Petition for Writ of Certiorari — Rieth-Riley Construction Company, Inc., Petitioner v. National Labor Relations Board
Supreme Court briefJan 17, 2025
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No. 24In the
Supreme Court of the United States
RIETH-RILEY CONSTRUCTION CO., INC.,
Petitioner,
v.
NATIONAL LABOR RELATIONS BOARD,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of A ppeals for the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
Brian J. Paul
Counsel of Record
Stuart R. Buttrick
Ryan J. Funk
A lexander E. Preller
Faegre Drinker Biddle
& Reath LLP
300 North Meridian Street,
Suite 2500
Indianapolis, IN 46204
(317) 237-0300
brian.paul@faegredrinker.com
Counsel for Petitioner
Rieth-Riley
Construction Co., Inc.
130816
A
(800) 274-3321 • (800) 359-6859
i
QUESTIONS PRESENTED
1. T he Nat ion a l L ab or R e l at ion s Bo a r d ’s
interpretations of the National Labor Relations Act are
entitled to deference if they are “reasonably defensible.”
Ford Motor Co. v. NLRB, 441 U.S. 488, 495–97 (1979).
Congress made a “conscious decision” to “delegate[e]
to the Board . . . the primary responsibility of marking
out the scope of the statutory language. . . .” Id. at 496.
In Loper Bright Enterprises v. Raimondo, this Court
held that when a statute constitutionally delegates
discretionary authority to an agency, “courts must respect
the delegation, while ensuring that the agency acts within
it.” 144 S. Ct. 2244, 2273 (2024). The Sixth Circuit here,
citing Loper Bright, stated that it “does not defer to the
NLRB’s interpretation of the NLRA. . . .”
The first question is: Does this Court’s deferential
standard of review for NLRB interpretations of the
NLRA survive Loper Bright?
2. Congress may create multi-member agencies
led by presidentially appointed officers removable only
for cause. E.g., Humphrey’s Ex’r v. United States, 295
U.S. 602 (1935). The NLRB is an example of such an
“independent” agency. Board orders, however, are not
self-executing; the Board depends on its presidentially
appointed General Counsel to seek their enforcement in
court. On Inauguration Day 2021, the President fired the
General Counsel without cause.
The second question is: May the President remove the
NLRB General Counsel at will or only for cause?
ii
PARTIES TO THE PROCEEDING
Petitioner is Rieth-Riley Construction Co., Inc., a
large road and highway construction contractor that was
in relevant part the respondent in the proceedings below.
Respondent is the National Labor Relations Board,
the federal agency charged with administering and
interpreting the National Labor Relations Act, and issuing
decisions and promulgating regulations thereunder.
iii
CORPORATE DISCLOSURE STATEMENT
Rieth-Riley is not a subsidiary or affiliate of a publicly
owned corporation, and no publicly held company owns
10% or more of Rieth-Riley’s stock. No other publicly
owned corporation or its affiliate has a substantial
financial interest in the outcome of this litigation.
iv
STATEMENT OF RELATED PROCEEDINGS
Rieth-Riley Construction Co., Inc. v. Elizabeth
Kerwin et al., No. 1:21-cv-407-PLM-SJB, United States
District Court for the Western District of Michigan.
Judgment was entered on June 21, 2024, and is currently
on appeal to the Sixth Circuit Court of Appeals, No. 241690.
Rieth-Riley Construction Co., Inc. v. National Labor
Relations Board, NLRB Case Nos. 07-CA-285321, 07-CA300190, and 07-CA-300191. The opinion of the National
Labor Relations Board is reported at 373 NLRB No. 149,
and is currently on appeal to the Sixth Circuit Court of
Appeals, No. 24-2105.
Rieth-Riley Construction Co., Inc. v. National Labor
Relations Board, NLRB Case Nos. 07-CA-234085 and 07CB-226531. The opinion of the National Labor Relations
Board is reported at 374 NLRB No. 13, and is currently on
appeal to the Sixth Circuit Court of Appeals, No. 24-2123.*
* The latter two cases involve different unfair labor practice
charges and arguments than are at issue here, but Petitioner
nonetheless includes them in the interest of full disclosure.
v
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . i
PARTIES TO THE PROCEEDING . . . . . . . . . . . . . . . . ii
CORPORATE DISCLOSURE STATEMENT . . . . . . iii
STATEMENT OF RELATED PROCEEDINGS . . . . . iv
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . v
TABLE OF APPENDICES . . . . . . . . . . . . . . . . . . . . . . ix
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . . x
PETITION FOR WRIT OF CERTIORARI . . . . . . . . . 1
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED . . . . . . . . . . . . . . . . . . . . . . . 5
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . . 10
REASONS FOR GRANTING THE WRIT . . . . . . . . . 12
vi
Table of Contents
Page
1.
The Sixth Circuit’s determination that
Loper Bright altered the standard of
r e v i e w for N L R B i nt e r p r e t a t ion s
of the NLRA conf licts with a flood of
Supreme Court and circuit precedent, and
has created a circuit conflict . . . . . . . . . . . . . . . . 12
1.1. The Sixth Circuit’s decision conflicts
w ith decades of Supreme Cour t
precedent and the circuit decisions
following that precedent . . . . . . . . . . . . . . . 13
1.2. The Sixth Circuit’s decision conflicts
w ith decisions of other ci rcu its
issued since Loper Bright . . . . . . . . . . . . . . 19
1.3. This case provides an ideal vehicle
for confirming that Loper Bright
did not disturb the Court’s decisions
mandating that courts defer to the
Board’s interpretations of the NLRA . . . . 22
2.
The Sixth Circuit’s decision that the
NLRB General Counsel may be removed
at will by the President threatens the
long-recognized independence of one of the
oldest independent federal agencies . . . . . . . . . 24
2.1. Whether the President may remove
the NLRB General Counsel at will is
a question of fundamental importance
to the Board’s independence . . . . . . . . . . . . 24
vii
Table of Contents
Page
2.1.1. The Boa rd’s independence
is inextricably linked
with the General Counsel’s
independence . . . . . . . . . . . . . . . . . . . 25
2.1.2. The Sixth Circuit’s holding that
the General Counsel is subject to
at-will removal by the President
is operationally incompatible
w it h t he st r uctu re of t he
Act and historical practice . . . . . . . .28
2.1.3. Other interpretive canons do not
trump statutory structure and
historical practice . . . . . . . . . . . . . . . 31
2.1.3.1. The fact that the Board enjoys
express statutory removal
protection does not imply the
General Counsel may be fired at
will given the relevant statutes
were enacted separately . . . . . . . . 31
2.1.3.2. A statutory term of years may
be read to limit the removal
of agency of f icia ls when
considering the structure
of the agency as a whole . . . . . . . . 33
viii
Table of Contents
Page
2.1.3.3. Interpreting the NLRA to
prohibit at-will removal of
the General Counsel does
not impede the President’s
Article II responsibility to
faithfully execute the law . . . . . . . 34
2.2. This case presents an ideal vehicle for
deciding whether the President may
remove the General Counsel at will . . . . . . 37
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
ix
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT, FILED AUGUST 14, 2024 . . . . . . 1a
APPENDIX B — JUDGMENT OF THE UNITED
STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT, FILED AUGUST 14, 2024 . . . 27a
A PPEN DI X C — DECISIONS OF T HE
NATIONAL LABOR RELATIONS BOARD,
FILED DECEMBER 15, 2023 . . . . . . . . . . . . . . . . 29a
APPENDIX D — DENIAL OF REHEARING
OF THE UNITED STATES COURT OF
A PPEALS FOR THE SIXTH CIRCUIT,
FILED OCTOBER 23, 2024 . . . . . . . . . . . . . . . . . 122a
APPENDIX E — ORDER STAYING MANDATE
OF THE UNITED STATES COURT OF
APPEALS FOR THE SIXTH CIRCUIT, FILED
DECEMBER 20, 2024 . . . . . . . . . . . . . . . . . . . . . . . 124a
x
TABLE OF CITED AUTHORITIES
Cases
Page
Acumen Cap. Partners, LLC v. NLRB,
122 F.4th 998 (D.C. Cir. Dec. 13, 2024) . . . . . . . . . . . 20
Alaris Health at Boulevard East v. NLRB,
123 F.4th 107 (3d Cir. Dec. 9, 2024) . . . . . . . . . . . . . . 21
Allentown Mack Sales & Serv., Inc. v. NLRB,
522 U.S. 359 (1998) . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Beth Israel Hosp. v. NLRB,
437 U.S. 483 (1978) . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Chelsea Indus., Inc. v. NLRB,
285 F.3d 1073 (D.C. Cir. 2002) . . . . . . . . . . . . . . . . . . 28
Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc.,
467 U.S. 837 (1984) . . . . . . . . . . . 1, 2, 15, 16, 18, 20, 21
Collins v. Yellen,
594 U.S. 220 (2021) . . . . . . . . . . . . . . . . 4, 25, 30, 32, 38
Dish Network Corp. v. NLRB,
953 F.3d 370 (5th Cir. 2020) . . . . . . . . . . . . . . . . . . . . 26
Exela Enter. Sols., Inc. v. NLRB,
32 F.4th 436 (5th Cir. 2022) . . . . . . . . . . . . . . . . . . . . 31
xi
Cited Authorities
Page
Fall River Dyeing & Finishing Corp. v. NLRB,
482 U.S. 27 (1987) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
FEC v. NRA Pol. Victory Fund,
6 F.3d 821 (D.C. Cir. 1993) . . . . . . . . . . . . . . . . . . . . . 34
Field v. Mans,
516 U.S. 59 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Food & Drug Admin. v.
Brown & Williamson Tobacco Corp.,
529 U.S. 120 (2000) . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
Ford Motor Co. v. NLRB,
441 U.S. 488 (1979) . . . . . . . . . . 2, 14, 15, 16, 18, 21, 22
Four B Corp. v. NLRB,
163 F.3d 1177 (10th Cir. 1998) . . . . . . . . . . . . . . . . . . 17
Free Enter. Fund v.
Public Co. Acct. Oversight Bd.,
561 U.S. 477 (2010) . . . . . . . . . . . . . . . . . . . . . . . . 34, 38
Gomez-Perez v. Potter,
553 U.S. 474 (2008) . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Griffin v. Oceanic Contractors, Inc.,
458 U.S. 564 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
Hollingsworth v. Perry,
558 U.S. 183 (2010) . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
xii
Cited Authorities
Page
Hudson Institute of Process Research Inc. v.
NLRB,
117 F.4th 692 (5th Cir. Sept. 18, 2024) . . . . . . . . . . . 19
Humphrey’s Ex’r v. United States,
295 U.S. 602 (1935) . . . . . . . . . . . . . . . . . . . 3, 24, 35, 37
International Union of Operating Eng’rs,
Loc. 150, AFL-CIO v. NLRB,
109 F.4th 905 (7th Cir. July 23, 2024) . . . . . . . . . . . . 20
Kindred Nursing Centers E., LLC v. NLRB,
727 F.3d 552 (6th Cir. 2013) . . . . . . . . . . . . . . . . . . . . 16
Litton Fin. Printing Div. v. NLRB,
501 U.S. 190 (1991) . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Loper Bright Enterprises v. Raimondo,
144 S. Ct. 2244 (2024) . . . . . . . . . . 1, 2, 11-13, 16, 18-23
Luxshare, Ltd. v. ZF Auto. US, Inc.,
15 F.4th 780 (6th Cir. 2021) . . . . . . . . . . . . . . . . . . . . 12
McLane Co. v. EEOC,
581 U.S. 72 (2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Meijer, Inc. v. NLRB,
130 F.3d 1209 (6th Cir. 1997) . . . . . . . . . . . . . . . . . . . 16
Monasky v. Taglieri,
589 U.S. 68 (2020) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
xiii
Cited Authorities
Page
Morrison v. Olson,
487 U.S. 654 (1988) . . . . . . . . . . . . . . . . . . . . . . . . . 3, 35
NLRB v. Aakash, Inc.,
58 F.4th 1099 (9th Cir. 2023) . . . . . . . . . . . . . . . . 31, 33
NLRB v. Blue Sch.,
No. 23-6305-AG,
2024 WL 4746378 (2d Cir. Nov. 12, 2024) . . . . . . . . . 20
NLRB v. Fin. Inst. Emps. of Am.,
Loc. 1182, Chartered by United Food
& Com. Workers Int’l Union, AFL-CIO,
475 U.S. 192 (1986) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
NLRB v. Food Store Emps. Union, Loc. 347,
417 U.S. 1 (1974) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
NLRB v. Local Union No. 103, International
Association of Bridge, Structural, &
Ornamental Iron Workers, AFL-CIO,
434 U.S. 335 (1978) . . . . . . . . . . . . . . . . . . . . . . 13-14, 16
NLRB v. Local Union No. 1229,
Int’l Bhd. Of Elec. Workers,
346 U.S. 464 (1953) . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
NLRB v. Macomb,
No. 23-1335,
2024 WL 4240545 (6th Cir. Sept. 19, 2024) . . . . . . . 22
xiv
Cited Authorities
Page
NLRB v. Maine Coast Reg’l Health Facilities,
999 F.3d 1 (1st Cir. 2021) . . . . . . . . . . . . . . . . . . . . . . 17
NLRB v. P*I*E Nationwide, Inc.,
894 F.2d 887 (7th Cir. 1990) . . . . . . . . . . . . . . . . . . . . 29
NLRB v. Prod. Molded Plastics, Inc.,
604 F.2d 451 (6th Cir. 1979) . . . . . . . . . . . . . . . . . . . . 16
NLRB v. Sears, Roebuck & Co.,
421 U.S. 132 (1975) . . . . . . . . . . . . . . . . . . . . . . . . 34, 35
NLRB v. Thill, Inc.,
980 F.2d 1137 (7th Cir. 1992) . . . . . . . . . . . . . . . . . 4, 26
NLRB v. Town & Country Elec., Inc.,
516 U.S. 85 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
NLRB v. United Food & Com.
Workers Union, Loc. 23, AFL-CIO,
484 U.S. 112 (1987) . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
NLRB v. Yeshiva Univ.,
444 U.S. 672 (1980) . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Overstreet v. United Bhd. of Carpenters &
Joiners of Am., Loc. Union No. 1506,
409 F.3d 1199 (9th Cir. 2005) . . . . . . . . . . . . . . . . . . . 35
Parsons v. United States,
167 U.S. 324 (1897) . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
xv
Cited Authorities
Page
Phelps Dodge Corp. v. NLRB,
313 U.S. 177 (1941) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Rodriguez de Quijas v. Shearson/Am. Exp., Inc.,
490 U.S. 477 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
S.E.C. v. Blinder, Robinson & Co.,
855 F.2d 677 (10th Cir. 1988) . . . . . . . . . . . . . . . . . . . 34
Sam’s Club, a Div. of Wal-Mart Stores, Inc. v.
NLRB,
173 F.3d 233 (4th Cir. 1999) . . . . . . . . . . . . . . . . . . . . 17
Seila Law LLC v. CFPB,
591 U.S. 197 (2020) . . . . . . . . . . . . . . . . . . . 3, 25, 35-38
Severino v. Biden,
71 F.4th 1038 (D.C. Cir. 2023) . . . . . . . . . . . . . . . 24, 34
Shore Club Condo. Ass’n, Inc. v. NLRB,
400 F.3d 1336 (11th Cir. 2005) . . . . . . . . . . . . . . . . . . 18
St. John’s Mercy Health Sys. v. NLRB,
436 F.3d 843 (8th Cir. 2006) . . . . . . . . . . . . . . . . . . . . 17
Sure-Tan, Inc. v. NLRB,
467 U.S. 883 (1984) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
SW Gen., Inc. v. NLRB,
796 F.3d 67 (D.C. Cir. 2015),
aff ’d, 580 U.S. 288 (2017) . . . . . . . . . . . . . . . . . . . . . . 38
xvi
Cited Authorities
Page
U.S. Bank Nat’l Ass’n
ex rel. CW Cap. Asset Mgmt. LLC
v. Vill. at Lakeridge, LLC,
583 U.S. 387 (2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
United States v. Perkins,
116 U.S. 483 (1886) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Wiener v. United States,
357 U.S. 349 (1958) . . . . . . . . . . . . . . . . . . . . . . 3, 24, 33
Constitutional Provisions
U.S. Const. art. II, §2 . . . . . . . . . . . . . . . . . . . . . . . 5, 11, 37
U.S. Const. art. II, §3 . . . . . . . . . . . . . . . . . . . . . . . 6, 35, 37
Statutes, Rules and Regulations
28 U.S.C. §1254(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
29 U.S.C. §153(a) . . . . . . . . . . . . . . . . . . . . . . . . 6, 25, 31, 32
29 U.S.C. §153(d) . . . . . . . . . . . . . . . . . . . 4, 6, 26, 29-35, 37
29 U.S.C. §154(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 26
29 U.S.C. §156 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
29 U.S.C. §159 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
xvii
Cited Authorities
Page
29 U.S.C. §159(c)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
29 U.S.C. §160(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
29 U.S.C. §160(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, 36
29 U.S.C. §160(e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 36
29 U.S.C. §160(j) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 36
29 U.S.C. §160(l) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 35
S. Ct. R. 10(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
S. Ct. R. 10(c) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19, 24
S. Ct. R. 16.1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Other Authorities
1 & 2 N.L.R.B., Legislative H istory of the
Labor Management Relations Act, 1947 (Gov.
Print Off., 1948), https://catalog.hathitrust.org/
Record/000955829 . . . . . . . . . . . . . . . . . . . . . . . . 32, 33
96 Cong. Rec. App’x A7989-91 (1951), https://www.
govinfo.gov/content/pkg/GPO-CRECB-1950pt18/pdf/GPO-CRECB-1950-pt18-1.pdf . . . . . . . . . . 30
Robert N. Denham, And So I Was Purged, The
Saturday Evening Post (Dec. 30, 1950) . . . . . . . . . . 30
xviii
Cited Authorities
Page
NLRB, General Counsels Since 1935, https://
www.nlrb.gov/about-nlrb/who-we-are/generalcounsel/general-counsels-since-1935 . . . . . . . . . . . . 11
Notice, NLRB, General Counsel, Description of
Authority & Assignment of Responsibilities,
15 Fed. Reg. 6924 (Oct. 13, 1950) . . . . . . . . . . . . . . . . 27
Notices, Authority & Assigned Responsibilities
of General Counsel of NLRB, 20 Fed. Reg.
2175 (Apr. 1, 1955), most recently reaffirmed
in rel evant par t, 7 7 Fed. Reg. 4 5 6 9 6
(Aug. 1, 2012) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Press Release, NLRB, Peter Sung Ohr Named
Acting General Counsel (Jan. 25, 2021), https://
go.usa.gov/xeZhQ (all websites last visited
Jan. 8, 2025) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10-11
Pub. L. No. 74-198, §3(a), 49 Stat. 449, 451 (1935) . . . . 32
Pub. L. No. 80-101, §3(a), 61 Stat. 136, 139 (1947) . . . . .32
Harry Truman, Veto of the Taft-Hartley Labor
Bill (June 20, 1947) https://www.trumanlibrary.
gov/ librar y/public-papers/120/veto-tafthartley-labor-bill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
U.S. Courts of Appeals Judicial Business, Table
B-3 (Sept. 30, 2023), https://www.uscourts.
gov/statistics/table/ b-3/judicial-business/
2023/09/30 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22, 23
1
PETITION FOR WRIT OF CERTIORARI
This case presents the opportunity to decide two
foundational issues of vital importance to the National
Labor Relations Board and the parties that agency
regulates.
1. Last Term, in Loper Bright Enterprises v.
Raimondo, 144 S. Ct. 2244 (June 28, 2024), this Court
overruled Chevron, U.S.A., Inc. v. Natural Resources
Defense Council, Inc., 467 U.S. 837 (1984), and its
requirement that federal courts defer to permissible
agency interpretations of statutes those agencies
administer. Now, courts must approach questions of
statutory interpretation de novo, consistent with the
command of Section 706 of the Administrative Procedure
Act that reviewing courts “decide all relevant questions
of law.” Loper Bright, 144 S. Ct. at 2261 & n.4. The Court
added, however, that its opinion should not be read
to suggest “that Congress cannot or does not confer
discretionary authority on agencies.” Id. at 2268. To the
contrary, “Congress may do so, subject to constitutional
limits, and it often has.” Id. When that is so, “judges
need only fulfill their obligations under the APA to
independently identify and respect such delegations of
authority, police the outer statutory boundaries of those
delegations, and ensure that agencies exercise their
discretion consistent with the APA.” Id.
With the National Labor Relations Act, Congress
did exactly what the Court in Loper Bright recognized
it could do: it “assigned to the Board the primary task”
of construing the Act and then, 12 years later, when
amending the Act, it “made a conscious decision to continue
2
its delegation to the Board of the primary responsibility
of marking out the scope of the statutory language. . . .”
Ford Motor Co. v. NLRB, 441 U.S. 488, 495–96 (1979).
This Court has repeatedly acknowledged this delegation
of authority in cases decided before and after Chevron.
Following the Court’s lead, the circuit courts have also
recognized that Congress delegated to the Board the
principal authority to interpret the broad language of
the Act. The Sixth Circuit has been no exception—no
exception, that is, until now.
Without so much as acknowledging this Court’s
well-developed precedent in this area, let alone the Sixth
Circuit’s own caselaw on the subject, the panel below,
citing only Loper Bright, stated that it “do[es] not defer
to the NLRB’s interpretation of the NLRA,” and instead
exercises “independent judgment in deciding whether an
agency has acted within its statutory authority.” App. 8a.
This blanket rule of non-deference squarely conflicts with
this Court’s governing precedent, it conflicts with the
precedent of other circuits decided before Loper Bright,
and it conflicts with the decisions of those circuits that
have addressed the issue since Loper Bright. Nothing
in that decision undermines, explicitly or implicitly, the
Court’s prior caselaw recognizing Congress’s “conscious”
delegation of authority to the Board to interpret the
NLRA. If anything, Loper Bright bolsters that precedent,
confirming as it does no less than three times that,
when determining the appropriate standard of review,
“the statute’s meaning may well be that the agency is
authorized to exercise a degree of discretion.” 144 S. Ct.
at 2263; see also id. at 2268 (quoted above); id. at 2273
(“[W]hen a particular statute delegates authority to an
agency consistent with constitutional limits, courts must
3
respect the delegation, while ensuring that the agency
acts within it.”).
Certiorari is warranted for this reason alone.
2. In Seila Law LLC v. CFPB, this Court recounted
that, “up to now,” it has recognized two exceptions
to the President’s plenary removal power—“one for
multimember expert agencies that do not wield substantial
executive power, and one for inferior officers with limited
duties and no policymaking or administrative authority.”
591 U.S. 197, 216–18 (2020) (referencing Humphrey’s
Ex’r v. United States, 295 U.S. 602 (1935), and Wiener v.
United States, 357 U.S. 349 (1958), for the first exception
and United States v. Perkins, 116 U.S. 483 (1886), and
Morrison v. Olson, 487 U.S. 654 (1988), for the second).
But the Court has yet to confront a third scenario: officers
who are indispensable to the structure and functioning
of an independent multimember agency, but who do not
themselves exercise the quasi-judicial powers that supply
the basis for that agency’s independence. See Humphrey’s
Ex’r, 295 U.S. at 628; accord Wiener, 357 U.S. at 355–56.
To put the matter more concretely in terms of the players
here: Does the President have the authority to remove the
NLRB General Counsel at will if to possess that authority
would “threaten[ ] the independence” of the NLRB itself ?
See Humphreys Ex’r, 295 U.S. at 630. That is, at its core,
the second question presented here.
This Court has long recognized the Board is entitled to
exercise its “quasi-judicial” authority over national labor
policy independent of the President’s direct oversight.
Unlike all other federal agencies, however, the Board’s
orders are not self-executing; they are enforceable if and
4
only if: (1) the NLRB General Counsel, at the Board’s
direction, seeks their enforcement; and (2) a federal
appellate court declares they are enforceable. The Board
is thus entirely dependent in the first instance on the
General Counsel’s advocacy to give its decisions “teeth.”
See NLRB v. Thill, Inc., 980 F.2d 1137, 1142 (7th Cir. 1992)
(Posner, J.). This statutory structure, which has been in
place for three-quarters of a century, requires the General
Counsel to have the freedom to seek enforcement of Board
decisions without fear or favor of the President.
Just as the President cannot fire Board members
at will and thus deprive them of the statutory authority
to make their independent quasi-judicial decisions, the
President cannot fire the General Counsel at will and
thus deprive the Board of its only statutory means of
effectuating its independent quasi-judicial decisions. This
appears to have been the prevailing view for nearly 75
years. Between 1947 (when Congress formally established
the position of General Counsel) and Inauguration Day
2021 (when NLRB General Counsel Peter Robb was fired
without cause), no President had ever removed a General
Counsel in the middle of his or her term without cause.
Thus, as a matter of statutory structure and historical
practice, Section 3(d) of the Act, which grants the General
Counsel “a term of four years” following appointment by
the President and confirmation by the Senate, 29 U.S.C.
§153(d), must be interpreted to preclude the at-will
removal of the General Counsel if the Board’s adjudicative
independence is to have any meaning, consistent with the
“unique need” compelled by this long-standing structure.
See Collins v. Yellen, 594 U.S. 220, 250 n.18 (2021).
Simply put, the General Counsel should never be
required to choose between performing her duty to
5
zealously represent the Board and bowing to the President’s
contrary wishes as a matter of self-preservation.
Certiorari is also warranted for this second reason.
OPINIONS BELOW
The opinion of the United States Court of Appeals
for the Sixth Circuit is reported at 114 F.4th 519 and is
reproduced in the Appendix at Appendix A. The opinion
of the National Labor Relations Board is reported at 372
NLRB No. 142, and is reproduced at Appendix C.
JURISDICTION
The United States Court of Appeals for the Sixth
Circuit entered its opinion and judgment on August 14,
2024, and denied Rieth-Riley’s Petition for Rehearing
En Banc, or, in the Alternative, for Panel Rehearing on
October 23, 2024. This Court has jurisdiction under 28
U.S.C. §1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
Article II, Section 2 of the United States Constitution
states in relevant part:
[H]e shall nominate, and by and with the
advice and consent of the Senate, shall appoint
ambassadors, other public ministers and
consuls, judges of the supreme court, and all
other Officers of the United States, whose
appointments are not herein otherwise provided
for, and which shall be established by law[.]
6
Article II, Section 3 of the United States Constitution
states in relevant part:
[H]e shall take Care that the laws be faithfully
executed[.]
Section 3(a) of the National Labor Relations Act
(“NLRA”), 29 U.S.C. §153(a), states in relevant part:
[T]he Board shall consist of five . . . members,
appointed by the President by and with the
advice and consent of the Senate. . . . [Board
members] shall be appointed for terms of
five years each, excepting that any individual
chosen to fill a vacancy shall be appointed only
for the unexpired term of the member whom
he shall succeed. . . . Any member of the Board
may be removed by the President, upon notice
and hearing, for neglect of duty or malfeasance
in office, but for no other cause.
Section 3(d) of the NLRA,29 U.S.C. §153(d), states in
relevant part:
There shall be a General Counsel of the Board
who shall be appointed by the President, by and
with the advice and consent of the Senate, for a
term of four years. The General Counsel of the
Board shall exercise general supervision over
all attorneys employed by the Board (other than
administrative law judges and legal assistants
to Board members) and over the officers and
employees in the regional offices. He shall
have final authority, on behalf of the Board,
7
in respect of the investigation of charges and
issuance of complaints under section 160 of this
title, and in respect of the prosecution of such
complaints before the Board, and shall have
such other duties as the Board may prescribe
or as may be provided by law.
Section 4(a) of the NLRA, 29 U.S.C. §154(a), states
in relevant part:
The Board shall appoint an executive secretary,
and such attorneys, examiners, and regional
directors, and such other employees as it
may from time to time find necessary for the
proper performance of its duties. . . . Attorneys
appointed under this section may, at the
direction of the Board, appear for and represent
the Board in any case in court.
Section 6 of the NLRA, 29 U.S.C. §156, states:
The Board shall have authority from time
to time to make, amend, and rescind, in the
manner prescribed by subchapter II of chapter
5 of title 5, such rules and regulations as may
be necessary to carry out the provisions of this
subchapter.
Section 9(c)(1) of the NLRA, 29 U.S.C. §159(c)(1),
states in relevant part:
Whenever a petition shall have been filed, in
accordance with such regulations as may be
prescribed by the Board . . . the Board shall
8
investigate such petition and if it has reasonable
cause to believe that a question of representation
affecting commerce exists shall provide for an
appropriate hearing upon due notice. . . . If the
Board finds upon the record of such hearing
that such a question of representation exists,
it shall direct an election by secret ballot and
shall certify the results thereof.
Section 10(a) of the NLRA, 29 U.S.C. §160(a), states
in relevant part:
The Board is empowered, as hereinafter
provided, to prevent any person from engaging
in any unfair labor practice (listed in section
158 of this title) affecting commerce. This
power shall not be affected by any other means
of adjustment or prevention that has been
or may be established by agreement, law, or
otherwise[.]
Section 10(c) of the NLRA, 29 U.S.C. §160(c), states
in relevant part:
. . . If upon the preponderance of the testimony
taken the Board shall be of the opinion that any
person named in the complaint has engaged in
or is engaging in any such unfair labor practice,
then the Board shall state its findings of fact
and shall issue and cause to be served on such
person an order requiring such person to cease
and desist from such unfair labor practice,
and to take such affirmative action including
reinstatement of employees with or without
9
back pay, as will effectuate the policies of this
subchapter[.] . . .
Section 10(e) of the NLRA, 29 U.S.C. §160(e), states
in relevant part:
The Board shall have power to petition any
court of appeals of the United States . . .
wherein the unfair labor practice in question
occurred or wherein such person resides or
transacts business, for the enforcement of such
order . . .
Section 10(j) of the NLRA, 29 U.S.C. §160(j), states
in relevant part:
The Board shall have power, upon issuance
of a complaint as provided in subsection (b)
charging that any person has engaged in or is
engaging in an unfair labor practice, to petition
any United States district court, within any
district wherein the unfair labor practice in
question is alleged to have occurred or wherein
such person resides or transacts business, for
appropriate temporary relief or restraining
order. . . .
Section 10(l) of the NLRA, 29 U.S.C. §160(l), states
in relevant part:
Whenever it is charged that any person has
engaged in an unfair labor practice within
the meaning of paragraph (4)(A), (B), or (C) of
section 158(b) of this title, or section 158(e) of
10
this title or section 158(b)(7) of this title, the
preliminary investigation of such charge shall
be made forthwith and given priority over
all other cases except cases of like character
in the office where it is filed or to which it is
referred. If, after such investigation, the officer
or regional attorney to whom the matter may be
referred has reasonable cause to believe such
charge is true and that a complaint should issue,
he shall, on behalf of the Board, petition any
United States district court within any district
where the unfair labor practice in question
has occurred, is alleged to have occurred,
or wherein such person resides or transacts
business, for appropriate injunctive relief
pending the final adjudication of the Board with
respect to such matter.
STATEMENT OF THE CASE
In 2019, Operating Engineers Local 324 went on
strike against Rieth-Riley, which later filed an unfair
labor practice charge against the Union, alleging picketline misconduct. R. 1593. In 2020, while the strike was
ongoing, the Union sent two requests to Rieth-Riley,
one for subcontracting information and one for wage
information. R. 1811–12, 1820. Based on Rieth-Riley’s
responses, the Union filed two unfair labor practice
charges against the company. R. 1699, 1721. On February
5, 2021, the NLRB General Counsel’s office issued a
consolidated complaint as to both charges. R. 1778–82.
Two weeks earlier, Acting General Counsel Peter Sung
Ohr had replaced former General Counsel Peter Robb
after President Biden terminated Robb on Inauguration
Day. See Press Release, NLRB, Peter Sung Ohr Named
11
Acting General Counsel (Jan. 25, 2021), https://go.usa.
gov/xeZhQ (all websites last visited Jan. 8, 2025). At the
time, Robb still had approximately 10 months left on his
four-year term. See NLRB, General Counsels Since 1935,
https://www.nlrb.gov/about-nlrb/who-we-are/generalcounsel/general-counsels-since-1935.
All three charges were consolidated for hearing, and
on July 18, 2022, Administrative Law Judge Muhl issued
his decision. R. 2137–76. As to Rieth-Riley, he determined
(1) the Union’s request for subcontractor information
was relevant to bargaining, despite the Union’s prior
representations otherwise; and (2) the Union’s request
for wage information was sufficiently clear to require
some production of information, even though the request
remained partially unclear. R. 2164, 2168–69. Judge Muhl
further rejected Rieth-Riley’s defense asserting the
complaint against it was void because General Counsel
Robb had been illegally discharged. R. 2172. As to the
Union, Judge Muhl found a picketer violated the NLRA
when he assaulted a picket-line crosser with a picket sign
and spat on him. R. 2162. The Board affirmed. App. C.
In a published opinion, Judge Cole (joined by Judges
Moore and Mathis) denied Rieth-Riley’s petition for review
and granted the Board’s cross-petition for enforcement.
App. A. The panel agreed that the Union had requested
information relevant to bargaining with sufficient clarity
to permit a response. App. 16a–19a. The panel further held
that the General Counsel enjoys no removal protections
under the Act, and additionally, any such protections would
violate the President’s authority to enforce the law under
Article II. App. 8a–14a. Finally, the panel held sua sponte
that Loper Bright Enterprises v. Raimondo, 144 S. Ct.
2244 (June 28, 2024), imposed a de novo review standard
12
for the NLRB’s interpretations of the Act. App. 8a. RiethRiley filed a timely petition for rehearing en banc, or, in
the alternative, for panel rehearing, which was denied
on October 23, 2024. App. D. Rieth-Riley then moved for
a stay of the Sixth Circuit’s mandate pending filing and
disposition of this certiorari petition, which the court
granted on December 20, 2024, App. E, thus suggesting
that even the appellate court believes this Court could find
that the panel below erred, see Luxshare, Ltd. v. ZF Auto.
US, Inc., 15 F.4th 780, 783 (6th Cir. 2021) (“[W]hen a party
seeks a stay pending certiorari, the applicant must show
not only a reasonable probability that certiorari will be
granted but also a significant possibility that the judgment
below will be reversed” (cleaned up; citations omitted));
accord Hollingsworth v. Perry, 558 U.S. 183, 190 (2010).
REASONS FOR GRANTING THE WRIT
This case presents two issues of exceptional importance:
(1) whether Loper Bright Enterprises v. Raimondo, 144
S. Ct. 2244 (June 28, 2024), altered the Court’s standard
of review for Board decisions interpreting the NLRA;
and (2) whether the at-will termination of NLRB General
Counsel Peter Robb was lawful under the NLRA. Both
issues merit certiorari.
1. The Sixth Circuit’s determination that Loper
Bright altered the standard of review for NLRB
interpretations of the NLRA conflicts with a flood
of Supreme Court and circuit precedent, and has
created a circuit conflict.
Loper Bright did not alter the standard of review
governing Board interpretations of the NLRA. These
13
interpretations are entitled to deference under Supreme
Court precedent tracing back to before America’s entry
into World War II—precedent this Court has explicitly and
repeatedly reaffirmed for decades. So long as the Board’s
interpretation is reasonable, a circuit court must defer to
it, even if the reviewing court thinks it is not the “best”
interpretation of the Act. The Sixth Circuit’s decision
stands alone, directly conflicting with this precedent, as
well as a raft of circuit decisions decided both before and
after Loper Bright.
1.1. The Sixth Circuit’s decision conflicts with
decades of Supreme Court precedent and the
circuit decisions following that precedent.
Just six years after it was enacted, this Court
recognized the deference Congress conferred on the
Board to interpret the NLRA. In Phelps Dodge Corp. v.
NLRB, 313 U.S. 177 (1941), the Court stated: “A statute
expressive of such large public policy as that on which
the National Labor Relations Board is based must be
broadly phrased and necessarily carries with it the task
of administrative application,” id. at 194. While “[t]here
is an area plainly covered by the language of the Act and
an area no less plainly without it,” Congress left the rest
“to the empiric process of administration”—a process
“committed to the Board, subject to limited judicial
review.” Id. (emphasis added).
Since Phelps Dodge, the Court has made plain, again
and again, that Congress, through the broad language of
the NLRA, delegated to the Board the power to interpret
the Act, thus entitling its interpretations to deference. In
NLRB v. Local Union No. 103, International Association
14
of Bridge, Structural, & Ornamental Iron Workers, AFLCIO, 434 U.S. 335 (1978) (“Iron Workers”), for instance,
the Board construed a particular provision of Section 8
of the NLRA one way and the reviewing appellate court
another. This Court reversed: “The Board’s resolution of
the conflicting claims in this case represents a defensible
construction of the statute and is entitled to considerable
deference. Courts may prefer a different application of the
relevant sections, but the function of striking that balance
to effectuate national labor policy is often a difficult and
delicate responsibility, which the Congress committed
primarily to the National Labor Relations Board, subject
to limited judicial review.” Id. at 350 (cleaned up; citations
omitted). And if there remained any uncertainty about
what the Court meant to convey, it added that when the
Board has construed the Act, the courts “should not
approach the statutory construction issue de novo and
without regard to the administrative understanding of
the statutes.” Id. at 351. The court should instead defer
to that understanding so long as it is not “fundamentally
inconsistent with the structure of the Act and the function
of the sections relied upon.” Id. at 350 (citation omitted).
Similarly, in Ford Motor Co. v. NLRB, 441 U.S. 488
(1979), the Board had to decide whether certain matters
were “terms and conditions of employment” subject to
mandatory collective bargaining within the meaning of
Section 8 of the NLRA. The Board decided they were
and the appellate court enforced the Board’s order. Id. at
493–94. This Court affirmed, noting “Congress assigned
to the Board the primary task of construing [the Act]” and
then, over a decade later, made a “conscious decision” to
reaffirm that delegation when amending the Act. Id. at
495–96. So long as the Board’s construction of the statute
15
is “reasonably defensible,” the Court said, “it should not be
rejected merely because the courts might prefer another
view of the statute.” Id. at 497. For “[c]onstruing and
applying the duty to bargain and the language of § 8[ ] . . .
are tasks lying at the heart of the Board’s function.” Id.
Since Ford Motor Co., the Court has time and again
reaffirmed this understanding of the NLRA, separate and
apart from any reliance on Chevron-specific deference. A
few examples will make the point:
• Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 891
(1984) (“Since the task of defining the term
‘employee’ [within the meaning of the Act] is
one that has been assigned primarily to the
agency created by Congress to administer
the Act, the Board’s construction of that
term is entitled to considerable deference,
and we will uphold any interpretation that
is reasonably defensible.” (cleaned up;
collecting cases)).
• NLRB v. Fin. Inst. Emps. of Am., Loc.
1182, Chartered by United Food & Com.
Workers Int’l Union, AFL-CIO, 475 U.S.
192, 202 (1986) (“Our cases have previously
recognized the Board’s broad authority to
construe provisions of the Act, and have
deferred to Board decisions that are not
irrational or inconsistent with the Act.”
(collecting cases)).
• Fall River Dyeing & Finishing Corp. v.
NLRB, 482 U.S. 27, 42 (1987) (“The Board,
16
of course, is given considerable authority
to interpret the provisions of the NLRA.
If the Board adopts a rule that is rational
and consistent with the Act, then the rule
is entitled to deference from the courts.”
(citation omitted)).
• Litton Fin. Printing Div. v. NLRB, 501
U.S. 190, 201 (1991) (“[W]e will uphold the
Board’s interpretation of the NLRA so long
as it is rational and consistent with the Act.”
(cleaned up; citations omitted)).
As one would expect, the circuit courts have fallen in
line with this precedent, including the Sixth Circuit (at
least until this Court decided Loper Bright). Citing this
Court’s pre-Chevron caselaw, the Sixth Circuit recognized
that it had a duty—that it “must”—“uphold the Board’s
interpretation of the Act if it is ‘reasonably defensible’”
and “may not reject the Board’s interpretation ‘merely
because the courts might prefer another view of the
statute.’” Kindred Nursing Centers E., LLC v. NLRB,
727 F.3d 552, 559 (6th Cir. 2013) (cleaned up) (quoting
Ford Motor Co. and citing Iron Workers, both supra).
Many other Sixth Circuit decisions are to the same effect.
See, e.g., Meijer, Inc. v. NLRB, 130 F.3d 1209, 1212 (6th
Cir. 1997) (“The Board’s construction of the Act should
be upheld if it is reasonably defensible.’” (quoting Ford
Motor Co.); NLRB v. Prod. Molded Plastics, Inc., 604 F.2d
451, 454 (6th Cir. 1979) (“Of course, the judgment of the
Board is subject to judicial review; but if its construction
of the statute is reasonably defensible, it should not be
rejected merely because the courts might prefer another
view of the statute.” (quoting Ford Motor Co. and citing
Iron Workers)).
17
So too are decisions from other circuits. Again, just a
few examples will suffice to make the point, none of which
rely on Chevron either:
• NLRB v. Maine Coa st Reg’l Health
Facilities, 999 F.3d 1, 8 (1st Cir. 2021)
(“Because Congress has delegated to the
Board the authority to implement national
labor policy, we give considerable deference
to the Board’s interpretation of the Act so
long as it is rational and consistent with the
Act.” (cleaned up; citing Supreme Court
precedent)).
• Sam’s Club, a Div. of Wal-Mart Stores,
Inc. v. NLRB, 173 F.3d 233, 239 (4th Cir.
1999) (“The Board’s legal interpretations
of the NLRA are entitled to deference. If
the Board’s interpretations are rational and
consistent with the Act, they will be upheld
by reviewing courts.” (same)).
• St. John’s Mercy Health Sys. v. NLRB,
436 F.3d 843, 846 (8th Cir. 2006) (“The
Board’s construction of the Act is entitled to
considerable deference, and must be upheld
if it is reasonable and consistent with the
policies of the Act.” (same)).
• Four B Corp. v. NLRB, 163 F.3d 1177, 1182
(10th Cir. 1998) (“[F]or the Board to prevail,
it need not show that its construction is the
best way to read the statute; rather, courts
must respect the Board’s judgment so long
18
as its reading is a reasonable one.” (same;
emphasis original)).
• Shore Club Condo. Ass’n, Inc. v. NLRB, 400
F.3d 1336, 1338 (11th Cir. 2005) (“Because of
the Board’s special competence in the field of
labor relations, its interpretation of the Act
is accorded substantial deference.” (same)).
So until June 28, 2024, when this Court issued its
opinion in Loper Bright, it was settled law that Board
interpretations of the NLRA were entitled to deference.
And critically, this was so not because, as happened
in Chevron, the Court issued a “directive” requiring
such deference. Loper Bright, 144 S. Ct. at 2264. It was
instead because Congress made a “conscious decision” to
“delegate[e]” the “primary responsibility” for interpreting
the Act to the Board. Ford Motor Co., 441 U.S. at 496.
Loper Bright reaffirms that this sort of delegation is
proper—even commonplace. 144 S. Ct. at 2268. More,
nothing in Loper Bright purports to call into question any
of the Court’s prior decisions recognizing such delegations;
indeed, Loper Bright does not even call into question prior
decisions relying on the Chevron framework. 144 S. Ct.
at 2273.
The Sixth Circuit’s decision here obviously and plainly
conflicts with this decades-long run of caselaw. It is simply
incorrect that a reviewing court “do[es] not defer to the
NLRB’s interpretation of the NLRA.” App. 8a. That is
exactly what a reviewing court is to do. This Court has
long held that, “[i]f a precedent of [the Supreme] Court has
direct application in a case, yet appears to rest on reasons
rejected in some other line of decisions, the Court of
19
Appeals should follow the case which directly controls. . . .”
Rodriguez de Quijas v. Shearson/Am. Exp., Inc., 490 U.S.
477, 484 (1989). This case involves a textbook violation
of that rule. There are innumerable cases that “directly
control” here. And while those cases might “appear” to
rest on reasons rejected in Loper Bright, that is true only
on the most superficial understanding of that case.
Because the Sixth Circuit “decided an important
federal question in a way that conflicts with relevant
decisions of this Court,” certiorari is warranted for
this reason alone. S. Ct. R. 10(c). But certiorari is also
warranted on this issue because the Sixth Circuit’s
decision conflicts with cases from other circuits decided
after Loper Bright.
1.2. The Sixth Circuit’s decision conflicts with
decisions of other circuits issued since Loper
Bright.
The Sixth Circuit stands on an island in holding that
Loper Bright eliminated the deference due to the Board’s
NLRA interpretations. Since this Court decided Loper
Bright, several circuits have addressed the appropriate
standard of review in this context, and the Sixth Circuit’s
decision here conflicts with all of them.
To start, in Hudson Institute of Process Research Inc.
v. NLRB, 117 F.4th 692 (5th Cir. Sept. 18, 2024), the Fifth
Circuit addressed the standard of review head on, stating
it would affirm the NLRB’s legal conclusions “if they have
a reasonable basis in the law and are not inconsistent with
the [NLRA].” Id. at 700 (citation omitted). And while the
court cited Loper Bright for the proposition that courts
20
“do not simply defer to an agency’s interpretation of
‘ambiguous’ provisions of their enabling acts,” it also
recognized that Loper Bright “d[id] not call into question
prior cases that relied on the Chevron framework.”
Id. (quoting Loper Bright, 144 S. Ct. at 2273). Even
more importantly, the court recognized Loper Bright’s
admonition that, “where a statute delegates discretionary
authority to an agency, ‘the role of the reviewing court . . .
is, as always, to independently interpret the statute and
effectuate the will of Congress subject to constitutional
limits.’” Id. (quoting Loper Bright, 144 S. Ct. at 2263
(emphasis added)).
The Second, Seventh, and D.C. Circuits, likewise, have
reaffirmed their deferential standard of review for Board
decisions, all without even referencing Loper Bright. See
NLRB v. Blue Sch., No. 23-6305-AG, 2024 WL 4746378,
at *2 (2d Cir. Nov. 12, 2024) (summary order) (stating
as to “legal conclusions” the court “must give the Board
considerable deference and afford the Board a degree of
legal leeway” (citation omitted)); International Union of
Operating Eng’rs, Loc. 150, AFL-CIO v. NLRB, 109 F.4th
905, 915 (7th Cir. July 23, 2024) (“For legal conclusions,
our scrutiny of the Board’s decision is deferential out of
respect for Congress’s broad delegation of responsibility
for developing national labor policy to the Board.
Therefore, we accept the Board’s legal conclusions unless
they are irrational or inconsistent with the Act.” (cleaned
up)); Acumen Cap. Partners, LLC v. NLRB, 122 F.4th 998,
1003 (D.C. Cir. Dec. 13, 2024) (“[E]ffectuat[ing] national
labor policy is often a difficult and delicate responsibility,
which the Congress committed primarily to the National
Labor Relations Board, subject to limited judicial review.”
(citation omitted)).
21
And finally, in Alaris Health at Boulevard East v.
NLRB, 123 F.4th 107 (3d Cir. Dec. 9, 2024), the Third
Circuit questioned whether Loper Bright had any effect
at all in this context. There the court explained it had
“traditionally deferred to the Board’s interpretations
of the Act so long as they are ‘reasonable.’” Id. at 120
(citation omitted). While stating that “[w]hether this
deference survives” Loper Bright “is somewhat of an
open question,” the court recognized that “judicial
deference to the Board’s classifications of the ‘terms and
conditions of employment’ under the Act” is apparently
“distinct from Chevron deference, as the Supreme Court’s
decisions developing that deference to the Board predate
Chevron. . . .” Id. at 121. In support of this proposition,
the panel cited this Court’s decision in Ford Motor Co.
Id. “In fact,” the Third Circuit went on, “the Court in
Loper Bright distinguished Chevron deference from prior
cases where it deferred to the Board’s interpretation of
the Act, reasoning ‘the Act had, in the Court’s judgment,
assigned primarily to the Board the task of marking a
definitive limitation around the relevant statutory term’
and so ‘application of the statutory term was sufficiently
intertwined with the agency’s factfinding’ that deference
to the Board’s interpretation was warranted.” Id. (cleaned
up) (quoting Loper Bright, 144 S. Ct. at 2259–60, and
again citing Ford Motor Co.). Although on the right track,
however, the court ultimately concluded it did not need to
decide the issue. Id. at *8.
That “a United States court of appeals has entered
a decision in conflict with the decision of another United
States court of appeals on the same important matter”
provides a strong, independent reason to grant certiorari.
S. Ct. R. 10(a).
22
1.3. This case provides an ideal vehicle for
confirming that Loper Bright did not disturb
the Court’s decisions mandating that courts
defer to the Board’s interpretations of the
NLRA.
The Sixth Circuit’s rejection of the traditional
standard for reviewing Board interpretations of the Act
is direct, clear, and unmistakable. The court stated point
blank that it would “not defer to the NLRB’s interpretation
of the NLRA,” and instead would “exercise independent
judgment” when deciding such questions. App. 8a. What’s
more, the petitioner here sought rehearing on this issue,
and the court rejected the invitation to correct its mistake.
App. D. Nor can there be any doubt as to the basis for the
court’s pivot away from the traditional standard of review.
The only case the court cited for its novel rule of nondeference was Loper Bright. See App. 8a. And as if there
was any question remaining about what the court was
doing, in a subsequent decision citing its opinion at issue
here, the Sixth Circuit confirmed it now “appl[ies] de novo
review to the NLRB’s interpretation of the NLRA. . . .”
NLRB v. Macomb, No. 23-1335, 2024 WL 4240545, at *3
(6th Cir. Sept. 19, 2024) (per curiam). This makes for a
perfect vehicle to confirm that Ford Motor Co. and related
precedent survive Loper Bright.
The Court should not wait to grant certiorari on
this issue and risk allowing the circuit split to widen.
In the twelve-month period ending on September 30,
2023, petitions for review were filed from NLRB orders
in 188 cases. Table B-3, U.S. Courts of Appeals Judicial
Business (Sept. 30, 2023), https://www.uscourts.gov/
statistics/table/b-3/judicial-business/2023/09/30. Setting
23
aside cases from the Bureau of Immigration Appeals,
which run into the thousands annually, only EPA decisions
spawned more agency-based federal appellate litigation
(and not by much—just eight more cases). Id. These
numbers are representative of the circuit courts’ annual
administrative caseload. See id. (documenting sources
of appeals back to Sept. 30, 2019). It is beyond question,
then, that courts in many other circuits will soon confront
the very issue addressed by the Sixth Circuit here and
so would immediately benefit from the Court’s guidance.
It goes without citation that getting the standard of
review right is vitally important. The difference between
deferential review and de novo review can be outcome
determinative. Even more, as Loper Bright indicated,
it can often spell the difference between respecting a
conscious delegation of congressional authority and not.
The Court thus has often granted certiorari for the
express purpose of determining the applicable standard
of appellate review. Loper Bright is a prime example,
but there are many others in recent history. See, e.g.,
Monasky v. Taglieri, 589 U.S. 68, 83–84 (2020); U.S. Bank
Nat’l Ass’n ex rel. CW Cap. Asset Mgmt. LLC v. Vill. at
Lakeridge, LLC, 583 U.S. 387, 392–94 (2018); McLane Co.
v. EEOC, 581 U.S. 72, 79–85 (2017).
***
The Court should grant certiorari. And because
the Sixth Circuit’s statement of the governing standard
of review is patently incorrect, the Court may wish to
consider summarily reversing and remanding. See S. Ct.
R. 16.1. This not only would allow the Sixth Circuit to
apply the correct standard, but it would also make clear
24
to the other circuits that, consistent with the Court’s
decades-long line of caselaw in this area, reviewing courts
must continue to defer to the Board’s interpretations of
the NLRA.
2. The Sixth Circuit’s decision that the NLRB General
Counsel may be removed at will by the President
threatens the long-recognized independence of one
of the oldest independent federal agencies.
Certiorari is also warranted to address “an important
question of federal law that has not been, but should be,
settled by this Court”: does the NLRB General Counsel
enjoy protection from at-will removal by the President?
See S. Ct. R. 10(c). The Court should take this case to
decide that she does, both because of the importance of
the issue to the agency it affects and those it regulates,
but also because this case is an ideal vehicle for doing so.
2.1. Whether the President may remove the
NLRB General Counsel at will is a question
of fundamental importance to the Board’s
independence.
The Board’s quasi-judicial function is, to borrow
a phrase from another removal case, “operationally
incompatible” with at-will presidential removal of its
General Counsel. Severino v. Biden, 71 F.4th 1038, 1047–
48 (D.C. Cir. 2023) (recognizing the President’s removal
authority may be limited if it would be operationally
incompatible with the functions of the relevant agency,
and citing, among other authorities, Humphrey’s Ex’r v.
United States, 295 U.S. 602 (1935), and Wiener v. United
States, 357 U.S. 349 (1958)). Without removal protections,
25
the Board cannot count on the General Counsel to seek
enforcement of its decisions. This not only undermines
the independence of the Board itself, but it also threatens
to put the General Counsel in an impossible position,
having to choose between honoring her statutory duty to
faithfully seek enforcement of the Board’s decisions and
kowtowing to the wishes of the President who may not
want those Board decisions enforced.
2.1.1. The Board’s independence is inextricably
linked with the General Counsel’s
independence.
Before addressing the discrete removal question
at issue, it is necessary to fully appreciate the General
Counsel’s role within the NLRB, as a matter of both
statute and Board policy.
It is well-established that Congress created the NLRB
as an independent agency, whose members are protected
from at-will removal under Section 3(a) of the Act. Since
the NLRA became law in 1935 with the Wagner Act, and
thereafter when in 1947 it was amended by the Taft-Harley
Act (also called the Labor Management Relations Act), the
Court has repeatedly upheld Congress’s ability to create
“quasi-judicial” agencies with multi-member leadership
beyond the immediate oversight of the President—and the
Court has pointed to the NLRB as just such an agency.
See Collins v. Yellen, 594 U.S. 220, 249 (2021) (noting
“Congress has restricted the President’s removal power”
over the NLRB); Seila Law LLC v. CFPB, 591 U.S. 197,
261 (2020) (Kagan, J., concurring in part and dissenting
in part) (citing the statute establishing the NLRB as a
model for restricting the President’s removal authority
“repeatedly approved” by the Court).
26
But this power to adjudicate independent of presidential
oversight does not mean the Board’s orders automatically
carry the force of law. They don’t: “The NLRB may be the
only agency that needs a court’s imprimatur to render its
orders enforceable.” Dish Network Corp. v. NLRB, 953
F.3d 370, 375 n.2 (5th Cir. 2020), as revised (collecting
cases). As Judge Posner observed: “To put teeth into one
of its orders the Board must persuade a court of appeals
to enforce the order. . . .” NLRB v. Thill, Inc., 980 F.2d
1137, 1142 (7th Cir. 1992).
This is where the General Counsel comes in. Section
3(d) of the Act grants the General Counsel supervisory
authority over “all attorneys employed by the Board
(other than administrative law judges and legal assistants
to Board members). . . .” 29 U.S.C. §153(d). ALJs are
to be neutral arbiters and the Board’s legal assistants
do not advocate on behalf of the Board in enforcement
proceedings. And hiring attorneys who do not answer
to the General Counsel for the purpose of seeking
enforcement of Board orders isn’t an option. The Board
thus must rely on the General Counsel and those attorneys
under her supervision to seek enforcement of the Board’s
decisions.
The General Counsel in turn takes her enforcement
cues from the Board. Under the Act, “[a]ttorneys
appointed under this section”—that is, the attorneys
under the supervision of the General Counsel—“may,
at the direction of the Board, appear for and represent
the Board in any case in court. . . .” 29 U.S.C. §154(a).
Using that authority, the Board has affirmed for 75
years running that the General Counsel “will” petition
for enforcement of Board orders “in full accordance with
27
the directions of the Board.” See Notice, NLRB, General
Counsel, Description of Authority & Assignment of
Responsibilities, 15 Fed. Reg. 6924 (Oct. 13, 1950);
accord Notices, Authority & Assigned Responsibilities
of General Counsel of NLRB, 20 Fed. Reg. 2175 (Apr. 1,
1955), most recently reaffirmed in relevant part, 77 Fed.
Reg. 45696 (Aug. 1, 2012). This places no small obligation
on the General Counsel, because the NLRB, “uniquely
among major federal administrative agencies, has chosen
to promulgate virtually all the legal rules in its field
through adjudication rather than rulemaking.” Allentown
Mack Sales & Serv., Inc. v. NLRB, 522 U.S. 359, 374 (1998).
So by congressional design, the Board must depend in the
first instance on the General Counsel’s faithful advocacy
to give its quasi-judicial rulings the force of law.
In keeping with this statutory division of powers—
with the Board as adjudicator and the General Counsel
as the Board’s advocate—the Court has consistently held
that in enforcement proceedings, the General Counsel
must advocate for the Board’s decisions using the Board’s
own reasoning. For “[t]he integrity of the administrative
process demands no less than that the Board, not its legal
representative, exercise the discretionary judgment which
Congress has entrusted to it.” NLRB v. Food Store Emps.
Union, Loc. 347, 417 U.S. 1, 9 (1974); see also NLRB v.
Yeshiva Univ., 444 U.S. 672, 685 n.22 (1980) (refusing to
“substitute counsel’s post hoc rationale for the reasoning
supplied by the Board itself ”); Beth Israel Hosp., v.
NLRB, 437 U.S. 483, 500–01 (1978) (“[I]t is to the Board
that Congress entrusted the task of ‘applying the Act’s
general prohibitory language in the light of the infinite
combinations of events which might be charged as violative
of its terms. . . .’” (citation omitted)). Put more directly,
28
the General Counsel must “defend the decisions of the
Board on review, regardless whether the Board adopted
the view [that the General Counsel] expressed as a party
before it.” Chelsea Indus., Inc. v. NLRB, 285 F.3d 1073,
1077 (D.C. Cir. 2002).
Considered together, these statutory provisions and
settled principles of law establish that the independence
of the Board is inextricably bound up with, and dependent
upon, the independence of the General Counsel. If the
Board wants its orders enforced, it must rely on the
General Counsel to seek their enforcement. And if the
General Counsel does not seek enforcement of the Board’s
orders, those orders cannot be given “teeth.”
2.1.2. The Sixth Circuit’s holding that the
General Counsel is subject to at-will
removal by the President is operationally
incompatible with the structure of the
Act and historical practice.
Despite all this, under the Sixth Circuit’s decision,
the President may remove the General Counsel at will.
This threatens the independence of the Board itself in a
very practical way.
Now, if the Sixth Circuit decision stands, in the
event the General Counsel seeks enforcement of Board
decisions with which the President disagrees, the General
Counsel is placed in the position of either honoring her
duty to represent the Board’s position in court in accord
with the Act or deferring to the President in violation
of the Act. If, at the direction of the Board, the General
Counsel chooses to honor her duty to the Board, she risks
29
being fired by the President. But if, at the direction of the
President, the General Counsel chooses not to honor her
duty to the Board, the Board’s decisions won’t be worth
the paper they’re written on; for the respondent can violate
them “with impunity.” NLRB v. P*I*E Nationwide, Inc.,
894 F.2d 887, 890 (7th Cir. 1990) (Posner, J.). There is no
reason to presume Congress intended to put the General
Counsel in such an impossible position. An individual can
serve two masters only “if the service to one does not
involve abandonment of the service to the other.” NLRB
v. Town & Country Elec., Inc., 516 U.S. 85, 94–95 (1995)
(citation and emphasis omitted)). But that is precisely what
the Sixth Circuit’s decision requires.
It is a cardinal principle of statutory construction that
“interpretations of a statute which would produce absurd
results are to be avoided if alternative interpretations
consistent with the legislative purpose are available.”
Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 575
(1982). Here, an alternative interpretation is available.
Reading Section 3(d) to impose a for-cause limitation
on the President’s removal authority over the General
Counsel gives force to all of the provisions of the Act,
including those providing for (1) the General Counsel’s
four-year term; (2) the Board’s protections against at-will
presidential removal; (3) the General Counsel’s supervisory
authority over NLRB attorneys; (4) the Board’s authority
to direct NLRB attorneys in enforcement proceedings;
and (5) the General Counsel’s authority over prosecutorial
decisions made before the Board issues a decision (more
on this last provision shortly). This is the only construction
that reads “the statute as a symmetrical and coherent
regulatory scheme,” and fits “all parts into an harmonious
whole.” Food & Drug Admin. v. Brown & Williamson
Tobacco Corp., 529 U.S. 120, 133 (2000) (cleaned up).
30
This understanding of Section 3(d) also marks out
the extent to which the President does have authority
to remove the General Counsel: namely if she violates
her duty to faithfully pursue enforcement of the Board’s
decisions in federal court. For “[t]he legal principle that
insubordination, disobedience or disloyalty is adequate
cause for discharge is plain enough.” NLRB v. Local
Union No. 1229, Int’l Bhd. Of Elec. Workers, 346 U.S. 464,
475 (1953); accord Collins, 594 U.S. at 256.
Indeed, that is precisely how previous presidents
have apparently viewed their removal authority over the
General Counsel for 75 years. President Truman, for
example, asked the first NLRB General Counsel, Robert
Denham, to resign in 1950 (and he did so voluntarily) due
to Denham’s express refusal to adhere to Board mandates
during enforcement proceedings. As Denham admitted:
“The Board ordered me flatly not to file a brief prepared
under my direction, but to use an earlier draft prepared
by one of my law clerks, which I had seen. It was bad law,
and I refused[.]” See 96 Cong. Rec. App’x A7989-91 (1951),
https://www.govinfo.gov/content/pkg/GPO-CRECB-1950pt18/pdf/GPO-CRECB-1950-pt18-1.pdf (extension of
remarks by Rep. Paul Shafer, with excerpt of Robert N.
Denham, And So I Was Purged, The Saturday Evening
Post (Dec. 30, 1950)).
So even if prior practice indicates the President has
authority to fire the General Counsel, that authority
has only ever been entertained under circumstances
demonstrating “cause” for termination, defined as
disloyalty to the Board’s mandates—not the President’s.
31
2.1.3. Other interpretive canons do not trump
statutor y structure and historical
practice.
The courts of appeal have thus far found that the
General Counsel enjoys no protection against at-will
removal by the President by relying on various other
canons of statutory interpretation—beyond structure and
history—applying them in rote fashion. In addition to the
Sixth Circuit’s decision here, see NLRB v. Aakash, Inc.,
58 F.4th 1099 (9th Cir. 2023); Exela Enter. Sols., Inc. v.
NLRB, 32 F.4th 436 (5th Cir. 2022). But rote application of
interpretive canons fails to account for the unique position
the General Counsel occupies within the NLRA, as the
exclusive advocate of the Board. In none of the three cases
that have addressed this issue—including in the Sixth
Circuit decision in this case—did the courts grapple with
the structural and historical arguments that petitioner
consistently has pressed in this case.
2.1.3.1. The fact that the Board enjoys
express statutor y removal
protection does not imply the
General Counsel may be fired at
will given the relevant statutes
were enacted separately.
The most common objection to interpreting Section
3(d) of the Act as implying removal protections for the
General Counsel is that, because Section 3(a) of the Act
contains an express limitation on removing members of
the Board, Section 3(d) should be read as intentionally
omitting such protections for the General Counsel. See
App. 11a–12a. But as this Court has cautioned, this
32
“negative pregnant argument should not be elevated to
the level of interpretive trump card.” Field v. Mans, 516
U.S. 59, 67 (1995).
What these decisions omit is that the relevant removal
language in Section 3(a) was enacted as part of the Wagner
Act in 1935, while Section 3(d) was enacted as part of the
Taft-Hartley Act in 1947. Compare Pub. L. No. 74-198,
§3(a), 49 Stat. 449, 451 (1935), with Pub. L. No. 80-101,
§3(a), 61 Stat. 136, 139 (1947). Given this twelve-year gap,
there is no reason to infer anything from the fact that
Congress did not explicitly extend Section 3(a)’s removal
restrictions as to Board members to the General Counsel
under Section 3(d). Compare Gomez-Perez v. Potter, 553
U.S. 474, 486–87 (2008) (holding the Age Discrimination
in Employment Act’s federal-sector provision did not
impliedly prohibit retaliatory conduct even though the
ADEA’s private-sector provision expressly prohibited
retaliation, where “the two relevant provisions were not
considered or enacted together”), with Collins, 594 U.S.
at 247–48 (holding it could be inferred that the “Acting”
FHFA Director did not have implied removal protections
based on the fact that the FHFA Director was granted
express removal protections, where the relevant statutory
provisions were enacted simultaneously).
More, notably absent from the Taft-Hartley Act’s
legislative history is any indication Section 3(a)’s forcause protections were ever reconsidered before the Act
becoming law. See 1 & 2 N.L.R.B., Legislative History
of the L abor M anagement Relations Act, 1947 (Gov.
Print Off., 1948) (“LMRA History”), https://catalog.
hathitrust.org/Record/000955829. Rather, it appears
Congress simply presumed the General Counsel would
33
have a protected right to a full four-year term under
Section 3(d), a presumption detractors relied on to drum
up opposition to the bill. See 2 LMRA History at 1559 (6th
Cir. Dkt. No. 22 at ADD003) (statement of Sen. Morse)
(the General Counsel “is to be appointed by the President
for a fixed term of years” (emphasis added))); id. at 1567
(ADD004) (statement of Sen. Murray) (“Any discipline of
this individual is precluded by making him a Presidential
appointee, subject to Senate confirmation, removable only
for clear malfeasance in office.”)). This sentiment was
further echoed in President Truman’s veto of the TaftHartley Act (which Congress overrode), stating “[t]he bill
would establish, in effect, an independent General Counsel
and an independent Board.” See Harry Truman, Veto of
the Taft-Hartley Labor Bill (June 20, 1947) https://www.
trumanlibrary.gov/library/public-papers/120/veto-tafthartley-labor-bill.
2.1.3.2. A statutory term of years may be
read to limit the removal of agency
officials when considering the
structure of the agency as a whole.
The circuit courts have also relied on the general
presumption that a statutory term of years, without
more, does not constitute a removal restriction. See,
e.g., Aakash, 58 F.4th at 1103 (citing Parsons v. United
States, 167 U.S. 324 (1897)). But this too ignores that a
term limit can, with more, restrict removal of certain
officers of an otherwise independent agency. See Wiener,
357 U.S. at 353–56. Indeed, federal courts, in reliance on
this Court’s precedents, have recognized that “Congress
may clearly indicate its intent to restrict removals
through the statutory structure and function of an office.”
34
Severino, 71 F.4th at 1044; see also FEC v. NRA Pol.
Victory Fund, 6 F.3d 821, 826 (D.C. Cir. 1993) (discussing
commissioners of the Federal Election Commission);
S.E.C. v. Blinder, Robinson & Co., 855 F.2d 677, 681 (10th
Cir. 1988) (discussing commissioners of the Securities and
Exchange Commission); Free Enter. Fund v. Public Co.
Acct. Oversight Bd., 561 U.S. 477, 487 (2010) (accepting
the parties’ agreement that SEC commissioners could not
be removed except for cause).
2.1.3.3. Interpreting the NLRA to prohibit
at-will removal of the General
Counsel does not impede the
President’s Article II responsibility
to faithfully execute the law.
Finally, the Sixth Circuit determined that petitioner’s
proposed interpretation of the Act is unconstitutional
because Section 3(d) vests “final authority, on behalf of
the Board, in respect of the investigation of charges and
issuance of complaints under section 10 [of the Act], and
in respect of the prosecution of such complaints before the
Board. . . .” See App. 11a. But that view ignores that the
analogy between the General Counsel and a traditional
prosecutor is, as this Court has recognized, “far from
perfect.” NLRB v. Sears, Roebuck & Co., 421 U.S. 132,
156 n.22 (1975); accord NLRB v. United Food & Com.
Workers Union, Loc. 23, AFL-CIO, 484 U.S. 112, 126 n.21
(1987) (calling the analogy “of little aid”).
First, the General Counsel does not have authority
to “bring” charges, as the panel below thought. App. 13a.
Rather, “[t]he General Counsel, unlike most prosecutors,
may authorize the filing of a complaint with the Board
35
only if a private citizen files a ‘charge.’” Sears, 421 U.S.
at 156 n.22.
Second, the General Counsel’s executive authority is
limited to those discrete matters of labor law relevant to
the charges private citizens choose to file. Cf. Seila Law,
591 U.S. at 219 (distinguishing the CFPB Director from
the independent counsel at issue in Morrison v. Olson,
487 U.S. 654 (1988), whose independent executive power
“was trained inward to high-ranking Governmental actors
identified by others”).
Third, the General Counsel is not vested with
statutory discretion to bring matters directly to court;
prosecutions ultimately proceed “before the Board.” 29
U.S.C. §153(d). So, since the Board possesses exclusive
statutory authority over which cases proceed to an Article
III court, the General Counsel’s prosecutorial authority
never truly extends beyond the Board itself.†
On this issue, Seila Law is particularly instructive. The
Court there cited Humphrey’s Executor, 295 U.S. at 632,
for the proposition “that between purely executive officers
on the one hand, and officers that closely resembled the
† The General Counsel seeks judicial relief without Board
approval under Section 10(l) of the Act (see 29 U.S.C. §160(l)),
but doing so is mandatory once the General Counsel finds merit
to certain limited unfair labor practice allegations. Section 10(l)
thus also does not grant the General Counsel true prosecutorial
discretion. See Overstreet v. United Bhd. of Carpenters & Joiners
of Am., Loc. Union No. 1506, 409 F.3d 1199, 1205 (9th Cir. 2005)
(“Board officials must petition for a § 10(l) injunction whenever
it has reasonable cause to believe that specific violations of the
NLRA . . . have occurred.” (cleaned up)).
36
FTC Commissioners on the other, there existed ‘a field of
doubt’ that the Court left ‘for future consideration.’” Seila
Law, 591 U.S. at 216. In determining where the CFPB
Director fell on that spectrum, Seila Law found, in three
respects, that the Director’s authority was incompatible
with removal protections for a single individual—authority
that, here, is held by the Board, not the General Counsel:
• to “promulgate binding rules f leshing
out [ ] federal statutes,” 591 U.S. at 218;
compare 29 U.S.C. §156 (“The Board shall
have authority from time to time to make,
amend, and rescind . . . such rules and
regulations as may be necessary to carry
out the provisions of this subchapter.”);
• to “unilaterally issue final decisions awarding
legal and equitable relief in administrative
adjudications,” 591 U.S. at 218–19; compare
29 U.S.C. §159 (granting the Board authority
to determine bargaining units and conduct
union elections) and 29 U.S.C. §160(c)
(granting the Board authority to issue
orders remedying unfair labor practices);
and
• to “seek daunting monetary penalties
against private parties on behalf of the
United States in federal court,” 591 U.S. at
219; see 29 U.S.C. § 160(e) (“The Board shall
have power to petition any court of appeals
of the United States” for enforcement of its
orders); id. § 160(j) (“The Board shall have
power . . . to petition any United States
district court” for injunctive relief ).
37
Seila Law thus supports the constitutionality of
recognizing the General Counsel cannot be removed at
will. The General Counsel’s responsibility to advocate
on behalf of the Board renders the General Counsel
something other than a “purely executive officer,” placing
the position within the “field of doubt” left by Humphrey’s
Executor for future adjudication. And in weighing the
General Counsel’s overall responsibilities, the scale must
tip in favor of recognizing removal protections, because
final decision-making and policy-making authority at the
NLRB is vested exclusively in the Board. The General
Counsel merely makes policy recommendations through
her prosecutions, which the Board is free to accept or
reject. But once the Board renders a decision, the General
Counsel is bound to adhere to it, even if she thinks it is,
in former General Counsel Denham’s words, “bad law.”
Even the Board’s adjudicatory authority is ultimately
limited to “submitting recommended dispositions to an
Article III court,” which Seila Law cited as supporting a
constitutional removal restriction. See 591 U.S. at 218–19.
Accordingly, recognizing implied removal protections
for the General Counsel does not impede the President’s
Article II powers any more than the Board’s express
removal protections do. As such, the fixed four-year term
for the General Counsel in Section 3(d) of the Act can and
should be interpreted to prevent at-will removal by the
President, so as to effectuate Congress’s intent that the
Board operate as an independent agency.
2.2. This case presents an ideal vehicle for deciding
whether the President may remove the General
Counsel at will.
This case presents the removal question cleanly
and squarely, as the Board has never disputed that its
38
complaint against Rieth-Riley would be invalid if General
Counsel Robb were improperly removed from office. See
SW Gen., Inc. v. NLRB, 796 F.3d 67, 79–81 (D.C. Cir. 2015),
aff ’d, 580 U.S. 288 (2017) (recognizing private parties are
entitled to challenge actions by individuals purporting to
wield the General Counsel’s power on the grounds they
lack such authority). The issue was pressed below, fully
briefed by the parties, and discussed extensively by the
court of appeals with the additional benefit of on-point
decisions from the Fifth and Ninth Circuits.
And although there is no circuit conflict on this issue,
the Court has consistently recognized the importance
of addressing separation-of-powers issues even in the
absence of a circuit conflict—particularly where, as
here, the President’s removal authority is at issue. In
Free Enterprise Fund v. Public Company Accounting
Oversight Board, 561 U.S. 477 (2010), for example, the
D.C. Circuit addressed the removal protections for the
PCAOB as a matter first impression, and still the Court
granted certiorari. Similarly, in Collins v. Yellen, 594
U.S. 220 (2021), the Fifth Circuit concluded that removal
restrictions for the director of the Federal Housing
Finance Agency were unconstitutional, also as a matter
of first impression, and the Court granted certiorari. And
in Seila Law LLC v. CFPB, 591 U.S. 197 (2020), both the
D.C. and Ninth Circuits upheld removal protections for the
CFPB Director and no circuit had ruled otherwise—and
still, once more, the Court granted certiorari.
In sum, this case neatly presents an issue regarding
the scope of presidential removal powers of foundational
importance to the independence of the NLRB, and it
does so directly, after consideration by three different
appellate courts.
39
CONCLUSION
The Court should grant certiorari on both the
standard-of-review issue and the removal issue, and set
the case for merits briefing and argument. At minimum,
the Court should grant certiorari and summarily reverse
on the standard-of-review issue.
Respectfully submitted,
Brian J. Paul
Counsel of Record
Stuart R. Buttrick
Ryan J. Funk
A lexander E. Preller
Faegre Drinker Biddle
& Reath LLP
300 North Meridian Street,
Suite 2500
Indianapolis, IN 46204
(317) 237-0300
brian.paul@faegredrinker.com
Counsel for Petitioner
Rieth-Riley
Construction Co., Inc.
APPENDIX
i
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT, FILED AUGUST 14, 2024 . . . . . . 1a
APPENDIX B — JUDGMENT OF THE UNITED
STATES COURT OF APPEALS FOR THE
SIXTH CIRCUIT, FILED AUGUST 14, 2024 . . . 27a
A PPEN DI X C — DECISIONS OF T HE
NATIONAL LABOR RELATIONS BOARD,
FILED DECEMBER 15, 2023 . . . . . . . . . . . . . . . . 29a
APPENDIX D — DENIAL OF REHEARING
OF THE UNITED STATES COURT OF
A PPEALS FOR THE SIXTH CIRCUIT,
FILED OCTOBER 23, 2024 . . . . . . . . . . . . . . . . . 122a
APPENDIX E — ORDER STAYING MANDATE
OF THE UNITED STATES COURT OF
APPEALS FOR THE SIXTH CIRCUIT, FILED
DECEMBER 20, 2024 . . . . . . . . . . . . . . . . . . . . . . . 124a
1a
Appendix
A
APPENDIX A — OPINION
OF THE
UNITED STATES
COURT OF APPEALS FOR THE SIXTH CIRCUIT,
FILED AUGUST 14, 2024
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 23-1899/1946
RIETH-RILEY CONSTRUCTION CO., INC.,
Petitioner/Cross-Respondent,
v.
NATIONAL LABOR RELATIONS BOARD,
Respondent/Cross-Petitioner.
On Petition for Review and Cross-Application for
Enforcement of an Order of the National Labor
Relations Board.
Nos. 07-CA-261954; 07-CA-269365; 07-CB-247398.
Argued: July 25, 2024
Decided and Filed: August 14, 2024
Before: MOORE, COLE, and MATHIS, Circuit Judges.
OPINION
COLE, Circuit Judge. This action concerns an unfair
labor practice dispute between Rieth-Riley Construction
Co., a highway construction contractor in Michigan, and
2a
Appendix A
Local 324, International Union of Operating Engineers,
AFL-CIO (the Union), which represents employees at
road construction contractors, regarding subcontracting
and employee wages. This matter comes before us on
Rieth-Riley’s Petition for Review and the Board’s CrossApplication for Enforcement of a Final Order of the Board.
We enforce the NLRB’s decision and order, hold that the
President can remove the NLRB General Counsel at
will, and hold that the General Counsel had unreviewable
prosecutorial discretion to fashion complaints on behalf
of the parties.
I.
A.
Rieth-Riley is an asphalt paving and heavy road
construction contractor in Michigan. The Union represents
more than 14,000 employees of road construction
contractors in Michigan, including Rieth-Riley. The
last collective-bargaining agreement between RiethRiley and the Union expired on May 31, 2018 (the Road
Agreement). Negotiations began in November 2018, but
despite participating in 10 bargaining sessions between
then and September 2019, the parties have not yet reached
a successor agreement.
The two main issues remaining after the parties’
negotiations are subcontracting and wages. On July
8, 2019, the Union proposed requiring Rieth-Riley to
subcontract only with subcontractors who comply with the
terms of the prior Road Agreement. Rieth-Riley counter-
3a
Appendix A
proposed on July 29, stating that it would agree to the
Union’s restrictions if they were limited to seven counties.
The Union rejected the counter-proposal because it had a
successor contract with the Michigan Union Contractors
Group (MUCG) that contained a “most-favored-nations”
clause, under which any agreement with Rieth-Riley to
limit the subcontracting restriction to certain counties
would impact the Union’s other subcontracting agreements
throughout the state.
During one of the negotiating sessions, Doug
Stockwell, the Union’s business manager, told Keith
Rose, Rieth-Riley’s President and CEO, that the Union
“might as well die on the vine” if it did not get “its desired
subcontracting language” and that he was “willing to burn
the house down over subcontracting.” (ALJ Op., PageID
2143.) On July 31, 2019, while contract negotiations were
ongoing, the Union went on strike against Rieth-Riley. The
Union then set up picket lines at 13 Rieth-Riley facilities
in Michigan.
Relevant here, on August 13, 2019, at the Rieth-Riley
Lansing facility, truckdrivers Karl Grinstern and Chad
Feibig were driving out of the facility at three to four miles
per hour when the truck hit the left side of the body of
Michael Feighner, a striking union member picketing on
the driveway. Feighner then yelled at Grinstern, jabbed
Grinstern’s arm with a picket sign several times, opened
the truck door, took the keys out of the ignition, and spit in
Grinstern’s face. Union representative Robert Heurtebise
stepped between the men and suggested Feighner leave
for the day. Feighner was not disciplined and was paid by
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Appendix A
the Union for picketing. On August 29, 2019, Rieth-Riley
filed an unfair labor practice charge against the Union
regarding the Feighner and Grinstern incident as well
as other alleged picket line misconduct.
On June 1, 2020, the Union requested the following
subcontractor-related information:
For the last four years, provide any and all
documents that indicate the percentage of
work covered by the expired 2013-2018 MITA/
IUOE 324 Road Agreement that has been
subcontracted.
(Id. at PageID 2143.) The Union explained that the
information was relevant to its bargaining responsibility
and that whether “Rieth-Riley sub-contracts one to ten
percent of its work versus . . . 50 percent or more would
have a large impact” on its counter-proposals. (Id. at 2144.)
On June 16, 2020, Rieth-Riley responded, stating: (1)
this was the third iteration of the same request; (2) the
information requested was not relevant to negotiations,
was confidential, and akin to a trade secret; (3) the
request was just pretense for the Union to bring an
unfair labor practice charge; and (4) the Union would use
the information to harass the subcontractors. On June
18, 2020, the Union filed an unfair labor practice charge
against Rieth-Riley for its refusal to provide the requested
subcontracting information.
On November 3, 2020, the Union sent a second request,
about bargaining unit employees:
5a
Appendix A
From June 1, 2020, to the present, provide the
compensation, both wages and fringe benefits,
for all employees (including their names and
classifications) doing work covered by the work
jurisdiction provisions of the expired 20132018 MITA/IUOE 324 Road Agreement. This
information demand includes, but is not limited
to, all employees on whose behalf Rieth-Riley
has ever previously paid employee benefit
contributions to the Operating Engineers Local
324 Fringe Benefit Funds.
(Id. at PageID 2146.) On November 12, 2020, Rieth-Riley
responded, stating that: (1) the term “work jurisdiction
provisions” was vague; (2) the Union requested this
information to harass Rieth-Riley employees; and (3)
no bargaining sessions had occurred for a year. (Id.
at PageID 2147.) Rieth-Riley proposed a definition for
“work jurisdiction provisions” based on Article I of the
preexisting Road Agreement and requested confirmation
from the Union.
On November 16, 2020, the Union confirmed that the
Road Agreement provision cited by Rieth-Riley defined
“work jurisdiction provisions” but “not by limitation.”
(Id.) Rieth-Riley responded on November 20, stating it
understood the Union’s response to reject the proposed
definition of “work jurisdiction provisions” without
offering an alternative definition, and requested the term
be defined with specificity. On November 23, 2020, the
Union filed an unfair labor practice charge against RiethRiley for failure to provide the bargaining unit employee
information.
6a
Appendix A
B.
On July 30, 2020, the General Counsel of the NLRB
issued a complaint on behalf of Rieth-Riley containing
10 allegations against the Union for alleged picketing
misconduct in violation of Section 8(b)(1)(A) of the NLRA.
On September 24, 2020, the General Counsel issued a
complaint on behalf of the Union against Rieth-Riley
for failure to produce the requested subcontracting
percentage information. On February 5, 2021, the General
Counsel issued a second complaint on behalf of the Union
against Rieth-Riley for failure to produce the November
2020 requested bargaining unit employee information. All
three cases were consolidated for hearing. On March 3,
2021, the General Counsel withdrew nine of the picketing
misconduct allegations against the Union, leaving only the
incident between Feighner and Grinstern.
At the hearing, in addition to testimony about the
incident between Grinstern and Feighner, Rieth-Riley
presented evidence of other picket line misconduct, which
the ALJ allowed for the limited purpose of arguing as
a defense that Rieth-Riley had reasonable fear that the
Union would use the information requested improperly.
Rieth-Riley alleged that the picketers engaged in
misconduct at 10 facilities, including picketers: blocking
the vision of drivers with their picket signs and stopping
vehicles attempting to exit the facilities, throwing “fart
bombs” into the vehicles of non-picketing employees,
breaking the windshields of Rieth-Riley vehicles and
machinery, making contact with trucks trying to leave
the facility, shouting at non-striking employee drivers,
7a
Appendix A
and using their own vehicles to block the entrances and
exits to certain facilities.
On July 18, 2022, the ALJ issued a decision concluding
that Rieth-Riley’s refusals to provide information were
not justified and violated NLRA Section 8(a)(1) and
(5), and that the Union violated Section 8(b)(1)(A) when
Feighner struck Grinstern with a picket sign and spit in
his face. Because it was not alleged in the complaint, the
ALJ declined to make a finding as to whether Feighner’s
spitting on Feibig, the other truckdriver in the vehicle with
Grinstern, was a violation of Section 8(b)(1)(A). The ALJ
ordered: (1) Rieth-Riley to provide the subcontracting and
employee information to the Union; and (2) the Union to
cease and desist from physically assaulting individuals
by hitting or spitting on them, and from restraining or
coercing employees in their exercise of their NLRA rights.
On September 28, 2023, the Board affirmed the
ALJ’s Decision and adopted the ALJ’s Order with a slight
modification requiring the subcontracting information be
limited to documents indicating the overall percentage
of subcontracting. Rieth-Riley now petitions this court,
requesting review of the Board’s Order and that we
remand the matter for further proceedings. The NLRB
cross petitions for enforcement of its order.
II.
This court defers to the “Board’s findings of fact,
reasonable inferences from the facts, and applications
of law to the facts if they are supported by substantial
8a
Appendix A
evidence on the record considered as a whole.” Hendrickson
USA, LLC. v. NLRB, 932 F.3d 465, 469 (6th Cir. 2019).
Substantial evidence is “such relevant evidence as a
reasonable mind might accept as adequate to support a
conclusion.” Biestek v. Berryhill, 587 U.S. 97, 103, 139 S.
Ct. 1148, 203 L. Ed. 2d 504 (2019) (quoting Consol. Edison
Co. v. NLRB, 305 U.S. 197, 229, 59 S. Ct. 206, 83 L. Ed.
126 (1938)).
We do not defer to the NLRB’s interpretation of the
NLRA, but exercise independent judgment in deciding
whether an agency acted within its statutory authority.
Loper Bright Enters. v. Raimondo, 144 S. Ct. 2244, 2262,
219 L. Ed. 2d 832 (2024). We pay “careful attention” to the
judgment of the agency to inform that inquiry, id. at 2273,
and we also review de novo the NLRB’s interpretation
of non-NLRA legal conclusions, Painting Co. v. NLRB,
298 F.3d 492, 499 (6th Cir. 2002). Finally, the Board has
“broad discretion in fashioning remedies for [NLRA]
violations.” NLRB v. ADT Sec. Servs., Inc., 689 F.3d 628,
635 (6th Cir. 2012). We review remedial orders for abuse
of discretion. Compuware Corp. v. NLRB, 134 F.3d 1285,
1291 (6th Cir. 1998).
III.
A.
In January 2021, President Joseph R. Biden removed
the NLRB’s then General Counsel, Peter Robb, who had 10
months remaining on his four-year term. President Biden
named Peter Ohr as the Acting General Counsel, after
9a
Appendix A
which Ohr issued the unfair-labor practice complaints
against Rieth-Riley. Rieth-Riley argued that President
Biden’s removal of then-General Counsel Robb was invalid,
rendering the unfair labor practice complaints against it
invalid. The Board concluded there was no legal basis for
a challenge to the President’s removal authority over the
General Counsel. (Board Decision & Ord. at PageID 2476
n.1 (citing Aakash Inc. d/b/a Park Cent. Care & Rehab.
Ctr., 371 NLRB No. 46, slip op. at 1 (2021) enfd. NLRB v.
Aakash, Inc., 58 F.4th 1099, 1103-05 (9th Cir 2023)).
The Constitution gives the President authority “to
remove those who assist him in carrying out his duties.”
Free Enter. Fund v. Public Co. Acct. Oversight Bd., 561
U.S. 477, 513-14, 130 S. Ct. 3138, 177 L. Ed. 2d 706 (2010).
The President’s removal power of an executive officer is
generally plenary. Seila L. LLC v. Consumer Fin. Prot.
Bureau, 591 U.S. 197, 214-15, 140 S. Ct. 2183, 207 L. Ed. 2d
494 (2020). The Supreme Court recognizes two exceptions
to the President’s plenary removal power, neither of which
are applicable here.
First, Congress can impose removal restrictions on
a multi-member body of experts with staggered terms
that is politically balanced, does not exercise executive
power, and performs quasi-legislative and quasi-judicial
functions. Id. at 216-17; Humphrey’s Executor v. United
States, 295 U.S. 602, 624, 628, 55 S. Ct. 869, 79 L. Ed. 1611
(1935) (upholding removal protections for commissioners
of the Federal Trade Commission because they had no
executive power and it was an administrative body that
performed specified legislative or judicial duties); Wiener
10a
Appendix A
v. United States, 357 U.S. 349, 356, 78 S. Ct. 1275, 2 L.
Ed. 2d 1377, 142 Ct. Cl. 932 (1958) (upholding removal
protections for members of the War Claims Commission—
an independent, three-member body that adjudicated
WWII injury claims).
Second, Congress can compel for-cause removal
protections for inferior officers who have limited duties
and no policymaking or administrative authority that
could “impede the President’s ability to perform his
constitutional duty.” Morrison v. Olson, 487 U.S. 654,
691, 108 S. Ct. 2597, 101 L. Ed. 2d 569 (1988) (upholding
removal protections for an independent counsel appointed
to investigate and prosecute crimes by high-ranking
Government officials); see also United States v. Perkins,
116 U.S. 483, 485, 6 S. Ct. 449, 29 L. Ed. 700, 21 Ct. Cl.
499 (1886) (upholding tenure protections for a naval cadetengineer).
Neither exception applies because the General
Counsel is a singular officer that exercises extensive
executive functions. The General Counsel has final
authority to: (1) supervise all NLRB attorneys (other
than ALJs and legal assistants to Board members); and
(2) investigate charges, issue complaints, and prosecute
unfair labor practices. 29 U.S.C. § 153(d); see also Seila
L. LLC, 591 U.S. at 218-19 (declining to extend removal
protections to CFPB director because the director was
not merely a legislative or judicial aid, but administered
19 consumer-protection statutes, promulgated rules,
issued “final decisions awarding legal and equitable relief
in administrative adjudications,” and was empowered to
11a
Appendix A
“seek daunting monetary penalties against private parties
on behalf of the [U.S.] in federal court”); and Collins
v. Yellen, 594 U.S. 220, 250-51, 141 S. Ct. 1761, 210 L.
Ed. 2d 432 (2021) (holding as unconstitutional statutory
restrictions on President’s removal authority of director
of FHFA).
Further, the “words, structure, and history of the
. . . NLRA clearly reveal that Congress intended to
differentiate between the General Counsel’s and the
Board’s ‘final authority’ along a prosecutorial versus
adjudicatory line.” NLRB v. United Food & Commercial
Workers Union, Local 23 (UFCW), 484 U.S. 112, 124,
108 S. Ct. 413, 98 L. Ed. 2d 429 (1987) (quoting 29 U.S.C.
§ 153(d)). In response to complaints of bias and lack of
uniformity in enforcement, the 1947 Taft-Hartley Act
amendment to the NLRA created the General Counsel’s
office to separate the Board from the prosecutorial
functions of the office. Jackman v. NLRB, 784 F.2d
759, 763 (6th Cir. 1986); see also UFCW, 484 U.S. at 129
(explaining that the “on behalf of the Board” language in
29 U.S.C. § 153(d) was added “to make it clear that the
General Counsel acted within the agency, not to imply that
the acts of the General Counsel would be considered acts
of the Board”). The decision to initiate or dismiss charges
is an executive, not judicial, constitutional duty. United
States v. Bell, 37 F.4th 1190, 1195-96 (6th Cir. 2022).
The text of the NLRA also supports this conclusion.
“When a statute does not limit the President’s power to
remove an agency head, [courts] generally presume that
the officer serves at the President’s pleasure.” Collins,
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594 U.S. at 248. Section 3(d) provides that the Board’s
General Counsel “shall be appointed by the President,
by and with the advice and consent of the Senate, for a
term of four years.” 29 U.S.C. § 153(d). It contains no
provision restricting the President’s removal power, unlike
Section 3(a), which expressly states: “[a]ny member of the
Board may be removed by the President, upon notice and
hearing, for neglect of duty or malfeasance in office, but
for no other cause.” 29 U.S.C. § 153(a) (emphasis added).
“[W]hen Congress includes particular language in one
section of a statute but omits it in another section of the
same Act, it is generally presumed that Congress acts
intentionally and purposely in the disparate inclusion or
exclusion.” Collins, 594 U.S. at 248 (quoting Barnhart v.
Sigmon Coal Co., 534 U.S. 438, 452, 122 S. Ct. 941, 151
L. Ed. 2d 908 (2002)). Further, the General Counsel’s
fixed, four-year term does not implicitly provide removal
protections. The Supreme Court has long held that a fixed
term of office, without any additional limitation, does
not impact the President’s discretionary removal power.
Parsons v. United States, 167 U.S. 324, 338-39, 17 S. Ct.
880, 42 L. Ed. 185, 32 Ct. Cl. 626 (1897).
Rieth-Riley differentiates between the General
Counsel’s prosecutorial function in front of the Board and
his responsibility to the Board to petition courts of appeals
for enforcement of Board decisions through litigation.
See 29 U.S.C. § 160(e) (“The Board shall have power to
petition any court of appeals of the United States . . .
for the enforcement” of its decisions and orders). RiethRiley argues that the NLRB must rely on the General
Counsel to effectuate its decisions by seeking enforcement,
13a
Appendix A
because the Board’s independence is tied to the that of
the General Counsel. Without removal protections, RiethRiley maintains that the General Counsel can undermine
the Board’s actions and be put in the impossible position
of serving “two masters” with “conflicting agendas,” i.e.,
the President and the Board. (Pet’r’s Br. 59.)
First, it is the General Counsel’s prosecutorial function
in front of the Board—an authority built into the statutory
framework to which no party objects—that provides the
General Counsel with influence over the issues that the
Board may ultimately petition federal courts to review.
The General Counsel has final authority to issue, and
withdraw, complaints. 29 U.S.C. § 153(d). Thanks to that
prosecutorial authority, the General Counsel determines
what charges the Board will hear and thus what issues
the Board will have an opportunity to decide and seek
enforcement of. The authority to initiate or dismiss
complaints is a purely executive, not judicial, function, Bell,
37 F.4th at 1195-96; it is squarely on the prosecutorial side
of the “prosecutorial versus adjudicatory line,” UFCW,
484 U.S. at 124. Stated otherwise, it is prosecutorial,
i.e., executive authority to bring and drop charges that
empowers the General Counsel; the President properly
has removal authority over officers with such executive
function. See Collins, 594 U.S. at 250-52. The General
Counsel’s purely executive function, moreover, is
detached from the Board’s adjudicatory function and thus
untethered from the Board’s independence.
Second, removal protections would serve only to
insulate the General Counsel’s office from accountability
14a
Appendix A
by removing the President’s at-will removal power, which
is currently the main check on the General Counsel’s
actions. See id. at 252. As explained above, the General
Counsel’s and the Board’s authority are separated “along
a prosecutorial versus adjudicatory line.” UFCW, 484 U.S.
at 124. Removal protections for the General Counsel thus
would not provide the Board with more control over the
office than it already has.
In sum, President Biden lawfully removed former
General Counsel Robb, and the prosecution brought by
then-Acting General Counsel Ohr against Rieth-Riley was
proper. See Aakash, Inc., 58 F.4th at 1104-06 (holding the
President has at-will removal power over NLRB General
Counsel); Exela Enter. Sols., Inc. v. NLRB, 32 F.4th 436,
443-45 (5th Cir. 2022) (same).
B.
“Section 7 of the NLRA guarantees employees
the right ‘to self-organization, to form, join, or assist
labor organizations, to bargain collectively through
representatives of their own choosing,’ and the right to
refrain from those activities.” Hendrickson USA, LLC.,
932 F.3d at 470 (quoting 29 U.S.C. § 157). Section 8 makes
it an unfair labor practice for an employer “to interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed in [Section 7],” including refusing to
bargain collectively in good faith with the representatives
of an employer’s employees. 29 U.S.C. § 158(a)(1), (a)(5).
An employer’s duty to bargain collectively includes
providing, on request, “relevant information needed by
a labor union for the proper performance of its duties
15a
Appendix A
as the employees’ bargaining representative.” Detroit
Edison Co. v. NLRB, 440 U.S. 301, 303, 99 S. Ct. 1123,
59 L. Ed. 2d 333 (1979). “Good faith bargaining requires
full disclosure by the parties of relevant information in
order to produce informed, effective negotiations.” NLRB
v. Goodyear Aerospace Corp., 497 F.2d 747, 751 (6th Cir.
1974) (quotations and citation omitted). “The duty to supply
information under § 8(a)(5) turns upon ‘the circumstances
of the particular case.’” Detroit Edison Co., 440 U.S. at
314 (quoting NLRB v. Truitt Mfg. Co., 351 U.S. 149, 153,
76 S. Ct. 753, 100 L. Ed. 1027 (1956)).
We apply a liberal “discovery type standard,” which
requires only that the requested information be relevant
to the union in its negotiations and helpful in carrying
out its responsibilities. Gen. Motors Corp. v. NLRB, 700
F.2d 1083, 1088 (6th Cir. 1983). “Relevance is broadly
construed, and in the absence of a countervailing interest,
any requested information that has a bearing on the
bargaining process must be disclosed.” U.S. Testing Co.
v. NLRB, 160 F.3d 14, 19, 333 U.S. App. D.C. 84 (D.C. Cir.
1998) (citation omitted).
Bargaining Unit Employee Information. The NLRA
“creates a duty to bargain collectively ‘with respect
to wages, hours, and other terms and conditions of
employment.’” Gen. Motors Corp., 700 F.2d at 1088 (quoting
29 U.S.C. § 158(d)). Bargaining unit employees’ wages,
hours, and conditions of employment are “presumptively
relevant to bargaining issues” and an “employer has a
duty to provide such information on request.” Goodyear
Aerospace Corp., 497 F.2d at 751 (citation omitted).
16a
Appendix A
The bargaining unit employee information that
the Union requested is relevant in two ways. First, it
is presumptively relevant on its face as wage-related
information. Second, it is specifically relevant to the
parties’ negotiations, because wages are an outstanding
issue. Substantial evidence supports the finding that
Rieth-Riley should have understood why the Union
requested this information and that it was obligated to
provide the Union with this “readily available relevant
information.” ASARCO, Inc., Tenn. Mines Div. v. NLRB,
805 F.2d 194, 198 (6th Cir. 1986).
Rieth-Riley’s allegations of bad faith do not alleviate
its burden, as the “good faith” disclosure requirement is
met if “at least one reason for the demand can be justified.”
Country Ford Trucks, Inc. v. NLRB, 229 F.3d 1184, 1192,
343 U.S. App. D.C. 336 (D.C. Cir. 2000) (citing Island Creek
Coal Co., 292 NLRB 480, 489 (1989)). The Union’s demand
was justified by its role as the employee’s bargaining
representative. The requested names, compensation, and
classification information was presumptively relevant, and
the Union was not required to provide further justification.
Rieth-Riley argues, however, that it was unable to
comply because the Union’s information request was
ambiguous. This argument is without merit. In Keauhou
Beach Hotel, the Board established the standard that
“an employer may not simply refuse to comply with an
ambiguous and/or overbroad information request, but
must request clarification and/or comply with the request
to the extent it encompasses necessary and relevant
information.” 298 NLRB 702, 702 (1990) (emphasis added).
17a
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Rieth-Riley contends that the Board modified this same
standard four years later by eliminating the conjunctive
“and/or,” and instead adopting the disjunctive “or”;
specifically, in Pacific Physicians Servs., Inc., the Board
explained that “[i]t is well established that an employer
may not simply refuse to comply with an ambiguous
or overbroad information request, but must request
clarification or comply with the request to the extent
it encompasses necessary and relevant information.”
315 NLRB 108, 108 (1994) (emphasis added). Given this
language, in Rieth-Riley’s view, it met its obligation by
requesting clarification, and it was not required to act
further when the Union allegedly failed to clarify the
definition of part of its request.
It is true that the Board has inconsistently applied
this standard. Indeed, more recent decisions addressing
information request disputes apply both the “and/or”
standard established in Keauhou Beach Hotel and the
“or” disjunctive standard. See e.g., Starbucks Corp. &
Workers United, a/w Serv. Emps. Int’l Union, 373 NLRB
No. 48, 2024 WL 1961075, *2 (May 2, 2024) (applying “and/
or” standard); Superior Protection Inc., 341 NLRB 267,
269 (2004) (applying “or” standard). Which standard is
applicable, however, is irrelevant because negotiations did
not end after Rieth-Riley sought clarification.
There is substantial evidence that the Union
appropriately clarified that “work jurisdiction provisions”
was defined, at a minimum, by Article I of the Road
Agreement. At that point, Rieth-Riley was obligated to
move onto step two and provide the presumptively relevant
18a
Appendix A
employee information the Union indicated it needed to
make wage proposals.1 See Hilton Hotel Employer LLC,
372 NLRB No. 61, at *5 (Feb. 28, 2023) (concluding the
hotel employer had conducted “semantic gamesmanship”
when it refused to provide the union with the requested
information, even after the union clarified because the
totality of the circumstances showed that the union
sought guest feedback information). Further, RiethRiley’s position acts against the purpose of Section 8(a)
(5), which encourages good faith bargaining and sharing
of information. Goodyear Aerospace Corp., 497 F.2d at 751.
In conclusion, there is substantial evidence that the
bargaining unit employee information was presumptively
relevant and was going to be used by the Union to draft
a wage proposal. Once the Union clarified that Article
I of the Road Agreement provided the basic definition
for “work jurisdiction provisions,” Rieth-Riley was, at
1. While the strike was ongoing, there were two petitions
filed for an election to decertify the Union as the bargaining
representative of Rieth-Riley’s operating engineers in Michigan.
Both were dismissed by the General Counsel. In response to the
second petition, Rieth-Riley provided the Union with a voter list
containing the full names, work locations, shifts, job classifications,
contact information, and job category of all eligible voters (i.e.,
whether the employee had returned to work from striking, was a
striker, or was a replacement worker). That the Union already had
access to most of the bargaining unit employee information from
a prior decertification petition does not discharge Rieth-Riley’s
obligation. ASARCO, Inc., 805 F.2d at 198 (explaining that “the
availability of the requested information from another source does
not alter the employer’s duty to provide readily available relevant
information” to the union).
19a
Appendix A
minimum, obligated to provide the presumptively relevant
information to the Union within the boundaries of that
definition.
Subcontracting Percentage Information. Where the
information requested concerns non-unit employees, like
requests for subcontracting information, the Union must
establish relevancy. E.I. DuPont de Nemours & Co. v.
NLRB, 744 F.2d 536, 538 (6th Cir. 1984) (per curiam).
Because subcontracting was at issue in the negotiations,
information about subcontracting is relevant to the Union’s
ability to fulfill its duties as the collective-bargaining
representative for union employees. Cf. Elec. Workers
Loc. 58 Pension Tr. Fund v. Gary’s Elec. Serv. Co., 227
F.3d 646, 654 (6th Cir. 2000) (explaining that a union’s
request for information about enforcement of an existing
agreement with an employer was relevant to the union’s
ability to fulfill its duties); Crozer-Chester Med. Ctr v.
NLRB, 976 F.3d 276, 285-86 (3d Cir. 2020) (finding that
information in an employer’s asset purchase agreement for
sale of employer’s health care network contained relevant
information regarding availability of work, potential for
layoffs and hiring, and whether non-unit employees were
receiving pay and benefits the union may want to negotiate
for union employees). Not only was the information
directly relevant to the Union’s potential subcontracting
counterproposals, but the Union explained that a smaller
percentage of subcontracting would have less impact on
its subcontracting proposal than a larger percentage.
Rieth-Riley argues that negotiations were at an
impasse because the parties had rejected each other’s
20a
Appendix A
proposals and had not held a negotiating session since
September 2019. But “a true impasse” exists “after
good-faith negotiations have exhausted the prospects of
concluding an agreement.” Taylor v. ADT, LLC, No. 226116, 2023 U.S. App. LEXIS 27043, 2023 WL 6601885, at
*4 (6th Cir. Oct. 10, 2023) (quoting United Paperworkers
Int’l Union v. NLRB, 981 F.2d 861, 866 (6th Cir. 1992)
(per curiam)). And here, the record evidence does not
“conclusively point[] to an exhaustion of good faith
negotiations.” 2023 U.S. App. LEXIS 27043, [WL] at *5.
That there had been 10 negotiating sessions without an
agreement is not conclusive as to whether negotiations
had stalled. NLRB v. Newcor Bay City Div. of Newcor,
Inc., 219 F. App’x 390, 396 (6th Cir. 2007) (finding no
impasse where seven bargaining sessions had occurred,
and the union was developing a proposal to meet employer
concerns).
In fact , the Union’s request for in for mation
demonstrated its continuing efforts to develop a
subcontracting proposal. See Kreisberg v. HealthBridge
Mgmt., LLC, 732 F.3d 131, 142 (2d Cir. 2013) (finding no
impasse where “the Union was signaling a willingness to
make concessions” or “compromise”). Further, the Union
indicated in its letter that subcontracting would be much
less of an issue if it comprised only 10% of Rieth-Riley’s
work. This demonstrates that the Union thought an
agreement was potentially reachable—not that the parties
were deadlocked. This is also evidence that the Union had
potentially departed from its position that the Union would
“die on the vine” when it came to subcontracting. Finally,
even if we assumed the parties were at a negotiation
21a
Appendix A
impasse, Rieth-Riley’s failure to provide the information
would not help to break the impasse; in fact, it would
prolong it. That behavior should not be rewarded. Given
the above, substantial evidence supported the ALJ’s
conclusion that the negotiations were on hiatus, not at an
impasse.
Rieth-Riley also argues that the subcontracting
information is confidential. A union’s interest in relevant
information must accommodate privacy concerns. Detroit
Edison Co., 440 U.S. at 318-20 (holding that a union’s
request for employee aptitude tests was relevant to its
claim, but employer’s interest in preserving confidentiality
was also legitimate, and disclosing the information only
upon the employee’s written consent was a reasonable
accommodation). Employers, however, must propose a
way to release the information that accommodates its
concerns, such as placing restrictions on the use of the
information while still meeting its bargaining obligations.
See, e.g., E. Tenn. Baptist Hosp. v. NLRB, 6 F.3d 1139, 1144
(6th Cir. 1993) (reversing Board decision where hospital
employer offered reasonable alternatives to union request
for wage and attendance information that protected the
confidentiality of non-union employees). The onus is placed
on the employer because it can propose “how best [to]
respond to a union[‘s] [information] request.” U.S. Testing
Co., 160 F.3d at 21.
As the ALJ explained, redacting the subcontractors’
names and addresses was one way to address RiethRiley’s concerns, but Rieth-Riley never proposed that as
a reasonable accommodation. Nor did it ask the Union to
22a
Appendix A
keep the information confidential. Therefore, substantial
evidence supports the conclusion the Rieth-Riley failed
to meet its burden in asserting this defense and that the
NLRA compelled disclosure of this information.
C.
The original complaint issued on behalf of Rieth-Riley
against the Union by the General Counsel on July 30, 2020,
alleged 10 instances of picket line misconduct, pursuant
to Section 8(b)(1)(A) of the NLRA. On March 3, 2021, the
General Counsel withdrew nine of the allegations, leaving
only the allegations concerning the incident between
Feighner and Grinstern. Then-Acting General Counsel
Ohr denied Rieth-Riley’s appeal of the withdrawal of the
misconduct allegations. 2
The Board affirmed the ALJ’s conclusion that
Feighner’s assault on Grinstern was an unfair labor
practice because a union may not restrain or coerce
2. On May 14, 2021, Rieth-Riley filed a complaint for declaratory
judgment in the United States District Court for the Western District
of Michigan, alleging the withdrawal of the nine allegations was
invalid because: (1) it violated the Board’s rules on appeals to the
General Counsel; and (2) Ohr was not a valid Acting General Counsel
because General Counsel Robb’s firing was unlawful. On June 21,
2024, the district court granted the General Counsel’s motion to
dismiss the complaint, finding it lacked subject-matter jurisdiction
because the General Counsel’s decision to withdraw portions of the
complaint “unquestionably constitute[d] an exercise of prosecutorial
discretion that Congress shielded from judicial review.” Rieth-Riley
Construction Co. v. Kerwin et al., R. 26, No. 1:21-cv-407, 2024 U.S.
Dist. LEXIS 109663, *15 (W.D. Mich. June 21, 2024).
23a
Appendix A
employees in the exercise of their rights. See 29 U.S.C.
§ 158(b)(1)(A). The Board also concluded that the ALJ need
not find a separate violation occurred when Feighner spit
on another driver because the remedial notice to the Union
already banned spitting. Finally, the Board concluded that
the ALJ did not err by not ruling on allegations of picket
line misconduct that were not included in the complaint.
On appeal, Rieth-Riley challenges the Board’s decision
not to reach 42 of the 44 picket misconduct allegations
raised at the hearing. Rieth-Riley also argues the Board
erred when it concluded that it need not find additional
violations because the remedial notice regarding the
assault violation was sufficient to apprise picketers of their
other unlawful conduct based on the limited allegations
in the complaint.
The General Counsel has “final authority” regarding
the filing, investigation, and prosecution of unfair labor
practice complaints. 29 U.S.C. § 153(d). Therefore,
“Congress has delegated to the Office of the General
Counsel ‘on behalf of the Board’ the unreviewable
authority to determine whether a complaint shall be
filed.” NLRB v. Sears, Roebuck & Co., 421 U.S. 132, 138,
95 S. Ct. 1504, 44 L. Ed. 2d 29 (1975); McGlone v. Cintas
Corp., 35 F.3d 566, *4 [published in full-text format at 1994
U.S. App. LEXIS 24588] (6th Cir. 1994) (table) (citation
omitted) (explaining a “General Counsel’s refusal to issue
a complaint is within his prosecutorial discretion and the
courts are without jurisdiction to review that discretionary
act”). The General Counsel also has the discretion to
withdraw a complaint. UFCW, 484 U.S. at 126. While
24a
Appendix A
final orders of the Board are judicially reviewable under
Section 10(f) of the NLRA, the statute provides for no such
review of General Counsel decisions. 29 U.S.C. § 160(f); cf.
UFCW, 484 U.S. at 130 (explaining that “since respondent
concedes that the General Counsel’s decision not to file a
complaint is not reviewable under § 10(f), we perceive no
merit or logic in the argument that a settlement decision
of the General Counsel may be”). Because the decision not
to prosecute certain allegations was within the General
Counsel’s prosecutorial discretion, it cannot be reviewed
by this court under the NLRA.
Rieth-Riley’s other picket line misconduct allegations
were not fully litigated before the ALJ, and those claims
are therefore not reviewable by the Board and this court.
Whether an issue has been fully litigated is best illustrated
in the preclusion context. “An administrative board acts
in a judicial capacity when it hears evidence, gives the
parties an opportunity to brief and argue their versions
of the facts, and the parties are given an opportunity
to seek court review of any adverse findings.” Herrera
v. Churchill McGee, LLC, 680 F.3d 539, 547 (6th Cir.
2012) (quoting Nelson v. Jefferson County, 863 F.2d 18,
19 (6th Cir. 1988)). In Herrera, we gave preclusive effect
to a county administrative decision in the later federal
court proceedings because the plaintiff was given a full
and fair opportunity to litigate his claim through prior
administrative proceedings by presenting evidence and
seeking judicial review of the administrative decision. Id.
at 547-50.
While Rieth-Riley presented evidence of other
misconduct violations, the ALJ concluded most of that
25a
Appendix A
evidence was hearsay, and allowed it only as evidence
of state-of-mind under Federal Rule of Evidence 803(3).
Further, the ALJ unequivocally stated that those other
incidents of misconduct were not alleged in the complaint,
and the evidence was not presented for the truth of the
matter asserted, but instead to support Rieth-Riley’s
affirmative defense that the Union would use the
requested employee and subcontracting information
improperly. Also, the Union and General Counsel did not
present rebuttal evidence.
“Evidence without a supporting allegation cannot
serve as the basis of a determination of an unfair labor
practice.” Montgomery Ward & Co. v. NLRB, 385 F.2d
760, 763 (8th Cir. 1967). Typically, “[t]he Board may
not make findings or order remedies on violations not
charged in the General Counsel’s complaint or litigated
in the subsequent hearing” and “[e]ven where the record
contains evidence supporting a remedial order, the court
will not grant enforcement in the absence of either a
supporting allegation in the complaint or a meaningful
opportunity to litigate the underlying issue in the hearing
itself.” NLRB v. Blake Constr. Co., 663 F.2d 272, 279, 214
U.S. App. D.C. 95 (D.C. Cir. 1981). This approach is in
line with due process expectations and avoids forcing this
court to make decisions on an incomplete record. Contra
Action Auto Stores Inc., 298 NLRB 875, 876 n.2 (1990),
enfd. 951 F.2d 349 (6th Cir. 1991) (table) (per curiam) (“It
is well established that the Board may find a violation not
alleged in the complaint if the matter is related to other
violations alleged in the complaint, is fully and fairly
litigated , and no prejudice to the respondent has been
alleged or established.”) (emphasis added). Given the
26a
Appendix A
limited purpose of the evidence presented and that the
misconduct was not alleged in the complaint, we cannot
fairly conclude that both parties were provided with “an
opportunity to brief and argue their versions of the facts.”
Herrera, 680 F.3d at 547.
Finally, the ALJ’s notice remedy, as affirmed by the
Board, was sufficient to apprise the Union of the unlawful
conduct alleged in the complaint. At the time of the
hearing, the only remaining allegation in the complaint
was that Feighner “inflicted injury upon [Grinstern] by
striking [him] with a picket sign.” (Misconduct Compl.,
Admin R., PageID 1756.) Again, this court must defer to
the General Counsel’s prosecutorial discretion to pursue
only one incident of misconduct. See Sears, Roebuck & Co.,
421 U.S. at 138. Although Rieth-Riley presented testimony
that Feighner also blocked the facility driveway, damaged
vehicles, and seized Grinstern’s personal property, the
ALJ was not tasked with making a finding as to those
actions. The complaint was limited to Feighner striking
Grinstern with a picket sign. Therefore, the notice
sufficiently warned striking members that they could not
“[p]hysically assault[] individuals, by hitting them with
picket signs or spitting in their face” because it violated
Section 8(b)(1)(A) of the NLRA. (Board Decision & Ord.,
PageID 2477.)
IV.
For the foregoing reasons, we DENY Rieth-Riley’s
petition for review and GRANT the NLRB’s crossapplication for enforcement of its order in full.
27a
Appendix B OF THE UNITED
APPENDIX B — JUDGMENT
STATES COURT OF APPEALS FOR THE SIXTH
CIRCUIT, FILED AUGUST 14, 2024
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 23-1899/1946
RIETH-RILEY CONSTRUCTION CO., INC.,
Petitioner/Cross-Respondent,
v.
NATIONAL LABOR RELATIONS BOARD,
Respondent/Cross-Petitioner.
Before: MOORE, COLE, and MATHIS, Circuit Judges.
JUDGMENT
THIS MATTER came before the court upon RiethRiley Construction Co., Inc.’s petition for review of an
order of the National Labor Relations Board and the
Board’s cross-application for enforcement.
UPON FULL REVIEW of the record and the briefs
and arguments of counsel,
IT IS ORDERED that the petition for review is
DENIED and the cross-application for enforcement is
GRANTED.
28a
Appendix B
ENTERED BY ORDER OF THE COURT
/s/ Kelly L. Stephens
Kelly L. Stephens, Clerk
29a
C
APPENDIX CAppendix
— DECISIONS
OF THE
NATIONAL LABOR RELATIONS BOARD,
FILED DECEMBER 15, 2023
Rieth-Riley Construction Co., Inc. and.
Local 324, International Union of Operating
Engineers (IUOE), AFL–CIO. Cases 07–CA–261954;
07–CA–269365; and 07–CB–247398
September 28, 2023
DECISION AND ORDER
By Chairman Mcferran and Members Kaplan And
Prouty
On July 18, 2022, Administrative Law Judge Charles
J. Muhl issued the attached decision. The General
Counsel, Respondent Rieth-Riley, and the Respondent
Union filed exceptions and supporting briefs. The General
Counsel, Respondent Rieth-Riley, and the Respondent
Union each filed answering briefs and reply briefs.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member panel.
30a
Appendix C
The Board has considered the decision and the record in
light of the exceptions1 and briefs and has decided to affirm the
judge’s rulings, findings, 2 and conclusions3 and to adopt the
1. On exception, Respondent Rieth-Riley argues that the
removal from office of then-General Counsel Peter Robb by
President Biden renders the complaint in this case invalid. We have
determined that such challenges to the authority of the Board’s
General Counsel based upon the President’s removal of former
General Counsel Robb have no legal basis. See Aakash, Inc. d/b/a
Park Cent. Care & Rehab. Ctr., 371 NLRB No. 46, slip op. at 1
(2021) (finding that superseding Supreme Court decision resolved
claim that President’s removal of General Counsel violated Sec.
3(d)), enfd. 58 F.4th 1099, 1103-1105 (9th Cir. 2023); see also
Exela Enterprise Solutions v. NLRB, 32 F. 4th 436 (5th Cir. 2022)
(holding that the Act “does not provide tenure protections to the
General Counsel of the Board” and that President Biden therefore
lawfully removed former General Counsel Robb without cause).
Member Kaplan acknowledges and applies Aakash as Board
precedent, although he expressed disagreement there with the
Board’s approach and would have adhered to the position the
Board adopted in National Assoc. of Broadcast Employees and
Technicians--The Broadcasting and Cable Television Workers
Sector of the CWA, AFL–CIO, Local 51, 370 NLRB No. 114, slip
op. at 2 (2021). See Aakash, 371 NLRB No. 46, slip op. at 4–5
(Members Kaplan and Ring, concurring).
2. The Respondent Union and Respondent Rieth-Riley have
excepted to some of the judge’s credibility findings. The Board’s
established policy is not to overrule an administrative law judge’s
credibility resolutions unless the clear preponderance of all the
relevant evidence convinces us that they are incorrect. Standard
Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951). We have carefully examined the record and find no basis
for reversing the findings.
3. We agree with the judge, for the reasons he states, that
Respondent Rieth-Riley violated Sec. 8(a)(5) by failing and refusing
31a
Appendix C
to provide the Union with relevant information requested by the
Union on June 1, 2020, related to “the percentage of work covered
by the expired 2013- 2018 MITA/IUOE 324 Road Agreement that
has been subcontracted” by the Respondent, and by failing and
refusing to provide the Union with relevant information requested
by the Union on November 3, 2020, related to employees’ terms and
conditions of employment. Member Kaplan emphasizes that, based
on its wording, the June 1, 2020 request requires the Respondent
to provide documents indicating the overall percentage of work
subcontracted under the Road Agreement; should the Union
seek any information beyond documents indicating that overall
percentage, it would need to make a separate request.
In addition, we affirm the judge’s finding that the Respondent
Union violated Sec. 8(b)(1)(A) by striking employee Michael
Feighner’s assault on third-party driver Karl Grinstern. In
affirming this finding, Member Kaplan would not rely on the
portion of the judge’s analysis applying Clear Pine Mouldings,
268 NLRB 1044 (1984).
The judge also found that Feighner spit on another driver but
declined to find a violation because the allegation was not included
in the General Counsel’s complaint. Even if an allegation related
to this incident was closely related to the complaint allegation and
fully litigated, see, e.g., Pergament United Sales, 296 NLRB 333,
334 (1989), we would find it unnecessary to pass on the allegation
as any finding of a violation would not affect the remedy. See, e.g.,
Raymond F. Kravis Center for Performing Arts, 351 NLRB 143,
145 (2007), enfd. 550 F.3d 1183 (D.C. Cir. 2008).
We also find no merit to Respondent Rieth-Riley’s arguments
that the judge erred in failing to find that numerous additional acts
of picket line misconduct not alleged in the complaint violated the
Act. It is well settled that a charging party cannot enlarge upon or
change the General Counsel’s theory of a case. See Hobby Lobby
Stores, Inc., 367 NLRB No. 78, slip op. at 1, fn. 3 (2019).
32a
Appendix C
recommended Order as modified and set forth in full below.4
Amended Conclusions of Law
1. Substitute the following for paragraph 4. “4. RiethRiley violated Section 8(a)(5) and (1) by refusing to provide
the Union with documents indicating the percentage
of work covered by the expired Road Agreement that
had been subcontracted as requested by the Union on
June 1, 2020, and information about employees’ terms
and conditions of employment requested on November
3, 2020, that are relevant and necessary to the Union’s
performance of its functions as the exclusive collectivebargaining representative of employees in the abovedescribed, appropriate unit.”
4. We have amended the judge’s conclusions of law to conform
with his unfair labor practice findings, specifically limiting
the violation concerning the June 1, 2020 information request
to documents indicating the percentage of work that had been
subcontracted. We shall modify the judge’s recommended Order
to conform to the Board’s standard remedial language and in
accordance with our decision in Paragon Systems Inc., 371 NLRB
No. 104, slip op. at 3 (2022), and we shall substitute new notices to
conform to the Order as modified. Member Kaplan acknowledges
and applies Paragon Systems as Board precedent, although he
expressed disagreement there with the Board’s approach and
would have adhered to the position the Board adopted in Danbury
Ambulance Service, Inc., 369 NLRB No. 68 (2020).
We also decline to order an affirmative bargaining order, as
requested by the General Counsel and the Union, because we find
the traditional remedies are sufficient to remedy the unfair labor
practices committed by Respondent Rieth-Riley in this case, i.e.,
unlawfully refusing to provide requested relevant information.
33a
Appendix C
ORDER
A. The National Labor Relations Board orders that the
Respondent, Rieth-Riley Construction Co., Inc., Goshen,
Indiana, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to bargain collectively with Local 324,
International Union of Operating Engineers, AFL–CIO
(the Union) by failing and refusing to furnish it with
requested information that is relevant and necessary to
the Union’s performance of its functions as the collective
bargaining representative of the Respondent’s unit
employees.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Furnish to the Union in a timely manner the
information requested by the Union on June 1, 2020,
concerning documents indicating the percentage of work
covered by the expired 2013–2018 Road Agreement that
was subcontracted from June 1, 2016, to June 1, 2020.
(b) Furnish to the Union in a timely manner the
information requested by the Union on November 3, 2020.
34a
Appendix C
(c) Post at its Goshen, Indiana facility and all of its
facilities in the State of Michigan copies of the attached
notice marked “Appendix A.”5 Copies of the notice, on
forms provided by the Regional Director for Region
7, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous places,
including all places where notices to employees are
customarily posted. Reasonable steps shall be taken by
the Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In addition
to physical posting of paper notices, the notices shall be
distributed electronically, such as by email, posting on
5. If the facilities involved in these proceedings are open
and staffed by a substantial complement of employees, the notice
must be posted within 14 days after service by the Region. If the
facilities involved in these proceedings are closed or not staffed
by a substantial complement of employees due to the Coronavirus
Disease 2019 (COVID-19) pandemic, the notice must be posted
within 14 days after the facilities reopen and a substantial
complement of employees have returned to work. If, while closed
or not staffed by a substantial complement of employees due to the
pandemic, the Respondent is communicating with its employees by
electronic means, the notice must also be posted by such electronic
means within 14 days after service by the Region. If the notice
to be physically posted was posted electronically more than 60
days before physical posting of the notice, the notice shall state
at the bottom that “This notice is the same notice previously [sent
or posted] electronically on [date].” If this Order is enforced by
a judgment of a United States court of appeals, the words in the
notice reading “Posted by Order of the National Labor Relations
Board” shall read “Posted Pursuant to a Judgment of the United
States Court of Appeals Enforcing an Order of the National Labor
Relations Board.”
35a
Appendix C
an intranet or an internet site, and/or other electronic
means, if the Respondent customarily communicates
with its employees by such means. If the Respondent
has gone out of business or closed the facility involved
in these proceedings, the Respondent shall duplicate
and mail, at its own expense, a copy of the notice to all
current employees and former employees employed by the
Respondent at any time since June 1, 2020.
(d) Within 21 days after service by the Region, file with
the Regional Director for Region 7 a sworn certification
of a responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to
comply.
B. The National Labor Relations Board orders that the
Respondent, Local 324, International Union of Operating
Engineers (IUOE), AFL-CIO, Broomfield Township,
Michigan, its officers, agents, and representatives, shall
1. Cease and desist from
(a) Physically assaulting individuals, by hitting them
with picket signs or spitting in their face, in the presence
of employees on a picket line.
(b) In any like or related manner restraining
or coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
36a
Appendix C
(a) Post at its Broomfield Township, Michigan union
office copies of the attached notice marked “Appendix
B.” 6 Copies of the notice, on forms provided by the
Regional Director for Region 7, after being signed by the
Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive days
in conspicuous places, including all places where notices
to employees and members are customarily posted. In
addition to physical posting of paper notices, notices shall
be distributed electronically, such as by email, posting
on an intranet or an internet site, and/or other electronic
means, if the Respondent customarily communicates with
6. If the Respondent’s office and meeting places are open
and accessible to a substantial complement of employees and
members, the notice must be posted within 14 days after service
by the Region. If the office and meeting places involved in
these proceedings are closed or not accessible by a substantial
complement of employees and members due to the Coronavirus
Disease 2019 (COVID-19) pandemic, the notice must be posted
within 14 days after the office and meeting places reopen and are
accessible by a substantial complement of employees and members.
If, while closed or not accessible by a substantial complement of
employees and members due to the pandemic, the Respondent is
communicating with employees and members by electronic means,
the notice must also be posted by such electronic means within
14 days after service by the Region. If the notice to be physically
posted was posted electronically more than 60 days before physical
posting of the notice, the notice shall state at the bottom that “This
notice is the same notice previously [sent or posted] electronically
on [date].” If this Order is enforced by a judgment of a United
States court of appeals, the words in the notice reading “Posted by
Order of the National Labor Relations Board” shall read “Posted
Pursuant to a Judgment of the United States Court of Appeals
Enforcing an Order of the National Labor Relations Board.”
37a
Appendix C
its members by such means. Reasonable steps shall be
taken by the Respondent to ensure that the notices are
not altered, defaced, or covered by any other material.
(b) Within 21 days after service by the Region,
file with the Regional Director for Region 7 a sworn
certification of a responsible official on a form provided
by the Region attesting to the steps that the Respondent
has taken to comply.
Dated, Washington, D.C. September 28, 2023
Lauren McFerran,
Chairman
Marvin E. Kaplan,
Member
David M. Prouty,
Member
(SEAL)
National Labor Relations Board
APPENDIX A
Notice To Employees
Posted by Order of the
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
38a
Appendix C
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your
behalf
Act together with other employees for your benefit
and protection
Choose not to engage in any of these protected
activities.
We will not refuse to bargain collectively with Local
324, International Union of Operating Engineers, AFL–
CIO (the Union) by failing and refusing to furnish it with
requested information that is relevant and necessary to
the Union’s performance of its functions as the collectivebargaining representative of our unit employees.
We will not in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
We will furnish to the Union in a timely manner
the information requested by the Union on June 1, 2020,
concerning documents indicating the percentage of work
covered by the expired 2013–2018 Road Agreement that
was subcontracted from June 1, 2016, to June 1, 2020.
We will furnish to the Union in a timely manner the
information requested by the Union on November 3, 2020.
39a
Appendix C
Rieth-Riley Construction Co., Inc.
The Board’s decision can be found at https://www.
nlrb.gov/case/07-CA-261954 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E., Washington, D.C. 20570,
or by calling (202) 273-1940.
APPENDIX B
Notice To Employees and Members
Posted by Order of the
National Labor Relations Board
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
40a
Appendix C
Choose representatives to bargain on your behalf
with your employer
Act together with other employees for your benefit
and protection
Choose not to engage in any of these protected
activities.
We will not physically assault individuals, by hitting
them with picket signs or spitting in their face, in the
presence of employees on a picket line.
We will not in any like or related manner restrain
or coerce you in the exercise of the rights listed above.
LOCAL 324, INTERNATIONAL UNION
OF OPERATING ENGINEERS (IUOE), AFL–CIO
The Board’s decision can be found at https://www.
nlrb.gov/case/07-CA-261954 or by using the QR code
below. Alternatively, you can obtain a copy of the decision
from the Executive Secretary, National Labor Relations
Board, 1015 Half Street, S.E. Washington, D.C. 20570, or
by calling (202) 273-1940.
41a
Appendix C
DECISION
Charles J. Muhl, Administrative Law Judge. This
is the second unfair labor practice case arising out of
a collective bargaining relationship gone bad between
Rieth-Riley Construction Co., Inc. and Local 324 of the
International Union of Operating Engineers. The General
Counsel’s complaint in Cases 07–CA–261954 and 07–CA–
269365 alleges that Rieth-Riley refused on two occasions
to provide the Union with requested, relevant information.
The first request sought the percentage of work that
Rieth-Riley subcontracted over a 4-year period. The
second request sought the names, job classifications, and
compensation, both wages and benefits, of bargaining unit
employees. The General Counsel’s complaint in Case 07–
CB–247398 alleges that, during the Union’s ongoing strike
against Rieth-Riley, one of its picketers inflicted injury
upon a non-striking employee at Rieth-Riley’s asphalt
plant in Lansing, Michigan by hitting that employee with
a picket sign. Why this odd pairing of cases? To defend
against the refusal to-provide-information allegations,
Rieth-Riley principally claims that it was justified in not
providing the information based on a clear and present
danger that the Union would misuse it to harass nonstriking employees and subcontractors. I conclude that
Rieth-Riley’s refusals to provide information were not
justified and violated Section 8(a)(5) and (1). I also find
that the picketer’s hitting of the non-striking employee
with a picket sign, for which the Union is culpable, violated
Section 8(b)(1)(A).1
1. On July 30, 2020, the General Counsel, through the
Regional Director for Region 7 of the National Labor Relations
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For 9 days during June, September, and October 2021,
by videoconference, I conducted a trial on the General
Counsel’s complaints. On December 21, 2021, the General
Counsel, the Union, and Rieth-Riley filed posthearing
briefs. On the entire record and after carefully considering
those briefs, I make the following findings of fact and
conclusions of law. 2
Board (the Board), issued a complaint in Case 07–CB–247398
against the Union. The complaint was premised upon an unfair
labor practice charge filed by Rieth-Riley on August 29, 2019.
On August 13, 2020, the Union filed an answer to the complaint
denying the substantive allegations. On September 24, 2020,
the General Counsel issued a complaint in Case 07–CA–261954
against Rieth-Riley. The complaint was premised on a charge
filed by the Union on June 18, 2020. On October 7, 2020, RiethRiley filed an answer to the complaint denying the substantive
allegations and asserting numerous affirmative defenses. On
December 14, 2020, Rieth-Riley filed a motion to consolidate
Cases 07–CB–247398 and 07–CA–261954 for hearing, which the
General Counsel and the Union opposed. On February 5, 2021,
the General Counsel issued a complaint in Case 07–CA–269365
against Rieth-Riley. The complaint was premised on a charge filed
by the Union on November 23, 2020. Contemporaneously with
issuing the complaint, the Regional Director also ordered Cases
07–CA–261954 and 07–CA–269365 consolidated for hearing. Via
order dated February 8, 2021, I granted Rieth-Riley’s motion
to consolidate Cases 07–CB–247398 and 07–CA–261954, which
effectively resulted in all three cases being consolidated for
hearing. On February 19, 2021, Rieth-Riley filed an answer to
the consolidated complaint in Cases 07–CA–261954 and 07–
CA–269365, denying the substantive allegations and asserting
numerous affirmative defenses.
2. In order to aid review, I have included citations to the
record in my findings of fact. The citations are not necessarily
exclusive or exhaustive. My findings and conclusions are based
on my review and consideration of the entire record. In assessing
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Findings of Fact3
I.
Background
Rieth-Riley Construction Co., Inc. (Rieth-Riley or
the Company) is a heavy highway construction contractor
which performs asphalt paving and other road construction
work throughout Michigan. The company’s headquarters
is in Goshen, Indiana. Since 2009, Keith Rose has been
Rieth-Riley’s president and, in 2011, he also became its
chief executive officer. Local 324, International Union of
Operating Engineers, AFL–CIO (IUOE Local 324 or the
Union) represents over 14,000 employees/union members
at road construction contractors throughout the State
of Michigan. Since May 2016, Ken Dombrow has been
witnesses’ credibility, I have considered their demeanors, the
context of the testimony, the quality of their recollections,
testimonial consistency, the presence or absence of corroboration,
the weight of the respective evidence, established or admitted
facts, inherent probabilities, and reasonable inferences that may
be drawn from the record as a whole. See Double D Construction
Group, 339 NLRB 303, 305 (2003); Daikichi Sushi, 335 NLRB
622, 623 (2001) (citing Shen Automotive Dealership Group, 321
NLRB 586, 589 (1996)), enfd. sub nom. 56 Fed.Appx. 516 (D.C. Cir.
2003). Where needed, I discuss specific credibility resolutions in
my findings of fact
3. At the hearing, I granted the General Counsel’s unopposed
motion to admit the transcripts and exhibits from the first unfair
labor practice case involving Rieth-Riley and the Union (RiethRiley 1) in this case for the purpose of efficiency. (Tr. 15.) The lead
case number in Rieth-Riley 1 is 07–CA–234085. Any citations to
the Rieth-Riley 1 transcript or exhibits in this decision will contain
a “RR1” designation. Other transcript and exhibit citations are
to those in this case.
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the Union’s president. Since September 2012, Douglas
Stockwell has been the Union’s business manager. The
last collective-bargaining agreement between Rieth-Riley
and the Union covering highway and road construction in
Michigan ran from March 19, 2013, to May 31, 2018 (the
road agreement). Rieth-Riley and the Union have been
negotiating a successor contract since November 2018,
but have not reached an agreement.4
II. The August 13, 2019 Picket Line Altercation
On July 31, 2019, as contract negotiations were
ongoing, the Union went on strike against Rieth-Riley.5
Thereafter, the Union set up picket lines at 10 or more
Rieth-Riley facilities throughout the State of Michigan.
Picketing continued until mid-November, when the
construction season ended in Michigan.
4. The expired road agreement was between the Union and
the Michigan Infrastructure and Transportation Association,
Inc. (MITA), a multiemployer bargaining association. RiethRiley designated MITA as its bargaining representative for the
negotiations resulting in that contract. Current negotiations
between Rieth-Riley and the Union are being done on an
individual, not multiemployer, basis.
In its answer to the consolidated complaint in Cases 07–CA–
261954 and 07–CA–269365, Rieth-Riley admitted, and I so find,
that the Board has jurisdiction in these cases and it is a Sec. 2(2),
(6), and 7 employer. It also admitted, and I so find, that the Union
is a Sec. 2(5) labor organization. In its answer to the complaint in
Case 07–CB–247398, the Union admitted the same things.
5. All dates hereinafter are in 2019, unless otherwise
indicated.
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One of the Rieth-Riley facilities where the Union
picketed was an asphalt plant in Lansing (the Lansing
facility), where asphalt is loaded onto trucks for transport
to road construction jobs. The Lansing facility has a
driveway entrance to the south of the facility and a
driveway exit to the north. The exit is approximately 20
feet wide. The posted speed limit inside the facility is 5
miles per hour. Both driveways can be accessed via Creyts
Road, an adjacent four-lane road which also has a turn
lane and a 55 mile-per-hour speed limit. At the Lansing
facility, about 25 to 30 Rieth-Riley employees went on
strike. The Union told striking employees to report to
their work facility on the first day of the strike and picket
there. The picketing occurred daily from 7 a.m. to 5 p.m.
At the beginning of the strike, Union Representatives
Ryan Doom and Zane Hubbard spoke to Michael Feighner,
a striking Rieth-Riley employee, about picketing. Doom
said the picketers needed to conduct themselves in a
professional way and to let vehicles in and out. Doom also
stated that the Union did not want any problems that
would end up in court. Hubbard similarly told Feighner
just to let vehicles in and out and not hold them up, as well
as not to touch the trucks.6
On August 13, the Union assigned picketers to both
driveways of the Lansing facility. At the north driveway,
the picketers were Feighner; Robert Nevins, another
Rieth-Riley employee who was on strike at the time; and
a third unidentified individual.7 Union Representative
6. GC Exh. 2; Tr. 29, 32, 36–37, 144, 249–251, 681.
7. It appears that a third picketer was present at the north
driveway on that date. (Tr. 178.) However, the record does not
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Ronald Heurtebise was stationed at the south driveway
that day with two to four other picketers. At approximately
1 p.m., truckdrivers Karl Grinstern and Chad Feibig
arrived at the facility to pick up loads of asphalt. At the
time, Grinstern and Feibig were employees of McKerney
Asphalt and Sealing. Grinstern arrived through the south
entrance, had his truck loaded with asphalt, and proceeded
to the north driveway to exit the facility. Grinstern’s
loaded truck weighed anywhere from 80,000 to 160,000
pounds.
As Feighner and Nevins walked the picket line
back and forth across the driveway, Feighner observed
Grinstern’s truck approaching the exit at approximately 3
to 4 miles per hour. That was a faster-than-normal speed
compared with other vehicles leaving the facility that day.
Feighner attempted to finish crossing the driveway to a
clear location but, before he could do so, the truck hit the
left side of Feighner’s body with the headlight area of the
driver’s side of the truck. The impact spun Feighner around
and caused his footing to slip. Feighner walked to the
driver’s side door, during which he jabbed the truck with
his picket sign. When he got to the door, he held his picket
sign up to Grinstern’s window right near Grinstern’s face.
Feighner said to Grinstern, “Hey, stupid, you just hit me
with your fucking truck.” Grinstern, who had his window
down, giggled at Feighner. That prompted Feigner to yell,
“You find that funny? I don’t find that funny. You could
have fucking run me over.” Feigner then jabbed Grinstern
establish who the picketer was or any involvement of the picketer
in the material events in this case.
47a
Appendix C
in the arm with the picket sign stick approximately 6
to 8 times, causing visible injuries. At some point while
being jabbed, Grinstern pulled the paper off the picket
sign and into his truck. He ultimately grabbed the picket
sign stick and took that inside his truck as well. Feighner
then opened the driver’s side door. The two went back and
forth a couple of times opening and closing the door. Then
Feighner took the keys out of the ignition and Grinstern
got out of the truck. The two were standing face-to-face.
Feighner yelled at Grinstern that he could have Grinstern
arrested for attempting to murder him with a vehicle. He
also told him to “slow the fuck down.” Feighner spit in
Grinstern’s face as he yelled. Grinstern told Feighner to
give him his keys back or they were “going to have some
serious problems.” Grinstern then took his keys back from
Feighner. Union Representative Heurtebise walked over
to the north driveway upon hearing the yelling and got
between Grinstern and Feighner. Grinstern returned
to his truck, started it, and exited the facility. After
Grinstern left, Heurtebise suggested to Feighner that he
go home for the day. The Union paid Feighner for picketing
and did not discipline him for his conduct that day.
At the hearing, both Feighner (Tr. 138–140, 142,
145, 150–151, 155–156, 158–159, 165–166, 262–263; GC
Exh. 5) and Grinstern (Tr. 36–41, 69, 72–74, 97) testified
concerning their altercation. Nevins (Tr. 227–231, 254–
255) and Feibig (Tr. 108–109, 113–114) testified concerning
what they observed of the altercation. Heurtebise
testified about his intervention at the scene at the end
of the altercation. (Tr. 172–173, 176–179.) Feighner’s and
Grinstern’s testimony largely was consistent. Despite the
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consistency, three critical conflicts required credibility
determinations to reach the above findings of fact.
The most imperative conflict was whether Feighner
repeatedly jabbed Grinstern’s arm with his picket sign, as
Grinstern and Feibig testified, or just held it at Grinstern’s
face, as Feighner and Nevins testified. I credit the
testimony of Grinstern and Feibig on this question and
find that Feighner did repeatedly jab Grinstern. Feigner
testified that he sustained injuries from the altercation,
including to his left arm from being jabbed and to one of
his fingers which he pressed into a staple when grabbing
the picket sign stick. Both the General Counsel and RiethRiley also entered into evidence contemporaneous pictures
of Grinstern’s arm, which was bruised and had blood
spots. (GC Exhs. 3, 4; RR Exhs. 2–3, 25.) That evidence
corroborates Grinstern’s testimony. In contrast, Feigner
testified that he did not strike Grinstern with the sign
and that Grinstern grabbed the picket sign from him
without any struggle. The Union has no answer, because
none exists, for how Grinstern’s arm could be bloodied if
that was all that happened. The Union’s suggestion that
Grinstern injured himself when he and Feighner struggled
over the sign misses the mark, because Feighner himself
did not testify that any such struggle occurred.
The next conflict in testimony between Feighner and
Grinstern was where Grinstern’s truck hit Feighner. On
that question, I credit Feighner’s testimony that Grinstern
hit Feighner with the headlight area on the driver’s
side of the truck. (Tr. 138–139.) Grinstern contended
that Feighner intentionally walked into the side of his
49a
Appendix C
truck without any instigation. However, Feibig saw the
altercation between Feighner and Grinstern at the driver’s
side door, but testified that he did not see any contact
between Grinstern’s truck and Feighner. (Tr. 117.) Feibig
would have seen it if the contact occurred as Grinstern
claimed. Moreover, when Grinstern was pressed during
cross-examination concerning whether the contact was at
the front, not the side of his truck, Grinstern ultimately
agreed to the former. Before doing so, his responses to
an uncomplicated question (where Feighner came into
contact with the truck) repeatedly were unclear and his
demeanor when so testifying appeared untrustworthy.
The final conflict is how fast Grinstern was driving
when he struck Feighner. I credit Feighner’s testimony
that Grinstern’s truck was going 3 to 4 miles per hour
when it struck him, not moving at a crawl or slower
than walking as Grinstern claimed. (Tr. 38, 139.)
Feighner’s angry reaction to Grinstern’s truck hitting
him is indicative of Grinstern driving too fast under
the circumstances. Feighner stated that he got in the
altercation with Grinstern because he got “run . . . over”
with a “loaded dump truck,” and that he was “outraged”
at what happened. (Tr. 144–145, 148–149.) Feighner’s
conduct would be an overreaction if he merely was tapped
by a truck that was proceeding at a speed of crawling or
less than walking.
Accordingly, as detailed above, I find that Grinstern
hit Feighner with the front of his truck going at a rate of
speed between 3 and 4 miles per hour. I also find that, in
response to being struck by the truck, Feighner jabbed
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Grinstern with his picket sign a total of 6 to 8 times,
thereby injuring him, and also spit in Grinstern’s face. 8
8. Later on the same day of the altercation, Grinstern
reported it to the Eagle County Sheriff’s Department and he and
Feibig met with two police officers at the Rieth-Riley Lansing
facility. (Tr. 69, 120.) The officers interviewed Grinstern and
Feibig, writing up reports of what the two told them. Body cam
video footage of an officer’s conversation with Grinstern also was
taken. The reports and video footage were entered into evidence.
(RR Exhs. 23, 24; U. Exh. 66; RR1 GC Exh. 130). I give little
weight to the hearsay statements contained therein. I further note
that the two officers testified at the hearing but had essentially
no recall of their interactions with Grinstern and Feibig that
day. (Tr. 737–758, 1251–1264.) The officers also never followed
up with Feighner to obtain his side of the story and did not take
any further action on Grinstern’s allegations. (Tr. 145.) However,
I do rely upon additional photos of Grinstern’s injuries taken on
August 13, 2019, by one of the deputies and of the picket sign stick
that Grinstern gave the deputies as evidence. (RR Exhs. 25, 26.)
Feighner and Feibig also testified concerning their interaction
at the Lansing asphalt plant after Grinstern exited the facility.
Feibig claimed that Feighner opened his truck door and tried
to get in, then spit on him. (Tr. 116–117.) In contrast, Feighner
testified that Feibig stated to him: “You fucking spic, I’ll fucking
whip your ass. You want me to come on you and whip your ass.”
Feighner responded: “You fucking brat, get out of there, come on
out here.” He then opened Feibig’s door and Feibig shut it. (Tr.
140–141.) I credit Feibig’s testimony regarding Feighner spitting
on him during their conversation, as Feighner was not asked and
therefore did not deny that he did so. I do not credit Feighner’s
testimony concerning what Feibig allegedly said to him, as it was
not corroborated by anyone even though multiple other picketers
were present at the time. Feighner’s demeanor when providing
this testimony also appeared unreliable. However, the General
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III. The Union’s Information Requests
A.
Contract Negotiations Between RiethRiley and the Union on Subcontracting
As previously noted, negotiations for a successor road
agreement between Rieth-Riley and the Union began in
November 2018. The parties had 10 bargaining sessions
from November 2018 through September 2019, but
have not reached an overall agreement. Subcontracting
and wages were two outstanding issues. On July 8, the
Union proposed subcontracting language which would
have required Rieth-Riley to subcontract work only to
subcontractors who would comply with the rates, terms,
and conditions of the road agreement. The Union had
obtained that language in successor contracts with other
road agreement contractors. Rieth-Riley opposed this
provision. On July 29, Rieth-Riley provided the Union with
a subcontracting counterproposal in which it would agree
to the Union’s language with respect to seven counties
within the State of Michigan, but not for the remaining
counties. The Union rejected the proposal, because the
Union’s successor contracts with other contractors also
contained a most-favored-nations-clause. It meant that
any agreement with Rieth-Riley to limit the Union’s
subcontracting language to certain Michigan counties
would apply to other road agreement contractors.9
Counsel’s complaint does not allege that Feighner’s spitting on
Feibig violated Sec. 8(b)(1)(A) and no legal argument is made in
the General Counsel’s brief that I should so find. Accordingly, I
decline to address whether this conduct was unlawful.
9. Tr. 214, 222–223; RR 1 C. Exhs. 217, 219, 223, 224; RR1
Tr. 1512, 1576–1578, 2554–2662. The evidence in Rieth-Riley 1
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At one of the negotiation sessions, on an unspecified
date, Stockwell and Rose spoke about subcontracting in a
side bar. Stockwell told Rose he “might as well die on the
vine” if the Union did not get its desired subcontracting
language, because contractors could decide at any time to
use nonunionized subcontractors. Rose told Stockwell that
the Union’s proposal would put Rieth-Riley out of business.
He added that the west side of the State of Michigan was
a “different animal than anywhere else” and the Company
could not have the Union’s subcontracting language there.
Rose asked Stockwell if he was willing to burn the house
down over subcontracting and Stockwell told him yes.10
B. The First Decertification Petition
On March 11, 2020, a petition was filed seeking
an election to decertify the Union as the bargaining
representative of the Rieth-Riley operating engineers
bargaining unit in Michigan. On March 20, 2020, the
Acting Regional Director for Region 7 issued a decision
to block the processing of the petition, in part due to
the litigation of the alleged unfair labor practices in
Rieth-Riley 1. On March 23, 2020, Rieth-Riley filed with
the Board a request for review of the Acting
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