jury that
this is a four-day event and we’re already in day five.”
J.A. 197. The judge then called Juror No. 4 up to the
bench and excused him. J.A. 198.
The judge then addressed the jury, telling them:
“I’m going to excuse you for lunch right now. I’ll ask
you to please be back in one hour if you would. . . . [A]s
I’ve excused Juror Number 4 – once all 11 of you are
present, then you may begin your deliberations
again.” J.A. 198–99. The judge never instructed the
remaining eleven jurors to not consider anything that
Juror No. 4 had told them, nor anything else related
to the potential taint.
3 The record provided by the parties includes pages of a trial
transcript that is excerpted in such a way that this conversation
with Sweeney, which appears to be off-the-record, begins midsentence; it is also unclear as to exactly when and in whose
presence this conversation occurred. See J.A. 201; see also J.A.
197. The facts above include that which is reflected in the
transcript.
13a
The eleven-member jury reached a verdict after
deliberating for approximately one hour and fifteen
minutes. Opening Br. at 6; J.A. 204–214. Sweeney
was convicted of second-degree murder, attempted
second-degree murder, two counts of attempted firstdegree murder, and four counts of use of a handgun
in the commission of a crime of violence. J.A. 356.4 He
was sentenced to two consecutive terms of life
imprisonment plus thirty years. Id.
II.
After his conviction, Sweeney filed a direct appeal
with the Maryland Court of Special Appeals. That
court affirmed his conviction and sentence. J.A. 487.
He then filed a petition for a writ of certiorari in the
Maryland Court of Appeals, which denied his petition.
Id.
Sweeney then filed a pro se petition for
postconviction relief in the Maryland Circuit Court, in
which he argued that his trial counsel, Nunzio, was
ineffective under Strickland v. Washington, 466 U.S.
668 (1984), for: (1) failing to object to Juror No. 4 being
allowed back into the deliberation room after advising
the court he had visited the crime scene; (2) striking
Juror No. 4 without his knowledge or consent; and (3)
failing to explain to Sweeney his rights to twelve
jurors or to declare a mistrial. J.A. 378–86. Sweeney
was later appointed counsel who filed two
supplements to the petition, raising additional claims
for ineffective assistance of counsel, including some
4 Sweeney was found not guilty of first-degree murder and
attempted murder, and the jury did not reach a verdict on any of
the three counts of first-degree assault. J.A. 280.
14a
unrelated to Juror No. 4’s unauthorized crime scene
visit. J.A. 387–430 (Suppl. to Pet. for Post Conviction
Relief); J.A. 431–42 (Second Suppl. to Pet. for Post
Conviction Relief).
One of Sweeney’s claims read: “Trial counsel
rendered deficient assistance by choosing to proceed
with an eleven[-]member jury without requesting voir
dire of the remaining jurors regarding Juror Number
4’s independent investigation of the crime scene or
failing to request a mistrial.” J.A. 432. It continued
that “[i]t is incumbent upon competent counsel to
ascertain the impact Juror Number 4’s improper
conduct had on the rest of the jury,” but Nunzio
instead “made the decision to move forward with an
11 member jury, essentially in a vacuum, without the
information necessary to determine if that was sound
strategy.” J.A. 437. Sweeney also expressed concern
with the court’s excusal of Juror No. 4 to the jury
lounge with the other jurors and the court’s failure to
instruct the other eleven jurors to not consider
anything Juror No. 4 had told them. See J.A. 433–35.
After briefing was filed, the Maryland Circuit Court
held a postconviction review hearing. See J.A. 44.
At the hearing, Nunzio testified that when Juror
No. 4 notified the court that he had gone to the crime
scene the night before, it “[a]bsolutely” caused him
some concern because the juror “wasn’t paying
attention to the Court rules” and “he went outside
what the Court instructed him to do.” J.A. 75. He
testified that he “[c]ertainly” had concern about what
Juror No. 4 had seen at the crime scene, particularly
as some of the key issues at trial concerned the
distance of certain buildings, the light at the scene at
night, and the vantage point. J.A. 75–77. Nunzio
15a
admitted that he did not know what Juror No. 4 did
at the scene, nor what the witnesses that Juror No. 4
saw were doing. J.A. 78.
Nunzio also testified as to the three options he
presented Sweeney: (1) take all the jurors to the crime
scene, (2) proceed with eleven jurors, or (3) move for a
mistrial, the third of which was not reflected in the
trial transcript. J.A. 80–81. He explained that he
discussed these options with Sweeney and that he
“did defer to [Sweeney],” but that it was “almost a
collective decision because the theory was if we had a
juror who wasn’t following the instructions from the
Court as to admonishing them from doing an
investigation, we didn’t know if we could trust him to
follow the rule of law as it was instructed by [the trial
court judge].” J.A. 90. As for the option of a mistrial,
Nunzio stated that:
If I had to retry the case, I’d retry it. We talked
about the jury pretty much extensively. Things
were very good. The jurors seemed to be
receptive as you watched them day after day.
They were very attentive. There were things
that came out of the trial that we both thought
were very positive as far as the [alternative
theory implicating Walls elicited during crossexamination.] So the theory was is [sic] that
was going very well. Okay? And quite frankly,
it was a shock to the prosecutor and to the
ladies and gentleman of the jury. We were
making headway. . . . But yes, we contemplated
a mistrial. I don’t know if we would have been
able to replicate that scenario again, but we did
talk about mistrial, but the theory was, and
16a
Sweeney acknowledged, we had made a lot of
headway in the courtroom itself.
J.A. 90–93. Nunzio was asked if he had any
concerns about reducing the number of jurors needed
to reach a unanimous decision of conviction. J.A. 94.
He answered, “do you think about it? Absolutely. But
in this case, again, we were making headway inside
the courtroom.” Id. He discussed how on crossexamination he had highlighted inconsistencies
between government witnesses. J.A. 94–95.
Government counsel asked Nunzio, “there was
nothing that [Juror No. 4] said that would lead you to
believe that his observations had in any way tainted
the other jury members, was there?,” to which he
answered, “[t]hat’s correct. . . . [I]f memory serves me,
I mean [the trial court judge] asked the questions
(indiscernible) and so forth. Memory serves me that
the jury was not tainted as to what he said or did. . . .
[T]here was no present-sense impression at that time
and even until today that the jury was contaminated.
I just – that’s the way I feel and that’s the way I did
feel.” J.A. 111–12; see also J.A. 117. When asked to
confirm that Juror No. 4 “did tell at least some jurors
that he went to the scene” and “did in fact have some
conversation with the jury,” Nunzio answered that he
would “defer to the record,” referring to the trial
transcript. J.A. 118.
After the hearing, the Maryland Circuit Court
denied Sweeney’s petition for postconviction relief.
J.A. 452–53. That court explained that Nunzio
“discussed options with [Sweeney] on how to proceed,”
and that Sweeney “failed to produce evidence that
Trial Counsel included the option to voir dire sua
sponte the remaining eleven jurors, failing to meet his
17a
burden.” Id. Sweeney then filed an application for
leave to appeal in the Maryland Court of Special
Appeals, see J.A. 455–81 (Appl. for Leave to Appeal
Denial of Pet. for Post Conviction Relief), which
denied his application per curiam. J.A. 482–84. That
court also denied his petition for writ of certiorari. See
J.A. 487.
Finally, with appointed counsel, Sweeney filed a
petition under 28 U.S.C. § 2254 in the United States
District Court for the District of Maryland. See
generally J.A. 4–39 (§ 2254 Petition). In that petition,
Sweeney argued that “[b]oth the court and
Petitioner’s attorney, Mr. Justin Nunzio, had a legal
duty to determine the extent to which Juror Number
4 had been tainted by his visit to the crime scene and
the other jurors had been tainted by their discussions
with Juror Number 4.” J.A. 7. He stated that Nunzio
should have requested a voir dire of the entire jury, as
this was “a protection against juror bias to which the
petitioner had a right,” and, furthermore, that this
was “a protection that the court had an absolute duty
on its own to provide.” J.A. 22. Sweeney explained
that the “trial court acted contrary to” what it was
required to do when the judge (1) “failed to ask Juror
Number 4 about the nature, the time, the duration, or
the circumstances of the visit”; (2) did not “hold a
hearing to determine what Juror Number 4 had
shared with the other jurors about the visit, or even
how long he had spoken with the other jurors about
that visit”; and (3) “allowed Juror Number Four to be
part of the jury’s deliberations for over an hour in the
jury lounge.” J.A. 24. He continued that these actions
by the trial court judge—and Nunzio’s failure to object
to any of them—forced Sweeney to “decide . . .
18a
whether to waive [his] right to a twelve member jury[]
without [ ] having the information reasonably
necessary to make an informed decision,” causing an
injurious effect on his trial. Id. Additionally, he
argued that the court’s failure to conduct an inquiry
of the jurors “denied [him] the opportunity to
determine the extent of those injuries.” Id.
The district court denied Sweeney’s petition. It
stated that Sweeney had “failed to bring a claim,
either on direct appeal or in his application for
postconviction review, that the trial court deprived
him of the right to an impartial jury when it did not
conduct a proper Remmer hearing,” and he “thus
couched his claim in his postconviction application
and in the instant habeas Petition as ineffective
assistance of counsel for failing to object to the trial
court’s failure to hold a proper Remmer hearing.” J.A.
493 (referring to Remmer v. United States, 347 U.S.
227 (1954)). The court ultimately held that “the
Circuit Court’s application of Strickland was neither
contrary to, nor an unreasonable application of,
federal law and Sweeney’s ineffective assistance of
counsel claim fails.” J.A. 496.
Sweeney then appealed to this Court. He again
argued that “Sweeney’s trial counsel rendered
deficient performance under Strickland by failing to
assert [his] right to a hearing and voir dire of the
entire jury panel.” Opening Br. at 13. He contended
that “Sweeney’s right to a fair and impartial jury
deliberations [sic] . . . was [ ] compromised by
counsel’s deficient performance.” Id.
19a
III.
Generally speaking, “a state prisoner’s federal
habeas petition should be dismissed if the prisoner
has not exhausted available state remedies as to any
of his federal claims.” Coleman v. Thompson, 501 U.S.
722, 731 (1991); see also 28 U.S.C. § 2254(b)(1). But in
some cases, it may be appropriate for courts to
consider certain issues that have not been properly
exhausted, and even do so sua sponte. The Supreme
Court has explained that exhaustion “is not rigid and
inflexible; [ ] courts may deviate from it and grant
relief in special circumstances.” Frisbie v. Collins, 342
U.S. 519, 521 (1952). As for acting sua sponte, courts
have done so to address waiver of defenses or
procedural defects, among other issues. For example,
“if a full trial has been held in the district court and it
is evident that a miscarriage of justice has occurred,
it may [ ] be appropriate for the court of appeals to
hold that the nonexhaustion defense has been waived
in order to avoid unnecessary delay in granting relief
that is plainly warranted.” Granberry v. Grer, 481
U.S. 129, 135 (1987); cf. Wood v. Milyard, 566 U.S.
463, 472 (2012) (explaining that courts can consider
sua sponte the timeliness of a habeas petition).
To be clear, “a federal court does not have carte
blanche to depart from the principle of party
presentation basic to our adversary system,” id., nor
to create a workaround for exhaustion. But the court
should “determine whether the interests of justice
would be better served” by addressing underlying
issues. Granberry, 481 U.S. at 136. If there exist
“special circumstances [that] require[ ] prompt
federal intervention” in a particular case, the court
should be able to act. Frisbie, 342 U.S. at 522.
20a
“Whether such circumstances exist calls for a factual
appraisal by the court in each special situation,” as
“special circumstances” will be “peculiar to th[e] case,
[and] may never come up again.” Id. at 521–22.
The special circumstances of this case, which will
likely never arise again,5 require our consideration of
an issue not cleanly articulated and exhausted by
Sweeney.
This case is extraordinary in its significant
breakdown of the judicial process. It began with Juror
No. 4 taking an unauthorized visit to the crime scene
the night before deliberations began, in direct
violation of the court’s orders, to get a more accurate
view of the scene. Juror No. 4 then told the other
jurors about his visit. The trial court judge failed to
sufficiently inquire about Juror No. 4’s visit to the
crime scene. The judge failed to ask at all about what
Juror No. 4 had told the other jurors. And the judge
failed to speak to any of the other jurors themselves.
Despite this, the judge allowed Juror No. 4 to return
to the jury lounge with the other jurors for over an
hour, with no instruction that they not deliberate.
After ultimately excusing Juror No. 4, the judge never
instructed the remaining eleven jurors that they were
not to consider anything Juror No. 4 had told them.
As for Sweeney’s attorney, Nunzio, he likewise failed
to sufficiently inquire into the jury’s impartiality.
5 It would be a damning indictment of this nation’s legal
system if trials are being so mishandled in more than the
extremely rare case. Cf. Fields v. Fed. Bur. of Prisons, 109 F.4th
264, 272 (4th Cir. 2024) (“If the officers’ conduct alleged here is
a frequent occurrence in prisons across the country, it would be
a telling indictment of the American carceral system.”).
21a
Nunzio also failed to demand that the court conduct
the hearing to which Sweeney was entitled in order to
probe into the jury taint. And instead of moving for a
mistrial, Nunzio chose to proceed with an elevenperson jury in a murder trial, where he had presented
no evidence nor witnesses, and without any
information about the potential taint of those eleven
jurors. As a result, Sweeney was quickly convicted by
an eleven-person jury and is now serving life in
prison. This breakdown—from juror, to judge, to
defense attorney—deprived Sweeney of his
constitutional rights. Like a game of Jenga, one or two
pieces can often be removed without causing collapse,
but when multiple pieces fundamental to our trial
system are pulled out from under a criminal
defendant, justice topples entirely.
As previewed above, the problems in this case
extend beyond the ineffective assistance of counsel,
which is how Sweeney has articulated his claim,
because many were caused by the judge’s own failures
to ensure the impartiality of Sweeney’s jury. Sweeney
identified many of these failures throughout his
various filings at the state and federal court levels.
For example, he indicated that the judge should have:
held an evidentiary hearing into what Juror No. 4 had
seen during his crime scene visit and what he had
shared with the other jurors, see, e.g., J.A. 7, 24 (§
2254 Petition); conducted an inquiry of the other
eleven jurors, see, e.g., J.A. 22 (§ 2254 Petition), 436–
37 (Second Suppl. to Pet. for Post Conviction Relief);
ensured that Juror No. 4 could not convey additional
information to the other jurors by not allowing him to
recess with them in the jury lounge, see, e.g., J.A. 24,
33 (§ 2254 Petition), 435 (Second Suppl. to Pet. for
22a
Post Conviction Relief); and instructed the remaining
eleven jurors not to consider anything Juror No. 4 had
told them, see, e.g., J.A. 435 (Second Suppl. to Pet. for
Post Conviction Relief). Nunzio’s deficiency in
representation was exacerbated by the judge’s own
shortcomings in failing to protect Sweeney’s
constitutional rights.
Due to the combination of extraordinary failures
from juror to judge to attorney, these “special
circumstances . . . require[] prompt federal
intervention” where it may otherwise be unavailable.
Frisbie, 342 U.S. at 522. It is this multitude of failures
that, together, take this case beyond our traditional
habeas review.
IV.
At our nation’s founding, the right to a trial by jury
was, along with representative government,
considered “the heart and lungs” of liberty. Letter
from Clarendon to W. Pym (Jan. 27, 1766), reprinted
in 1 Papers of John Adams 169 (R. Taylor ed. 1977).
This right was paramount to the Framers and chief
among the protections afforded by state constitutions.
See Erlinger v. United States, 602 U.S. 821, 829–30
(2024) (citations omitted). James Madison, who
drafted the Bill of Rights, “described protections for
the jury trial right as among ‘the most valuable’ that
appear in ‘the whole list.’” Id. at 830 (citing 1 Annals
of Cong. 755 (1789)).
The Sixth Amendment and due process under the
Fourteenth Amendment guarantee a criminal
defendant the right to a trial by an impartial jury.
U.S. Const. amend. VI; Irvin v. Dowd, 366 U.S. 717,
722 (1961). “No right touches more the heart of
23a
fairness in a trial.” Stockton v. Virginia, 852 F.2d 740,
743 (4th Cir. 1988). The Sixth Amendment also
affords a confrontation right that requires “a jury’s
verdict [ ] be based upon the evidence developed at the
trial,” which “shall come from the witness stand in a
public courtroom where there is full judicial
protection of the defendant’s right[s].” Turner v.
Louisiana, 379 U.S. 466, 472–73 (1965) (quotation
omitted). This right “goes to the fundamental
integrity of all that is embraced in the constitutional
concept of trial by jury.” Id. at 472 (quotation
omitted). Together, these rights ensure that a verdict
comes from the unanimous decision of “indifferent”
jurors based solely upon only the evidence developed
at trial. Irvin, 366 U.S. at 722.
“When a serious, non-speculative question of juror
impartiality arises during trial, the [trial court judge]
must determine whether the affected jurors remain
fair and impartial.” United States v. Smith, 919 F.3d
825, 834 (4th Cir. 2019); see also United States v.
Thompson, 744 F.2d 1065, 1068 (4th Cir. 1984)
(“When a question is raised . . . about whether a juror
can fulfill his duties with an open mind, the [trial]
court must determine that the juror is competent to
proceed before continuing with the trial.”). “A trial
judge must be ever watchful to prevent prejudicial
occurrences.” Gardner v. Ozmint, 511 F.3d 420, 424
(4th Cir. 2007) (citation and quotation omitted).
External influence on a juror triggers additional
safeguards. “It is clearly established under Supreme
Court precedent that an external influence affecting
a jury’s deliberations violates a criminal defendant’s
right to an impartial jury.” Barnes v. Joyner, 751 F.3d
229, 240 (4th Cir. 2014); see also J.A. 23, 25 (§ 2254
24a
Petition citing this case). “‘[U]nder clearly established
Supreme Court case law,’ an influence on a jury’s
deliberative process is external if it is either
‘extraneous prejudicial information; i.e., information
that was not admitted into evidence but nevertheless
bears on a fact at issue in the case,’ or if it is ‘an
outside influence upon the partiality of the jury, such
as private communication, contact, or tampering . . .
with a juror.’” Barnes, 751 F.3d at 245 (quoting
Robinson v. Polk, 438 F.3d 350, 363 (4th Cir. 2006)).
The distinction between external and internal
influences is important, as only external influences
“necessitate a thorough judicial inquiry.” Wolfe v.
Johnson, 565 F.3d 140, 161 (4th Cir. 2009). In
Remmer v. United States, the Supreme Court “clearly
established . . . a defendant’s entitlement to an
evidentiary hearing” to address allegations of
external jury influence, and “[p]ost-Remmer Supreme
Court case law has confirmed that due process
requires a hearing to alleviate concerns of juror
partiality.” Barnes, 751 F.3d at 242–43; see also Smith
v. Phillips, 455 U.S. 209, 215 (1982) (“This Court has
long held that the remedy for allegations of juror
partiality is a hearing in which the defendant has the
opportunity to prove actual bias.”). The Supreme
Court has explained that “[d]ue process means a jury
capable and willing to decide the case solely on the
evidence before it, and a trial judge ever watchful to
prevent prejudicial occurrences and to determine the
effect of such occurrences when they happen. Such
determinations may properly be made at a hearing
like that ordered in Remmer.” Smith, 455 U.S. at 217;
see also Opening Br. at 20 n.2 (quoting the same). The
hearing can occur at any time when the potential
taint is discovered, during trial or post-verdict. See
25a
Barnes, 751 F.3d at 244 (citing Ladd v. State of S.C.,
415 F.2d 870, 873 (4th Cir. 1969)).
The Sixth Amendment also guarantees that “the
accused shall enjoy the right . . . to have the
Assistance of Counsel for his defence.” U.S. Const.
amend VI. This “right to counsel exists, and is needed,
in order to protect the fundamental right to a fair
trial.” Strickland, 466 U.S. at 684. Furthermore, the
Supreme Court has recognized that “the right to
counsel is the right to the effective assistance of
counsel.” McMann v. Richardson, 397 U.S. 759, 771
n.14 (1970).
V.
This case presents an extraordinary confluence of
events, in which the rights central to our jury trial
system—revered by the Framers and enshrined in the
Bill of Rights—were denied to Sweeney.
A.
First, the trial court judge neglected his duty to
prevent prejudicial occurrences by failing to
adequately question Juror No. 4 and failing to inquire
at all into the potential impartiality of the other
eleven jurors.
The trial court judge was given a note indicating
that Juror No. 4 had visited the crime scene the night
before deliberations began “to walk through the
scene,” where he saw “a couple of [government]
witnesses.” J.A. 190. This clearly presented a nonspeculative question of Juror No. 4’s impartiality. See
Smith, 919 F.3d at 834. Beyond the obvious concerns,
there is case law from this Court intimating that a
juror’s unauthorized visit to a crime scene can violate
26a
a defendant’s constitutional rights to an impartial
trial and confrontation. Sherman v. Smith, 89 F.3d
1134, 1136–38 (4th Cir. 1996).6
Thus, based on the information in the jury note,
the judge was obligated to “determine whether [Juror
No. 4] remain[ed] fair and impartial.” Smith, 919 F.3d
at 834. We have made clear that “although ordinarily
the question as to whether a juror is fair and
impartial is a matter addressed to the discretion of
the trial judge,” still “the judge is bound either to
make or to permit such inquiries to be made as will
enable him in the exercise of his discretion to exclude
from the jury persons who . . . are not fair and
impartial jurors within the contemplation of the law.
This is true in all cases.” Neal v. United States, 22
F.2d 52, 53 (4th Cir. 1927). Therefore, while it is true
that a trial judge has “ample leeway to formulate the
questions to be asked” and “broad discretion in
evaluating the significance of potential juror bias,”
Smith, 919 F.3d at 834–35, this leeway presupposes
that the judge formulates some questions, as he is
“bound” to do, see Neal, 22 F.2d at 53, and does
evaluate the significance of the bias—neither of which
occurred here.
All the judge said to Juror No. 4 was “Tell me what
happened,” and then “Is this in any way going to affect
6 In Sherman, we stated: “[Defendant] contends that [the]
juror[ ]’s unsupervised visit to the crime scene violated his Sixth
Amendment rights to confront and cross-examine witnesses
against him and to be judged by an impartial jury. We shall
assume for purposes of argument that [the] juror[ ]’s site visit
amounted to a constitutional violation of [defendant’s] rights.”
89 F.3d at 1137.
27a
your –”. J.A. 190–91. To begin, neither of these are
formulated as questions: the first is an open-ended
directive, and the second was cut off. Additionally, the
judge did not probe into Juror No. 4’s responses at all.
To “Tell me what happened,” Juror No. 4 gave a very
brief reply, indicating that he “got out and went by the
scene” to “see . . . an actual visual” because he “see[s]
topographical views all the time” and considers them
to “not give an accurate [view].” J.A. 190–91. Juror
No. 4’s short statement provoked numerous potential
follow-up questions—e.g., how long were you at the
scene, what time of day did you go there, what
buildings did you walk by, which witnesses did you
see, what is your familiarity with topographical
views, what did you learn from the actual visual, did
it confirm or call into question what was presented at
trial—none of which the judge pursued. Juror No. 4’s
reference to the topographical views, like the diagram
presented at trial, indicate that he had doubts that he
wanted to resolve through a visit to the crime scene—
doubts to which Sweeney was entitled unless the
government met its burden based solely on the
evidence presented at trial. Despite the paucity of the
information that the judge elicited from Juror No. 4,
the judge only asked, “Is this in any way going to
affect your –” before being cut off by Juror No. 4, who
replied, “No.” J.A. 191. The judge then told Juror No.
4 to return to his seat, content with Juror No. 4’s
responses.
In addition to the question of Juror No. 4’s
impartiality, the judge was also presented with a nonspeculative question of the other jurors’ impartiality:
Through the jury note, the judge knew that Juror No.
4 had mentioned his visit to other jurors. But the
28a
judge failed to ask any questions of Juror No. 4 about
his conversation with the other jurors. He did not ask
what information Juror No. 4 told the other jurors, to
whom he relayed that information, what the other
jurors’ reactions were, whether the other jurors had
any questions, who told him he should inform the
judge, et cetera. Additionally, although the jury had
been deliberating for thirty-five minutes before the
note was delivered and fifty-eight minutes before the
jury was brought into the courtroom, the judge did not
inquire as to how long any conversation about Juror
No. 4’s visit lasted.
Furthermore, the judge did not conduct any
inquiry whatsoever of any of the other eleven jurors.
When such a situation arises, judges typically
“question[ ] each juror individually” to determine
whether any are biased. Smith, 919 F.3d at 834. For
example, after the jury foreperson in a narcotics case
informed the judge that a juror “conduct[ed] an
independent investigation of certain evidence, which
had already been admitted at trial, and reported her
findings to the other members of the jury,” the judge
“questioned every member of the jury individually,”
and, more specifically, “extensively questioned [them]
to determine if the extraneous material which came
before the jury had tainted or prejudiced any of them.”
United States v. Seeright, 978 F.2d 842, 849–50 (4th
Cir. 1992). In contrast here, the trial court judge did
not ask questions of any of the other eleven jurors,
such that he was not even in a position to determine
whether they had been tainted or prejudiced by the
information reported by Juror No. 4. To put it plainly,
the judge did nothing to find out whether the other
eleven “affected jurors remain fair and impartial.”
29a
Smith, 919 F.3d at 834. Instead, without any
questioning, the other eleven remained on the jury to
deliberate and ultimately convict Sweeney.
The trial court judge abdicated his responsibility
to be “ever watchful to prevent prejudicial
occurrences.” Gardner, 511 F.3d at 424. Not only did
he not ask sufficient questions of Juror No. 4, but he
did not ask any questions to determine whether any
of the other eleven jurors were no longer impartial.
These failures encroached on Sweeney’s right to an
impartial jury and confrontation right under the
Sixth and Fourteenth Amendments.
B.
Beyond this general responsibility to ensure an
unprejudiced jury, because Juror No. 4’s crime scene
visit was an external influence, it triggered Sweeney’s
right to an evidentiary hearing. The trial court judge
did not conduct such a hearing.
“[T]he Supreme Court has never provided a
formula for deciding whether a particular influence
upon the jury was external or internal,” but it has
indicated that “the distinction . . . is [ ] ‘based on the
nature of the [influence].’” Robinson, 438 F.3d at 362
(quoting Tanner v. United States, 483 U.S. 107, 117
(1987)). However, there is clearly established
Supreme Court case law indicating that both (1)
extraneous prejudicial information and (2) outside
influence upon the partiality of the jury are external
influences. Barnes, 751 F.3d at 245. As for the first,
extraneous prejudicial information is “information
that was not admitted into evidence but nevertheless
bears on a fact at issue in the case.” Robinson, 438
F.3d at 363.
30a
Here, Juror No. 4’s visit to the crime scene
constitutes extraneous prejudicial information. He
went to the scene to get “an actual visual” that he
considered “better” than the “topographical view[ ]”
presented at trial, J.A. 190, and that visual bears on
facts at issue in the case—particularly where vantage
point, the amount of artificial light at night, and the
distance of certain buildings were key issues at trial,
and where the government had published a diagram
of the crime scene to the jury. J.A. 76–77, 183; see also
J.A. 30 (§ 2254 Petition). As Sweeney argued to the
district court, “Juror Number 4’s personal observation
of the crime scene would have had to have affected his
views on these issues.” J.A. 31 (§ 2254 Petition). This
information is quite different from that which has
been deemed an internal influence, such as a juror
reading an “eye for an eye” Bible passage during
deliberations, Robinson, 438 F.3d at 358–63, or a
juror using drugs and alcohol during trial, Tanner,
483 U.S. at 117. In those instances, the jurors’ actions
had no bearing on any facts relevant to the trial but
were instead “internal to the deliberation process.”
Robinson, 438 F.3d at 363. In contrast, Juror No. 4’s
crime scene visit and the information he gleaned is
properly considered extraneous information because
“it was not revealed to the jury during trial, and it is
not the kind of general information that jurors bring
with them into deliberations.” Fullwood v. Lee, 290
F.3d 663, 682 (4th Cir. 2002).
In such a case, where “the danger is not one of
juror impairment or predisposition,” Stockton, 852
F.2d at 744, but rather the effect of the extraneous
prejudicial information, Sweeney is entitled to an
evidentiary hearing like that in Remmer, see United
31a
States v. Sandalis, 14 F. App’x 287, 289 (4th Cir.
2001) (“when a party makes a threshold showing that
improper external influences came to bear on the
decision-making process of a juror, an evidentiary
hearing on juror bias . . . is required”) (citing Remmer,
347 U.S. at 229–30). The potential impact of the
extraneous prejudicial information on as many as all
twelve jurors makes this even more necessary. “This
potentially widespread taint of the jury compelled the
district court to conduct a Remmer hearing.” United
States v. Johnson, 954 F.3d 174, 181 (4th Cir. 2020).
But no such hearing was conducted.
Assuming arguendo that the colloquy of Juror No.
4 could constitute such a hearing, it fell far short of
what was required. A trial “court’s management of
th[e] incident” at such a hearing must be “both
procedurally and substantively” sound. Id. at 180.
Procedurally speaking, the judge has a responsibility
to question all potentially affected jurors himself. See
id. at 180–81. The judge here fell short of this
procedural requirement by first failing to ask Juror
No. 4 about what information he had relayed to the
other eleven jurors, and then failing to conduct any
inquiry of the other eleven jurors. But “[w]ithout
questioning each juror individually, the district court
could not know whether any remaining jurors were
prejudiced by [Juror No. 4’s crime scene visit], even if
those jurors had not witnessed [the scene
themselves].” Id. at 181. Furthermore, a court
“confronted with a credible allegation of an improper
external contact” may not rely on third-party
information to assuage any concerns about said
contact. Id. at 180. But Nunzio’s question, “if you were
to go into deliberations, would you be able to
32a
deliberate based upon the facts here as opposed to
what . . . you saw?” prompted Juror No. 4 to respond
for himself and on behalf of the other jurors, saying
that “they would have no problem with basing their
decision[ ] off of the evidence which was presented in
the case.” J.A. 192. Not only did the judge fail to elicit
any such information himself, but the information
about the other eleven jurors’ alleged impartiality
was given by a third party, Juror No. 4.
Substantively, the court cannot just “engage[] in
an abbreviated consideration of [Juror No. 4’s]
allegation.” Johnson, 954 F.3d at 180–81. Rather, “the
entire picture should be explored.” Remmer v. United
States, 350 U.S. 377, 379 (1956). In a case where a
juror reported that members of the jury were being
photographed by defendants’ associates, this Court
held that “the court’s attention to the question
whether the reported incident, in fact, had occurred
was only the beginning of the inquiry,” and the judge’s
failure to probe further was “substantively deficient.”
Johnson, 954 F.3d at 180–81. Here, the judge himself
only said to Juror No. 4 “Tell me what happened,” J.A.
190, which should have been just the beginning of the
inquiry.
The trial court judge’s failure to conduct a proper
evidentiary hearing, to which Sweeney was entitled
by law, deprived Sweeney of his constitutional rights
under the Sixth and Fourteenth Amendments.
C.
In addition to the judge’s failure to sufficiently
inquire into the entire jury’s potential prejudice, he
also failed to take proper steps to mitigate or cure that
33a
taint and to more broadly prioritize Sweeney’s right
to a fair trial.
Even after learning that Juror No. 4 was tainted,
the judge allowed him to return to the jury lounge
with the other eleven jurors while the court and
counsel considered next steps. See J.A. 86, 490–91.
The judge acknowledged that he could separate the
jurors in twelve different rooms. J.A. 197. This would
have avoided the possibility that Juror No. 4 would
share additional information, worsening any taint of
the other eleven, and also ensure that the jury did not
resume deliberations until the parties had resolved
how to proceed. However, the judge chose not to do so.
Id. As Sweeney argued to the district court, “the only
explanation given for both tolerating and facilitating
these contacts was that the trial was running long
and there was not time to have the jurors ‘waiting
around’ or ‘in 12 different rooms.’” J.A. 33.
Consequently, all jurors remained together for one
hour and sixteen minutes.
Beforehand, the judge had only briefly instructed
Juror No. 4 to “not [ ] discuss anything that happened
during your tour of the crime scene. . . . Any
experiences you had, that’s not something I want you
to share with anybody else.” J.A. 196. The judge
provided no further admonition or instruction.
Significantly, this was an instruction given to a juror
already known to disobey court orders, and whom the
judge recognized may continue to disobey orders.
Earlier, when Nunzio said, “[Juror No. 4] can’t help
but tell them what he saw,” the judge acknowledged,
“I know.” J.A. 192.
Furthermore, the judge did not instruct any of the
jurors to not deliberate during this recess. See J.A. 86
34a
(postconviction court judge stating, “I understand
they were not instructed.”). To the contrary, the judge
acknowledged that they likely would talk about the
case, stating, “They can talk. I don’t know what else
to do.” J.A. 196–97. Nunzio chimed in, “While they are
there they might as well do something,” and
government counsel added, “Instead of waiting
around.” Id.; see also J.A. 18 (§ 2254 Petition
explaining the same). Their assumption that the
jurors would talk included Juror No. 4, as he was not
instructed that he could not participate in any
conversations. As mentioned above, Juror No. 4 was
only instructed to not share what happened when he
visited the scene, but not that he should withhold his
opinions on the case, which had been impacted by that
visit. Not only did the trial court judge fail to
determine the extent of the jury taint, but he also
failed to then separate the jury to prevent further
contamination, nor did he properly instruct them. It
disturbs trust in the judicial process that the judge
allowed Juror No. 4 to return to the jury lounge with
the rest of the jurors and that the jurors were
presumed to continue their discussions, absent any
instruction otherwise, for well over one hour.
During that recess, the court and parties discussed
how to proceed. When a juror or jurors are deemed
tainted, a judge has various options for proceeding.
This includes replacing a biased juror with an
alternate, or proceeding with a jury of less than
twelve people. Thompson, 744 F.2d at 1068. It is also
within a judge’s discretion to declare a mistrial based
on a tainted juror, id., and a judge may declare a
mistrial sua sponte if it is a “manifest necessity,”
United States v. Perez, 22 U.S. (9 Wheat.) 579, 580
35a
(1824); see also United States v. Sloan, 36 F.3d 386,
400 (4th Cir. 1994). While “a valid concern may be the
expense and loss of time associated with a mistrial,”
“the court must give primary attention to the
possibility of a biased juror.” Thompson, 744 F.2d at
1068. A defendant’s constitutional right to a fair and
impartial trial must always take priority—and
certainly before the convenience of the court, counsel,
and jury.
The only options reflected in the record—and
which were offered by government counsel and
Nunzio—were bringing the entire jury to the crime
scene or striking Juror No. 4. See J.A. 192–95. When
Nunzio asked, “Does the Court have a preference?,”
the judge responded, “I don’t have a strong
preference[ ].” J.A. 192. However, the judge went on
to express a preference against the crime scene visit,
remarking, “I’m not sure that’s even doable,” and that
“it requires a whole lot of effort.” J.A. 193. Despite
Nunzio reporting that Sweeney “would very, very
much prefer everybody see what he saw” at the crime
scene, and government counsel agreeing “I think
that’s the best option,” the judge ultimately
determined that option was off the table. J.A. 194–95;
see J.A. 19 (§ 2254 Petition explaining the same). He
stated that “the ability of the sheriff to take the other
jurors out there today is non-existent. We might be
able to do it Monday, but I don’t think that’s realistic.
We’ve already told this jury that this is a four-day
event and we’re already in day five.” J.A. 197. The
judge rejected the option that was preferred by both
parties in favor of finishing the case quickly—and
that is exactly what happened, with the elevenmember jury returning a verdict on eight counts after
36a
deliberating for only one hour and fifteen minutes.
See Opening Br. at 6; J.A. 204–214.
The trial court judge never even contemplated a
mistrial. He never contemplated replacing Juror No.
4 with an alternate, whom he had just excused earlier
that day. See J.A. 187–88. He also never contemplated
probing further into the potential taint to better
determine whether a mistrial was a “manifest
necessity.” In this way, he did not give his “primary
attention to the possibility of [ ] biased juror[s]” in the
remaining eleven, as is required, Thompson, 744 F.3d
at 1068; rather, he seemed to prioritize expediency.
While the saying goes, “justice delayed is justice
denied,” it is also true that justice rushed may be no
justice at all.
The trial court judge ultimately struck only Juror
No. 4. But as Sweeney previously argued to the
Maryland Circuit Court, “[t]he same rationale that
provided the basis for removing Juror Number 4
applied equally to an unknown number of jurors with
whom Juror Number 4 spoke about his independent
investigation.” J.A. 435.
A curative instruction to the remaining jurors
might have helped mitigate any taint, as juries are
presumed to follow instructions. See United States v.
St. Louis, 889 F.3d 145, 155 (4th Cir. 2018). But the
trial court judge skipped over this bulwark, too. After
excusing Juror No. 4, the judge never instructed the
remaining eleven jurors to not consider what Juror
No. 4 had told them. See J.A. 435 (arguing in Second
Suppl. to Pet. for Post Conviction Relief that
“[a]lthough the court admonished Juror Number 4 to
not further discuss his conduct and whatever
conclusions he drew as a result of his investigation,
37a
the court did not likewise instruct the other jurors to
refrain from discussing or considering whatever Juror
Number 4 told them.”) (emphasis in original); see also
J.A. 462 (Appl. for Leave to Appeal Denial of Pet. for
Post Conviction Relief stating that “The remaining
jurors were not advised to not discuss the case or what
they may have learned from Juror Number 4.”).
Accordingly, the eleven-person jury’s guilty verdict
could have been based on the information that Juror
No. 4 had conveyed to them in the morning, which the
judge never inquired about, or the information
discussed during the recess, both of which the judge
never instructed them not to consider.
The judge’s failure to investigate prejudice in the
jury, conduct the hearing that Remmer requires,
consider a mistrial, and take steps to mitigate any
potential further taint significantly contributed to a
breakdown of the judicial process in this case, such
that Sweeney was deprived of his constitutional
rights.
D.
Next, Sweeney’s attorney rendered inadequate
counsel by failing to sufficiently inquire into the
prejudice that had potentially infected the jury and
then, uninformed, choosing to proceed with an elevenmember jury.
For a criminal defendant to show that his right to
the effective assistance of counsel has been violated,
he must establish both that his counsel’s performance
was deficient, and that the deficient performance
prejudiced his defense. Strickland, 466 U.S. at 687.
As for deficient performance, counsel’s conduct must
“f[a]ll below an objective standard of reasonableness.”
38a
Id. at 688. The Supreme Court has explained that
“counsel has a duty to make reasonable investigations
or to make a reasonable decision that makes
particular investigations unnecessary.” Id. at 690–91.
Here, Nunzio did not reasonably investigate Juror
No. 4’s taint nor the potential taint of the remaining
eleven jurors; additionally, his decision that further
investigation was unnecessary was not objectively
reasonable.7
After the judge spoke ever so briefly with Juror No.
4, Nunzio asked permission to pose questions to Juror
No 4 himself. J.A. 191. But the questions he then
asked were not much more probative nor the
responses revealing. Nunzio first asked, “Do any of
the other jurors know that you went there?”, to which
Juror No. 4 responded, “They do. But they stopped me
. . . because they thought that I should . . . present
what I just said to you all.” J.A. 191. At this point,
Nunzio could not reasonably decide that probing
further into this matter was unnecessary. He had
only asked if any of the other jurors knew that Juror
No. 4 went to the crime scene, and Juror No. 4’s
response did not elucidate how many of the other
jurors knew—was it all of them, a few, or only one?
Additionally, Juror No. 4’s response indicating that
“they” knew he went to the crime scene should have
spurred extensive additional inquiry: What did they
7 See J.A. 437 (arguing in Second Suppl. to Pet. for Post
Conviction Relief that “It was incumbent upon competent
counsel to ascertain the impact Juror Number 4’s improper
conduct had on the rest of the jury. Trial counsel made the
decision to move forward with an 11 member jury, essentially in
a vacuum, without the information necessary to determine if
that was sound strategy.”).
39a
know about him going there, what information had he
shared with them, and how did they react, for
example. Instead, Nunzio’s next question was,
“[W]ould you be able to deliberate based upon the
facts here as opposed to what . . . you saw?” J.A. 191.
Juror No. 4 then responded, “That is correct. I would
have no problem with basing my decision, and they
would have no problem with basing their decision, off
of the evidence which was presented in the case.” J.A.
192. This answer is troubling for a few reasons.
First, Juror No. 4’s response suggests that what he
saw at the crime scene verified what he had heard at
trial from the government. It is reasonable to infer
that Juror No. 4 expressed that he could “bas[e] [his]
decision . . . off of the evidence which was presented
in the case” because his visit confirmed the evidence
presented at trial—eyewitness testimony and the
diagram—all of which was government evidence. J.A.
192. Second, Juror No. 4 was speaking not only for
himself, but on behalf of the other jurors with respect
to their ability to be impartial. As Chief Justice
Marshall explained, “[t]hose who try the impartiality
of a juror . . . ought to hear the statement made by
[that juror].” Neal, 22 F.2d at 54 (quotation omitted).
It is unreasonable to make a decision about the other
eleven jurors’ potential taint based on a comment
made by Juror No. 4, rather than by those eleven
jurors themselves. Finally, Juror No. 4’s remark
indicates that he knew, or at least had insight into,
how the other jurors would proceed moving forward
based on how they had reacted to the information he
shared.
But again, despite the obvious concerns, Nunzio
did not ask any follow-up questions and only said,
40a
“You know where I’m coming from?” J.A. 192. Juror
No. 4 responded, “Yes, sir.” J.A. 192. The inquiry then
ended.
Shortly thereafter, when discussing potential
options for moving forward, Nunzio acknowledged
that “[Juror No. 4] can’t help but tell them what he
saw.” J.A. 192. Despite this acknowledgment; based
only on the scant, troubling responses from Juror No.
4; and after a less than two-minute conversation with
his client, who was facing life sentences in a murder
trial in which he had not presented any evidence;
Nunzio informed the court that he wished to bring all
jurors to the crime scene and, if that was unfeasible,
“I think” move forward with eleven jurors. J.A. 195.
Nunzio—nor anyone else, judge or government
counsel included—did not contemplate a potential
mistrial on the record. He did not present Sweeney
with the option of replacing Juror No. 4 with an
alternate juror. He did not consider further inquiry
into Juror No. 4’s taint. He did not request the judge
hold an evidentiary hearing like that in Remmer, to
which Sweeney was entitled. He did not ask to
conduct an inquiry of the other jurors as to what they
had learned and whether they, too, were tainted.8 At
each of these points, Nunzio failed to question the
court’s error and failed to perform his role in the
8 See J.A. 435 (arguing in Second Suppl. to Pet. for Post
Conviction Relief that “In failing to request that the court voir
dire the rest of the jury to ascertain precisely what Juror
Number 4 told them and to what extent they may have been
influenced by this information, before deciding to proceed with
an 11 member jury, trial counsel rendered deficient assistance
that caused prejudice to Petitioner.”).
41a
judicial process as defense counsel; his error
compounded that of the court. Nunzio chose to instead
proceed, in a vacuum, with a potentially-tainted
eleven-person jury. This choice was unreasonable.
As Justice Gorsuch has explained, “at the time of
the [Sixth] Amendment’s adoption and for most of our
Nation’s history, the right to a trial by jury for serious
criminal offenses meant a trial before 12 members of
the community—nothing less.” Khorrami v. Arizona,
143 S. Ct. 22, 23 (2022) (Gorsuch, J., dissenting from
denial of cert.). The Federal Rules of Criminal
Procedure provide a right to a twelve-member jury,
although a defendant can waive this right by giving
knowing and intelligent consent in open court. United
States v. Fisher, 912 F.2d 728, 731 (4th Cir. 1990);
Fed. R. Crim. P. 23(b). But waiving that right should
be undertaken with the utmost diligence and
discernment. Studies have shown that the risk of
conviction rises as the size of the jury diminishes. See
Ballew v. Georgia, 435 U.S. 223, 234 (1978) (citing
statistical studies). Therefore, one could say that
proceeding with an eleven-person jury in any murder
case—significantly, one where the defendant is facing
multiple life sentences, and where the defense did not
present any evidence—is questionable. Doubly so
where there was no inquiry into whether those eleven
jurors were tainted.9 No objectively reasonable lawyer
9 See J.A. 437 (arguing in Second Suppl. to Pet. for Post
Conviction Relief that “Trial counsel’s choosing to proceed with
an 11 juror panel, in and of itself, posed a great risk to Petitioner
by reducing the number of unanimous votes necessary to convict
him. Electing to proceed in the absence of critical information
that was readily available through voir dire of the panel elevated
that risk from strategic to blind.”).
42a
would allow his client to waive his right to a twelveperson jury in these circumstances without additional
investigation.
Additionally, Sweeney’s waiver was arguably not
knowing, as is required: As he argued to the district
court,“[w]hen [he] waived his right to a jury with
twelve members, he had no idea how Juror Number
4’s visit to the crime scene had affected that juror’s
perception of the case, what Juror Number 4 had told
the other jurors about that visit, or how extensively
Juror Number 4 had sought to influence other jurors
both before and after the court had learned of Juror
Number 4’s unauthorized visit,” J.A. 8, and, therefore,
“[w]ithout that information, the choice to waive [his]
right to a jury of twelve . . . could only be uninformed,”
J.A. 36–37.
Nunzio’s testimony at the postconviction review
hearing only confirms the deficiency of his
performance. He testified that he “[c]ertainly” had
concerns about what Juror No. 4 had seen at the
crime scene. J.A. 76. He also admitted that he did not
know what Juror No. 4 did at the scene, nor what the
witnesses Juror No. 4 saw were doing. J.A. 78. Yet
despite these concerns and lack of information, he did
not question Juror No. 4 to glean additional responses
on these issues. Nunzio also admitted that he
“[a]bsolutely” thought about concerns with the
decision to proceed with eleven jurors, reducing the
number needed to reach a unanimous decision. J.A.
94. His explanation for proceeding with eleven, rather
than moving for a mistrial, was that “[t]hings were
very good,” he “had made a lot of headway in the
courtroom,” and “[t]he jurors seemed to be receptive
as you watched them day after day. They were very
43a
attentive.” J.A. 90–93. He continued that “[t]here
were things that came out of the trial that [he and
Sweeney] both thought were very positive,” including
a theory elicited on cross-examination that implicated
Walls by challenging the angle of Sweeney’s position
and the bullet wound. J.A. 90–92. But Nunzio had put
on no evidence. And his alternative theory was
weakened by the testimony of other government
witnesses and the firearms examiner. It is
unreasonable for a defense attorney in a murder case
to believe that things “were very positive” where he
presented no witnesses nor evidence, no matter how
“receptive” or “attentive” the jurors seemed to be. J.A.
90–92.
Also at the postconviction review hearing, Nunzio
emphatically recalled that he did not believe that the
other eleven jurors were tainted, yet he testified
inaccurately as to other details, and equivocated on
other questions. He stated that “[m]emory serves me
that the jury was not tainted as to what [Juror No. 4]
said or did. . . . [T]here was no present-sense
impression at that time and even until today that the
jury was contaminated.” J.A. 112. But without having
asked any questions of the other jurors nor any
questions of Juror No. 4 regarding what he shared,
how he could he be so sure that the jury was not
contaminated? As Sweeney puts it, “Nunzio’s claimed
observations . . . were based on speculation.” Opening
Br. at 26. The certainty of Nunzio’s response is
undermined by other statements made at the hearing.
Nunzio recalled incorrectly what Juror No. 4 had
shared with the court about his crime scene visit,
stating, “If memory serves me, he drove by. I don’t
know if he conclusively said that there were the
44a
witness [sic]. I remember, he said he didn’t roll down
windows or anything and [the trial court] had elicited
this if memory serves me, but he just drove down the
street, and that’s all he did.” J.A. 77. None of this is
in the record, and, in fact, some is directly
controverted by the record. See J.A. 190 (Juror No. 4
went to “walk through the scene,” he “got out and
went by the scene,” and he saw “a couple of
witnesses”). After being presented with the jury note,
Nunzio corrected himself, stating, “He got there, got
out, looked, no real action and went on.” J.A. 77–78.
He then added, “I remember [the trial judge] asked
[Juror No. 4] extensively.” J.A. 78. This was certainly
not the case; instead, as discussed earlier, the judge
posed one open-ended directive and one question that
was cut off by Juror No. 4’s interruption. How could
Nunzio be so certain that the jury was not
contaminated if he was wrong about what Juror No.
4 had even done at the crime scene and what Juror
No. 4 had shared with the court and the parties?
His misremembering abounded elsewhere; Nunzio
testified that the other jurors were not in the
courtroom while the judge conversed with Juror No.
4, which was inaccurate and promptly corrected by
Sweeney’s postconviction counsel. See J.A. 83–84.
Later, when asked to confirm that Juror No. 4 “did
tell at least some jurors that he went to the scene” and
“did in fact have some conversation with the jury,”
Nunzio’s initial response was belied by the transcript,
at which point he stated that he would “defer to the
record.” J.A. 117–18. Nunzio’s testimony at the
postconviction review hearing cannot justify his
actions at trial.
45a
While we must give “a heavy measure of deference
to counsel’s judgments,” our task remains that “a
particular decision not to investigate must be directly
assessed for reasonableness in all the circumstances.”
Strickland, 466 at 691. Here, giving Nunzio due
deference and in light of all the circumstances, it was
unreasonable for him to fail to investigate into the
jury taint and instead decide, in a vacuum, not to
move for a mistrial but rather to proceed with eleven
jurors.10
As for the second Strickland prong, “the concept of
prejudice is defined in different ways depending on
the context in which it appears.” Weaver v.
Massachusetts, 582 U.S. 286, 300 (2017). “In the
10 It bears brief mention that Nunzio made other errors,
including failing to object to Juror No. 4 being sent back into the
jury lounge with others during the recess, and failing to request
a curative instruction for the remaining eleven jurors when they
resumed their deliberations. See J.A. 36, 435.
Sweeney had raised several other claims before the
Maryland Circuit Court regarding Nunzio’s ineffective
assistance of counsel, which he has since abandoned. These were
regarding Nunzio’s failure to impeach a government witness,
failure to object to government witnesses reading prior
statements into evidence, failure to object or move to strike
testimony regarding Sweeney’s prior bad acts, failure to file a
motion in limine to prevent admission of a weapon that was
irrelevant and prejudicial, failure to object to the government’s
improper remarks during opening and closing arguments,
misstatement of the government’s burden of proof during his
closing argument, J.A. 401–429 (Suppl. to Pet. for Post
Conviction Relief), and failure to request voir dire of the jury
regarding grand jury transcripts that were sent back to the jury
during their deliberations, J.A. 437–441 (Second Suppl. to Pet.
for Post Conviction Relief).
46a
ordinary Strickland case, prejudice means ‘a
reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding
would have been different.’” Id. (citing Strickland, 466
U.S. at 694). But in deciding Strickland itself, the
Supreme Court stated that it was not “establish[ing]
mechanical rules,” and “the ultimate focus of inquiry
must be on the fundamental fairness of the
proceeding whose result is being challenged.”
Strickland, 466 U.S. at 696. That Court made clear
that “[i]n every case the court should be concerned
with whether . . . the result of the particular
proceeding is unreliable because of a breakdown in
the adversarial process that our system counts on to
produce just results.” Id. That is squarely what
happened here: a breakdown of the adversarial
process.
Nunzio rendered representation to Sweeney that
was far below what is objectively reasonable and, as a
result, Sweeney was convicted by an eleven-member
jury that might have been wholly prejudiced by
information from Juror No. 4’s crime scene visit. This
deprived Sweeney of his Sixth Amendment right to
the effective assistance of counsel, further
undermining his right to a fair trial.
*
*
*
The breakdown of the judicial process—from Juror
No. 4, to the trial court judge, to defense counsel
Nunzio—deprived Sweeney of his constitutional right
to a trial before a fair and impartial jury based solely
on the evidence presented in the courtroom.
There can be no confidence that Sweeney was tried
by indifferent jurors who were unprejudiced by
47a
extraneous information. Due to the judge’s and
Nunzio’s failings, the record only reflects that the
eleven jurors who ultimately convicted Sweeney were
told something about Juror No. 4’s visit to the crime
scene. But not much more. There can also be no
confidence that the eleven-person jury found Sweeney
guilty based on the evidence developed at trial, as
opposed to the unknown information conveyed by
Juror No. 4. In this way, the burden of proof was
compromised, with any reasonable doubt created by
the eyewitness testimony potentially resolved by
Juror No. 4’s visit and his discussions with the other
jurors. Furthermore, the unknown information
conveyed by Juror No. 4 could have been incorrect and
was never tested by examination at trial. For
example, as Sweeney explained to the district court,
because Juror No. 4’s crime scene visit was during a
different month than that during which the shooting
happened, it could have “skewed Juror No. 4’s
perception of the lighting and vantage points issues
that were being contested by the defense at trial.”
Opening Br. at 23; J.A. 31–32. Juror No. 4 may have
relayed what he did not know to be flawed
information about the evening light to the other
jurors, but “the record is barren” due to the judge’s
and Nunzio’s failure to ask adequate questions. J.A.
32. That failure also means that they gathered no
information about how government “witnesses
appeared to Juror Number 4 outside of the courtroom,
what they may have been doing, or how Juror
Number 4 characterized his observations of these
witnesses to his fellow jurors,” which he could have
used to either call into question or bolster their
credibility. Id. The court and the parties then—and
we today—are without any such detail. Without this
48a
detail, and without much information at all about the
scope and impact of Juror No. 4’s visit to the crime
scene on the rest of the jury, Sweeney’s conviction
cannot stand as fair.
VI.
We must next determine the warranted remedy.
“The Supreme Court has [ ] recognized that certain
structural errors are so severe as to render a trial
inherently unfair and thus, should not be subject to
harmless error analysis.” Sherman, 89 F.3d at 1138.
These errors involve “structural defects in the
constitution of the trial mechanism” such that
“[w]ithout these basic protections, a criminal trial
cannot reliably serve its function as a vehicle for
determination of guilt or innocence, and no criminal
punishment may be regarded as fundamentally fair.”
Arizona v. Fulminante, 499 U.S. 279, 309–10 (citation
and quotation omitted). The Supreme Court has
identified “at least three broad rationales” for
deeming an error structural. Weaver, 582 U.S. at 295.
First, an error may be structural “if the right at
issue is not designed to protect the defendant from
erroneous conviction but instead protects some other
interest.” Id. This is present here: Sweeney’s right to
a trial by an impartial jury and his confrontation
right, guaranteed by the Sixth and Fourteenth
Amendments, are based on founding-era principles
that a defendant must be tried by an indifferent jury
of his peers based only on the evidence presented.
Second, “an error has been deemed structural if
the effects of the error are simply too hard to
measure,” or the “effect of the violation cannot be
ascertained.” Id. (citation and quotation omitted).
49a
This, too, is present here. The trial court judge and
Nunzio’s significant shortcomings made ascertaining
the effects of their errors nearly impossible. Because
they failed to probe into whether any of the remaining
eleven members of the jury were tainted, one cannot
discern the effect of any such potential taint: e.g.,
whether any potential taint did in fact lead to
Sweeney’s conviction, whether or how the outcome
might have differed had more than just Juror No. 4
been excused, whether or how the outcome might
have differed following a mistrial. Stated differently,
the inability to prove that the eleven-member jury
was in fact tainted and whether that taint led to
Sweeney’s conviction is part and parcel of the fact that
both the judge and Nunzio failed to make an inquiry
of those jurors in the first place. Cf. J.A. 24 (“[T]he
court’s failure to voir dire the jurors in the required
manner has denied Petitioner the opportunity to
determine the extent of those injuries.”). And as this
Court has explained, “[w]e simply cannot know what
affect a twelfth juror might have had on jury
deliberations. Attempting to determine this would
involve pure speculation.” United States v. Cubelo,
343 F.3d 273, 281 (4th Cir. 2003).
Third, “an error has been deemed structural if the
error always results in fundamental unfairness,”
which includes, for example, complete denial of
counsel to an indigent defendant, or a judge’s failure
to give a reasonable doubt instruction. Weaver, 582
U.S. at 296. We need not discuss this third rationale.
In its analysis, the Supreme Court made “one point [ ]
critical”: that this third category is not necessary for
an error to be deemed structural. Id. It also explained
that “[i]n a particular case, more than one of these
50a
rationales may be part of the explanation for why an
error is deemed to be structural.” Id. That is precisely
what is before us now: both the first and second
rationales capture the failings in this case, which are
thus properly considered structural errors.
The case before us is quite different from Sherman
v. Smith, where this Court applied harmless error
review. 89 F.3d 1134. To begin, the errors before us
now are the confluence of extraordinary failings from
juror, to judge, to attorney, rather than the single
error of a juror’s unauthorized visit at issue in
Sherman. But even comparing the two for their
shared flaw, the case cannot be guiding. In Sherman,
after being convicted, the defendant moved for a new
trial based on allegations of a juror’s unauthorized
visit to the crime scene. Id. at 1136. The trial judge
held an evidentiary hearing and ultimately denied
the defendant’s motion. Id. On appeal, the defendant
argued that the juror’s unauthorized visit constituted
structural error because it defied harmless error
analysis. See id. at 1138.
This Court found that “we cannot conclude that
one juror’s unauthorized site visit is a structural error
that renders every trial inherently unfair.” Id. at
1140; see also id. at 1138. However, the Supreme
Court has since clearly stated that “[a]n error can
count as structural even if the error does not lead to
fundamental unfairness in every case.” Weaver, 582
U.S. at 296; see also McCoy v. Louisiana, 584 U.S.
414, 427 (2018) (finding an error structural “[u]nder
at least the first two rationales”). As explained above,
there are two additional rationales that can deem an
error structural—both of which are met in the present
case.
51a
We also found that the issue in Sherman was
“amenable to the traditional tools of harmless error
analysis.” 89 F.3d at 1140. There, the trial judge held
a post-trial hearing during which the court elicited
details about the juror’s visit: why he went to the
crime scene, what he saw, what he did. We explained
that when conducting such an inquiry about a juror’s
unauthorized visit, “a court can look to the nature and
extent of the juror’s activity and assess how that
activity fit into the context of the evidence presented
at trial,” as well as “consider whether the juror
learned information that was merely cumulative of
other evidence or whether he unearthed new
information not previously presented to the jury.” Id.
at 1139–40. That is exactly what the trial court judge
did in Sherman, such that the effect of the error could
be assessed in the context of other evidence presented
at trial. See id. at 1138. Far from the case here.
Instead, neither the trial court judge nor Nunzio
sufficiently probed into any of the aforementioned
considerations of Juror No. 4 nor the other jurors, and
as a result, the “effect of the violation cannot be
ascertained” because of the nature of the error itself.
Weaver, 582 U.S. at 295 (citation and quotation
omitted). Our prior decision in Sherman is inapposite
to the case at hand for multiple reasons and therefore
does not limit our inquiry to harmless error. Instead,
for the reasons explained above, the myriad issues in
Sweeney’s trial constitute structural error.
Because of the structural error at issue in this case
that
extends
far
beyond
just
Nunzio’s
ineffectiveness—instead, from juror, to judge, to
attorney, this error infected the entire judicial process
and Sweeney’s right to a fair trial—and because “[t]he
52a
Sixth Amendment requires more than appellate
speculation about a hypothetical jury’s action,”
Sullivan v. Louisiana, 508 U.S. 275, 280 (1993),
Sweeney is entitled to a new trial.
VII.
For the foregoing reasons, we reverse the district
court’s denial of Sweeney’s petition and remand with
instructions to issue a conditional order of release
unless a new trial is completed within a period
determined at the district court’s discretion.
REVERSED AND REMANDED WITH
INSTRUCTIONS
53a
QUATTLEBAUM, Circuit Judge, dissenting:
Jeremiah Antoine Sweeney’s appeal involves one,
and only one, claim. He argues the district court
improperly denied his Antiterrorism and Effective
Death Penalty Act of 1996 (“AEDPA”) claim that the
Maryland postconviction relief (“PCR”) court
misapplied Supreme Court law in denying him
ineffective assistance of counsel relief. On that claim,
Sweeney contends his lawyer did not do enough to
rule out the possibility that—contrary to what he told
the court and what the other jurors said in their
note—the juror who went to the crime scene
contaminated one or more of the other jurors with
information about his visit. Because of that, Sweeney
claims the Maryland PCR court improperly denied his
ineffective assistance of counsel claim. But he offered
no evidence of any contamination. Nor did Sweeney
offer any evidence, let alone an argument, that if more
investigation had been done, he would not still have
been convicted. So, on the only claim properly before
us—whether the state court misapplied the law in
addressing Sweeney’s ineffective assistance of
counsel claim—this appeal should be straightforward.
The Maryland PCR court did not unreasonably apply
clearly established law when it held that Sweeney’s
counsel was not deficient. And Sweeney did not show
prejudice. Thus, Sweeney’s ineffective assistance
claim fails.
The majority’s treatment of that claim is
perplexing. It does not address it at all until page 33
of its 46-page unpublished opinion. And there, while
concluding that Sweeney’s lawyer, Justin Nunzio,
acted unreasonably, the majority never cites—and
certainly never applies—AEDPA. For example, it
54a
never holds that no fairminded jurist could rule the
way the state PCR court did based on clearly
established Supreme Court law. Likewise, it never
holds that had Sweeney’s lawyer measured up to the
majority’s standards, there is a reasonable probability
that the trial would have turned out differently. The
majority just sidesteps the only claim Sweeney
actually raised in state court, presented to the district
court, and appealed.
Instead,
ignoring
AEDPA’s
exhaustion
requirements and governing principles of party
presentation, the majority raises on its own, and then
decides the case on, a totally different ground from
what Sweeney argued to the state courts, to the
district court or to us on appeal. According to the
majority, the combination of the juror’s crime scene
visit plus the failure of both the trial judge and
Sweeney’s lawyer to protect against contamination
structurally violated Sweeney’s Sixth Amendment
right to an impartial jury. Under that reasoning, the
majority concludes that it does not have to apply
AEDPA. Nor does it have to find prejudice. Things
were so unfair, the majority says, that Sweeney gets
a new trial.
What is the majority’s justification for deciding the
appeal on issues neither Sweeney nor his lawyer
raised in his state court trial, his state court appeal,
his state court post-conviction relief proceedings, his
federal habeas claim before the district court or his
appeal to us and that none of those prior courts
addressed either? To the majority, it’s “the special
circumstances of this case.” Maj. Op at 17.
That alone is a problem. What’s the standard for
this? It seems purely subjective. Like beauty, special
55a
circumstances are in the eye of the beholder.
Employing amorphous concepts like “the special
circumstances of this case” permits judges to
disregard binding precedent to reach preferred
outcomes. And it gives no guidance to trial judges or
litigants. How are they supposed to know when to
follow the law or when the circumstances are special
enough to deviate?
But more than that, the majority’s approach
undermines our ordered system of justice. That
system requires that we follow AEDPA’s statutory
requirements and Supreme Court precedent. We are
not free to scour the record for issues that we think
are important when the parties never raised them
below and then dispense our subjective views of
justice. That, however, is exactly what the majority
does. The moment this decision is issued, it is
untenable under binding Supreme Court precedent.1
See United States v. Banks, 29 F.4th 168, 175 (4th Cir.
2022) (“Authority is untenable if its reasoning or
1 We
should not be any less alarmed by the majority’s
opinion just because it is unpublished. While that of course
means it has no precedential value, see Collins v. Pond Creek
Mining Co., 468 F.3d 213, 219 (4th Cir. 2006), lawyers and
litigants sometimes cite to unpublished opinions. See Melissa H.
Weresh, The Unpublished, Non-Precedential Decision: An
Uncomfortable Legality?, 3 J. App. Prac. & Process 175, 175
(2001). As Aesop taught long ago in The Wolf in Sheep’s Clothing,
things can be more dangerous than they appear. Aesop, The Wolf
in Sheep’s Clothing, in Aesop’s Fables, Library of Congress,
https://perma.cc/JDE5-NSJ4. Just as wolves are dangerous even
in sheep’s clothing, deviating from requirements imposed by
Congress, the Supreme Court and this Court is problematic,
even in an unpublished opinion.
56a
holding is inconsistent with a Supreme Court
decision.”).
To explain my dissent, I first describe how current
law requires that we affirm the district court’s
dismissal of Sweeney’s AEDPA claim arguing that the
Maryland PCR court misapplied Supreme Court law.
After that, I point out my disagreements with the
majority’s conclusions about Sweeney’s counsel before
explaining why the majority’s decision to raise and
pursue claims not raised below or here, or even to the
Maryland courts, is improper.
I.
A. The Trial
A Maryland jury convicted Jeremiah Antoine
Sweeney of second-degree murder, use of a handgun
in the commission of a felony or crime of violence,
attempted second-degree murder and attempted firstdegree murder. The parties did not submit a complete
transcript of the trial court proceedings, but the Court
of Special Appeals of Maryland found these facts:
On April 10, 2010, the events which led to
Robert Anderson’s death occurred in the 2100
block of East Marshall Place in Landover,
Maryland. That afternoon, [Sweeney] got into
an argument with Eric McDonald and accused
him of having stolen some marijuana which
belonged to [Sweeney]. McDonald denied
having stolen anything from [Sweeney] and the
two exchanged some profanities. Some time
later, [Sweeney] walked to his house, and then
returned to where McDonald was visiting with
friends. [Sweeney] was holding a gun clip and
announced: “I got my piece,” referring to a
57a
firearm. Shortly thereafter, [they] yelled
threats at each other for approximately thirty
minutes, during which [Sweeney] proclaimed:
“I’m going to kill somebody.” The heated
exchange happened in the area around house
#2108 on the street, where David Walls lived.
Upon seeing that [Sweeney] had a handgun,
Walls asked him to leave. [Sweeney] then
turned to walk up the street, inserting the clip
into his gun as he did so. [Sweeney] and
McDonald had continued to yell at each other,
and when [Sweeney] reached the area in front
of his house, he dared McDonald to “cross the
gun line.”
Walls then implored the young men in front of
his house, including Anderson, to come inside.
At first the group did not comply, but when
they did begin to make their way toward
Walls’s house, [Sweeney] fired his gun once
into the air, and then fired approximately five
or six times in the direction of McDonald and
the other young men. Anderson was struck by
a bullet in the back of the head and fell to the
ground; neighbors attempted to render aid.
[Sweeney] then paced around the area in front
of his house before getting into his red Cadillac
and driving away.
J.A. 356–57. About an hour into the jury’s
deliberations, the court received a note: “Juror
Number 4 went to the crime scene yesterday to walk
through the scene and a couple of witnesses were
there. Is this okay? There was no interaction.” J.A.
190 (cleaned up). The court summoned Juror Number
4 and asked him what happened. He explained:
58a
I just got out and went by the scene, just
basically the crime scene, Your Honor. I just
wanted to get a visual because I know—I see
topographical views all the time and I know
that that does not give an accurate—well,
there’s a better way to get an accurate view,
which is to see a visual, an actual visual. And
that’s all I did. I spoke to no one.
As a matter of fact, I spoke to no one, and no
one saw me. But I did see, you know, just a
couple of witnesses that were, you know, that
were there.
J.A. 190–91. The court asked if this would affect his
verdict. He answered no. Sweeney’s counsel, Justin
Nunzio, asked if any of the other jurors knew that he
visited the scene. Juror Number 4 replied yes, “[b]ut
they stopped me, too, because they thought that I
should stop talking and I present what I just said to
you all.” J.A. 191. Nunzio and the prosecutor inquired
if the juror could limit his verdict to the evidence
presented at trial without considering the crime
scene. He replied, “I would have no problem with
basing my decision, and they would have no problem
basing their decision, off of the evidence which was
presented in the case.” J.A. 192.
Counsel then conferred with the court. Nunzio
expressed concern that the juror “can’t help but tell
them what he saw.” J.A. 192. The prosecutor
suggested having the Sheriff’s Department arrange
for the entire jury to visit the neighborhood. The court
expressed concern about the feasibility of this option
but allowed Nunzio to discuss it with Sweeney.
Nunzio explained that Sweeney’s preference was for
the jury to visit the scene, and the prosecutor agreed
59a
that was “the best option.” J.A. 194. The court asked
what Sweeney wanted to do if the visit could not be
arranged. Nunzio answered that he “would probably
just strike Juror Number 4.” J.A. 195. The prosecutor
stated that he would not object to that if a visit was
not feasible.
The court summoned Juror Number 4 back to the
bench and instructed him “not to discuss anything
that happened during your tour of the crime scene”
while it considered the matter further. J.A. 196. The
court then dismissed the jury “to the jury lounge.”2
J.A. 196.
After the jury left the courtroom, the court
continued to confer with counsel about Juror Number
4 and the other jurors:
THE COURT: They can talk. I don’t know what
else to do.
MR. NUNZIO: He can’t be part of the process.
THE COURT: I told him not to be sharing any
of these experiences.
MR. NUNZIO: Absolutely right. While they are
there they might as well do something.
[THE PROSECUTOR]: Instead of waiting
around.
THE COURT: Unless I put them in 12 different
rooms. Well, I have one more thing to do and I
will talk to the sheriff.
J.A. 196–97.
2 This is apparently distinct from the jury room.
60a
After about a one-hour recess, the court returned
to the bench and announced that a visit to the scene
was not feasible. The court then had the following
colloquy with Sweeney:
THE COURT: . . . It’s my understanding, from
your lawyer, that you’re agreeable to us
excusing Juror Number 4 and going forward
with the remaining 11 jurors and to let them
make their decision.
Is that true?
[SWEENEY]: Yes.
THE COURT: Do you have any questions?
[SWEENEY]: No, sir.
THE COURT: Have you thoroughly discussed
this with your lawyer? Is that what you want
to do?
[SWEENEY]: Yes.
THE COURT: Because you have a right to have
12 jurors decide your innocence or guilt, and if
you give it up then that’s exactly what we’re
going to do and we’ll let 11 people decide your
fate.
All right?
[SWEENEY]3: Yes, sir.
J.A. 197, 201.
3
The transcript attributes this statement to Juror
Number 4, but the parties agree that this is a transcription
error.
61a
The court then excused Juror Number 4. The jury
deliberated for two more hours before returning its
guilty verdict.
Nunzio moved for a new trial, arguing, among
other things, that the juror misconduct resulted in a
miscarriage of justice because Sweeney was “left in a
position to choose between a mistrial, having all the
jurors visit the crime scene (after the close of the
evidence) and going forward with 11 jurors.” J.A. 294.
After the trial court denied that motion, Sweeney
appealed. But he did not raise the juror misconduct
issue. The Maryland Court of Special Appeals
affirmed Sweeney’s convictions.
B. State Habeas Proceedings
Sweeney petitioned pro se for postconviction relief
in Maryland state court, arguing that Nunzio was
ineffective for (1) failing to object to Juror Number 4’s
being allowed back into the deliberation room after he
told the court he had visited the crime scene, (2)
“creat[ing] a conflict of interest when Counsel decided
to strike Juror #4 without petitioner’s consent,” and
(3) “fail[ing] to explain petitioners [sic] his rights
regarding his rights [sic] to 12 jurors or a declaration
of a mistrial.” J.A. 382. Sweeney subsequently
obtained PCR counsel, who argued that Nunzio was
ineffective “by choosing to proceed with an eleven
member jury without first voir diring the remaining
jurors regarding Juror Number 4’s independent
investigation of the crime scene or failing to request a
mistrial.” J.A. 432. PCR counsel emphasized that
Nunzio’s failure to insist on an examination of the
remaining jurors meant that he did not know
precisely what the other jurors knew about the crime
scene visit. And counsel pointed out that Juror
62a
Number 4 was around the other jurors for nearly an
hour while the court researched whether it could take
the other jurors to the crime scene.
In advancing these arguments, PCR counsel relied
on a Maryland state court decision called Nash v.
State, 94 A.3d 23 (Md. 2014). PCR counsel recognized
that Nash required a motion for a mistrial before voir
dire was required. But he argued Nunzio should have
requested to voir dire the remaining jurors under
Nash anyway. According to PCR counsel, failing to do
so meant Nunzio “made the decision to move forward
with an 11 member jury, essentially in a vacuum,
without the information necessary to determine if
that was sound strategy.” J.A. 437.
The state PCR court held an evidentiary hearing
at which Nunzio was the only witness who testified.
Nunzio explained that he was “[a]bsolutely”
concerned about Juror Number 4’s visit to the crime
scene both because the juror violated a clear
instruction and because one of the issues at trial was
the layout of the scene. J.A. 75–76. Nunzio recalled
that the court “extensively” examined what Juror
Number 4 did at the scene. J.A. 78.
Nunzio testified that the three options available
were to have the jury visit the scene, strike Juror
Number 4 and proceed with eleven jurors, or move for
a mistrial. Nunzio discussed these options with
Sweeney. Although Nunzio had worried about the
other eleven jurors talking with Juror Number 4
during the recess, he thought they were in a common
room but not deliberating. The state PCR court then
discussed the parties’ interpretation of the trial
transcript. The parties informed the state PCR court
that all twelve jurors were in the courtroom while the
63a
trial judge questioned Juror Number 4 “with the
husher on.” J.A. 85. The state PCR court confirmed
that the trial judge did not instruct the jury not to
deliberate but that they were sent to the lounge,
which differed from the room in which the jury
deliberated.
Nunzio then explained how he made the decision
to strike Juror Number 4. He testified that he
informed Sweeney that he would have been “more
than happy to” move for a mistrial but he “defer[red]
to” Sweeney. J.A. 90. He and Sweeney reached
“almost a collective” agreement that Juror Number 4
could no longer serve on the jury, but they did not
want to risk the progress they had made with this
jury. J.A. 90–91. Nunzio believed that the trial had
gone “very good,” that “[t]he jurors seemed to be very
receptive” to the defense theory and that favorable
testimony had been introduced about the position of
various people at the scene. J.A. 90–91. Nunzio was
particularly concerned that a second trial might yield
less favorable testimony from some witnesses. He
reiterated that he was not concerned about
proceeding with eleven jurors because “we were
making headway inside the courtroom,” highlighting
his impeachment of some of the State’s witnesses. J.A.
94.
On cross-examination, Nunzio agreed when the
State’s attorney asked, “there was nothing that [Juror
Number 4] said that would lead you to believe that his
observations had in any way tainted the other jury
members, was there?” J.A. 111. Nunzio believed that
the trial judge had sufficiently questioned Juror
Number 4 regarding his discussions with the other
jurors. He reiterated that he had “no present-sense
64a
impression at that time and even until today that the
jury was contaminated.” J.A. 112.
The state PCR court denied Sweeney’s petition for
post-conviction relief. In rejecting Sweeney’s claim,
the court explained:
Nash v. State . . . establishes two circumstances
where the trial judge has a duty to conduct voir
dire sua sponte, when a party moves for a
mistrial based on juror misconduct: (1) when a
juror’s actions constitute gross misconduct
sufficient to raise a presumption of prejudice
that must be rebutted before a mistrial motion
is denied; and (2) when a material and relevant
fact must be resolved before a trial judge may
determine whether the presumption of
prejudice attached. First of all, the Defense did
not move for a mistrial, but instead decided to
move forward with eleven jurors. Secondly,
before deciding to proceed, Trial Counsel
discussed options with the client on how to
proceed. Petitioner has failed to produce
evidence that Trial Counsel included the option
to voir dire sua sponte the remaining eleven
jurors, failing to meet his burden. Defense
essentially waived the issue to voir dire sua
sponte the remaining eleven jurors when he
conferred with his client on how to proceed and
did so with the eleven jurors. Therefore, the
Court feels that the Defense failed to meet its
burden that but for the jury consisting of eleven
jurors, the Petitioner would not have been
convicted.
J.A. 452–53.
65a
Sweeney then applied for leave to appeal the
denial of his state petition. He asserted that the state
“court’s ruling fail[ed] to reckon with the claim as
raised in the petition and argued at the hearing.” J.A.
464. Sweeney argued that Nunzio should have
“move[d] for a mistrial or request[ed] that the court
voir dire the rest of the jury to ascertain precisely
what Juror Number 4 told them and to what extent
they may have been influenced by this information,
before deciding whether to proceed with an 11
member jury.” J.A. 465. The failure to conduct this
inquiry meant that Nunzio advised Sweeney “in a
vacuum, without the information necessary to
determine if that was sound strategy.” J.A. 466. The
state court denied Sweeney’s application for leave to
appeal in a one-sentence order.
C. Federal Habeas Proceedings
Next, Sweeney petitioned for federal habeas relief
under 28 U.S.C. § 2254(d). In that petition, Sweeney
emphasized that Nunzio “failed to determine the
extent to which Juror Number 4 had been tainted by
his visit to the crime scene and then had tainted the
other eleven jurors during the time Juror Number 4
had spent deliberating with those jurors, and when
[he] did not object to the court’s failure to make that
determination.” J.A. 9. According to Sweeney,
Nunzio’s error caused Sweeney “to have his case
determined by a jury that had been tainted by
information that had been provided by Juror Number
4 . . . and also to waive his right to a twelve person
jury in a manner that was not knowing as required by
clearly established law.” J.A. 9. Abandoning his claim
that Nunzio should have sought to voir dire the
remaining jurors under Nash, Sweeney offered a new
66a
justification for his position. This time, Sweeney
relied on our Barnes v. Joyner, 751 F.3d 229 (4th Cir.
2014) decision, where we applied Remmer v. United
States, 350 U.S. 377 (1956). And Sweeney also
claimed that under Barnes, he did not have to show a
reasonable probability of a different result to
establish prejudice. Instead, he argued he only had to
show that counsel’s deficient performance had a
substantial and injurious effect on his right to a trial
by an unbiased jury.
The district court denied Sweeney’s petition. It
cited our unpublished decision in Daniel v. West
Virginia, No. 97-6806, 1999 WL 713865 (4th Cir. Sept.
14, 1999) to conclude that Sweeney was not entitled
to a presumption of prejudice. The court found that
counsel was not ineffective because he “offered
[Sweeney] the option for the ultimate remedy . . . a
mistrial, but Sweeney voluntarily waived that
remedy when he elected to proceed with an elevenmember jury.” J.A. 495. It also noted that moving for
a mistrial is normally a strategic decision entrusted
to counsel.
While the court recognized that “Sweeney argue[d]
that his decision to waive the 12-person jury was not
knowing, voluntary or intelligent,” the court found
this contention procedurally defaulted if raised as a
separate claim. J.A. 495 n.6 (cleaned up). To the
extent this argument was meant only to show
prejudice, the court noted that “Sweeney made the
decision to waive the 12-person jury.” J.A. 495 n.6.
The court also found that “any decision made by
counsel is entitled to deference, as counsel testified
that it was his impression from Juror Number Four’s
testimony that the remaining jury members were not
67a
tainted.” J.A. 495 n.6. And while Sweeney alleged
that “he was prejudiced because the jurors may have
discussed the crime scene visit during the recess
where Juror Number 4 remained with other members
of the jury,” the court found that no evidence
supported this assertion. J.A. 495 n.7. Finally, the
court held that Sweeney could not establish prejudice
because he “failed to prove that he would not have
been convicted if the decision had been made by a
twelve-person jury.” J.A. 496.
This appeal followed.4
II.
A. Ineffective Assistance of Counsel
Before addressing the majority’s errors, I will
analyze Sweeney’s claim under our law as I see it. In
considering Sweeney’s appeal, it is important to
remember what he asks us to do. His only claim is
ineffective assistance of counsel. To that end,
Sweeney contends the state court unreasonably
applied Strickland v. Washington, 466 U.S. 668 (1984)
to his case. His overriding argument is that his trial
counsel rendered deficient performance when he did
not request a Remmer hearing to voir dire the
remaining eleven jurors about any information Juror
Number 4 might have passed on about his crime scene
visit. He contends that when a jury’s integrity is
4 The district court denied Sweeney’s habeas petition in a
final order disposing of all claims. Sweeney timely noticed this
appeal, filing an informal brief in support of his request for
certificate of appealability in the absence of one from the district
court. We granted the certificate on June 26, 2023. So, we have
jurisdiction under 28 U.S.C. §§ 1292 and 2253.
68a
questioned—like it allegedly was when Juror Number
4 told the other jurors that he visited the crime
scene—Remmer requires a hearing “to determine
from the facts whether or not communication with the
juror by the outsider and the events that followed
were prejudicial and therefore, harmful to the
petitioner.” Remmer, 350 U.S. at 378.
Sweeney claims the state PCR court improperly
applied Strickland by not citing Remmer. Analyzing
Maryland’s Nash decision rather than Remmer,
Sweeney insists, was improper because “[t]he state
case (Nash) that the Maryland court cited did not
substitute for Remmer.” Opening Br. 18. He claims
the state PCR court’s misapplication of Strickland
persisted when it held that the trial court was not
required to voir dire all remaining jurors because
Sweeney failed to move for a mistrial and when it
found that Sweeney waived his right to seek a
mistrial when he elected to strike Juror Number 4
and proceed with an eleven-person jury. Even though
he was given the option for a new trial, Sweeney
complains that trial counsel’s failure to move under
Remmer to voir dire the remaining jurors deprived
him of the proper information to make the “right”
choice. Last, Sweeney argues the state PCR court
erred in concluding that he had not shown a
reasonable probability of a different result. Instead,
he insists he need only show that his trial counsel’s
performance caused substantial and injurious effect
on his right to a trial by an unbiased jury.
1. Standard of Review
In advancing this claim, Sweeney faces a
formidable standard of review. In fact, three
standards shape our review of this case. They relate
69a
to (1) the district court; (2) the state court; and (3)
ineffective assistance of counsel claims.
First, in reviewing a district court’s application of
the standards of 28 U.S.C. § 2254(d), “we review the
district court’s legal conclusions de novo and findings
of fact for clear error.” Wolfe v. Clarke, 691 F.3d 410,
423 (4th Cir. 2012) (quotation marks and citation
omitted).
Second, our authority to collaterally review a state
court adjudication is strictly circumscribed by
AEDPA. See Barnes v. Joyner, 751 F.3d 229, 238 (4th
Cir. 2014). Under AEDPA, we may grant habeas relief
on a claim that has been previously “adjudicated on
the merits”5 in state court only if that adjudication
“resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly
established Federal law, as determined by the
Supreme Court of the United States.” 28 U.S.C. §
2254(d)(1).6 As the Supreme Court has explained:
5
We lack power to review habeas claims that are not
reviewed by state courts. “[A] federal habeas court may not
review unexhausted claims that would be treated as
procedurally barred by state courts—absent cause and prejudice
or a fundamental miscarriage of justice.” Longworth v. Ozmint,
377 F.3d 437, 447–48 (4th Cir. 2004); see also Horner v. Nines,
995 F.3d 185, 208 (4th Cir. 2021) (denying habeas relief for
unexhausted, procedurally defaulted claims).
6 § 2254(d)(2) also permits claims that “resulted in a decision
that was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.”
Neither Sweeney nor the majority argues this prong is relevant
to this case.
70a
[A] state-court decision can involve an
“unreasonable application” of [the Supreme]
Court’s clearly established precedent in two
ways. First, a state-court decision involves an
unreasonable application . . . if the state court
identifies the correct governing legal rule . . .
but unreasonably applies it to the facts of the
particular state prisoner’s case. Second . . . if
the state court either unreasonably extends a
legal principle from [the Supreme Court’s]
precedent to a new context where it should not
apply or unreasonably refuses to extend that
principle to a new context where it should
apply.
Williams v. Taylor, 529 U.S. 362, 407 (2000)
(O’Connor, J., delivering the majority opinion with
respect to Part II).
But the bar is high. The state court’s application
of that law must be “‘objectively unreasonable,’ not
simply incorrect.” Owens v. Stirling, 967 F.3d 396,
411 (4th Cir. 2020) (quoting Barnes, 751 F.3d at 238–
39). Indeed, “[a] state court’s determination that a
claim lacks merit precludes federal habeas relief so
long as ‘fairminded jurists could disagree’ on the
correctness of the state court’s decision.” Harrington
v. Richter, 562 U.S. 86, 101 (2011) (quoting
Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)).
AEDPA creates such an exacting standard
because our review involves the sovereignty of the
states. “Where a state court has previously ruled on
the alleged wrongful conviction, as has happened in
this case, concerns of comity and federalism ‘reach
their apex.’” Crockett v. Clarke, 35 F.4th 231, 241 (4th
Cir. 2022) (quoting Valentino v. Clarke, 972 F.3d 560,
71a
575 (4th Cir. 2020)). Thus, the Supreme Court has
emphasized that habeas relief is not an opportunity
for federal courts to look over the shoulder of state
courts. “Section 2254(d) reflects the view that habeas
corpus is a guard against extreme malfunctions in the
state criminal justice systems, not a substitute for
ordinary
error
correction
through
appeal.”
Harrington, 562 U.S. at 102–03 (quotation marks and
citation omitted). The Supreme Court has stated, “[i]t
bears repeating that even a strong case for relief does
not mean the state court’s contrary conclusion was
unreasonable.” Id. at 102. It is hard to overstate the
difficulty of the burden that must be met. As the
Supreme Court explained: “If this standard is difficult
to meet, that is because it was meant to be.” Id.
Third, Sweeney brings an ineffective assistance of
counsel claim under Strickland. There, the Supreme
Court reaffirmed that the Sixth Amendment right to
counsel “is the right to the effective assistance of
counsel.” Strickland, 466 U.S. at 686 (quoting
McMann v. Richardson, 397 U.S. 759, 771 & n.14
(1970) (cleaned up)). Strickland set forth a two-prong
test governing ineffective assistance of counsel
claims. A petitioner must show that (1) his counsel’s
performance was deficient and (2) counsel’s deficient
performance prejudiced his defense. Id. at 687.
To prove the first prong, the petitioner must
demonstrate “that counsel made errors so serious that
counsel was not functioning as the ‘counsel’
guaranteed [him] by the Sixth Amendment.” Id.
“Judicial scrutiny of counsel’s performance must be
highly deferential.” Id. at 689. “The critical question
is whether an attorney’s representation amounted to
incompetence under prevailing professional norms,
72a
not whether it deviated from best practices or most
common custom.” Winston v. Pearson, 683 F.3d 489,
504 (4th Cir. 2012) (quotation marks and citation
omitted). And “strategic choices made after thorough
investigation of law and facts relevant to plausible
options are virtually unchallengeable.” Strickland,
466 U.S. at 690. Even “strategic choices made after
less than complete investigation are reasonable
precisely to the extent that reasonable professional
judgments support the limitations on investigation.”
Id. at 690–91.
To prove the second prong, the petitioner must
show “that counsel’s errors were so serious as to
deprive [him] of a fair trial, a trial whose result is
reliable.” Id. at 687. “It is not enough for the
[petitioner] to show that the errors had some
conceivable effect on the outcome of the proceeding,”
as “[v]irtually every act or omission of counsel would
meet that test.” Id. at 693. And “not every error that
conceivably could have influenced the outcome
undermines the reliability of the result of the
proceeding.” Id. “Instead, Strickland asks whether it
is ‘reasonably likely’ the result would have been
different.” Harrington, 562 U.S. at 111–12 (quoting
Strickland, 466 U.S. at 696). “This does not require a
showing that counsel’s actions ‘more likely than not
altered the outcome,’ but the difference between
Strickland’s prejudice standard and a more-probablethan-not standard is slight and matters ‘only in the
rarest case.’” Id. (quoting Strickland, 466 U.S. at 693,
697). Ultimately, “[t]he likelihood of a different result
must be substantial, not just conceivable.” Id. at 112.
But Sweeney’s appeal involves not just a claim
that trial counsel’s assistance was ineffective. It
73a
involves a claim that the state PCR court misapplied
Strickland. “Establishing that a state court’s
application of Strickland was unreasonable under §
2254(d) is all the more difficult.” Id. at 105. “AEDPA
and Strickland thus provide ‘dual and overlapping’
lenses of deference, which we apply ‘simultaneously
rather than sequentially.’” Owens, 967 F.3d at 411
(quoting Richardson v. Branker, 668 F.3d 128, 139
(4th Cir. 2012)). “When § 2254(d) applies, the question
is not whether counsel’s actions were reasonable. The
question is whether there is any reasonable argument
that counsel satisfied Strickland’s deferential
standard.” Harrington, 562 U.S. at 105. The
combination of AEDPA and an ineffective assistance
claim creates one of the most daunting standards in
our law.7
With these standards in mind, we turn to
Sweeney’s arguments on appeal.
7 Analogies outside the law are not always helpful, but one
from tennis might shed some light on the steep hill Sweeney
must climb. Recently, tennis legend Rafael Nadal, considered
one of the greatest tennis players of all time, retired. Nadal holds
twenty-two major titles, including a remarkable fourteen French
Open championships. During his career, Nadal won one hundred
twelve of the one hundred sixteen matches he played on the
famed red clay of Roland Garros. That record caused one
commentator to claim that “[t]he hardest thing in sports is
beating Rafa Nadal in 3 out of 5 sets on clay.” Annacone, Paul,
Sportskeeda (May 16, 2022), https://perma.cc/6JTM-N96X.
Sweeney’s task might be said to be the legal equivalent of
beating Nadal at the French Open.
74a
2. The state court did not unreasonably apply
Strickland’s deficient representation prong.
Sweeney says the state PCR court unreasonably
applied Strickland by not considering whether his
trial counsel’s failure to request that the remaining
jurors be questioned offended Remmer. There are
three reasons why his argument fails.
a.
First, Sweeney is right that the state PCR court
did not cite Remmer. But that is because Sweeney did
not cite Remmer to it. Sweeney’s state PCR claim
instead relied on Maryland’s state law Nash decision.
That case discusses a trial judge’s responsibility to
voir dire the jury sua sponte when a party has moved
for a mistrial. It says nothing about the separate issue
of when counsel may move to voir dire the jury.
A habeas petitioner must give the state an
“opportunity to pass upon and correct alleged
violations of its prisoners’ federal rights.” Duncan v.
Henry, 513 U.S. 364, 365 (1995) (quotation marks and
citation omitted). He provides this opportunity by
“‘fairly present[ing]’ his claim in each appropriate
state court . . . thereby alerting that court to the
federal nature of the claim.” Baldwin v. Reese, 541
U.S. 27, 29 (2004) (quoting Duncan, 513 U.S. at 365–
66 (1995)). Sweeney did not do this. As a result, the
state PCR court could not have misapplied Strickland
by not addressing a theory Sweeney never
advanced—and indeed, it did not.
Besides, the state court correctly applied Nash; it
said that because Sweeney did not request a mistrial,
the trial judge had no duty to sua sponte voir dire the
jurors. In fact, Sweeney has not argued to us that the
75a
state PCR court misapplied the theory that he
advanced to that court. He argues that the state PCR
court misapplied Strickland by not considering a
claim that he did not make until his habeas petition
in federal court. But we are reviewing a state court
action under AEDPA. We cannot say the state court
unreasonably applied an argument it never had a
chance to address.
b.
Second, even if Sweeney had advanced a Remmer
argument to the state PCR court, Sweeney has not
shown it would be an unreasonable application of
Strickland to reject it. That’s because it is not clear
that Remmer even applies to this case. Recall that
habeas relief as Sweeney has argued it requires an
adjudication that “involved an unreasonable
application of, clearly established Federal law, as
determined by the Supreme Court of the United
States.” 28 U.S.C. § 2254(d)(1). That means the state
court decision must violate “the holdings, as opposed
to the dicta, of [the Supreme Court’s] decisions as of
the time of the relevant state-court decision.”
Williams, 529 U.S. at 412.
In Remmer, a juror told the judge that a third
party tried to bribe him. 350 U.S. at 380. The judge
never informed defense counsel, and the trial went on.
Id. at 378. When the defense learned of the contact
after the trial ended, it moved for a new trial. Id.
Ultimately, the Supreme Court determined that a
hearing was necessary given that “any private
communication, contact, or tampering directly or
indirectly, with a juror during a trial about the matter
pending before the jury is, for obvious reasons,
deemed presumptively prejudicial.” Id. at 379.
76a
The Supreme Court has not clearly established
that a juror’s visit to a crime scene constitutes a
“communication, contact, or tampering” sufficient to
trigger Remmer. Indeed, at oral argument Sweeney’s
counsel conceded as much:
JUDGE QUATTLEBAUM: “Has the Supreme
Court clearly established that a Remmer
hearing applies in a situation like this . . . ?”
MR. CONFUSIONE: “I don’t think they have.”
Oral Argument: 6:20–6:42.8
Consistent with that concession, Sweeney cites no
Supreme Court case holding Remmer applies to
Sweeney’s facts. Granted, several circuits have
extended Remmer to claims alleging juror exposure to
extraneous information. See Mayhue v. St. Francis
Hosp. of Wichita, Inc., 969 F.2d 919, 922 (10th Cir.
1992); United States v. Perkins, 748 F.2d 1519, 1533–
34 (11th Cir. 1984); United States v. Hillard, 701 F.2d
1052, 1064 (2d Cir. 1983); United States v. Bassler,
651 F.2d 600, 603 (8th Cir. 1981). But the Supreme
Court has rejected “the mistaken belief that circuit
precedent may be used to refine or sharpen a general
principle of Supreme Court jurisprudence into a
specific legal rule that this Court has not announced.”
Marshall v. Rodgers, 569 U.S. 58, 64 (2013).
Further, other circuit cases affirmatively
undermine Sweeney’s argument. Not every circuit
extends Remmer to a juror’s exposure to extraneous
8
Oral
Argument:
6:20–6:42.
https://www.ca4.uscourts.gov/OAarchive/mp3/22-651320240926.mp3
77a
information. As the Eighth Circuit has recognized,
“other circuits have confined the application of
Remmer to cases alleging third-party contact with
jurors.” Tunstall v. Hopkins, 306 F.3d 601, 611 (8th
Cir. 2002) (citing United States v. Lloyd, 269 F.3d 228,
238 (3d Cir. 2001)); United States v. Williams–Davis,
90 F.3d 490, 501–02 (D.C. Cir. 1996); United States v.
Boylan, 898 F.2d 230, 260–61 (1st Cir. 1990). “When
the federal circuits disagree on the application of
Remmer regarding any presumption of prejudice, it is
difficult to say the [state] court’s decision is contrary
to, or involved an unreasonable application of, clearly
established federal law, as determined by the
Supreme Court.” Id.
What’s more, all Remmer requires is a hearing “to
determine from the facts whether or not
communication with the juror by the outsider and the
events that followed were prejudicial and, therefore,
harmful to the petitioner.” 350 U.S. at 378. It does not
require voir dire of all jurors. Here, once the jury
alerted the trial judge that Juror Number 4 visited
the crime scene and mentioned his visit to the other
jurors, the trial judge inquired into the juror
misconduct. He asked Juror Number 4 what he did.
He learned from Juror Number 4 that the other jurors
stopped him from discussing what he saw at the
scene. And he instructed Juror Number 4 to refrain
from discussing his visit with the other jurors while
the judge and the parties discussed various options
available to address the juror’s misconduct. The trial
judge then gave Sweeney the opportunity to seek
relief. The trial judge and both parties’ counsel
discussed various options, from all the jurors visiting
the crime scene to a mistrial to striking Juror Number
78a
4. After consulting with trial counsel, Sweeney elected
to strike Juror Number 4 and proceed to trial with
eleven jurors. True, no one discussed questioning the
remaining jurors. But nothing in Remmer requires
that specific procedure. So, it is not at all clear that
Sweeney did not, in fact, receive a Remmer hearing.
In sum, the state PCR court could not
unreasonably apply Strickland by determining
Sweeney’s trial counsel’s failure to request a Remmer
hearing was not deficient when the Supreme Court
has not clearly established that Remmer applies to
this situation. This is especially true when it is not
clear that the proceedings that took place fall short of
Remmer’s requirements.
c.
Third, Sweeney’s deficiency argument boils down
to an attack upon Nunzio’s strategic decision made in
the heat of trial. The state PCR court made this very
point. It explained that “[t]his Court finds that many
of the allegations made by [Sweeney] are attributed
to the Defenses’ choice in strategy that ultimately did
not work in the Defendant’s favor. Unsuccessful
strategy does not result in an overturning of a
conviction.” J.A. 452. The state PCR court did not
unreasonably apply Strickland in concluding that
Nunzio’s decision to strike Juror Number 4 and
proceed with the trial was the type of strategic
decision for which post-conviction relief was
inappropriate.
Nunzio believed that the trial had gone “very
good,” that “[t]he jurors seemed to be very receptive”
to the defense theory and that favorable testimony
had been introduced about the position of various
79a
people at the scene, including Sweeney. J.A. 90–91.
Nunzio was concerned that a second trial might yield
less favorable testimony from some witnesses. He
reiterated that he was not concerned about
proceeding with eleven jurors because, highlighting
his impeachment of some of the State’s witnesses, “we
were making headway inside the courtroom.” J.A. 94.
He explained that “[t]he jurors seemed to be very
receptive as you watched them day after day after
day.” J.A. 91. Nunzio continued, “[t]hey were very
attentive. There were things that came out of the trial
that we both thought were very positive,” including
ballistics evidence regarding the gunman’s position as
compared to Sweeney’s alleged position. J.A. 91.
Because several eyewitnesses testified for the
prosecution, Nunzio faced an uphill battle in
defending his client against the government’s
charges. Recognizing that, he responded to the
comment that “[y]ou didn’t have but so much to work
with,” by stating, “[c]orrect . . . at the end of the day,
you have multiple people who are testifying as to the
same thing.” J.A. 108. Nunzio believed his options
were limited. With glimmers of hope in a difficult
situation, he weighed the dangers of proceeding with
the eleven-member jury after Juror Number 4’s visit.
Juror Number 4 reported that the other jurors told
him to stop talking about his visit to the scene as soon
as he brought it up. And Nunzio testified that at no
time did he believe that the jury had been tainted by
any substantive information acquired by Juror
Number 4.
Maybe Nunzio was right; maybe he was wrong.
Maybe other lawyers, including those in the majority,
would have made a different decision; maybe they
80a
would not. It does not matter. It is neither our job, nor
our prerogative, to nitpick these impressions from the
vantage of hindsight and what-ifs. “A lawyer must
make many decisions before and during the course of
a trial. And what often makes those decisions so
difficult is that many cut both ways. The decision to
advance an argument, introduce certain evidence, call
a witness, cross-examine a witness aggressively or
lightly and so many other decisions can be—and often
are—double-edged swords. There are pros and cons
each way.” Stokes v. Stirling, 10 F.4th 236, 257 (4th
Cir. 2021) (Quattlebaum, J., dissenting) (vacated and
remanded). Even if Nunzio’s decision not to demand a
Remmer hearing was “made after less than complete
investigation,” it was still presumed “reasonable
precisely to the extent that reasonable professional
judgments support the limitations on investigation.”
Strickland, 466 U.S. at 690–91. Because there is no
clearly established right to a Remmer hearing in this
situation, reasonable professional judgments must
support the decision not to seek one.
And we should not forget Sweeney’s role in the
strategic choice he now decries. Nunzio informed
Sweeney that he would have been “more than happy
to” move for a mistrial, but he “defer[red] to” Sweeney.
J.A. 90. Sweeney, like Nunzio, disfavored a mistrial.
They reached “almost a collective” agreement to
proceed with eleven jurors. J.A. 90. Under our system
of representation, which relies on cooperation
between client and counsel, lawyers must factor their
clients’ wishes into their approach to the case.
Accordingly, clients cannot advocate for a course of
action and then turn around and criticize their lawyer
for pursuing it. Remember, the “reasonableness of
81a
counsel’s actions may be determined or substantially
influenced by the defendant’s own statements or
actions. Counsel’s actions are usually based, quite
properly, on informed strategic choices made by the
defendant and on information supplied by the
defendant.” Strickland, 466 U.S. at 691. For these
reasons, Sweeney has not shown that the state PCR
court misapplied Strickland’s deficiency requirement.
3. The state court did not unreasonably apply
Strickland’s prejudice prong.
Sweeney also argues that the state PCR court
unreasonably applied Strickland in finding that trial
counsel’s performance did not prejudice Sweeney.
Remember, to show prejudice, Sweeney must show a
substantial likelihood of a different result if Nunzio
had requested a Remmer hearing. Harrington, 562
U.S. at 112. Before examining Sweeney’s argument,
recall the state PCR court’s prejudice holding: “[T]he
Court feels that the Defense failed to meet its burden
that but for the jury consisting of eleven jurors, the
Petitioner would not have been convicted.” J.A. 453.
Reviewing the state PCR court’s order in totality
reveals that the state PCR court displayed a proper
understanding of the prejudice standard:
[S]ome of Trial Counsel’s actions could
prejudice the defendant in some fashion.
However, the standard the Defendant must
meet to overturn a conviction is not only that
trial counsel was inefficient [sic], but also that
but for that inefficiency [sic], the Petitioner
would not have been convicted. In this
instance, there was ample evidence implicating
the Petitioner in the murder of Robert
Anderson. The cumulative allegations do not
82a
show that Petitioner’s Constitutional right was
violated.
J.A. 452. As explained below, nothing in the record
suggests the state PCR court’s application of that
standard “resulted in a decision that was contrary to,
or involved an unreasonable application of, clearly
established Federal law, as determined by the
Supreme Court of the United States.” 28 U.S.C. §
2254(d)(1) (emphasis added).
Sweeney faced a mountain of evidence. Indeed, the
Maryland Court of Special Appeals described the
prosecution’s evidence:
In the instant case the jury was presented
with testimony which portrayed [Sweeney] as
the shooter. He accused McDonald of stealing
his marijuana, approached a gathering of
McDonald and several others with a gun clip in
his hand, argued loudly with McDonald and
threatened that he would “kill somebody,”
walked back up the street toward his home
while inserting the clip into a handgun,
continued to shout at McDonald and dared him
to “cross the gun line,” and a short time later,
while in front of his home, shot once into the air
and then fired several shots towards McDonald
and the others who were in the same area
where Anderson was struck in the head and
killed.
J.A. 374. Sweeney challenges the relevance of this
evidence. But the Supreme Court has held the exact
opposite. “In making this [prejudice] determination, a
court hearing an ineffectiveness claim must consider
83a
the totality of the evidence before the judge or jury.”
Strickland, 466 U.S. at 695.
While there is plenty of evidence for the jury to
convict Sweeney, the record contains no evidence that
the jury was tainted—none. Juror Number 4 reported
that the other jurors immediately told him to stop
talking about his visit to the scene. He was
subsequently struck from the jury. True, it is possible
he was lying. And in theory, Juror Number 4 had an
opportunity to continue talking about his visit while
the court conferred with counsel. But Sweeney
proffered no evidence of either of these possibilities.
That dearth of evidence is fatal. We are not permitted
to speculate on possibilities not in the record. To the
contrary, “[i]n a federal habeas corpus proceeding, we
presume that the state court findings are correct.”
Bell v. Evatt, 72 F.3d 421, 429 (4th Cir. 1995) (citing
28 U.S.C. § 2254(d)). And in reviewing a district
court’s application of 28 U.S.C. § 2254(d), “we review
the district court’s legal conclusions de novo and
findings of fact for clear error.” Wolfe, 691 F.3d at 423
(quotation marks and citation omitted). Neither the
state court nor the district court found any facts
suggesting Juror Number 4 gave the rest of the jury
any details about his visit. That’s because there were
none. There is no evidence in the record suggesting
that Juror Number 4 did anything other than what he
said. In fact, the record shows that when the other
jurors learned of Juror Number 4’s trip to the crime
scene, they stopped him from discussing it—“they
stopped me, too, because they thought that I should
stop talking and [ ] present what I just said to you all.”
J.A. 191.
84a
Not only is there no evidence any of the remaining
jurors were tainted; there is no evidence that had
Nunzio voir dired the remaining jurors, Sweeney
would have avoided conviction. Even if the other
jurors were questioned and even if one or more had
been tainted with information from Juror Number 4,
the remedy would have been a mistrial. In other
words, the charges against Sweeney would not have
gone away; he’d just have been tried again. And at
that trial he’d face that same mountain of evidence he
faced in the trial where he was convicted. There is no
reason for predicting a different result had Sweeney
chosen a mistrial.
Rather than explaining how the state PCR court’s
decision conflicted with clearly established Supreme
Court holdings, Sweeney attempts to shift the test’s
focus from these decisions. Instead of following
established law, the majority asks a different
question—regardless of any prejudice, did the events
surrounding Juror Number 4 deprive Sweeney of a
fair trial? In this effort, he relies on Lockhart v.
Fretwell, 506 U.S. 364, 368–70 (1993). In that case, a
district court granted a petitioner’s capital murder
conviction after the Arkansas Supreme Court
affirmed the sentence. Id. at 367. After the Eighth
Circuit affirmed the district court, the Supreme Court
reversed. Id. at 368. But Lockhart does not replace the
results test with a fairness test. To the contrary,
Lockhart makes the petitioner’s burden heavier.
There, the Supreme Court said, “an analysis focusing
solely on mere outcome determination, without
attention to whether the result of the proceeding was
fundamentally unfair or unreliable, is defective. To
set aside a conviction or sentence solely because the
85a
outcome would have been different but for counsel’s
error may grant the defendant a windfall . . . .” Id. at
369–70 (cleaned up). Thus, if anything, Lockhart adds
an element of unfairness; it does not offer it as an
alternative. Indeed, “[c]ases such as Nix v. Whiteside
and Lockhart v. Fretwell do not justify a departure
from a straightforward application of Strickland
when the ineffectiveness of counsel does deprive the
defendant of a substantive or procedural right to
which the law entitles him.” Williams, 529 U.S. at 393
(cleaned up). That is precisely what Sweeney argues
he was deprived of here.
Sweeney also cites the Supreme Court’s opinion in
Weaver v. Massachusetts, 582 U.S. 286 (2017) for the
notion that he need only show general unfairness.
And it is true that Weaver hints that in the context of
structural error—which Sweeney never argued—the
prejudice analysis might sometimes center on
fairness rather than outcomes. See id. at 300. But the
Court explicitly declared those hints dicta,
disclaiming, “[i]n light of the Court’s ultimate holding,
however, the Court need not decide that question
here.” Id. Because the state court decision must
violate the “holdings, as opposed to the dicta, of [the
Supreme] Court’s decisions as of the time of the
relevant state-court decision,” it does not affect our
analysis. See Williams, 529 U.S. at 412. Weaver thus
offers no legitimate avenue for saying the state court
applied Strickland inconsistently with any clearly
established Supreme Court holdings.
In AEDPA cases, the petitioner must show that
the state court whose decision we are reviewing
violated clearly established Supreme Court law.
86a
Sweeney doesn’t do this. He doesn’t even try. As a
result, his claim must fail.
4. Conclusion
To sum up, Sweeney did not argue Remmer to the
state PCR court; he admits he cannot show Remmer
even applies; he does not deny that his lawyer’s
decision to strike Juror Number 4 and proceed to trial
with eleven jurors was a strategic decision; and he
does not even attempt to argue that a Remmer
hearing had a reasonable probability of producing a
different outcome. Under Supreme Court precedent,
any one of these is independently sufficient to doom
Sweeney’s case. Together, they are insurmountable. I
would affirm the district court’s decision that the
state PCR court did not unreasonably apply
Strickland.
B. The Majority’s Errors
The majority, of course, comes to a different
conclusion. Primarily, it raises a litany of issues not
addressed before any of the Maryland courts or before
the district court. To the majority, these new issues
show that Sweeney’s Sixth Amendment right to an
impartial jury was violated. Within that analysis,
almost as an afterthought, the majority addresses
Sweeney’s claim that the Maryland PCR court
misapplied his ineffective assistance of counsel claim.
I will first explain my disagreements with the
majority’s treatment of Sweeney’s ineffective
assistance of counsel claim—the only issue properly
before us—before turning to the majority’s
spontaneous Sixth Amendment impartial jury
analysis.
87a
1. Ineffective Assistance of Counsel
In fairness, I’m not sure the majority attempts to
conduct an ineffective assistance of counsel analysis.
It doesn’t even analyze Sweeney’s counsel’s conduct
until page 33 of its opinion. And the majority’s
discussion there seems more like another item on the
laundry list of things the majority feels should have
been done better or differently at Sweeney’s trial than
an independent analysis. But to the extent it reviews
Sweeney’s ineffective assistance of counsel claim, the
majority goes astray by ignoring our required
standard of review, by misapplying Strickland’s
deficient performance prong and by failing to assess
whether curing the deficiencies it finds would have
been reasonably likely to result in a different outcome
under Strickland’s prejudice prong.
a.
First, the majority simply ignores the statutorily
mandated standard of review for this claim. Recall
that under AEDPA—which necessarily guides our
review—we may grant habeas relief on a claim that
has been previously “adjudicated on the merits” in
state court only if that adjudication “resulted in a
decision that was contrary to, or involved an
unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of
the United States.” 28 U.S.C. § 2254(d)(1). And “[a]
state court’s determination that a claim lacks merit
precludes federal habeas relief so long as fairminded
jurists could disagree on the correctness of the state
court’s decision.” Harrington, 562 U.S. 86, 101 (2011)
(quotation marks and citation omitted).
88a
The majority ignores this. It doesn’t say anything
about whether fairminded jurists could disagree with
the Maryland PCR court’s decision; indeed, it hardly
discusses that state court decision at all.
In the section of its opinion that discusses
ineffective assistance of counsel, the majority cites the
two Strickland prongs. And of course, Strickland is
the Supreme Court’s foundational ineffective
assistance of counsel decision. But we are not on
direct review of a Strickland decision. We are on a
collateral review of the Maryland PCR court’s
application of Strickland. Indeed, in its 46-page
opinion, the majority never says the state PCR court
unreasonably applied clearly established federal law.
How then can it grant relief?
In Harrington, the Supreme Court rebuked a
circuit court decision that, like the majority, ignored
AEDPA’s standard of review. Here is what the Court
said:
Here it is not apparent how the Court of
Appeals’ analysis would have been any
different without AEDPA. The court explicitly
conducted a de novo review, and after finding a
Strickland violation, it declared, without
further explanation, that the state court’s
decision to the contrary constituted an
unreasonable application of Strickland.
AEDPA demands more. Under § 2254(d), a
habeas court must determine what arguments
or theories supported or, as here, could have
supported, the state court’s decision; and then
it must ask whether it is possible fairminded
jurists could disagree that those arguments or
theories are inconsistent with the holding in a
89a
prior decision of this Court. The opinion of the
Court of Appeals all but ignored the only
question that matters under § 2254(d)(1).
The Court of Appeals appears to have
treated the unreasonableness question as a
test of its confidence in the result it would
reach under de novo review: Because the Court
of Appeals had little doubt that Richter’s
Strickland claim had merit, the Court of
Appeals concluded the state court must have
been unreasonable in rejecting it. This analysis
overlooks arguments that would otherwise
justify the state court’s result and ignores
further limitations of § 2254(d), including its
requirement that the state court’s decision be
evaluated according to the precedents of this
Court. It bears repeating that even a strong
case for relief does not mean the state court’s
contrary conclusion was unreasonable.
Harrington, 562 U.S. at 101–02 (quotation marks and
citations omitted). What the Ninth Circuit explicitly
did in Harrington, the majority does implicitly—it
conducts a de novo review. AEDPA does not permit
this.
In addition, the majority ignores the overlapping
standard that applies for ineffective assistance of
counsel claims. Remember that for such claims, a
petitioner like Sweeney must “[e]stablish[] that a
state court’s application of Strickland was
unreasonable under § 2254(d) . . . .” Id. at 105. This
makes his burden “all the more difficult.” Id.
We are not permitted to brush these standards
aside. Standards of review may not be exciting. But
90a
that does not mean they are not important. They are
required guardrails for appellate review. They protect
against judicial excess by prohibiting appellate judges
from substituting their judgment for that of other
courts that, under the law, have priority. The
majority is not permitted to cast aside the standard of
review that governs Sweeney’s claims.
b.
Second, the majority fails to properly apply
Strickland’s prong one—deficient performance. For
brevity’s sake,9 I will describe just four examples of
the majority’s failures.
One, the majority says “Nunzio did not reasonably
investigate Juror No. 4’s taint nor the potential taint
of the remaining eleven jurors.” Maj. Op at 33–34. But
as the majority notes, Nunzio did ask Juror Number
4 whether the other jurors knew he visited the crime
scene. And after answering yes, Juror Number 4 said
they stopped him from saying anything else.
The majority says Nunzio should have asked more
questions and should have requested that the other
jurors be questioned, too. That alone should give us
pause. A panel of appellate judges is micromanaging
a trial lawyer on how he should question a juror. How
many questions would have satisfied the majority?
And is there a danger that excessive questioning will
prejudice the jury? The majority offers no guidance—
9 Using “brevity” to describe even a part of 50-page dissent
is admittedly ironic. I appreciate that doing so may have caused
readers to roll their eyes.
91a
just its view on Monday morning that the quarterback
should have thrown a better pass.
But the majority’s reasoning is even more
concerning considering the context of the questions
and answers it criticizes. Juror Number 4’s answer
was consistent with the note the other jurors sent the
judge. Remember that the note said “[t]there was no
interaction.” J.A. 190. With that corroborating
information, Nunzio’s satisfaction with addressing
the potential taint makes more sense. Could he have
done more? Sure. But with Juror Number 4’s answers
matching the jury’s note, Nunzio felt he had enough
information make a strategic decision. Strickland
does not permit us to second guess it.
The majority’s explanation for why it feels more
questions should have been asked reveals the extent
of its nit-picking. The majority says that Juror
Number 4’s positive response to Nunzio’s question—
“Do any of the other jurors know you went there?”—
means Nunzio failed to determine how many knew he
went to the scene. But why does that matter if there
was no interaction about what Juror Number 4 did or
saw? Sure, Nunzio could have asked twenty more
questions to rule out the possibility that one or more
jurors learned something else. But his efforts were
hardly constitutionally deficient, especially when
Sweeney has absolutely no evidence that there was
any contamination.
Not only does the majority nit-pick; to support its
conclusion that Nunzio should have asked more
questions, the majority misconstrues the record.
When asked, Juror Number 4 said he could decide the
case based on the evidence presented at trial.
Perplexingly, the majority says “Juror No. 4’s
92a
response suggests that what he saw at the crime
scene verified what he had heard at trial from the
government. It is reasonable to infer that Juror No. 4
expressed that he could ‘bas[e] [his] decision . . . off of
the evidence which was presented in the case’ because
his visit confirmed the evidence presented at trial—
eyewitness testimony and the diagram—all of which
was government evidence.” Maj. Op. at 35 (emphasis
added). Why is that reasonable to infer? The juror
never said that and nothing he did say supports that
inference. Rather than faithfully reviewing the
record, the majority speculates. See Koon v. North
Carolina, 50 F.4th 398, 409 (4th Cir. 2022) (“A
permissible inference must be reasonably probable
given the facts, not just conceivable or possible. So we
must reject tenuous inferences that rest upon
speculation and conjecture.”).
Similarly, when asked if he could decide the case
based on the evidence from trial, Juror Number 4
stated the other jurors “would have no problem with
basing their decision, off of the evidence which was
presented in the case.” J.A. 192. To the majority,
“Juror No. 4’s remark indicates that he knew, or at
least had insight into, how the other jurors would
proceed moving forward based on how they had
reacted to the information he shared.” Maj. Op. at 35.
What does the majority mean by this? Juror Number
4 said the other jurors could base their decision on the
evidence alone. If we make any reasonable inference
at all about this, it is that Juror Number 4 believed
the other jurors would limit their deliberations to the
evidence as the court instructed them because they
stopped him from saying anything more. It is hard to
see what the majority seeks to wring from this.
93a
Two, the majority criticizes Nunzio for not
“contemplat[ing] a potential mistrial on the record.”
Maj. Op. at 36. This is remarkable. The record,
considered as a whole, does show that Nunzio
considered a mistrial. As the district court explained,
“[t]he record reflects that Sweeney’s counsel offered
him the option for the ultimate remedy under
Remmer, a mistrial, but Sweeney voluntarily waived
that remedy when he elected to proceed with an
eleven-member jury.” J.A. 495. The record we are
supposed to review—not the trial record in isolation—
shows Nunzio did contemplate a mistrial, but he
ultimately deferred to his client’s wishes.
And Nunzio had good reasons to defer to
Sweeney’s wishes. Remember, the government had a
mountain of incriminating evidence. Nunzio felt he
had landed some blows in cross-examining the
government’s witnesses, blows he feared he could not
replicate as effectively at a second trial where he
would not have the element of surprise.
Despite all that, rather than discussing the
mistrial issue with Sweeney privately, the majority
apparently would have had Nunzio “contemplate a
potential mistrial on the record.” Maj. Op at 36. Not
doing so, the majority concludes, “was unreasonable.”
Maj. Op. at 36. Even there, though, the majority gets
the standard of review wrong. The question is not
whether we think Nunzio acted reasonably. The
question is whether any fairminded jurist could find
it reasonable to not openly “contemplate a mistrial on
the record.” Maj. Op. at 36. But under any standard,
the majority’s reasoning is hard to understand. After
all, what does contemplating a mistrial on the record
mean? I can’t see why all fairminded jurists would
94a
find what Nunzio did on this issue constitutionally
deficient.
Three, the majority says, “one could say that
proceeding with an eleven-person jury in any murder
case—significantly, one where the defendant is facing
multiple life sentences, and where the defense did not
present any evidence—is questionable.” Maj. Op. at
37. Why is that? Here, even if Nunzio’s information
was not as conclusive as the majority would like, he
had information that the remaining eleven jurors
were untainted by information about Juror Number
4’s crime scene visit. Those remaining jurors also had
heard
Nunzio’s
cross-examination
of
the
government’s witnesses, where Nunzio felt he had
scored some points. So, the question is not whether
you’d rather have eleven or twelve jurors in isolation.
The question is whether you’d rather have eleven
jurors who heard the cross-examination you perceived
to have been effective and who you don’t think are
tainted hear the mountain of evidence against your
client—or whether you’d rather have twelve jurors
who you are absolutely sure aren’t tainted but might
not hear as effective of a cross-examination consider
that same mountain of evidence.
Whether we agree or disagree with what Nunzio
did doesn’t matter. Supreme Court and Fourth
Circuit precedent is clear. “[S]trategic choices made
after thorough investigation of law and facts relevant
to plausible options are virtually unchallengeable[,]”
and even “strategic choices made after less than
complete investigation are reasonable precisely to the
extent that reasonable professional judgments
support the limitations on investigation.” Strickland,
466 U.S. at 690–91; see Cox v. Weber, 102 F.4th 663,
95a
676–677 (4th Cir. 2024), cert. denied, No. 24-6014,
2025 WL 247479 (U.S. Jan. 21, 2025). We should not
second guess Nunzio’s strategic choice.
Also, the “reasonableness of counsel’s actions may
be determined or substantially influenced by the
defendant’s own statements or actions. Counsel’s
actions are usually based, quite properly, on informed
strategic choices made by the defendant and on
information supplied by the defendant.” Id. at 691.
According to the majority, Nunzio should have
disregarded Sweeney’s wishes. First, that is not what
Supreme Court law requires. Second, will such a rule
make defendants better off? Would the majority have
defense counsel ignore clients’ wishes even when they
accord with counsel’s own strategic judgment?
Four, now on a roll, the majority declares, “[i]t is
unreasonable for a defense attorney in a murder case
to believe that things ‘were very positive’ where he
presented no witnesses nor evidence, no matter how
‘receptive’ or ‘attentive’ the jurors seemed to be.” Maj.
Op. at 38. Once again, why is this right? Criminal
defendants often do not have helpful affirmative
evidence. After all, favorable witnesses do not grow on
trees. Neither does favorable evidence. The best—
maybe the only—option for lawyers defending clients
charged with crimes in some cases is to poke holes in
the government’s case. Sometimes that goes well.
Sometimes it doesn’t. But I don’t understand the
majority’s categorical statement that when a lawyer
is in that position, as Nunzio seems to have been, he
can’t make strategic decisions based on a belief that
he had made progress in carrying out that strategy.
Remember that Sweeney faced an uphill battle from
the start. Multiple eyewitnesses to the shooting
96a
testified at trial. Nunzio achieved what he could on
cross-examination and observed a positive reaction
from the jury. Indeed, the reaction was positive
enough that Sweeney himself did not want a new
trial.
I fear the consequences of this micro-managing of
defense counsel. I can’t help but believe that many
defense attorneys will read this decision, scratch their
heads and wonder what they are supposed to do.
Whatever strategic choices they make will be
attacked by disaffected former clients and judges who
think their Monday-morning quarterbacking would
have won the game. They will fear, reasonably, that a
judge may muse that he would have approached the
case differently and declare their assistance
ineffective, with all the travails that can attend—
professional discipline, fines, reputational damage
and malpractice suits. The resulting risk aversion will
do nothing to help defendants like Sweeney.
For these reasons, the majority fails to properly
apply Strickland’s prong one requirement of deficient
performance.
c.
As to Strickland’s prejudice prong, the majority
spends barely two paragraphs. Remember that to
show prejudice, “Strickland asks whether it is
‘reasonably likely’ the result would have been
different.” Harrington, 562 U.S. at 111–12 (citing
Strickland, 466 U.S. at 696). Despite that, the
majority does not even attempt to analyze this prong.
Instead, it cites Weaver for the proposition that “the
concept of prejudice is defined in different ways
depending on the context in which it appears.” 582
97a
U.S. at 300. The majority refers to Strickland’s
acknowledgment that it did not “establish mechanical
rules” and that “the ultimate focus of inquiry must be
on the fundamental fairness of the proceeding whose
result is being challenged.” Strickland, 466 U.S. at
696. With those two statements, the majority finds
prejudice by stating the shortcomings it perceives in
Nunzio’s performance “deprived Sweeney of his Sixth
Amendment right to the effective assistance of
counsel, further undermining his right to a fair trial.”
Maj. Op at 41. In other words, the majority believes
there is no requirement that had Nunzio done what it
believes he should, there is a reasonable probability
of a different outcome. That is not the law and, even
in an unpublished opinion, we should not pretend that
it is.
True, Weaver discussed the possibility of replacing
Strickland’s rules with a standard of fairness. But it
expressly said it was not replacing Strickland’s
results requirement. Instead, the Court said, “[i]n
light of the Court’s ultimate holding, however, the
Court need not decide that question here.” Weaver,
582 U.S. at 300. And since Weaver, the Court has not
created any exception to the rule that a petitioner
must show a reasonable probability of a different
result. Thus, Strickland’s second prong remains the
law. So, Sweeney and the majority’s failure to analyze
this prong is fatal. This should be game, set, match.
2. The Majority’s Sua Sponte Analysis
Undeterred by the insurmountable problems with
Sweeney’s ineffective assistance of counsel claim, the
majority formulates a different way to order a new
trial for Sweeney. It concludes that Juror Number 4’s
unauthorized visit to the crime scene, the trial judge’s
98a
handling of the revelation of Juror Number 4’s visit
and Nunzio’s purported failures combined to deprive
Sweeney of his Sixth Amendment right to an
impartial jury. And it declares this a structural error
for which no showing of prejudice is required.
It is hard to overstate this judicial overreach. Try
as one might, any hint of this argument is missing
from the state and district court proceedings and from
the briefs before us. Sweeney did not make this
argument before the Maryland trial court or in his
direct appeal to the Maryland appellate courts.
Likewise, he did not make it before the Maryland PCR
court. He didn’t even make it when he sought relief
under AEDPA in the district court. And he did not
make it to us on appeal. This novel argument is the
majority’s and the majority’s alone. Regrettably, in
charting its own path, the majority violates AEDPA’s
exhaustion requirements and offends party
presentation principles.
First, AEDPA. It states that “[a]n application for a
writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be
granted unless it appears that . . . the applicant has
exhausted the remedies available in the courts of the
State.” 28 U.S.C. § 2254(b)(1)(A). As the district court
said, “Sweeney failed to bring a claim, either on direct
appeal or in his application for postconviction review,
that the trial court deprived him of the right to an
impartial jury when it did not conduct a proper
Remmer hearing. Sweeney’s counsel conceded this
fact during the postconviction hearing.” J.A. 493. So,
any
unexhausted
arguments—including
the
majority’s impartial jury argument—are not properly
before us.
99a
In a habeas case just two years ago, we concluded
that the state forfeited an argument by not raising it
on appeal. Stokes v. Stirling, 64 F.4th 131, 136 (4th
Cir. 2023), cert. denied, 144 S. Ct. 377 (2023). We said
that “[i]t is well-established that a party’s failure to
raise or discuss an issue in its appellate brief is to be
deemed an abandonment of that issue.” Id. at 137
(quotation marks and citations omitted). We also said
that “[e]nforcing waiver and forfeiture rules against
appellees reflects the principle that we apply [these]
rules on a consistent basis so that they provide a
substantial measure of fairness and certainty to the
litigants who appear before us.” Id. at 137 (quotation
marks and citations omitted). So much for consistent
application.
Even outside of AEDPA, the majority flouts
Supreme Court precedent on party presentation. “In
our adversary system, in both civil and criminal cases,
in the first instance and on appeal, we follow the
principle of party presentation. That is, we rely on the
parties to frame the issues for decision and assign to
courts the role of neutral arbiter of matters the
parties present.” Greenlaw v. United States, 554 U.S.
237, 243 (2008). These are not empty words. In United
States v. Sineneng-Smith, the Supreme Court
rebuked the Ninth Circuit for “depart[ing] so
drastically from the principle of party presentation as
to constitute an abuse of discretion.” 590 U.S. 371, 375
(2020). There, our sister circuit spun an overbreadth
argument out of a First Amendment, as-applied
argument. Id. at 374. The Court condemned this
judicial overreach. “[A] court is not hidebound by the
precise arguments of counsel, but the Ninth Circuit’s
radical transformation of this case goes well beyond
100a
the pale.” Id. at 380.10 We should follow Justice
Ginsburg’s guidance.
We have our own precedent on party presentation.
The majority flouts it too. “We ordinarily do not
consider arguments raised for the first time on
appeal.” 1988 Tr. for Allen Children v. Banner Life
Ins. Co., 28 F.4th 513, 528 (4th Cir. 2022). Courts
cannot “conjure up questions never squarely
presented to them.” Beaudett v. City of Hampton, 775
F.2d 1274, 1278 (4th Cir. 1985). “[I]t is not the role of
the district court to act as a roving advocate,
providing legal arguments to the parties before it.”
Aikens v. Ingram, 652 F.3d 496, 506 (4th Cir. 2011)
(Diaz,
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