Petition for Writ of Certiorari — Deshawn M. Dawson, Petitioner v. United States
Supreme Court briefOct 3, 2025
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No. ______
IN THE
Supreme Court of the United States
__________
DESHAWN M. DAWSON and
JORGE A. ARIZPE,
Petitioners,
v.
UNITED STATES,
Respondent.
__________
On Petition for a Writ of Certiorari to
the United States Court of Appeals
for the Armed Forces
__________
PETITION FOR A WRIT OF CERTIORARI
__________
FREDERICK J. JOHNSON
TREVOR N. WARD
Air Force Appellate Defense Div.
1500 West Perimeter Road
Suite 1100
Joint Base Andrews, MD 20762
DWIGHT H. SULLIVAN
Counsel of Record
Air Force Appellate Defense Div.
1500 West Perimeter Road
Suite 1100
Joint Base Andrews, MD 20762
dwight.sullivan.1@us.af.mil
Counsel for Petitioners
QUESTION PRESENTED
In Ramos v. Louisiana, 590 U.S. 83 (2020), this
Court held that the Sixth Amendment’s right to a
“trial . . . by an impartial jury,” as incorporated by the
Fourteenth Amendment’s Due Process Clause,
requires that criminal convictions adjudged by juries
be unanimous not just in federal civilian courts, but in
state courts as well.
Service members and civilians prosecuted under
the Uniform Code of Military Justice, in contrast, can
be convicted by a three-fourths vote of a court-martial
panel of lay members. This rule applies not only to
allegations of military-specific offenses, but also to
trials for alleged common-law crimes unrelated to
military service. Often, the only thing depriving a
court-martial defendant of the protection of a
unanimous verdict requirement is the sovereign’s
choice of the forum in which to prosecute.
The Question Presented is:
Does the Constitution preclude a court-martial
panel of lay members from convicting a defendant of a
criminal offense by a non-unanimous vote?
ii
PARTIES TO THE PROCEEDING
This Rule 12.4 petition consolidates appeals from
two service members convicted by court-martial.
Petitioners are Deshawn M. Dawson and Jorge A.
Arizpe.
Respondent in both petitioners’ cases is the United
States.
CORPORATE DISCLOSURE STATEMENT
No nongovernmental corporations are parties to
this proceeding.
RELATED PROCEEDINGS
Other than the direct appeals that form the basis
for this petition, there are no related proceedings for
purposes of S. CT. R. 14.1(b)(iii).
iii
TABLE OF CONTENTS
QUESTION PRESENTED .................................................. i
PARTIES TO THE PROCEEDING ...................................... ii
CORPORATE DISCLOSURE STATEMENT.......................... ii
RELATED PROCEEDINGS ............................................... ii
TABLE OF AUTHORITIES ................................................ v
INTRODUCTION ............................................................. 1
DECISIONS BELOW ........................................................ 6
JURISDICTION ............................................................... 7
CONSTITUTIONAL. STATUTORY, AND REGULATORY
PROVISIONS INVOLVED ................................................. 7
STATEMENT OF THE CASE ............................................. 8
REASONS FOR GRANTING THE PETITION ..................... 10
I.
COURT-MARTIAL DEFENDANTS’ RIGHT TO
UNANIMOUS CONVICTIONS FOLLOWS FROM
THEIR RIGHT TO A “FAIR AND IMPARTIAL”
PANEL .............................................................. 12
A. As Ramos makes clear, unanimous
convictions are central to impartiality..... 13
B. Ramos’s protection of impartiality is equally
important in courts-martial as in civilian
courts ......................................................... 16
1. History does not justify the current
military
justice
system,
which
substantially departs from founding-era
courts-martial ...................................... 17
iv
2. Other procedural safeguards in the
military justice system do not make up
for the possibility of conviction by a
nonunanimous verdict ......................... 25
II.
WHETHER CONVICTIONS BY COURT-MARTIAL
PANELS MUST BE UNANIMOUS IS A QUESTION OF
EXCEPTIONAL IMPORTANCE ............................. 28
III. THERE IS NO REASONABLE PROSPECT THAT THIS
ISSUE WILL BE FURTHER DEVELOPED WITHIN
THE FEDERAL JUDICIARY ................................. 31
CONCLUSION .............................................................. 33
APPENDIX
Dawson
C.A.A.F. Order Denying Review (July 17, 2025) ..... 1a
Air Force Court of Criminal Appeals Decision
(Apr. 28, 2025) ................................................ 2a
Arizpe
C.A.A.F. Decision (July 22, 2025) .......................... 32a
C.A.A.F. Order Granting Review (May 30, 2025).. 33a
Air Force Court of Criminal Appeals Decision
(MAR. 19, 2025) ............................................ 35a
Constitutional, Statutory, and Regulatory Provisions
Invovled ....................................................... 57a
v
TABLE OF AUTHORITIES
Cases
Anderson v. United States,
144 S. Ct. 1003 (2024) (mem.)................................. 3
Ballew v. Georgia,
435 U.S. 223 (1978) ............................................... 16
Burch v. Louisiana,
441 U.S. 130 (1979) ............................................... 16
Burns v. Wilson,
346 U.S. 137 (1953) ............................................... 32
Cunningham v. United States,
144 S. Ct. 1096 (2024) (mem.)................................. 3
Edwards v. Vannoy,
593 U.S. 255 (2021) ................................................. 5
Edwards v. Villalpando,
No. 24-CV-1502, 2025 U.S. Dist.
LEXIS 51845, 2025 WL 874785 (S.D.
Cal. Mar. 19, 2025) ................................................ 32
Ellis v. Payne,
No. 23-3075, 2024 U.S. Dist. LEXIS
121935 (D. Kan. July 11, 2024) ............................ 32
Emas v. Roman,
No. 23-cv-2194, 2024 U.S. Dist. LEXIS
193806, 2024 WL 4573755 (S.D. Cal.
Oct. 24, 2024)......................................................... 32
Evitts v. Lucey,
469 U.S. 387 (1985) ............................................... 15
Grafton v. United States,
206 U.S. 222 (1907) ........................................... 6, 23
vi
Khan v. Anderson,
255 U.S. 1 (1921) ................................................... 10
Lexington v. Payne,
No. 23-3162, 2024 U.S. Dist. LEXIS
119048, 2024 WL 3328584 (D. Kan.
July 8, 2024), appeal docketed, No. 243128 (10th Cir. Aug. 24, 2024) .............................. 32
Martinez v. United States,
144 S. Ct. 1000 (2024) (mem.)................................. 3
Middendorf v. Henry,
425 U.S. 25 (1976) ....................................... 5, 10, 15
Morris v. Payne,
No. 23-3133, 2024 U.S. Dist. LEXIS
120854, 2024 WL 3360512 (D. Kan.
July 9, 2024), appeal docketed, No. 243107 (10th Cir. Aug. 2, 2024) ................................ 32
Ortiz v. United States,
585 U.S. 427 (2018) ................................................. 1
Pueblo v. Torres-Rivera,
204 P.R. Dec. 288 (2020) ......................................... 1
Ramos v. Louisiana,
590 U.S. 83 (2020) .......................................... passim
Solorio v. United States,
483 U.S. 435 (1987) ......................................... 17, 19
Swaim v. United States,
165 U.S. 553 (1897) ............................................... 24
United States v. Acevedo,
50 M.J. 169 (C.A.A.F. 1999) .................................. 27
United States v. Ali,
71 M.J. 256 (C.A.A.F. 2012) .................................. 31
vii
United States v. Anderson,
83 M.J. 291 (C.A.A.F. 2023), cert.
denied, 144 S. Ct. 1003 (2024) ....................... passim
United States v. Averette,
19 C.M.A. 363 (1970) ............................................. 30
United States v. Berry,
34 M.J. 83 (C.M.A. 1992) ...................................... 13
United States v. Crawford,
15 C.M.A. 31 (1964) ............................................... 13
United States v. Deain,
5 C.M.A. 44 (1954) ................................................. 13
United States v. Jones,
37 M.J. 321 (C.M.A. 1992) .................................... 13
United States v. Lawson,
16 M.J. 38 (C.M.A. 1983) ...................................... 15
United States v. Mayo,
No. ARMY 20140901, 2017 CCA
LEXIS 239 (A. Ct. Crim. App. Apr. 7,
2017) ...................................................................... 14
United States v. Modesto,
43 M.J. 315 (C.A.A.F. 1995) .................................. 13
United States v. Ohrt,
28 M.J. 301 (C.M.A. 1989) .................................... 27
United States v. Richardson,
61 M.J. 113 (C.A.A.F. 2005) .................................. 11
United States v. Wheeler,
85 M.J. 70 (C.A.A.F. 2024), cert.
denied, No. 24-678, 93 U.S.L.W. 3329
(U.S. June 2, 2025) .......................................... 28–29
United States v. Wiesen,
56 M.J. 172 (C.A.A.F. 2001) .................................. 11
viii
Weiss v. United States,
510 U.S. 163 (1994) ......................... 5, 10, 15, 16, 21
Wilkinson v. Austin,
545 U.S. 209 (2005) ............................................... 15
Constitutional Provisions and Statutes
U.S. CONST.
amend. V ............................. i, 5, 8, 10, 14, 15, 25, 33
amend. VI ....................................................... i, 8, 10
amend. XIV ......................................................... i, 10
An Act for establishing Rules and
Articles for the government of the
Armies of the United States,
art. 69, ch. 20, 2 Stat. 359, 368 (1806).................. 11
An Act for the better government of the
Navy of the United States,
art. 43 ch. 33, 2 Stat. 45, 50 (1800)....................... 11
An Act to recognize and adapt to the
Constitution of the United States the
establishment of the Troops raised
under the Resolves of the United
States in Congress assembled, and for
other purposes therein mentioned, ch.
25, 1 Stat. 95 (1789) .............................................. 22
An Act for the Government of the Navy
of the United States,
art. 48, ch. 24, 1 Stat. 709, 713 (1799).................. 11
AM. SAM. CODE ANN. § 3.0232 (2025) ......................... 1
Articles of May 31, 1786,
30 J. CONT’L CONG. 316 (1906 ed.) ........................ 22
Articles of War (1776),
§ XIV, art. 3, 5 J. CONT’L CONG. 788,
801 (1776) (1906 ed.) ............................................. 11
ix
§ XVIII, art. 5, 5 J. CONT’L CONG. 788,
807 (1776) (1906 ed.) ............................................. 17
Articles of War (1916),
art. 74, Pub. L. No. 64-242, 39 Stat.
619, 662.................................................................. 18
Articles of War (1920),
art. 43, Pub. L. No. 66-242, 41 Stat.
758, 795.................................................................. 22
CAL. MIL. & VET. CODE § 102f (2025) ......................... 2
8 GUAM CODE ANN. § 105.30 (2025)............................ 1
James M. Inhofe National Defense
Authorization Act for Fiscal Year
2023, Pub. L. No. 117-263, 136 Stat. 2395
(2022) ................................................................ 21–22
John
Warner
National
Defense
Authorization Act for Fiscal Year
2007, Pub. L. No. 109-364, 120 Stat. 2083
(2006) ..................................................................... 30
LA. CODE CRIM. PROC. ANN. art. 782(A)
(2013) ..................................................................... 23
Military Sex Offender Reporting Act of
2015, Pub. L. No. 114-22, 129 Stat.
227 ......................................................................... 20
National Defense Authorization Act for
Fiscal Year 1995, Pub. L. No. 103-337,
108 Stat. 2663 (1994) ............................................ 13
National Defense Authorization Act for
Fiscal Year 2014, Pub. L. No. 113-66,
127 Stat. 672 (2013) .............................................. 21
x
National Defense Authorization Act for
Fiscal Year 2017, Pub. L. No. 114-328,
130 Stat. 2000 (2016) ........................................ 5, 23
National Defense Authorization Act for
Fiscal Year 2022, Pub. L. No. 117-81,
135 Stat. 1541 (2021) ........................................ 9, 25
National Defense Authorization Act for
Fiscal Year 2024, Pub. L. No. 118-31,
137 Stat. 136 (2023) ................................................ 4
National Defense Authorization Act for
Fiscal Year 2025, Pub. L. No. 118-159,
138 Stat. 1773 (2024) .............................................. 4
OR. REV. STAT. § 136.450 (2013) ............................... 23
OR. REV. STAT. § 136.450 (2025) ............................... 23
Rules
and
Regulations
of
the
Continental Army,
art. XXXV, (1775), 2 J. CONT’L CONG.
111, 117 (1775) (1906 ed.) ..................................... 11
TEX. GOV’T CODE ANN. § 432.077 (2025) .................... 2
Uniform Code of Military Justice, Pub. L.
No. 81-506, 64 Stat. 107 (1950) ...................... 23, 30
10 U.S.C. §§
802 ....................................................... 3, 8, 9, 19, 30
805 ........................................................................... 3
816 ............................................................... 5, 28, 29
819 ......................................................................... 28
822 ......................................................................... 24
825 ......................................................................... 22
829 ........................................................................... 5
834 ......................................................................... 25
844 ........................................................................... 6
xi
851 ......................................................................... 26
852 ............................................................. 2, 5, 6, 23
866 ......................................................................... 27
878–934 .................................................................. 18
885 ......................................................................... 19
890 ......................................................................... 19
894 ......................................................................... 19
903 ......................................................................... 31
903b........................................................................ 31
904a........................................................................ 31
918 ......................................................................... 19
919 ......................................................................... 19
920 ..................................................................... 9, 19
925 ......................................................................... 19
928 ........................................................................... 8
933 ........................................................................... 9
934 ......................................................................... 19
948c ........................................................................ 33
949m ......................................................... 1–2, 32–33
950g........................................................................ 32
18 U.S.C. §
922 ......................................................................... 20
28 U.S.C. §
1259.......................................................................... 7
32 U.S.C. §
326 ........................................................................... 2
34 U.S.C. §
20911...................................................................... 20
20915...................................................................... 20
William M. (Mac) Thornberry National
Defense Authorization Act for Fiscal
Year 2021, Pub. L. No. 116-283, 134
Stat. 3388 (2021) ............................................. 26–27
xii
Pending Legislation
H.R. 3838, Streamlining Procurement
for Effective Execution and Delivery
and National Defense Authorization
Act for Fiscal Year 2026, 119th
Congress, 1st Sess. .................................................. 4
S. 2296, National Defense Authorization
Act for Fiscal Year 2026, 119th
Congress, 1st Sess. .................................................. 4
Executive Orders, Regulations, and Rules
25 C.F.R. §
11.314....................................................................... 2
Exec. Order No. 13825 of Mar. 1, 2018,
83 Fed. Reg. 9889 (Mar. 8, 2018) .............................. 5
Exec. Order No. 14130 of Dec. 20, 2024,
89 Fed. Reg. 105343 (Dec. 27, 2024) ......................... 6
MANUAL FOR COURTS-MARTIAL, UNITED
STATES (1951 ed.)
¶ 74d(3) .................................................................. 23
MANUAL FOR COURTS-MARTIAL, UNITED
STATES (2024 ed.)
MIL. R. EVID. 509 ................................................. 8, 9
Pt. IV, ¶¶ 92-108 .................................................... 19
Rule for Courts-Martial 307 ..................................... 8
Rule for Courts-Martial 503 ................................... 22
Rule for Courts-Martial 921 ..................................... 6
Rule for Courts-Martial 922 ................................. 8, 9
N. MAR. I. R. CRIM. PROC. 31 ....................................... 1
V.I. R. CRIM. PROC. 31 ................................................. 1
xiii
Other Authorities
Andrew S. Effron, Military Justice: The
Continuing Importance of Historical
Perspective, ARMY LAW., June 2000, 1 .................. 17
Brief for the United States in Opposition,
Anderson
v.
United
States,
144 S. Ct. 1003 (2024) (No. 23-437)
(filed Dec. 27, 2023) ................................................. 4
Brief for the United States in Opposition,
Cunningham
v.
United
States,
144 S. Ct. 1096 (2024) (No. 23-666)
(filed Feb. 20, 2024) ................................................. 4
Brief for the United States in Opposition,
Martinez
v.
United
States,
144 S. Ct. 1000 (2024) (No. 23-242)
(filed Dec. 27, 2023) ................................................. 4
Committee on the Uniform Code of
Military Justice, Good Order and
Discipline in the Army, Report to
Honorable
Wilber
M.
Brucker,
Secretary of the Army (Jan. 18, 1960)................... 12
David A. Schlueter, The Military Justice
Conundrum: Justice or Discipline?,
215 MIL. L. REV. 1 (2013) ...................................... 12
David B. Sentelle, National Security
Law: More Questions than Answers, 31
FLA. ST. U.L. REV. 1 (2003) ................................... 31
xiv
Defense Manpower Data Center,
Active Duty Military Strength by
Service for June 30, 2025, available at
https://dwp.dmdc.osd.mil/dwp/api/dow
nloadZ?fileId=138349&groupName=
milTop ...................................................................2–3
Defense Manpower Data Center,
Selected Reserves by Rank/Grade,
June 30, 20025, available at
https://dwp.dmdc.osd.mil/dwp/api/dow
nloadZ?fileId=138352&groupName=r
esRankGrade ........................................................... 3
Dep’t of Defense,
Combined Service FY 24 146a Reports,
available
at
https://jsc.defense.gov/Portals/99/Com
bined%20Service%20FY24%20146a%
20Reports_1.pdf..................................................... 29
Dep’t of Defense,
Joint Service Committee’s Report on
the Adoption of Unanimous Verdicts in
the Uniform Code of Military Justice in
Accordance with Section 536 of the
National Defense Authorization Act for
Fiscal Year 2024 (Nov. 2024),
available
at
https://www.nimj.org/caaflog/jsc-onunanimous-verdicts#/ ........................................ 4, 14
xv
Dep’t of Defense Office of the Actuary,
Statistical Report on the Military
Retirement System, Fiscal Year Ended
September 30, 2022 (October 2023),
available
at
https://media.defense.gov/2023/Oct/06
/2003315292/-1/1/0/MRS%20STATRPT%202022%20V
999.PDF ................................................................... 3
Frederick Bernays Wiener, American
Military Law in the Light of the First
Mutiny Act’s Tricentennial, 126 MIL. L.
REV. 1 (1989) ......................................................... 21
Frederick Bernays Wiener, CourtsMartial and the Bill of Rights: The
Original Practice I, 72 HARV. L. REV. 1
(1958) ............................................................... 17, 18
Jill S. Levenson, Alissa R. Ackerman,
Kelly M. Socia & Andrew J. Harris,
Where for Art Thou? Transient Sex
Offenders and Residence Restrictions,
26 CRIM. JUST. POL’Y REV. 319 (2013)................... 20
Judicial Proceedings Panel Subcomm.,
Report on Barriers to the Fair
Administration of Military Justice in
Sexual Assault Cases 21 (May 12,
2017),
available
at
https://perma.cc/3HXZ-72K7 ........................... 23–24
xvi
Major David Thompson, Supporting
Victims of Sexual Misconduct: Three
Judge Advocate General’s CorpsDriven Solutions to Three Problems
Revealed
by
the
Fort
Hood
Independent
Review
Committee
Report, 101 TEX. L. REV. 653 (2023) ..................... 24
National Institute of Justice, Sex
Offender Residency Restrictions: How
Mapping Can Inform Policy (July
2008),
available
at
https://www.ojp.gov/pdffiles1/nij/2227
59.pdf ..................................................................... 20
Robert D. Duke & Howard S. Vogel, The
Constitution and the Standing Army:
Another Problem of Court-Martial
Jurisdiction, 13 VAND. L. REV. 435
(1960) ..................................................................... 18
U.S. GENERAL ACCOUNTING OFF.,
GAO/NSIAD-00-164,
CONTINGENCY
OPERATIONS: PROVIDING CRITICAL
CAPABILITIES POSES CHALLENGES
(2000) ................................................................ 30–31
Introduction
Petitioners were both serving in the United States
Air Force when they were tried by courts-martial.
Both challenged their convictions on the ground they
had a constitutional right to be convicted only upon a
unanimous vote of the court-martial panel that
decided their guilt or innocence. The United States Air
Force Court of Criminal Appeals (AFCCA) addressed
the issue in both cases, ruling against the claim based
on the decision of the United States Court of Appeals
for the Armed Forces (CAAF) in United States v.
Anderson, 83 M.J. 291 (C.A.A.F. 2023), cert. denied,
144 S. Ct. 1003 (2024). Pet. App. 5a, 38a. Both
Petitioners raised the issue before the CAAF, asking
that court to reconsider its Anderson decision. The
CAAF declined to address the issue in either
Petitioner’s case. Pet. App. 1a, 32a. 33a.
American criminal justice systems are nearly
unanimous on one procedural requirement: jury
verdicts imposing convictions in criminal cases
require unanimity. That rule now applies in every
civilian criminal justice system operated under the
authority of the federal, state, and territorial
governments. 1 But outlier systems remain. For
example, military commissions at Guantanamo Bay
may convict by a two-thirds vote of the members. 10
1 Every U.S. territory with its own criminal justice system
requires that criminal convictions rendered by juries be by
unanimous vote. AM. SAM. CODE ANN. § 3.0232(a) (2025); Pueblo
v. Torres-Rivera, 204 P.R. Dec. 288 (2020); 8 GUAM CODE ANN. §
105.30(a) (2025); N. MAR. I. R. CRIM. PROC. 31(a); V.I. R. CRIM.
PROC. 31(a). As this Court has previously noted, the “courtmartial system stands on much the same footing as the
territorial and District of Columbia courts.” Ortiz v. United
States, 585 U.S. 427, 443 (2018).
2
U.S.C. § 949m. Some states operate courts-martial
that permit conviction of non-federalized National
Guardsmen by a non-unanimous vote. 2 A threefourths jury vote is sufficient for a conviction in the
Courts of Indian Offences, 25 C.F.R. § 11.314(e); some
individual tribal courts may also permit convictions
by non-unanimous jury vote.
The largest post-Ramos outlier is the Uniform
Code of Military Justice (UCMJ) court-martial
system. For general and special courts-martial, a vote
of three-fourths of the panel’s lay members is
sufficient to convict. UCMJ art. 52, 10 U.S.C. § 852.
Roughly 1.33 million active-duty service members are
subject to that system at all times and in all places, as
are roughly 1.5 million active component retirees. 3
2 See generally 32 U.S.C. § 326 (“In the National Guard not in
Federal service, there are general, special, and summary courtsmartial constituted like similar courts of the Army and the Air
Force. They have the jurisdiction and powers, except as to
punishments, and shall follow the forms and procedures,
provided for those courts.”). Texas law, for example, provides for
conviction by a two-thirds vote of general or special court-martial
members. TEX. GOV’T CODE ANN. § 432.077 (2025). California
law, on the other hand, incorporates the Uniform Code of
Military Justice (UCMJ) to govern its courts-martial of nonfederalized National Guardsmen, thereby adopting a threefourths conviction threshold. CAL. MIL. & VET. CODE § 102f
(Deering 2025); see UCMJ art. 52, 10 U.S.C. § 852. The
constitutionality of non-unanimous court-martial convictions for
non-federalized National Guardsmen post-Ramos appears to
remain an open question.
3 Defense Manpower Data Center, Active Duty Military Strength
by
Service
for
June
30,
2025,
available
at
https://dwp.dmdc.osd.mil/dwp/api/downloadZ?fileId=138349&gr
oupName=milTop; Dep’t of Defense Office of the Actuary,
Statistical Report on the Military Retirement System, Fiscal Year
Ended September 30, 2022 at 55 (October 2023), available at
3
Another roughly 766,000 military reservists are
subject to the UCMJ on an intermittent basis. 4
Together, those groups exceed the individual
populations of 21 states, as well as the District of
Columbia. This Court should grant certiorari to
consider whether the Constitution allows the military
to continue to impose criminal convictions that could
lead to as much as confinement for life without
eligibility for parole based on a three-fourths vote of
lay factfinders.
Following the CAAF’s 2023 Anderson decision,
which found no constitutional right to unanimous
verdicts at courts-martial, this Court denied three
certiorari petitions challenging that ruling. 5 However,
an important development has occurred since those
denials that warrants this Court’s reexamination of
whether to review this issue.
In responding to one of the certiorari petitions
challenging the military justice system’s lack of a
unanimity requirement, the Solicitor General called
this Court’s attention to “[r]ecently enacted legislation
direct[ing] the Department of Defense to study and
https://media.defense.gov/2023/Oct/06/2003315292/-1/1/0/MRS%20STATRPT%202022%20V999.PDF. See also UCMJ
art. 2(a)(1), (4), (6), 10 U.S.C. § 802(a)(1), (4), (6); UCMJ art. 5,
10 U.S.C. § 805 (“This chapter applies in all places.”).
Defense Manpower Data Center, Selected Reserves by
Rank/Grade,
June
30,
20025,
available
at
https://dwp.dmdc.osd.mil/dwp/api/downloadZ?fileId=138352&gr
oupName=resRankGrade. See also UCMJ art. 2(a)(1), (3), 10
U.S.C. § 802(a)(1), (3).
4
5 Cunningham v. United States, 144 S. Ct. 1096 (2024) (mem.);
Anderson v. United States, 144 S. Ct. 1003 (2024) (mem.);
Martinez v. United States, 144 S. Ct. 1000 (2024) (mem.).
4
report to Congress within a year on the ‘feasibility and
advisability’ of requiring unanimous verdicts in
courts-martial.” Brief for the United States in
Opposition 24, Martinez v. United States, 144 S. Ct.
1000 (2024) (No. 23-242) (filed Dec. 27, 2023) (citing
National Defense Authorization Act (NDAA) for Fiscal
Year (FY) 2024, Pub. L. No. 118-31, § 536, 137 Stat.
136, 263 (2023)). The Solicitor General argued, “The
possibility of further legislative action in this area
counsels against granting certiorari at this time.” Id.
(emphasis added). 6
The Department of Defense has now issued that
report, recommending against adopting a unanimous
verdict requirement for courts-martial. 7 The NDAA
for FY 2025 did not include any provisions regarding
unanimous court-martial verdicts. NDAA for FY 2025,
Pub. L. No. 118-159, 138 Stat. 1773 (2024). Nor does
either the House or Senate version of the NDAA for
FY 2026 currently pending consideration in Congress.
H.R. 3838, Streamlining Procurement for Effective
Execution and Delivery and NDAA for FY 2026, 119th
Congress, 1st Sess.; S. 2296, NDAA for FY 2026, 119th
6 The Solicitor General made similar arguments when opposing
the other two certiorari petitions raising the court-martial
unanimous verdicts issue. Brief for the United States in
Opposition 2, Cunningham v. United States, 144 S. Ct. 1096 (No.
23-666) (filed Feb. 20, 2024); Brief for the United States in
Opposition 11, Anderson v. United States, 144 S. Ct. 1003 (2024)
(No. 23-437) (filed Dec. 27, 2023).
Dep’t of Defense, Joint Service Committee’s Report on the
Adoption of Unanimous Verdicts in the Uniform Code of Military
Justice in Accordance with Section 536 of the National Defense
Authorization Act for Fiscal Year 2024 (Nov. 2024), available at
https://www.nimj.org/caaflog/jsc-on-unanimous-verdicts#/
[hereinafter DoD Unanimous Verdicts Report].
7
5
Congress, 1st Sess. Thus, the factor the Solicitor
General identified in December 2023 as “counsel[ing]
against granting certiorari at this time” has been
overtaken by events. Granting certiorari to review the
constitutionality of the military justice system’s
departure from Ramos is appropriate at this time.
Unanimous convictions are inconsistent with
court-martial defendants’ Fifth Amendment right to
due process. In assessing Due Process Clause
challenges to military justice procedures, this Court
asks “whether the factors militating in favor of [a
procedure departing from the civilian norm] are so
extraordinarily weighty as to overcome the balance
struck by Congress.” Weiss v. United States, 510 U.S.
163, 177–78, 181 (1994) (quoting Middendorf v. Henry,
425 U.S. 25, 44 (1976)). Here, the right recognized by this
Court’s “momentous and consequential” Ramos decision,
Edwards v. Vannoy, 593 U.S. 255, 271 (2021), stands in
counterpoise to a court-martial procedure of recent
vintage that fails to protect the interests of not only
criminal defendants, but also crime victims, good order
and discipline, and society at large.
Under a system that took effect on January 1, 2019, 8
a three-fourths vote is required for a court-martial
conviction; any lesser vote results in a finding of not
8 The Military Justice Act of 2016, which was enacted as Division
E of the NDAA for FY 2017, changed the law governing courtmartial panel size and the voting requirements for a conviction. Pub.
L. No. 114-328, §§ 5161, 5187, 5235, 130 Stat. 2000, 2897, 2902, 2916
(2016) (codified as amended at 10 U.S.C. §§ 816, 829, 852). That act
generally delegated to the President the authority to establish the
effective date of its military justice reforms. Id., § 5542(a), 130 Stat.
at 2967. The president prescribed an effective date of January 1,
2019. Exec. Order No. 13825 of Mar. 1, 2018, § 3(a), 83 Fed. Reg.
9889, 9889 (Mar. 8, 2018).
6
guilty to which jeopardy attaches not only for courtmartial purposes, but also for purposes of all federal
criminal tribunals. UCMJ arts. 44, 52, 10 U.S.C. §§ 844,
852; Rule for Courts-Martial (R.C.M.) 921(c)(3), MANUAL
FOR COURTS-MARTIAL, UNITED STATES (2024 ed.);
Grafton v. United States, 206 U.S. 333 (1907). That
system deprives service members and civilians tried by
court-martial of the fundamental protection of a
unanimity requirement. But it also leads to the
irrational result that a general court-martial panel’s vote
of, for example, 5-2 to convict produces an acquittal to
which jeopardy attaches for purposes of every federal
criminal forum. This Court should grant certiorari to
consider whether that irrational system of recent
vintage passes constitutional muster.
DECISIONS BELOW
The AFCCA’s decision in Petitioner Dawson’s case
is not reported. It is available at 2025 CCA LEXIS
182, 2025 WL 1220166, and is reprinted in the
Appendix at Pet. App. 2a. The CAAF’s order denying
review is not yet reported. It is available at 2025
CAAF LEXIS 568, 2025 WL 2301865, and is reprinted
in the Appendix at Pet. App. 1a.
The AFCCA’s decision in Petitioner Arizpe’s case
is not reported. It is available at 2025 CCA LEXIS
104, 2025 WL 868652, and is reprinted in the
Appendix at Pet. App. 35a. The CAAF’s order granting
review of the case on an issue unrelated to unanimous
verdicts is not yet reported. It is available at 2025
CAAF LEXIS 423, 2025 WL 1640705, and is reprinted
in the Appendix at Pet. App. 33a. The CAAF’s order
summarily affirming the AFCCA’s decision is not yet
reported. It is available at 2025 CAAF LEXIS 613,
7
2025 WL 2305385, and is reprinted in the Appendix
at Pet. App. 32a.
JURISDICTION
The CAAF issued its order denying review of
Petitioner Dawson’s case on July 17, 2025. Pet. App.
1a. The CAAF summarily affirmed the AFCCA’s
decision in Petitioner Arizpe’s case on July 22, 2025.
Pet. App. 32a. This Court’s jurisdiction rests on 28
U.S.C. § 1259(3).
CONSTITUTIONAL, STATUTORY, AND REGULATORY
PROVISIONS INVOLVED
The text of the following constitutional, statutory,
and regulatory provisions is set forth in the Appendix,
starting at 57a.
1. Due Process Clause of the Fifth Amendment, U.S.
CONST. amend. V.
2. Jury Trial Clause of the Sixth Amendment, U.S.
CONST. amend. VI.
3. Article 16, UCMJ, 10 U.S.C. § 816.
4. Article 51(a), UCMJ, 10 U.S.C. § 851(a).
5. Article 52(a), UCMJ, 10 U.S.C. § 852(a).
6. R.C.M. 921(c), MANUAL FOR COURTS-MARTIAL,
UNITED STATES (2024 ed.).
8
Statement of the Case
Petitioner Deshawn M. Dawson was a senior
airman (E-4) in the United States Air Force at the
time of his court-martial. The court of first instance
exercised federal jurisdiction pursuant to Article
2(a)(1), UCMJ, 10 U.S.C. § 802(a)(1). At a trial by
special court-martial, a four-member panel convicted
him, contrary to his pleas, of one charge and one
specification 9 of assault consummated by a battery in
violation of Article 128, UCMJ, 10 U.S.C. § 928. The
panel found him not guilty of one charge and two
specifications of abusive sexual contact. Because of
the military justice system’s prohibition against
polling the court-martial members, R.C.M. 922(e), and
the “deliberations of courts and juries” privilege, MIL.
R. EVID. 509, MANUAL FOR COURTS-MARTIAL, UNITED
STATES (2024 ed.), it is unknown and unknowable
whether Dawson was convicted of violating Article
128, UCMJ, by a vote of 3-1 or 4-0.
Dawson had moved in limine that any guilty
verdict be by a unanimous vote of the members, citing
the Due Process Clause of the Fifth Amendment, the
Jury Trial Clause of the Sixth Amendment, and this
Court’s Ramos decision. The trial judge denied that
motion and, following the members’ verdict, sentenced
Dawson to a reprimand, reduction to the grade of E-2,
forfeiture of $300 pay per month for two months, and
hard labor without confinement for 45 days. The
AFCCA affirmed the findings and the sentence,
9 In military practice, each charge is supported by one or more
specifications. “A specification is a plain, concise, and definite
statement of the essential facts constituting the offense charged.”
R.C.M. 307(c)(3).
9
expressly rejecting Dawson’s argument that he could
not be convicted by a non-unanimous vote of the
members. Pet. App. 5a. Dawson sought the CAAF’s
review of his case, raising the unanimity issue as well
as another unrelated legal challenge. The CAAF
denied review. Pet. App. 1a.
Petitioner Jorge A. Arizpe is a major (O-4) in the
United States Air Force. The court of first instance
exercised federal jurisdiction pursuant to Article
2(a)(1) of the UCMJ, 10 U.S.C. § 802(a)(1). At a trial
by general court-martial, an eight-member panel
convicted him, contrary to his pleas, of one charge and
one specification of abusive sexual contact in violation
of Article 120, UCMJ, 10 U.S.C. § 920, and one charge
and one specification of conduct unbecoming an officer
and a gentleman in violation of Article 133, UCMJ, 10
U.S.C. § 933. 10 Because of the military justice
system’s prohibition against polling the court-martial
members, R.C.M. 922(e), and the Military Rule of
Evidence 509 deliberations of courts and juries
privilege, it is unknown and unknowable whether
Arizpe was convicted of each of those offenses by a vote
of 6-2, 7-1, or 8-0.
Following the members’ verdict, the trial judge
sentenced Arizpe to a reprimand, forfeiture of $1,200
pay per month for two months, and confinement for 35
days. On appeal before the AFCCA, Arizpe challenged
his convictions based on, among other grounds, the
lack of a unanimity requirement for the panel
members’ vote to convict. The AFCCA ruled against
10 After the date of Petitioner Arizpe’s alleged offenses, Congress
renamed that punitive article, “Conduct unbecoming an officer.”
NDAA for FY 2022, Pub. L. No. 117-81, § 542, 135 Stat. 1541,
1709 (2021) (codified at UCMJ art 133, 10 U.S.C. § 933).
10
him on that issue, concluding that he “is not entitled
to relief,” citing the CAAF’s Anderson decision. Pet.
App. 38a. Arizpe then sought review from the CAAF,
raising the unanimity challenge as one of three issues.
The CAAF granted review of one of the other issues
and subsequently summarily affirmed the AFCCA’s
decision. Pet App. 32a, 33a.
REASONS FOR GRANTING THE PETITION
In Ramos, this Court held that the Fourteenth
Amendment’s Due Process Clause requires unanimity
for a jury verdict of guilty. This Court should grant
review to determine whether the Fifth Amendment’s
Due Process Clause similarly requires that a finding
of guilty by a lay panel of court-martial members be
by a unanimous vote.
This Court has held that the Fifth Amendment’s
Due Process Clause applies to the military justice
system, while noting that its application may be
different than in a civilian context. Weiss, 510 U.S. at
177–78; Henry, 425 U.S. at 44. On the other hand, this
Court has held that the Sixth Amendment’s Jury Trial
Clause does not apply at courts-martial. Kahn v.
Anderson, 255 U.S. 1, 8 (1921). Petitioners do not
argue otherwise. Indeed, the Sixth Amendment’s
Vicinage Clause, which requires that the jury be “of
the State and district wherein the crime shall have
been committed,” is not easily translatable to a
military context. Rather, Petitioners maintain that
they have a Fifth Amendment due process right to the
protection of those attributes of a jury that are crucial
to a criminal trial’s fairness. As Ramos establishes,
one of those key protections is a requirement for a
unanimous vote of lay members to convict.
11
Ramos makes clear that the right to a unanimous
conviction is an essential assurance of a jury panel’s
impartiality—a concern that is equally important in a
military as civilian adjudicative context.
From its beginning, the American military justice
system considered impartiality an essential attribute
of court-martial members. See, e.g., Article XXXV,
Rules and Regulations of the Continental Army, 2 J.
CONT’L CONG. 111, 117 (1775) (1906 ed.) (“All the
members of a court-martial, are to behave with
calmness, decency, and impartiality . . . .”); Articles of
War, § XIV, art. 3, 5 J. CONT’L CONG. 788, 801 (1776)
(1906 ed.) (requiring court-martial members to swear
to “administer justice . . . without partiality, favor, or
affection”) (italics deleted); An Act for the Government
of the Navy of the United States, art. 48, ch. 24, 1 Stat.
709, 713 (1799) (requiring naval court-martial
members to swear to “well and truly try and
impartially determine the cause of the prisoner now
to be tried”); An Act for the better government of the
Navy of the United States, art. 36, ch. 33, 2 Stat. 45,
50 (1800) (requiring naval court-martial members to
swear to “truly try, without prejudice or partiality, the
case now depending”); An Act for establishing Rules
and Articles for the government of the Armies of the
United States, art. 69, ch. 20, 2 Stat. 359, 368 (1806)
(requiring Army court-martial members to swear to
“administer justice . . . without partiality, favour, or
affection”). The CAAF itself—in a decision in
considerable tension with its later Anderson opinion—
stated that “[a]s a matter of due process, an accused
has a constitutional right, as well as a regulatory
right, to a fair and impartial panel.” United States v.
Wiesen, 56 M.J. 172, 174 (C.A.A.F. 2001); accord
United States v. Richardson, 61 M.J. 113, 118
12
(C.A.A.F. 2005). Thus, in courts-martial for which
Congress has extended a right to be tried by a panel,
the accused has a due process right to fairness and
impartiality—requirements that, after Ramos, can no
longer be satisfied by non-unanimous convictions.
The CAAF therefore erred in Anderson by refusing
to extend Ramos to courts-martial. Because that error
has profound implications for the vast majority of
general and special courts-martial going forward, the
petition for a writ of certiorari should be granted.
I.
COURT-MARTIAL DEFENDANTS’ RIGHT TO
UNANIMOUS CONVICTIONS FOLLOWS FROM
THEIR RIGHT TO A “FAIR AND IMPARTIAL”
PANEL.
Military justice scholars have long debated
whether the system’s goal is to promote discipline or
justice. E.g., David A. Schlueter, The Military Justice
Conundrum: Justice or Discipline?, 215 MIL. L. REV. 1
(2013). For the modern U.S. context, a 1960 report by
a committee chaired by Lieutenant General Herbert
B. Powell, United States Army, provided the definitive
answer: “In the development of discipline, correction
of individuals is indispensable; in correction, fairness
or justice is indispensable. Thus, it is a mistake to talk
of balancing discipline and justice—the two are
inseparable. An unfair or unjust correction never
promotes that development of discipline.” Committee
on the Uniform Code of Military Justice, Good Order
and Discipline in the Army, Report to Honorable
Wilber M. Brucker, Secretary of the Army 11 (Jan. 18,
1960) (commonly known as the Powell Report). The
imperative that a military justice system be perceived
as both fair and effective is even more crucial in the
current all-volunteer armed forces context, in which a
13
perception of either railroading court-martial
defendants or failing to deliver justice to victims of
offenses such as intra-military sexual assault risks
harming recruiting. Yet the military justice system’s
current court-martial member voting requirements
degrade both actual fairness and the perception of
fairness.
A. As Ramos makes clear, unanimous
convictions
are
central
to
impartiality.
“Courts-martial must not only be fair but must
appear fair to effectively further the cause of good
order and discipline in the armed forces.” United
States v. Jones, 37 M.J. 321, 324 (C.M.A. 1993)
(quoting United States v. Berry, 34 M.J. 83, 88 (C.M.A.
1992)). 11 An impartial tribunal is a prerequisite for
such fairness and, consequently, for due process.
United States v. Crawford, 15 C.M.A. 31, 34 (1964);
United States v. Deain, 5 C.M.A. 44, 49 (1954)
(“Fairness and impartiality on the part of the triers of
fact constitute a cornerstone of American justice.”);
United States v. Modesto, 43 M.J. 315, 318 (C.A.A.F.
1995) (“Impartial court-members are a sine qua non
for a fair court-martial.”). Ramos recognized that
unanimous convictions are essential to ensure
impartiality, 590 U.S. at 90; accordingly, a courtmartial defendant who elects to be tried by a panel has
a Fifth Amendment due process right to be convicted
only upon a unanimous vote.
11 These
cases are CAAF precedents. The NDAA for FY 1995
renamed the United States Court of Military Appeals (C.M.A.)
the United States Court of Appeals for the Armed Forces
(C.A.A.F.). Pub. L. No. 103-337, § 924, 108 Stat. 2663, 2831
(1994).
14
The CAAF rejected this argument in Anderson not
by repudiating its longstanding case law regarding
the
imperative
for
court-martial
members’
impartiality, but by reading Ramos to not implicate it.
According to the CAAF, Ramos did not really link
unanimous convictions to impartiality. See, e.g.,
Anderson, 83 M.J. at 298 (disagreeing that Ramos
held that unanimity is “an essential element of an
impartial factfinder”).
The CAAF’s reading of Ramos denudes it of
analytical force. “[T]he text and structure of the
Constitution clearly suggest that the term ‘trial by an
impartial jury’ carried with it some meaning about the
content and requirements of a jury trial.” Ramos, 590
U.S. at 89. Because unanimity is, as Ramos held,
central to that meaning, the CAAF’s effort to untether
the two concepts fails.
Nor did the CAAF (or the United States in its
Anderson briefs) offer any good reason why
unanimous convictions might have different
ramifications for the impartiality of a civilian jury
versus a court-martial panel. Instead, defenses of the
practice have focused on unrelated justifications for a
lesser standard in courts-martial. Such defenses
include: (1) the possibility that requiring unanimous
convictions would open the door to rank disparities
among court-martial panel members influencing
verdicts, and (2) deference to Congress. Anderson, 83
M.J. at 298–99, 302; DoD Unanimous Verdicts Report,
supra note 7, at 29–30; United States v. Mayo, No.
ARMY 20140901, 2017 CCA LEXIS 239, at *20-22 (A.
Ct. Crim. App. Apr. 7, 2017). Neither concern
warrants insulating courts-martial from the
unanimous conviction requirement.
15
Current military appellate case law already risks
rank influencing cases’ outcomes by permitting panels
to hold straw votes before taking the one vote by secret
written ballot that decides the verdict. E.g., United
States v. Lawson, 16 M.J. 38 (C.M.A. 1983). Thus,
rank can already affect court-martial members’
deliberations, but without a unanimity requirement
to help constrain it.
Nor is deference to Congress sufficient to depart
from the civilian norm. For courts-martial in which
members are the factfinder, the procedures that
govern their decisions must comport with
fundamental notions of procedural fairness—because
criminal trials necessarily implicate the defendant’s
liberty. See, e.g., Wilkinson v. Austin, 545 U.S. 209,
221–24 (2005). Congress could not, for example, rely
upon a court-martial defendant’s lack of a
constitutional right to trial by jury to provide that a
panel will reach its verdict by flipping a coin. Cf. Evitts
v. Lucey, 469 U.S. 387, 393 (1985).
As this Court reiterated in Weiss, when it comes to
an accused’s procedural rights in a court-martial, the
relevant question under the Due Process Clause is
“‘whether the factors militating in favor of [the right]
are so extraordinarily weighty as to overcome the
balance struck by Congress.’” 510 U.S. at 177–78
(quoting Henry, 425 U.S. at 44). In Weiss, the
petitioners challenged whether they had a right to
have their courts-martial presided over by military
judges with fixed terms in office. In holding that the
Due Process Clause does not require fixed terms, this
Court expressly tied its analysis to the lack of a
connection between fixed terms and impartiality,
rejecting petitioners’ claim that “a military judge who
16
does not have a fixed term of office lacks the
independence necessary to ensure impartiality.” Id. at
178.
Ramos, in contrast, establishes the precise
connection that the Weiss petitioners could not.
Because unanimous verdicts are an essential aspect of
an impartial jury, Ramos, 590 U.S. at 91, unanimity
is equally necessary to achieve an impartial courtmartial panel. And ensuring impartiality in the
imposition of either civilian or military convictions is
an extraordinarily weighty concern.
Requiring unanimous convictions is even more
essential in those criminal justice systems, including
the military’s, that utilize panels with fewer than
twelve members in non-capital cases. See Ballew v.
Georgia, 435 U.S. 223, 234 (1978) (plurality opinion)
(“Statistical studies suggest that the risk of convicting
an innocent person . . . rises as the size of the jury
diminishes.”); see also Burch v. Louisiana, 441 U.S.
130 (1979) (six-member juries must be unanimous).
Such is the case here, where Petitioners’ panels had,
respectively, four and eight members.
B.
Ramos’s protection of impartiality is
equally important in courts-martial
as in civilian courts.
In Anderson, the CAAF offered two responses to
these arguments. First, it relied on the long history of
non-unanimous convictions in courts-martial. See
Anderson, 83 M.J. at 298 (“historical evidence
establishes that for more than two centuries, courtsmartial verdicts have not been subject to a unanimity
requirement”). Second, it evoked other “safeguards”
that, in its view, adequately protect the interests that
17
unanimous convictions would otherwise serve. Id. at
299. Neither justification survives scrutiny.
1. History does not justify the current
military justice system, which
substantially
departs
from
founding-era courts-martial.
The historical analysis fails to justify the status
quo for five reasons. First, court-martial jurisdiction
over most common law offenses other than in time of
war is largely a modern phenomenon. Colonel
Frederick Bernays Wiener, the great mid-twentieth
century military justice scholar and frequent Supreme
Court advocate, 12 observed that “the scope of offenses
triable by courts-martial has been steadily
broadened.” Frederick Bernays Wiener, CourtsMartial and the Bill of Rights: The Original Practice
I, 72 HARV. L. REV. 1, 11 (1958). Some eighteenth and
nineteenth century courts-martial tried common law
offenses under the Articles of War’s “general
article.” 13 See Solorio v. United States, 483 U.S. 435,
444–45 (1987). But, significantly, the general article
“excluded from its scope all capital crimes, which
were, of course, considerably more numerous in the
12 See generally Andrew S. Effron, Military Justice: The
Continuing Importance of Historical Perspective, ARMY LAW.,
June 2000, 1, 4.
13 E.g., Articles of War, § XVIII, art. 5, 5 J. CONT’L CONG. 788, 807
(1776) (1906 ed.) (“All crimes not capital, and all disorders and
neglects which officers and soldiers may be guilty of, to the
prejudice of good order and military discipline, though not
mentioned in the above articles of war, are to be taken cognizance
of by a general or regimental court-martial, according to the
nature and degree of the offence, and be punished at their
discretion.”).
18
eighteenth century than at the present time.” Robert
D. Duke & Howard S. Vogel, The Constitution and the
Standing Army: Another Problem of Court-Martial
Jurisdiction, 13 VAND. L. REV. 435, 447 (1960).
Further constricting offenses that were subject to trial
by court-martial, “when a crime was committed
against a person wholly unconnected with a military
service, and no military order or rule of discipline was
violated in and by the act itself, such act would not
constitute a military offense.” Wiener, 72 HARV. L.
REV. at 11–12.
It was not until 1863 that Congress amended the
Articles of War to make “common-law felonies,
including capital ones, . . . punishable in time of war.”
Id. at 12 (emphasis added). “Next, beginning in 1916,
common-law felonies were made military offenses at
all times, except that murder and rape committed
within the continental United States in time of peace
could not be tried by court-martial.” Id. (internal
footnotes omitted). But “[i]n time of peace, soldiers
accused of civilian offenses were still required to be
turned over to the civil authorities on request.” Id.
(citing Article of War 74 of 1916, Pub. L. No. 64-242,
39 Stat. 619, 662). “Finally, in 1951, the Uniform Code
of Military Justice removed all existing limitations so
that even murder and rape committed by military
personnel in the United States were made triable by
court-martial at all times . . . .” Id.
The UCMJ now includes 92 punitive articles that
establish one or more criminal offense, 14
supplemented by 18 presidentially prescribed offenses
14 UCMJ arts. 78–134, 10 U.S.C. §§ 878–934.
19
under Article 134, UCMJ, the “General Article.” 15
Many of those offenses are of a type long tried by
courts-martial, such as desertion, willfully disobeying
a superior commissioned officer, and mutiny. UCMJ
arts. 85, 90, 94(a)(1), 10 U.S.C. §§ 885, 890, 894(a)(1).
But many others are of a sort that would typically
have been tried in civilian court if allegedly committed
by a Legion of the United States soldier, such as
murder, manslaughter, rape, and kidnapping. UCMJ
arts. 118, 119, 120, 125, 10 U.S.C. §§ 918, 919, 920,
925. Yet all those offenses may now be prosecuted by
court-martial whether they occur on or off a military
installation, regardless of whether the defendant was
on duty, on leave, or even retired from active service.
See generally UCMJ art. 2, 10 U.S.C. § 802. And all
those offenses may now be prosecuted by courtmartial even if neither the alleged offense nor the
alleged victim had any connection to the military. See
Solorio, 483 U.S. 435 (holding that the defendant’s
military status alone determines a court-martial’s
subject-matter jurisdiction). Thus, for many
allegations tried by general or special courts-martial
today, the defendant would have had a right to a
civilian jury trial, with its attendant unanimity
requirement, for most of this nation’s history. 16
Second, court-martial convictions now often have
consequences that persist long after the criminal
defendant returns to civilian life. For example,
Pt. IV, ¶¶ 92–108, MANUAL FOR COURTS-MARTIAL, UNITED
STATES (2024 ed.).
15
16 Other than in Louisiana from 1898 to 2020 and Oregon from
1934 to 2020, the unanimity requirement applied in U.S. federal
civilian and state criminal jury trials. See Ramos, 590 U.S. at 87;
id. at 126 n.86 (Kavanaugh, J., concurring).
20
because Petitioner Arizpe was convicted of abusive
sexual contact, he is subject not only to a 15-year sex
offender registration requirement, 17 but also the
myriad deprivations of liberty that arise from being a
registered sex offender. Most states restrict where
registered sex offenders may live, such as prohibiting
them from residing within a certain distance of
schools, parks, playgrounds, or day-care centers. See
generally Jill S. Levenson, Alissa R. Ackerman, Kelly
M. Socia & Andrew J. Harris, Where for Art Thou?
Transient Sex Offenders and Residence Restrictions,
26 CRIM. JUST. POL’Y REV. 319, 320 (2013). A
Department of Justice study found that such
restrictions “can create exclusion zones that make it
difficult, if not impossible, for sex offenders to find
housing.” National Institute of Justice, Sex Offender
Residency Restrictions: How Mapping Can Inform
Policy
(July
2008),
available
at
https://www.ojp.gov/pdffiles1/nij/222759.pdf.
Petitioner Arizpe is subject to such restrictions for
15 years because of a conviction that may have been
rendered over two dissenting votes. Some other courtmartial defendants are subject to lifelong sex offender
registration requirements and resulting deprivations
of liberty without the protection of a unanimous
verdict. 18 Petitioner Arizpe himself faces a lifelong
deprivation of a constitutional right arising from his
court-martial conviction: under 18 U.S.C. § 922(g)(1),
17 See Military Sex Offender Reporting Act of 2015, Pub. L. No.
114-22, §§ 501–02, 129 Stat. 227, 258; 34 U.S.C. § 20911
(establishing tier levels of sexual offenders); 34 U.S.C. § 20915
(prescribing duration of sex offender registration requirements).
18 See 34 U.S.C. § 20911 (requiring lifetime registration for tier
III offenders).
21
that conviction results in a lifetime ban on his
possession or acquisition of firearms or ammunition.
Lifelong deprivation of constitutional rights following
return to civilian status was not a feature of foundingera courts-martial.
Third, while the court-martial panel was originally
a command tool, it has evolved into a far more jurylike entity. This Court has observed that courtmartial “members’ responsibilities are analogous to,
but somewhat greater than, those of civilian juries.”
Weiss, 510 U.S. at 167 n.1. But for much of American
history, court-martial members’ actual authority was
far less than that of jurors. Court-martial panels’
findings were originally little more than advisory.
Convening authorities could disapprove a courtmartial’s result and return the case for a do-over—
even when the court-martial members voted for
acquittal. Frederick Bernays Wiener, American
Military Law in the Light of the First Mutiny Act’s
Tricentennial, 126 MIL. L. REV. 1, 20 (1989). Military
justice reforms gradually reduced that authority until
a 2013 statute eliminated the convening authority’s
power to set aside court-martial findings in most
cases. NDAA for FY 2014, Pub. L. No. 113-66, §
1702(b), 127 Stat. 672, 954 (2013).
It was not until 1948 that an enlisted service
member could serve on a court-martial panel. Wiener,
126 MIL. L. REV. at 30. A 2022 statute took yet another
step toward making a court-martial panel more
closely resemble a jury. The James M. Inhofe NDAA
for FY 2023 requires convening authorities to detail
court-martial members “under such regulations as the
President may prescribe for the randomized selection
of qualified personnel, to the maximum extent
22
practicable.” Pub. L. No. 117-263, § 543(a), 136 Stat.
2395, 2582 (2022) (codified as amended at 10 U.S.C. §
825(e)). To carry out that provision, the president
modified R.C.M. 503(a)(1), which governs the courtmartial selection process, to enhance randomization.
Exec. Order No. 14130 of Dec. 20, 2024, at § 2 and
Annex, § 1(r), 89 Fed. Reg. 105343, 105343, 105355–
56 (Dec. 27. 2024). As a result of those reforms
collectively, the court-martial panel now serves a far
more jury-like function and more closely resembles a
civilian jury than at the time of the founding.
Fourth, over time, American military justice has
devolved into an irrational system that fails to provide
defendants with the protection of unanimous verdicts
while also acquitting some accused criminals and
protecting them from retrial in any federal criminal
forum based on a minority vote of a court-martial’s
members. At the time of the Constitution’s adoption,
general courts-martial consisted of five to thirteen
commissioned officers, who rendered verdicts by a
simple majority vote. Articles of May 31, 1786, 30 J.
CONT’L CONG. 316 (1906 ed.) 19; Anderson, 83 M.J. at
298. For Army courts-martial, that continued to be the
rule until 1920, when a two-thirds’ vote was required
for findings of guilty other than for offenses with a
mandatory death sentence. Article of War 43, Pub. L.
No. 66-242, 41 Stat. 758, 795 (1920). For naval courtsmartial, a simple majority vote continued to decide a
19 The first Congress under the U.S. Constitution kept the 1786
articles of war in force. An Act to recognize and adapt to the
Constitution of the United States the establishment of the Troops
raised under the Resolves of the United States in Congress
assembled, and for other purposes therein mentioned, ch. 25, § 4,
1 Stat. 95, 96 (1789).
23
court-martial’s outcome until 1951. Anderson, 83 M.J.
at 298 n.6. When the UCMJ took effect that year, all
military services came under a two-thirds conviction
rule for any offense for which a death sentence was
not mandatory. UCMJ, art. 52, Pub. L. No. 81-506, 64
Stat. 107, 125 (1950). Any vote of two-thirds or more
of the members produced a conviction while any vote
less than two-thirds resulted in an acquittal. MANUAL
FOR COURTS-MARTIAL, UNITED STATES, ¶ 74d(3) (1951
ed.). That changed in 2019, when the Military Justice
Act of 2016’s reforms took effect. Under the new
provision, a three-fourths vote of the members
produces a conviction while any lesser vote results in
an acquittal to which jeopardy attaches as to all
criminal tribunals deriving their authority from the
federal government. NDAA for FY 2017, Pub. L. No.
114-328, § 5235, 130 Stat. at 2916 (codified at UCMJ
art. 52(a)(3), 10 U.S.C. § 852(a)(3)); Grafton, 206 U.S.
222. So, for example, a general court-martial’s vote of
5-2 to convict—a 71.4% vote for guilty—results in an
acquittal and bar to retrial in any federal criminal
forum. That is a far different regime than the pre-2019
Louisiana or pre-Ramos Oregon systems, in which a
vote of at least 10-2 was necessary to produce either a
conviction or an acquittal. OR. REV. STAT. § 136.450
(2013) 20; LA. CODE CRIM. PROC. ANN. art. 782(A)
(2013).
Many commentators have criticized the military
justice system’s high acquittal rate in sexual assault
cases. E.g., Judicial Proceedings Panel Subcomm.,
Report on Barriers to the Fair Administration of
Military Justice in Sexual Assault Cases 21 (May 12,
20 Oregon continues to allow acquittals by a 10-2 vote. Or. Rev.
Stat. § 136.450(2) (2025).
24
2017), available at https://perma.cc/3HXZ-72K7 (“The
low conviction rate tends to discredit the entire
military justice system in the eyes of Service members
and the general public.”); Major David Thompson,
Supporting Victims of Sexual Misconduct: Three
Judge Advocate General’s Corps-Driven Solutions to
Three Problems Revealed by the Fort Hood
Independent Review Committee Report, 101 TEX. L.
REV. 653, 655 (2023). Acquittals in cases where a
majority of panel members voted to convict—which
did not exist in the U.S. military justice system for
most of its history—are probably a significant factor
in that high acquittal rate. Thus, the current system
fails to protect court-martial defendants by exposing
them to conviction based on a non-unanimous vote
while also failing to protect victims, good order and
discipline, and society at large by producing acquittals
with a bar to retrial in any federal criminal forum in
some cases where most of the factfinders determined
that the defendant was guilty beyond a reasonable
doubt. This Court should grant review to evaluate
whether a court-martial defendant’s constitutional
rights prevail over the current irrational voting
scheme.
A final recent military justice reform also suggests
that the history of non-unanimous court-martial
convictions is irrelevant to the current statutory
scheme. For almost the entire history of the U.S.
military justice system, prosecutorial discretion fell
within the authority of military commanders or senior
Executive Branch officials who exercise civilian
control of the military. See, e.g., Swaim v. United
States, 165 U.S. 553, 558 (1897) (holding that the
President may convene a court-martial); UCMJ art.
22(a), 10 U.S.C. § 822(a). But now, for certain military
25
justice offenses committed after December 27, 2023—
including murder, manslaughter, rape, sexual
assault, stalking, and kidnapping—prosecutorial
discretion is exercised by military prosecutors known
as “special trial counsel.” See NDAA for FY 2022, 135
Stat. at 1692–99. Unlike traditional commander
convening authorities—who may not unilaterally
refer a charge for trial by a general court-martial—
such special trial counsel exercise unfettered
prosecutorial discretion. Contrast UCMJ art. 34(a), 10
U.S.C. § 834(a), with UCMJ art. 34(c), 10 U.S.C. §
834(c). Thus, the need for those subject to trial by
court-martial to be protected against an overzealous
prosecutor—which had never been a danger in the
court-martial system when military prosecutors were
vessels for exercising the convening authority’s will—
has now arisen for the first time. The Fifth
Amendment’s Due Process Clause guarantees
procedural protection against abuses by these newly
established unfettered military prosecutors. As this
Court indicated in Ramos, a unanimity requirement
is one such important procedural protection. See 590
U.S. at 99–100.
These five factors quiet history as a determinative
consideration in deciding whether a court-martial
defendant has a constitutional right not to be
convicted by a non-unanimous verdict.
2. Other procedural safeguards in the
military justice system do not make
up for the possibility of conviction
by a nonunanimous verdict.
The CAAF also sought to justify its result in
Anderson by noting other “safeguards” that, in its
view, adequately protect the same interests that
26
unanimous convictions are designed to achieve. 83
M.J. at 299. Specifically, the CAAF highlighted the
UCMJ’s secret-ballot requirement, “which protects
junior panel members from the influence of more
senior members.” Id. (citing UCMJ art. 51(a), 10
U.S.C. § 851(a)). It also flagged the availability of
“factual sufficiency review on appeal, ensuring panel
verdicts are subject to oversight.” Id.
But these “safeguards” hardly do anything to
vindicate military defendants’ interests that would be
served by a unanimous verdict requirement. While
secret ballots facilitate court-martial members voting
as their consciences dictate, it still leaves the accused
subject to conviction where one or (in a non-capital
general court-martial) two members’ consciences
dictate an acquittal. It is not apparent how the secret
ballot compensates for allowing a defendant to be
convicted despite some factfinders determining that
the prosecution failed to prove its case beyond a
reasonable doubt. Rather, the secret ballot merely
provides some limited protection against a uniquely
military problem—the threat of the influence of rank
in the deliberation room. (And, as noted above,
because of military appellate courts’ authorization of
straw votes, it does not even do a particularly good job
of that.) It does not compensate for the loss of the
protections a civilian criminal defendant enjoys
through the unanimous verdict requirement.
Nor is factual sufficiency review by the Courts of
Criminal Appeals a meaningful substitute for a
unanimous conviction requirement. First, as the
CAAF’s Anderson opinion acknowledges, 83 M.J. at
299 n.9, a 2021 statute curtailed the availability and
robustness of factual sufficiency review in the military
27
justice system. William M. (Mac) Thornberry NDAA
for FY 2021, Pub. L. No. 116-283, § 542(b), 134 Stat.
3388, 3611 (2021). Particularly significant was an
amendment of the statute governing factual
sufficiency review requiring a Court of Criminal
Appeals to accord “appropriate deference to the fact
that the trial court saw and heard the witnesses and
other evidence.” Id. (codified at UCMJ art.
66(d)(1)(B)(ii)(I), 10 U.S.C. § 866(d)(1)(B)(ii)(I)). Thus,
the Courts of Criminal Appeals must now give
deference to a possibly nonunanimous verdict below.
Second, a Court of Criminal Appeals’ determination
that a finding of guilty is factually sufficient need not
be unanimous. Rather, it makes a simple majority
determination of whether the evidence supporting a
finding of guilty is factually sufficient to prove guilt
beyond a reasonable doubt. 21 A procedure under
which a non-unanimous verdict may be affirmed by a
non-unanimous
appellate
court
according
“appropriate deference” to the non-unanimous triallevel factfinders does not place court-martial
defendants on equal footing with their counterparts in
federal and state civilian tribunals. Ramos would not
authorize a state to provide such “factual sufficiency”
review in lieu of a unanimity requirement for
convictions by juries. There is no reason why it should
suffice in the court-martial context.
21 The CAAF has left open the question of whether an evenly
divided Court of Criminal Appeals vote on factual sufficiency
results in an affirmance. United States v. Ohrt, 28 M.J. 301, 303
(C.M.A. 1989); see also United States v. Acevedo, 50 M.J. 169, 170
(C.A.A.F. 1999).
28
II.
WHETHER CONVICTIONS BY COURT-MARTIAL
PANELS MUST BE UNANIMOUS IS A QUESTION
OF EXCEPTIONAL IMPORTANCE.
The permissibility of court-martial convictions by
a non-unanimous vote of a panel of lay members is one
of the most significant issues to service members and
civilians who have been—or may in the future be—
tried by general or special courts-martial.
The question this petition presents implicates the
same fundamental constitutional issue that this
Court deemed necessary to resolve in Ramos but,
unlike in that case, arises in a manner unconstrained
by stare decisis. Petitioners do not ask this Court to
revisit whether court-martial defendants have a
constitutional right to be tried by a jury; the question
presented is more modest, but no less important:
whether, given the statutory right of defendants at a
general court-martial or non-Article 16(c)(2)(A)
special court-martial to be tried by a jury-like panel,
Ramos’s requirement for unanimous convictions
applies as a matter of due process. 22 After all, if
22 A standard special court-martial consists of a military judge
and four members or, if the accused chooses, a military judge
alone. UCMJ art. 16(c)(1), (2)(B), 10 U.S.C. § 816(c)(1), (2)(B).
Such courts-martial may impose punishments, if otherwise
authorized for the offense of which the accused is found guilty, of
confinement for up to a year and, in the case of an enlisted
accused, a bad-conduct discharge. UCMJ art. 19(a), 10 U.S.C. §
19(a). However, there is another form of special court-martial for
which the accused may not elect to be tried by members instead
of by a military judge alone. UCMJ art. 16(c)(2)(A), 10 U.S.C. §
16(c)(2)(A). Those special courts-martial may not impose
confinement for more than six months and may not impose a badconduct discharge. UCMJ art. 19(b), 10 U.S.C. § 19(b). Last year,
the CAAF rejected a constitutional challenge to the Article
16(c)(2)(A) special court-martial. United States v. Wheeler, 85
29
unanimous convictions are vital to the fairness and
impartiality of civilian criminal convictions, they are
equally essential in military courts, which often (as in
Petitioners’ cases) adjudicate allegations of the same
kinds of offenses tried in civilian criminal courts.
The applicability of a unanimity requirement to
convictions rendered by court-martial panels has
enormous implications for the entire military justice
system. It is axiomatic that non-unanimous
convictions are easier to obtain than unanimous
convictions. The possibility of a 6-2 or 7-1 conviction
by a non-capital general court-martial or 3-1
conviction by a special court-martial will often affect
a defendant’s statutory choice between trial by a panel
and trial by a “military judge alone,” as authorized by
Article 16(b)(3) and (c)(2)(B), UCMJ, 10 U.S.C.
§ 816(b)(3), (c)(2)(B). The question presented therefore
has implications not just for the roughly one-third of
general courts-martial tried to a panel, but for all noncapital general court-martial proceedings, as well as
all special court-martial proceedings other than those
under Article 16(c)(2)(A).
This issue is also compelling because it affects not
only the rights of service members, but also civilians
tried by courts-martial. From its inception, the UCMJ
M.J. 70 (C.A.A.F. 2024), cert. denied, No. 24-678, 93 U.S.L.W.
3329 (U.S. June 2, 2025). During FY 2024, the most recent year
for which statistics are available, the military services combined
held 632 general courts-martial, 382 standard special courtsmartial, and 79 Article 16(c)(2)(A) special courts-martial. Dep’t
of Defense, Combined Service FY 24 146a Reports, available at
https://jsc.defense.gov/Portals/99/Combined%20Service%20FY2
4%20146a%20Reports_1.pdf. Thus, in more than 92 percent of
general and special courts-martial, the defendant had the right
to be tried by a panel of members.
30
applied to civilians “serving with or accompanying an
armed force in the field” during a “time of declared
war.” UCMJ art. 2(10), 64 Stat. at 109 (codified as
amended at 10 U.S.C. § 802(a)(10)). The John Warner
NDAA for FY 2007 expanded that provision to also
apply to contingency operations. Pub. L. No. 109-364,
§ 551, 120 Stat. 2083, 2217 (2006) (codified at 10
U.S.C. § 802(a)(10)). Such contingency operations
occur with far greater frequency than declared wars. 23
Contingency operations include any “military
operation” that “is designated by the Secretary of
Defense as an operation in which members of the
armed forces are or may become involved in military
actions, operations, or hostilities against an enemy of
the United States or against an opposing military
force,” as well as any military operation that results
in the call or order to, or retention on, active duty of
service members during a national emergency
declared by the President or Congress. 10 U.S.C. §
101(a)(13). Compared to five declared wars in our
nation’s history, 24 the U.S. conducted more than 50
contingency operations just between the end of
Operation Desert Storm in 1991 and July 2000. U.S.
23 The Court of Military Appeals held that the version of Article
2(a)(10), UCMJ, that applied to civilians accompanying U.S.
forces in the field in time of war was limited to “a war formally
declared by Congress.” United States v. Averette, 19 C.M.A. 363,
365 (1970).
“Technically, there have been eleven declarations of war,
because both the world wars involved multiple declarations
against multiple enemies, but there have been only five declared
wars.” David B. Sentelle, National Security Law: More Questions
than Answers, 31 FLA. ST. U.L. REV. 1, 5 (2003). Those five are:
“(1) the War of 1812 against Great Britain; (2) the 1846 war with
Mexico; (3) the 1898 Spanish-American War; (4) World War I
beginning in 1917; and (5) World War II beginning in 1941.” Id.
24
31
GENERAL ACCOUNTING OFF., GAO/NSIAD-00-164,
CONTINGENCY OPERATIONS: PROVIDING CRITICAL
CAPABILITIES POSES CHALLENGES 3 (2000). In 2012,
the CAAF rejected a challenge to the court-martial
conviction of a civilian (albeit a non-U.S. citizen)
under UCMJ article 2(a)(10). United States v. Ali, 71
M.J. 256 (C.A.A.F. 2012).
In addition to that authority to court-martial
civilians accompanying the military in the field during
a contingency operation, all civilians are subject to
trial by court-martial for certain offenses. While most
UCMJ offenses apply only to those subject to the
UCMJ, three punitive articles apply to “[a]ny person”:
article 103 (“Spies), 10 U.S.C. § 903; article 103b
(“Aiding the enemy”), 10 U.S.C. § 903b; and article
104a (“Fraudulent enlistment, appointment, or
separation”), 10 U.S.C. § 904a. Aiding the enemy, in
particular, is subject to potentially expansive
application. While trial of civilians by court-martial in
the UCMJ era has thus far been rare, historical
prudential self-restraint is no guarantee of future
forbearance. This Court should consider the
constitutionally required procedural protections that
attach to the court-martial system before any uptick
in its use to prosecute civilians.
III. THERE IS NO REASONABLE PROSPECT THAT
THIS ISSUE WILL BE FURTHER DEVELOPED
WITHIN THE FEDERAL JUDICIARY.
While there is no split among the circuits, which is
often a precursor to this Court’s decision to review an
issue, there is no reasonable prospect that this issue
will be developed further within the federal judiciary.
With all signs pointing to Article III courts merely
deferring to the CAAF’s Anderson ruling upon
32
collateral review of court-martial convictions, this
Court’s assessment of whether Anderson was correctly
decided becomes even more imperative.
Since Anderson was decided, some convicted
service members have sought habeas relief from U.S.
district courts on the ground that their constitutional
rights were infringed by the possibility that their
court-martial convictions were adjudged by nonunanimous votes. Consistent with Burns v. Wilson,
346 U.S. 137 (1953) (plurality opinion), however, those
courts have held that because the issue was fully and
fairly considered within the military justice system, it
was not subject to relitigation upon habeas review.
Edwards v. Villalpando, No. 24-CV-1502, 2025 U.S.
Dist. LEXIS 51845, 2025 WL 874785 (S.D. Cal. Mar.
19, 2025); Emas v. Roman, No. 23-cv-2194, 2024 U.S.
Dist. LEXIS 193806, 2024 WL 4573755 (S.D. Cal. Oct.
24, 2024); Ellis v. Payne, No. 23-3075, 2024 U.S. Dist.
LEXIS 121935 (D. Kan. July 11, 2024); Morris v.
Payne, No. 23-3133, 2024 U.S. Dist. LEXIS 120854,
2024 WL 3360512 (D. Kan. July 9, 2024), appeal
docketed, No. 24-3107 (10th Cir. Aug. 2, 2024);
Livingston v. Payne, No. 23-3162, 2024 U.S. Dist.
LEXIS 119048, 2024 WL 3328584 (D. Kan. July 8,
2024), appeal docketed, No. 24-3128 (10th Cir. Aug.
24, 2024).
One possibility exists of a related issue being
resolved by an Article III court of appeals on direct
review. The United States Court of Appeals for the
District of Columbia Circuit hears direct appeals of
military commission cases. 10 U.S.C. § 950g. It is,
therefore, foreseeable that that court might decide a
Ramos-based challenge to the military commissions’
authorization of convictions by a two-thirds vote of a
33
military commission’s members. See 10 U.S.C. §
949m. Military commission cases, however, are
subject to unique issues concerning the U.S.
Constitution’s applicability to trials of non-U.S.
citizens outside U.S. territory. It is certainly a
possibility that the alien unprivileged enemy
belligerents tried by military commissions, see 10
U.S.C. § 948c, do not enjoy a Fifth Amendment due
process right to unanimous verdicts while service
members and civilians tried by courts-martial do.
Thus, there are no reasonable prospects of further
development of the constitutionality of allowing courtmartial convictions by a non-unanimous vote of the
panel members. As previously discussed, the
Department of Defense has recommended against any
change, and the issue is not the subject of ongoing
congressional deliberation. This Court should use this
case as its vehicle for resolving that significant issue.
*
*
*
The military justice system paradoxically makes
it too easy to obtain both a conviction and an acquittal.
This Court should grant certiorari to review the
constitutionality of the former. This Court’s
consideration of that issue would also likely have the
salutary effect of leading Congress and the President
to reconsider the wisdom of the latter.
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be granted.
34
Respectfully submitted,
DWIGHT H. SULLIVAN
Counsel of Record
Air Force Appellate Defense Div.
1500 West Perimeter Road
Suite 1100
Joint Base Andrews, MD 20762
(240) 612-4773
dwight.sullivan.1@us.af.mil
MAJOR FREDERICK J. JOHNSON, USAF
MAJOR TREVOR N. WARD, USAF
Air Force Appellate Defense Div.
1500 West Perimeter Road
Suite 1100
Joint Base Andrews, MD 20762
Counsel for Petitioners
ia
APPENDIX
TABLE OF CONTENTS
Dawson
C.A.A.F. Order Denying Review (July 17, 2025) ..... 1a
Air Force Court of Criminal Appeals Decision
(Apr. 28, 2025) ................................................ 2a
Arizpe
C.A.A.F. Decision (July 22, 2025) .......................... 32a
C.A.A.F. Order Granting Review (May 30, 2025).. 33a
Air Force Court of Criminal Appeals Decision
(Mar. 19, 2025) ............................................. 35a
Constitutional, Statutory,
Provisions Involved
and
Regulatory
1. Due Process Clause of the Fifth Amendment, U.S.
CONST. amend. V..................................................... 57a
2. Jury Trial Clause of the Sixth Amendment, U.S.
CONST. amend. VI ................................................... 57a
3. Article 16, Uniform Code of Military Justice, 10
U.S.C. § 816............................................................. 57a
4. Article 51(a), Uniform Code of Military Justice, 10
U.S.C. § 851(a) ........................................................ 59a
iia
5. Article 52(a), Uniform Code of Military Justice, 10
U.S.C. § 852(a) ........................................................ 59a
6. Rule for Courts-Martial 921(c), MANUAL FOR
COURTS-MARTIAL, UNITED STATES (2024 ed.)......... 60a
1a
United States Court of Appeals
for the Armed Forces
Washington, D.C.
United States,
Appellee
v.
USCA Dkt. No. 25-0156/AF
Crim.App. No. 24041
ORDER DENYING PETITION
Deshawn M.
Dawson,
Appellant
On consideration of the petition for grant of
review of the decision of the United States Air Force
Court of Criminal Appeals, it is by the Court, this 17th
day of July, 2025,
ORDERED:
That the petition is hereby denied.
For the Court,
/s/
cc:
Malcolm H. Squires, Jr.
Clerk of the Court
The Judge Advocate General of the Air Force
Appellate Defense Counsel (Johnson)
Appellate Government Counsel (Payne)
2a
UNITED STATES AIR FORCE
COURT OF CRIMINAL APPEALS
________________________
No. ACM 24041
________________________
UNITED STATES
Appellee
v.
Deshawn M. DAWSON
Senior Airman (E-4), U.S. Air Force, Appellant
________________________
Appeal from the United States Air Force Trial
Judiciary 1
Decided 28 April 2025
________________________
Military Judge: Sterling C. Pendleton.
Sentence: Sentence adjudged 1 April 2023 by
SpCM convened at Incirlik Air Base, Turkey.
Sentence entered by military judge on 27 April
2023: 45 days hard labor without confinement,
1 Appellant appeals his conviction under Article 66(b)(1)(A),
Uniform Code of Military Justice (UCMJ), 10 U.S.C.
§ 866(b)(1)(A), Manual for Courts-Martial, United States (2024
ed.).
3a
forfeiture of $300.00 pay per month for 2 months,
reduction to E-2, and a reprimand.
For Appellant: Major Megan R. Crouch, USAF;
Major Samantha P. Golseth, USAF; Major
Frederick J. Johnson, USAF; Dwight H. Sullivan,
Esquire.
For Appellee: Colonel Zachary T. Eytalis, USAF;
Lieutenant Colonel Jenny A. Liabenow, USAF;
Lieutenant Colonel G. Matt Osborn, USAF; Major
Jocelyn Q. Wright, USAF; Mary Ellen Payne,
Esquire.
Before ANNEXSTAD, DOUGLAS, and MASON,
Appellate Military Judges.
Judge MASON delivered the opinion of the court,
in which Senior Judge ANNEXSTAD and Judge
DOUGLAS joined.
________________________
This is an unpublished opinion and, as such,
does not serve as precedent under AFCCA Rule
of
Practice
and
Procedure
30.4.
________________________
MASON, Judge:
A special court-martial, consisting of officer and
enlisted members, convicted Appellant, contrary to
his pleas, of one specification of assault consummated
by a battery in violation of Article 128, Uniform Code
4a
of Military Justice (UCMJ), 10 U.S.C. § 928. 2,3 The
military judge sentenced Appellant to hard labor
without confinement for 45 days, forfeiture of $300.00
pay per month for two months, reduction to the grade
of E-2, and a reprimand. The convening authority took
no action on the findings or the sentence.
Appellant raised eight issues on appeal which we
have reordered and rephrased: (1) whether the record
of trial is complete in the absence of significant
portions of the audio recording of the proceedings; (2)
whether Appellant was entitled to a unanimous
verdict in the findings portion of the trial; (3) whether
the military judge abused his discretion in denying the
defense motion for a mistrial; (4) whether the military
judge abused his discretion in admitting testimony in
sentencing from Appellant’s commander about unit
impact; (5) whether the military judge abused his
discretion in admitting hearsay evidence despite the
witness’s acknowledgment that she did not have
“firsthand” knowledge of the matters; (6) whether the
entry of judgment was erroneous in that it misstated
the adjudged forfeitures; (7) whether the delay in posttrial processing warrants relief; and (8) whether the
cumulative error doctrine warrants reversal of the
findings and sentence.
2 All references to the punitive articles of the UCMJ and Rules
for Courts-Martial are to the Manual for Courts-Martial, United
States (2019 ed.).
3 Appellant was acquitted of two specifications of abusive sexual
contact in violation of Article 120, UCMJ, 10 U.S.C. § 920.
5a
Regarding issue (1), the original record of trial
(ROT) submitted to the court by the Government
contained a disk of audio files. However, the disk did
not contain the entirety of the audio recordings for this
court-martial. After receiving Appellant’s assignment
of errors, on 12 March 2025, the Government moved
to attach multiple declarations and a disk containing
the entirety of the audio recordings for this case. We
granted the motion. Having reviewed the attached full
audio and the originally provided recording of the
proceedings in the form of a written transcript,
Appellant is not prejudiced and, therefore, is not
entitled to relief for the failure of the Government to
initially provide the full audio recordings in the ROT. 4
As to issue (2), Appellant is not entitled to relief.
See United States v. Anderson, 83 M.J. 291, 302
(C.A.A.F. 2023) (holding that a military accused does
not have a right to a unanimous verdict under the
Sixth Amendment, 5 the Fifth Amendment’s due
process clause, or the Fifth Amendment’s component
of equal protection 6), cert. denied, 144 S. Ct. 1003
(2024).
4 A “record” as defined by Article 1, UCMJ, means “(A) an official
written transcript, written summary, or other writing relating to
the proceedings; or (B) an official audiotape, videotape, or similar
material from which sound, or sound and visual images,
depicting the proceedings may be reproduced.” Article 1(14),
UCMJ, 10 U.S.C. § 801(14) (emphasis added).
5 U.S. CONST. amend. VI.
6 U.S. CONST. amend. V.
6a
With regards to issue (6), while the written
transcript shows that Appellant was sentenced to (in
relevant part), “Forfeit $300[.00] of your pay for two
months,” the audio recording clearly reveals that the
military judge announced the words, “Forfeit $300.00
of your pay per month for two months.” The written
transcript erroneously omitted the clause “per month”
which is reflected in the audio recording. As such, the
entry of judgment is correct, and Appellant is not
entitled to relief.
We have carefully considered issue (8) and find it
does not require discussion or relief. See United States
v. Guinn, 81 M.J. 195, 204 (C.A.A.F. 2021) (citing
United States v. Matias, 25 M.J. 356, 361 (C.M.A.
1987)).
As to the remaining issues, as discussed below, we
find no error that materially prejudiced Appellant’s
substantial rights and affirm the findings and
sentence.
I. Background
On or about 21 May 2022, Appellant and three
friends, EE, Senior Airman (SrA) KH, and SrA KB,
went out to a club. After going to the club, the four of
them drove to a diner and bowling alley complex next
to the dorms on base. During the drive, Appellant and
EE were talking. That conversation turned into an
argument. SrA KH was driving the car and parked it
when they arrived at the complex. They all exited the
vehicle. Immediately after exiting the vehicle,
Appellant slapped EE on the face. SrA KB saw
Appellant slap EE. SrA KH heard the slap, turned
7a
and saw EE put her hand to her face, start to cry, and
heard her say, “Dawson, you just slapped me.” SrA KB
separated Appellant from EE and took EE back to the
dormitory to console her. SrA KH took Appellant to
the diner and to the bowling alley.
During her testimony, EE stated that she and
Appellant both had been drinking that night. EE
stated that she did not remember most of the evening,
including being slapped by Appellant, because she
was heavily intoxicated.
II. Discussion
A. Defense Motion for Mistrial
1. Additional Background
In a pretrial motions hearing, trial defense counsel
moved to disqualify the assistant trial counsel (ATC),
Captain (Capt) MW, from this case. In making the
motion, he asserted, “[i]t came to the [D]efense’s
attention yesterday that Captain [MW] and the
accused regularly encounter each other while playing
poker games at the club here on base . . . we do believe
that it creates at least the appearance of impropriety
. . . .” The military judge heard from both parties and
questioned Capt MW. He denied the motion to
disqualify assistant trial counsel concluding that
Capt MW did not act in ways that are “inconsistent
with the role of counsel meaning playing poker at a
sponsored [Force Support Squadron (FSS)] event
which presumably there were large levels of people
. . . . within the context of the members assigned
[t]here to Incirlik.”
8a
Following the resolution of various additional
pretrial motions and the entry of pleas, the court
swore in the potential court members and conducted
voir dire. One of those members was Technical
Sergeant (TSgt) AS. The military judge questioned
the panel as a group initially. One of the questions
asked was, “Does anyone know the accused in this
case?” He then noted, “That’s a negative response by
the members.” After the group was questioned by trial
counsel and trial defense counsel, members were
recalled for additional individual voir dire. TSgt AS
was one of those members. The military judge asked a
few questions related to TSgt AS’s interactions with
another member on the court and if she had any
concerns about those interactions. She expressed that
she did not have any issues with it. Senior trial
counsel (STC) then had the following brief exchange
with TSgt AS:
STC: Yes, just a quick follow-up. So, the
question was asked, during the general
questioning about whether they know
the accused in this case. Even if you don’t
know the accused, do you think you may
have seen him around base or recognize
the face?
[TSgt AS:] No.
STC: Okay, that’s the only question I
had.
The military judge then invited the senior trial
defense counsel (SDC) to ask TSgt AS his questions.
The following exchange occurred:
9a
[SDC:] Just a couple of additional
questions. Do you ever play poker on
base?
[TSgt AS:] Yes, I do.
[SDC:] Do you recognize any of the trial
counsel from those games?
[TSgt AS:] Yes, I do.
[SDC:] Okay, can you tell us who you
recognize?
[TSgt AS:] The one on the end.
[SDC:] Captain [MW]? On the left side
there?
[TSgt AS:] Yes.
[SDC:] How often would you say you’ve
seen him at those games?
[TSgt AS:] Once or twice.
[SDC:] Have you ever had
conversations with him when
encounter[ed] him?
any
you
[TSgt AS:] No.
[SDC:] And since you have never had a
conversation, you have never heard him
say anything about his work or this case
in particular?
[TSgt AS:] No.
10a
[SDC:] And from encountering him at
those games, do you think that you’ve
formed any opinions about him or about
his character? Anything like that?
[TSgt AS:] No, sir.
[SDC:] And do you think having
encountered him there would change the
way that you consider this case at all?
[TSgt AS:] No.
[SDC:] Do you think that you would be
any more or less likely to give what he
has to say more or less weight than what
anyone else has to say?
[TSgt AS:] No.
[SDC:] That’s all I have. Nothing further,
Your Honor.
The military judge then asked two more questions:
MJ: Do you believe that you can give this
accused a full, fair and impartial
hearing?
[TSgt AS:] Yes, sir.
MJ: Will you base your decision only on
the evidence presented at trial rather
than your own personal experience?
[TSgt AS:] Yes, sir.
At the completion of voir dire, TSgt AS was not
challenged for cause by either party. Trial defense
11a
counsel exercised a peremptory challenge on another
member. TSgt AS remained on the panel after all
excusals were accomplished. At the completion of the
findings case and after being instructed by the
military judge, the court members, including TSgt AS,
deliberated and returned mixed findings. They found
Appellant guilty of assault consummated by a battery
in violation of Article 128, UCMJ. Appellant
subsequently chose sentencing by military judge and
the members were excused.
During a break in the presentation of evidence in
the presentencing proceedings, counsel and the
military judge had a Rule for Courts-Martial (R.C.M.)
802 session wherein the Government informed the
military judge that there may have been an issue with
TSgt AS. Upon returning on the record, the military
judge summarized this R.C.M. 802 session and invited
Capt MW to provide more context. Capt MW stated:
Yes, Your Honor. So what we—what the
[G]overnment discovered today is that
[TSgt AS] was in fact at some of these
poker games that—with the accused . . .
and did in fact sit at a table with him
approximately four days before the
beginning of trial, and before the
beginning of voir dire. So, they were
observed having a conversation. It’s not
sure what the conversation was about,
but that they did in fact communicate
with one another.
....
12a
And also, to reiterate Your Honor, that
they are in a group chat, Facebook group
chat, with one another. They being [TSgt
AS] and [the accused].
Trial defense counsel did not request any relief at
that time. Prior to the military judge deliberating on
the sentence, trial defense counsel moved for a partial
mistrial as it related to the finding of guilty for assault
consummated by a battery. Their basis for the
requested relief was the “lack of candor discovered by
trial counsel this morning by one of the panel
members, [TSgt AS].”
TSgt AS was recalled and sworn in as a witness to
provide testimony on this motion. She provided the
following testimony:
[MJ:] Good morning [TSgt AS]. So, it has
come to our attention that you may have
had some interaction with the accused,
specifically, at an FSS event at the club
or wherever poker is played here on base.
In a poker game, well first of all is that
an accurate
statement
to
your
knowledge? Have you ever played poker
with the accused?
[TSgt AS:] It is possible; I don’t recognize
everyone.
[MJ:] So,
accused?
you
[TSgt AS:] No, sir.
don’t
recognize
the
13a
[MJ:] Safe to say then, I don’t want to put
words in your mouth, you didn’t
recognize
him
when
you
were
individually voir dired at the beginning
of this process?
[TSgt AS:] No.
[MJ:] Do you believe that you have ever
spoken to him?
[TSgt AS:] If he’s played poker, it’s
possible.
[MJ:] How often do you play poker?
[TSgt AS:] It’s on Tuesdays and
Saturdays. I try to play once a week.
[MJ:] At the risk of repeating myself, but
so, the first question I asked in my
questions was, did anyone know the
accused. Is your testimony here today
that you didn’t then and do not now
recognize the accused and do not know
the accused, is that right?
[TSgt AS:] Yes, sir.
....
[ATC:] [TSgt AS], are you part of a group
chat for poker players on base?
[TSgt AS:] I am.
14a
[ATC:] And roughly, what’s the size of
this group chat?
[TSgt AS:] I have never looked into it;
there are seven members that I know of
who put stuff in there regularly.
[ATC:] And what application and where
is this group chat from or what
application?
[TSgt AS:] It’s Facebook messenger.
[ATC:] And do you know anyone
particular in particular [sic] in that
group chat?
[TSgt AS:] I know their names as they
pop up, but I don’t associate with them
other than “hey poker is in 30.”
....
[ATC:] And [TSgt AS], do you specifically
recognize the accused in that group chat?
[TSgt AS:] No, I have not seen his avatar.
....
[MJ:] Are you able to see the names, like
in the group chat, like it would be Senior
Airman Dawson let’s say?
[TSgt AS:] Most people have nicknames
like Tilt King or All in Master.
15a
[MJ:] Okay, so you don’t remember if
you’ve seen the accused’s name?
[TSgt AS:] I do not know sir.
[MJ:] And you don’t know if you’d ever
seen him in the group chat?
[TSgt AS:] No, sir.
[MJ:] Okay, [D]efense?
[SDC:] No questions, Your Honor.
Following testimony from TSgt AS, the military
judge also took testimony from a member of the base
legal office, Capt JC. Based on that testimony, the
military judge found the following facts:
[Capt JC] told trial counsel before the
panel was seated that he saw [TSgt AS]
playing poker with the accused last
Saturday. Specifically, [Capt JC] played
poker at the same table with the accused
and [TSgt AS]. In total, 6 to 8 people were
seated at the table. [Capt JC] remembers
small talk but not any topics that were
covered.
Furthermore, [Capt JC] stated that
[TSgt AS] and the accused had been
going to poker games for a while, so they
likely knew each other, and he had seen
them at the table maybe five times. [TSgt
16a
AS] did not recognize the accused at
group voir dire or upon being questioned
at the motion hearing. She did not
recognize the accused from the group
chat, poker, or players on base.
The military judge found that TSgt AS gave
“objectively incorrect answers” in light of the fact that
Capt JC “was sure that the accused and [TSgt AS]
played poker together on multiple occasions as late as
four days ago.” However, the military judge denied the
Defense’s motion for a mistrial concluding that the
“court here was not burdened intolerably by
preventing the accused from exercising the challenge
for cause . . . .”
2. Law
“[A] military judge’s determination on a mistrial
will not be reversed absent clear evidence of an abuse
of discretion.” United States v. Rudometkin, 82 M.J.
396, 400 (C.A.A.F. 2022) (citing United States v. Diaz,
59 M.J. 79, 90 (C.A.A.F. 2003)). A military judge
abuses his discretion when:
(1) the military judge predicates a ruling
on findings of fact that are not supported
by the evidence in the record; (2) the
military judge uses incorrect legal
principles; (3) the military judge applies
correct legal principles to the facts in a
way that is clearly unreasonable; or (4)
the military judge fails to consider
important facts.
Id. at 401 (citations omitted).
17a
R.C.M. 915(a), Mistrial, states, “[t]he military
judge may, as a matter of discretion, declare a mistrial
when such action is manifestly necessary in the
interest of justice because of circumstances arising
during the proceedings which cast substantial doubt
upon the fairness of the proceedings.”
R.C.M. 915, Discussion, states, in relevant part,
“The power to grant a mistrial should be used with
great caution under urgent circumstances, and for
plain and obvious reasons.”
“As a matter of due process an accused has a
constitutional right, as well as a regulatory right, to a
fair and impartial panel.” United States v. Commisso,
76 M.J. 315, 321 (C.A.A.F. 2017) (quoting United State
v. Wiesen, 56 M.J. 172, 174 (C.A.A.F. 2001)).
“Responses to voir dire [examination] need not be
pristine to satisfy the constitutional minimum of a fair
trial . . . .” Id. at 322 (citing McDonough Power Equip.,
Inc. v. Greenwood, 464 U.S. 548, 554 (1984) (“To
invalidate the result of a . . . trial because of a juror’s
mistaken, though honest response to a question, is to
insist on something closer to perfection than our
judicial system can be expected to give.”)) (additional
citation omitted).
A pivotal question in evaluating whether a motion
for mistrial should have been granted is if, had the
member answered a “material question[ ] honestly at
voir dire, defense counsel would have had a valid basis
to challenge them for cause.” Id. (citation omitted).
R.C.M. 912(f)(1)(N) states that a member shall be
excused for cause whenever it appears that the
18a
member “[s]hould not sit as a member in the interest
of having the court-martial free from substantial
doubt as to [the] legality, fairness, and impartiality”
of the court-martial. R.C.M. 912, Discussion, notes in
relevant part, “[e]xamples of matters which may be
grounds for challenge are that the member . . . is
closely related to the accused . . . [or] has a decidedly
friendly or hostile attitude toward a party . . . .”
3. Analysis
Appellant challenges the military judge’s ruling
denying the motion for mistrial. He argues first that
trial counsel should have disclosed that Capt JC was
aware TSgt AS was seen playing poker with Appellant
to the trial defense counsel earlier so that they could
ask TSgt AS more questions regarding whether or
how she interacted with Appellant during these onbase poker games. Certainly, it is well-settled that
trial counsel has a duty to disclose information to the
Defense that would form a ground for challenge.
United States v. Shuller, 17 C.M.R. 101, 105 (C.M.A.
1954). It also appears that trial counsel knew that
Appellant and TSgt AS both attended these on-base
poker games prior to the assembly of the court but did
not specifically disclose this information until after
the findings had been announced. However, this
failure is not determinative in this case.
The record also makes very clear that trial defense
counsel knew two key facts prior to the call for
challenges for cause. First, the Defense knew that
there were on-base poker games that Appellant
participated in. This is illustrated by the trial defense
counsel’s motion to disqualify the assistant trial
19a
counsel. In their argument on the motion, they stated,
“It came to the [D]efense’s attention yesterday that
Captain [MW] and the accused regularly encounter
each other while playing poker games at the club here
on base . . . .” This motion preceded the arrival,
swearing in, and voir dire of the court members. Thus,
at that time, trial defense counsel absolutely knew
that their client played in these games.
Second, trial defense counsel knew that TSgt AS
also played poker on-base. During TSgt AS’s
individual voir dire, trial defense counsel asked her if
she played poker on-base, and she acknowledged that
she did. Trial defense counsel asked if she knew trial
counsel. Curiously, despite absolutely knowing that
Appellant also played at these games, trial defense
counsel never asked if TSgt AS interacted with
Appellant. Nevertheless, a miniscule level of
deduction yields the inescapable conclusion that TSgt
AS and Appellant likely interacted at some point
while playing in the on-base poker games. Yet,
Appellant echoes his trial defense counsel’s postconviction assertion that had his counsel known about
any interaction between TSgt AS and Appellant, they
would have asked more questions or exercised their
challenges differently. However, this assertion rings
hollow in light of the facts of record. 7
This conclusion is further reinforced by the fact that when
presented an opportunity to ask questions of TSgt AS when she
was recalled to testify on the motion for mistrial, trial defense
counsel did not have a single question to ask her.
7
20a
Moving past trial counsel’s untimely disclosure, we
focus on the pivotal question to resolve this matter—
had TSgt AS answered a material question correctly
at voir dire, would defense counsel have had a valid
basis to challenge her for cause. Commisso, 76 M.J. at
322. Here, the answer is no. While the military judge
found that TSgt AS was incorrect in her answer that
she did not know Appellant, it does not change the fact
that she did not recognize Appellant. She did not know
him when first asked. She did not know him when she
was recalled. The military judge did not find that she
was lying when she made those statements. He did not
find that she had any intent to deceive when she made
those statements. Rather, the military judge found
that, based on Captain JC’s statement that he was
sure that he had seen them interact at the poker
games, that TSgt AS was objectively incorrect when
she said that she did not know Appellant.
We are left to conclude based on the evidence of
record and the military judge’s findings that TSgt AS
knew Appellant, but she did not recognize him and did
not know that she knew him. The pivotal question
then centers on whether there is a ground for
challenge to a member who objectively knows an
accused but subjectively does not realize that she
knows him. We hold that under the facts of this
particular case, the answer is no.
A member shall be excused when she “[s]hould not
sit as a member in the interest of having the courtmartial free from substantial doubt as to [the] legality,
fairness, and impartiality” of the court-martial.
R.C.M. 912(f)(1)(N). That doubt can arise from either
21a
actual bias or implied bias of the member. See United
States v. Peters, 74 M.J. 31, 34 (C.A.A.F. 2015)
(citation omitted). Evaluating actual bias, a subjective
test, TSgt AS could not be found to have had actual
bias against Appellant. In her mind, she did not know
Appellant. See United States v. Terry, 64 M.J. 295, 302
(C.A.A.F. 2007). Likewise, TSgt AS would not be
subject to excusal for cause for implied bias. An
objective observer, knowing the facts and
circumstances, having seen her testify, and having
listened to her explanation that she did not know or
recognize Appellant, would not question the
procedural fairness of the trial. See United States v.
Dale, 42 M.J. 384, 386 (C.A.A.F. 1995). Rather, an
objective observer would reasonably conclude that this
member is not closely related to Appellant nor has she
“a decidedly friendly or hostile attitude toward
[either] party” in light of the fact that she did not even
recognize Appellant. R.C.M. 912, Discussion.
Therefore, TSgt AS would not have been subject to
excusal upon a challenge for cause. Because she was
not, the military judge’s denial of the motion for
mistrial was not a clear abuse of discretion, and
Appellant is not entitled to relief based on that denial.
B. Sentencing Evidence
1. Additional Background
Following the announcement of findings,
Appellant chose to be sentenced by military judge
alone and the members were excused. During the
presentencing proceedings, the Government sought to
introduce testimony from Appellant’s squadron
22a
commander, Lieutenant Colonel (Lt Col) AG. Trial
defense counsel objected to Lt Col AG’s testimony
arguing that it was improper aggravation evidence.
Specifically, trial defense counsel sought to exclude
testimony from Lt Col AG that Appellant, a member
of the security forces squadron, was removed from the
flight and put on the do-not-arm list, had to go to the
Office of Special Investigations to be interviewed, and
that EE was also removed from the flight. Appellant
argued that those are decisions of the command and
not matters in aggravation. The military judge
overruled the objection, and the Government called Lt
Col AG to testify.
Lt Col AG testified that she knew Appellant from
her unit. She interacted with him through flight visits,
guard mounts, and welfare checks. Once the
allegations were brought to her attention, the
interactions she had with Appellant became more
frequent. She testified about how Appellant was put
into do-not-arm status so he could not perform all the
duties and functions that he was assigned to do. She
stated that because of that, the flight was “just down
a member until [they] get a backfill to replace the
member.” As to the impact on the unit, Lt Col AG
stated, “[T]hat’s one less member that they can use to
cover that. So it affects the rest of the flight in post
rotations, possible . . . days off that they get or those
types of things.”
Trial counsel later asked Lt Col AG about
Appellant’s attitude and demeanor in the section to
which he had been reassigned. Lt Col AG started to
answer but did not finish before trial defense counsel
23a
objected to hearsay. The military judge responded, “I
don’t know what the answer is going to be so at this
point overruled.” The following testimony was then
presented:
[Lt Col AG:] So observed, I see him in his
details, working those details, and I’m
not sure you know what the objection is,
but it was brought to me on attitude,
while he’s been working those details on
at least two occasions, where he is asked
to do something and he drags his feet or
he doesn’t do it. Which then the detail
that continues that trend and so that’s
been an issue since he’s been in the S-4
section.
[TC:] And so, you mentioned the sort of
the attitude, can you describe that a little
bit more?
[Lt Col AG:] Yes. So, what was brought
to me, again I didn’t see it firsthand, but
what was brought to me by senior
[noncommissioned officers] was they
asked him to do something and he
doesn’t get it done. They ask him again
to do it and he has kind of a flippant
attitude about going and getting it done,
like they are bothering him or asking
him to do something that’s unreasonable.
....
[TC:] So [Lt Col AG], you mentioned just
right now that it kind of permeates
24a
throughout the S-4 section in the flight,
what did you mean by that?
[Lt Col AG:] Yes. So they all watch each
other and they all feed off of each other
quite frankly, and so if one of them is not
going to do it others are going to follow
suit with that, and that is something
that’s been brought to me on at least two
occasions with [the accused] specifically.
Trial defense counsel proceeded to cross-examine
Lt Col AG. She agreed that she did not personally
observe some of the things that she mentioned about
the new duties Appellant had been performing. She
further agreed that she was not aware of any flight
level infractions by Appellant. She also testified in
relation to Appellant’s disarming that he was easily
replaceable in that there are plenty of other Airmen in
the unit but that the decision to bring him and EE
down off the arming list meant that the unit had 366
vice 368 Airmen able to perform full duties.
2. Law
We review a military judge’s decision to admit
sentencing evidence for abuse of discretion. United
States v. Barker, 77 M.J. 377, 383 (C.A.A.F. 2018)
(citation omitted). “The abuse of discretion standard is
a strict one, calling for more than a mere difference of
opinion. The challenged action must be ‘arbitrary,
fanciful, clearly unreasonable,’ or ‘clearly erroneous.’”
United States v. McElhaney, 54 M.J. 120, 130
(C.A.A.F. 2000) (quoting United States v. Miller, 46
25a
M.J. 63, 65 (C.A.A.F. 1997); United States v. Travers,
25 M.J. 61, 62 (C.M.A. 1987)).
A military judge abuses his or her
discretion when: (1) the military judge
predicates a ruling on findings of fact
that are not supported by the evidence of
record; (2) the military judge uses
incorrect legal principles; (3) the military
judge applies correct legal principles to
the facts in a way that is clearly
unreasonable; or (4) the military judge
fails to consider important facts.
Rudometkin, 82 M.J. at 401 (citations omitted).
When there is error in the admission of
sentencing evidence, the test for
prejudice “is whether the error
substantially influenced the adjudged
sentence.” United States v. Sanders, 67
M.J. 344, 346 (C.A.A.F. 2009) (citation
omitted). When determining whether an
error had a substantial influence on a
sentence, this Court considers the
following four factors: “(1) the strength of
the Government’s case; (2) the strength
of the defense case; (3) the materiality of
the evidence in question; and (4) the
quality of the evidence in question.”
United States v. Bowen, 76 M.J. 83, 89
(C.A.A.F. 2017) (internal quotation
marks omitted) (quoting United States v.
Kerr, 51 M.J. 401, 405 (C.A.A.F. 1999)).
An error is more likely to be prejudicial if
26a
the fact was not already obvious from the
other evidence presented at trial and
would have provided new ammunition
against an appellant. United States v.
Harrow, 65 M.J. 190, 200 (C.A.A.F.
2007).
Barker, 77 M.J. at 384.
3. Analysis
Appellant argues first that the military judge erred
by permitting Lt Col AG to testify about adverse unit
impact due to the allegations against him particularly
because he was acquitted of two of the three
allegations against him. He argues second that the
military judge erred by permitting Lt Col AG to echo
disparaging hearsay statements in her testimony over
trial defense counsel’s objection.
We need not decide whether any of the challenged
evidence here was erroneously admitted as both
challenges can easily be resolved by analyzing
prejudice. In its entirety and in component pieces, the
testimony of Lt Col AG about unit impact and attitude
concerns brought to her that she did not see firsthand
are of very low probative value. Trial defense counsel
did an excellent job of highlighting Lt Col AG’s lack of
personal knowledge as to any attitude problems.
Moreover, the quality and materiality of this evidence
was very low. After the cross-examination, it was
quite clear that removal of Appellant from his full
duties had virtually no impact on this large squadron
that routinely absorbs Airmen not being able to arm
up. Thus, evaluating the Barker factors, we are firmly
27a
convinced that, if this testimony was not completely
disregarded by the military judge sitting as
sentencing authority, it surely did not substantially
influence the adjudged sentence in this case that
included neither confinement nor a punitive
discharge. Hence, Appellant is not entitled to relief for
the admission of Lt Col AG’s testimony.
C. Post-Trial Delay
1. Additional Background
On 23 December 2022, Congress amended Articles
66 and 69, UCMJ, 10 U.S.C. §§ 866, 869. 8 As
amended, Article 66(b)(1)(A), UCMJ, 10 U.S.C.
§ 866(b)(1)(A), expanded the jurisdiction of the service
CCAs to any judgment of a special or general courtmartial, irrespective of sentence, that included a
finding of guilty.
Appellant was sentenced on 1 April 2023.
Appellant’s sentence did not meet the jurisdictional
requirements for automatic appeal to this court under
Article 66(b)(3), UCMJ, 10 U.S.C. § 866(b)(3). On 11
September 2023, Appellant received a notice from
Headquarters Third Air Force informing him of his
right to appeal his conviction pursuant to Article
66(b)(1)(A), UCMJ. On 25 September 2023, Appellant
filed with this court a timely notice of direct appeal
pursuant to Article 66(b)(1)(A), UCMJ, and this court
docketed his case on 4 October 2023. The court
suspended Appellant’s obligation to file his brief
8 National Defense Authorization Act for Fiscal Year 2023, Pub.
L. No. 117-263, § 544, 136 Stat. 2395, 2582–84 (23 Dec. 2022).
28a
pending completion of the verbatim transcript for this
case. The court received the certified verbatim
transcript on 9 August 2024. After the transcript was
delivered to this court, Appellant moved for 3
enlargements of time. On 28 January 2025, Appellant
filed his assignments of error brief with the court. On
12 March 2025, the Government filed their answer
brief. Appellant then filed a reply brief on 19 March
2025.
On 1 April 2025, Appellant moved to cite
supplemental authority. We granted that motion. In
the motion, he states, “Appellant does not argue that
unreasonable post-trial delay in his case constitutes a
due process violation.” 9
2. Law
We review the question of whether an appellant’s
due process rights are violated because of post-trial
delay de novo. United States v. Livak, 80 M.J. 631, 633
(A.F. Ct. Crim. App. 2020) (citation omitted).
In United States v. Moreno, the United States
Court of Appeals for the Armed Forces (CAAF)
adopted thresholds for facially unreasonable delay
during three particular segments of the post-trial and
appellate process. 63 M.J. 129, 136 (C.A.A.F. 2006)
(citation omitted). Specifically, our superior court
established a presumption of facially unreasonable
delay where: (1) the convening authority did not take
9 Appellant’s supplemental authority cited was United States v.
Valentin-Andino, __ M.J. __, No. 24-0208, 2025 CAAF LEXIS 248
(C.A.A.F. 31 Mar. 2025).
29a
action within 120 days of the completion of trial, (2)
the record was not docketed with the CCA within 30
days of the convening authority’s action, or (3) the
CCA did not render a decision within 18 months of
docketing. Id. at 142.
Where there is a facially unreasonable delay, we
examine the four factors set forth in Barker v. Wingo,
407 U.S. 514, 530 (1972): “(1) the length of the delay;
(2) the reasons for the delay; (3) the appellant’s
assertion of the right to timely review and appeal; and
(4) prejudice [to the appellant].” Moreno, 63 M.J. at
135 (citations omitted). The CAAF identified three
types of cognizable prejudice for purposes of an
appellant’s due process right to timely post-trial
review:
(1)
oppressive
incarceration;
(2)
“particularized” anxiety and concern “that is
distinguishable from the normal anxiety experienced
by prisoners awaiting an appellate decision;” and (3)
impairment of the appellant’s grounds for appeal or
ability to present a defense at a rehearing. Id. at 138–
40 (citations omitted).
Where there is no qualifying prejudice from the
delay, there is no due process violation unless the
delay is so egregious as to “adversely affect the public’s
perception of the fairness and integrity of the military
justice system.” United States v. Toohey, 63 M.J. 353,
362 (C.A.A.F. 2006).
A Court of Criminal Appeals may provide
appropriate relief for excessive post-trial delay.
Article 66(d)(2), UCMJ, 10 U.S.C. §866(d)(2).
Appropriate relief is not synonymous with meaningful
relief. United States v. Valentin-Andino, __ M.J. __,
30a
No. 24-0208, 2025 CAAF LEXIS 248, at *9 (C.A.A.F.
31 Mar. 2025). “[A]lthough it is within a Court of
Criminal Appeal’s discretion to place its reasoning
about Article 66(d)(2)[, UCMJ,] relief on the record, it
is not required to do so.” Id. (citing United States v.
Winckelmann, 73 M.J. 11, 16 (C.A.A.F. 2013)).
3. Analysis
We begin our analysis with the assumption that
while the post-trial procedures of Appellant’s appeal
are different than the appeal procedures in place at
the time Moreno and its progeny were decided, that
the right to speedy appellate review continues under
these new procedures. We also determine that the 18month Moreno standard for facially unreasonable
delay from docketing with this court to appellate
decision still applies to determine if a facially
unreasonable post-trial delay occurred. Therefore,
since a decision by this court on Appellant’s case was
not rendered within 18 months of 1 April 2023, a
facially unreasonable post-trial delay has been
established in Appellant’s case.
Finding a facially unreasonable post-trial delay,
we now assess whether a due process violation
occurred. Appellant is not claiming a due process
violation in his case. After considering the four Barker
factors we agree and conclude that no due process
violation occurred. Thus, no relief is warranted. We do
not find the delay in this case so egregious as to
“adversely affect the public’s perception of the fairness
and integrity of the military justice system.” Toohey,
63 M.J. at 362. Finally, recognizing our authority
under Article 66(d)(2), UCMJ, we have also considered
31a
whether relief for excessive post-trial delay is
appropriate even in the absence of a due process
violation. We conclude it is not.
III. Conclusion
As entered, the findings are correct in law and the
sentence is correct in law and fact, and no error
materially prejudicial to the substantial rights of
Appellant occurred. Articles 59(a) and 66(d), UCMJ,
10 U.S.C. §§ 859(a), 866(d). Accordingly, the findings
and sentence are AFFIRMED.
FOR THE COURT
CAROL K. JOYCE
Clerk of the Court
32a
United States Court of Appeals
for the Armed Forces
Washington, D.C.
United States,
Appellee
USCA Dkt. No. 25-0159/AF
Crim.App. No. 40507
v.
Jorge A.
Arizpe,
ORDER
Appellant
On further consideration of the granted issue,
__ M.J. __ (Daily Journal May 30, 2025), and in view
of United States v. Johnson, __ M.J. __ (C.A.A.F.
2025), it is, by the Court, this 22nd day of July, 2025,
ORDERED:
That the decision of the United States Air Force
Court of Criminal Appeals is hereby affirmed.
For the Court,
/s/
cc:
Malcolm H. Squires, Jr.
Clerk of the Court
The Judge Advocate General of the Air Force
Appellate Defense Counsel (Bruha)
Appellate Government Counsel (Payne)
33a
United States Court of Appeals
for the Armed Forces
Washington, D.C.
United States,
Appellee
v.
Jorge A.
Arizpe,
USCA Dkt. No. 25-0159/AF
Crim.App. No. 40507
ORDER GRANTING REVIEW
Appellant
On consideration of the petition for grant of
review of the decision of the United States Air Force
Court of Criminal Appeals, it is, by the Court, this
30th day of May, 2025,
ORDERED:
That said petition is hereby granted on the
following issue:
AS APPLIED TO APPELLANT, WHETHER
18 U.S.C. § 922 IS CONSTITUTIONAL IN
LIGHT OF RECENT PRECEDENT FROM
THE SUPREME COURT OF THE UNITED
STATES.
No briefs will be filed under C.A.A.F. R. 25.
For the Court,
/s/
Malcolm H. Squires, Jr.
Clerk of the Court
34a
cc:
The Judge Advocate General of the Air Force
Appellate Defense Counsel (Bruha)
Appellate Government Counsel (Payne)
35a
U NITED S TATES A IR F ORCE
C OURT OF C RIMINAL A PPEALS
________________________
No. ACM 40507
________________________
UNITED STATES
Appellee
v.
Jorge A. ARIZPE
Major (O-4), U.S. Air Force, Appellant
________________________
Appeal from the United States Air Force Trial
Judiciary 1
Decided 19 March 2025
________________________
Military Judge: Lance R. Smith.
Sentence: Sentence adjudged on 13 January 2023
by GCM convened at Royal Air Force Lakenheath,
United Kingdom. Sentence entered by military
judge on 14 February 2023: Confinement for 35
Appellant appeals his conviction under Article 66(b)(1)(A),
Uniform Code of Military Justice (UCMJ), 10 U.S.C.
§ 866(b)(1)(A), Manual for Courts-Martial, United States (2024
ed.).
1
36a
days, forfeiture of $1,200.00 pay per month for 2
months, and a reprimand.
For Appellant: Major Heather M. Bruha, USAF.
For Appellee: Lieutenant Colonel J. Pete Ferrell,
USAF; Lieutenant Colonel Jenny A. Liabenow,
USAF; Major Brittany M. Speirs, USAF; Captain
Jocelyn Q. Wright, USAF; Mary Ellen Payne,
Esquire.
Before ANNEXSTAD, GRUEN, and MASON,
Appellate Military Judges.
Senior Judge ANNEXSTAD delivered the opinion
of the court, in which Judge GRUEN and Judge
MASON joined.
________________________
This is an unpublished opinion and, as such,
does not serve as precedent under AFCCA Rule
of Practice and Procedure 30.4.
________________________
ANNEXSTAD, Senior Judge:
A general court-martial consisting of officer
members convicted Appellant, contrary to his pleas, of
one specification of abusive sexual contact in violation
of Article 120, Uniform Code of Military Justice
(UCMJ), 10 U.S.C. § 920, and one specification of
conduct unbecoming an officer and a gentleman in
37a
violation of Article 133, UCMJ, 10 U.S.C. § 933. 2,3 The
military judge sentenced Appellant to confinement for
35 days, forfeiture of $1,200.00 pay per month for two
months, and a reprimand. The convening authority
took no action on the findings or the sentence.
Appellant raised four issues on appeal which we
have rephrased: (1) whether Appellant’s convictions
are legally and factually sufficient; (2) whether the
post-trial processing of Appellant’s case was
improperly completed when the staff judge advocate
found 18 U.S.C. § 922 applied to Appellant’s
conviction of a nonviolent offense; (3) whether
Appellant was deprived of his right to a unanimous
verdict; and (4) whether unlawful command influence
tainted the preferral process in Appellant’s case. 4 We
also consider another issue not raised by Appellant:
(5) whether Appellant was subjected to unreasonable
post-trial delay.
We have carefully considered issue (2) and find it
does not warrant discussion or relief. See United
States v. Vanzant, 84 M.J. 671, 681 (A.F. Ct. Crim.
App. 2024) (holding the 18 U.S.C. § 922 firearm
prohibition notation included in the staff judge
advocate’s indorsement to the entry of judgment is
2 All references to the punitive articles of the UCMJ are to the
Manual for Courts-Martial, United States (2019 ed.). All other
references to the UCMJ and Rules for Courts-Martial (R.C.M.)
are to the Manual for Courts-Martial, United States (2024 ed.).
3 Appellant was acquitted of one specification of failure to obey a
lawful order in violation of Article 92, UCMJ, 10 U.S.C. § 892.
4 Issues (3) and (4) were personally raised by Appellant pursuant
to United States v. Grostefon, 12 M.J. 431 (C.M.A. 1982).
38a
beyond a Court of Criminal Appeals’ statutory
authority to review), rev. granted, __ M.J. __, No. 240182, 2024 CAAF LEXIS 640 (C.A.A.F. 17 Oct. 2024).
As to issue (3) Appellant is not entitled to relief.
See United States v. Anderson, 83 M.J. 291, 302
(C.A.A.F. 2023) (holding that a military accused does
not have a right to a unanimous verdict under the
Sixth Amendment, 5 the Fifth Amendment’s due
process clause, or the Fifth Amendment’s component
of equal protection 6), cert. denied, 144 S. Ct. 1003
(2024).
We have also carefully considered issue (4) and
find it does not require discussion or relief. See United
States v. Guinn, 81 M.J. 195, 204 (C.A.A.F. 2021)
(citing United States v. Matias, 25 M.J. 356, 361
(C.M.A. 1987)).
Therefore, we only address issue (1), and issue (5)
as raised by the court, infra. Finding no error that
materially prejudiced Appellant’s substantial rights,
we affirm the findings and sentence.
I. BACKGROUND
A. Abusive Sexual Contact
On Saturday, 24 July 2021, Appellant invited some
of his coworkers from the medical group to his house
for a casual barbeque. The attendees included LW,
Captain (Capt) BA, and Major (Maj) SC. All attendees
were active duty servicemembers. LW had drunk only
5 U.S. CONST. amend. VI.
6 U.S. CONST. amend. V.
39a
two glasses of wine, and noticed Appellant, who also
had been drinking wine, was slurring his words.
Around 2100, Maj SC left the barbeque due to fatigue
from the workweek. LW testified at trial that not long
after Maj SC left, Appellant began making crude
sexually charged jokes she felt were directed towards
her as the only female present, and his actions and
comments made her feel uncomfortable. Capt BA also
witnessed Appellant’s conduct and testified that
Appellant was making him feel uncomfortable as well.
He stated that after making eye contact with LW, they
decided it was time to leave Appellant’s residence.
Before they left, LW and Capt BA helped Appellant
carry the dinner dishes back into the kitchen. As Capt
BA was washing his hands at the kitchen sink with
his back turned away from Appellant and LW,
Appellant initiated a hug with LW. While Appellant
was hugging her, he “grabbed [her] right butt cheek”
with his “left hand.” LW stated that she immediately
“pushed Appellant off with both hands” and told him,
“[T]hat’s enough.” She then stated Appellant laughed
and said, “You know I just had to try,” and came in for
a second hug. Capt BA testified that he did not see the
initial hug, but overheard Appellant’s response which
was consistent with LW’s testimony. LW then
described that she froze during the second hug and
that Appellant “nuzzled” her neck. Capt BA witnessed
the second hug and could see that LW was
uncomfortable with Appellant’s behavior.
On the way home, LW told Capt BA that she did
not like the version of Appellant when he was “drunk,”
and that Appellant had grabbed her buttocks during
the first hug. The following Monday, LW made a
restricted sexual assault report, and subsequently
40a
changed it to an unrestricted sexual assault report.
LW testified that Appellant’s conduct made her feel
like she was “a piece of meat” and worthless.
These facts formed the basis of the one
specification of abusive sexual contact in violation of
Article 120, UCMJ, of which a panel of officer
members convicted Appellant.
B. Conduct Unbecoming an Officer and a
Gentleman
In January 2021, SM, a dependent spouse of an
active duty servicemember, began working as a
licensed practical nurse at the base medical facility.
She met Appellant in July 2021 when he was assigned
as her flight commander. In August 2021, SM was the
only technician assigned to the flight and worked
closely with Appellant on a daily basis. During work,
they engaged in both personal and professional
conversations. SM testified that at the time she
viewed Appellant as a “father figure.” This all changed
in September 2021.
On Monday, 13 September 2021, shortly after
arriving to work, Appellant and SM had a brief
discussion about what they did over the weekend
before beginning their patient rounds. Approximately
two hours later, Appellant approached SM and said,
“I love you.” SM stated that she took the comment to
mean that he wanted something from her. SM
testified that Appellant then said, “[SM], I’m going to
tell you something that may make you look at me
differently or cringe, but you are the type of girl I
usually go after, but I know there is this line here and
I know not to cross it.” SM stated that while Appellant
was making these comments, she did not make eye
41a
contact with him and just stared at her computer.
Seeing her body language, Appellant told her, “See, I
knew I shouldn’t have said anything because now you
won’t even look at me.” Subsequently, Appellant
laughed and walked away.
SM testified that Appellant’s comments confused
her and made her “shut down.” She testified that she
immediately reported his behavior, including the
comments, to three coworkers and her husband. One
of the individuals she told about the incident was her
previous flight commander, Lieutenant Colonel SA,
who testified that SM was upset and “very
uncomfortable” when telling her about Appellant’s
professed feelings. At trial, SM explained that
Appellant’s comments bothered her because he was
her supervisor and someone that she was required to
work for and converse with every day. Later that same
day, Appellant tried to reengage SM in a conversation.
SM tried to keep her interaction with Appellant short,
and Appellant, after recognizing that she still would
not make eye contact with him, told her, “See you are
still not looking at me.” SM was transferred to a
different clinic so she would not have to work with
Appellant.
These facts formed the basis of the one
specification of conduct unbecoming an officer and a
gentleman, of which a panel of officer members
convicted Appellant.
II. DISCUSSION
A. Legal and Factual Sufficiency
In his appeal, Appellant challenges the legal and
factual sufficiency of both convictions. As to the
42a
abusive sexual contact offense, Appellant argues that
he had a reasonable mistake of fact as to consent, and
that the Government failed to prove the required
intent element—that the contact was to gratify his
sexual desire. As to the conduct unbecoming an officer
and a gentleman offense, Appellant generally argues
that his actions did not rise to the level of conduct
unbecoming an officer and a gentleman. We disagree
with both arguments and find his convictions legally
and factually sufficient.
1. Law
We review issues of legal and factual sufficiency de
novo. United States v. Washington, 57 M.J. 394, 399
(C.A.A.F. 2002) (citation omitted). Our assessment of
legal and factual sufficiency is limited to the evidence
produced at tri-al. United States v. Rodela, 82 M.J.
521, 525 (A.F. Ct. Crim. App. 2021) (citing United
States v. Dykes, 38 M.J. 270, 272 (C.M.A. 1993)).
“The test for legal sufficiency is whether, after
viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found
the essential elements of the crime beyond a
reasonable doubt.” United States v. Robinson, 77 M.J.
294, 297–98 (C.A.A.F. 2018) (citation omitted). “[I]n
resolving questions of legal sufficiency, we are bound
to draw every reasonable inference from the evidence
of record in favor of the prosecution.” United States v.
Barner, 56 M.J. 131, 134 (C.A.A.F. 2001) (citations
omitted). As a result, “[t]he standard for legal
sufficiency involves a very low threshold to sustain a
conviction.” United States v. King, 78 M.J. 218, 221
(C.A.A.F. 2019) (alteration in original) (citation
omitted). “This deferential standard impinges upon
43a
the factfinder’s discretion only to the extent necessary
to guarantee the fundamental protection of due
process of law.” United States v. Mendoza, ___ M.J.___,
No. 23-0210, 2024 CAAF LEXIS 590, at *9 (C.A.A.F. 7
Oct. 2024) (internal quotation marks and citation
omitted).
The National Defense Authorization Act for Fiscal
Year 2021 significantly changed how service Courts of
Criminal Appeals (CCAs) conduct factual sufficiency
reviews. Pub. L. No. 116-283, § 542(b)(1)(B), (c), 134
Stat. 3388, 3611–12 (1 Jan. 2021). “Congress
undoubtedly altered the factual sufficiency standard
in amending the statute, making it more difficult for
a [CCA] to overturn a conviction for factual
sufficiency.” United States v. Harvey, 83 M.J. 685, 691
(N.M. Ct. Crim. App. 2023), set aside on other grounds,
___ M.J.___, No. 23-0239, 2024 CAAF LEXIS 502
(C.A.A.F. 6 Sep. 2024). Previously, the test for factual
sufficiency required the court, after weighing the
evidence in the record of trial and making allowances
for not having personally observed the witnesses, to be
convinced of the appellant’s guilt beyond a reasonable
doubt before it could affirm a finding. United States v.
Reed, 54 M.J. 37, 41 (C.A.A.F. 2000). “In conducting
this unique appellate role, we [took] ‘a fresh, impartial
look at the evidence,’ applying ‘neither a presumption
of innocence nor a presumption of guilt’ to ‘make [our]
own independent determination as to whether the
evidence constitutes proof of each required element
beyond a reasonable doubt.’” United States v. Wheeler,
76 M.J. 564, 568 (A.F. Ct. Crim. App. 2017) (second
alteration in original) (quoting Washington, 57 M.J. at
399).
44a
The current version of Article 66(d)(1)(B), UCMJ,
FACTUAL SUFFICIENCY REVIEW, states:
(i) In an appeal of a finding of guilty
under subsection (b), the Court may
consider whether the finding is correct in
fact upon a request of the accused if the
accused makes a specific showing of a
deficiency of proof.
(ii) After an accused has made a showing,
the Court may weigh the evidence and
determine controverted questions of fact
subject to—
(I) appropriate deference to the fact that
the trial court saw and heard the
witnesses and other evidence; and
(II) appropriate deference to findings of
fact entered into the record by the
military judge.
(iii) If, as a result of the review conducted
under clause (ii), the Court is clearly
convinced that the finding of guilty was
against the weight of the evidence, the
Court may dismiss, set aside, or modify
the finding, or affirm a lesser finding.
10 U.S.C. § 866(d)(1)(B) (emphasis added).
“[T]he requirement of ‘appropriate deference’ when
a CCA ‘weigh[s] the evidence and determine[s]
controverted questions of fact’ . . . depend[s] on the
nature of the evidence at issue.” United States v.
Harvey, ___ M.J.___, No. 23-0239, 2024 CAAF LEXIS
502, at *8 (C.A.A.F. 6 Sep. 2024) (second and third
alterations in original). It is within this court’s
45a
discretion to determine what level of deference is
appropriate. Id.
“[T]he quantum of proof necessary to sustain a
finding of guilty during a factual sufficiency review is
proof beyond a reasonable doubt, the same as the
quantum of proof necessary to find an accused guilty
at trial.” Id. at *10 (internal quotation marks omitted).
For this court “to be ‘clearly convinced that the
finding of guilty was against the weight of the
evidence,’ two requirements must be met.” Id. at *12.
First, we must decide that evidence, as we weighed it,
“does not prove that the appellant is guilty beyond a
reasonable doubt.” Id. Second, we “must be clearly
convinced of the correctness of this decision.” Id.
a. Abusive Sexual Contact
To convict Appellant of abusive sexual contact
without consent, the Government was required to
prove the following two elements beyond a reasonable
doubt: (1) that Appellant committed sexual contact
upon LW, and (2) that Appellant did so without LW’s
consent. Manual for Courts-Martial, United States
(2019 ed.) (MCM), pt. IV, ¶ 60.b.(4)(d).
“Sexual contact” includes “touching or causing
another person to touch, either directly or through the
clothing, the . . . buttocks of any person, with an intent
to . . . gratify the sexual desire of any person.” MCM,
pt. IV, ¶ 60.a.(g)(2).
‘“[C]onsent’ means a freely given agreement to the
conduct at issue by a competent person. An expression
of lack of consent through words or conduct means
there is no consent.” MCM, pt. IV, ¶ 60.a.(g)(7)(A). “All
the surrounding circumstances are to be considered in
46a
determining whether a person gave consent.” MCM,
pt. IV, ¶ 60.a.(g)(7)(C).
“[I]t is a defense to an offense that the accused
held, as a result of ignorance or mistake, an incorrect
belief of the true circumstances such that, if the
circumstances were as the accused believed them, the
accused would not be guilty of the offense.” Rule for
Courts-Martial (R.C.M.) 916(j)(1). If the mistake goes
to an element requiring general intent, it “must have
existed in the mind of the accused and must have been
reasonable under all the circumstances.” Id.
“Therefore, an honest and reasonable mistake that the
victim consented to the charged sexual contact is an
affirmative defense to abusive sexual contact as it is
to other sexual offenses.” Rodela, 82 M.J. at 526
(citations omitted). “Once raised, the Government
bears the burden to prove beyond a reasonable doubt
that the defense does not exist.” Id. (citing R.C.M.
916(b)(1)) (additional citation omitted).
b. Conduct Unbecoming an Officer and a
Gentleman
To convict Appellant as charged of conduct
unbecoming an officer and a gentleman, the
Government was required to prove the following two
elements beyond a reasonable doubt: (1) that
Appellant did a certain act, to wit: become unduly
familiar with SM—a subordinate and married
woman—by making unwanted and inappropriate
comments to her in the workplace, including
communicating the words “I love you,” and “You are
the type of girl I usually go after,” or words to that
effect; and (2) that, under the circumstances, the act
47a
constituted conduct unbecoming an officer and
gentleman. MCM, pt. IV, ¶ 90.b.
Conduct in violation of Article 133, UCMJ, is
action or behavior in an official capacity
which, in dishonoring or disgracing the
person
as
an
officer,
seriously
compromises the officer’s character as a
gentleman, or action or behavior in an
unofficial or private capacity which, in
dishonoring or disgracing the officer
personally, seriously compromises the
person’s standing as an officer.
MCM, pt. IV ¶ 90.c.(2).
An officer’s conduct need not violate
other provisions of the UCMJ or even be
otherwise criminal to violate Article 133,
UCMJ. The gravamen of the offense is
that the officer’s conduct disgraces him
personally . . . . Clearly, then, the
appropriate standard for assessing
criminality under Article 133 is whether
the conduct or act charged is
dishonorable and compromising as
hereinbefore
spelled
out—this
notwithstanding whether or not the act
otherwise amounts to a crime.
United States v. Lofton, 69 M.J. 386, 388–89 (C.A.A.F.
2011) (quoting United States v. Schweitzer, 68 M.J.
133, 137 (C.A.A.F. 2009)).
The offense of conduct unbecoming an officer and a
gentleman includes actions which are “indicated by
acts of dishonesty, unfair dealing, indecency,
48a
indecorum, lawlessness, injustice, or cruelty.” MCM,
pt. IV, ¶ 90.c.(2).
Though it need not amount to a crime,
[the conduct] must offend so seriously
against law, justice, morality or decorum
as to expose to disgrace, socially or as a
man, the offender, and at the same time
must be of such a nature or committed
under such circumstances as to bring
dishonor or disrepute upon the military
profession which he represents.
. . . If the act, though ungentlemanlike,
be of a trifling character, involving no
material prejudice to individual rights,
or offence against public morals or
decorum, it will not in general properly
be viewed as so affecting the reputation
of the officer or the credit of the service
as to be made the occasion of a
prosecution under [Article 133, UCMJ].
United States v. Brown, 55 M.J. 375, 382 (C.A.A.F.
2001) (ellipsis in original) (quoting William Winthrop,
MILITARY LAW AND PRECEDENTS 711–12 (2d ed. 1920
reprint)). “The conduct must impugn the honor or
integrity of the officer or subject him to social
disgrace. . . . Article 133[, UCMJ,] is reserved for
serious delicts of officers and should not be demeaned
by using it to charge minor derelictions.” United States
v. Murchison, No. ACM 32412, 1997 CCA LEXIS 442,
at *5 (A.F. Ct. Crim. App. 20 Aug. 1997) (unpub. op.)
(citations omitted). “‘Unbecoming’ . . . is understood to
mean
not
merely
inappropriate
or
unsuitable, . . . but morally
unbefitting
and
49a
unworthy.” Id. at *5–6 (ellipses in original) (citations
omitted); see also United States v. Rogers, 54 M.J. 244,
255–56 (C.A.A.F. 2000) (holding “conduct morally
unfitting and unworthy, rather than merely
inappropriate or unsuitable, misbehavior which is
more than opposed to good taste or propriety”).
Conduct unbecoming an officer and a gentleman
under Article 133, UCMJ, is a general intent crime.
“[G]eneral intent merely requires [t]he intent to
perform [the actus reus] even though the actor does not
desire the consequences that result. . . . [A] general
intent mens rea would require only that [the
a]ppellant intended to commit the conduct alleged in
each specification . . . .” United States v. Voorhees, 79
M.J. 5, 16 (C.A.A.F. 2019) (first, second, and third
alterations in original) (citations omitted). The
subjective motivation of an accused is relevant to a
charge under Article 133, UCMJ. United States v.
Diaz, 69 M.J. 127, 136 (C.A.A.F. 2010).
“The test for a violation of Article 133, UCMJ, is
‘whether the conduct has fallen below the standards
established for officers.’” Id. at 135 (quoting United
States v. Conliffe, 67 M.J. 127, 132 (C.A.A.F. 2009)
(additional citation omitted)). A determination of
whether the conduct charged is unbecoming of an
officer and a gentleman includes “taking all the
circumstances into consideration.” Id. at 136 (citation
omitted). “Such circumstances incorporate the concept
of honor.” Id. “[E]vidence of honorable motive may
inform a factfinder’s judgment as to whether conduct
is unbecoming an officer.” Id.
Before an officer can be convicted of an offense
under Article 133, UCMJ, “[d]ue process requires ‘fair
50a
notice’ that an act is forbidden and subject to criminal
sanction.” United States v. Vaughan, 58 M.J. 29, 31
(C.A.A.F. 2003) (citing United States v. Bivins, 49 M.J.
328, 330 (C.A.A.F. 1998)); see also United States v.
Anderson, 60 M.J. 548, 554 (A.F. Ct. Crim. App. 2004)
(“[T]he issue is whether a reasonable military member
would know that his or her conduct was servicediscrediting (and, therefore, punishable under the
Article).”). The question is whether a “reasonable
military officer would have no doubt that the activities
charged . . . constituted conduct unbecoming an
officer.” United States v. Frazier, 34 M.J. 194, 198
(C.M.A. 1994) (footnote omitted) (citing Parker v.
Levy, 417 U.S. 733, 757 (1974)).
2. Analysis
Regarding the abusive sexual contact offense, we
find the Government presented convincing evidence of
Appellant’s guilt beyond a reasonable doubt. LW’s
testimony specifically described how Appellant
initiated a hug and “used his left hand and grabbed
[her] right butt cheek” without her consent. LW then
described how she immediately pushed him away, and
that Appellant told her “[he] just had to try.” On
appeal, Appellant argues that if the “butt touch
happened” that it was only done to assess LW’s
interest in Appellant and was not done to gratify his
sexual desires. We find that a rational trier of fact
could conclude the fact that Appellant’s decision to
initiate a hug and to grab a part of LW’s body—her
buttocks, which is considered a private area—to gauge
her romantic interest is in itself evidence that could be
used to establish that he touched LW’s buttocks to
gratify his sexual desire. The factfinders, i.e., the
officer members, in this case also had the benefit of
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Capt BA’s testimony concerning Appellant’s behavior
before the sexual contact occurred and his impressions
of the effect that Appellant’s behavior had on LW.
Here, Capt BA’s testimony on both points is consistent
with LW’s testimony. Furthermore, we find nothing in
the evidence demonstrated that Appellant would have
had a reasonable belief that LW consented to being
inappropriately touched by him. Moreover, we find it
unreasonable for Appellant to think he had consent to
grab the buttocks of another person who had
expressed no romantic interest in him.
As to the conduct unbecoming an officer and a
gentleman offense, we find the Government again
provided convincing evidence of Appellant’s guilt
beyond a reasonable doubt. Here, the Government
provided evidence through the direct testimony of SM,
who was married, worked directly for Appellant, and
to whom Appellant made unwanted and inappropriate
romantic comments at work. She testified about how
his behavior and comments made her feel
uncomfortable and that she tried not to look at him
both during and after he made the unsolicited and
unwanted comments. The Government’s evidence also
included Appellant’s own words to demonstrate that
he knew his conduct fell below moral attributes
required of both an officer and a gentleman. Appellant
argues on appeal that this interaction did not rise to
the level of severity necessary to prove conduct
unbecoming an officer and a gentleman. We disagree.
Here, the evidence demonstrated that Appellant told
his married subordinate, “I love you” and “that [she]
was the type of girl [he] usually goes after,” while they
were at work. He further acknowledged to SM that he
knew that she might find his words “cringy” and also
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that he “kn[e]w there is this line here and [he] kn[e]w
not to cross it,” which indicates he understood that his
actions and comments were unwanted and
inappropriate. We find that based on the evidence
presented, a rational trier of fact could find
Appellant’s actions, in an official capacity, were both
dishonorable and disgraceful to Appellant as an
officer, and that his actions seriously compromised
Appellant’s character as a gentleman.
In conclusion, viewing the evidence in the light
most favorable to the Prosecution, we find that a
rational trier of fact could have found the essential
elements of both offenses beyond a reasonable doubt.
See Robinson, 77 M.J. at 297−98. As to the factual
sufficiency of these offenses, we assume without
deciding that Appellant properly made a request for a
factual sufficiency review by asserting a specific
showing of a deficiency of proof as required under
Article
66(d)(1)(B)(i),
UCMJ,
10
U.S.C.
§ 866(d)(1)(B)(i). However, having given appropriate
deference to the fact that the court members saw and
heard the witnesses and other evidence, the court is
not clearly convinced that Appellant’s convictions for
both offenses were against the weight of the evidence.
Thus, the findings are factually sufficient as well.
B. Post-Trial Delay
We consider sua sponte whether Appellant is
entitled to relief because this court did not render a
decision within 18 months of docketing.
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1. Additional Background
On 23 December 2022, Congress amended Articles
66 and 69, UCMJ, 10 U.S.C. §§ 866, 869. 7 As
amended, Article 66(b)(1)(A), UCMJ, 10 U.S.C.
§ 866(b)(1)(A), expanded the jurisdiction of the service
CCAs to any judgment of a special or general courtmartial, irrespective of sentence, that included a
finding of guilty.
Appellant was sentenced on 13 January 2023.
Appellant’s sentence did not meet the jurisdictional
requirements for automatic appeal to this court.
Article 66(b)(3), UCMJ, 10 U.S.C. § 866(b)(3). On 12
May 2023, Appellant received a notice from
Headquarters Third Air Force informing him of his
right to appeal his conviction pursuant to Article
66(b)(1)(A), UCMJ. On 14 July 2023, Appellant filed
with this court a timely notice of direct appeal
pursuant to Article 66(b)(1)(A), UCMJ, and this court
docketed his case on 14 August 2023. After the
certified verbatim transcript was delivered to this
court, Appellant moved for 13 enlargements of time,
almost all of which were opposed by the Government.
On 14 January 2025, Appellant filed his assignments
of error brief with the court. On 12 February 2025, the
Government filed their answer brief. Appellant then
filed a reply brief on 19 February 2025.
At no time has Appellant made a demand for
speedy appellate review, nor has he claimed prejudice
regarding the post-trial processing of his appeal.
7 National Defense Authorization Act for Fiscal Year 2023, Pub.
L. No. 117-263, § 544, 136 Stat. 2395, 2582–84 (23 Dec. 2022).
54a
2. Law
We review the question of whether an appellant’s
due process rights are violated because of post-trial
delay de novo. United States v. Livak, 80 M.J. 631, 633
(A.F. Ct. Crim. App. 2020).
In United States v. Moreno, the United States
Court of Appeals for the Armed Forces (CAAF)
identified thresholds for facially unreasonable delay
during three particular segments of the post-trial and
appellate process. 63 M.J. 129, 136 (C.A.A.F. 2006).
Specifically, our superior court established a
presumption of facially unreasonable delay where: (1)
the convening authority did not take action within 120
days of the completion of trial, (2) the record was not
docketed with the CCA within 30 days of the
convening authority’s action, or (3) the CCA did not
render a decision within 18 months of docketing. Id.
at 142.
Where there is a facially unreasonable delay, we
examine the four factors set forth in Barker v. Wingo,
407 U.S. 514, 530 (1972): “(1) the length of the delay;
(2) the reasons for the delay; (3) the appellant’s
assertion of the right to timely review and appeal; and
(4) prejudice [to the appellant].” Moreno, 63 M.J. at
135 (citations omitted). The CAAF identified three
types of cognizable prejudice for purposes of an
appellant’s due process right to timely post-trial
review:
(1)
oppressive
incarceration;
(2)
“particularized” anxiety and concern “that is
distinguishable from the normal anxiety experienced
by prisoners awaiting an appellate decision;” and (3)
impairment of the appellant’s grounds for appeal or
55a
ability to present a defense at a rehearing. Id. at 138–
40 (citations omitted).
Where there is no qualifying prejudice from the
delay, there is no due process violation unless the
delay is so egregious as to “adversely affect the public’s
perception of the fairness and integrity of the military
justice system.” United States v. Toohey, 63 M.J. 353,
362 (C.A.A.F. 2006).
“In the absence of a due process violation, this
court considers whether relief for excessive post-trial
delay is warranted consistent with this court’s
authority under Article 66(d), UCMJ, 10 U.S.C.
§ 866(d).” Livak, 80 M.J. at 632; see also United States
v. Tardif, 57 M.J. 219, 224 (C.A.A.F. 2002); United
States v. Gay¸ 74 M.J. 736, 744 (A.F. Ct. Crim. App.
2015), aff’d, 75 M.J. 264 (C.A.A.F. 2016).
3. Analysis
We consider whether Appellant is entitled to relief
because a decision on his appeal was not rendered by
this court within 18 months of his case being docketed
with this court.
We begin our analysis with the assumption that
while the post-trial procedures of Appellant’s appeal
are different than the appeal procedures in place at
the time Moreno and its progeny were decided, that
the right to speedy appellate review continues under
these new procedures. We also determine that the 18month Moreno standard for facially unreasonable
delay from docketing with this court to appellate
decision still applies to determine if an appellant’s due
process right to speedy appellate review has been
violated. Therefore, since a decision by this court on
56a
Appellant’s case was not rendered within 18 months
of 14 August 2023, a facially unreasonable post-trial
delay has been established in Appellant’s case.
Finding a facially unreasonable post-trial delay,
we now assess whether a due process violation
occurred. After considering the four Barker factors we
conclude that no due process violation occurred and
thus no relief is warranted. We do not find the delay
in this case so egregious as to “adversely affect the
public’s perception of the fairness and integrity of the
military justice system.” Toohey, 63 M.J. at 362.
Finally, recognizing our authority under Article 66(d),
UCMJ, we have also considered whether relief for
excessive post-trial delay is appropriate even in the
absence of a due process violation. See Tardif, 57 M.J.
at 225. After considering the factors enumerated in
Gay, 74 M.J. at 744, we conclude it is not.
III. CONCLUSION
The findings and sentence as entered are correct in
law and fact, and no error materially prejudicial to the
substantial rights of Appellant occurred. Articles
59(a) and 66(d), UCMJ, 10 U.S.C. §§ 859(a), 866(d).
Accordingly, the findings and sentence are
AFFIRMED.
FOR THE COURT
CAROL K. JOYCE
Clerk of the Court
57a
Constitutional, Statutory,
Provisions Involved
and
Regulatory
1. Due Process Clause of the Fifth Amendment
The Due Process Clause of the Fifth Amendment
provides: “No person shall . . . be deprived of life,
liberty, or property, without due process of law.” U.S.
CONST. amend. V.
2. The Jury Trial Clause of the Sixth Amendment
provides: “In all criminal prosecutions, the accused
shall enjoy the right to a speedy and public trial, by an
impartial jury of the state and district wherein the
crime shall have been committed . . . .” Id., amend. VI.
3. Article 16 of the Uniform Code of Military Justice
(UCMJ) provides:
§816. Art. 16. Courts-martial classified
(a) In General.-The three kinds of courtsmartial in each of the armed forces are the
following:
(1) General courts-martial, as described in
subsection (b).
(2) Special courts-martial, as described in
subsection (c).
(3) Summary courts-martial, as described in
subsection (d).
(b) General Courts-martial.-General courtsmartial are of the following three types:
58a
(1) A general court-martial consisting of a
military judge and eight members, subject to
sections 825(e)(3) and 829 of this title (articles
25(e)(3) and 29).
(2) In a capital case, a general court-martial
consisting of a military judge and the number
of members determined under section 825a of
this title (article 25a), subject to sections
825(e)(3) and 829 of this title (articles 25(e)(3)
and 29).
(3) A general court-martial consisting of a
military judge alone, if, before the court is
assembled, the accused, knowing the identity of
the military judge and after consultation with
defense counsel, requests, orally on the record
or in writing, a court composed of a military
judge alone and the military judge approves the
request.
(c) Special Courts-martial.-Special
martial are of the following two types:
courts-
(1) A special court-martial consisting of a
military judge and four members, subject to
sections 825(e)(3) and 829 of this title (articles
25(e)(3) and 29).
(2) A special court-martial consisting of a
military judge alone(A) if the case is so referred, subject to
section 819 of this title (article 19) and such
limitations as the President may prescribe by
regulation; or
59a
(B) if the case is referred under
paragraph (1) and, before the court is
assembled, the accused, knowing the identity of
the military judge and after consultation with
defense counsel, requests, orally on the record
or in writing, a court composed of a military
judge alone and the military judge approves the
request.
(d) Summary Court-martial.-A summary courtmartial consists of one commissioned officer.
10 U.S.C. § 816.
4. Article 51(a) of the UCMJ provides:
(a) Voting by members of a general or special
court-martial on the findings and on the
sentence shall be by secret written ballot. The
junior member of the court shall count the
votes. The count shall be checked by the
president, who shall forthwith announce the
result of the ballot to the members of the court.
10 U.S.C. § 851(a).
5. Article 52(a) of the UCMJ provides, in relevant
part:
No person may be convicted of an offense in a
general or special court-martial, other
than . . . in a court-martial with members
under section 816 of [title 10, U.S. Code] (article
16), by the concurrence of at least three-fourths
of the members present when the vote is taken.
10 U.S.C. § 852(a).
60a
6. Rule for Courts-Martial 921(c) is a presidentially
prescribed procedural rule for general and special
courts-martial. It provides, in relevant part:
(c) Voting.
(1) Secret ballot. Voting on the
findings
for
each
charge
and
specification shall be by secret written
ballot. All members present shall vote.
(2) Numbers of votes required to
convict. A finding of guilty results only if
at least three-fourths of the members
present vote for a finding of guilty.
(3) Acquittal. If fewer than threefourths of the members present vote for
a finding of guilty, a finding of not guilty
has resulted as to the charge or
specification on which the vote was
taken.
Rule for Courts-Martial 921(c), MANUAL FOR COURTSMARTIAL, UNITED STATES (2024 ed.).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.