Petition for Writ of Certiorari — Chevron USA Incorporated, et al., Petitioners v. Plaquemines Parish, Louisiana, et al.
Supreme Court briefJan 29, 2025
Ask Donna
What actually matters in this document.
Text
No. ______
In the
Supreme Court of the United States
________________
CHEVRON U.S.A. INCORPORATED; CHEVRON U.S.A.
HOLDINGS, INCORPORATED; CHEVRON PIPE LINE
COMPANY; THE TEXAS COMPANY; EXXON MOBIL
CORPORATION; BURLINGTON RESOURCES
OIL & GAS COMPANY,
Petitioners,
v.
PLAQUEMINES PARISH; PARISH OF CAMERON; STATE
OF LOUISIANA; LOUISIANA DEPARTMENT OF ENERGY
AND NATURAL RESOURCES,
Respondents.
________________
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit
________________
PETITION FOR WRIT OF CERTIORARI
________________
PETER D. KEISLER
JENNIFER J. CLARK
SIDLEY AUSTIN LLP
1501 K Street, NW
Washington, DC 20005
PAUL D. CLEMENT
Counsel of Record
C. HARKER RHODES IV
JOSEPH J. DEMOTT
CLEMENT & MURPHY, PLLC
706 Duke Street
Alexandria, VA 22314
(202) 742-8900
paul.clement@clementmurphy.com
(Additional Counsel Listed on Inside Cover)
January 29, 2025
ALEXANDRA WHITE
ERIC J. MAYER
SUSMAN GODFREY
LLP
1000 Louisiana Street,
Suite 5100
Houston, TX 77002
CHARLES S. MCCOWAN III
PAMELA R. MASCARI
KEAN MILLER LLP
II City Plaza
400 Convention St.,
Suite 700
P.O. Box 3513 (70821)
Baton Rouge, LA 70801
MICHAEL R. PHILLIPS
CLAIRE E. JUNEAU
KEAN MILLER LLP
909 Poydras Street,
Suite 3600
New Orleans, LA 70112
Counsel for Chevron
U.S.A. Inc., Chevron
U.S.A. Holdings Inc.,
Chevron Pipe Line
Company, and The Texas
Company
ROBERT B. MCNEAL
LISKOW & LEWIS
Hancock Whitney Center
701 Poydras Street,
Suite 5000
New Orleans, LA 70139
JAMIE D. RHYMES
LISKOW & LEWIS
1200 Camellia Blvd.,
Suite 300
Lafayette, LA 70508
MARTIN A. STERN
JEFFREY E. RICHARDSON
ALEXANDRA LAMB
ADAMS AND REESE LLP
701 Poydras Street,
Suite 4500
New Orleans, LA 71039
Counsel for Exxon Mobil
Corporation
MICHAEL J. MAZZONE
HAYNES AND BOONE, LLP
1221 McKinney, Suite 4000
Houston, TX 77010
Counsel for Burlington
Resources Oil & Gas
Company
Counsel for Petitioners
QUESTION PRESENTED
This petition arises from Louisiana parishes’
efforts to hold petitioners liable in state court for, inter
alia, production of crude oil in the Louisiana coastal
zone during World War II. Petitioners removed these
cases from state court under 28 U.S.C. §1442(a)(1),
which as amended in 2011 provides federal
jurisdiction over civil actions against “any person
acting under [an] officer” of the United States “for or
relating to any act under color of such office.” The
Fifth Circuit unanimously held that petitioners satisfy
the statute’s “acting under” requirement by virtue of
their WWII-era contracts to supply the federal
government with high-octane aviation gasoline
(“avgas”). But the panel divided on the “relating to”
requirement, with the two-judge majority holding that
petitioners’ wartime production of crude oil was
“unrelated” to their contractually required refinement
of that same crude into avgas because the contracts
did not contain any explicit “directive pertaining to
[petitioners’] oil production activities.” App.38. Judge
Oldham dissented, explaining that the majority’s
approach reinstates a variant of the “causal nexus”
requirement that multiple circuits (and the U.S.
Congress) have expressly rejected. The Fifth Circuit
denied rehearing en banc by a vote of 7 to 6.
The questions presented are:
1. Whether a causal-nexus or contractualdirection test survives the 2011 amendment to the
federal-officer removal statute.
2. Whether a federal contractor can remove to
federal court when sued for oil-production activities
undertaken to fulfill a federal oil-refinement contract.
ii
PARTIES TO THE PROCEEDING
Petitioners are Chevron U.S.A., Incorporated;
Chevron U.S.A. Holdings, Incorporated; The Texas
Company; Chevron Pipe Line Company; Exxon Mobil
Corporation; and Burlington Resources Oil & Gas
Company. Petitioners were defendants-appellants
below.
Respondents are Plaquemines Parish, Parish of
Cameron, the State of Louisiana, and the Louisiana
Department of Energy and Natural Resources.
Respondents were plaintiffs-appellees below.
BP America Production Company, Shell Oil
Company, Shell Offshore, Inc., and SWEPI, L.P., were
also defendants-appellants below.
iii
CORPORATE DISCLOSURE STATEMENT
Chevron U.S.A. Inc., Chevron U.S.A. Holdings,
Inc., and Chevron Pipe Line Company are indirectly
wholly owned subsidiaries of Chevron Corporation, a
publicly traded company (NYSE: CVX).
The Texas Company is the former name of Texaco
Inc., an indirect, wholly owned subsidiary of Chevron
Corporation, a publicly traded company (NYSE: CVX).
Exxon Mobil Corporation is a publicly held
corporation, shares of which are traded on the New
York Stock Exchange under the symbol XOM. Exxon
Mobil Corporation has no parent corporation, and no
publicly held corporation owns ten percent (10%) or
more of its outstanding stock.
Burlington Resources Oil & Gas Company LP is a
privately held limited partnership that is owned by
two privately held limited liability companies, BROG
GP LLC and BROG LP LLC. The sole member of both
BROG GP LLC and BROG LP LLC is Burlington
Resources LLC, which is a privately held limited
liability company. The sole member of Burlington
Resources LLC is ConocoPhillips Company, which is a
privately held corporation. ConocoPhillips Company
is wholly owned by ConocoPhillips, which is a publicly
traded corporation (NYSE: COP). No publicly held
corporation or other publicly held entity holds 10% or
more of the stock of Burlington Resources Oil & Gas
Company LP.
iv
STATEMENT OF RELATED PROCEEDINGS
This case arises from the following proceedings:
Plaquemines Parish v. BP America Production
Co., Nos. 23-30294, 23-30422 (5th Cir. May 29,
2024) (opinion and judgment)
Plaquemines Parish v. Total Petrochemical &
Refining USA, Inc., No. 18-cv-5256 (E.D. La.
Apr. 21, 2023) (order granting motion to
remand)
Parish of Cameron v. Apache Corp. of
Delaware, No. 2:18-cv-688 (W.D. La. Dec. 22,
2022) (order granting motion to remand)
Plaquemines Parish v. Total Petrochemicals &
Refining USA, Inc., No. 61-0002, 25th Judicial
District Court for the Parish of Plaquemines
(Division “B”), Louisiana (state-court petition
filed, no judgment entered)
Parish of Cameron v. Apache Corp. (of
Delaware) et al., No. 10-19579, 38th Judicial
District Court for the Parish of Cameron,
Louisiana (state-court petition filed, no
judgment entered)
Petitioners are not aware of any other proceedings
that are directly related to this case within the
meaning of Rule 14.1(b)(iii).
v
TABLE OF CONTENTS
QUESTION PRESENTED .......................................... i
PARTIES TO THE PROCEEDING ........................... ii
CORPORATE DISCLOSURE STATEMENT ........... iii
STATEMENT OF RELATED PROCEEDINGS ....... iv
TABLE OF AUTHORITIES .................................... viii
PETITION FOR WRIT OF CERTIORARI ................ 1
OPINIONS BELOW ................................................... 5
JURISDICTION ......................................................... 5
STATUTORY PROVISION INVOLVED ................... 5
STATEMENT OF THE CASE ................................... 5
A. Legal Background ........................................ 5
B. Factual Background ..................................... 7
C. Procedural History ....................................... 9
REASONS FOR GRANTING THE PETITION....... 13
I.
The Fifth Circuit’s Decision Conflicts With
The Clear Statutory Text And Decisions
From Multiple Circuits. .................................... 15
A. The Decision Below Erroneously Adopts
a Contractual-Direction Requirement
That the Statute No Longer Requires. ...... 15
B. The Decision Below Exacerbates An
Entrenched Circuit Split. ........................... 24
II. The Question Presented Is Important, And
This Is An Excellent Vehicle To Resolve It. ..... 30
CONCLUSION ......................................................... 35
vi
APPENDIX
Appendix A
Opinion, United States Court of Appeals for
the Fifth Circuit, Plaquemines Parish v. BP
Am. Prod. Co., No. 23-30294, Parish of
Cameron v. BP Am. Prod. Co., No. 23-30422
(May 29, 2024) ............................................. App-1
Appendix B
Order, United States Court of Appeals for the
Fifth Circuit, Plaquemines Parish v. BP
Am. Prod. Co., No. 23-30294, Parish of
Cameron v. BP Am. Prod. Co., No. 23-30422
(Oct. 31, 2024) ............................................ App-64
Appendix C
Order, United States District Court for the
Eastern District of Louisiana, Jefferson
Parish
v.
Atl.
Richfield
Co.,
No. 18-5246, Plaquemines Parish v. Total
Petrochemical & Refining USA, Inc.,
No. 18-5256 (Apr. 21, 2023) ...................... App-66
Appendix D
Order and Reasons, United States District
Court for the Eastern District of Louisiana,
Parish of Plaquemines v. Northcoast Oil Co.,
No. 18-5228 (Apr. 18, 2023) ...................... App-68
Appendix E
Judgment, United States District Court for
the Western District of Louisiana, Parish of
Cameron v. Apache Corp. of Delaware,
No. 18-00688 (Dec. 22, 2022)..................... App-97
vii
Appendix F
Reasons for Decision, United States District
Court
for
the
Western
District
of Louisiana, Parish of Cameron v.
Auster Oil & Gas Inc., No. 18-00677
(Dec. 22, 2022) ........................................... App-99
Appendix G
Reasons for Decision, United States District
Court
for
the
Western
District
of Louisiana, Parish of Cameron v.
Apache Corp. (of Delaware), No. 18-00688
(June 13, 2023) ........................................ App-126
Appendix H
Contract Between Defense Supply Corp. and
Texas Company (Port Arthur Refinery –
Second Contract), 100-Octane Aviation
Gasoline (Mar. 10, 1942) ......................... App-150
Appendix I
Relevant Statutory Provision.................. App-182
28 U.S.C. §1442 ................................. App-182
viii
TABLE OF AUTHORITIES
Cases
Abernathy v. Kral,
779 F.App’x 304 (6th Cir. 2019) ............................ 27
Arizona v. Manypenny,
451 U.S. 232 (1981) .................................. 1, 7, 16, 31
Baker v. Atl. Richfield Co.,
962 F.3d 937 (7th Cir. 2020).................................. 24
Bd. of Cnty. Comm’rs
v. Suncor Energy (U.S.A.) Inc.,
25 F.4th 1238 (10th Cir. 2022) .............................. 24
Caver v. Cent. Ala. Elec. Coop.,
845 F.3d 1135 (11th Cir. 2017).............................. 26
Colorado v. Symes,
286 U.S. 510 (1932) .................................. 1, 7, 16, 31
DeFiore v. SOC LLC,
85 F.4th 546 (9th Cir. 2023) .................................. 27
District of Columbia v. Exxon Mobil Corp.,
89 F.4th 144 (D.C. Cir. 2023) .................... 16, 21, 24
Georgia v. Clark,
119 F.4th 1304 (11th Cir. 2024) ............................ 26
Georgia v. Meadows,
88 F.4th 1331 (1th Cir. 2023) ................................ 26
Goncalves ex rel. Goncalves
v. Rady Child.’s Hosp. San Diego,
865 F.3d 1237 (9th Cir. 2017)................................ 27
In re Commonwealth’s Motion to
Appoint Counsel Against or
Directed to Def. Ass’n of Phila.,
790 F.3d 457 (3d Cir. 2015) ..... 14, 16, 24, 25, 28, 29
ix
Isaacson v. Dow Chem. Co.,
517 F.3d 129 (2d Cir. 2008) ................................... 32
Jefferson Cnty. v. Acker,
527 U.S. 423 (1999) ...................................... 7, 15, 26
Latiolais v. Huntington Ingalls, Inc.,
951 F.3d 286 (5th Cir. 2020).................................. 13
Maryland v. Soper,
270 U.S. 9 (1926) .................................................. 1, 6
Minnesota ex rel. Ellison
v. Am. Petroleum Inst.,
63 F.4th 703 (8th Cir. 2023) .................................. 27
Mitchell v. Clark,
110 U.S. 633 (1884) .................................................. 6
Mohr v. Trs. of Univ. of Pa.,
93 F.4th 100 (3d Cir. 2024).................................... 31
Moore v. Elec. Boat Corp.,
25 F.4th 30 (1st Cir. 2022)..................................... 24
Morales v. Trans World Airlines, Inc.,
504 U.S. 374 (1992) .................................... 16, 21, 25
New Orleans City v. Aspect Energy, LLC,
No. 24-30199, 2025 WL 274969
(5th Cir. Jan. 23, 2025) ............................................ 9
Ohio St. Chiropractic Ass’n
v. Humana Health Plan Inc.,
647 F.App’x 619 (6th Cir. 2016) ............................ 27
Par. of Plaquemines v. Chevron USA, Inc.,
7 F.4th 362 (5th Cir. 2021) ...................................... 9
Plaquemines Par. v. Chevron USA, Inc.,
2022 WL 9914869 (5th Cir. Oct. 17, 2022) ........... 10
x
Sawyer v. Foster Wheeler LLC,
860 F.3d 249 (4th Cir. 2017)...................... 24, 29, 30
Shaw v. Delta Air Lines, Inc.,
463 U.S. 85 (1983) .................................................. 21
Tennessee v. Davis,
100 U.S. 257 (1879) .................................................. 6
Tong v. Exxon Mobil Corp.,
83 F.4th 122 (2d Cir. 2023).................................... 26
Veneruso
v. Mt. Vernon Neighborhood Health Ctr.,
586 F.App’x 604 (2d Cir. 2014) .............................. 26
Watson v. Philip Morris Cos.,
551 U.S. 142 (2007) ............................ 6, 7, 16, 22, 31
Willingham v. Morgan,
395 U.S. 402 (1969) .................. 1, 6, 7, 12, 16, 30, 31
Statutes
28 U.S.C. §1442(a)(1) ........................................ 1, 7, 12
La. Rev. Stat. §§49:214.21-42..................................... 8
La. Rev. Stat. §49:214.34(C)(2) .................................. 8
3 Stat. 195 (1815)........................................................ 6
Pub. L. No. 112-51, 125 Stat. 545 (2011) ......... 1, 7, 16
Other Authority
H.R. Rep. No. 112-17 (2011) ..................................... 25
PETITION FOR WRIT OF CERTIORARI
For more than two centuries, Congress has
authorized federal officers facing state-court litigation
involving their official duties to remove the matter to
federal court, where it is more likely to be adjudicated
“free from local interests or prejudice.” Arizona v.
Manypenny, 451 U.S. 232, 242 (1981); see Willingham
v. Morgan, 395 U.S. 402, 405-07 (1969). Congress has
also extended that same protection to private parties
“acting under” federal officers. 28 U.S.C. §1442(a)(1);
see, e.g., Maryland v. Soper, 270 U.S. 9, 21 n.1, 30
(1926). That extension ensures that private parties
are not deterred from assisting federal officials in
discharging responsibilities that are nationally
important but locally unpopular, ranging from taxcollection to Prohibition-enforcement to wartime
priorities. In revisiting the federal-officer removal
statute over time, Congress has uniformly broadened
its scope—most recently, by explicitly extending the
right to federal-officer removal to encompass not only
suits “for” actions taken under federal direction, but
any suit “relating to” such actions.
Removal
Clarification Act, Pub. L. No. 112-51, 125 Stat. 545
(2011).
And in recognition of that repeatedly
expressed congressional policy, this Court has
emphasized that unlike other removal provisions,
which are narrowly construed out of federalism
concerns, the federal-officer removal provision should
be broadly construed. See, e.g., Willingham, 395 U.S.
at 406; Colorado v. Symes, 286 U.S. 510, 517 (1932).
The Fifth Circuit’s divided decision defies those
principles and improperly narrows the scope of
federal-officer removal in the face of Congress’
2
considered decision to broaden it. And it does so by
effectively reimposing a variant of the causal-nexus
requirement that six other courts of appeals have
expressly rejected, exacerbating a lopsided circuit
split and underscoring the general confusion in the
lower courts on this recurring and important issue.
The panel majority’s decision—which avoided en banc
reconsideration by a single vote—cries out for this
Court’s review.
These cases belong in federal court. They involve
efforts by local governments to sue federal contractors
in state court, in part for actions undertaken to fulfill
federal contracts. The federal-officer removal statute
exists for cases like this. Indeed, the Fifth Circuit
unanimously and correctly recognized that these cases
were different from earlier removal efforts by
companies without federal contracts, and that they
satisfied the federal-officer removal statute’s “acting
under” requirement. App.14-17, 37-38. But at that
point, the panel fractured, with a two-judge majority
reaching the remarkable conclusion that petitioners’
exploration and production activities undertaken to
fulfill their federal refinement contracts were
unrelated to those federal refinement contracts,
because those contracts did not include an explicit
“directive pertaining to [those] activities.” App.38.
As Judge Oldham explained in dissent, that
holding is flatly irreconcilable with the statutory text.
As amended in 2011, the federal-officer removal
statute permits removal not only of suits “for” actions
taken under federal direction, but also suits “relating
to” such actions. Congress added that phrase after
this Court had repeatedly made clear that “relating to”
3
is a term of considerable breadth, such that the
amended act plainly allows removal of any suit
bearing a “connection” or “association” with any act
taken under federal direction. App.43-44. That test is
readily satisfied here, because petitioners’ WWII-era
predecessors were vertically integrated companies
that contracted with the federal government to
furnish it with avgas and were sued for their efforts in
fulfilling those contracts by extracting the primary,
indispensable ingredient for manufacturing that
avgas. Those extraction efforts were not just related
to petitioners’ federal contracts; they were
indispensable, as “it is unclear how [petitioners] could
have met their contractual obligations” without using
the crude-oil production practices that respondents
now claim were unlawful. App.46.
By demanding not just a relationship or
connection, but an explicit contractual “directive
pertaining to [petitioners’] oil production activities,”
App.38, the panel majority not only disregarded the
statutory text, but also exacerbated an already
entrenched division of authority in the federal courts
of appeals. As Judge Oldham cogently explained, the
panel majority effectively reintroduced a variant of
the “causal-nexus” test that pre-dated the 2011
amendment to the federal-officer removal statute.
App.57-58; see App.52, 54, 56-57. The federal courts
of appeals are openly split on whether that
requirement survives the 2011 amendment: At least
six circuits have correctly held that the post-2011
federal-officer removal statute eliminated that
requirement, while at least two circuits continue to
demand a causal nexus. The decision below places the
Fifth Circuit in a category of its own: Having
4
previously gone en banc to reject the causal-nexus
test, a panel has now reintroduced a contractualdirection variant of the test over the objection of six
judges, including the author of the earlier en banc
opinion. This incoherence cries out for clarification
from this Court.
The issue is also immensely consequential. Both
Congress and this Court have long made clear that the
protections of the federal-officer removal statute must
extend beyond the federal officers themselves to those
who assist them in carrying out important federal
functions. Acting pursuant to a federal contract has
long been the quintessential way for private parties to
qualify for that protection. But the decision below
eviscerates that critical protection, exposing federal
contractors to suit in potentially hostile state courts
for actions that are undertaken to fulfill their federal
contracts but not explicitly demanded by the terms of
those federal contracts. As multiple amici explained
below, that approach will seriously complicate and
deter future federal contracting and private-sector
assistance to the government. It creates artificial
incentives to lard up federal contracts with
unnecessary directions and to impose massive
retroactive liability on those who assisted the federal
government in an hour of national need.
This Court should grant review to correct the
panel majority’s unduly narrow view of federal-officer
jurisdiction, resolve the entrenched circuit split on the
scope of the “relating to” test, and protect those
charged with carrying out the business of the federal
government from being subjected to local prejudices in
state courts.
5
OPINIONS BELOW
The Fifth Circuit’s opinion is reported at 103
F.4th 324 and reproduced at App.1-63. The Eastern
District of Louisiana’s remand order is reproduced at
App.66-67; it incorporates by reference the opinion in
a related case, Parish of Plaquemines v. Northcoast Oil
Co., No. 18-cv-5228 (E.D. La.), which is reported at 669
F.Supp.3d 584 and reproduced at App.68-96. The
Western District of Louisiana’s remand order is
reproduced at App.97-98; it incorporates by reference
the opinion in a related case, Parish of Cameron v.
Auster Oil & Gas, Inc., No. 2:18-cv-677 (W.D. La.),
which is unreported but available at 2022 WL
17852581 and reproduced at App.99-125.
The
Western District of Louisiana’s opinion denying
petitioners’ motion for reconsideration is unreported
but available at 2023 WL 3974168 and reproduced at
App.126-149.
JURISDICTION
On October 31, 2024, the Fifth Circuit denied a
timely petition for rehearing en banc by a 7-6 vote.
App.64-65. This Court has jurisdiction under 28
U.S.C. §1254.
STATUTORY PROVISION INVOLVED
The federal-officer removal statute, 28 U.S.C.
§1442, is reproduced in the Appendix.
STATEMENT OF THE CASE
A. Legal Background
The federal-officer removal statute has a long and
venerable pedigree. Congress first authorized federalofficer removal during the War of 1812 to protect
federal officers who were being harassed for enforcing
6
a trade embargo. See Act of February 4, 1815, §8, 3
Stat. 195, 198. While that statute was temporary,
Congress soon enacted a permanent replacement, this
one protecting all officials involved in enforcing
federal customs revenue laws. See Tennessee v. Davis,
100 U.S. 257, 268 (1879) (discussing 1833 Force Act).
Congress likewise authorized removal for Union
officers targeted by insurrectionists during the Civil
War and Reconstruction, Mitchell v. Clark, 110 U.S.
633, 639 (1884), and prohibition enforcers
implementing the Volstead Act, Maryland v. Soper,
270 U.S. 9, 31-32 (1926). Each statute was animated
by a desire “to protect federal officers from
interference by hostile state courts.” Willingham, 395
U.S. at 405.
Over many decades, “Congress relaxed, relaxed,
and relaxed again the limits on federal officer
removal.” App.44. Soon after the Civil War, Congress
made removal available not only to federal officers
themselves, but also to “any person acting under or by
authority of any such officer” to enforce federal law in
certain subject areas. Watson v. Philip Morris Cos.,
551 U.S. 142, 148 (2007). And, shortly after World
War II, Congress eliminated the subject-area
restrictions, “expand[ing] the statute’s coverage to
include all federal officers” as well as those “acting
under” them. Id. at 149. As this Court has explained,
federal contractors are the quintessential example of
private parties who “act[] under” federal direction;
they go beyond mere “compliance with the law” by
performing jobs the Government would otherwise
have to perform itself, and helping the Government
“produce … item[s] that it needs.” Id. at 153-54. And
in light of that history, this Court has repeatedly
7
confirmed that the federal-officer removal statute
must be “liberally construed to give full effect to the
purposes for which [it was] enacted,” Symes, 286 U.S.
at 517, and “should not be frustrated by a narrow,
grudging interpretation,” Willingham, 395 U.S. at
407; see also, e.g., Watson, 551 U.S. at 147;
Manypenny, 451 U.S. at 242.
Until relatively recently, defendants who invoked
28 U.S.C. §1442(a) had to “establish that the suit [wa]s
‘for a[n] act under color of [federal] office.’” Jefferson
Cnty. v. Acker, 527 U.S. 423, 431 (1999). This Court
interpreted that provision to require a defendant
seeking removal to demonstrate “a causal connection
between the charged conduct and asserted official
authority.” Id. In the Removal Clarification Act of
2011, however, Congress expanded the scope of federal
officer removal yet again, amending the statute to
permit removal of an action “for or relating to any act
under color of such office,” rather than just actions
“for” such acts. 28 U.S.C. §1442(a)(1) (emphasis
added); see Pub. L. No. 112-51, 125 Stat. 545 (2011).
B. Factual Background
1. The present litigation arises from multiple
cases filed in Louisiana state court by various
Louisiana parishes seeking to hold oil and gas
companies liable for exploration and production
activities conducted in Louisiana’s coastal zone. One
such case was brought by respondent Plaquemines
Parish against petitioner Chevron U.S.A., Inc.
(“Chevron”) and several other companies based in part
on the WWII-era activities of two of Chevron’s
predecessors, Gulf Oil Company and The Texas
Company, in two oil fields located within the parish.
8
App.9. Another was brought by respondent Parish of
Cameron against Chevron as well as BP America
Production Company (“BP”) and Shell Oil Company,
Shell Offshore, Inc., and SWEPI, L.P., (collectively,
“Shell”) based in part on Shell’s WWII-era activities in
a third oil field.1 App.10.
Respondents allege that petitioners violated the
permitting requirements of Louisiana’s State and
Local
Coastal
Resources
Management
Act
(“SLCRMA”), La. Rev. Stat. §§49:214.21-42, which
took effect in 1980. Yet they assail activities going
back decades before permits were even available
under SLCRMA. This anachronistic effort to hold
petitioners liable for activities that long pre-dated
their ability to obtain a SLCRMA permit defies not
only basic chronology, but also SLCRMA’s
grandfather clause, which expressly provides that
“uses legally commenced or established prior to the
effective date of the coastal use permit program shall
not require a coastal use permit.”
Id.
2
§49:214.34(C)(2).
1 BP and Shell reached a settlement with the Parish of
Cameron during the pendency of the appeal. As the Fifth Circuit
explained, however, that settlement does not affect federal-officer
jurisdiction, which is determined based on “the claims in the
state court petition as they existed at the time of removal.”
App.11 n.29. In all events, the question presented independently
arises from the Parish of Plaquemines’ claims against the
Chevron defendants.
2 In the context of rejecting the City of New Orleans’ effort to
avoid federal jurisdiction over a related case via fraudulent
joinder, the Fifth Circuit recently rejected a similar effort to
impose liability for activities pre-dating SLCRMA’s effective date
9
Notwithstanding that grandfather clause,
respondents insist that petitioners are liable under
SLCRMA for pre-SLCRMA activities on the theory
that “most, if not all, of [petitioners’] operations or
activities … were not ‘lawfully commenced or
established’ prior to the implementation of the coastal
zone management program.” Dkt.1-7 at 15, Parish of
Cameron v. Apache Corp. of Del., No. 2:18-cv-688
(W.D. La. filed May 23, 2018) (state-court petition); see
also Par. of Plaquemines v. Chevron USA, Inc.
(“Plaquemines I”), 7 F.4th 362, 366 (5th Cir. 2021)
(related case). Among other things, respondents
contend that oil production activities that occurred
during WWII were not “lawfully commenced or
established” because they supposedly “depart[ed] from
prudent industry practices,” App.5-6, such as “by
dredging canals (instead of building overland roads),
by using vertical drilling (instead of directional
drilling), by using earthen pits at well heads (instead
of steel tanks), by extracting too much oil, and by not
building saltwater reinjection wells,” Plaquemines I, 7
F.4th at 367.
C. Procedural History
1. Once it became clear that respondents were
challenging petitioners’ wartime work for the federal
government, petitioners invoked federal officer
removal. App.5-6. In related litigation involving
similar lawsuits filed by these same parishes, the
Fifth Circuit considered whether oil companies could
as lacking a “reasonable basis” to support recovery and thus
affirmed the dismissal of the in-state defendant from the case.
New Orleans City v. Aspect Energy, LLC, No. 24-30199, 2025 WL
274969, at *5 (5th Cir. Jan. 23, 2025).
10
remove the cases based on evidence “that they had an
‘unusually close and special relationship’ with the
federal government” during WWII. Plaquemines Par.
v. Chevron USA, Inc. (“Plaquemines II”), 2022 WL
9914869, at *2 (5th Cir. Oct. 17, 2022), cert denied, 143
S.Ct. 991 (2023). The court held that the companies
failed to demonstrate that they had “‘act[ed] under’ a
federal officer’s directions” because they did not
present evidence that their WWII-era activities were
performed pursuant to any “governmental contract[]”
or similar “principal/agent arrangement.” Id. at *2,
*4. The court recognized, however, that “refineries[]
who had federal contracts” would satisfy the “acting
under” element, and “can likely remove under §1442.”
Id. at *4 (emphasis added).
In accordance with that decision, petitioners
argued that the present litigation does belong in
federal court, because it presents the very fact pattern
supporting federal-officer removal that the Fifth
Circuit had posited: These cases involve vertically
integrated companies that (1) had federal contracts to
supply the U.S. government with refined petroleum
products during WWII, and (2) produced crude oil that
they used to fulfill those contracts. App.9-10. The
district courts nevertheless granted respondents’
motion to remand these cases to state court. Id.
2. In a divided decision, the Fifth Circuit affirmed.
The panel began by unanimously holding that unlike
the earlier removal efforts by defendants without a
federal contract, petitioners here “satisfy the ‘acting
under’ requirement” of 28 U.S.C. §1442(a)(1) by virtue
of their federal contracts to supply the federal
government with avgas for the armed forces during
11
WWII. App.14-17, 40. The panel divided, however, on
the “relating to” requirement. As to that requirement,
the panel majority held that the challenged
“exploration and production activities” were
“unrelated” to the refining activities that petitioners
carried out under their federal contracts—even
though the challenged production activities produced
crude that petitioners then refined to fulfill those
federal contracts. The panel majority reasoned that
the federal contracts themselves lacked “any
reference, let alone direction, pertaining to crude oil.”
App.21; App.33. In the panel majority’s view, because
the federal contracts gave petitioners “complete
latitude” over how to acquire the necessary crude—
i.e., they could purchase it from other producers or
extract it themselves—their exploration and
production activities undertaken to fulfill their federal
contracts were unrelated to their refining activities
under those same federal contracts. App.29-30. The
panel majority further held that it would “limit [its]
analysis” to the express “directives in [petitioners’]
federal refining contracts,” and ignore all “federal
regulations, designations, and reports involving oil
production in the Operational Areas during World
War II.” App.23-26.
Judge Oldham dissented in relevant part,
explaining that the panel majority’s decision could not
be reconciled with Congress’ deliberate expansion of
the scope of federal-officer removal in the Removal
Clarification Act of 2011. See App.43-44. As Judge
Oldham explained, before 2011, the federal-officer
removal statute authorized removal of “actions ‘for’ an
act under color of federal office”—a phrase that this
Court interpreted to require “a ‘causal connection’
12
between the charged conduct and asserted official
authority.” App.43; Willingham, 395 U.S. at 409. In
2011, however, Congress explicitly amended the
statute to make it “significantly broader,” by
authorizing removal of any suit “for or relating to any
act under color of [federal] office.” App.43-44 (quoting
28 U.S.C. §1442(a)(1)).
Here, “the charged conduct—[petitioners’]
petroleum exploration and production activities—
clearly ‘related to’ an a ‘act under color of federal
office,” i.e., petitioners’ “contractually specified
refining activities.” App.45 (brackets and footnote
omitted).
After all, crude oil is the primary,
indispensable component of refined avgas. App.45-46.
Upon assuming a contractual duty to provide the U.S.
military with unprecedented quantities of avgas,
petitioners naturally responded “by increasing their
own exploration and production of crude.” App.45.
There was accordingly a clear connection between
petitioners’ exploration and production practices to
produce crude oil that they needed as the primary
ingredient for avgas, and their refining of that same
crude oil into avgas to satisfy their federal contracts.
See App.53-54.
As Judge Oldham underscored, the panel
majority’s decision “reinstates a version of” the
“causal-nexus test” that Congress eliminated in 2011.
App.57-58; see App.47-57. In Judge Oldham’s view,
the text of the amended statute does not “[r]equir[e]
an unsevered causal chain” between federal direction
and the challenged action, or insist that “the outcome
of the challenged conduct be contractually specified,”
as the panel majority demanded. App.53-54. Under
13
the statutory text, petitioners’ exploration and
production activities “plainly ‘related to’ their avgas
contracts and hence satisfy today’s federal officer
removal statute.” App.63.
3. Petitioners timely sought en banc review,
explaining that the panel majority’s decision is
inconsistent with the statutory text as amended by
Congress in 2011 and with the Fifth Circuit’s own
prior rejection of any causal-nexus requirement under
that amended text in Latiolais v. Huntington Ingalls,
Inc., 951 F.3d 286, 292 (5th Cir. 2020) (en banc), as
well as decisions from multiple other circuits. On
October 31, 2024, the Fifth Circuit denied en banc
rehearing by a vote of 7-6, with Judges Jones (the
author of Latiolais), Richman, Willett, Duncan, and
Wilson joining Judge Oldham in voting in favor of
rehearing. App.64-65.
REASONS FOR GRANTING THE PETITION
The decision below adopts a crabbed view of
federal-officer removal that flouts the text of 28 U.S.C.
§1442, exacerbates a circuit split, and has serious
implications for the federal government and federal
contractors alike. In holding that a federal contractor
facing state-court litigation over its efforts to support
the federal government may not invoke federal-officer
removal unless the relevant contract contained an
explicit directive specifically addressing and limiting
the contractor’s discretion vis-à-vis the challenged
conduct, the decision defies the plain text of
§1442(a)(1)—as specifically broadened by Congress in
2011. That text rejects any contractual-direction or
causal-nexus requirement, authorizing removal not
only of civil actions “for” acts taken under federal
14
direction, but also any civil actions “relating to” acts
taken under such direction. That clear statutory text,
and Congress’ deliberate decision to broaden the scope
of federal-officer removal to reach actions “relating to”
acts taken under federal direction, cannot be
reconciled with the decision below.
The decision below is not only wrong, but
exacerbates an entrenched circuit split that warrants
this Court’s review. Six other circuits have correctly
concluded that Congress’ amendment of the federalofficer removal statute in 2011 to encompass suits
“relating to” acts under federal direction abrogated the
causal-nexus requirement embodied in earlier
versions of the statute. Those circuits have allowed
removal for actions related to federal contracts, but in
no way directed or commanded by them, such as the
state-court efforts of federal defenders contractually
obligated to represent defendants in federal court. See
In re Commonwealth’s Motion to Appoint Counsel
Against or Directed to Def. Ass’n of Phila., 790 F.3d
457 (3d Cir. 2015). In contrast, the Second and
Eleventh Circuits have expressly rejected that
majority view and continue to demand a causal nexus.
And the decision below places the Fifth Circuit in a
category of its own. Despite previously abandoning
the causal-nexus test—in an en banc decision, no
less—the Fifth Circuit has now hopelessly confused
matters by reintroducing a particularly demanding
variant of that test over the objection of six judges,
including the author of the earlier en banc decision.
The decision below cannot be reconciled with decisions
like Commonwealth’s Motion that allow removal
based on connections far less direct than extracting
crude so it can be refined to fulfill a federal contract.
15
This Court should not allow this ongoing confusion in
the federal courts of appeals to continue.
And the need for this Court’s intervention is all
the more pronounced in light of the substantial
importance of the issue—as underscored by Congress’
own intervention on this very point in 2011. By
extending the protection of a neutral federal forum not
only to federal employees who are sued for their
official acts, but also to private parties who help those
federal officers carry out their duties, Congress
ensured that federal contractors would not be forced
to face lawsuits in state courts for actions that serve
the national interest but may be locally unpopular. As
multiple amici explained below, depriving federal
contractors of that protection unless they can point to
an explicit federal directive governing their
challenged actions will seriously undermine the
federal government’s ability to find willing private
partners to carry out its necessary functions. This
Court should grant certiorari and reverse.
I.
The Fifth Circuit’s Decision Conflicts With
The Clear Statutory Text And Decisions
From Multiple Circuits.
A. The Decision Below Erroneously Adopts
a Contractual-Direction Requirement
That the Statute No Longer Requires.
Before 2011, the federal-officer removal statute
authorized the removal of suits “for a[ny] act under
color of [federal] office,” a phrase this Court
interpreted to require a defendant seeking removal to
demonstrate “a causal connection between the
charged conduct and asserted official authority.”
Acker, 527 U.S. at 431. In the Removal Clarification
16
Act of 2011, however, Congress amended the statute
to permit removal of an action “for or relating to any
act under color of such office.” 28 U.S.C. §1442(a)(1)
(emphasis added); see 125 Stat. 545.
As numerous courts have recognized, that
amendment significantly broadened the scope of
federal-officer removal. See, e.g., Commonwealth’s
Motion, 790 F.3d at 471-72. In the years immediately
before that 2011 amendment, this Court repeatedly
emphasized that “[t]he ordinary meaning of the words
‘relating to’ is a broad one—‘to stand in some relation;
to have bearing or concern; to pertain; refer; to bring
into association with or connection with.’” Id.
(brackets omitted) (quoting Morales v. Trans World
Airlines, Inc., 504 U.S. 374, 383 (1992)). Accordingly,
the current version of §1442(a)(1) “does not require a
causal connection between acts taken under color of
federal office and the basis for the [lawsuit].” District
of Columbia v. Exxon Mobil Corp., 89 F.4th 144, 155
(D.C. Cir. 2023). “Rather, it is enough that acts taken
under color of federal office are ‘connected or
associated’ with the conduct at issue in the case. Id.
at 155-56.
Moreover, this Court has also been at pains to
emphasize that the federal-officer removal statute,
unlike other removal statutes, should be “liberally
construed” in favor of removal. Watson, 551 U.S. at
147; see, e.g., Manypenny, 451 U.S. at 242;
Willingham, 395 U.S. at 407; Symes, 286 U.S. at 517.
Congress’ deliberate and repeated broadening of the
federal-officer removal provision cannot be frustrated
by a miserly judicial construction that puts a thumb
on the scales against removal.
17
In light of that clear statutory text and those
settled interpretive principles, this should have been
a straightforward case for removal. Petitioners are
being sued by local governments in state court for,
inter alia, actions undertaken to fulfill a federal
contract. The fact that petitioners could have fulfilled
the contract through other means—e.g., by purchasing
crude produced by unrelated companies—or that the
contract did not specify how extraction efforts should
proceed is beside the point. The statute asks only
whether production activities undertaken to fulfill the
contract were “related to” the contractual refining
obligations. And the answer to that question is selfevident:
Petitioners’ crude oil exploration and
production activities are closely and inextricably
related to their subsequent refining of that same crude
oil to satisfy their federal contracts for refined avgas.
The fact that the panel majority deemed those
exploration and production activities unrelated to
contractual refining underscores that it departed from
the clear statutory text and effectively reinstated a
particularly demanding variant of the causal-nexus
test that Congress explicitly abrogated. That error
should not be permitted to stand.
1. The relationship between petitioners’
challenged exploration and production activities and
their acts taken under federal direction here is clear
and unmistakable. As the panel majority below
recognized, “crude oil is a necessary component of
avgas.” App.28. It is undisputed that petitioners used
crude oil that they extracted from the specific fields at
issue in this case to fulfill their federal contracts.
App.36 n.90. Consequently, the “charged conduct”
here—petitioners’
exploration
and
production
18
activities—is plainly “connected or associated” with
petitioners’ “act[s] pursuant to a federal officer’s
directions,” i.e., their refining of massive amounts of
avgas under federal contracts.
App.45, App.47,
App.53-54 (Oldham, J., dissenting). Indeed, it is hard
to imagine how a vertically integrated company’s
production of raw materials could be anything but
related to its use of those raw materials to
manufacture a finished product for the government,
especially when it comes to the production and
refining of petroleum products—which is why even the
panel majority was forced to concede that petitioners’
federally directed “refinery activities” had “some
relation to oil production.” App.28-29. That is, of
course, all that the text of §1442(a)(1) requires.
Respondents’ specific claims further confirm that
the challenged production practices were directly and
integrally connected to petitioners’ fulfillment of
government contracts. Respondents allege, among
other things, that petitioners extracted too much
crude oil from the relevant fields during WWII and did
so too hastily. App.20-21. But the quantity of oil that
petitioners extracted, and the speed with which they
extracted it, was directly related to the U.S. military’s
unprecedented need for refined avgas to fuel the war
effort. See, e.g., App.46 (Oldham, J., dissenting)
(noting that the federal government “required U.S. oil
and gas companies ‘to increase oil production by more
than 44,000,000 gallons a day‘” during WWII). As
Judge Oldham observed, “[i]t is unclear how
[petitioners] could have met their contractual
obligations with the federal Government” without
dramatically expanding their own production from the
relevant fields. App.46; see App.54. Moreover,
19
“[f]orgoing the challenged crude exploration and
production practices would have hampered the federal
interest in refined avgas explicitly outlined in the
contracts.” App.52. That is more than sufficient to
show the necessary connection between petitioners’
WWII-era federal avgas contracts and petitioners’
WWII-era oil production practices for federal-officer
removal purposes.
And the connection here is even closer than that,
because petitioners’ federal contracts themselves
reinforced the close connection between refinement
and crude-oil production in multiple ways. First, each
of those contracts fixed the price that the federal
government would pay for avgas based on the cost of
producing crude oil and transporting it to refineries.
See, e.g., App.157-59. If the cost of crude went up, the
government was required to pay more for the refined
avgas. See, e.g., App.157-59. The contracts likewise
provided that the price of avgas could go up if the costs
to petitioners “of transporting petroleum raw
materials to [their] refineries” from their production
fields substantially increased. E.g., App.159-60.
Second, each of the federal contracts at issue here
provided that if any new taxes were imposed on the
“production ... of crude petroleum,” the federal
government itself would pay those increased taxes.
E.g., App.170. The contracts also provided that if
petitioners were “required by [a] municipal” or “state”
law to pay “any new or additional taxes” or other fees
“by reason of the production ... [of] crude petroleum,”
the companies were “entitled” (in the federal
government’s view) to an “exemption” from those taxes
“by virtue of [the purchasing agency’s] governmental
20
status.”
App.171.
That is, petitioners’ federal
contracts
expressly
contemplated
both
that
petitioners might be subject to state or local taxation
based on their production of crude oil, and that they
should be exempt from that state or local taxation
precisely because they were producing the crude oil to
fulfill their federal refining contracts.
The context in which the challenged activities
occurred further underscores the close connection
between petitioners’ wartime oil production and their
fulfillment of their avgas contracts. During WWII, “a
federal agency, the Petroleum Administration for
War … established a crude allocation program that
controlled the distribution and transportation of
produced crude oil from the fields to specific refineries
based on various factors that would maximize the
output of war products.” App.35. In carrying out that
program, “the government designated the three fields
at issue here as ‘Critical Fields Essential to the War
Program,’ in part because they produced crude oil that
was particularly suited for making avgas.” App.23
n.64.
That is, the federal government itself
contemporaneously
recognized
the
connection
between petitioners’ production of crude oil in the
relevant fields and petitioners’ federally directed
refinement of that same crude into avgas. That
government designation again confirms the same
obvious point: Petitioners’ production of crude oil was
closely connected with their actions to fulfill their
federal contracts by refining that crude oil into avgas.
That connection easily satisfies the “relating to”
element for federal-officer removal under §1442(a)(1).
21
2. The panel majority reached a different result
only by asking the wrong question. Instead of
assessing whether petitioners’ challenged oilproduction practices were “connected or associated”
with petitioners’ fulfillment of their federal contracts,
Exxon Mobil Corp., 89 F.4th at 155, the panel majority
asked instead whether the challenged practices were
“connected or associated with” a specific directive in
petitioners’ federal contracts.
See, e.g., App.19
(looking to the “relationship between” the “conduct
challenged in [respondents’] complaints and the
relevant federal directives in [petitioners’] refinery
contracts” (emphasis added)); App.29 (asking whether
the challenged “oil production activities ... had a
sufficient connection with directives in their federal
refinery contracts” (emphasis added)); App.37-38
(similar). And the panel majority seemed particularly
concerned that the contracts gave petitioners
“complete latitude” to buy crude rather than produce
it.
But none of that is relevant under the post-2011
statutory text. Before 2011, when removal was
available only “for” actions under color of federal
authority, demanding this kind of direction or
constraint in the federal contract might have made
sense. But by adding the phrase “or relating to,”
Congress plainly broadened the statute. “Relating to”
is a term of significant breadth that this Court has
repeatedly construed to mean connecting with or
associated with. See, e.g., Morales, 504 U.S. at 383-84;
Shaw v. Delta Air Lines, Inc., 463 U.S. 85, 96-97
(1983). The last thing that term means is “specifically
directed by or constrained by”—but that is the
requirement the panel majority superimposed on the
22
statute in finding petitioners’ extraction activities
unrelated to their refining activities.
As Judge Oldham explained in dissent, by
requiring a federal directive that specifically
addresses the challenged conduct and limits the
defendant’s discretion with respect to that conduct,
the panel majority’s reasoning departs from the
statutory text and “reinstates a version”—indeed, a
particularly demanding version—“of the old,
discarded, causal-nexus test.” App.57-58; see App.52.
3. The panel majority compounded its error by
limiting its new causal test to the express language of
the federal contracts themselves and declining to
consider the broader regulatory background.
According to the panel majority, because “compliance
with federal regulations” is not itself “action taken
under color of federal office,” the overarching
regulatory background has no role to play in
determining whether the “relating to” element is met.
App.24-25. Instead, the panel majority declared,
courts should look solely to “the contents of the
relevant federal contracts in determining whether the
challenged conduct was ‘connected or associated with’
acts taken under color of federal office.” App.25.
That analysis is wrong from start to finish. While
compliance with federal regulations alone cannot
show that a private party is “acting under” federal
direction, see, e.g., Watson, 551 U.S. at 153, that
hardly makes federal regulation irrelevant to whether
the challenged conduct and the defendant’s actions
under federal direction are related. Indeed, the
presence of those regulations may help explain why
the contract leaves such matters unaddressed. Here,
23
for example, the fact that the federal government not
only required petitioners (by contract) to produce
avgas, but also ensured (by regulation) that they
would refine crude from these specific fields into
avgas,
demonstrates
the
government’s
own
recognition of the close connection between
petitioners’ challenged production practices and their
federally directed refining activities. See App.54-55.
Moreover, the government’s extensive wartime
regulation of crude-oil production obviated the need
for individual refinement contracts to include
additional direction about where and how the
necessary crude oil should be procured. The panel
plainly erred by refusing to consider that regulatory
background in assessing the relationship between the
challenged conduct and petitioners’ acts under federal
direction, and insisting instead that federal-officer
removal would only be available if petitioners could
show an explicit contractual directive addressing their
challenged conduct.
After asserting that the broader regulatory
background was irrelevant to its analysis, the panel
majority then switched gears to suggest that the
federal government’s wartime crude-oil allocation
program
“severed
any
connection
between
[petitioners’] production and refinement activities.”
App.36. That focus on causation underscores that the
panel majority’s analysis reintroduces a variant of the
causal-nexus test. It also ignores that those allocation
orders only underscore the close connection between
production and refinement and the government’s
unique oversight of both due to wartime exigencies.
24
B. The Decision Below Exacerbates An
Entrenched Circuit Split.
The decision below is not only profoundly flawed,
but exacerbates a deep and entrenched circuit split.
The federal circuits are firmly split on the question
whether the causal-nexus test survives the 2011
amendment of the federal-officer removal statute.
And the decision below confuses matters further by
imposing a contractual-direction test in a circuit that
previously rejected the causal-nexus test.
The
resulting confusion was enough for six members of the
Fifth Circuit to vote for rehearing to restore clarity on
a recurring and important issue of federal law. Now
that the Fifth Circuit has fallen one vote short, only
this Court can resolve the confusion and clarify that
Congress meant what it said in adding “or relating to”
to the statute.
1. At least six other courts of appeals have held
that when Congress amended the federal-officer
removal statute in 2011 to reach suits “relating to”
acts taken under federal direction, it eliminated the
causal-nexus requirement embodied in the earlier
version of the statute. See Exxon Mobil Corp., 89 F.4th
at 155-56; Bd. of Cnty. Comm’rs v. Suncor Energy
(U.S.A.) Inc., 25 F.4th 1238, 1251 (10th Cir. 2022);
Moore v. Elec. Boat Corp., 25 F.4th 30, 35 (1st Cir.
2022); Baker v. Atl. Richfield Co., 962 F.3d 937, 944
(7th Cir. 2020); Sawyer v. Foster Wheeler LLC, 860
F.3d 249, 258 (4th Cir. 2017); Commonwealth’s
Motion, 790 F.3d at 471-72. None of these circuits has
interpreted “related to” to require an explicit
contractual directive pertaining to the defendant’s
challenged conduct.
25
Commonwealth’s Motion—the first federal
appellate decision to address the import of the 2011
amendment—is illustrative. There, the Third Circuit
recognized that “before 2011,” defendants seeking to
invoke federal-officer removal were required to show
that the acts for which they were being sued “occurred
at least in part ‘because of what they were asked to do
by the Government.’” 790 F.3d at 471. But by adding
the words “or relating to,” the Third Circuit
recognized, Congress deliberately expanded the scope
of federal-officer removal to make it available even in
cases without that kind of causal relationship. Id.
After all, “[t]he ordinary meaning of the words
‘relating to’ is a broad one—‘to stand in some relation;
to have bearing or concern; to pertain; refer; to bring
into association with or connection.’” Id. (brackets
omitted) (quoting Morales, 504 U.S. at 383). By
adding “or relating to” to the statute, Congress
accordingly made it “sufficient for there to be a
‘connection’ or ‘association’ between the act in
question and the federal office,” eliminating any need
to demonstrate a specific causal nexus. Id. That
understanding is not only compelled by the clear
statutory text, but “comports with the legislative
history of the amendment” as well, “which shows that
the addition … was intended to ‘broaden the universe
of acts’” that enable federal-officer removal. Id. at 47172 (quoting H.R. Rep. No. 112-17, pt.1 (2011), as
reprinted in 2011 U.S.C.C.A.N. 420, 425).
2. On the other side of the split, at least two
circuits continue to apply the “causal nexus” standard
despite Congress’ amendment of the federal-officer
removal statute. The Second Circuit has expressly
rejected the majority view that “the causal-nexus
26
requirement recognized in pre-2011 cases … was
abrogated by the Removal Clarification Act of 2011.”
Tong v. Exxon Mobil Corp., 83 F.4th 122, 145 n.7 (2d
Cir. 2023).
Accordingly, the Second Circuit
“continue[s] to apply the ca[us]al-nexus requirement.”
Id.; see, e.g., Veneruso v. Mt. Vernon Neighborhood
Health Ctr., 586 F.App’x 604, 608 (2d Cir. 2014).
The same goes for the Eleventh Circuit, which has
recently and repeatedly reaffirmed its longstanding
view that a defendant seeking federal-officer removal
“must establish a ‘causal connection between the
charged conduct and asserted official authority.’”
Georgia v. Meadows, 88 F.4th 1331, 1343 (11th Cir.
2023) (quoting Acker, 527 U.S. at 431); Georgia v.
Clark, 119 F.4th 1304, 1309-10, 1315-16 (11th Cir.
2024) (Rosenbaum, J., concurring) (reiterating that
the Eleventh Circuit imposes a “causal connection”
requirement).3
Adding to the confusion, the Eighth and Ninth
Circuits continue to use the phrase “causal nexus,” but
appear to have watered down their respective tests in
light of Congress’ 2011 amendment to §1442(a)(1). See
3 The Eleventh Circuit’s position is all the more remarkable
because it has previously recognized that Congress explicitly
amended §1442(a)(1) in 2011 to “broaden the scope of acts that
allow a federal officer to remove a case to federal court,” and that
the “relating to” language that Congress added “is broad and
requires only ‘a “connection” or “association” between the act in
question and the federal office.’” Caver v. Cent. Ala. Elec. Coop.,
845 F.3d 1135, 1144 & n.8 (11th Cir. 2017). The Eleventh Circuit
nevertheless continues to insist that a removing defendant must
demonstrate “a causal connection.” Id. at 1144; Clark, 119 F.4th
at 1309-10, 1315-16 (Rosenbaum, J., concurring); Meadows, 88
F.4th at 1343.
27
DeFiore v. SOC LLC, 85 F.4th 546, 557 n.6 (9th Cir.
2023) (“We read our ‘causal nexus’ test as
incorporating the ‘connected or associated with’
standard reflected in Congress’s 2011 amendment and
the Supreme Court’s decisions”); Goncalves ex rel.
Goncalves v. Rady Child.’s Hosp. San Diego, 865 F.3d
1237, 1244-45, 1250 (9th Cir. 2017) (noting that the
2011 amendment “expanded” the availability of
removal, but continuing to require a “causal nexus”);
Minnesota ex rel. Ellison v. Am. Petroleum Inst., 63
F.4th 703, 715 (8th Cir. 2023) (“describ[ing] the
standard in terms of ‘causal connection,’” but claiming
to apply a “lower, post-amendment standard”).4
3. The decision below plainly puts the Fifth
Circuit in a category of its own. While the Fifth
Circuit was at the vanguard of recognizing the import
of the 2011 amendment to the federal-officer removal
statute, going en banc to reject the causal-nexus test
in Latiolais, it has now put itself in a class of one by
adopting a particularly demanding sub-variant of the
discarded causal-nexus test, as evidenced by the
author of the en banc Latiolais opinion joining the en
banc dissenters. Moreover, the decision below cannot
be reconciled with decisions from other circuits
4 Neither the Sixth Circuit nor the Federal Circuit has issued
a published opinion addressing the effect of the 2011 amendment
to the federal-officer removal statute. One unpublished Sixth
Circuit opinion from 2016 recognizes that the 2011 amendment
broadened the statute’s reach. Ohio St. Chiropractic Ass’n v.
Humana Health Plan Inc., 647 F.App’x 619, 624-65 (6th Cir.
2016). On the other hand, a different unpublished Sixth Circuit
opinion issued in 2019 applies a “causal connection” test without
any mention of the 2011 amendment. See Abernathy v. Kral, 779
F.App’x 304, 307 (6th Cir. 2019).
28
rejecting the causal-nexus test and faithfully applying
the statutory text to allow for removal in the absence
of any contractual direction.
For example, the Third Circuit has specifically
rejected the panel majority’s view that removal is
impermissible unless a specific federal directive
addresses the challenged conduct. Commonwealth’s
Motion, 790 F.3d at 470-72. In Commonwealth’s
Motion, state prosecutors moved to disqualify the local
federal public defender from representing clients in
state-court post-conviction proceedings, and the public
defender removed the controversy to federal court. Id.
at 461. The Third Circuit found removal proper,
concluding that the public defender was entitled to
invoke federal-officer removal even though the
relevant federal contracts addressed only federalcourt habeas proceedings and did not mention—let
alone mandate participation in—state-court postconviction proceedings. See id. at 472.
Particularly relevant here, the Third Circuit
refused to treat the lack of any explicit federal
direction to appear in state-court proceedings as
dispositive, and expressly rejected the argument that
§1442(a)(1)’s “relating to” prong requires a defendant
seeking removal to show that it “acted pursuant to a
federal duty in engaging in the complained-of
conduct.” Id. at 470. While no federal directive
required the public defender “to appear in [state postconviction proceedings] on behalf of its clients,” id., the
Third Circuit still held that the “relating to”
requirement was satisfied, explaining that the
significant “impact [state post-conviction proceedings]
can have on a subsequent federal habeas petition”
29
provided the necessary relationship between the
challenged conduct and the public defender’s acts
under federal direction. Id. at 472.
The Fourth Circuit recognized the same point in
Sawyer. See 860 F.3d at 258. That case involved a
shipbuilder whose death was allegedly “caused by
exposure to asbestos while assembling boilers” that
the defendant manufactured “for use aboard U.S.
Navy vessels”; the plaintiffs alleged that the
contractor negligently failed to warn its employees of
the dangers of asbestos. Id. at 251-52. The Fourth
Circuit allowed removal even though “no federal
officer provided any direction regarding whether to
warn [defendant]’s workers in the shipyard’s boiler
shop about asbestos.” Id. at 258. The Fourth Circuit
explained that §1442(a)(1), as amended in 2011, does
not “demand[] a showing of a specific government
direction”; it is enough “that the charged conduct
relate to an act under color of federal office.” Id.
The Fourth Circuit’s rejection of a contractualdirection test in Sawyer underscores the incoherence
of the decision below. The Latiolais decision arose in
essentially the same factual context as Sawyer, and
the en banc court seized on that factual context to
reject the causal-nexus test.
But if the panel
majority’s contractual-direction standard were
applied to the facts of Latiolais, the case would have
come out the other way (as evidenced by the district
30
court’s remand order in Sawyer, which emphasized
the lack of contractual direction).5
In short, the decision below exacerbates an
entrenched split in the federal courts of appeals over
whether and to what extent a causal-nexus standard
survived the 2011 amendment to §1442(a)(1). This
Court should grant certiorari and end the ongoing
division in the courts of appeals on this important and
recurring question.
II. The Question Presented Is Important, And
This Is An Excellent Vehicle To Resolve It.
As this Court has explained, federal-officer
removal dates back to the early days of our Nation
(and has repeatedly been expanded) for “th[e] very
basic reason” that those charged with carrying out the
business of the federal government should not be
forced to rely on potentially “hostile state courts” in
litigating federal immunity and other federal
defenses. Willingham, 395 U.S. at 405-07; accord
App.40-44 (Oldham, J., dissenting). Congress has
accordingly extended the protections of federal-officer
removal beyond full-time officers to those “acting
under” those federal officers to help them discharge
5 The decision below also conflicts with Sawyer insofar as the
panel majority limited its assessment of relatedness to “the
contents of the relevant federal contracts,” ignoring federal
regulations. See App.24-25. Sawyer took the opposite approach:
Although the federal contract in that case was apparently silent
regarding safety warnings, the Fourth Circuit looked to
“associated regulations and procedures” and “actual practice as
it evolved in the field” to determine that the challenged conduct
was “related to [the defendant’s] performance of its contract with
the Navy.” 860 F.3d at 256, 258.
31
important federal responsibilities. The quintessential
example of the kind of private parties protected by
that “acting under” language are government
contractors who “help[] the Government … produce …
item[s] that it needs” and “fulfill other basic
governmental tasks”—in recognition of the fact that
those federal contractors likewise require protection
from “[s]tate-court proceedings” that may “reflect
‘local prejudice.’” Watson, 551 U.S. at 150, 153; see
Arizona v. Manypenny, 451 U.S. at 241 (similar); see
also, e.g., Mohr v. Trs. of Univ. of Pa., 93 F.4th 100,
105 (3d Cir. 2024) (“‘Government contractors are [the]
classic example’ of private parties who are acting
under the federal government.”).
The issue of federal-officer removal is important
enough to Congress that it has revisited the issue on
numerous occasions, almost universally broadening
the protections available. See supra pp.5-7. And in
recognition of those congressional priorities, this
Court has repeatedly admonished lower courts to
interpret the federal-officer removal provision
broadly. See, e.g., Watson, 551 U.S. at 147; see, e.g.,
Manypenny, 451 U.S. at 242; Willingham, 395 U.S. at
407; Symes, 286 U.S. at 517.
The decision below ignores those priorities and
admonishments and deprives the 2011 amendment to
the statute of its intended effect. Moreover, it does so
in a context where the policies behind the federalofficer removal statute could hardly be more apposite.
The underlying dispute is not just any state-law suit,
but an effort by local governments to obtain massive
recoveries from companies that assisted the federal
war effort long ago. The memories of the national
32
imperatives that caused a reordering of the petroleum
sector and an unprecedented effort to extract crude
and refine avgas in service of the national defense
have faded. The current-day financial challenges of
local governments and the advantages of a lawsuit
windfall over increasing local taxes, by contrast, are
front of mind.
Under those circumstances, the
importance of providing a federal forum is beyond
obvious.
But even beyond the dire circumstances facing
petitioners in this case, the baleful implications of the
decision below for federal contractors and the federal
government are manifest. In our increasingly complex
world, the federal government depends on federal
contractors for critical services the government cannot
furnish itself. Taking advantage of private-sector
expertise and avoiding a further expansion of the
federal-government bureaucracy that comes with
taking all this work in-house make federal contracting
more important than ever. Yet the decision below
leaves federal contractors exposed to litigation in state
court systems and creates perverse incentives for
federal contracts to be larded up with specific
directions. Accordingly, as the Chamber of Commerce
and the National Association of Manufacturers
pointed out in an amicus brief in support of rehearing,
the uncertainty created by the panel majority’s
reimposition of a causal-nexus requirement will
“inevitably have ‘a chilling effect on [the] acceptance
of government contracts.’” No.23-30294, Dkt.248 at 10
(quoting Isaacson v. Dow Chem. Co., 517 F.3d 129, 134
(2d Cir. 2008)). And by deterring private-sector
assistance to the federal government, the decision
below (and the decisions of the other circuits that have
33
retained a causal-nexus requirement) threaten to
“affect the government’s ability to fulfill its needs ‘at a
reasonable cost.’” Id. at 11 (quoting Winters v.
Diamond Shamrock Chem. Co., 149 F.3d 387, 398 (5th
Cir. 1998)).
Even more troubling, the decision below will
cause the private sector to think twice—or demand
some combination of extensive directions or expensive
indemnification
provisions—before
supporting
defense priorities in an hour of national need. A
majority of federal contracts even in peacetime relate
to national defense, and the need for private-sector
cooperation ramps up substantially during times of
national crisis. But fulfilling those urgent national
priorities may prove unpopular in certain localities,
especially when lawsuits that promise to benefit
localities are not filed until decades after the national
exigency has passed. The federal-officer removal
statute exists to protect against the inevitable chilling
effect of that kind of state-court litigation. The
decision below, by contrast, creates all the wrong
incentives for private entities asked to help out in an
hour of national need. As two former Chairmen of the
Joint Chiefs of Staff explained in an amicus brief
below, that approach would have “devastating
implications for our national defense.” No.23-30294,
Dkt.247 at 13.
This case is also an excellent vehicle for resolving
this issue. The proper application of the “relating to”
element here was thoroughly litigated by the parties,
addressed by both district court decisions, and
explored by both the panel majority’s published
opinion and Judge Oldham’s dissent. There are no
34
material disputes of fact regarding petitioners’ WWIIera production and refining activities or the contents
of petitioners’ federal contracts. While at first blush it
may seem like 2025 litigation concerning WWII-era
events is an idiosyncratic vehicle for this Court’s
review, the very fact that state courts in Louisiana are
allowing this litigation to proceed—and other
defendants have felt the need to settle—only
underscores the importance of a federal forum. And in
all other respects, the WWII context underscores the
stakes in these cases. When America needed the
private sector to pitch in to address the exigency of
producing sufficient avgas to fight the war effort, the
private sector jumped in with both feet. With the
benefit of 80 years of hindsight, a Louisiana jury might
decide that it would have been better to use directional
drilling or other novel and time-consuming methods
that would have frustrated the war effort. Simply put,
petitioners face the prospect of massive state-law
liability for fulfilling a federal contract in wartime.
The federal-officer removal statute exists to protect
against that prospect, but the federal courts are in
disarray about the proper application of that statute.
This Court should grant certiorari and reverse.
35
CONCLUSION
This Court should grant certiorari.
Respectfully submitted,
PETER D. KEISLER
JENNIFER J. CLARK
SIDLEY AUSTIN LLP
1501 K Street, NW
Washington, DC 20005
ALEXANDRA WHITE
ERIC J. MAYER
SUSMAN GODFREY
LLP
1000 Louisiana Street,
Suite 5100
Houston, TX 77002
PAUL D. CLEMENT
Counsel of Record
C. HARKER RHODES IV
JOSEPH J. DEMOTT
CLEMENT & MURPHY, PLLC
706 Duke Street
Alexandria, VA 22314
(202) 742-8900
paul.clement@clementmurphy.com
ROBERT B. MCNEAL
LISKOW & LEWIS
Hancock Whitney Center
701 Poydras Street,
CHARLES S. MCCOWAN III
Suite 5000
New Orleans, LA 70139
PAMELA R. MASCARI
KEAN MILLER LLP
JAMIE D. RHYMES
II City Plaza
400 Convention St.,
LISKOW & LEWIS
Suite 700
1200 Camellia Blvd.,
P.O. Box 3513 (70821)
Suite 300
Baton Rouge, LA 70801
Lafayette, LA 70508
36
MICHAEL R. PHILLIPS
CLAIRE E. JUNEAU
KEAN MILLER LLP
909 Poydras Street,
Suite 3600
New Orleans, LA 70112
Counsel for Chevron
U.S.A. Inc., Chevron
U.S.A. Holdings Inc.,
Chevron Pipe Line
Company, and The Texas
Company
MARTIN A. STERN
JEFFREY E. RICHARDSON
ALEXANDRA LAMB
ADAMS AND REESE LLP
701 Poydras Street,
Suite 4500
New Orleans, LA 71039
Counsel for Exxon Mobil
Corporation
MICHAEL J. MAZZONE
HAYNES AND BOONE, LLP
1221 McKinney, Suite 4000
Houston, TX 77010
Counsel for Burlington
Resources Oil & Gas Company
January 29, 2025
APPENDIX
TABLE OF APPENDICES
Appendix A
Opinion, United States Court of Appeals
for the Fifth Circuit, Plaquemines Parish
v. BP Am. Prod. Co., No. 23-30294, Parish
of Cameron v. BP Am. Prod. Co.,
No. 23-30422 (May 29, 2024) ...................... App-1
Appendix B
Order, United States Court of Appeals for
the Fifth Circuit, Plaquemines Parish v.
BP Am. Prod. Co., No. 23-30294, Parish of
Cameron v. BP Am. Prod. Co.,
No. 23-30422 (Oct. 31, 2024) ..................... App-64
Appendix C
Order, United States District Court for
the Eastern District of Louisiana,
Jefferson Parish v. Atl. Richfield Co.,
No. 18-5246, Plaquemines Parish v. Total
Petrochemical & Refining USA, Inc.,
No. 18-5256 (Apr. 21, 2023) ...................... App-66
Appendix D
Order and Reasons, United States
District Court for the Eastern District of
Louisiana, Parish of Plaquemines
v. Northcoast Oil Co., No. 18-5228
(Apr. 18, 2023) ........................................... App-68
Appendix E
Judgment, United States District Court
for the Western District of Louisiana,
Parish of Cameron v. Apache Corp. of
Delaware, No. 18-00688 (Dec. 22, 2022) ... App-97
ii
Appendix F
Reasons for Decision, United States
District Court for the Western District
of Louisiana, Parish of Cameron v.
Auster Oil & Gas Inc., No. 18-00677
(Dec. 22, 2022) ........................................... App-99
Appendix G
Reasons for Decision, United States
District Court for the Western District
of Louisiana, Parish of Cameron v.
Apache Corp. (of Delaware), No. 18-00688
(June 13, 2023) ........................................ App-126
Appendix H
Contract Between Defense Supply Corp.
and Texas Company (Port Arthur
Refinery – Second Contract), 100-Octane
Aviation Gasoline (Mar. 10, 1942) .......... App-150
Appendix I
Relevant Statutory Provision.................. App-182
28 U.S.C. §1442 ................................. App-182
App-1
Appendix A
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
________________
No. 23-30294
________________
PLAQUEMINES PARISH,
Plaintiff-Appellee,
LOUISIANA STATE; LOUISIANA DEPARTMENT OF
NATURAL RESOURCES, Office of Coastal Management,
Thomas F. Harris, Secretary,
v.
Intervenors-Appellees,
BP AMERICA PRODUCTION CO., et al.
DefendantsAppellants.
________________
No. 23-30422
________________
PARISH OF CAMERON,
Plaintiff-Appellee,
LOUISIANA STATE; LOUISIANA DEPARTMENT OF
NATURAL RESOURCES, Office of Coastal Management,
Thomas F. Harris, Secretary,
Intervenor PlaintiffsAppellees,
App-2
v.
BP AMERICA PRODUCTION CO., et al.
DefendantsAppellants.
________________
Filed: May 29, 2024
________________
Before Davis, Engelhardt, and Oldham,
Circuit Judges.
________________
OPINION
________________
W. Eugene Davis, Circuit Judge:
This consolidated appeal concerns whether
lawsuits commenced in state court by Louisiana
parishes against various oil and gas companies for
their alleged state-law violations give rise to federal
jurisdiction. The companies removed these cases to
federal court pursuant to the federal officer removal
statute, 28 U.S.C. § 1442(a)(1), asserting that they
satisfy each of the statute’s requirements in light of
their refining contracts with the government during
World War II. The district courts granted the parishes’
motions to remand these cases to state court after
concluding that the oil companies did not meet their
burden of establishing federal jurisdiction. The oil
companies now appeal those decisions. Because we
conclude these cases were not properly removed under
the federal officer removal statute, we AFFIRM the
district courts’ orders remanding these cases to state
court.
App-3
I.
This litigation has a long procedural history,
including two prior appeals to this Court. It originated
in 2013 when several Louisiana coastal parishes,
joined by the Louisiana Attorney General and the
Louisiana Secretary of Natural Resources, filed fortytwo lawsuits against various oil and gas companies in
state court alleging violations of Louisiana’s State and
Local Coastal Resources Management Act of 1978
(“SLCRMA”).
SLCRMA took effect in 1980, and requires parties
engaging in certain “uses” within Louisiana’s “coastal
zone” to comply with a permitting scheme.1 It defines
“use” to include any “activity within the coastal zone
which has a direct and significant impact on coastal
waters,” and defines “Coastal Zone” to include “the
coastal waters and adjacent shorelands,” defined by
Louisiana law, that “are strongly influenced by each
other.”2 As relevant here, SLCRMA creates a cause of
action against parties that violate or fail to obtain the
requisite coastal use permit.3 However, there are
several exemptions to SLCRMA’s permitting
requirement, including a “grandfather clause,” which
states that: “[i]ndividual specific uses legally
commenced or established prior to the effective date of
the coastal use permit program shall not require a
coastal use permit.”4
1 La. Stat. Ann. § 49:214.30(A)(1).
2 Id. § 49:214.23(5), (13).
3 Id. § 214.36 (D)-(E).
4 Id. § 214.34(C)(2).
App-4
In each lawsuit, the coastal parishes sued various
oil companies for their oil and gas exploration,
production, and transportation operations in a
different “Operational Area”5 of the Louisiana coast.
The parishes’ “materially identical” petitions “allege
that the companies violated SLCRMA by failing to
obtain necessary coastal use permits or by violating
the terms of the permits they did obtain.”6
Additionally, the parishes contend that the companies’
pre-SLCRMA
activities
were
not
“lawfully
commenced” and therefore do not fall within the
grandfather clause exemption which would excuse
such noncompliance.7 The parishes seek damages
under SLCRMA, including for “restoration and
remediation costs; actual restoration of disturbed
areas to their original condition; costs necessary to
clear, revegetate, detoxify and otherwise restore the
affected portions of the . . . Coastal Zone as near as
practicable to its original condition.”
The oil companies have attempted to remove
these cases to federal court on three separate
occasions.8 First, in 2013, the companies removed
5 “The term ‘Operational Area’ is used throughout the plaintiffs’
petition to describe the geographic extent of the area within
which the complained-of operations and activities at issue in this
action occurred.” Par. of Plaquemines v. Northcoast Oil Co.,
No. 18-5228, 2023 WL 2986371, at *1 (E.D. La. Apr. 18, 2023).
6 Par. of Plaquemines v. Chevron USA, Inc. (Plaquemines I),
7 F.4th 362, 366 (5th Cir. 2021).
7 Id.
8 “A defendant who fails in an attempt to remove on the initial
pleadings can file a second removal petition when subsequent
pleadings or events reveal a new and different ground for
removal.” S.W.S. Erectors, Inc. v. Infax, Inc., 72 F.3d 489, 492-93
App-5
these cases on the grounds of federal question, general
maritime law, the Outer Continental Shelf Lands Act,
and diversity jurisdiction. The federal district courts
rejected all four jurisdictional bases and remanded the
cases to state court.9
After returning to state court, the oil companies
filed motions seeking clarification about the specific
state law violations underlying the parishes’
lawsuits.10 In response, in April of 2018, Plaquemines
Parish issued an expert report—the Rozel report—in
one of the pending cases, and certified that the report
“represented the position of the Louisiana
Department of Natural Resources in all forty-two
cases.”11 The Rozel report “triggered” the potential
application of SLCRMA’s grandfather clause by
placing at issue the companies’ pre-SLCRMA conduct,
including conduct that occurred during World War
II.12 Specifically, the Rozel report opined that the oil
companies’ pre-1980 production activities were not
“lawfully commenced or established” for purposes of
the grandfather clause because such activities did not
(5th Cir. 1996) (emphasis in original) (internal quotation marks
and citation omitted).
9 See, e.g., Par. of Plaquemines v. Total Petrochemical & Refin.
USA, Inc., 64 F. Supp. 3d 872, 906 (E.D. La. 2014).
10 Par. of Plaquemines v. Riverwood Prod. Co. (Riverwood I),
No. 18-5217, 2019 WL 2271118, at *2 (E.D. La. May 28, 2018),
aff’d in part, rev’d in part and remanded sub nom. Plaquemines
I, 7 F.4th 362.
11 Plaquemines I, 7 F.4th at 366-67.
12 Northcoast, 2023 WL 2986371, at *1.
App-6
begin in “good faith” by departing from prudent
industry practices.13
According to the oil companies, the Rozel report
“unveiled a new legal theory,” which they relied on to
remove these cases to the Eastern and Western
Districts of Louisiana, this time alleging federal
question and federal officer jurisdiction.14 The
parishes again moved to remand the cases to state
court. The Eastern District of Louisiana designated
Plaquemines Parish v. Riverwood Production Co. as
the lead case and stayed the other cases pending a
decision in Riverwood. The Western District of
Louisiana adopted a similar approach and designated
Cameron Parish v. Auster Oil & Gas, Inc., as the lead
case in that district.15
The courts in both Riverwood I and Auster
ultimately granted the parishes’ remand motions after
concluding that neither federal question nor federal
officer jurisdiction existed.16 The oil companies
appealed both decisions, and we consolidated the cases
on appeal. In Plaquemines I, this Court affirmed the
district court decisions on federal question
jurisdiction, but remanded with respect to federal
officer jurisdiction in light of an intervening en banc
13 Plaquemines I, 7 F.4th at 367.
14 Id.
15 Northcoast, 2023 WL 2986371, at *2.
16 Riverwood I, 2019 WL 2271118, at *8-22; Par. of Cameron v.
Auster Oil & Gas Inc., 420 F. Supp. 3d 532, 540-50 (W.D. La.
2019), aff’d in part, rev’d in part and remanded sub nom.
Plaquemines I, 7 F.4th 362.
App-7
decision, Latiolais v. Huntington Ingalls, Inc.,17 which
altered our federal officer removal precedent.18
On remand, the district court in Riverwood II,
after considering the impact of Latiolais, again held
there was no federal officer jurisdiction. The court first
acknowledged that under Latiolais, the “new” federal
officer removal test requires a defendant to show:
“(1) it has asserted a colorable federal defense, (2) it is
a ‘person’ within the meaning of the statute, (3) that
has acted pursuant to a federal officer’s directions, and
(4) the charged conduct is connected or associated
with an act pursuant to a federal officer’s directions.”19
The court then proceeded to analyze whether the oil
companies had met these four prongs, ultimately
concluding they could establish all but the third
“acting under” prong, which was unaltered by
Latiolais.20
951 F.3d 286 (5th Cir. 2020) (en banc). As explained in
greater detail below, in Latiolais, we expanded the scope of the
fourth prong of the federal officer removal test. Specifically, we
replaced the “causal nexus” test with the broader “connected or
associated with” test. Under the revised fourth element, a
removing defendant must show that the conduct challenged in a
plaintiff’s complaint is “connected or associated with” acts the
defendant has taken under color of federal office. Id. at 292-96.
17
18 Plaquemines I, 7 F.4th at 373-75.
19 Par. of Plaquemines v. Riverwood Prod. Co. (Riverwood II),
No. 18-5217, 2022 WL 101401, at *4 (E.D. La. Jan. 11, 2022)
(quoting Latiolais, 951 F.3d at 296).
20 Id. at *6-10.
App-8
The oil companies again appealed, and this Court
affirmed.21 In Plaquemines II, we held that the
companies had failed to satisfy the “acting under”
prong of federal officer removal because their
“compli[ance] with federal regulations or cooperat[ion]
with federal agencies” was insufficient to bring a
private action within § 1442(a)(1).22 The Plaquemines
II opinion concluded by stating: “As the district court
noted, the ‘refineries, who had federal contracts and
acted pursuant to those contracts, can likely remove
[under § 1442], but that does not extend to [parties]
not under that contractual direction.”23 The Supreme
Court denied certiorari in Plaquemines II on February
27, 2023.24
Following Plaquemines II, the district court in
Auster again remanded that case to state court
because the oil companies satisfied neither the “acting
under” nor the “connected or associated with”
requirements for federal officer removal.25
This background brings us to the present
consolidated appeal which involves two cases that
were stayed during the pendency of the above
litigation. In the appeal from the Eastern District of
Plaquemines Par. v. Chevron USA, Inc. (Plaquemines II),
No. 22-30055, 2022 WL 9914869, at *4 (5th Cir. Oct. 17, 2022)
(per curiam) (unpublished).
21
22 Id. at *3.
23 Id. at *4 (quoting Riverwood II, 2022 WL 101401, at *7).
24 Chevron USA, Inc. v. Plaquemines Par., La., 143 S. Ct. 991
(2023) (mem.).
25 Par. of Cameron v. Auster Oil & Gas Inc., No. 18-677, 2022
WL 17852581, at *3-10 (W.D. La. Dec. 22, 2022).
App-9
Louisiana—Plaquemines Parish v. BP—the district
court reopened the case in January 2023. The next
day, Plaintiffs, Plaquemines Parish and the State of
Louisiana, filed a motion to remand, arguing that the
case was “indistinguishable from the relevant
jurisdictional[,] factual[,] and legal issues in
Riverwood.”
Defendants, Chevron U.S.A., Inc. (“Chevron”) et
al., opposed the motion, arguing that the case was
distinguishable from Riverwood II because two
predecessors to Chevron—The Texas Company and
Gulf Oil Company (“Gulf”)—were vertically integrated
oil companies that produced crude oil in the
Operational Areas and used some of that crude at
their refineries to comply with their World War II-era
contracts with the government. Thus, unlike in
Riverwood II, Plaquemines II, and Auster, where the
oil companies could not show they were “acting under”
a federal officer, Defendants here were federal
contractors. In support of their new removal theory,
Defendants relied on the language in Plaquemines II
that “refineries, who had federal contracts and acted
pursuant to those contracts, can likely remove [under
§ 1442].”26
The district court granted Plaintiffs’ motion and
remanded the case to state court for the same reasons
it gave in Parish of Plaquemines v. Northcoast Oil Co.
In Northcoast, the district court held that Defendants’
“refinery-contract-based theory” satisfied neither the
“acting under” nor the “connected or associated with”
26 2022 WL 9914869, at *4 (quoting Riverwood II, 2022 WL
101401, at *7).
App-10
requirements
for
federal
officer
removal.27
Specifically, the court emphasized that although
Defendants may have been “acting under” a federal
officer in the refinery context, the relevant refinery
contracts “lack[ed] any connection” to the oil
production activities at issue in the lawsuit.28 The
court stayed its remand order pending the resolution
of this appeal.
The second case in this consolidated appeal—
Parish of Cameron v. BP—is from the Western District
of Louisiana. In that case, the district court granted
Plaintiff Parish of Cameron’s motion to remand for the
same reasons the court gave in Auster. Defendants,
Shell USA, Inc. (“Shell”) et al., filed a motion for
reconsideration, raising the same refinery-contractbased theory for removal. In that case, Defendant
Shell had refinery contracts with the government
during World War II, and its refineries used some of
the crude oil Shell produced from the Black Bayou
Field in Cameron Parish to fulfill those contracts. The
district court denied Defendants’ motion for
reconsideration, concluding that Shell was unable to
show it was “acting under” a federal officer, and that
the oil production activities at issue in the lawsuit
were not related to any refinery activities taken
pursuant to Shell’s federal contracts. The court also
stayed its remand order pending the resolution of this
appeal.
Defendants timely appealed both remand orders.
We designated Plaquemines Parish v. BP as the lead
27 2023 WL 2986371, at *4, 9-11.
28 Id. at *9-10.
App-11
case among the related “refinery cases” pending before
us from the Eastern District. And we consolidated
Plaquemines Parish v. BP with Parish of Cameron v.
BP,29 the only refinery case appealed from the
Western District.
II.
“An order remanding a case to state court is ‘not
generally reviewable.’”30 However, an order
remanding a case under the federal officer removal
statute is “reviewable by appeal or otherwise.”31 We
29 After oral argument, Defendants, BP American Production
Company (“BP”) and Shell, informed the Court that they have
reached a settlement with Cameron Parish and therefore
withdraw their appeal in Parish of Cameron v. BP, No. 23-30422.
BP additionally noted that it remained a party in the appeal from
the Eastern District of Louisiana, Plaquemines Parish v. BP,
No. 23-30294. Defendant Chevron also notified the Court that it
has not settled nor intends to settle either appeal. Although
Defendants’ federal officer removal theory in the Parish of
Cameron appeal is based on Shell’s federal contracts, Shell’s
withdrawal from the appeal does not deprive this Court of
jurisdiction. See Manguno v. Prudential Prop. & Cas. Ins. Co.,
276 F.3d 720, 723 (5th Cir. 2002) (“To determine whether
jurisdiction is present for removal, we consider the claims in the
state court petition as they existed at the time of removal.”
(citation omitted)). Thus, “[o]ur analysis proceeds as if the
Federal Officer Defendants had not been dismissed.” Bartel v.
Alcoa S.S. Co., 805 F.3d 169, 172 n.2 (5th Cir. 2015), overruled
on other grounds by Latiolais, 951 F.3d 286 (“These Federal
Officer Defendants have since been dismissed from the
action . . . [and although] the claims against them gave rise to
potential removability we now consider, our analysis is
unaffected by the dismissals.”).
30 Plaquemines I, 7 F.4th at 367 (quoting Latiolais, 951 F.3d at
290).
31 28 U.S.C. § 1447(d).
App-12
review a district court’s remand order de novo.32 But
we review the “district court’s factual determinations
made in the process of determining jurisdiction . . . for
clear error.”33
Unlike other removal doctrines, “federal officer
removal is not narrow or limited.”34 However, it
remains the removing party’s burden to establish
federal jurisdiction exists.35 And if the removing party
establishes that one claim satisfies the requirements
under § 1442(a)(1), the entire case is deemed
removable.36
III.
Defendants removed these cases under
§ 1442(a)(1), which provides federal jurisdiction over
state court actions filed against “any officer (or any
person acting under that officer) of the United States
or of an agency thereof, in an official or individual
capacity, for or relating to any act under color of such
office.”37 The statute’s “basic purpose” is to protect the
federal government from interference with its
32 Latiolais, 951 F.3d at 290 (citation omitted).
33 U.S. Fire Ins. Co. v. Villegas, 242 F.3d 279, 283 (5th Cir.
2001) (citation omitted).
34 Butler v. Coast Elec. Power Ass’n, 926 F.3d 190, 195 (5th Cir.
2019) (internal quotation marks and citation omitted); see also
Williams v. Lockheed Martin Corp., 990 F.3d 852, 859 (5th Cir.
2021) (“[T]he federal officer removal statute is to be broadly
construed in favor of a federal forum.” (internal quotation marks
and citation omitted)).
35 Butler, 926 F.3d at 195.
36 Morgan v. Huntington Ingalls, Inc., 879 F.3d 602, 606 (5th
Cir. 2018).
37 28 U.S.C. § 1442(a)(1).
App-13
operations that would ensue if a state were able to
arrest federal officers or agents acting within the
scope of their authority and bring them to trial in state
court on state-law charges.38
In order to remove a case under § 1442(a)(1), a
private defendant must show that: “(1) it has asserted
a colorable federal defense, (2) it is a ‘person’ within
the meaning of the statute, (3) that has acted
pursuant to a federal officer’s directions, and (4) the
charged conduct is connected or associated with an act
pursuant to a federal officer’s directions.”39 Here,
Plaintiffs do not dispute that Defendants are
“person[s]” within the meaning of § 1442(a)(1) and
therefore satisfy the second requirement for
removal.40 Instead, Plaintiffs argue that Defendants
are unable to meet the remaining three elements.
Because the district courts held that Defendants failed
Watson v. Philip Morris Cos., 551 U.S. 142, 150 (2007)
(internal quotation marks and citation omitted); see also Glenn v.
Tyson Foods, Inc., 40 F.4th 230, 232 (5th Cir. 2022) (“While the
scope of federal officer removal has broadened, its purpose
remains the same: to give those who carry out federal policy a
more favorable forum than they might find in state court.”
(citation omitted)); Elizabeth M. Johnson, Removal of Suits
Against Federal Officers: Does the Malfeasant Mailman Merit a
Federal Forum?, 88 Colum. L. Rev. 1098, 1098-99 (1988)
(“Congress enacted these statutes in response to conflicts
between states and the federal government to protect officers
carrying out controversial federal policies.”).
38
39 Latiolais, 951 F.3d at 296.
40 See Butler, 926 F.3d at 201 (acknowledging that “the removal
statute applies to private persons and corporate entities”
(citations omitted)).
App-14
to establish the third and fourth elements, we begin
our analysis with these two elements.
A.
Private persons, including corporations, may
invoke the federal officer removal statute only if they
were “acting under” a federal officer or agency. The
phrase “acting under” describes “the triggering
relationship between a private entity and a federal
officer.”41 In describing the “acting under” inquiry, the
Supreme Court in Watson acknowledged that it is a
“broad” phrase that must be “liberally construed,” but
is “not limitless.”42
In cases involving a private party, the “acting
under” relationship “must involve an effort to assist,
or to help carry out, the duties or tasks of the federal
superior.”43 And although a removing defendant “need
not show that its alleged conduct was precisely
dictated by a federal officer’s directive,” it must show
that a federal officer exerted “a sufficient level of
subjection, guidance, or control over the private
actor.”44 However, “the help or assistance necessary to
bring a private person within the scope of the statute
does not include simply complying with the law.”45
This is true “even if the regulation is highly detailed
41 Watson, 551 U.S. at 149.
42 Id. at 147 (internal quotation marks and citations omitted).
43 Id. at 152 (emphasis in original) (citation omitted).
44 St. Charles Surgical Hosp., L.L.C. v. La. Health Serv. &
Indem. Co. (St. Charles II), 990 F.3d 447, 454-55 (5th Cir. 2021)
(internal quotation marks and citations omitted).
45 Watson, 551 U.S. at 152 (emphasis in original).
App-15
and even if the private firm’s activities are highly
supervised and monitored.”46
Here, the district courts held that Defendants
could not satisfy the “acting under” requirement. Both
courts concluded that although Defendants may have
acted under a federal officer in refining petroleum
products, they were unable to show they acted under
a federal officer in producing crude oil.47 We disagree.
A private party “working under a federal contract
to produce an item the government needed” is the
“archetypal case” of a defendant “acting under” a
federal officer.48 For example, in Watson, the Supreme
Court cited with approval this Court’s decision in
Winters v. Diamond Shamrock Chemical Co.,49
46 Id. at 153.
Northcoast, 2023 WL 2986371, at *8-10 (holding that
Defendants failed to satisfy the “acting under” prong “by relying
on federal directives governing conduct (refining) that is not
implicated by the plaintiffs’ lawsuit”).
47
48 Williams, 990 F.3d at 859; see, e.g., Latiolais, 951 F.3d at 296
(holding that the removing defendant “performed the
refurbishment and, allegedly, the installation of asbestos
pursuant to directions of the U.S. Navy” and therefore “act[ed]
under color of federal office”); St. Charles Surgical Hosp., L.L.C.
v. La. Health Serv. & Indem. Co. (St. Charles I), 935 F.3d 352,
356 (5th Cir. 2019) (analyzing the terms of the defendant’s
contract with the Office of Personnel Management to conclude
that the federal agency “enjoys a strong level of guidance and
control over” the defendant); Bd. of Cnty. Comm’rs of Boulder
Cnty. v. Suncor Energy (U.S.A.) Inc., 25 F.4th 1238, 1253 (10th
Cir. 2022) (emphasizing that a contract for “[w]artime production
is the paradigmatic example for this special [acting under]
relationship”).
49 149 F.3d 387 (5th Cir. 1998), overruled on other grounds by
Latiolais, 951 F.3d 286.
App-16
wherein we held that Dow Chemical, a federal
contractor, was “acting under” a federal officer when
it manufactured Agent Orange, a product the
government used during the Vietnam War.50 Like Dow
Chemical, Defendants here were federal contractors
that refined a product—100-octane aviation gasoline
(“avgas”)—that the government needed to fight in
World War II. And like Dow Chemical’s contract with
the Department of Defense, the terms of Defendants’
federal contracts vested the government with control
over the size and manufacturing capacity of their
refineries.51 Accordingly, Defendants have shown that
they had the necessary relationship with the
government to satisfy the “acting under” requirement.
The district courts came to the opposite conclusion
by requiring Defendants to show not only that they
“act[ed] under” a federal officer, but also that they
acted pursuant to federal directives when they
engaged in the conduct giving rise to Plaintiffs’ suits.
But such a requirement impermissibly conflates the
“distinct” “acting under” and “connected or associated
with” elements of the federal officer removal test.52
50 Watson, 551 U.S. at 153-54 (citing Winters, 149 F.3d at 398-
99).
51 See infra Part III.B.2; Winters, 149 F.3d at 398-99 (detailing
the government’s control over Dow Chemical’s production of
Agent Orange).
See St. Charles II, 990 F.3d at 454 (emphasizing that
although “the ‘acting under’ and ‘connection’ elements may often
ride in tandem toward the same result, they are distinct”); see
also Betzner v. Boeing Co., 910 F.3d 1010, 1015 (7th Cir. 2018)
(explaining that the “acting under color of federal authority
requirement . . . is distinct from the acting under requirement in
the same way a bona fide federal officer could not remove a
52
App-17
Specifically, it is inconsistent with the fact that “a
defendant might be ‘acting under’ a federal officer,
while at the same time the specific conduct at issue
may not be ‘connected or associated with an act
pursuant to the federal officer’s directions.’”53 Thus,
the district courts erred in holding that Defendants
did not satisfy the “acting under” element because
their federal contracts did not pertain to the oil
production activities challenged by Plaintiffs’
lawsuits.
B.
Under the fourth element of the federal officer
removal test, “[s]ubject to the other requirements of
section 1442(a), any civil action that is connected or
associated with an act under color of federal office may
be removed.”54 In other words, it is not enough for
Defendants to have “act[ed] under” a federal officer if
those acts were unrelated to the activities challenged
in Plaintiffs’ complaints.
In 2011, Congress amended the federal officer
removal statute to expand the types of cases that can
be removed from just cases “for” an act under color of
federal office to include cases “for or relating to” such
actions.55 Despite the 2011 amendment, this Court
continued to require removing defendants to show
trespass suit that occurred while he was taking out the garbage”
(internal quotation marks and citation omitted)).
53 St. Charles II, 990 F.3d at 454.
54 Latiolais, 951 F.3d at 296.
55 Id. at 291-92 (emphasis added) (quoting 28 U.S.C. § 1442(a));
Removal Clarification Act of 2011, Pub. L. No. 112-51,
§ 2(b)(1)(A), 125 Stat. 545.
App-18
“that a causal nexus exists between the defendants’
actions under color of federal office and the plaintiff’s
claims.”56 In 2020, the Court’s en banc decision in
Latiolais brought our case law into compliance with
the amended statute by abandoning the “causal
nexus” test and replacing it with the “connected or
associated with” test, which requires a defendant to
show that “the charged conduct is connected or
associated with an act pursuant to a federal officer’s
directions.”57 In adopting this new test, we noted that
Congress broadened the scope of actions removable
under § 1442(a)(1) given that the ordinary meaning of
the phrase “relating to” is “a broad one” that normally
means “to stand in some relation; to have bearing or
concern; to pertain; refer; to bring into association
with or connection with.”58
Our application of the “connected or associated
with” element in Latiolais demonstrates the expanded
scope of this new test. In Latiolais, the plaintiff sued
Avondale in state court alleging Avondale had
negligently failed to warn him about the hazards of
asbestos or provide him with adequate safety
equipment during the refurbishment of a naval
vessel.59 Avondale removed the suit to federal court
under § 1442(a)(1), asserting that its contracts with
the Navy to build and refurbish naval vessels required
56 Latiolais, 951 F.3d at 291 (quoting Winters, 149 F.3d at 398).
57 See id. at 296 (overruling cases that “erroneously relied on a
‘causal nexus’ test after Congress amended section 1442(a) to add
‘relating to’”).
58 Id. at 292 (quoting Morales v. Trans World Airlines, Inc., 504
U.S. 374, 383 (1992)).
59 Id. at 289-90.
App-19
Avondale to use asbestos for thermal insulation.60 The
district court remanded the case after finding the old
“causal nexus” test was not satisfied because there
was no evidence that federal officers controlled
Avondale’s safety practices. After taking the case en
banc, we reversed, holding that under the revised
fourth element, removal was proper because
Latiolais’s negligence claims were “connected with”
Avondale’s “installation of asbestos pursuant to
directions of the U.S. Navy.”61
In this appeal, in order to determine whether
Defendants have satisfied the fourth element of
federal officer removal under Latiolais, we must first
identify the conduct challenged in Plaintiffs’
complaints and the relevant federal directives in
Defendants’ refinery contracts. We then turn to the
question of whether the relationship between the two
is sufficient to meet the “connected or associated with”
test.
1.
The parties dispute which production activities
Plaintiffs challenge in their complaints. As explained
above, Plaintiffs assert that SLCRMA’s grandfather
clause does not excuse Defendants’ noncompliance
with the state-law permitting scheme because
Defendants’ oil production activities were not
“lawfully commenced or established.” In Plaquemines
I, we identified the following ways in which Plaintiffs’
Rozel report alleged that Defendants departed from
prudent industry practices before 1980: “by dredging
60 Id.
61 Id. at 296.
App-20
canals (instead of building overland roads), by using
vertical drilling (instead of directional drilling), by
using earthen pits at well heads (instead of steel
tanks), by extracting too much oil, and by not building
saltwater reinjection wells.”62
In defining the specific challenged conduct here,
Defendants rely on Plaquemines I’s summary of the
Rozel report and, in particular, the statement that
they “extracted too much oil.” Based on this language,
Defendants assert that the gravamen of Plaintiffs’
complaints is that they extracted too much oil too
quickly during World War II. Plaintiffs take issue with
Defendants’ (and by extension Plaquemines I’s)
characterization of the challenged conduct, asserting
that neither their complaints nor the Rozel report say
that Defendants extracted crude oil at overly high
production rates.
As identified by the district courts, Plaintiffs’
complaints, read in conjunction with the Rozel report,
target Defendants’ oil production and exploration
practices. Plaintiffs do not simply challenge the rate
at which Defendants extracted oil from the
Operational Areas. To be sure, Defendants have
presented evidence, which we credit at this stage,63
that adopting one of Plaintiffs’ preferred production
methods—the use of directional drilling instead of
62 Plaquemines I, 7 F.4th at 367.
63 Louisiana v. Sparks, 978 F.2d 226, 232 (5th Cir. 1992); see
also Cnty. Board of Arlington Cnty., Va. v. Express Scripts
Pharmacy, Inc., 996 F.3d 243, 256 (4th Cir. 2021) (“Generally,
‘[w]e credit Defendants’ theory of the case when determining
whether’ there is such a connection or association . . . ‘between
the act in question and the federal office.’” (citations omitted)).
App-21
vertical drilling—would have slowed their production
rates during World War II. But Defendants sole focus
on the use of vertical drilling and related rate-ofproduction argument leads them to define the
challenged conduct too narrowly by ignoring the other
production and exploration practices challenged by
Plaintiffs, such as the use of dredged canals and
earthen pits, the spacing of wells, and the lack of
saltwater reinjection wells. Thus, as properly defined,
the challenged conduct here pertains to Defendants’
exploration and production activities, which indirectly
include the rate at which they extracted crude oil.
2.
In identifying the relevant federal directives,
Defendants have produced several contracts that
Shell and two predecessors of Chevron entered into
with the Defense Supplies Corporation (“DSC”), a
federal agency. As it pertains to Chevron’s
predecessors, both The Texas Company and Gulf
contracted with DSC in 1942 to manufacture 100octane avgas at their Port Arthur, Texas, refineries.
The Texas Company’s 1942 contract indicated that its
Port Arthur refinery could produce 2,940 barrels of
100- octane avgas per day, but that it was “willing to
expand its facilities” to enable production of 6,750
barrels of 100-octane avgas per day. The DSC agreed
to loan The Texas Company $5.5 million to finance the
expansion of the Port Arthur refinery.
Once the Port Arthur refinery expansion was
complete, DSC contracted to “buy and receive” 5,900
barrels per day of 100-octane avgas for one year “in
accordance with” the specifications attached to the
contract and “any other specifications which by
App-22
mutual agreement shall be attached as an addendum.”
DSC also had the option to purchase additional
quantities of avgas that The Texas Company had not
contracted to sell to other parties. The Texas Company
and DSC signed two subsequent contracts modifying
the terms of the original contract to account for further
expansions to the Port Arthur refinery and its
increased refinery capacity.
Similarly, Gulf’s 1942 contract acknowledged that
its Port Arthur refinery was “currently expanding its
facilities,” which would increase production to 4,836 or
5,667 barrels per day, depending on the specifications.
The contract called for Gulf to further expand its
refinery to increase production to 8,739 or 9,969
barrels per day, depending on the specifications. DSC
agreed to make advance payments to Gulf, up to
$9.825 million, to help finance this expansion.
Throughout Gulf’s expansion, the contract specified
that DSC would purchase increasing “minimum
quantit[ies]” of avgas. The contract also set forth the
relevant prices, specifications, and minimum
quantities for these purchases.
Lastly, Defendant Shell asserts that it entered
into at least 120 contracts with the government during
World War II. In particular, Shell contracted with
DSC in October 1942 to produce 100-octane avgas at
its Houston and Norco refineries “in accordance with”
the specifications attached to the contract. The
contract indicated that production at Shell’s “Norco,
Louisiana refinery comprises aviation alkylate and
cumene only, which are normally transported to the
Houston, Texas refinery and are blended there with
other aviation gasoline components produced at
App-23
Houston to make said aggregate production of” 9,000
barrels of 100-octane avgas.
The contract required Shell to provide DSC with
its “pro rata share of the entire requirements of the
United States Government,” a term defined in further
detail elsewhere in the contract. DSC also contracted
for “the option from time to time” to purchase avgas
that Shell had not contracted to sell to other parties.
In addition to buying the 100-octane avgas “in its
finished form,” DSC also had the option to take
alkylate and/or cumene directly from Shell’s Norco
refinery. In July 1944, Shell and DSC amended their
1942 contract in light of the Houston and Norco
refineries’ increase in production capacity to 12,000
barrels per day of avgas.
At oral argument, Defendants asserted that we
are not limited to the above refinery contracts in
identifying the relevant federal directives for purposes
of determining whether they were “connected or
associated with” the challenged conduct. Oral Arg. at
14:00-15:40. Instead, they contend that in cases
involving federal contractors, courts should consider
whether the charged conduct is related to actions the
contractor took not only pursuant to its federal
contract, but also actions taken pursuant to relevant
federal regulations or directives. In light of this
theory, and in recognition that their refinery contracts
are silent as to oil production, Defendants point to
various federal regulations, designations, and reports
involving oil production in the Operational Areas
during World War II.64 Defendants contend that these
64 For example, Defendants emphasize the fact that the
government designated the three fields at issue here as “Critical
App-24
extra-contractual government documents provide
relevant federal directives in analyzing the “connected
or associated with” element and demonstrate that the
government was involved in regulating both crude oil
production and refinement.
As explained above, case law is clear that a
private party does not “act[] under” a federal officer by
complying with federal regulations, guidance, or
expectations.65 And the problem with Defendants’
extracontractual argument is that they cite no
authority for the proposition that simply being a
federal contractor transforms a private party’s actions
in compliance with federal regulations or expectations
into action taken under color of federal office for
purposes of analyzing the “connected or associated
Fields Essential to the War Program,” in part because they
produced crude oil that was particularly suited for making avgas
and other products of high value to the war. Defendants rely on
these designations as evidence that the government recognized
that oil production in these fields were “connected or associated
with” the refinement of avgas for the government and show that
the government knew Defendants would use the crude produced
in these fields at their refineries.
65 See Watson, 551 U.S. at 153 (“The upshot is that a highly
regulated firm cannot find a statutory basis for removal in the
fact of federal regulation alone . . . [because] [a] private firm’s
compliance (or noncompliance) with federal laws, rules, and
regulations does not by itself fall within the scope of the statutory
phrase ‘acting under’ a federal ‘official.’”); Plaquemines II, 2022
WL 9914869, at *3 ([M]erely being subject to federal regulations
is not enough to bring a private action within § 1442(a)(1).”); see
also Mohr v. Trustees of Univ. of Pa., 93 F.4th 100, 105 (3d Cir.
2024) (“Advancing governmental policy while operating one’s
own business is not the same as executing a delegated
governmental duty.”).
App-25
with” element. To the contrary, in cases involving
private federal contractors, courts look to the contents
of the relevant federal contracts in determining
whether the challenged conduct was “connected or
associated with” acts taken under color of federal
office.66 Moreover, even if we considered Defendants’
extra-contractual sources, Defendants are unable to
connect the government’s minimal regulation of crude
oil production during World War II to their federal
contracts for increased quantities of refined avgas.67
See, e.g., Latiolais, 951 F.3d at 296 (concluding that the
plaintiff’s failure-to-warn claims were “connected or associated
with” the defendant’s installation of asbestos, which was required
under the terms of its contract with the U.S. Navy); Cnty. Board
of Arlington Cnty., 996 F.3d at 256-57 (holding that the plaintiff’s
claim that pharmacies caused a public nuisance by filling certain
opioid prescriptions was “connected or associated with” the
pharmacies’ contracts with the Department of Defense (“DOD”)
because the pharmacies “were required to fill those prescriptions
to comply with their duties under the DOD contract”).
66
To the extent Defendants point to certain government
designations or reports as evidence that the government
“recognized” that Defendants would use the crude produced in
the Operational Areas at their refineries, such documents,
without any federal mandate, are insufficient to show that
Defendants’ production practices were connected to a
government directive. See Mitchell v. Advanced HCS, L.L.C., 28
F.4th 580, 590 (5th Cir. 2022) (holding that agency documents
consisting of the government’s “aspirations and expectations,” or
“permissive guidance,” without any mandates, are “insufficient
to establish the kind of relationship necessary to invoke the
[federal officer removal] statute”); In re Methyl Tertiary Butyl
Ether (“MTBE”) Prod. Liab. Litig., 488 F.3d 112, 129-30 (2d Cir.
2007) (holding that even if Congress and the Environmental
Protection Agency expected defendants to use MTBE, defendants
were unable to show they were “acting under federal officers
when they added MTBE, and not some approved alternative, to
67
App-26
We therefore limit our analysis under the “connected
or associated with” element to directives in
Defendants’ federal refining contracts.
3.
Having identified the relevant challenged conduct
and federal directives, we now evaluate whether the
relationship between the two is sufficient for purposes
of the “connected or associated with” element of the
federal officer removal test. The district courts held
that Defendants were unable to satisfy this element
given the lack of connection between their oil
production and refining activities. In Northcoast, the
court explained that:
[T]he Removing Defendants fail to point to a
single directive in the Gulf contract that
touched upon its upstream oil production
activities in Louisiana or anywhere else for
that matter. No directive in the contract has
anything to do with upstream oil production.
In fact, the contract does not mention where
the Port Arthur refinery was to get the large
amounts of crude oil that would be necessary
to feed the refinery although part (d) of the
Price Escalation section does allude to the
possibility that Gulf may at times purchase
refining
components
from
other
suppliers . . . . The contract is simply not
concerned with where or how Gulf would
their reformulated gasoline”); Riverwood I, 2019 WL 2271118, at
*17 n.44 (“The defendants point to no mandate that the federal
government ordered the oil and gas companies to drill and
produce these operational areas that would otherwise not have
been developed but for the wartime directives.”).
App-27
obtain the crude oil necessary to produce the
fuel that was to be sold to the government at
the Port Arthur refinery. While anyone can
infer that performance under the contract
would require a lot of crude, the contract is
utterly silent as [to] where the crude oil was
to come from. The contract did not direct,
require, or even suggest that Gulf produce its
own crude in order to meet its contractual
obligations.68
The district court in Parish of Cameron adopted this
analysis from Northcoast.69
68 Northcoast, 2023 WL 2986371, *10.
69 In addition to Northcoast and Parish of Cameron, at least
three additional district court judges have ruled the same way in
related refinery cases. Notably, in these additional rulings, the
courts assumed without deciding that defendants could satisfy
the “acting under” prong in light of their federal contracts, but
concluded that the defendants’ production activities were not
sufficiently “connected or associated with” the federal directives
in their refinery contracts for purposes of the fourth prong. See,
e.g., Par. of Jefferson v. Destin Operating Co., No. 18-5206, 2023
WL 2772023, at *2 (E.D. La. Apr. 4, 2023) (Fallon, J.)
(“Accordingly, the Court will proceed to examine prong four, since
this prong presents the highest hurdle considering the facts in
this case: is the conduct charged here connected or associated
with an act pursuant to those directions?”); Par. of Plaquemines
v. Rozel Operating Co., No. 18-5189, 2023 WL 3336640, at *4 n.48
(E.D. La. May 10, 2023) (Morgan, J.) (“Because the Court finds
the removing Defendants have failed to establish the [fourth]
element, the Court need not address the other elements.
However, for the sake of argument, . . . the Court will assume,
without holding, that the Removing Defendants established the
[third] element—that they acted under a federal officer’s
directive because they contracted with the government to refine
crude oil.”); Jefferson Par. v. Chevron U.S.A. Holdings, Inc.,
App-28
On appeal, Defendants contend the district courts’
holdings are inconsistent with Latiolais’s expanded
“connected or associated with” test, and that they
easily satisfy this fourth element. Defendants’
overarching argument is that as vertically-integrated
companies they produced crude oil in the relevant
Operational Areas—Black Bayou Field in Cameron
Parish and Duck Club Field and Grand Bay Field in
Plaquemines Parish—and used some of that crude at
their refineries to manufacture petroleum products in
fulfillment of their federal contracts. They
additionally contend that if they had adopted
Plaintiffs’ preferred practice of directional drilling, it
would have slowed their production rates, which in
turn, would have hampered their ability to fulfill their
refinery contracts which called for ever-increasing
amounts of avgas. Defendants thus conclude that
there is a “close and direct link . . . between the federal
contracts for massively increased quantities of refined
petroleum war products and the production of
correspondingly enormous quantities of crude oil.”
Defendants’ federal contracts clearly pertain to
their refinement of avgas and other petroleum
products. But that is not to say that these refinery
activities do not have some relation to oil production.
This is of course because crude oil is a necessary
component of avgas, and one way of obtaining crude
Nos. 18-5224, 18-5213, 18-5218, 18-5220, 18-5230, 18-5252, 185260, 2023 WL 8622173, at *6 (E.D. La. Dec. 13, 2023) (Lemelle,
J.) (“However, even assuming arguendo that the acting-under
prong can be established, removing defendants fail to show their
complained-of conduct in oil production has anything more than
an attenuated connection to their actions under the direction of a
federal officer.”).
App-29
oil is to produce it.70 However, we agree with the
district courts that in these cases the relationship
between Defendants’ oil production and refinement
activities was insufficient to satisfy the fourth element
of federal officer removal.
Although Defendants need not show that a federal
officer directed the specific oil production activities
being challenged,71 they still must show these
activities had a sufficient connection with directives in
their federal refinery contracts. Defendants fall short
of meeting this requirement because, as emphasized
by the district court, the contracts gave Defendants
70 The dissent relies on the fact that crude oil is a necessary
component of avgas to support its contention that increased crude
oil production is “connected or associated with” Defendants’
contractual obligations to produce large quantities of avgas. To
drive home this point, the dissent posits that even though
Defendants’ contracts did not include provisions regarding
human labor to run their refineries, the hypothetical necessity of
250 additional laborers in the refinery to produce avgas would
clearly be “connected or associated with” Defendants’ refinery
contracts. Post, at 39 (Oldham, J., dissenting). We agree. Hiring
sufficient refinery employees to work at federally contracted
refineries is clearly “connected or associated with” Defendants’
contractual obligations to refine avgas. But would the same be
true as to Defendants’ decisions to hire employees to search for
new oil reserves? Or employees to extract crude oil? (Assuming,
of course, that these employees find or extract crude oil that is
ultimately refined into avgas by Defendants’ federally contracted
refineries). These are more analogous examples to the question
presented in the instant cases and are illustrative of the reach of
an unduly expansive reading of the “connected or associated
with” element.
71 See St. Charles II, 990 F.3d at 454 (“[A] removing defendant
need not show that its alleged conduct was precisely dictated by
a federal officer’s directive.”).
App-30
“complete latitude . . . to forego producing any crude
and instead to buy it on the open market.”72
The lack of any contractual provision pertaining
to oil production or directing Defendants to use only
oil they produced is what distinguishes these cases
from Latiolais.73 In Latiolais, there was a direct
connection between Avondale’s lack of safety practices
for asbestos installation and the requirement in its
federal contract to use asbestos.74 The same is not true
here. Under Defendants’ theory, their alleged failure
to use prudent industry practices in extracting crude
oil is connected to their increased need for crude oil,
which in turn is connected to their contractual
obligations to furnish the government with large
amounts of 100-octane avgas because crude oil is a
necessary component of avgas. But, as explained
below, even that attenuated connection was severed
by Defendants’ lack of control over where their crude
oil was refined and by their use of crude oil purchased
on the open market from other producers to comply
with their contractual obligations. Thus, unlike
Latiolais, or even Morales,75 the instant cases require
72 Northcoast, 2023 WL 2986371, at *10.
73 See Rozel Operating Co., 2023 WL 3336640, at *5 (“Clearly
at odds with Defendants’ interpretation of Latiolais is the fact
that, in Latiolais, the charged conduct was still related to a
federal officer’s directive to use asbestos . . . ,[whereas] [n]owhere
in any contract pointed to by the removing Defendants did a
federal officer direct the oil production activities of Defendants.”).
74 Latiolais, 951 F.3d at 289, 297 (recognizing that “the Navy
required installation of asbestos on the Tappahannock”).
75 Morales, 504 U.S. at 388 (holding that guidelines on airfare
advertising were “related to” the rates, routes, or services of an
App-31
various intermediary (and ultimately severed) links to
connect the federal directives and challenged conduct.
The dissent arrives at the opposite conclusion—
that this case “fits neatly” within Latiolais’s holding.76
In support of this conclusion, the dissent suggests that
the omission of safety instructions for handling
asbestos in Latiolais’s contract is equivalent to the
omission of instructions for gathering crude oil in the
contracts at issue here. But, as discussed above, such
a comparison overlooks the fact that Avondale’s
federal contract required the use of asbestos, whereas
the federal contracts here did not address crude oil
production at all, let alone require Defendants to
produce their own crude oil. Thus, the connection
between Avondale’s alleged lack of safety instructions
regarding the installation of asbestos and the
requirement in its federal contract to install asbestos
is much closer than the tenuous connection between
the oil production and exploration practices
challenged here and Defendants’ refinery contracts.
These refinery cases would be more analogous to
Latiolais if, for example, Defendants’ federal contracts
required them to produce their own crude oil but were
silent as to the production practices challenged by
Plaintiffs. Alternatively, Latiolais would be closer to
these cases if Avondale’s federal contract required it
to refurbish ships with thermal insulation but did not
specify what type of material should be used for
insulation.
air carrier given that every guideline makes “express reference
to [air]fares”).
76 Post, at 42 (Oldham, J., dissenting).
App-32
Consequently, and contrary to the dissent’s
position, permitting removal here would expand the
current limits of the “connected or associated with”
element as applied in Latiolais and its progeny.77 And
although we are mindful of the broad nature of the
statute’s “relating to” language, as the Supreme Court
has cautioned, even “broad language is not
limitless.”78 We acknowledge that reasonable minds
See, e.g., Williams, 990 F.3d at 859-60 (relying on Third
Circuit caselaw consistent with Latiolais to hold that the
plaintiff’s asbestos-related claims for strict liability and failure to
warn were “direct[ly] connect[ed]” to the government’s “detailed
material, design, and performance specifications for the fuel
tanks” and the government’s “controlled written materials and
markings accompanying the fuel tanks, including all warnings
and health-related safeguards associated with them”); Cloyd v.
KBR, Inc., No. 21- 20676, 2022 WL 4104029, at *1-3 (5th Cir.
Sept. 8, 2022) (per curiam) (unpublished) (holding that the
military contractors’ claims that the defendant failed to
implement adequate security measures and provide a safe place
to work were connected with the defendant’s actions under color
of federal office in light of the evidence that the United States
military directed and controlled the base and “retained authority
over all force protection measures for individuals on base, decided
what security protocols to implement, [and] dictated when
contractors should take shelter”); Trinity Home Dialysis, Inc. v.
WellMed Networks, Inc., No. 22-10414, 2023 WL 2573914, at *4
(5th Cir. Mar. 20, 2023) (per curiam) (unpublished) (concluding
that the conduct challenged by the plaintiff was “directly tied” to
actions the defendants took under color of federal office because
defendant “made this decision based on its determination that
[plaintiff’s] claims were not eligible for full reimbursement under
the Medicare Act”).
77
78 See Watson, 551 U.S. at 147, 153 (cautioning against a
“determination [that] would expand the scope of the [federal
officer removal] statute considerably, potentially bringing within
App-33
can differ on where to draw the line between related
and unrelated conduct under governing circuit
precedent.79 However, we ultimately conclude that
these cases fall on the unrelated side of the line given
the lack of any reference, let alone direction,
pertaining to crude oil production in Defendants’
federal contracts. To hold otherwise would permit a
federal contractor with a non-frivolous federal defense
to invoke federal jurisdiction under § 1442(a)(1) for
conduct only “remote[ly]” or “tenuous[ly]”80 related to
its federal contracts and thereby impermissibly
expand the scope of federal officer removal under our
existing precedent.
Perhaps recognizing that removal here would be
an expansion of existing precedent, Defendants assert,
citing to Latiolais, that the colorable federal defense
requirement will have a narrowing effect and weed out
cases that would otherwise pass their near limitless
interpretation of the “connected or associated with”
element.81 Oral Arg. at 11:30-12:04. Although
Latiolais acknowledged that the colorable federal
defense requirement may prevent the removal of cases
its scope state-court actions filed against private firms in many
highly regulated industries”).
79 See Plaquemines Par. v. Chevron USA, Inc., 84 F.4th 362, 366
(5th Cir. 2023) (acknowledging that “Latiolais left unclear where
to draw the line between related and unrelated activities”).
80 Morales, 504 U.S. at 390 (quoting Shaw v. Delta Air Lines,
Inc., 463 U.S. 85, 100 n.21 (1983)).
81 See Latiolais, 951 F.3d at 296 (explaining that although the
2011 amendment expanded the fourth element of federal officer
removal, “the statute’s requirement that a removing party assert
a colorable federal defense remains a constitutional, viable, and
significant limitation on removability” (citations omitted)).
App-34
that would otherwise satisfy the expanded “relating
to” language, this Court nonetheless still required a
removing defendant to show that the charged conduct
was “connected or associated with an act pursuant to
a federal officer’s directions.”82 Thus, we do not read
Latiolais as permitting courts to stretch the “relating
to” requirement to permit the removal of cases where
the defendant engaged in the challenged conduct on
its own initiative in fulfillment of a tangentially
related federal directive.83 To do so would be to ignore
the statute’s “language, context, history, and
purposes.”84 Specifically, it would read out of the
statute the requirement that only civil actions “for or
relating to” acts taken under color of federal office are
removable.85 This is particularly true given that
Defendants contend that the colorable federal defense
requirement is “not limited to defenses premised on
the asserted federal direction” and can include
82 Id.
83 See Engelhoff v. Engelhoff ex rel. Breiner, 532 U.S. 141, 146-
47 (2001) (noting in the context of ERISA pre-emption the
phrases “relate to” and “connection with” are “clearly expansive,”
but should not be applied with “uncritical literalism” that would
“turn on ‘infinite connections.’” (citations omitted)); Glenn, 40
F.4th at 232 (recognizing that the basic purpose of the federal
officer removal statute is “to give those who carry out federal
policy a more favorable forum” (emphasis added) (citation
omitted)).
84 Watson, 551 U.S. at 147, 151-53. Although Watson addressed
the limits of the “acting under” element, we find its method of
analysis—looking to § 1442(a)(1)’s “language, context, history,
and purpose”—to be just as relevant to analyzing the limits of the
“connected or associated with” element. Id. at 147-53.
85 28 U.S.C. § 1442(a)(1).
App-35
defenses that do “not relate to the official acts that
gave rise to ‘acting under’ status.”
*
*
*
Despite the lack of direction in their refinery
contracts, Defendants contend that their ability to
satisfy their federal refinery obligations was
nonetheless related to their oil production practices
because they were “vertically integrated” companies
that both produced and refined crude oil. Specifically,
Defendants assert that “when the government
contracts
with
a
vertically
integrated
refiner/producer, like [Defendants], the crude
production used to fulfill the contract for refined avgas
plainly relates to that contract.”
We find Defendants’ reliance on their statuses as
vertically-integrated companies to be misplaced. As
noted by one district court, Defendants’ oil production
and refining sectors were “two entirely separate
operations requiring different skills, and different
operations at different locations.”86 Moreover, the
record here shows that a federal agency, the
Petroleum Administration for War (“PAW”),
established a crude allocation program that controlled
the distribution and transportation of produced crude
oil from the fields to specific refineries based on
various factors that would maximize the output of war
products. In allocating the crude oil, the PAW
86 Par. of Jefferson v. Destin Operating Co., 2023 WL 2772023,
at *3; Northcoast, 2023 WL 2986371, at *7 (“The separate
functions [of upstream oil production and downstream refining
operations] may be performed by different companies or a larger
company may do both, as Gulf Oil was doing during World War
II.”).
App-36
considered neither the practices of the producer nor
whether the company that produced the crude had an
affiliated refinery.
The PAW’s allocation program severed any
connection between Defendants’ production and
refinement activities because Defendants could not
control whether they refined their own crude. Instead,
they were in the same position as companies that did
not produce crude oil but had refineries with federal
contracts. At base, whether or not Defendants
happened to refine their own crude oil in fulfilling
their federal contracts had nothing to do with any
actions they took pursuant to a federal directive.
Instead, it depended on “happenstance or logistical
preference.”87 Particularly illustrative of this point is
the outcome in Plaquemines II, in which one
defendant, Humble Oil, was a vertically-integrated oil
company that produced oil in the Operational Area
and had a refinery under federal contract to refine
avgas.88 However, Humble Oil did not rely on its
federal refinery contract in seeking removal due to the
fact that none of the crude oil it produced in the
relevant Operational Area was sent to its refinery.89
Crucially, this means that the only difference between
Humble Oil and Defendants here is that the PAW
allocated to Defendants’ refineries some of the crude
oil they produced in the Operational Areas.90 To
87 Jefferson Par. v. Chevron, 2023 WL 8622173, at *6.
88 Riverwood II, 2022 WL 101401, at *7 & n.14.
89 Northcoast, 2023 WL 2986371, at *6.
90 Id. at *7. The dissent’s assertion that the relevant difference
is instead that Defendants here relied on their own refining
contracts for removal overlooks the fact that Humble Oil could
App-37
permit removal here, but not in Plaquemines II, would
lead to illogical and disparate results inconsistent
with the overall purpose of the federal officer removal
statute.91
Finally, Defendants make the conclusory
assertion that had they adopted Plaintiffs’ preferred
extraction practices, it would have “hampered” their
ability to fulfill their federal contracts. But
Defendants point to no evidence, aside from their
statuses as vertically-integrated companies that
needed to refine increased quantities of avgas, to
support this assertion. Although Defendants’
conclusory assertion might be enough on its own if the
only crude oil they refined was their own, the record
does not support such a finding. Instead, the evidence
makes clear that not only did Defendants lack control
not rely on its own contracts because it did not refine the crude
oil it produced in the Operational Area. Post, at 47 n.4 (Oldham,
J., dissenting). Put differently, Humble Oil could not rely on its
contracts to satisfy the “connected or associated with” test
because none of the crude oil it produced in the relevant field,
which was the basis of the plaintiffs’ challenged conduct, was
allocated to its federally contracted refinery by the PAW.
Defendants here acknowledge this is the relevant difference,
explaining that “[i]n contrast to the removing defendants in
Plaquemines II, Defendants here did have government contracts
under which they produced avgas and other war products using
the oil they produced in the field at issue during WWII.”
91 See Watson, 551 U.S. at 152 (“When a company subject to a
regulatory order (even a highly complex order) complies with the
order, it does not ordinarily create a significant risk of state-court
‘prejudice’ . . . . Nor is a state-court lawsuit brought against such
a company likely to disable federal officials from taking necessary
action designed to enforce federal law.” (internal citations
omitted)).
App-38
over whether they refined their own crude oil, but that
their refineries regularly relied on crude oil produced
by other companies to fulfill their federal avgas
contracts.92 In sum, although Defendants’ refining
contracts indirectly required increased amounts of
crude oil, that fact alone, absent some federal directive
pertaining to Defendants’ oil production activities, is
insufficient to satisfy the “connected or associated
with” element of federal officer removal.
Because Defendants do not satisfy the “connected
or associated with” element of federal officer removal,
we do not address whether they have asserted a
colorable federal defense. Accordingly, we affirm the
district courts’ holdings that Defendants have not
established federal officer removal jurisdiction on the
grounds that they are unable to show that Plaintiffs’
claims against them are “connected or associated
with” actions they carried out pursuant to a federal
directive.
For example, the record shows that the PAW sent crude
produced by Defendants in the Operational Areas to other
companies’ refineries. Moreover, it also shows that Defendants
during this time period purchased crude oil on the open market
from other oil producers for use in their own refineries. As
indicative of this fact, Plaintiffs emphasize that in only four of
the thirteen SLCRMA cases pending against Defendant Shell did
Shell refine its own crude oil produced in the relevant
Operational Area in fulfillment of its federal contracts. In the
other nine cases, Shell—the same vertically-integrated company
that had federal contracts that required it to produce increased
quantities of refined avgas—was able to satisfy its federal
contracts without using its own crude produced in the
Operational Areas.
92
App-39
IV.
For the foregoing reasons, we AFFIRM the
district courts’ orders remanding these cases to state
court.
App-40
Andrew S. Oldham, Circuit Judge, dissenting.
I agree with the majority that the defendants
“acted under” a federal officer in both producing and
refining petroleum during WWII. Unfortunately, our
agreement ends there. In my view, the defendants’
actions also “relate to” instructions from federal
officers. That means this case is removable to federal
court.
I.
“The ordinary meaning of [‘relating to’] is a broad
one.” Morales v. Trans World Airlines, Inc., 504 U.S.
374, 383 (1992). I first (A) discuss the text and history
of § 1442(a)(1). Then I (B) discuss the governing
precedent. Finally I (C) address the majority’s
counterarguments, which do not displace the meaning
of the statute and our precedent.
A.
1.
Federal officer removal has a long and
complicated history. In 1815, Congress enacted the
first ancestor of today’s federal officer removal statute.
In response to New England’s opposition to the War of
1812, Congress protected federal interests in
collecting customs duties by “insert[ing] into [the
relevant] act . . . a provision . . . authorizing removal
of all suits . . . against federal officers or other persons
as a result of enforcement of the act.” Richard H.
Fallon, Jr., John F. Manning, Daniel J. Meltzer &
David L. Shapiro, Hart and Wechsler’s The Federal
Courts and The Federal System 853 n.6 (7th ed. 2015)
[hereinafter Hart & Wechsler] (citing Act of Feb. 4,
1815, § 8, 3 Stat. 195, 198-99). That act embodied a
App-41
specialized, limited, and short-term exercise of
Congress’s power to remove cases arising under
federal law to federal courts. See ibid.; see also
Tennessee v. Davis, 100 U.S. 257, 267-68, 271 (1880)
(discussing the same act and power of Congress to
authorize removal).
But over time, Congress repeatedly enacted new
federal officer removal statutes, each time extending
removal to new classes of defendants. See Hart &
Wechsler, supra, at 853-54 n.6 (listing statutory
developments of federal officer removal). In 1833, the
“Force Bill” responded to South Carolina’s tariff
nullification threats in part by broadening federal
officer removal to provide federal courts with removal
jurisdiction over “any act done under the revenue laws
of the United States, or under colour thereof.” Act of
Mar. 2, 1833, § 3, 4 Stat. 632, 633; see also Davis, 100
U.S. at 268 (discussing history of this act). Then,
during and immediately following the Civil War,
Congress passed a series of removal acts (1) conferring
federal jurisdiction over suits for actions authorized by
the President or Congress during the War and
(2) extending the Force Bill to include internal
revenue actions. See Hart & Wechsler, supra, at 85354 n.6 (first discussing jurisdictional acts for war-time
actions, Act of Mar. 3, 1863, § 5, 12 Stat. 755, 756-57,
amended by Act of May 11, 1866, §§ 3-4, 14 Stat. 46,
46; Act of Feb. 5, 1867, 14 Stat. 385; Act of July 28,
1866, § 8, 14 Stat. 328, 329-30; Act of July 27, 1868,
§ 1, 15 Stat. 243, 243; then discussing Force Bill
extension, Act of Mar. 7, 1864, § 9, 13 Stat. 14, 17; Act
of June 30, 1864, § 50, 13 Stat. 223, 241 (cited as 13
Stat. 218); Act of July 13, 1866, §§ 67-68, 14 Stat. 98,
171-72).
App-42
Finally, in 1948, Congress amended the removal
statute, “dropping its limitation to the revenue
context” and expanding its “coverage to include all
federal officers.” Watson v. Philip Morris Cos., Inc.,
551 U.S. 142, 148-49 (2007); see also Act of June 25,
1948, ch. 89, Pub. L. No. 80-773, ch. 646, § 1442, 62
Stat. 869, 938. Thus, “[s]ince 1948, 28 U.S.C. § 1442
has permitted removal of any civil or criminal action
against any federal ‘officer’ or ‘person acting under the
officer’ for ‘any act under color of such office.’” Hart &
Wechsler, supra, at 426. That language stood until
2010, when § 1442(a)(1) read:
A civil action . . . commenced in a State court
against any of the following may be removed
by them to the district court of the United
States . . . : The United States or any agency
thereof or any officer (or any person acting
under that officer) of the United States or of
any agency thereof, sued in an official or
individual capacity for any act under color of
such office . . . .
(emphasis added).
According to the Supreme Court, the repeated
extension and expansion of federal officer removal
evinced a “very basic” congressional desire to protect
federal “interest[s] in the enforcement of federal law
through federal officials” from interference by state
courts or officials. Willingham v. Morgan, 395 U.S.
402, 406 (1969); see also Davis, 100 U.S. at 263. And
the Supreme Court held § 1442(a)(1)’s jurisdiction
over suits for any act under “color of [federal] office”
required “a ‘causal connection’ between the charged
conduct and asserted official authority.” Willingham,
App-43
395 U.S. at 409 (quoting Maryland v. Soper (No. 1),
270 U.S. 9, 33 (1926)).
But in 2011, Congress passed the Removal
Clarification Act, Pub. L. No. 112-51, 125 Stat. 545
(2011). In that act, Congress added the phrase “or
relating to” to § 1442(a)(1)’s text—broadening
§ 1442(a)(1)’s coverage from actions “for” an act under
color of federal office to actions “for or relating to” such
acts. See id. at § 2(b), 545 (“Conforming
Amendments”). The act sought to clarify “that State
courts lack the authority to hold Federal officers
criminally or civilly liable for acts performed in the
execution of their duties” and to avoid any statutory
suggestion that “would potentially subject Federal
officers to harassment” by state courts. H.R. Rep.
No. 112-17(I), at 1-2 (2011). In doing so, Congress
explicitly recognized that the addition of “relating to”
in § 1442(a)(1) was “intended to broaden the universe
of acts that enable Federal officers to remove to
Federal court.” Id. at 6.
So today, 28 U.S.C. § 1442(a)(1) provides:
A civil action . . . that is commenced in a
State court and that is against or directed to
any of the following may be removed by them
to the district court of the United States . . . :
The United States or any agency thereof or
any officer (or any person acting under that
officer) of the United States or of any agency
thereof, in an official or individual capacity,
for or relating to any act under color of such
office . . . .
(emphasis added).
App-44
The new language makes the federal officer
removal statute significantly broader than its pre2011 counterpart. The key phrase, “relating to,”
ordinarily means “to stand in some relation; to have
bearing or concern; to pertain; refer; to bring into
association with or connection with.” Morales, 504
U.S. at 383 (quoting Black’s Law Dictionary 1158 (5th
ed. 1979)). How are we supposed to understand a
phrase that broad? By looking to the statutory
“context” to understand its “broad and indeterminate”
reach. Mellouli v. Lynch, 575 U.S. 798, 811-12 (2015)
(quotations omitted). And here, the statutory context
is a story nearly as old as our Nation in which
Congress relaxed, relaxed, and relaxed again the
limits on federal officer removal.
2.
Enter this dispute. Defendants Shell and Chevron
executed a series of contracts with the federal Defense
Supplies Corporation during World War II. Through
those contracts, defendants helped to supply
unprecedented volumes of high-octane aviation
gasoline (“avgas”) to support our Nation’s war effort.
See, e.g., ROA.23-30422.7868 (noting “a 1,185%
increase in domestic 100-octane avgas production”).
Those contracts were exceedingly broad and
demanding. Some of them provided for dramatic
expansion of the companies’ refineries; some required
multiple expansions. And in some contracts, the
Government asserted the right to take not only the
defendants’ finished avgas but also their raw
materials. Still more, and perhaps most importantly,
some contracts allowed the Government to
unilaterally demand more avgas than originally
App-45
specified, even requiring the refineries operate at full
capacity to meet the new demand.
Here,
the
charged
conduct1—defendants’
petroleum exploration and production activities—
clearly “relat[ed] to” an “act under color of [federal]
office”—the contractually specified refining activities.
The contracts required defendants to produce certain
amounts of avgas, which varied across refinery,
company, and contract. See ante, 18-20 (describing the
specific requirements of each contract). But
defendants could not simply snap their fingers and,
voilà, make avgas. They had to make it out of
something, and that something was crude oil. (Even
the majority concedes this point, noting that
“Defendants’ refining contracts indirectly required
increased amounts of crude oil . . . .” Ante, at 32.) So
defendants satisfied their contractual avgas
obligations by increasing their own exploration and
production of crude. The exploration/production of
crude was therefore undeniably “related to” the avgas
refining contracts.
True, the contracts did not specify where or how
defendants should acquire the massive amounts of
crude oil needed to fulfill their avgas obligations. See
ante, at 25-26. Nor, I suppose, did the contracts specify
where or how the defendants would acquire additional
human labor to increase output at their refineries. But
there can be no doubt that human labor, like crude oil,
is an indispensable, necessary, and direct step to
1 The majority notes that the parties dispute the exact
parameters of the “charged conduct.” See ante, at 17-18. But even
accepting the majority’s characterization of the conduct, all the
conduct still clearly “relates to” the refining contracts.
App-46
producing avgas. If the defendants were contractually
obligated to produce, say, one million barrels of avgas,
and to do that they needed 250 additional human
laborers to work in the refineries, we would obviously
say the human labor is “related to” the refining
contracts. And defendants’ hiring practices to acquire
the necessary, additional labor would likewise be
“related to” the refining contracts. Without those
practices, defendants could not meet their contractual
obligations—hence underscoring the connectedness of
the labor inputs and the avgas outputs. So too with
crude oil, in my view.
To give a sense of scale, defendants point out that
a combination of federal regulation and end-product
contracts required U.S. oil and gas companies “to
increase oil production by more than 44,000,000
gallons a day.” Cameron (23-30422) Blue Br. at 11
(emphasis in original); Plaquemines (23-30294) Blue
Br. at 11; ROA.23-30422.8295-96. Without that
increase, it is unclear how defendants could have met
their contractual obligations with the federal
Government. And given their contractual obligations
to produce avgas, defendants had to get the crude oil
from somewhere, and someone had to figure out how to
get 44 million extra gallons of crude oil out of the
ground every day. Thus, defendants’ increased
exploration and crude-production efforts were “related
to” their avgas contracts. In my view, that makes this
case removable under § 1442(a)(1).
B.
If the plain language of § 1442 were not enough,
our most recent en banc decision on the question
App-47
should be. See Latiolais v. Huntington Ingalls, Inc.,
951 F.3d 286 (5th Cir. 2020) (en banc).
1.
In Latiolais, this court gave “relating to” its
“ordinary meaning” and held civil actions “relat[e] to”
acts under federal direction as long as “the charged
conduct is connected or associated with an act
pursuant to a federal officer’s directions.” 951 F.3d at
292, 296 (emphasis added); see also Morales, 504 U.S.
at 383 (defining “relating to” in part as “to bring into
association with or connection with”). Like the phrase
“relating to,” the phrase “connected or associated
with” captures a broad range of conduct. See Maracich
v. Spears, 570 U.S. 48, 59-60 (2013) (interpreting “in
connection with”). And for good reason: Latiolais
adopted its connected-or-associated test because
Congress substantially broadened § 1442 in the 2011
amendment. See 951 F.3d at 290 (“Over
time . . . Congress has broadened the removal statute
repeatedly until it reached the coverage [seen in
§ 1442 today].”).
Our pre-Latiolais test was narrower. Our old test
was called the “direct causal nexus” standard. Id. at
291-92. The old test required “a causal
nexus . . . between the defendants’ actions under color
of federal office and the plaintiff’s claims.” Winters v.
Diamond Shamrock Chem. Co., 149 F.3d 387, 398 (5th
Cir. 1998). In other words, “mere federal involvement
[did] not satisfy the causal nexus requirement;
instead, the defendant [had to] show that its actions
taken pursuant to the government’s direction or control
caused the plaintiff’s specific injuries.” Savoie v.
Huntington Ingalls, Inc., 817 F.3d 457, 462 (5th Cir.
App-48
2016) (emphasis added) (citing Bartel v. Alcoa S.S.
Co., 805 F.3d 169, 172-74 (5th Cir. 2015)). That test
afforded the new § 1442 too little flexibility. Most
importantly, it excluded claims related to actions
under “the government’s direction or control” from
removal. Ibid.
The practical difference between “direct causal
nexus” and “connect[ion] or associat[ion]” is obvious
from Latiolais itself. There, the defendant contracted
with the United States Navy “to build and refurbish
naval vessels.” Latiolais, 951 F.3d at 289. The
contracts often required the defendant to use asbestos
for the ships’ thermal insulation. Ibid. The plaintiff, a
machinist on one of the refurbished ships, was exposed
to asbestos and diagnosed with mesothelioma many
years later. Ibid. The plaintiff sued the defendant
contractor, claiming the contractor “negligently failed
to warn him about asbestos hazards and failed to
provide adequate safety equipment.” Id. at 290.
While the contracts required asbestos, they said
nothing about whether the defendants could or should
furnish safety warnings or equipment. See Latiolais v.
Huntington Ingalls, Inc., 918 F.3d 406, 407 (5th Cir.
2019), rev’d en banc, 951 F.3d 286. We emphasized
“there [was] nothing to suggest that the Navy, in its
official authority, issued any orders, specifications, or
directives relating to safety procedures” at all—much
less did the contracts say anything at all about safety.
Id. at 410 (quotation omitted). And there was no
evidence that the safety precautions—had the
contractor employed them—would have impeded or
even affected the contracts’ objectives. See id. at 411
(concluding that the “failing to warn, train, and adopt
App-49
safety procedures regarding asbestos . . . were private
conduct that implicated no federal interests.”
(emphasis added) (quotation omitted)).
A panel of this court therefore initially found the
plaintiff could not satisfy the old, too-strict “causal
nexus requirement.” Id. at 411. And I suppose that
makes sense in a world where § 1442 requires a direct
causal connection between the charged conduct and
the Government’s contracts. After all, nothing in the
contracts prohibited defendants from warning about
asbestos or providing safety equipment, and hence
nothing in the contracts caused the defendants’
tortiously negligent safety violations. The defendant
contractor alone made those tortious choices in
deciding how to fulfill their contractual obligations to
furnish asbestos-insulated boats.
But our en banc court reversed and broadened the
§ 1442 standard to match the statutory text. While the
contracts did not prohibit providing, say, safety gear
to shipworkers, the defendants’ failures to provide
safety gear was certainly connected or associated with
the asbestos contracts. Latiolais, 951 F.3d at 296.
Obviously, the underlying facts and the nature of the
challenged conduct did not change between our panel
decision and our en banc review. But our new test
swept more broadly, encompassed more actions, and
more appropriately recognized that safety measures
for asbestos installation “relate[d] to” the asbestos
installation. Ibid.
Latiolais’s shift therefore highlights that our new
test has very real consequences, especially for federal
contractors. Without Latiolais, those contractors
might otherwise face a Catch-22: limit their actions to
App-50
the bare words of a federal contract and insist that the
Government control every action related to that
contract, or risk suit in a potentially hostile state court
for any associated acts taken to better fulfill that
contract. For example, the defendants in this case, I
suppose, could have said their avgas contracts make
no provision for hiring human laborers, so it was
simply impossible for the defendants to meet the
Government’s wartime demands. But after the 2011
amendment to § 1442 and after our decision in
Latiolais, government contractors do not face that
absurd choice.
2.
This case fits neatly into the Latiolais holding.
True, as the majority highlights, the contracts here
did not specify where and how the defendants should
find the millions upon millions of gallons of crude oil
they needed to make avgas. At most, the contracts
“allude to the possibility that [defendants] may at
times purchase refining components from other
suppliers” but “did not direct, require, or even suggest
that [defendants] produce [their] own crude in order to
meet [their] contractual obligations.” Parish of
Plaquemines v. Northcoast Oil Co., 669 F. Supp. 3d
584, 597 (E.D. La. 2023); see also ante, at 23 (same).
But “direct, require, or . . . suggest” is not the § 1442
standard—as Latiolais itself proves. Instead, under
Latiolais, discretionary decisions need only be
“connected or associated with” a federal instruction to
warrant removal.
So too here. The majority admits “crude oil is a
necessary component of avgas, and one way of
obtaining crude oil is to produce it.” Ante, at 24-25. But
App-51
in the same way the Latiolais contracts were utterly
silent as to safety measures, the contracts here
omitted instructions for gathering the required
component parts of avgas. And in the same way that
the Latiolais defendants made an independent
decision to forgo safety measures to produce their final
product, defendants here decided to increase crude
production to meet the demand for their final product.
That the defendants in either case had “complete
latitude” to take associated actions in the process of
fulfilling their federal directives in no way severs the
connection between those actions and that direction.
If anything, this case is easier than Latiolais.
When it comes to refurbishing ships with asbestos, you
might reasonably imagine two different arguments a
contractor could make to justify removal. In the first,
the asbestos safety measures would have slowed down
the contractor’s work on the ships, created undue
expense, or otherwise impeded the accomplishment of
the federal interest in getting the ships back at sea
ASAP. In that hypothetical situation, the decision to
forgo safety measures would obviously relate to the
federal directive—indeed, it might even be necessary.
Alternatively, the asbestos safety measures might
have no bearing whatsoever on the speed, cost, or
feasibility of the federal refurbishment directive. In
that case, it is much less clear that the safety decisions
would properly fall within § 1442’s “relating to”
prong—and they certainly were not necessary to
refurbish the ships and get them back in service.
Latiolais presented the second scenario. See 918
F.3d at 411 (panel opinion). Nonetheless, our en banc
court held the safety measures “relate[d] to” the
App-52
federal contracts. Latiolais, 951 F.3d at 296 (en banc).
But in this case, we have the first, much easier
scenario. Forgoing the challenged crude exploration
and production practices would have hampered the
federal interest in refined avgas explicitly outlined in
the contracts. So if the conduct in Latiolais related to
the federal directive, so too must the conduct here.
To hold otherwise is to find that discretion
destroys the connection between a federal directive
and the challenged conduct—just as our old, nowjettisoned causal-nexus test once did. Latiolais bars
such an interpretation of § 1442 and requires us to
find these defendants acted in “connection . . . with”
their federal directives.
C.
Finally, the majority makes several arguments
suggesting the connection between crude production
and avgas refining is too attenuated to satisfy
§ 1442(a)(1). With all respect to my learned and
esteemed colleagues, I think the majority’s arguments
miss the mark.
1.
First, the majority contends the petroleum
production practices during WWII bore only an
“attenuated connection” composed of “various
intermediary . . . links” to refining avgas. Ante, at 26.
I do not understand how this helps the majority
because it concedes crude and avgas were “link[ed].” If
defendants needed to increase avgas production, they
necessarily needed to find more crude. And how they
chose to find more crude is necessarily linked and
hence necessarily “related to” increasing their avgas
production. The majority says, no, the supply chain
App-53
had two hermetically sealed links: Defendants used
certain exploration and production practices because
of increased need for crude oil (link one), and there
was increased need because of the refining contracts
(link two). But even on the majority’s telling these
supply-chain links are, well, linked. And hence they
are connected.
The majority next contends the appropriate single
link—the one purportedly more akin to Latiolais—
would have been if the “federal contracts required
[defendants] to produce their own crude oil but were
silent as to the production practices challenged by
Plaintiffs.” Ante, at 27. But again, even if the facts did
reveal “various” links, the majority would underread
Latiolais. Requiring that the outcome of the
challenged conduct be contractually specified so that
“relating to” only encompasses discretionary choices
about how to accomplish the expressly directed action
walks back Latiolais’s “connected or associated with”
test. Even the facts in Latiolais were not that closely
“related”: The contract specified the use of asbestos,
not what safety protocols the contractor would employ.
The challenged conduct dealt with shortcomings in
those protocols, not the defendant’s choice of how to
install the asbestos. See Latiolais, 918 F.3d at 407
(panel opinion) (describing government contracts and
oversight of safety measures). To claim the case before
us contains “various intermediary . . . links” is to
acknowledge that Latiolais itself contained at least
two links— apparently one too many in the majority’s
own § 1442 framework.
App-54
2.
Second, the majority contends that, even if there
was an “attenuated connection” between the
production practices and refining contracts, ante, at
26, the Petroleum Administration for War (“PAW”)
“severed” the causal chain necessary for § 1442
removal, ante, at 30-31.2 But this contention suffers
from similar flaws. Requiring an unsevered causal
chain takes us back to the old, now-discarded, preLatiolais standard and ignores the expansiveness of
the new “relating to” language in § 1442. Moreover,
ther
This text is long and has been trimmed here. Open the source document for the complete record.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.