Petition for Writ of Certiorari — Hung Dang, Petitioner v. Kimberly Moore, M.D., et al.
Supreme Court briefJul 14, 2025
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FILED
JUL 14 2025
NJ^357
OFFICE OF THE CLERK
SUPREME COURT, U.S.
In The
Supreme Court of the United States
Hung Dang, MD,
Petitioner,
N.
Kimberly Moore, et al,
Respondents.
On Petition for a Writ of Certiorari to
the United States Court of Appeals
for the Ninth Circuit
PETITION FOR WRIT OF CERTIORIARI
Hung Dang, MD,
’
27222 10^ Ave S.
Des Moines, WA 98198
(253) 973-9732
hungdang007@gmail.com
Petitioner Pro Se
RECEIVED
SEP - 3 2025
office of the clerk
SUPREME COURT U.Sj
RECEIVED
JUL 2 3 2025
OFFICE OF THE CLERK
SUPREME COURT u s:
i
QUESTIONS PRESENTED
In the Ninth Circuit’s opinion, Petitioner must
allege a prima facie case of discrimination and “the
requisite meeting of the minds to establish a
conspiracy” (App. 5-6) for his 42. U.S.C. §1981 and
§1983 claims, respectively. Despite Petitioners
voluminous Rule 56(c) “materials in the record”
opposing summary judgment motion, that court
concluded Petitioner failed to “adduce evidence”
asserting his §1981 and §1983 claims. Although
Petitioner’s constitutional challenges to the Final
[Disciplinary] Order’s validity were never raised,
briefed, argued, or decided in state courts, the Ninth
Circuit concluded, “Dang cannot now relitigate the
issue of the Disciplinary Order’s validity” (App. 4).
The questions presented are:
1. Does Federal Civil Procedure Rule 8(a) require only
ordinary, not heightened and detailed, pleading
standards for 42. U.S.C. §1981 and §1983 claims
post-Twom b ly/Iq ball
2. Must the Ninth Circuit employ the well-established .
Rule 56 procedures and review the record as a
whole to assess the sufficiency of Petitioner’s
evidence for his 42. U.S.C. §§1983, 1981, and
1985(3) claims instead of applying Rule 8(a)
plausibility pleading standard?
3. Does the Ninth Circuit contravene Haring v.
Prosise, 462 U.S. 306 (1983) in precluding
Petitioner’s First-, Fourth-, and Fourteenth
Amendment challenges to the state administrative
Final Order’s validity; constitutional challenges
that were never raised, briefed, argued, or
determined in state courts?
ii
PARTIES TO THE PROCEEDINGS AND
RELATED PROCEEDINGS
The parties to the proceeding below are:
Petitioner:
Hung Dang, MD — Pro se PlaintiffZAppellant - is
a board-certified otolaryngologist, an Ear, Nose and
Throat (ENT) physician, employed by Group Health
Physicians (GHP) not by the Franciscan Health
System (FHS).
Respondents:
Private-Defendants/Appellees:
• Franciscan Health System (FHS) is a nonprofit
health system with a network of hospitals
including St. Joseph Medical Center (SJMC), St.
Clare Hospital (SCH), St. Francis Hospital (SFH),
and other hospitals in the southern Puget Sound
area.
• FHS employees: Defendants Moore, Clark,
Adams, and Patel
State-Defendants/Appellees:
• Mark Johnson, Washington’s Medical Quality
Assurance Commission (MQAC/WMC)1 member,
in his official capacity;
• William Brueggemann, Reviewing Commission
Member (RCM), in his individual capacity;
1
Medical Quality Assurance Commission (MQAC) was
renamed in 2019 as Washington Medical Commission (WMC).
iii
• Rick Glein, MQAC/WMC’s Legal Director, in his
individual capacity;
• Roman Dixon Jr., Presiding Administrative
Hearing Officer, Adjudicative Services Office, in
his individual capacity;
• Debra Defreyn, Assistant General Attorney
(AGA), in her individual capacity;
• Christina Pfluger, Assistant General Attorney
(AGA), in her individual capacity; and
• Timothy Slavin, MQAC/WMC’s Investigator, in
his individual capacity.
Proceedings below:
United States District Court proceeding:
• Petitioner filed his Complaint in the United
States District Court for Western Washington
(DCWWA) in Tacoma, WA on 07/29/2021. Case
No. 3:21-cv-05544-RJB.
• The DCWWA granted Private-Defendants’
successive Rule 12(b)(6) motions on 11/02/2021
and 11/03/2021.
• The DCWWA denied in part Petitioner’s timely
Motion for Reconsideration and ordered PrivateDefendants to respond to Plaintiffs motion as to
his 42 U.S.C. §1981 claim on 11/19/2021.
• The DCWWA denied Petitioner’s Motion for
Reconsideration and dismissed Petitioner’s
claims
against
Private-Defendants
on
02/28/2022.
• After discovery ended, the DCWWA granted
State-Defendants’ Rule 56 motion on 06/21/2023
and entered judgment against Petitioner on
06/22/2023.
iv
United States Court of Appeals for the Ninth Circuit
(CA9) proceeding:
• Petitioner timely filed his Notice of Appeal to the
DCWWA’s judgment on 07/21/2023: No. 23-35505
• The Ninth Circuit affirmed the district court’s
orders granting Private-Defendants’ Rule
12(b)(6) motions and State-Defendants’ Rule 56
motion on 01/23/2025.
• The Ninth Circuit denied Petitioner’s timely
Petition for Panel Rehearing and Rehearing en
banc on 04/29/2025.
V
TABLE OF CONTENTS
QUESTIONS PRESENTED
i
PARTIES TO THE PROCEEDINGS AND RELATED
PROCEEDINGS
ii
APPENDIX TABLE OF CONTENTS
vii
TABLE OF AUTHORITIES
...................... x
OPINIONS BELOW
;
1
JURISDICTION
1
CONSTITUTIONAL
AND
STATUTORY
PROVISIONS INVOLVED
.................... 1
INTRODUCTION
2
STATEMENT
.......................................................3
I. Group-Health Otolaryngologists
(GHP-ENT)
collectively refused to consult and be associated
with FHS’s outlying emergency rooms (ER)
physicians
.....................................
3
II. Private-Defendants’ racially disparate treatment
and harassment impaired Petitioner’s employment
terms and conditions
4
HLPrivate- and State-Defendants joined a concerted
effort of racially disparate treatment and selective
enforcement against Petitioner’s “refusal to
consult”
............................................ 5
IV. State-Defendants’ racially disparate treatment
against Petitioner’s First-Amendment petition
activity
6
V. The decisions below
7
REASONS FOR GRANTING THE PETITION........ 9
I. The recurring circuit conflict over employment
discrimination pleading standards again needs
resolution by this Court........................................ 10
A. This entrenched 10-2 circuit split percolated
through the federal circuits heretofore
without realistic resolution.......................... 13
B. The decision below contravenes §1981 plain
text and this Court’s precedents. ............... 21
C. Petitioner’s case is an ideal vehicle for
resolving the conflict...............................
22
II. 42 U.S.C. §1983 plainly does not impose a special
“heightened pleading requirement.”....... ........... 22
III. The Ninth Circuit’s failure to review and credit
Petitioner’s Rule 56(c) evidence contravenes this
Court’s well-settled precedents............................ 25
IV. The decision below directly contravenes this
Court’s Haring v. Prosise unanimous decision. 35
vii
APPENDIX TABLE OF CONTENTS
COURT OF APPEALS DECISION................... App. 1
Order denying rehearing:
FILED APR 29 2025
............................................................ App. 8
DISTRICT COURT ORDERS.......................... App. 10
I. Document 110 (Filed 06/21/23):.............App. 10
II. Document 63 (Filed 02/28/22):.............. App. 38
III. Document 49 (Filed 11/19/21):.............. App. 43
IV. Document 43 (Filed 11/03/21):.............. App. 52
V. Document 42 (Filed 11/02/21):........ ...... App. 60
RELEVANT STATUTORY PROVISIONS..... App. 77
42 U.S.C. §1981: Equal rights under the law.....
.................................................................... App. 77
42 U.S.C. §1983: Civil action for deprivation of rights
.............................................................. App. 77
42 U.S.C. §1985: Conspiracy to interfere with civil
rights.........................................
App. 78
42 U.S.C. §11111: Professional review......... App. 79
45 C.F.R. § 60.5 When information must be reported.
................................. ............................ App. 80
45 C.F.R. § 60.6 Reporting errors, omissions,
revisions or whether an action is on appeal.
............................................................... App. 81
EXCERPTS OF THE COMPLAINT...,............App. 83
I.
Exhibit 1 to Petitioner’s Complaint: Defendant
Clark’s self-report letter to the Center for
Medicare and Medicaid Services (CMS)
........................................................ App. 104
viii
Exhibit 2 to Petitioner’s Complaint: Call
Coverage Attestation Agreement........ App. 106
III. Exhibit 3 to Petitioner’s Complaint: Drs. Deem’s
and Moreano’s Declarations................. App. 108
EXCERPTS OF STATE COURT OF APPEALS
OPINION.......................................................... App. 112
II.
WMC (MQAC) FINAL ORDER................. ....App. 127
Dr. Moreano’s Testimony Excerpts................ App. 151
Letter communications between Defendants Slavin
and Clark.......................................................... App. 160
I.
Exhibit 104-88 to Petitioner’s Declarations for
partial summary judgment motion:..... App. 160
II. Exhibit 104-89 to Petitioner’s Declarations for
partial summary judgment motion...... App. 162
III. Exhibit 104-90 to Petitioner’s Declarations for
partial summary judgment motion...... App. 165
IV. Exhibit 104-95 to Petitioner’s Declarations for
partial summary judgment motion...... App. 167
V. Exhibit 104-96 to Petitioner’s Declarations for
partial summary judgment motion...... App. 169
Other Exhibits submitted below..................... App. 170
I. Reproduction of Exhibit #73-14: Email from
WMC Compliance Unit demanding personal
appearance............................................. App. 170
II. Reproduction of Exhibit #73-23: Emails from
Glein threatening more legal action ....App. 174
III. Excerpts of Dockets #83-1 and #83-2: StateDefendants’ Answers to Petitioner’s Requests
for Admission (RFA)..............................App. 180
IV. Reproduction of Exhibit 104-10: Email thread
regarding “incident report” in October 2011
............................................................... App. 186
V. Reproduction of Exhibit 104-12: Email thread
regarding other physicians’ refusal.... App. 189
VI. Reproduction of Exhibit 104-26: Email
confirming Iriye’s meeting with Kim Moore
.................... ........................................... App. 196
VII. Reproduction of Exhibit 104-28: Email thread
between GHP ENT physicians refusing to cover
for all FHS outlying hospitals after Iriye’s
meeting with Kim Moore...................... App. 198
VIII. Reproduction of Exhibit 104-115: Letter
terminating Petitioner’s Medicaid contract
.......................................................... . .App. 208
IX. Excerpts of Glein’s deposition (Docket # 107-18)
......... ...................................................... App. 211
X
TABLE OF AUTHORITIES
Cases
Adickes v. Kress Co., 398 U.S. 144 (1970)
............ ..24, 25, 27, 30, 31, 33
Allen v. McCurry, 449 U.S. 90, 98-99 (1980)
36
Ames v. Ohio Dept, of Youth Servs., 605 U.S.
(2025)
................................................................ 12
Anderson v. Liberty Lobby, Inc., All U.S. 242 (1986)
....................................................... 26, 31, 36
Ashcroft v. Iqbal, 556 U.S. 662 (2009)
2, 11, 22, 24
Austin v. Univ, of Or., 925 F.3d 1133 (CA9 2019).... 15
Beck v. Prupis, 529 U.S. 494 (2000)
30
Bekkem v. Wilkie, 915 F.3d 1258 (CA10 2019)...
20
Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007)
.................................. ............................. 2, 10, 11
Bing v. Brivo Sys., LLC, 959 F.3d 605 (CA4 2020) ..16
Bostock v. Clayton Cnty., 590 U.S. 644 (2020) ...22, 25
Boykin v. Keycorp, 521 F.3d 202 (CA2 2008)..
14
Brown v. Sessoms, 774 F.3d 1016 (CADC 2014)
13
Castleberry v. STI Grp., 863 F.3d 259 (CA3 2017)...16
Celotex Corp. v. Catrett, 477 U.S. 317 (1986)
....26, 27, 31
Chapman v. Houston Welfare Rts. Org., 441 U.S. 600
(1979)
24
Christensen v. Grant County Hosp, 152 Wn.2d 299
(Wash. 2004)
...........................................
38
Cicalese v. Univ, of Tex. Med. Branch, 924 F.3d 762,
766 (CA5 2019)
17
Comcast Corp. v. Natl Ass’n of African Am.-Owned
Media, 589 U.S. 327 (2020)
12
Connelly v. Lane Const. Corp., 809 F.3d 780 (CA3
2016)
16
Cook v. George's, Inc., 952 F.3d 93 (CA8 2020)
19
Crawford-El v. Britton, 523 U.S. 574 (1998)
29
Doe v. Columbia Univ., 831 F.3d 46 (CA2 2016)
15
Doe v. Samford Univ., 29 F.4th 675 (11th Cir. 2022)
21
Domino's Pizza v. McDonald, 546 U.S. 470 (2006)..22
Dot Foods, Inc. v. State, 185 Wash.2d 239 (2016)....38
Dura Pharmaceuticals, Inc. v. Broudo, 544 U.S. 336
(2005)
2
Eastman Kodak Co. v. Image Technical Services, Inc.,
504 U.S. 451 (1992)
27
Edwards v. Prime, Inc., 602 F.3d 1276 (CA11 2010)
13
EEOC v. Port Authority of N.Y. & N.J., 768 F.3d 247
(CA2 2014)..
..................................... ..15
Erickson v. Pardus, 551 U.S. 89 (2007)
10, 26
Fowler v. UPMC Shadyside, 578 F.3d 203 (CA3 2009)
................................................................. 15,21
Gee v. Pacheco, 627 F.3d 1178 (CA10 2010)
20
Gilbrook v. City of Westminster, 177 F.3d 839 (CA9
1999)
.................................................... 34
Glossip v. Gross, 576 U.S. 863 (2015)
10, 24
Gomez v. Toledo, 446 U.S. 635 (1980)
................ 24
Gonzaga Univ. v. Doe, 536 U.S. 273 (2002)
24
Griffin v. Breckenridge, 403 U.S. 88 (1971)
33
Haas v. Quest Recovery Servs., 549 U.S. 1163 (2007)
.....10
Hanna v. Plumer, 380 U.S. 460 (1965)
2
Haring v. Prosise, 462 U.S. 306 (1983)
i, 37, 38, 39
xii
Haslund v. Seattle, 86 Wash.2d 607 (1976)
38
Hill v. McDonough, 547 U.S. 573 (2006)
10, 24
Holloway v. Maryland, 32 F.4th 293 (CA4 2022) 16
Johnson v. City of Shelby, 574 U.S. 10 (2014)
12
Johnson v. Riverside Healthcare, 534 F.3d 1116 (CA9
2008)
8, 12
Jones v. Bock, 549 U.S. 199 (2007)
10, 24
Kassner v. 2nd Ave. Delicatessen Inc., 496 F.3d 229
(CA2 2007)
14
Keys v. Humana, Inc., 684 F.3d 605 (CA6 2012)
18
Khalik v. United Air Lines, 671 F.3d 1188 (CA10 2012)
..................................................20
King v. Seattle, 84 Wash.2d 239 (1974)
38
Knick v. Township of Scott, 588 U. S. 180 (2019) ....36
Leatherman v. Tarrant Cnty. Narcotics Intell. &
Coord. Unit, 507 U.S. 163 (1993)
24
Lindsay v. Yates, 498 F.3d 434 (CA6 2007)
18
Littlejohn v. City of New York, 795 F.3d 297 (CA2
2015)
...................
.15
Maty v. Grasselli Chemical Co., 303 U.S. 197 (1938) 3
McCauley v. City of Chicago, 671 F.3d 611 (CA7 2011)
20
McCleary-Evans v. Maryland Dep’t of Transp., State
Highway Admin., 780 F.3d 582 (CA4 2015) ...16, 20
Medina-Velazquez v. Hernandez-Gregorat, 767 F.3d
103 (CAI 2014)
14
Menaker v. Hofstra Univ., 935 F.3d 20 (CA2 2019) .15
Mitchum v. Foster, 407 U.S. 225 (1972)
......... 36
Muldrow v. St. Louis, 601 U.S. 346 (2024)
22
Nance v. Ward, 142 S.Ct. 2214 (2022)
39
xiii
Nanko Shipping, U.S.A. v. Alcoa, Inc., 850 F.3d 461
(CADC 2017)
........................ 14
Nave v. City of Seattle, 415 P.2d 93 (Wash. 1966) 8
Patsy v. Florida Board of Regents, 457 U.S. 496 (1982)
36
Peterson v. Department of Ecology, 92 Wash.2d 306
(1979)
1.................... 38
Raj v. La. State Univ., 714 F.3d 322 (CA5 2013) 17
Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S.
133 (2000)
28
Rodriguez-Reyes v. Molina-Rodriguez, 711 F.3d 49
(CAI 2013)
................... 14
Runnion v. Girl Scouts Chicago, 786 F.3d 510 (CA7
2015)
..................................................... 20
Runyon v. McCrary, 427 U.S. 160 (1976)
34
Scott v. U.S. Bank, 16 F.4th 1204 (CA5 2021)
17
Shady Grove Orthopedic Assocs., P.A. v. Allstate Ins.
Co., 559 U.S. 393 (2010)
3
Shoemaker v. Bremerton, 109 Wash.2d 504 (1987)..38
Snyder v. Phelps, 562 U.S. 443 (2011)
28
Starr v. Baca, 652 F.3d 1202 (CA9 2011)
21
Swanson v. Citibank, N.A., 614 F.3d 400 (CA7 2010)
18, 21
Tamayo v. Blagojevich, 526 F.3d 1074 (CA7 2008).. 18
Thomas v. JBS Green Bay, Inc., 120 F.4th 1335 (CA7
2024)
............................................................ 19
Tolan v. Cotton, 572 U.S. 650 (2014)
36
Vega v. Hempstead Union Free Sch. Dist., 801 F.3d 72
(CA2 2015)
15, 20
Warmington v. Bd. of Regents of Univ, of Minnesota,
998 F.3d 789 (CA8 2021)
.................. 19
Woods v. City of Greensboro, 855 F.3d 639 (CA4 2017)
.............................................................. 3, 16
Young v. United Parcel Serv., Inc., 575 U.S. 206 (2015)
........... 34, 35
Statutes
42 U.S.C. § 1985(3)
.....25, 33
42 U.S.C. §11111....
vii, 8
42 U.S.C. §1981 3, 12, 13, 14, 16, 18, 21, 22, 34, 35
42 U.S.C. §1983
8, 23, 24, 25, 37, 39
1
OPINIONS BELOW
The Ninth Circuit’s unpublished opinion is
reproduced in the Appendix at App. 1-7.
The district court’s unpublished orders are
reproduced at App. 10-76.
JURISDICTION
The Ninth Circuit issued its judgment on
01/23/2025 and denied Petitioner’s timely petition for
rehearing on 04/29/2025.
This Court has jurisdiction under 28 U.S.C. §
1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
First Amendment:
Congress shall make no law ... abridging the
freedom of speech ... or the right... to petition the
government for a redress of grievances.
Fourth Amendment:
The right of the people to be secure in thenpersons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be
violated, and no warrants shall issue, but upon
probable cause, supported by oath or affirmation,
and particularly describing the place to be
searched, and the persons or things to be seized.
Fourteenth Amendment:
I. Section 1.
2
No state shall make or enforce any law which shall
abridge the privileges or immunities of citizens of
the United States; nor shall any state deprive any
person of life, liberty, or property, without due
process of law; nor deny to any person within its
jurisdiction the equal protection of the laws....
Relevant Statutory Provisions: see Appendix.
INTRODUCTION
The Federal Rules “bring about uniformity in the
federal courts.” Hanna v. Plumer, 380 U.S. 460, 47273 (1965). Rule 8(a) requires only “a short and plain
statement of the claim showing that the pleader is
entitled to relief’ to provide the defendant with “fair
notice of what the plaintiffs claim is and the grounds
upon which it rests.” Id.; Bell Ail. Corp. v. Twombly,
550 U.S. 544, 555 (2007); see Ashcroft v. Iqbal, 556
U.S. 662,677-678 (2Q09) (“the pleading standard Rule
8 announces does not require ‘detailed factual
allegations’,” citing Twombly). Absent a specific
heightened pleading requirement by statutes or Rule
9, “ordinary pleading rules are not meant to impose a
great burden” on plaintiffs. Dura Pharmaceuticals,
Inc. v. Broudo, 544 U.S. 336, 347 (2005). “Rule 12(b)(6)
does not countenance ... dismissals based on a judge's
disbelief of a complaint's factual allegations.”
Twombly, 550 U.S. at 556. Pleading rules “serve as a
means of arriving at fair and just settlements of
controversies between litigants” and not as “barriers
which prevent the achievement of that end.” Maty v.
Grasselli Chemical Co., 303 U.S. 197, 200 (1938).
Neither should Rule 8(a) supplant Rule 56 as the
3
procedure for summary judgment despite Plaintiff’s
numerous documents suggestive of a civil conspiracy
between Private- and State-Defendants. “Manifestly,
the rule of Iqbal/Twombly was not intended to serve
as a federal court door-closing mechanism for
arguably weak cases.” Woods v. City of Greensboro,
855 F.3d 639, 652 (CA4 2017). Imposing a heightened
pleading standard in civil-rights cases shuts the
courthouse door to meritorious civil-right-violation
claims expressively granted by 42 U.S.C. §1981 et seq,
which requires no more than Rule 8(a) ordinary
pleading standard. Once plaintiff's meet such pleading
standards, Rule 8 “creates a categorical rule entitling
a plaintiff whose suit meets the specified criteria to
pursue his claim.” Shady Grove Orthopedic Assocs.,
P:A. v. Allstate Ins. Co., 559 U.S. 393, 398 (2010).
STATEMENT
I. Group-Health
Otolaryngologists
(GHP-ENT)
collectively refused to consult and be associated
with FHS’s outlying emergency rooms (ER)
physicians.
The detailed factual allegations from Petitioner’s
“lengthy” Complaint, abridged by the district court
(App. 61-63), are excerpted in the Appendix App. 83103. Petitioner is the only Asian in GHP-ENT group
in Tacoma, WA. Petitioner’s professional contracts
and livelihood depended on SJMC medical-staff
membership and an unblemished medical license. For
clinical privileges, GHP otolaryngologists agreed to be
on-call for unassigned patients at SMJC Emergency
Department but not the entire FHS. App. 61-62; App.
84-86, W-15.
4
FHS’s Chief Medical Officer (CMO) acknowledged
“some flaws” in its community-call ENT coverage in
2011 but failed to “take this responsibility very
seriously” and “sort through this issue” as promised.
Consequently, GHP ENT collectively refused to
consult with FHS’s outlying ER physicians. App. 8688, ^18-19, 22-23, 27. Dr. Moreano testified to this
fact during MQAC hearing. App. 151-159. While GHP
otolaryngologists collectively refused to consult,
Private- and State-Defendants (App. 181-182) racially
singled Petitioner out for reporting, investigation, and
selective enforcement. See §§II-IV infra.
II. Private-Defendants’ racially disparate treatment
and harassment impaired Petitioner’s employment
terms and conditions.
On 06/08/2014, unable to safely perform surgeries
because of his orthopedic injuries and “debilitating
pain”, Petitioner refused to consult with a SCH
provider for a transfer. “The physician assistant
apparently transferred the patient, “Patient C,” to
SJMC nonetheless, and Defendant Kimberly Moore,
M.D., a physician at SJMC, accepted Patient C for
transfer.” Petitioner “informed Moore that he was
unable to care for Patient C but that she, a boardcertified physician, could drain the abscess herself.”
Defendant Moore “transferred Patient C to a different
hospital, where Patient C was successfully treated.”
App. 62. Petitioner’s “refusal to consult” was self
reported as “a potential EMTALA violation” but the
Center for Medicare Services (CMS) took no action
against Petitioner after its investigation. App. 62-63.
Retaliating against Petitioner’s vocal opinion
about FHS’ unsafe patient transfer and care, Private-
5
Defendants conducted a sham peer-review with
invidious animus to coerce Petitioner into signing the
“Call Coverage Attestation Agreement” causing a
hostile workplace, Petitioner’s demotion, increased
mental and physical stress, and ultimately
constructive discharge. App. 91-96, 1H37-47. On
05/31/2016, Petitioner filed a claim with the EEOC
and resigned from GHP on 08/01/2017. App. 63.
III. Private- and State-Defendants joined a concerted
effort of racially disparate treatment and selective
enforcement against Petitioner’s “refusal to consult”.
Defendant Clark reported Petitioner’s “refusal to
consult” as a “potential EMTALA violation” (App. 104105) to CMS. After “CMS investigated and found that
SJMC, not Plaintiff, potentially violated the EMTLA”,
the self-report against Petitioner was forwarded to
MQAC.
App. 63. Agreeing to State-Defendant
Slavin’s request (App. 160-161), Private-Defendant
Clark conducted a warrantless search of Petitioner’s
medical-staff files for “past staff or patient
complaints” under RCW 18.130.050 “to take
disciplinary or corrective action, if warranted” and
reported four additional complaints without any
objection or demand for a warrant from StateDefendant Slavin (App. 96-98, ^51-54; App.162-169).
During MQAC hearing, Private-Defendant Moore
even perjured herself. Instead of correcting Moore’s
false testimony, State-Defendants Defreyn and Dixon
joined forces to suppress and exclude Petitioner’s
submission of impeaching evidence as “untimely per
WAC 246-11-390(7).” App. 130-134.
Petitioner’s “refusal to consult”, not any healthcare
services or advices rendered, was the common target
6
of Defendant Clark’s letter (App. 104-105) and MQAC
Final Order (App. 137-144, 1HJ1.8, 1.12-1.13, 1.15,
1.17, 2.4, 2.6).
IV. State-Defendants’ racially disparate treatment
against Petitioner’s First-Amendment petition
activity.
After its review, the Superior Court concluded,
“the delay in the order has prejudiced the Petitioner”
and “a two-year period of monitoring ... should have
been completed as of May 26, 2019” and ordered the
Final Order’s effective date “to be May 26, 2017 and
not September 29, 2017.” (App. 19). Ignoring this
order, MQAC neither changed the Final Order’s
effective date nor scheduled my timely personal
appearance before the 05/26/2019 completion of the
oversight because they purportedly “monitor for
future appeals” and “we didn't think it would be fair
to bring you in” (App. 178, 214).
Reading Petitioner’s legal “pleadings” in this
federal lawsuit, State-Defendant Glein “consulted
with “our AG and RCM” and “instructed” MQAC
compliance unit to “start reaching out” (App. 214-215)
for Petitioner’s personal appearance unexpectedly on
10/26/2021 (App. 173). Petitioner questioned the legal
basis for such demand but abided to appear on
01/14/2022 not 03/04/2022. App. 171-172. Petitioner
was informed on 01/14/2022 that his tentative
personal appearance was scheduled for 03/04/2022
(App. 170). Repeatedly, MQAC demanded Petitioner’s
personal appearance and harassed Petitioner with
more legal action under RCW 18.130.180(9) if he
failed to appear on 07/15/2022. App. 174-179.
7
Meanwhile other similarly situated physicians of
different races were afforded personal appearances for
timely and early termination of MQAC/WMC Orders.
App. 181-185. Plaintiff was denied of such equal
treatment under the law despite obliging to State MQAC-Defendants’ untimely demand for a personal
appearance.
V. The decisions below
Refusing to apply Washington’s abuse-of-process
tolling rule, the district court granted PrivateDefendants’ Rule 12(b) motions on statute-oflimitation ground except for Petitioner’s §1981 claim.
App. 67-71. Acknowledging that “Plaintiff discusses
his §1981 claim with more specificity” (App. 71), the
district court nevertheless dismissed Petitioner’s
§1981 claim because Petitioner “does not claim that
Private Defendants treated other non-minority
doctors differently under similar circumstances” (App.
75). On reconsideration motion, the district court
reversed its initial conclusion that Petitioner’s
complaint failed to state §1981 claim to rule PrivateDefendants “did not report other non-Asian doctors for
refusing to treat patients under similar
circumstances, and that the subsequent investigation
and administrative hearing created a hostile work
environment that interfered with this employment
contract in violation of 42 U.S.C. § 1981.” App. 39. It
also reversed its initial immunity ruling (App. 73) to
immunize Private-Defendants (App. 41-42) under 42
U.S.C. §lllll(a)(2).
However, the Ninth Circuit affirmed the district
court’s Rule 12(b) dismissal of Private-Defendants on
8
a different ground: Petitioner failed to plausibly (1)
allege “a meeting of the minds” between Private- and
State-Defendants to state a §1983 claim and (2) “plead
facts” for all prima facie elements of a §1981 hostilework-environment claim required by Johnson v.
Riverside Healthcare, 534 F.3d 1116, 1122-1123 (CA9
2008). App. 5-6.
The district court granted State-Defendants’ Rule
56 motion on their affirmative defenses without
reaching the merits of Petitioner’s First-, Fourth-, and
Fourteenth-Amendment claims. App. 21-34.
Rejecting Washington Supreme Court’s abuse-ofprocess tolling rule under Nave v. City of Seattle, 415
P.2d 93, 95 (Wash. 1966), the Ninth Circuit did not
address most of the State-Defendants’ affirmative
defenses and affirmed summary judgment for StateDefendants (App. 3-5) on the following grounds:
• Petitioner’s
timely
“remaining
§1983
constitutional claims” are collaterally estopped
(App. 4) even though Petitioner’s First-, Fourth-,
and Fourteenth-Amendment challenges to
MQAC Final Order’s constitutional validity were
NOT litigated and necessarily determined in
state-court judgment (App. 112-126);
• Petitioner “failed to establish a genuine dispute
of material fact that the State Defendants'
conduct was "sufficiently severe or pervasive" as
to create a hostile work environment” for §1981
claim (App. 4) despite Petitioner’s showing of
documentary evidence that State-Defendants’
racially selective enforcement was the reason for
Petitioner’s Medicaid contract being terminated
(App. 208-210);
9
• Petitioner “did not adequately allege the
requisite meeting of the minds to establish a
conspiracy for his § 1983 claim, let alone adduce
evidence raising a genuine dispute of material
fact that such an agreement was reached” and
thus “Dang's §1985(3) claim against them
necessarily fails” (App. 5). However, to support
Petitioner’s motion for partial summary
judgment and oppose State-Defendants’ Rule 56
motion, Petitioner submitted a 61-page
declarations with over 100 exhibits including
State-Defendants’ answers to Requests for
Admission, deposition transcripts, and email
communications. The Ninth Circuit (App. 5) did
not address Petitioner’s Rule 56(c) “materials in
the record” “asserting that a fact cannot be or is
genuinely disputed” that Private- and StateDefendants, acting in concert under color of state
law RCW 18.130 (the Uniform Disciplinary Act),
infringed on Petitioner’s constitutional and
federal rights under the First, Fourth, and
Fourteenth Amendments and §1981.
REASONS FOR GRANTING THE
PETITION
Under this Court's jurisprudence, “federal courts
ordinarily have no warrant to impose heightened
pleading standards not prescribed by statute or rule.”
Haas v. Quest Recovery Servs., 549 U.S. 1163, 1164
(2007) (Ginsburg, J., concurring). “Specific pleading
requirements are mandated by the Federal Rules of
Civil Procedure, and not, as a general rule, through
case-by-case determinations of the federal courts.”
Glossip v. Gross, 576 U.S. 863, 879-880 (2015); Jones
10
v. Bock, 549 U.S. 199, 213 (2007) (unanimous
decision); Hill v. McDonough, 547 U.S. 573, 582 (2006)
(unanimous decision).
The Ninth Circuit’s improper imposition of a
heightened pleading burden on pro se Petitioner’s civil
rights claims is an “even more pronounced” departure
from “the liberal pleading standards set forth by Rule
8(a).” Erickson v. Pardus, 551 U.S. 89, 94 (2007); see
Twombly, 550 U.S. at 570 (the “use of a heightened
pleading standard for Title VII cases was contrary to
the Federal Rules' structure of liberal pleading
requirements.”). Also, the Ninth Circuit’s use of the
heightened pleading standards at the summary
judgment stage supplants Rule 56 and this Court’s
well-established precedents on summary-judgment
procedures. This case meets the Court’s Rule 10
criteria for review of paramount legal questions
regarding Rules 8(a) and 56 in civil-rights litigation in
federal courts.
I.
The recurring circuit conflict over employment
discrimination pleading standards again needs
resolution by this Court.
Two decades ago, this Court resolved this very
circuit-court split and unanimously ruled that “the
Federal Rules do not contain a heightened pleading
standard for employment discrimination suits” and
“an employment discrimination plaintiff need not
plead a prima facie case of discrimination.”
Swierkiewicz v. Sorema N.A., 534 U.S. 506, 515
(2002). This Court “has never indicated that the
requirements for establishing a prima facie case
under McDonnell Douglas also apply to the pleading
11
standard that plaintiffs must satisfy in order to
survive a motion to dismiss.” Id. at 510-511. Several
years later, this Court reaffirmed that Rule 8 requires
a “short and plain statement of the claim showing that
the pleader is entitled to relief’ NOT “detailed factual
allegations.” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
555 (2007). However, Twombly and Iqbal retired the
“no sets of facts” and declared a new “plausibility”
pleading standard for all civil actions. Reaffirming
Swierkiewicz, Twombly rejected “a heightened
pleading requirement” of detailed facts “beyond those
necessary to state a claim and the grounds showing
entitlement to relief.” Id. Indeed, to defeat Rule
12(b)(6) motions, complaints only need “sufficient
factual matter, accepted as true, to state a claim to
relief that is plausible on its face.” Iqbal, 556 U.S. at
678. Subsequently reaffirming Swierkiewicz’s holding
that “imposing a heightened pleading standard in
employment discrimination cases conflicts with
Federal Rule of Civil Procedure 8(a)(2),” this Court
advised that Twombly and Iqbal instruct that
plaintiffs only “must plead facts sufficient to show
that [their] claim has substantive plausibility” and
need “do no more to stave off threshold dismissal for
want of an adequate statement of their claim.”
Johnson v. City of Shelby, 574 U.S. 10,12 (2014). “The
federal rules effectively abolish the restrictive theory
of the pleadings doctrine,” making it “unnecessary to
set out a legal theory for the plaintiffs claim for
relief.” Id. (citation omitted). In this Court’s latest
unanimous decision, Justice Thomas again reaffirmed
that “the [prima facie case of discrimination]
framework is inapplicable at the pleading stage.”
12
Ames v. Ohio Dept, of Youth Servs., 605 U.S.
(2025), No. 23-1039 slip op., Thomas, J. concurring
opinion at 9 (citing Swierkiewicz v. Sorema N. A., 534
U.S. 506, 508 (2002)). As an evidentiary standard, the
hostile-work-environment prima facie elements under
the McDonnell Douglas framework are used only as “a
tool for assessing claims, typically at summary
judgment, when the plaintiff relies on indirect proof of
discrimination.” Comcast Corp. v. Natl Ass’n of
African Am.-Owned Media, 589 U.S. 327, 340 (2020).
Nevertheless, according to Johnson v. Riverside
Healthcare, 534 F.3d 1116, 1122-1123 (CA9 2008), on
which the decision below relied (App. 6), to state a
§1981 hostile-work-environment claim, Plaintiff must
allege “(1) [he] was subjected to verbal or physical
conduct because of [his] race, (2) the conduct was
unwelcome, and (3) the conduct was sufficiently
severe or pervasive to alter the conditions of [his]
employment and create an abusive work
environment.” The Ninth Circuit discounted the
district Court’s finding that Private-Defendants “were
motivated to report him by racial animus, that they
did not report other non-Asian doctors for refusing to
treat patients under similar circumstances...” (App.
39) and demanded from Petitioner a heightened
pleading standard contrary to Rule 8(a)(2) and
Swierkiewicz. Likewise, post-Iqbal the Eleventh
Circuit “required” §1981 plaintiffs to allege all prima
facie hostile-work-environment elements to survive
Rule 12(b)(6) motions. Edwards v. Prime, Inc., 602
F.3d 1276, 1300 (CA11 2010). Meanwhile, postIqbal!Twombly, ten other circuits rejected the prima
facie pleading standard demanded by the Ninth and
13
Eleventh Circuits, recreating the very circuit split
Swierkiewicz resolved unanimously in 2002.
A. This entrenched 10-2 circuit split percolated
through the federal circuits heretofore without
realistic resolution.
In the DC Circuit, at the pleading stage, “the
district court cannot throw out a complaint even if the
plaintiff did not plead the elements of a prima facie
case.” Brown v. Sessoms, 774 F.3d 1016, 1022-1023
(CADC 2014) (quoting Brady v. Office of Sergeant at
Arms, 520 F.3d 490, 493 (CADC 2008)). Further
splitting from the Ninth, the DC Circuit clarified that
a §1981 plaintiff can raise an inference of
discrimination by showing “that she was treated
differently from similarly situated employees who are
not part of the protected class.” Id. Plaintiff’s “initial
burden” pleading §1981 claims is “not onerous.”
Nanko Shipping, U.S.A. v. Alcoa, Inc., 850 F.3d 461,
467 (CADC 2017). The divided court concluded that by
alleging Alcoa, aware of one of the plaintiff’s race,
treated his company “less favorably than similarly
situated white-owned companies,” Nanko raised its
“right to relief above the speculative level.” Id.
“Allegations regarding comparators, racial comments,
and pretext obviously strengthen a discrimination
complaint, but the evidentiary requirements the
dissent identifies are inapplicable at the pleading
stage.” Id.', see Ames, supra at 12 (“the [prima facie
case of discrimination] framework is inapplicable at
the pleading stage”).
In the First Circuit, the prima facie case is neither
“a pleading standard” nor “the appropriate
benchmark for determining whether a complaint has
14
crossed the plausibility threshold.” Rodriguez-Reyes
v. Molina-Rodriguez, 711 F.3d 49, 52 (CAI 2013). “To
achieve plausibility, a complaint need not plead facts
sufficient to make a prima facie case or allege all facts
necessary to succeed at trial.” Medina- Velazquez v.
Hernandez-Gregorat, 767 F.3d 103,.108 (CAI 2014).
Citing Swierkiewicz, the Second Circuit declared
“plaintiffs need not plead a prima facie case of
discrimination based on hostile work environment” at
the pleading stage, Kassner v. 2nd Ave. Delicatessen
Inc., 496 F.3d 229, 240-241 (CA2 2007), and “both
Twombly and Erickson explicitly disavow that Rule
8(a) requires any plaintiff - let alone a pro se plaintiff
- to plead "specific facts",” Boykin v. Keycorp, 521 F.3d
202, 215 (CA2 2008). Citing Littlejohn v. City of New
York, 795 F.3d 297, 309 (CA2 2015) and EEOC v. Port
Authority of N.Y. & N.J., 768 F.3d 247 (CA2 2014), the
Second Circuit further split from the Ninth and
Eleventh Circuits to conclude, “a discrimination
complaint need not allege facts establishing each
element of a prima facie case of discrimination to
survive a motion to dismiss.” Vega v. Hempstead
Union Free Sch. Dist., 801 F.3d 72, 84 (CA2 2015).
Plaintiffs “need only give plausible support to a
minimal inference of discriminatory motivation.” Id.;
Menaker v. Hofstra Univ., 935 F.3d 20, 30 (CA2 2019);
Doe v. Columbia Univ., 831 F.3d 46, 55 n.8 (CA2 2016)
(“At the pleading stage, district courts would do well
to remember this exceedingly low burden that
discrimination plaintiffs face....”); contra Austin v.
Univ, of Or., 925 F.3d 1133, 1137 (CA9 2019)
(explicitly splitting with the Second Circuit to state
“We read the Second Circuit’s application of the
15
McDonnell Douglas presumption at the pleading
stage as contrary to Supreme Court precedent, and we
decline to embrace that approach”).
Concluding “because Conley has been specifically
repudiated by both Twombly and Iqbal so too has
Swierkiewicz, at least insofar as it concerns pleading
requirements and relies on Conley,” the Third Circuit
nevertheless declared even yost-Twombly, “a plaintiff
is not required to establish the elements of a prima
facie case but instead, need only put forth allegations
that raise a reasonable expectation that discovery will
reveal evidence of the necessary element.” Fowler v.
UPMC Shadyside, 578 F.3d 203, 211, 213 (CA3 2009).
As an evidentiary standard, a prima facie case is “not
a pleading requirement” and thus “not a proper
measure of whether a complaint fails to state a claim.”
Connelly v. Lane Const. Corp., 809 F.3d 780, 788-789
(CA3 2016). Whether hostile-work-environment
allegations are true and amount to “pervasiveness”
can only “be answered after discovery.” Castleberry v.
STI Grp., 863 F.3d 259, 266 (CA3 2017).
“Swierkiewicz remained binding precedent” in
the Fourth Circuit; plaintiffs “need not plead facts
sufficient to establish a prima facie case of race-based
discrimination to survive a motion to dismiss” a §1981
claim. Woods v. City of Greensboro, 855 F.3d 639, 646648 (CA4 2017) (citing McCleary-Evans v. Maryland
Dep’t of Transp., State Highway Admin., 780 F.3d 582,
585 (CA4 2015)). P ost-Iqbal!Twombly, plaintiffs must
“allege facts to satisfy the elements of a cause of action
created by [Title VII or §1981].” Id. at 648; Bing v.
Brivo Sys., LLC, 959 F.3d 605, 619 (CA4 2020)
(Traxler, J., dissenting). Rule 12(b)(6) motions test the
16
sufficiency of a complaint and cannot “resolve contests
surrounding the facts, the merits of a claim, or the
applicability of defenses.” Bing, 959 F.3d at 616. Thus,
the “similarly situated analysis typically occurs in the
context of establishing a prima facie case of
discrimination, not at the 12(b)(6) stage.” Holloway v.
Maryland, 32 F.4th 293, 299 (CA4 2022) (quoting
Woods v. City of Greensboro, 855 F.3d 639, 651 (CA4
2017). Accordingly, despite “thin” facts suggesting
racial motivation in plaintiff Holloway’s complaint,
“pretext allegations” accepted aS true at the pleading
stage “support an inference of race discrimination,”
nudging plaintiff’s claim “across the line from
conceivable to plausible” to satisfy Iqbal/Twombly
standard. Id.
In the Fifth Circuit, “a plaintiff need not make out
a prima facie case of discrimination under McDonnell
Douglas in order to survive a Rule 12(b)(6) motion to
dismiss.” Cicalese v. Univ, of Tex. Med. Branch, 924
F.3d 762, 766 (CA5 2019). Requiring “a showing of
each prong of the prima facie test for disparate
treatment at the pleading stage” is error. Id. (quoting
Raj v. La. State Univ., 714 F.3d 322, 331 (CA5 2013)).
Being “an evidentiary standard, not a pleading
requirement,” “the McDonnell Douglas standard does
not govern at the motion-to-dismiss stage.” Scott v.
U.S. Bank, 16 F.4th 1204,1209 (CA5 2021) (citing Raj
v. La. State Univ. , 714 F.3d 322, 331 (CA5 2013)).
Applying the McDonnell Douglas framework can be a
“helpful” to frame the motion-to-dismiss inquiry into
a complaint’s plausibility but “must be done with care”
to avoid “requiring a plaintiff to plead something more
than the "ultimate elements" of a claim” and
17
“subjecting a plaintiffs allegations to a rigorous
factual or evidentiary analysis under the McDonnell
Douglas framework in response to a motion to
dismiss.” Id. (citing Cicalese v. Univ, of Tex. Med.
Branch , 924 F.3d 762, 767 (CA5 2019)).
Addressing “whether, at the pleading stage, a
housing-discrimination plaintiff must establish each
of the elements of the prima facie case to survive a
motion to dismiss the complaint” in a §§1981, 1982,
and 3604 case, the Sixth Circuit concluded that
Swierkiewicz made “clear that McDonnell Douglas
does not set the standard for pleading any complaint.”
Lindsay v. Yates, 498 F.3d 434, 439-440 (CA6 2007).
Concluding “Twombly and Iqbal did not alter its
holding in Swierkiewicz” and “it would be inaccurate
to read Twombly and Iqbal so narrowly as to be the
death of notice pleading,” the Sixth Circuit reversed
the district court’s Rule 12(b)(6) motion grant for
§1981 and Title VII claims because “it was error for
the district court to require Keys to plead a prima facie
case under McDonnell Douglas in order to survive a
motion to dismiss.” Keys v. Humana, Inc., 684 F.3d
605, 610 (CA6 2012).
The Seventh Circuit cautioned that Twombly
“must not be over-read” to “supplant the basic notice
pleading standard.” Tamayo v. Blagojevich, 526 F.3d
1074, 1082-1083 (CA7 2008). Requiring “something
more than a general recitation of the elements of the
claim,” the Tamayo court “reaffirmed the minimal
pleading standard for simple claims of race or sex
discrimination.” Id. at 1084. Thus, plaintiffs must
include “enough details about the subject-matter of
the case to present a story that holds together.”
18
Swanson v. Citibank, N.A., 614 F.3d 400, 404-405
(CA7 2010). Accordingly, for a racial discrimination
claim, identifying “the type of discrimination” the
plaintiff thought occurred, “by whom, ... and when”
was “all she needed to put in her complaint.” Id. In its
starkest split from the Ninth and Eleventh Circuits,
the Seventh Circuit most recently rejected the district
court’s pleading requirement matching all hostilework-environment elements to survive Rule 12(b)(6)
motions. “This is the exact requirement rejected by
the Supreme Court in Swierkiewicz. That something
must be proved (if plaintiff is to win) does not imply
that it must be alleged in the complaint.” Thomas v.
JBS Green Bay, Inc., 120 F.4th 1335, 1338 (CA7
2024). “All the complaint need do is state a grievance.
Details and proofs come later.” Id.
Swierkiewicz accepted the Eighth Circuit’s long
standing stance: “to measure a plaintiffs complaint
against a particular formulation of the prima facie
case at the pleading stage is inappropriate.” 534 U.S.
at 512 (quoting Ring v. First Interstate Mortgage, Inc.,
984 F.2d 924, 927 (CA8 1993)). Post-Iqbal!Twombly,
the Eighth and First Circuits agreed: Swierkiewicz
“negated any need to plead a prima facie case in the
discrimination context and emphasized that the
prima facie model is an evidentiary, not a pleading,
standard.” Warmington v. Bd. of Regents of Univ, of
Minnesota, 998 F.3d 789, 796 (CA8 2021) (quoting
Rodriguez-Reyes v. Molina-Rodriguez, 711 F.3d 49,
53 (CAI 2013)). Splitting with the Ninth Circuit (see
supra p.15), the Eighth embraced the Second Circuit’s
approach, “facts alleged must give plausible support
to the reduced requirements that arise under
19
McDonnell Douglas” thus “reduc[ing] the facts needed
to be pleaded under Iqbal.” Id. (quoting Littlejohn v.
City of New York, .795 F.3d 297, 310 (CA2 2015)).
Thus, “there is no need to set forth a detailed
evidentiary proffer in a complaint.” Id. Under
Swierkiewicz, to defeat Rule 12(b)(6) motions,
plaintiffs “need not plead facts establishing a prima
facie case of discrimination.” Cook v. George's, Inc.,
952 F.3d 935, 939 (CA8 2020).
Finally, the Tenth Circuit noted “the plausibility
standard has been criticized by some as placing an
improper burden on plaintiffs, denying them proper
access to the courts” before discovery. Gee v. Pacheco,
627 F.3d 1178, 1185 (CA10 2010). To defeat Rule
12(b)(6) motions, “while Plaintiff is not required to set
forth a prima facie case for each element, she is
required to set forth plausible claims,” Khalik v.
United Air Lines, 671 F.3d 1188, 1193 (CA10 2012);
i.e., Plaintiff must plead some set of facts, not just
legal conclusions, “that taken together plausibly
suggest differential treatment of similarly situated
employees,” Bekkem v. Wilkie, 915 F.3d 1258, 12741275 (CA10 2019) (quotingHwang v. Kan. State Univ.,
753 F.3d 1159, 1164 (CA10 2014)).
This 10-2 Circuit split should be resolved because
of the well-recognized “uncertainty and variation” in
pleading standards for discrimination cases post
TwomblytIqbal. Runnion v. Girl Scouts Chicago, 786
F.3d 510, 520 (CA7 2015) (“In the wake of Twombly
and Iqbal, there remain considerable uncertainty and
variation among the lower courts as to just how
demanding pleading standards have become.”); Vega,
801 F.3d at 83 (stating “uncertainty lingered as to
20
whether Twombly and Iqbal overruled Swierkiewicz
entirely”); McCauley v. City of Chicago, 671 F.3d 611,
621 (CA7 2011) (HAMILTON, J., dissenting in part)
(flqbal is in serious tension with these other decisions,
rules, and forms, and the Court's opinion fails to
grapple with or resolve that tension”); McClearyEvans, 780 F.3d at 590 (WYNN, J., dissenting in part)
(“The apparent tension between the Court's decisions
in Iqbal and Swierkiewicz is well-documented”);
Swanson, 614 F.3d at 410 (POSNER, J., dissenting in
part, citing Fowler, 578 F.3d at 211) (Swierkiewicz “is
regarded in some quarters as dead after Iqbal’); Starr
v. Baca, 652 F.3d 1202, 1216 (CA9 2011) (The panel
majority states “it is difficult to know” after Iqbal
whether to apply “the more demanding standard” of
Twombly!Iqbal or “the usual lenient pleading
standard under Rule 8(a)” of Swierkiewicz).
Concurring in Doe v. Samford Univ., 29 F.4th 675,
693-697 (11th Cir. 2022), Judge Jordan opined,
“Familiarity, however, does not always mean clarity”
with the Twombly/Iqbal facial plausibility standard
and discussed in details the “linguistic problems” of
“an incredibly thin line” between the words plausible
and probable. Judge Jordan argued Iqbal’s “reHance
on judicial experience and common sense” has
“analytical difficulties” because these trait “are not
objectively uniform across the federal judiciary.” Id. at
694 (citing Muransky v. Godiva Chocolatier, Inc., 979
F.3d 917, 965 n.5 (11th Cir. 2020) (en banc) (Jordan,
J., dissenting)).
21
B. The decision below contravenes §1981 plain text
and this Court’s precedents.
The decision below cannot be reconciled with 42
U.S.C. §1981 plain text: the rights to “make and
enforce contracts” in “the making, performance,
modification, and termination of contracts, and the
enjoyment of all benefits, privileges, terms, and
conditions of the contractual relationship” “are
protected
against
impairment
by”
racial
discrimination. Accordingly, “Section 1981 offers
relief ... when racial discrimination impairs an
existing contractual relationship, so long as the
plaintiff has or would have rights under the existing
... contractual relationship,” Domino's Pizza v.
McDonald, 546 U.S. 470, 476 (2006). The word
“discriminate” refers to “differences in treatment that
injure” plaintiffs in a protected racial class. Muldrow
v. St. Louis, 601 U.S. 346, 355 (2024) (quoting Bostock
v. Clayton County, 590 U.S. 644, 681 (2020)).
Petitioner’s “claim has facial plausibility” because
Petitioner’s “factual content” allows the district court
“to draw the reasonable inference that the defendant
is liable for the misconduct alleged,” Iqbal, 556 U.S. at
678, in its order (App. 39): “Plaintiff argues ... that
[Private-Defendants] did not report other non-Asian
doctors for refusing to treat patients under similar
circumstances, and that the subsequent investigation
and administrative hearing created a hostile work
environment that interfered with this employment
contract in violation of 42 U.S.C. §1981.” The district
court’s finding is not a clearly erroneous inference of
Petitioner’s non-conclusory factual allegations (App.
84-99, W-7,11,14-15, 18-19, 22-23, 26-30, 32-47, 51-
22
53, 59, 62; App. 108-111). Such disparate treatment of
Petitioner’s “refusal to consult” impairs his §1981
right in “the making, performance, modification, and
termination of contracts, and the enjoyment of all
benefits, privileges, terms, and conditions of the
contractual relationship” because of no other reason
but for his race.
C. Petitioner’s case is an ideal vehicle for resolving
the conflict.
This case has a complete record with undisputed
facts and no jurisdictional defect. Resolution of the
questions presented is outcome-dispositive in this
case. Most importantly, this entrenched circuit split is
over the historic federal Civil Rights Act of 1866 that
protects millions of Americans from employment
discrimination. That protection by §1981 “against
impairment by nongovernmental discrimination and
impairment under color of State law” should not
depend on geographical happenstance.
II. 42 U.S.C. §1983 plainly does not impose a special
“heightened pleading requirement.”
The Ninth Circuit’s demand - “to plead a § 1983
claim”, Petitioner must plead “allegations plausibly
suggesting the Private Defendants had a meeting of
the minds with Defreyn, Pfluger, or any of the State
Defendants to violate Dang's constitutional rights”
and “the requisite meeting of the minds to establish a
conspiracy for his §1983 claim” (App. 5-6) — goes
beyond Rule 8(a) liberal pleading requirement. Such
mandate contravenes 42 U.S.C. §1983 text, which
requires no “conspiracy” allegation or heightened
pleading to state Petitioner’s civil-right-violations
23
claims. Indeed, pleading “the requisite meeting of the
minds to establish a conspiracy” is never required to
state a §1983 claim under this Court’s precedents.
Merely a mechanism for enforcing individual
rights “secured by the Constitution and laws” of the
United States, “§1983 by itself does not protect anyone
against anything,” including a conspiracy. Gonzaga
Univ. v. Doe, 536 U.S. 273, 285 (2002); Chapman v.
Houston Welfare Rts. Org., 441 U.S. 600, 617 (1979).
Enacted long ago to preserve “human liberty and
human rights” and vindicate “cherished constitutional
guarantees,” “§1983 is to be construed generously to
further its primary purpose.” Gomez v. Toledo, 446
U.S. 635, 638-639 (1980). “By the plain terms of
§1983”, this Court unanimously rejected any
additional pleading requirement because “only two
allegations,” that (1) Plaintiff was deprived of federal
right(s) by (2) someone acting under color of state law,
“are required” to state a §1983 cause of action. Id. at
640; Adickes v. Kress Co., 398 U.S. 144, 152 (1970)
(“The terms of §1983 make plain two elements that
are necessary for recovery”). Years later, this Court
again unanimously rejected heightened pleading
standards for §1983 cases. Leatherman v. Tarrant
Cnty. Narcotics Intell. & Coord. Unit, 507 U.S. 163,
168 (1993). Even post-Twombly/Iqbal, this Court
rejected any special pleading requirement for §1983
claims because “§1983 alone does not impose a
heightened pleading requirement.” Glossip v. Gross,
576 U.S. 863, 879-880 (2015). “Specific pleading
requirements are mandated by the Federal Rules of
Civil Procedure, and not, as a general rule, through
case-by-case determinations of the federal courts.” Id.;
24
Jones v. Bock, 549 U.S. 199, 213 (2007) (unanimous
decision); Hill v. McDonough, 547 U.S. 573, 582 (2006)
(unanimous decision).
Notably, under the “facial plausibility” standard
in Iqbal, 556 U.S. at 678, Petitioner “pleads factual
content” allowing the Western Washington district
court (App. 60-61) to draw the following inference:
More specifically, he alleges that Private
Defendants: (1) conspired with state officials to
deprive him of rights secured by the First,
Fourth, Fifth, and Fourteenth Amendments to
the United States Constitution in violation of
42 U.S.C. §1983; (2) racially discriminated
against and harassed him in violation of 42
U.S.C. §1981; (3) conspired to deprive him of
constitutional rights in violation of 42 U.S.C. §
1985(3);...
Indeed, Petitioner plausibly plead “his §1983 claim”
that State-Defendants acting under color of state law
RCW 18.130 violated Petitioner’s First-, Fourth-, and
Fourteenth-Amendment and §1981 rights (App. 96102, HU51-53, 59, 62, 75-76, 82-83, 92, 97-98). PrivateDefendants “jointly engaged with state officials in the
prohibited action, are acting 'under color' of law for
purposes of the statute.” Adickes, 398 U.S. at 152. The
Ninth Circuit’s demand for allegation of “the requisite
meeting of the minds to establish a conspiracy for his
§1983 claim” (App. 5) is exactly the “extratextual”
detraction from “old statutory terms” of §1983 that,
this Court warned, “would deny the people the right
to continue relying on the original meaning of the law
they have counted on to settle their rights and
25
obligations.” Bostock v. Clayton Cnty., 590 U.S. 644,
654-555 (2020).
The Ninth Circuit’s “departure from the liberal
pleading standards set forth by Rule 8(a)(2) is even
more pronounced” because a pro se Complaint must
“be liberally construed” “as to do substantial justice.”
Erikson v. Pardus, 551 U.S. 89, 94 (2007). This Court’s
review is warranted in this case.
III. The Ninth Circuit’s failure to review and credit
Petitioner’s Rule 56(c) evidence contravenes this
Court’s well-settled precedents.
To prevail as a matter of law, the StateDefendants movant “always bears” the initial burden
of showing there is no genuine dispute of material
fact, Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986),
to be “entitled to judgment as a matter of law,” Rule
56(a). And “summary judgment will not he if the
dispute about a material fact is "genuine," that is, if
the evidence is such that a reasonable jury could
return a verdict for the nonmoving party.” Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 248-249 (1986).
To defeat Defendants’ Rule 56 motion, Petitioner
“need only present evidence from which a jury might
return a verdict in his favor.” Id. Petitioner “must set
forth specific facts showing that there is a genuine
issue for trial” but “need not show the issue will be
resolved conclusively” in his favor. Id. Petitioner must
only submit “sufficient evidence” to create a material
factual dispute, thereby requiring a jury trial to
resolve the parties' differing versions. Id. Most
importantly, courts must believe Petitioner’s evidence
with all justifiable inferences drawn in his favor. Id.
26
at 255. State-Defendants are not “entitled to
judgment as a matter of law” when Petitioner makes
“a sufficient showing on an essential element of a
claim” on which Petitioner has the burden of proof.
Celotex, 477 U.S. at 323.
For summary judgment, “the judge's function is
not himself to weigh the evidence and determine the
truth of the matter but to determine whether there is
a genuine issue for trial.” Anderson, 477 U.S. at 249.
Courts are required to view the facts and draw
reasonable inferences “in the light most favorable to
[Petitioner,] the party opposing the motion.” Adickes
v. Kress Co., 398 U.S. 144, 158-159 (1970). His
“version of any disputed issue of fact thus is presumed
correct.” Eastman Kodak Co. v. Image Technical
Services, Inc., 504 U.S. 451, 456 (1992).
Opposing State-Defendants’ Rule 56 motion,
Petitioner did not “rest upon mere allegations or
denials of his pleading” but indeed “set forth specific
facts showing that there is a genuine issue for trial,”
Anderson, 477 U.S. at 256, for his §§1981, 1983, and
1985(3) claims by submitting and citing to Petitioner’s
61-page declarations with over 100 attached exhibits
and State-Defendants’ answers to Requests for
Admission (RFA), depositions, and letter exchanges
with Private-Defendants. Petitioner’s Rule 56(c)
materials support his assertion that a fact cannot be
genuinely disputed that State-Defendants regulated
and retaliated against Petitioner’s First-Amendment
activities, violated Petitioner’s Fourth-Amendment
right by conducting a warrantless administrative
search with the full agreement and cooperation from
Private-Defendants, and violated the Fourteenth
27
Amendment for their racially selective enforcement
against Petitioner’s First-Amendment activities.
Under Rule 56, “the court must review the record
taken as a whole.” Reeves v. Sanderson Plumbing
Prods., Inc., 530 U.S. 133, 150 (2000). Like any FirstAmendment case, the Ninth Circuit is also “obligated”
to “make an independent examination of the whole
record” to ensure that “the judgment does not
constitute a forbidden intrusion on the field of free
expression.” Snyder v. Phelps, 562 U.S. 443, 453
(2011). Instead, the Ninth Circuit relied on
TwomblylIqbal plausibility pleading standard to
conclude, “Dang did not adequately allege the
requisite meeting of the minds to establish a
conspiracy for his §1983 claim, let alone adduce
evidence raising a genuine dispute of material fact
that such an agreement was reached” (App. 5). Also,
without believing and reviewing Petitioner’s record of
documentary evidence “as a whole,” the Ninth Circuit
(App. 4) cannot conclude that State-Defendants are
“entitled to judgment as a matter of law” when
Petitioner makes “a sufficient showing on an essential
element” of his §1981 claim: State-Defendants’
racially selective enforcement impaired Petitioner’s
contracts. In so doing, the Ninth Circuit starkly
departed from Rule 56 and this Court’s well-settled
procedures for summary judgment. This Court in
Crawford-El v. Britton, instructed that appellate
courts should not establish heightened pleading or
proof requirements regarding improper motive in
constitutional tort lawsuits against individual
defendants and that “questions regarding pleading,
discovery, and summary judgment are most
frequently and most effectively resolved either by the
28
rulemaking process or the legislative process,” 523
U.S. 574, 594-595 (1998).
Responding to Petitioner’s cross motion for partial
summary judgment, State-Defendants disputed that
they (1) regulated and retaliated against Petitioner’s
First-Amendment activities, (2) violated the Fourth
Amendment for their warrantless administrative
search, and (3) selectively enforced Washington’s
Uniform Disciplinary Act against Petitioner’s FirstAmendment activities in violation of the Fourteenth
Amendment and §1981 (racially disparate treatment
claim). Clearly, State-Defendants disputed material
facts regarding their constitutional and §1981
violations and the existence of a conspiracy between
Private- and State-Defendants to violate said rights.
They offered no evidence negating essential elements
of Petitioner’s claims of their conspiracy with PrivateDefendants to deprive Petitioner’s civil rights and
racially disparate treatment to impair Petitioner’s
§1981 right. By any summary-judgment standards
established by this Court’s precedents, StateDefendants are not entitled to summary judgment as
a matter of law because they failed to prove “there is
no genuine dispute as to any material fact.” Rule
56(a). Thus, a jury must “resolve the parties' differing
versions of the truth at trial.” Anderson, 477 U.S. at
248-249.
It is “axiomatic” that “a civil conspiracy” is a
“concerted action or a sort of civil partnership in the
commission of the injury whereby one may act for his
partner and both be bound,” Hoffman v. Halden, 268
F.2d 280, 292 (CA9 1959); it subjects “co-conspirators
to liability when one of their members committed a
. 29
tortious act,” Beck v. Prupis, 529 U.S. 494, 503 (2000).
Proper review and consideration of Petitioner’s Rule
56 (c) submissions show that there is a genuine
dispute as to the existence of such a “concerted action
or a sort of civil partnership” in a civil conspiracy
between Private- and State-Defendants to violate
Petitioner’s constitutional and §1981 rights.
Adickes v. Kress Co., 398 U.S. 144 (1970) is
instructive for Petitioner’s conspiracy claim. There,
this Court reversed summary judgment for the
defendant since it “did not carry its burden because of
its failure to foreclose the possibility that there was a
policeman in the Kress store while petitioner was
awaiting service, and that this policeman reached an
understanding with some Kress employee that
petitioner not be served” “although she had no
knowledge of an agreement between Kress and the
police.” Id. at 157. A claim of conspiracy, being
dependent on questions of intent, may not always be
amenable to disposition on summary judgment. Id. at
176 (Black, J., concurring). Whether a conspiracy
exists “is essentially a factual issue that the jury, not
the trial judge, should decide.” Id. Like Defendant
Kress, State-Defendants “failed to carry its initial
burden showing the absence of any genuine issue of
fact” that State- and Private-Defendants conspired to
violate Petitioner’s federal rights. Id. at 153. “[W]here
the evidentiary matter in support of the motion does
not establish the absence of a genuine issue, summary
judgment must be denied,” id. at 160, especially after
Petitioner adduced Rule 56(c)(1) “materials”
“asserting that a fact cannot be or is genuinely
disputed” that State- and Private-Defendants
30
conspired to violate Plaintiffs civil and §1981 rights.
Such uncontradicted evidence “must be viewed in
the light most favorable to the party opposing the
motion,” id. at 158-159, without credibility
determination or “weighing of the evidence,”
Anderson, 477 U.S. at 255. State-Defendants’
submissions failed to show “there is an absence of
evidence to support [Petitioner's] case,” Celotex Corp,
v. Catrett, 477 U.S. 317, 325 (1986). Furthermore,
State-Defendants failed to show conclusively that the
following facts alleged by Petitioner was ‘“not
susceptible’ of an interpretation that might give rise
to an inference of conspiracy,” Adickes, 398 U.S. at 160
n.22, between State- and Private-Defendants to
violate Plaintiffs First-, Fourth-, and FourteenthAmendment and §1981 rights:
• Defendant Clark’s letter (App. 104-105) was not a
complaint of any unprofessional conduct but really
a retaliatory effort against Petitioner’s “refusal to
consult” and speak to physicians at outlying FHS
hospitals, a First Amendment activity;
• Drs. Deem, Moreano, and Petitioner collectively
chose to exercise their First Amendment right by
refusing to associate with or take consults for other
Franciscan hospitals in our pursuit of economic and
professional goals (App. 151-159);
• Private-Defendants (App. 104-105) singled out
Petitioner’s “refusal to consult” and speak and self
reported it as “a potential EMTALA violation” to
the Center for Medicare Services (CMS);
• After “CMS investigated and found that SJMC, not
Plaintiff, potentially violated the EMTLA” (App.
63), Private-Defendants retaliated by reporting
multiple purported EMTALA violations to State-
31
Defendants and “participating” in their disciplinary
proceeding against Petitioner (App. 48, n. 1);
•WMC’s investigator, State-Defendant Slavin,
communicated with Private-Defendant Clark and
requested a warrantless search of Plaintiffs
medical-staff files for “past staff or patient
complaints” under RCW 18.130.050 “to take
disciplinary or corrective action, if warranted”
(App. 161, 168);
• Merely hours after Defendant Slavin’s demand for
a warrantless administrative search PrivateDefendant Clark promptly agreed and obligingly
reported four additional complaints (App. 162-164);
• In 2011, Defendant Moore was cc’ed in the email
discussion about ENT community call issues of the
FHS (App. 189-190). Then in April 2014, barely two
months before “Patient C” incident, Defendant
Moore met with Dr. Iriye, Petitioner’s Medical
Center Chief, “about ENT call concerns” at SJMC
(App. 196-197) and then proposed “a screening
checklist” as a solution (App. 205-206);
• During MQAC hearing, Defendant Moore perjured
herself and denied knowing about ENT community
call issues. Instead of correcting Defendant Moore’s
false testimony, State-Defendants Defreyn and
Dixon joined forces to exclude Petitioner’s evidence
refuting and impeaching Defendant Moore’s false
testimony (App. 130-134);
• Although GHP ENT physicians collectively refused
to consult and accept patient transfers from
outlying FHS hospitals, State-Defendants took
investigative and disciplinary action against the
only Asian member of the group (App. 180-181,
RFA No. 65-66);
32
• State-Defendants’ racially selective enforcement
caused the termination of Petitioner’s Medicaid
contract (App. 208-210).
Petitioner sufficiently alleged (App. 96-102,1fl[5l54, 59, 62, 75-76, 82-83, 92, 97-98) such “concerted
action” of racially disparate treatment and selective
enforcement by Private- and State-Defendants
“aim[ingj at a deprivation of the equal enjoyment of
rights secured by the law to all” to state a §1985(3)
conspiracy claim. Griffin v. Breckenridge, 403 U.S. 88,
102 (1971); see Adickes, 398 U.S. at 152. Plaintiff then
adduced Rule 56(c) evidence asserting such a
“concerted action” by State- and Private-Defendants
for a unity of purpose and unlawful objective to
selectively enforce RCW 18.130, investigate, and
punish
Plaintiffs
First-Amendment
activity:
Plaintiffs “refusal to consult” (App. 104-105) and
refusal “to speak to the Emergency Department (ED)
physician” (App. 162) which are prominently stated in
Private-Defendants’ self-serving reports and StateDefendants’ Final Order (App. 139-144, 1^1.12-1.13,
1.15, 2.4-2.6). “[T]he jury could have inferred” from
such agreement and “participation” that Private- and
State-Defendants “reached a unity of purpose or a
common design” to retaliate against Petitioner’s FirstAmendment activity. Gilbrook v. City of Westminster,
177 F.3d 839, 857 (CA9 1999).
“42 U.S.C. §1981 prohibits racial discrimination in
the making and enforcement of private contracts.”
Runyon v. McCrary, 427 U.S. 160, 168 (1976). To
oppose State-Defendants’ §1981 summary-judgment
motion, Petitioner submitted evidence asserting that
State-Defendants’ racially selective enforcement,
33
violative of the First and Fourteenth Amendments, is
the but-for cause for “impairment” of Petitioner’s
existing HCA contracts. In other words, Petitioner
asserted a §1981 disparate treatment claim against
State-Defendants. Young v. United Parcel Serv., Inc.,
575 U.S. 206 (2015) is instructive for such a disparate
treatment claim. To show disparate treatment
through indirect evidence under the McDonnell
Douglas framework, Petitioner may establish a prima
facie case of discrimination by “showing actions taken
by [State-Defendants] from which one can infer, if
such actions remain unexplained, that it is more likely
than not that such actions were based on a
discriminatory criterion illegal under” 42 U.S.C. 1981.
Id. at 228. Petitioner’s burden of making this showing
is neither “onerous” nor “as burdensome as succeeding
on ‘an ultimate finding of fact as to’ a discriminatory
employment action.” Id. “Neither does it require the
plaintiff to show that those whom [State-Defendants]
favored and those whom [State-Defendants]
disfavored were similar in all but the protected ways.”
Id. Ultimately, this Court vacated summary judgment
against Plaintiff Young because:
Viewing the record in the light most favorable to
Young, there is a genuine dispute as to whether
UPS provided more favorable treatment to at least
some employees whose situation cannot
reasonably be distinguished from Young's. In
other words, Young created a genuine dispute of
material fact as to the fourth prong of the
McDonnell Douglas analysis.
Id. at 231. These Youngs rationale and principles
apply to this case.
34
While GHP otolaryngologists collectively refused
to consult (App. 151-159), State-Defendants (App.
127-150) singled Petitioner out for racially disparate
treatment and selective enforcement. The termination
letter (App. 208-210) from Washington’s Health Care
Authority (HCA) directly cited State-Defendants’
“statement of charges” of “negligence and
incompetence”
and. “[d]ishonesty
or
other
unprofessional conduct” as causes for Petitioner’s
HCA-contract termination. Meanwhile, StateDefendants’ Rule 56 motion fails to show the absence
of racially selective enforcement directly causing
“impairment” of my contracts post-formation in
violation of §1981 as amended in 1991. In other words,
there is a genuine dispute as to whether StateDefendants provided more favorable treatment to
other GHP otolaryngologists whose situation cannot
reasonably be distinguished from Petitioner’s.
Therefore, State-Defendants’ summary judgment
“must be vacated.” Young, 575 U.S. at 231.
“By failing to credit evidence that contradicted
some of its key factual conclusions, the court
improperly ‘weighted] the evidence’ and resolved
disputed issues in favor of the moving party,” Tolan v.
Cotton, 572 U.S. 650, 657 (2014) (citing Anderson, 477
U.S., at 249)), and “neglected to adhere to the
fundamental principle that at the summary judgment
stage, reasonable inferences should be drawn in favor
of the nonmoving party,” Id. at 660. This Court should
grant certiorari “because the opinion below reflects a
clear misapprehension of summary judgment
standards in light of our precedents.” Id. at 657.
35
IV.
The decision below directly contravenes this
Court’s Haring v. Prosise unanimous decision.
The Civil Rights Act of 1871 guarantees “a
federal forum for claims of unconstitutional treatment
at the hands of state officials,” Knick v. Township of
Scott, 588 U. S. 180, 185 (2019). “The very purpose of
§ 1983 was to interpose the federal courts between the
States and the people, as guardians of the people's
federal rights — to protect the people from
unconstitutional action under color of state law.”
Mitchum v. Foster, 407 U.S. 225, 242 (1972). Section
1983 legislative history shows that “one strong motive
behind its enactment was grave congressional concern
that the state courts had been deficient in protecting
federal rights.” Allen v. McCurry, 449 U.S. 90, 98-99
(1980). Thus, “Congress assigned to the federal courts
a paramount role in protecting constitutional rights.”
Patsy v. Florida Board of Regents, 457 U.S. 496, 503
(1982). Hence, this Court unanimously rejected “a
special rule of preclusion” that Plaintiff “should be
barred from litigating an issue that was never raised,
argued, or decided” in previous state-court
proceedings because there is “no justification for
creating such an anomalous rule.” Haring v. Prosise,
462 U.S. 306, 317-318 (1983). Such preclusion rule
“would threaten important interests in preserving
federal courts as an available forum for the
vindication of constitutional rights.” Id., at 322. The
unanimous Court also refused to “require an
otherwise unwilling party to try [First-, Fourth-, and
Fourteenth-Amendment] questions to the hilt and
prevail in state court in order to preserve the mere
possibility of later bringing a §1983 claim in federal
36
court”. Id. (cleaned up). The Court finally emphasized
that there is NO compelling justification for “a rule
confining the litigation of constitutional claims to a
state forum” because “such a rule would be wholly
contrary to one of the central concerns which
motivated the enactment of §1983, namely, the "grave
congressional concern that the state courts had been
deficient in protecting federal rights".” Id. at 323..
In previous state court’s judicial review (App. 112126), the issue of whether WMC’s Final Order is
constitutionally invalid for violating Petitioner’s
rights to free speech and association, privacy
expectation against warrantless administrative
search, and equal protection under the federal
Constitution was never raised, briefed, argued, or
finally determined. The Washington Supreme Court
has repeatedly ruled that collateral estoppel precludes
only “those issues that have actually been litigated
and necessarily and finally determined in the earlier
proceeding.” Dot Foods, Inc. v. State, 185 Wash.2d
239, 254 (2016); Christensen v. Grant County Hosp,
152 Wash.2d 299, 307 (2004); Shoemaker v.
Bremerton, 109 Wash.2d 504, 508 (1987); Peterson v.
Department of Ecology, 92 Wash.2d 306, 312 (1979);
Haslund v. Seattle, 86 Wash.2d 607, 622-623 (1976);
King v. Seattle, 84 Wash.2d 239, 243 (1974). Thus,
unless Petitioner’s constitutional challenges were
“actually litigated and determined in the former
judicial proceeding,” Washington law will not treat
that issue as final or precluded. Prosise, 462 U.S. at
315. If the Washington Supreme Court would not give
preclusive effect to the prior judgment, “courts of the
United States can accord it no greater efficacy” under
28 U.S.C. §1738. Id. at 313 n.6 (quoting Union
37
Planters' Bank v. Memphis, 189 U.S. 71, 75 (1903)).
Accordingly, the Ninth Circuit must accept
Washington’s preclusion rule and cannot rule that
“Dang cannot now relitigate the issue of the
Disciplinary Order's validity” (App. 4) because the
issue of Petitioner’s First-, Fourth-, and FourteenthAmendment constitutional challenges was never
litigated or finally determined in state courts in the
first place. According to the unanimous Haring v.
Prosise Court’s command, this issue of WMC’s Final
Order’s unconstitutionality and invalidity under the
First, Fourth, and Fourteenth Amendments cannot be
precluded from being freshly litigated by Petitioner in
federal courts. Undeniably, state-court judicial review
of WMC’s Final Order (App. 112-126) only determined
state-law issues under RCW 34.05 (Washington
Administrative Procedure Act) and RCW 18.130
(Uniform Disciplinary Act), which are inapplicable for
Petitioner’s §1983 claims. Nance v. Ward, 142 S.Ct.
2214, 2222 (2022) (“Section 1983 broadly authorizes
suit against state officials for the "deprivation of any
rights" secured by the Constitution” not by state
laws). Notably, Washington courts “did not actually
decide against [Petitioner] any issue on which he must
prevail in order to establish his §1983 claim”: the issue
of State-Defendants’ First-, Fourth-, and FourteenthAmendment violations. Haring v. Prosise, 462 U.S.
306, 316 (1983).
Finally, because Petitioner chose not to air his
constitutional challenges to WMC’s Final Order in
state-court judicial reviews, “preclusive effect to a
state-court judgment may be inappropriate” when the
§1983 claimant has not “freely and without
reservation” submitted his constitutional challenges
38
to be decided by Washington state courts. Id. at 313,
n.7 (citing England v. Medical Examiners, 375 U.S.
411, 419 (1964)).
The decision below squarely contravenes the
unanimous HaringN. Prosise decision and meets this
Court’s Rule 10 criteria for review.
CONCLUSION
The petition for a writ of certiorari should be
granted.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.