Amicus Curiae Brief — Johnnie Markel Carter, Petitioner v. United States
Supreme Court briefFeb 28, 2025
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No. 24-860
In the
Supreme Court of the United States
JOHNNIE MARKEL CARTER,
Petitioner,
v.
UNITED STATES,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of A ppeals for the Third Circuit
BRIEF OF FAMM AS AMICUS CURIAE
IN SUPPORT OF PETITIONER
Mary Price
General Counsel
Shanna Rifkin
Deputy General Counsel
FAMM
1100 13th Street, NW,
Suite 201
Washington, DC 20005
Jarrod L. Schaeffer
Counsel of Record
A bell Eskew Landau LLP
256 Fifth Avenue, 5th Floor
New York, NY 10001
(646) 970-7339
jschaeffer@aellaw.com
Attorneys for Amicus Curiae
February 28, 2025
131009
A
(800) 274-3321 • (800) 359-6859
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . iii
INTEREST OF AMICUS CURIAE . . . . . . . . . . . . . . . . 1
INTRODUCTION & SUMMARY OF ARGUMENT . . . 2
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
I.
The Question Presented Is Important
and Requires Resolution . . . . . . . . . . . . . . . . . . . . 5
A. Section 1B1.13(b)(6) Properly Resolved
an Issue that Plagued Lower Courts . . . . . 5
B. Third Circuit Precedent Perpetuates
Uncertainty and Inconsistency . . . . . . . . . . 7
C. Judicial Resolution by this Court Is
Necessary . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
II. The Third Circuit’s Precedent Is Wrong . . . . . 12
A. The Commission Properly Exercised
Expressly Delegated Authority . . . . . . . . . 12
B. Nothing in Section 1B1.13(b)(6) Makes
Legal Changes Retroactive . . . . . . . . . . . . 13
C. G over n i ng St at ut or y Aut hor it y
Supports Petitioner . . . . . . . . . . . . . . . . . . . 17
ii
Table of Contents
Page
D. Third Circuit Precedent Contravenes
Congressional Intent . . . . . . . . . . . . . . . . . . 21
E. Third Circuit Precedent Undermines
Other Important Principles . . . . . . . . . . . . 23
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
iii
TABLE OF CITED AUTHORITIES
Page
Cases
BedRoc Ltd., LLC v. United States,
541 U.S. 176 (2004) . . . . . . . . . . . . . . . . . . . . . . . . 17, 21
Bifulco v. United States,
447 U.S. 381 (1980) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Bostock v. Clayton Cnty.,
590 U.S. 644 (2020) . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Braxton v. United States,
500 U.S. 344 (1991) . . . . . . . . . . . . . . . . . . . . . . . . 11, 12
Brown v. United States,
602 U.S. 101 (2024) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Cannon v. Univ. of Chicago,
441 U.S. 677 (1979) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Concepcion v. United States,
597 U.S. 481 (2022) . . . . . . . . . . . . . . . . 2, 17, 18, 21, 24
Connecticut Nat. Bank v. Germain,
503 U.S. 249 (1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Dean v. United States,
581 U.S. 62 (2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Epic Sys. Corp. v. Lewis,
584 U.S. 497 (2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
iv
Cited Authorities
Page
Harrison v. Vose,
50 U.S. (9 How.) 372 (1850) . . . . . . . . . . . . . . . . . . . . . 19
Kimbrough v. United States,
552 U.S. 85 (2007) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Loper Bright Enterprises v. Raimondo,
603 U.S. 369 (2024) . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Mistretta v. United States,
488 U.S. 361 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Moskal v. United States,
498 U.S. 103 (1990) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Nat’l Fed’n of Indep. Bus. v. Sebelius,
567 U.S. 519 (2012) . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Pulsifier v. United States,
601 U.S. 124 (2024) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Robinson v. Shell Oil Co.,
519 U.S. 337 (1997) . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Setser v. United States,
566 U.S. 231 (2012) . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
TransUnion LLC v. Ramirez,
594 U.S. 413 (2021) . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
v
Cited Authorities
Page
United States v. Adair,
38 F.4th 341 (3d Cir. 2022) . . . . . . . . . . . . . . . . . . . . . 19
United States v. Andrews,
12 F.4th 255 (3d Cir. 2021) . . . . . . . . . . . . . . . . 4, 14, 18
United States v. Crandall,
No. 89-CR-21,
2024 WL 945328 (N.D. Iowa Mar. 5, 2024) . . . . . . . 12
United States v. McCoy,
981 F.3d 271 (4th Cir. 2020) . . . . . . . . . . . . 6, 15, 18, 20
United States v. McHenry,
No. 1:93-CR-84,
2024 WL 1363448 (N.D. Ohio Mar. 29, 2024) . . . . 11, 12
United States v. Moore, et al.,
25 F.3d 563 (7th Cir. 1994) . . . . . . . . . . . . . . . . . . . . . . 9
United States v. Moore,
115 F.3d 1348 (7th Cir. 1997) . . . . . . . . . . . . . . . . . . . . 9
United States v. Moore,
No. 22-1980,
2022 WL 17982907 (7th Cir. Dec. 29, 2022) . . . . . . . . 9
United States v. R.L.C.,
503 U.S. 291 (1992) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
vi
Cited Authorities
Page
United States v. Ramos,
No. 96-CR-815-4,
2024 WL 4710905 (N.D. Ill. Nov. 6, 2024) . . . . . . . . 11
United States v. Rutherford,
120 F.4th 360 (3d Cir. 2024) . . . . . 4, 6, 11, 14, 17-21, 23
United States v. Ruvalcaba,
26 F.4th 14 (1st Cir. 2022) . . . . . . . . . . . . . . . . . . . . . . 15
United States v. Santana-Cabrera,
464 F. App’x 537 (7th Cir. 2012) . . . . . . . . . . . . . . . . . . 8
United States v. Santana-Cabrera,
No. 09-CR-136,
2021 WL 3206507 (S.D. Ind. July 27, 2021),
aff ’d, No. 22-2056,
2023 WL 2674363 (7th Cir. Mar. 29, 2023) . . . . . . . . . 8
United States v. Spradley,
No. 98-CR-38,
2024 WL 1702873 (S.D. Ind. Apr. 18, 2024),
appeal dismissed, No. 24-1762,
2024 WL 4707883 (7th Cir. June 7, 2024) . . . . . . . . . 18
United States v. Thacker,
4 F.4th 569 (7th Cir. 2021) . . . . . . . . . . . . . . . . . . . . . . 9
United States v. Universal C. I. T. Credit Corp.,
344 U.S. 218 (1952) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
vii
Cited Authorities
Page
United States v. Ware,
720 F. Supp. 3d 1351 (N.D. Ga. 2024) . . . . . . . . . . . . 14
Whitman v. Am. Trucking Associations,
531 U.S. 457 (2001) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Wooden v. United States,
595 U.S. 360 (2022) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Statutes
18 U.S.C. § 3582(c)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
18 U.S.C. § 3582(c)(1)(A) . . . . . . . . . . . . . 2-8, 10, 11, 15-24
18 U.S.C. § 3582(c)(1)(A)(i) . . . . . . . . . . . . . . . . . . . . . . 6, 11
28 U.S.C. § 924(c) . . . . . . . . . . . . . . . . . . . . . . 7-9, 14, 18, 20
28 U.S.C. § 991(b)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
28 U.S.C. § 991(b)(1)(B) . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
28 U.S.C. § 991(b)(1)(B)–(C) . . . . . . . . . . . . . . . . . . . 13, 22
28 U.S.C. § 994(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
28 U.S.C. § 994(a)(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
28 U.S.C. § 994(o) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, 22
viii
Cited Authorities
Page
28 U.S.C. § 994(t) . . . . . . . . . . . . . 2, 4, 5, 12, 13, 17, 22, 23
28 U.S.C. § 995(a)(8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
28 U.S.C. § 995(a)(9) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
28 U.S.C. § 995(a)(10) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
28 U.S.C. § 995(a)(12) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
28 U.S.C. § 995(a)(13) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
28 U.S.C. § 995(a)(21) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
First Step Act (“FSA”), Pub. L. No. 115-391
(eff. Dec. 21, 2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, 6
Sentencing Reform Act of 1984 (“SRA”),
Pub. L. 98-473, title II, § 211 (1984) . . . . . . . . . . . . . . 1
Sentencing Guidelines
U.S.S.G. § 1B1.13 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
U.S.S.G. § 1B1.13(b)(6) . . . . . . . . . . 4-6, 8-16, 18, 20, 21, 23
U.S.S.G. § 1B1.13(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
ix
Cited Authorities
Page
Other Authorities
88 Fed. Reg. 28,254 . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, 21
88 Fed. Reg. 28,256 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
88 Fed. Reg. 28,258 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
2014 Drug Guidelines Amendment Retroactivity
Data Repor t, U.S. S en t ’g C omm ’ n (May
2021), available at https://w w w.ussc.gov/
s i t e s /d e f a u l t / f i l e s / p d f / r e s e a r c h - a n d publications/retroactivity-analyses/drugguidelines-amendment/20210511-Drug-RetroAnalysis.pdf (accessed Feb. 20, 2025) . . . . . . . . . . . 16
Compassionate Release Data Repor t, U.S.
S ent ’g C omm ’ n (Oct. 17, 2024), available
at https://www.ussc.gov/sites/default/files/
pd f /resea rch-a nd-publ ic at ions /federa lsentencing-statistics/compassionate-release/
F Y2 4Q 4 - Compa ssionat e -Relea se.pd f
(accessed Feb. 18, 2025) . . . . . . . . . . . . . . . . . . . . . . . 16
Fin al Cra ck Retroa ctiv ity Dat a Repo r t ,
Fair Sentencing Act, U.S. S ent ’g C omm ’n
(Dec. 2 014), avail abl e at https: // w w w.
ussc.gov/sites/default/files/pdf/researchand-publications/retroactivity-analyses/
fa i r - sent enci ng-act / Fi na l _US SC_
Crack _Retro_Data _Repor t _FSA .pdf
(accessed Feb. 20, 2025) . . . . . . . . . . . . . . . . . . . . . . . 16
x
Cited Authorities
Page
Preliminar y Crack Cocaine Data Repor t,
U.S. Sent ’g C omm ’n (June 2011), available
at https://www.ussc.gov/sites/default/files/
pd f /resea rch-a nd-publ ic at ions /federa lsentencing-statistics/2007-crack-cocainea m e n d m e n t / 2 0 1 10 6 0 0 _U S S C _ C r a c k _
Cocaine_Retroactivity _Data_Report.pdf
(accessed Feb. 20, 2025) . . . . . . . . . . . . . . . . . . . . . . . 16
Corona v. United States,
No. 21-5671, U.S. Br. in Opp. (Dec. 15, 2021) . . . . . . . 3
Gashe v. United States,
No. 20-8284, U.S. Br. in Opp. (Nov. 12, 2021) . . . . . . 3
Jarvis v. United States,
No. 21-568, U.S. Br. in Opp. (Dec. 8, 2021) . . . . . . .3, 6
Sutton v. United States,
No. 21-6010, U.S. Br. in Opp. (Dec. 20, 2021) . . . . . . . 3
Thacker v. United States,
No. 21-877, U.S. Br. in Opp. (Feb. 14, 2022) . . . . . . . . 3
Tomes v. United States,
No. 21-5104, U.S. Br. in Opp. (Nov. 29, 2021) . . . . 3, 17
Watford v. United States,
No. 21-551, U.S. Br. in Opp. (Dec. 15, 2021) . . . . . . . . 3
Williams v. United States,
No. 21-767, U.S. Br. in Opp. (Jan. 24, 2022) . . . . . . . . 3
1
INTEREST OF AMICUS CURIAE1
Amicus FAMM is a national, nonprofit, nonpartisan
organization whose primary mission is to promote
fair and rational sentencing policies, and to challenge
mandatory sentencing laws and the ensuing inflexible and
excessive penalties. Founded in 1991 as Families Against
Mandatory Minimums, FAMM currently has 75,000
members nationwide. FAMM pursues a broad mission
of creating a more fair and effective justice system that
respects American values of individual accountability and
dignity while keeping communities safe. By mobilizing
incarcerated persons and their families adversely affected
by unjust sentences, FAMM illuminates the human face of
sentencing as it advocates for state and federal sentencing
reform.
FAMM advances its charitable purposes in part
through education of the general public and through
selected amicus filings in important cases. Together with
the National Association of Criminal Defense Lawyers
(“NACDL”), FAMM also recruits and trains pro bono
attorneys to file sentence reduction motions for those who
qualify for relief. In recognition of the destructive toll
that excessive sentences exact on FAMM’s members in
prison, their loved ones, and their communities, FAMM
submits this brief in support of Petitioner and to ensure
proper application of the Sentencing Reform Act of 1984
(“SRA”), Pub. L. 98-473, title II, § 211 (1984).
1. Pursuant to Supreme Court Rule 37.6, amicus states that
no counsel for a party authored this brief in whole or in part, and
that no person or entity other than amicus, its members, or its
counsel made a monetary contribution to fund its preparation and
submission. All parties have been timely notified of the filing of
this brief in accordance with Supreme Court Rule 37.2.
2
INTRODUCTION & SUMMARY OF ARGUMENT
Precedent in the Third Circuit portends serious,
systemic, and harmful consequences for federal sentencing.
Review by this Court is necessary to confirm the authority
of the United States Sentencing Commission (the
“Commission”), the broad scope of courts’ sentencing
discretion, and the relevance of changes in the law to
motions seeking modifications of grossly disparate
sentences after persons have already served substantial
portions of unusually long sentences.
In 1984, Congress enacted the SRA and directed
the Commission to “describe what should be considered
extraordinary and compelling reasons for sentence
reduction[s]” under 18 U.S.C. § 3582(c)(1)(A), “including
the criteria to be applied and a list of specific examples.” 28
U.S.C. § 994(t). Congress also mandated that courts apply
§ 3582(c)(1)(A) “consistent with” any “applicable” policy
statements promulgated by the Commission. 18 U.S.C.
§ 3582(c)(1)(A); see also Concepcion v. United States, 597
U.S. 481, 495 (2022) (noting that “Congress . . . requir[es]
courts to abide by the [ ] Commission’s policy statements”).
This Court long ago confirmed that Congress’s delegation
of authority to the Commission was valid. Mistretta v.
United States, 488 U.S. 361, 371–79 (1989).
In 2018, Congress enacted the First Step Act (“FSA”),
Pub. L. No. 115-391 (eff. Dec. 21, 2018), which, among other
things, prospectively altered certain mandatory minimum
sentences and allowed prisoners to file § 3582(c)(1)(A)
motions. Before those changes, the SRA had authorized
judges to reduce sentences under § 3582(c)(1)(A) only
upon motion of the Director of the United States Bureau
of Prisons (“BOP”). The Commission’s policy statement
3
thus addressed only motions by the BOP. Because the
Commission lacked a quorum until 2022, it was unable to
update that policy statement following the FSA’s passage.
See 88 Fed. Reg. 28,254, 28,256 (May 3, 2023). Absent
guidance from the Commission, courts differed on whether
non-retroactive legal changes, including those stemming
from the FSA, could be considered when determining
whether a movant had shown the “extraordinary and
compelling reasons” that § 3582(c)(1)(A) required.
At the behest of the United States, this Court
consistently declined to resolve that split. The Solicitor
General argued that “although courts of appeals have
reached different conclusions on the issue, the . . .
Commission could promulgate a new policy statement
that deprives a decision by this Court of any practical
significance.” Thacker v. United States, No. 21-877,
U.S. Br. in Opp. 2 (Feb. 14, 2022). The United States
further urged deference to “[t]he particularized and
express congressional preference for Commission-based
decisionmaking on the specific issue of what should be
considered extraordinary and compelling reasons,” Tomes
v. United States, No. 21-5104, U.S. Br. in Opp. 23 (Nov.
29, 2021), insisting that “[n]obody disputes . . . that the
Commission has the power—indeed, the statutory duty—
to promulgate a policy statement that applies to prisonerfiled motions, or that it could resolve this particular issue.”
Jarvis v. United States, No. 21-568, U.S. Br. in Opp. 17
(Dec. 8, 2021). 2
2. The United States offered similar justifications in other
cases. See, e.g., Williams v. United States, No. 21-767, U.S. Br. in
Opp. 2 (Jan. 24, 2022); Sutton v. United States, No. 21-6010, U.S.
Br. in Opp. 1–2 (Dec. 20, 2021); Corona v. United States, No. 215671, U.S. Br. in Opp. 1–2 (Dec. 15, 2021); Watford v. United States,
No. 21-551, U.S. Br. in Opp. 2 (Dec. 15, 2021); Gashe v. United
States, No. 20-8284, U.S. Br. in Opp. 13, 17–24 (Nov. 12, 2021).
4
In 2023, the Commission exercised its authority under
§ 994(t) by amending U.S.S.G. § 1B1.13 to add subsection
(b)(6), and agreed w ith the circuits “permit[ting]
non-retroactive changes in law . . . to be considered
extraordinary and compelling reasons warranting a
sentence reduction, but only in narrowly circumscribed
circumstances.” 88 Fed. Reg. at 28,258. The Commission
thus resolved the split with a carefully reasoned and
measured approach. But an unhappy United States
quickly began arguing—contrary to its prior assurances
to this Court—that the Commission’s resolution exceeded
its broad statutory authority to “describe what should be
considered extraordinary and compelling reasons” under
§ 3582(c)(1)(A).
In denying Petitioner’s sentence reduction motion,
the district court indicated that it would have granted
relief but for United States v. Andrews, 12 F.4th 255 (3d
Cir. 2021), see Pet. App. 14a, 16a, 33a, which was later
extended to invalidate § 1B1.13(b)(6) in United States v.
Rutherford, 120 F.4th 360 (3d Cir. 2024). The Third Circuit
affirmed. Pet. App. 1a–2a. That precedent threatens the
uniformity and fairness of federal sentencing nationwide.
It cannot be squared with controlling statutes, the scope
of Congress’s delegation to the Commission, or legislative
intent. It cannot be justified by concerns about imagined
retroactivity or strained inferences about congressional
purpose. And it undermines the separation of powers
while restricting judges’ traditional sentencing discretion.
Whether the Commission properly exercised its
authority by adopting § 1B1.13(b)(6) is a critical issue
affecting those serving excessive federal sentences, and
this Court is the only recourse for rectifying the errors
below.
5
ARGUMENT
I.
The Question Presented Is Important and Requires
Resolution
The Petition presents a legal question with profound
consequences for thousands of people, especially those in
federal prisons and their families. Deciding that question
would provide needed clarity about whether courts may
ever consider non-retroactive legal changes as a factor
when determining eligibility for § 3582(c)(1)(A) relief. It
also would reaffirm the Commission’s statutory role by
making clear that § 1B1.13(b)(6) embodies policy choices
well within the scope of the authority Congress expressly
delegated to the Commission.
A.
Section 1B1.13(b)(6) Properly Resolved an Issue
that Plagued Lower Courts
The Third Circuit has negated the Commission’s
careful resolution of a jurisdictional split through a policy
choice that the United States previously argued was firmly
within the Commission’s purview.
Section 1B1.13(b)(6) established consistent standards
for § 3582(c)(1)(A) motions, as the Commission was
expressly authorized to do. See 28 U.S.C. § 994(t)
(directing the Commission to “promulgat[e] general policy
statements” for sentence modifications that “describe
what should be considered extraordinary and compelling
reasons for sentence reduction, including the criteria to be
applied and a list of specific examples”). In promulgating
that amendment, the Commission answered the very
question the United States had repeatedly urged this
6
Court to leave for the Commission. See Jarvis, supra,
U.S. Br. in Opp. 17. The Third Circuit resurrects—and
exacerbates—the pre-amendment split in authority,
prejudicing movants in one circuit by declaring off-limits
circumstances that other circuits properly allow courts
to consider.
Disparities in sentencing prompted Congress to pass
the SRA and create the Commission. See, e.g., 28 U.S.C.
§ 991(b)(1)(B). Section 1B1.13(b)(6) promoted uniformity
in eligibility for sentence reductions by confirming courts
could consider, in combination with other individualized
factors, gross disparities resulting in unusually long
punishments now acknowledged as unjust. Rutherford
ossifies a divide over whether courts may consider nonretroactive legal changes that produce gross disparities
when determining whether movants have identified
“extraordinary and compelling reasons” under § 3582(c)(1)
(A). Compare, e.g., 120 F.4th at 376–78 (holding § 1B1.13(b)
(6) conflicts with congressional intent to make the FSA
nonretroactive), with United States v. McCoy, 981 F.3d
271, 286 (4th Cir. 2020) (“The fact that Congress chose
not to make § 403 of the First Step Act categorically
retroactive does not mean that courts may not consider
that legislative change in conducting their individualized
reviews of motions . . . under § 3582(c)(1)(A)(i).”). The
Commission can no longer resolve that divide, see Pet.
App. 15a–17a, and the unfortunate result is an unfair
patchwork that affords similarly situated individuals
different legal options based on where they happen to
have been sentenced.
7
B. T h i r d Ci r c u it P r e c e d ent Pe r p et u at e s
Uncertainty and Inconsistency
The Third Circuit now categorically bars courts
within its jurisdiction from considering, along with other
factors, the implication of legal changes in the FSA
when weighing sentence reductions. That again subjects
movants to jurisdictional roulette, risking unequal
treatment under § 3582(c)(1)(A) as motions necessarily
denied in one jurisdiction may well be granted in another.
Such disparities have profound consequences for those
seeking relief and erode public confidence in the fairness
of the criminal justice system.
Consider Alberto Santana-Cabrera, age 45, who
is serving a 900-month (75-year) sentence because of
stacked sentences under 18 U.S.C. § 924(c) that the FSA
eliminated. Imprisoned for more than 15 years, he has
earned his GED, completed numerous educational courses,
and participated in several job training programs. United
States v. Santana-Cabrera, No. 09-CR-136, Docket Entry
No. 280 (“Santana-Cabrera Br.”) at 28 (S.D. Ind. Mar. 11,
2024). He has an excellent disciplinary record, but serious
health problems that have not always been adequately
addressed. Id. at 25–26, 28, 31.
The disparity between Mr. Santana-Cabrera’s
current sentence and what he likely would receive today
is extraordinary. Charged with eight drug and gun
possession offenses, he pled guilty to most charges in
2010—including two § 924(c) counts—and went to trial
on three counts. Id. at 4. His sentence imposed after trial
included multiple consecutive periods of imprisonment
required by § 924(c). Id. at 4–5. If he were sentenced today,
8
the § 924(c) counts would mandate consecutive sentences
totaling 15 years rather than 55 years. See SantanaCabrera Br. 24; United States v. Santana-Cabrera, 464
F. App’x 537 (7th Cir. 2012).
Mr. Santana-Cabrera sought a sentence reduction in
May 2020, later supplementing his motion through counsel
procured via FAMM’s clearinghouse. Santana-Cabrera
Br. 5. His motion was denied, including because—without
guidance from the Commission—the Seventh Circuit
had ruled that non-retroactive legal changes could not
constitute “extraordinary and compelling reasons” under
§ 3582(c)(1)(A). See United States v. Santana-Cabrera, No.
09-CR-136, 2021 WL 3206507, at *2–3 (S.D. Ind. July 27,
2021), aff ’d, No. 22-2056, 2023 WL 2674363 (7th Cir. Mar.
29, 2023) (citing United States v. Thacker, 4 F.4th 569,
576 (7th Cir. 2021)). After the Commission promulgated
§ 1B1.13(b)(6), Mr. Santana-Cabrera filed a new motion,
which has been pending for almost a year.
Or consider Nicholas Moore, age 53, who is serving
a 566-month (over 47-year) sentence because of stacked
sentences under § 924(c). United States v. Moore, 95-CR30024, Docket Entry No. 123-1 (“Moore Br.”) at 2–3 (C.D.
Ill. May 17, 2024). Incarcerated for more than 30 years,
Mr. Moore has spent the majority of his life in prison. He
has endured solitary confinement despite an admirable
disciplinary history, unprovoked violence, a global
pandemic, significant medical issues, and heartbreaking
losses of close family members. Id. at 23–25, 28–30. Yet
Mr. Moore also has made great strides, earning his GED,
completing a plethora of educational courses, tutoring
other inmates, and earning the respect of BOP personnel.
Id. at 5–6.
9
Mr. Moore is also serving a grossly disparate sentence.
In 1992, at the age of 21, he and another person committed
three armed robberies. Id. at 3–4, 25. Both were tried,
convicted, and sentenced for the first robbery—a theft
of $4,600 that yielded a 106-month sentence, including a
minimum sentence required by § 924(c). Id. at 3; see also
United States v. Moore, et al., 25 F.3d 563 (7th Cir. 1994).
Prosecutors then sought Mr. Moore’s cooperation against
his partner in the remaining two robberies. Moore Br.
10. When he declined, they prosecuted him—and only
him—for those robberies. Id. at 3–4; see also United
States v. Moore, 115 F.3d 1348, 1352 (7th Cir. 1997). Mr.
Moore ultimately received a sentence including stacked
§ 924(c) penalties. 3
If he were sentenced today, Mr. Moore’s § 924(c)
convictions would mandate a 17-year sentence rather
than the 47-year minimum he faced. See Moore Br. 18–19.
In November 2020, Mr. Moore moved for a sentence
reduction. His motion was denied based, in part, on the
Thacker decision. United States v. Moore, No. 22-1980,
2022 WL 17982907, at *1 (7th Cir. Dec. 29, 2022). After
the Commission promulgated § 1B1.13 (b)(6), he filed a new
motion through counsel from FAMM’s clearinghouse, but
it also has been pending for almost a year.
As these accounts reflect, grossly disparate sentences
may ar ise when the law is amended to allev iate
exceptionally harsh punishments. The Third Circuit’s
jurisprudence sharpens the unfairness of such disparities
3. Mr. Moore’s co-defendant, in contrast, served his sentence
for the first robbery and was released more than 23 years ago.
Moore Br. at 3.
10
by reviving the split over when § 3582(c)(1)(A) relief is
available to people like Mr. Santana-Cabrera and Mr.
Moore. And that inconsistency is only likely to intensify.
Before the promulgation of § 1B1.13(b)(6), at least
four circuits allowed courts to consider, along with other
individual factors, non-retroactive legal changes under
circumstances that § 1B1.13(b)(6) also would allow. See Pet.
7. Not all of those circuits have opined on § 1B1.13(b)(6),
but they are unlikely to reject the Commission’s authority
to promulgate a policy statement allowing what they
themselves have deemed permissible. Conversely, in the
absence of guidance from the Commission, six circuits
had reached a different conclusion before § 1B1.13(b)(6).
See Pet. 7. While it is unclear whether those circuits, too,
would replicate the Third Circuit’s errors, people in those
jurisdictions will be forced to wait in prison until their
circuits consider the impact of § 1B1.13(b)(6). And even
then, they could be foreclosed from seeking § 3582(c)(1)(A)
relief if, like the Third Circuit, their circuit misconstrues
the Commission’s statutory authority.
The Third Circuit’s jurisprudence thus resurrects
and aggravates the divide among jurisdictions that
§ 1B1.13(b)(6) resolved, promoting renewed inconsistency,
uncertainty, and unfairness. This Court should grant the
Petition to correct the Third Circuit’s error and avoid
further injury to the law and people seeking § 3582(c)(1)
(A) relief.
11
C.
Judicial Resolution by this Court Is Necessary
Congress carefully crafted a sentencing scheme that
delegated to the Commission the responsibility to describe
“extraordinary and compelling reasons” that might
permit sentence reductions under § 3582(c)(1)(A)(i). The
Commission properly exercised that authority in crafting
§ 1B1.13(b)(6), but the Third Circuit upended its work.
Unless corrected by this Court, that jurisprudence will
leave people in some jurisdictions able to request relief,
while the less fortunate in others will be precluded from
doing so. Those disparities are unprincipled and unjust.
The circuit split also has significant consequences
for organizations like FA MM that facilitate free
representation in connection with sentence reduction
motions, since FAMM may be forced to turn away
otherwise valid requests simply because of geography.
Even where FAMM is able to help secure representation,
meritorious motions—like those filed by Mr. SantanaCabrera and Mr. Moore—may languish as courts await
clarity.
Resolution by this Court is necessary because,
according to the Third Circuit, the Commission lacks
authority to overrule its decisions (and any similar
decisions that might follow). Compare Braxton v.
United States, 500 U.S. 344 (1991). Denying the Petition
would entrench erroneous decisions primed to deepen
jurisdictional divides over the criteria for § 3582(c)(1)(A)
relief. Indeed, the deleterious impact of Rutherford is
already spreading. See, e.g., United States v. Ramos, No.
96-CR-815-4, 2024 WL 4710905, at *3 (N.D. Ill. Nov. 6,
2024) (following Rutherford); United States v. McHenry,
12
No. 1:93-CR-84, 2024 WL 1363448, at *10 (N.D. Ohio Mar.
29, 2024) (applying similar reasoning); United States v.
Crandall, No. 89-CR-21, 2024 WL 945328, at *8 (N.D.
Iowa Mar. 5, 2024) (rejecting application of § 1B1.13(b)
(6)). The Court should resolve the question presented now,
before the Third Circuit’s precedent does more damage.
II. The Third Circuit’s Precedent Is Wrong
The Commission fulfilled its statutory role and acted
pursuant to an express congressional delegation in
promulgating § 1B1.13(b)(6). Statutory text, legislative
intent, and background principles all confirm that the
Third Circuit was wrong to override the Commission’s
determination.
A.
The Commission Properly Exercised Expressly
Delegated Authority
The Commission is empowered to promulgate, revise,
and interpret policy statements, 28 U.SC. §§ 994(a)(2),
(o), even if doing so disagrees with courts’ conclusions
on sentencing issues. E.g., Braxton, 500 U.S. at 348
(“Congress necessarily contemplated that the Commission
would periodically review the work of the courts, and would
make whatever clarifying revisions to the Guidelines
conflicting judicial decisions might suggest.”). The SRA
expressly assigned to the Commission the obligation and
authority to describe what constitutes “extraordinary
and compelling reasons” for sentence modifications.
28 U.S.C. § 994(t). And the only limitation Congress
placed on the Commission’s discretion in that regard is
that “[r]ehabilitation . . . alone” cannot be a qualifying
circumstance. Id.
13
Section 1B1.13(b)(6) thus falls comfortably within
the Commission’s authority. It provides that courts may
consider a change in law only if a person is serving “an
unusually long sentence” that, “after full consideration of
the defendant’s individualized circumstances,” reflects “a
gross disparity between the sentence being served and
the sentence likely to be imposed at the time the motion
is filed”—and even then only if the person “has served at
least 10 years” of that sentence. Id. Far from endorsing
blanket consideration of legal changes, § 1B1.13(b)
(6) carefully calibrates assessments of individual
circumstances based on specific and limited factors. See
id. It thus defines a narrow exception to the background
rule—reaffirmed in the same policy statement—that “a
change in the law . . . shall not be considered for purposes
of determining whether an extraordinary and compelling
reason exists. . . .” Id. § 1B1.13(c).
The Commission’s reasoned and individualized
approach fulfilled its statutory obligation, see 28 U.S.C.
§ 994(t), while also “avoiding unwarranted sentencing
disparities,” facilitating “sufficient flexibility to permit
individualized sentences when warranted by mitigating
or aggravating factors not taken into account in the
establishment of general sentencing practices,” and
“reflect[ing], to the extent practicable, advancement in
knowledge of human behavior as it relates to the criminal
justice process.” Id. § 991(b)(1)(B)–(C).
B. Nothing in Section 1B1.13(b)(6) Makes Legal
Changes Retroactive
The Third Circuit erroneously concluded that
§ 1B1.13(b)(6) “conflict[ed] with the will of Congress”
14
by allowing consideration of the FSA’s “changes to
the § 924(c) mandatory minimums,” which “Congress
specifically decided . . . would not apply to people who
had already been sentenced.” Rutherford, 120 F.4th at
376 (quoting Andrews, 12 F.4th at 261). Emphasizing that
the Commission must “accurately reflect Congressional
intent when it fulfills its responsibilities,” id., Rutherford
held that such changes “cannot be considered . . . , on
[their] own or with other factors, because of Congress’s
explicit instruction in that statute that the change be
nonretroactive.”4 Id. at 377 n.23. That flawed reasoning
founders upon a simple truth: nothing in § 1B1.13(b)(6)
gives retroactive effect to any legal change.
The Commission did not usurp Congress’s power
to determine whether or when favorable legal changes
should be made retroactive, which would entail applying—
not merely considering—a favorable change. At most,
§ 1B1.13(b)(6) permits judges, in narrow and limited
circumstances, to consider a change in the law as one of
many factors relevant to deciding whether extraordinary
and compelling reasons for a sentence reduction exist.
Not every legal change makes the cut, nor is any
particular change available to every defendant. Instead,
§ 1B1.13(b)(6) only concerns changes that produce grossly
disparate and unusually long sentences. See United
States v. Ware, 720 F. Supp. 3d 1351, 1361 (N.D. Ga.
2024) (“Based on individualized circumstances and when
4. The Third Circuit only considered § 1B1.13(b)(6) “as applied
to the [FSA]’s modification of § 924(c),” and did “not suggest[ ] that
a change in law could never be considered in the compassionate
release eligibility context.” Rutherford, 120 F.4th at 377 n.23.
This limitation is important, but review remains warranted given
the consequences of the precedent and the risks of extending it.
15
other prerequisites have been satisfied, the Court has
the discretion to determine if an unusually long sentence
(such as, but not limited to, if a change in law later created
a ‘gross disparity’ between the defendant’s sentence and
a similarly situated defendant in the present day) can be
modified.”). “Congress’s judgment” against “automatic
vacatur and resentencing of an entire class of sentences
. . . is not sullied by a district court’s determination, on
a case-by-case basis, that a particular defendant has
presented an extraordinary and compelling reason due
to his idiosyncratic circumstances,” United States v.
Ruvalcaba, 26 F.4th 14, 27 (1st Cir. 2022), including—in
certain defined instances—serving an “unusually long”
sentence that represents a “gross disparity” compared
to sentences meted out after a relevant law changed.
U.S.S.G. § 1B1.13(b)(6).
Nor does § 1B1.13(b)(6) have the hallmarks of a
provision that makes legal changes retroactive. It does not
require courts to apply a later change in the law, mandate
any sentence reduction on that basis, or indicate how
much of a reduction should be granted. Indeed, a sentence
modified under § 3582(c)(1)(A) may be greater or less than
what a revised law might otherwise provide. Moreover,
“the starting point” for retroactive sentence reductions “is
that the entire class of defendants is eligible[ ] and relief
is common,” McCoy, 981 F.3d at 287, but under § 1B1.13(b)
(6) an unusually long sentence is not automatically an
extraordinary and compelling circumstance even if it
represents a gross disparity. Such sentences may be
deemed an extraordinary and compelling reason only
after carefully considering factors unique to each movant’s
case. And relief is rare. Preliminary Commission data
indicates that only 12.7% of motions for § 3582(c)(1)
16
(A) relief granted in 2024 were based on § 1B1.13(b)
(6). Compassionate Release Data Report, U.S. Sent ’g
Comm’n (Oct. 17, 2024), tbl. 10, available at https://www.
ussc.gov/sites/default/ files/pdf/research-and-publications/
federal-sentencing-statistics/compassionate-release/
FY24Q4-Compassionate-Release.pdf (accessed Feb. 18,
2025). As this Court knows from experience, retroactive
application looks very different. For instance, when the
Commission has lowered a guideline range and made
those changes retroactive in appropriate cases, similar
data reflects that courts granted well over 50% of the
sentence reduction motions that followed. See 2014 Drug
Guidelines Amendment Retroactivity Data Report,
U.S. Sent ’g Comm ’n (May 2021), available at https://
w w w.ussc.gov/sites/default/files/pdf/research-andpublications/retroactivity-analyses/drug-guidelinesamendment/20210511-Drug-Retro-Analysis.pdf (accessed
Feb. 20, 2025); Final Crack Retroactivity Data Report,
Fair Sentencing Act, U.S. Sent ’g Comm’n (Dec. 2014),
available at https://www.ussc.gov/sites/default/files/
pdf/research-and-publications/retroactivity-analyses/
fair-sentencing-act/Final_USSC_Crack_Retro_Data_
Report_FSA.pdf (accessed Feb. 20, 2025); Preliminary
Crack Cocaine Data Report, U.S. Sent ’g Comm’n (June
2011), available at https://www.ussc.gov/sites/default/
files/pdf/research-and-publications/federal-sentencingstatistics/2007-crack-cocaine-amendment/20110600_
USSC_Crack_Cocaine_Retroactivity_Data_Report.pdf
(accessed Feb. 20, 2025).
17
C.
Governing Statutory Authority Supports
Petitioner
Rutherford contravenes the SRA by rejecting—
without any countervailing command from Congress—the
Commission’s proper exercise of its statutory authority
to describe “extraordinary and compelling reasons”
under § 3582(c)(1)(A). The SRA expressly empowers the
Commission to undertake that task, subject to a single
limitation inapplicable here. See 28 U.S.C. § 994(t). Courts
“presume that [the] legislature says in a statute what it
means and means in a statute what it says there,” BedRoc
Ltd., LLC v. United States, 541 U.S. 176, 183 (2004) (citing
Connecticut Nat. Bank v. Germain, 503 U.S. 249, 253–54
(1992)), and “Congress is not shy about placing [ ] limits
where it deems them appropriate.” Concepcion, 597 U.S.
at 494. The SRA’s text shows that Congress intended
to grant the Commission wide latitude to describe what
constitutes extraordinary and compelling reasons.
Congress is presumed to have legislated against that
backdrop when it later passed the FSA. See Cannon v.
Univ. of Chicago, 441 U.S. 677, 696–97 (1979). And nothing
in the FSA changed how “extraordinary and compelling
reasons” are determined; even the government has said
so. See Tomes, supra, U.S. Br. in Opp. 20 (“The [FSA]
did not alter or eliminate the Commission’s mandate to
describe what should be considered extraordinary and
compelling reasons for granting such a motion, or release
district courts from their statutory obligation to adhere to
that description.” (cleaned up)). Nor did Congress provide
that the FSA’s prospective changes must be excluded from
any consideration under § 3582(c)(1)(A). Rutherford thus
finds no support in the plain language of either the SRA
or the FSA.
18
Inst ead, the Thi rd Ci rcuit in fer red a broad
“nonretroactivity directive” from other language in the
FSA. 5 Rutherford, 120 F.4th at 376 (quoting Andrews,
12 F.4th at 261). But that language concerned something
“significantly different,” McCoy, 981 F.3d at 287, and the
FSA is silent regarding courts’ consideration of changes
to § 924(c) for purposes of § 3582(c)(1)(A). See Pet. App.
35a. “Drawing meaning from silence is particularly
inappropriate in the sentencing context, for Congress has
shown that it knows how to direct sentencing practices
in express terms.” Concepcion, 597 U.S. at 497 (quoting
Kimbrough v. United States, 552 U.S. 85, 103 (2007)
(cleaned up)). If anything, silence cuts the other way as
Congress gave “tacit approval” to § 1B1.13(b)(6). United
States v. Spradley, No. 98-CR-38, 2024 WL 1702873,
at *8 (S.D. Ind. Apr. 18, 2024), appeal dismissed, No.
24-1762, 2024 WL 4707883 (7th Cir. June 7, 2024). No
obligation “to ensure that the Commission’s amendments
to its policy statements do not go beyond what Congress
intended,” Rutherford, 120 F.4th at 376, allows courts to
second-guess policy decisions expressly delegated to the
Commission. Cf. TransUnion LLC v. Ramirez, 594 U.S.
413, 423 (2021) (“Federal courts do not possess a roving
commission to publicly opine on every legal question.”);
Bostock v. Clayton Cnty., 590 U.S. 644, 654–55 (2020)
(cautioning that judges should not “add to, remodel,
update, or detract from” statutory terms because it “risk[s]
amending statutes outside the legislative process”).
Even assuming some basis for the Third Circuit’s
inference, the rule of lenity prevents a tacit constriction
5. As already discussed, nothing in § 1B1.13(b)(6) makes any
legal change retroactive. See II.B. supra.
19
of sentencing and guidelines provisions. See, e.g., Bifulco
v. United States, 447 U.S. 381, 387 (1980) (invoking the
rule of lenity in connection with a sentencing statute);
United States v. R.L.C., 503 U.S. 291, 305–06 (1992)
(discussing lenity in connection with federal sentencing
guidelines); cf. Pulsifier v. United States, 601 U.S. 124,
185–86 (2024) (Gorsuch, J., concurring) (noting in the
FSA context that lenity requires courts to interpret
ambiguity in favor of liberty over punishment). Lenity
applies whenever “reasonable doubt” lingers about a
criminal statute’s meaning, Moskal v. United States, 498
U.S. 103, 108 (1990); Harrison v. Vose, 50 U.S. (9 How.)
372, 378 (1850), after consulting “context, precedent,
and statutory design.” Brown v. United States, 602 U.S.
101, 104 (2024). The FSA contains no “clear and definite”
language limiting relief under § 3582(c)(1)(A), United
States v. Universal C. I. T. Credit Corp., 344 U.S. 218,
221–222 (1952), and the Third Circuit’s gloss is prohibited
by the rule of lenity, which is “rooted in ‘the instinctive
distaste against men languishing in prison unless the
lawmaker has clearly said they should.’” R.L.C., 503 U.S.
291, 305–06; see also Wooden v. United States, 595 U.S.
360, 388 (2022) (Gorsuch, J., concurring) (noting that the
rule “first appeared in English courts, justified in part on
the assumption that when Parliament intended to inflict
severe punishments it would do so clearly”).
Finally, Rutherford pivoted to emphasize that even
“agency interpretations of statutes within an agency’s
expertise” fail when they conflict with “a controlling
judicial interpretation of an unambiguous statute.” 120
F.4th at 378 (quoting United States v. Adair, 38 F.4th
341, 361 (3d Cir. 2022) (emphasis omitted)). But no statute
considered by the Third Circuit unambiguously precludes
20
courts’ consideration, for purposes of § 3582(c)(1)(A), of
legal changes that render unusually long sentences grossly
disparate. As discussed, there is no conflict between
the SRA, the FSA, and § 1B1.13(b)(6) on that score.
Indeed, the FSA provision addressing the retroactivity
of amendments to § 924(c) never mentions § 3582(c)(1)(A),
expressly or by implication. See Pet. App. 35a.
The Third Circuit’s supposed unambiguity flows
not from any statutory text, but from assumptions
regarding what Congress might have thought about
subsequent legal changes in the § 3582(c)(1)(A) context.
See McCoy, 981 F.3d at 287 (noting distinction). That is
not an unambiguous statutory command sufficient to
disregard the Commission’s expressly delegated authority.
Cf. Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997)
(“The plainness or ambiguity of statutory language
is determined by reference to the language itself, the
specific context in which that language is used, and the
broader context of the statute as a whole.”). In concluding
otherwise, Rutherford cited Loper Bright Enterprises
v. Raimondo, 603 U.S. 369 (2024), a case about judicial
review under the Administrative Procedure Act. See
120 F.4th at 379–80. But Loper Bright requires that
courts respect an express delegation of authority and
“effectuate the will of Congress subject to constitutional
limits.” 603 U.S. at 395. And relying on Loper Bright to
restrict § 3582(c)(1)(A) relief is especially questionable
given concerns noted in that case about “displac[ing] the
rule of lenity” in statutory interpretation. See id. at 409
(noting concern about “displac[ing] the rule of lenity”);
id. at 434–35 (Gorsuch, J., concurring) (discussing rule
of lenity).
21
D.
T h i r d Ci r cuit P r e c e dent Cont r avene s
Congressional Intent
The “best evidence of Congress’s intent is the
statutory text.” Nat’l Fed’n of Indep. Bus. v. Sebelius,
567 U.S. 519, 544 (2012); see also BedRoc Ltd., LLC, 541
U.S. at 183 (stating an inquiry “begins with the statutory
text, and ends there as well if the text is unambiguous”).
Rutherford flouts Congress’s intent because it finds no
support in the text of either the SRA or the FSA. The lack
of any language—much less clear language—restricting
courts’ ability to consider (not apply, as with a retroactive
provision, but merely consider), on an individualized basis
and in conjunction with other factors, non-retroactive
changes in the law belies the Third Circuit’s conjecture
that Congress had such intent.6 See, e.g., Epic Sys. Corp.
v. Lewis, 584 U.S. 497, 510 (2018) (noting “Congress will
specifically address preexisting law when it wishes to
suspend its normal operations in a later statute” (cleaned
up)). But those are hardly the only clues.
As the Commission noted in amending § 1B1.13(b)
(6), “[o]ne of the expressed purposes of [§] 3582(c)(1)(A)
when it was enacted . . . was to provide a narrow avenue
for judicial relief from unusually long sentences.” 88 Fed.
Reg. at 28,254 (citing S. Rep. No. 98-225 (1983)). The
6. The inference is particularly odd given this Court’s
clarifications that the FSA “allows district courts to consider
intervening changes of law or fact in exercising their discretion
to reduce a sentence” under the FSA, and “[n]othing express
or implicit in the [FSA]” prohibits courts from considering
“nonretroactive Guidelines amendments to help inform whether
to reduce sentences at all, and if so, by how much.” Concepcion,
597 U.S. at 499–500.
22
SRA embodies a strong congressional desire that the
Commission exercise broad discretion when describing
what courts should consider as constituting “extraordinary
and compelling reasons” for sentence reductions, 28
U.S.C. § 994(t), and an expectation that the Commission
do so to “avoid[ ] unwarranted sentencing disparities,”
facilitate “individualized sentences,” and incorporate
“advancement[s] in knowledge of human behavior as it
relates to the criminal justice process.” Id. § 991(b)(1)
(B)–(C). That all points toward an interpretation of the
SRA and the FSA that supports Petitioner.
The Commission’s statutory powers are further
evidence. Among other things, it has the power to “request
such information, data, and reports from any Federal
agency or judicial officer . . . as may be produced consistent
with other law,” 28 U.S.C. § 995(a)(8); to “monitor the
performance of probation officers” and “issue instructions
to probation officers concerning the application of . . .
policy statements,” id. § 995(a)(9)–(10); to “establish a
research and development program” regarding sentencing
practices, id. § 995(a)(12); to “collect systematically the
data obtained from studies, research, and the empirical
experience of public and private agencies concerning the
sentencing process,” id. § 995(a)(13); and to “hold hearings
and call witnesses that might assist the Commission
in the exercise of its powers or duties,” id. § 995(a)
(21). And “[i]n fulfilling its duties and in exercising its
powers, the Commission . . . consult[s] with authorities
on, and individual and institutional representatives of,
various aspects of the Federal criminal justice system.”
Id. § 994(o). No wonder that Congress considered the
Commission uniquely suited to fashion policy regarding
§ 3582(c)(1)(A) relief.
23
Relative to appellate courts, the Commission has
greater access to institutional experience and is more
responsive to advances in knowledge, societal changes, and
the public—including FAMM members who are impacted
by, and have particular experience with, sentencing laws
and policies. The Commission is thus better suited to
render policy judgments about the availability of § 3582(c)
(1)(A) relief. As evidenced by its express delegation to the
Commission in the SRA, Congress agreed. Rutherford
frustrates that intent.
E. Third Circuit Precedent Undermines Other
Important Principles
The Commission’s fundamental purpose is to “establish
sentencing policies and practices for the Federal criminal
justice system,” which it does in part by promulgating
sentencing guidelines and policy statements. 28 U.S.C.
§§ 991(b)(1), 994(a). The latter include describing what
should be considered as constituting “extraordinary and
compelling reasons” for sentence reductions. Id. § 994(t).
By invalidating § 1B1.13(b)(6), Rutherford improperly
overrode the considered policy judgment of both Congress
and the Commission. Contra Whitman v. Am. Trucking
Associations, 531 U.S. 457, 474–75 (2001) (observing the
Court “ha[s] almost never felt qualified to second-guess
Congress regarding the permissible degree of policy
judgment that can be left to those executing or applying
the law” (cleaned up)).
The Third Circuit also constricted courts’ traditional
sentencing discretion by taking certain information off
the table when considering whether a movant is eligible
for § 3582(c)(1)(A) relief. But for good reason, courts
24
historically have exercised wide discretion to consider
all information relevant to sentencing. See Concepcion,
597 U.S. at 494 (explaining that “[t]he only limitations
on a court’s discretion to consider any relevant materials
. . . in modifying that sentence are those set forth by
Congress in a statute or by the Constitution”); Dean v.
United States, 581 U.S. 62, 66 (2017) (“Sentencing courts
have long enjoyed discretion in the sort of information they
may consider when setting an appropriate sentence.”).
That is consistent with the SRA, which requires only that
sentence modifications be “consistent with” applicable
policy statements of the Commission. 18 U.S.C. § 3582(c)
(1). And as this Court has explained, “when [a] district
court’s failure to anticipate developments that take
place after . . . sentencing . . . produces unfairness to the
defendant,” § 3582(c)(1)(A) “provides a mechanism for
relief.” Setser v. United States, 566 U.S. 231, 242–43 (2012)
(cleaned up). That notion is fundamentally inconsistent
with the Third Circuit’s rigid view, which purports to
blind judges to significant legal changes and unusually
long sentences—circumstances with particular relevance
to just sentencing determinations.
25
CONCLUSION
For the foregoing reasons, amicus FAMM respectfully
urges this Court to grant the Petition.
Respectfully submitted,
Mary Price
General Counsel
Shanna Rifkin
Deputy General Counsel
FAMM
1100 13th Street, NW,
Suite 201
Washington, DC 20005
Jarrod L. Schaeffer
Counsel of Record
A bell Eskew Landau LLP
256 Fifth Avenue, 5th Floor
New York, NY 10001
(646) 970-7339
jschaeffer@aellaw.com
Attorneys for Amicus Curiae
February 28, 2025
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