Amicus Curiae Brief — Blake Andrew Warner, Petitioner v. Hillsborough County School Board
Supreme Court briefFeb 7, 2025
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No. 24-718
In The
Supreme Court of the United States
BLAKE ANDREW WARNER,
v.
Petitioner,
HILLSBOROUGH COUNTY SCHOOL BOARD,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
BRIEF OF AMICUS CURIAE MANHATTAN
INSTITUTE IN SUPPORT OF PETITIONER
DALLIN HOLT
Counsel of Record
EMILY GOULD
REBECCA LAYNE
HOLTSMAN VOGEL BARAN
TORCHINSKY & JOSEPHIAK
PLLC
2300 N Street, NW
Suite 643
Washington, DC 20037
(202) 737-8808
dholt@holtzmanvogel.com
egould@holtzmanvogel.com
rlayne@holtzmanvogel.com
ILYA SHAPIRO
TIM ROSENBERGER
MANHATTAN INSTITUTE
52 Vanderbilt Ave.
New York, NY 10017
(212) 599-7000
ishapiro@manhattan.institute
LEGAL PRINTERS LLC ! Washington, DC ! 202-747-2400 ! legalprinters.com
i
TABLE OF CONTENTS
Table of Authorities . . . . . . . . . . . . . . . . . . . . . . . . iii
Identity & Interest of Amicus Curiae . . . . . . . . . . . 1
Introduction & Summary of the Argument . . . . . . 1
Argument . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
I.
Access to the Courts Is Protected by the
Equal Protection and Due Process Clauses . . . 4
A. The Counsel Mandate Violates
the Right to Access Courts . . . . . . . . . . . . . 4
1.
J.W. Seeks to Protect a
Fundamental Right . . . . . . . . . . . . . . . 5
2.
The Due Process Clause Protects
Access to the Courts . . . . . . . . . . . . . . 6
3.
The Equal Protection Clause
Also Protects Court Access . . . . . . . . . 7
B. The Counsel Mandate Cannot Survive
Heightened Scrutiny Under the Due
Process and Equal Protection Clauses . . . 9
II. To Access Court, Litigants Hold a Separate
Right to Self-Representation . . . . . . . . . . . . . 10
ii
A. The Right to Self-Representation Is
Embedded in Our Nation’s History
and § 1654 . . . . . . . . . . . . . . . . . . . . . . . . 11
B. For the Indigent Minor,
Self-Representation is Indispensable
to Court Access . . . . . . . . . . . . . . . . . . . . . 12
III. Children Have the Same Constitutional
Protections as Adults and J.W.’s
Circumstances Do Not Warrant Narrowing
Them . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
IV. Instead of the Counsel Mandate, Courts
Should Evaluate Whether the Minor’s
Constitutional Interests Will Be Served
by Denying Parental Representation . . . . . . . 17
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
iii
TABLE OF AUTHORITIES
Cases
Adams v. United States ex rel McCann,
317 U.S. 269 (1942) . . . . . . . . . . . . . . . . . . . . . . . . 11
Alexander v. Holmes Cnty. Bd. of Ed.,
396 U.S. 19 (1969) . . . . . . . . . . . . . . . . . . . . . . . . . 5-6
Barbier v. Connolly,
113 U.S. 37 (1884) . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Bd. of Educ. v. Nathan R.,
199 F.3d 377 (7th Cir. 2000) . . . . . . . . . . . . . . . . . 14
Bellotti v. Baird,
443 U.S. 622 (1979) . . . . . . . . . . . . . . . . . . 15, 16, 18
Bill Johnson’s Restaurants, Inc. v. N.L.R.B.,
461 U.S. 731 (1983) . . . . . . . . . . . . . . . . . . . . . . . . . 4
Boddie v. Connecticut,
401 U.S. 371 (1971) . . . . . . . . . . . . . . . . . . . 3, 5, 6, 9
Brown v. Bd. of Ed.,
347 U.S. 483 (1954) . . . . . . . . . . . . . . . . . . . . . . . . . 5
Brown v. Ortho Diagnostic Sys., Inc.,
868 F. Supp. 168 (E.D. Va. 1994) . . . . . . . . . . . . . 18
Burns v. Ohio,
360 U.S. 252 (1959) . . . . . . . . . . . . . . . . . . . . . . 9, 10
iv
Chambers v. Baltimore & O.R. Co.,
207 U.S. 142 (1907) . . . . . . . . . . . . . . . . . . . . . . . . . 4
Colon-Reyes v. Fegs Health & Hum. Servs. Sys.,
2012 WL 2353732 (S.D.N.Y. June 13, 2012) . . . . 13
Conte v. Flota Mercante del Estado,
277 F.2d 664 (2d Cir.1960) . . . . . . . . . . . . . . . . . . 11
Cooper v. A. Sargenti Co., Inc.,
877 F.2d 170 (2d Cir. 1989) . . . . . . . . . . . . . . . . . . 13
Elustra v. Mineo,
595 F.3d 699 (7th Cir. 2010) . . . . . . . . . . . . . . . . . . 2
Farretta v. California,
422 U.S. 806 (1975) . . . . . . . . . . . . . . . . . . . . . 11, 12
Foe v. Vanderhoof,
389 F. Supp. 947 (D. Colorado 1975) . . . . . . . . . . 17
Gardner v. Calif.,
393 U.S. 367 (1969) . . . . . . . . . . . . . . . . . . . . . . . . . 9
Griffin v. Illinois,
351 U.S. 12 (1956) . . . . . . . . . . . . . . . . . . . . . . . . 8, 9
Grizzell v. San Elijo Elementary Sch.,
110 F.4th 1177 (9th Cir. 2024) . . . . . . . . . . . . . . . . 2
Harper v. Virginia Bd. of Elec.,
383 U.S. 663 (1966) . . . . . . . . . . . . . . . . . . . . . . . . . 9
v
Harris v. Apfel,
209 F.3d 413 (5th Cir. 2000) . . . . . . . . . . . . . . . . . 18
Iannaccone v. L.,
142 F.3d 553 (2d Cir. 1998) . . . . . . . . . . . . . . . . . . 11
In re Gault,
387 U.S. 1 (1967) . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Lindsey v. Normet,
405 U.S. 56 (1972) . . . . . . . . . . . . . . . . . . . . . . . . 8, 9
Maldonado ex rel. Maldonado v. Apfel,
55 F. Supp. 2d 296 (S.D.N.Y. 1999) . . . . . 13, 14, 18
Mills v. Habluetzel,
456 U.S. 91 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . 14
M.L.B. v. S.L.J.,
519 U.S. 102 (1996) . . . . . . . . . . . . . . . . . 3, 5, 6, 7, 9
Ohio v. Akron Center for Reproductive Health,
497 U.S. 502 (1990) . . . . . . . . . . . . . . . . . . . . . . . . 17
O’Reilly v. New York Times Co.,
692 F.2d 863 (2d Cir. 1982) . . . . . . . . . . . . . . . . . . 12
Planned Parenthood of Central Missouri
v. Danforth,
428 U.S. 52 (1976) . . . . . . . . . . . . . . . . . . . . . . . . . 16
vi
Raskin on behalf of JD v. Dallas Indep.
Sch. Dist.,
69 F.4th 280 (5th Cir. 2023) . . . . . . . . . . . . . . . . 2, 3
Ripple v. Marble Falls Indep. Sch. Dist.,
99 F. Supp. 3d 662 (W.D. Tex. 2015) . . . . . . . 14, 15
Shapiro v. Thompson,
394 U.S. 618 (1969) . . . . . . . . . . . . . . . . . . . . . . . . . 9
Tennessee v. Lane,
541 U.S. 509 (2004) . . . . . . . . . . . . . . . . . . . . . . . . . 4
Tindall v. Poultney High Sch. Dist.,
414 F.3d 281 (2d Cir. 2005) . . . . . . . . . . . . . . . . 2, 17
United States v. Kras,
409 U.S. 434 (1973) . . . . . . . . . . . . . . . . . . . . . . . . 6-7
Warner v. Sch. Bd. of Hillsborough Cnty., Fla.,
2024 WL 2053698 (11th Cir. May 8, 2024) . . . . . . 2
Constitutional Provisions and Statutes
U.S. Constitution Equal Protection
Clause . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 7, 8, 9, 18
U.S. Constitution Due Process Clause . . . 4, 6, 9, 18
1 U.S.C. § 8(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
28 U.S.C. § 1654 . . . . . . . . . . . . . . . . . . . 1, 2, 12, 15
vii
Other Authorities
Gary S. Goodpaster, The Integration of Equal
Protection, Due Process Standards, and the
Indigent’s Right of Free Access to the Courts, 56 Iowa
L. Rev. 223 (1970) . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Lisa V. Martin, No Right to Counsel, No
Access Without: The Poor Child's Unconstitutional
Catch-22, 71 Fla. L. Rev. 831 (2019) . . . . . . . 11, 13
IDENTITY &
INTEREST OF AMICUS CURIAE 1
The Manhattan Institute (“MI”) is a nonprofit
public-policy research foundation whose mission is to
develop and spread new ideas that foster economic
choice, individual responsibility, and lead urban areas
in the United States into prosperity. To that end, it
serves as a think tank in areas including education
and law. It has historically sponsored scholarship
supporting constitutional principles, the Fourteenth
Amendment, rule of law, and opposing government
overreach.
This case interests MI because it implicates
parental choice over educational opportunities and
the rights of students (and families) to select and
attend quality schools.
INTRODUCTION &
SUMMARY OF THE ARGUMENT
Since 1789, every individual—including minors—
has held the right to litigate pro se in federal court.
See Judiciary Act of 1789; 1 Stat. 73, 92 (providing
that “parties may plead and manage their own causes
personally or by the assistance of . . . counsel”
(emphasis added)). Recodified as 28 U.S.C. § 1654,
this statute now protects an indigent litigant’s
fundamental right to access courts pro per.
1 Pursuant to Supreme Court Rule 37.6, no counsel for any
party authored this brief in whole or in part. No person or entity
other than Amicus and the counsel below contributed the costs
associated with the preparation and submission of this brief.
2
According to the Eleventh Circuit, however, an
indigent minor must obtain counsel to sue a school
district for unconstitutional redistricting practices
based on race. Warner v. Sch. Bd. of Hillsborough
Cnty., Fla., 2024 WL 2053698, at *2 (11th Cir. May 8,
2024). Yet, if the minor is indigent, he cannot afford
counsel. The indigent minor, therefore, has no means
to access the court system. This is the catch-22: sue
with counsel, or don’t sue at all.
The Second, Fifth, Seventh, and Ninth Circuits
have expressed reticence about the harmful “counsel
mandate” and await this Court to correct its
“unyielding” application. See Grizzell v. San Elijo
Elementary Sch., 110 F.4th 1177, 1181 (9th Cir. 2024)
(hesitating to apply the counsel mandate and
explaining it “unquestionably raises concerns with
grave implications for children’s access to justice”);
Raskin on behalf of JD v. Dallas Indep. Sch. Dist., 69
F.4th 280, 286 (5th Cir. 2023) (stating that “the
absolute bar may not protect children’s rights at
all” and “is inconsistent with § 1654, which allows
a pro se parent to proceed on behalf of her child in
federal court when the child’s case is the parent’s
‘own’” (internal quotation omitted); Elustra v. Mineo,
595 F.3d 699, 705–06 (7th Cir. 2010) (observing that
the counsel mandate is “not ironclad” and “giv[ing]
effect” to a mother’s narrow pro se motion as
consistent with the purpose of the rule: “to protect the
rights” of the minor); Tindall v. Poultney High Sch.
Dist., 414 F.3d 281, 286 (2d Cir. 2005) (explaining that
the counsel mandate may “force minors out of court
altogether” where “counsel is as a practical matter
unavailable”).
3
The counsel mandate violates the Equal Protection
and Due Process Clauses because it denies an
indigent minor equal access to the court system and
his right to self-representation. When an indigent
person seeks court access to redress a violation of a
fundamental right, this Court applies “heightened
scrutiny”—"examin[ing] closely and contextually the
importance of the governmental interest advanced in
defense of the intrusion” denying the indigent access.
E.g., M.L.B. v. S.L.J., 519 U.S. 102, 116, 120 (1996).
This Court has also considered whether there are less
restrictive “reliable alternatives” in striking down a
rule restricting court access for the indigent. Boddie
v. Connecticut, 401 U.S. 371, 381–82 (1971).
The counsel mandate fails heightened scrutiny
because it is an absolute restriction on every minor
(even mature minors with capacity to consent) and
every parent — regardless of whether the minor will
lose his claim altogether if he is not represented by a
parent. In short, this type of exclusion is not
“substantially related” to the government’s interest in
protecting minors. E.g., Raskin, 69 F.4th at 286
(stating that “the absolute bar may not protect
children’s rights at all”).
It is time for this Court to narrow the counsel
mandate. Instead, courts should evaluate each
request for parental representation according to: (1)
the minor’s demonstrated maturity and capacity; (2)
the parent’s demonstrated understanding of the case;
and (3) the nature of the litigation before it—i.e. the
claim’s complexity, the statute of limitations, and
whether the minor will reach the age of majority
during the litigation.
4
ARGUMENT
I.
ACCESS TO THE COURTS IS PROTECTED
BY THE EQUAL PROTECTION AND DUE
PROCESS CLAUSES.
The counsel mandate has the practical effect of
denying indigent minors access to the courts. This
type of invidious discrimination offends the right to
court access, which is a fundamental right guaranteed
by the Equal Protection and Due Process Clauses.
Typically, a law cannot impose a blanket ban on a
fundamental right under the Due Process and Equal
Protection Clauses. Tennessee v. Lane, 541 U.S. 509,
533 (2004) (explaining that the right to court access is
fundamental). The counsel mandate is no exception.
A. The Counsel Mandate Violates the Right
to Access Courts.
The ability to bring a lawsuit is “the right
conservative of all other rights, and lies at the
foundation of orderly government. It is one of the
highest and most essential privileges of citizenship.”
Chambers v. Baltimore & O.R. Co., 207 U.S. 142, 148
(1907). The right to court access is a tool for protecting
other rights, “tak[ing] its specific importance and
coloration from the right or interest it is being used to
protect.” See Gary S. Goodpaster, The Integration of
Equal Protection, Due Process Standards, and the
Indigent’s Right of Free Access to the Courts, 56 Iowa
L. Rev. 223 (1970); see also e.g., See Bill Johnson’s
Restaurants, Inc. v. N.L.R.B., 461 U.S. 731, 741 (1983)
(“The right of access to the courts is an aspect of the
First Amendment right to petition the Government
for redress of grievances.” (emphasis added)).
5
1. J.W. Seeks to Protect a Fundamental
Right.
At the outset, it is crucial to recognize that J.W.
seeks access to the courts to protect a fundamental
right — his Due Process and Equal Protection right to
attend a non-racially segregated school. E.g.,
Alexander v. Holmes Cnty. Bd. of Ed., 396 U.S. 19, 20,
(1969) (“[T]he denial of fundamental rights to many
thousands of school children, [through requiring them
to] attend[] Mississippi schools under segregated
conditions.”); Brown v. Bd. of Ed., 347 U.S. 483, 493
(1954) (“[An education], where the state has
undertaken to provide it, is a right which must be
made available to all on equal terms.”).
As shown below, when a litigant tries to bring a
claim for a violation of a fundamental right, this Court
is skeptical of rules that bar indigent people from the
courts. Specifically, this Court applies heightened
scrutiny to such rules, examining whether there is an
important government interest advanced by the rule,
as well as whether there are less restrictive “reliable
alternatives.” Infra, p. 6–10. M.L.B., 519 U.S. at 115
("examin[ing] closely and contextually the importance
of the governmental interest advanced in defense of
the intrusion” denying the indigent access); Boddie,
401 U.S. at 381–82 (analyzing less restrictive “reliable
alternatives” to the fees restricting court access for
indigent persons).
Here, J.W. attempts to rectify a school board’s
violation of his fundamental right to attend an
unsegregated school under § 1983—a quintessential
fundamental right. E.g., Alexander, 396 U.S. at 20.
6
His claim is based on race — a classification attracting
“heightened scrutiny.” M.L.B., 519 U.S. at 116.
2. The Due Process Clause Protects Access to
the Courts.
In civil cases, due process requires that litigants
have a “meaningful opportunity to be heard” by
removing obstacles to their full participation in
judicial proceedings. Boddie, 401 U.S. at 379; M.L.B.,
519 U.S. at 115.
Boddie is the landmark case applying the Due
Process Clause to economic barriers to court access.
There, this Court held that court fees for divorce
actions barred indigent parties as an “exclusive
precondition” to pursuing a divorce and violated the
Due Process Clause. Boddie, 401 U.S. at 789. The
Court’s analysis rested on two essential principles: (1)
that marriage is “fundamental”; and (2) that the state
required the plaintiffs to “resort to the judicial
process” for the adjustment of this fundamental
relationship. Id. at 383.
The rule from Boddie is clear: the Due Process
Clause requires court access to vindicate
“fundamental rights,” and it requires a court to
consider “reliable alternatives” to such restrictions.
Id.
Two years later, this Court fortified the Boddie
rule in United States v. Kras, 409 U.S. 434, 446 (1973).
Although Kras chose not to waive fees for an indigent
party in a civil bankruptcy proceeding, Kras clarified
that its decision rested on the lack of a constitutional
7
right to discharge debts through bankruptcy. Id. The
Court explained:
Bankruptcy is hardly akin to free speech
or marriage or to those other rights, so
many of which are imbedded in the First
Amendment, that the Court has come to
regard as fundamental and that demand
the lofty requirement of a compelling
governmental interest before they may
be significantly regulated. . . Neither
does it touch upon what have been said to
be the suspect criteria of race,
nationality, or alienage.
Id. at 446 (emphasis added) (internal citations
removed).
Kras, therefore, is consistent with Boddie and
distinguishable from J.W.’s case. J.W. seeks to protect
a fundamental right; Kras did not. Id.
Since Kras, this Court has reiterated that
heightened scrutiny applies to the government’s
denial of court access where the litigant seeks to
vindicate fundamental rights. M.L.B.., 519 U.S. at 116
(explaining that a “fundamental interest or
classification attract[s] heightened scrutiny” in the
adjudication of termination of parental rights).
3. The Equal Protection Clause Also Protects
Court Access.
The counsel mandate also violates the Equal
Protection Clause, which ensures that indigent
minors “have like access to the courts of the country for
8
the protection of their persons and property [and] the
prevention and redress of wrongs. . . .” Barbier v.
Connolly, 113 U.S. 37, 31 (1884) (emphasis added).
Indeed, this Court has repeatedly held that every
person is entitled to “equal access to the courts of the
country for the protection of their persons and
property, the prevention and redress of wrongs, and
the enforcement of contracts.” Barbier v. Connolly,
113 U.S. 27, 31 (1885); see also Griffin v. Illinois, 351
U.S. 12, 19 (1956) (“There can be no equal justice
where the kind of trial a man gets depends on the
amount of money he has.”)
In Griffin, this Court relied on the Equal
Protection Clause to strike down an Illinois rule
requiring an appellant facing a criminal conviction to
pay for and obtain a transcript to appeal. Id. at 18, 24.
The Court reasoned that the transcript requirement,
based on a person’s ability to pay, blocked access to
the judicial process. Id. at 13. Although the Court held
that there is no due process right to an appeal, the
Court reasoned that if the state affords that right, it
cannot “bolt the door to equal justice” according to the
ability to pay. Id. at 24.
Likewise, in Lindsey v. Normet, this Court
invalidated an Oregon law that required tenants to
post a double bond when appealing a judgement for
forcible entry and detainer. 405 U.S. 56, 77, 79 (1972).
Similar double bonds were not required in other
actions, and the state provided no acceptable rational
for the extra bond against tenants. Thus, this Court
held that the law arbitrarily discriminated against
tenants as a class-based distinction in violation of the
Equal Protection Clause. This Court reasoned: “The
discrimination against the poor . . . is particularly
9
obvious. For them, as a practical matter, appeal is
foreclosed, no matter how meritorious their case may
be.” Id. at 79.
In many different contexts, this Court has
repeatedly struck down financial barriers that
discriminate against the poor when other
fundamental rights are at stake. Shapiro v.
Thompson, 394 U.S. 618 (1969) (protecting the right
to travel); Harper v. Virginia Bd. of Elec., 383 U.S. 663
(1966) (protecting against financial barriers imposed
on the right to vote); Gardner v. Calif., 393 U.S. 367
(1969) (prohibiting financial barriers imposed on the
right to present a criminal defense); Burns v. Ohio,
360 U.S. 252 (1959) (same); Griffin, 351 U.S. at 26
(same).
Thus, financial barriers to court access—such as
fees and bonds—run afoul of the Due Process and
Equal Protection Clauses by discriminating against
indigent litigants based on their lack of resources.
Mandatory appointment of counsel is no different.
B. The Counsel Mandate Cannot Survive
Heightened Scrutiny Under the Due
Process and Equal Protection Clauses.
Under heightened scrutiny, this Court must
“examine[] closely and contextually the importance of
the governmental interest advanced in defense of the
intrusion” denying the indigent access, as well as less
restrictive alternatives. E.g., M.L.B., 519 U.S. at 116
(using the phrase “heightened scrutiny”); see also
Boddie, 401 U.S. at 381–82 (analyzing less restrictive
“reliable alternatives” to the fees restricting court
access).
10
Here, there is no substantial relation justifying a
blanket ban prohibiting all parents from representing
all minors in every case. Boddie, 401 U.S. at 381–82.
This Court, therefore, should consider the specific
nature of J.W.’s request, and narrow the counsel
mandate accordingly. Many indigent minors, like
J.W., may possess sufficient maturity and capacity to
consent to parental representation. Likewise, many
parents may, depending on the factual and legal
complexity of the case, be able to effectively advocate
and represent their children. In short, a case-by-case
analysis is required, not a blanket ban. And here, Mr.
Warner has already demonstrated his ability to
effectively represent J.W. Infra, p. 18.
Courts sometimes justify the counsel mandate, in
part, by claiming it protects the judicial system
against potentially ill-prepared and vexatious parentlitigants. See Jones v. Niagara Frontier Transp. Auth.,
722 F.2d 20, 22 (2d Cir. 1983). But this government
interest does not justify a categorical denial of due
process to minors and the poor. E.g. Boddie, 401 U.S.
at 382 (striking down fee requirement to court access
in part because “the State invariably imposes the
costs as a measure of allocating its judicial resources,”
which was a “rejected” state interest).
II. TO ACCESS COURTS, LITIGANTS HOLD A
SEPARATE RIGHT TO SELF-REPRESENTATION.
In addition to failing heightened scrutiny (which is
dispositive) the counsel mandate also violates the
right to self-representation as a means to access the
courts.
11
A.
The Right to Self-Representation Is
Embedded in Our Nation’s History and §
1654.
To ensure equal access to the courts, indigent
parties must be able to represent themselves. “The
Founders believed that self-representation was a
basic right of a free people,” protected by statute since
“the beginnings of our Nation.” Farretta v. California,
422 U.S. 806, 826–30 (1975); see also Adams v. United
States ex rel McCann, 317 U.S. 269, 279 (1942) (“The
right to assistance of counsel . . . correlate[es] [to the]
right to dispense with a lawyer’s help . . .”).
Self-representation is deeply rooted into our
common law and Anglo-American traditions, dating
back centuries to the notorious and secretive English
court—the Star Chamber—where defendants subject
to politically-motivated allegations were forced to
accept gratuitous and ineffective state representation.
See Lisa V. Martin, No Right to Counsel, No
Access Without: The Poor Child's Unconstitutional
Catch-22, 71 Fla. L. Rev. 831, 846 (2019); see also
Faretta, 422 U.S. at 826 (“In the American Colonies
the insistence upon a right of self-representation was,
if anything, more fervent than in England.”).
The Founders also supported the right to selfrepresentation out of distrust for lawyers. Id.; see also,
e.g., Conte v. Flota Mercante del Estado, 277 F.2d 664,
672 (2d Cir.1960) (explaining that the Founders
“deliberate[ly] depart[ed] from the English practice” of
fee awards from colonists’ “distrust of lawyers”);
Iannaccone v. L., 142 F.3d 553, 557 (2d Cir. 1998)
(“[T]he Massachusetts Body of Liberties of 1641
expressly permitted every litigant to plead his own
12
cause and provided, if forced to employ counsel, the
litigant would pay counsel no fee for his services.”
(emphasis added)).
For more than thirty years, this Court has held the
Sixth Amendment right to the effective assistance of
counsel also encompasses the right to selfrepresentation. See Faretta, 422 U.S. at 816–20.
Faretta could not have been clearer: “We confront here
a nearly universal conviction, on the part of our people
as well as our courts, that forcing a lawyer upon an
unwilling defendant is contrary to his basic right to
defend himself if he truly wants to do so.” Id. at 817
(emphasis added).
Although Faretta focuses on the rights of criminal
defendants under the Sixth Amendment, there can be
no doubt that the right of self-representation
transcends to civil cases via statute. 28 U.S.C. § 1654
(mirroring the choice of an individual citizen to plead
his or her own cause in civil matters). Time and
again, courts have explained the importance of selfrepresentation in civil cases under § 35 of the
Judiciary Act of 1789. E.g., O’Reilly v. New York Times
Co., 692 F.2d 863, 867 (2d Cir. 1982) (“The right to
self-representation . . . is a right of high standing, not
simply a practice to be honored or dishonored by a
court depending on its assessment of the desiderata of
a particular case.”).
B. For
the
Indigent
Minor,
SelfRepresentation is Indispensable to Court
Access.
Respondent will reason that the indigent minor
can pursue other avenues (i.e. securing court-
13
appointed counsel or pro bono legal services). This
argument denies reality.
This Court needs no primer on the lack of legal
services available to indigent people. E.g., Cooper v. A.
Sargenti Co., Inc., 877 F.2d 170, 172–73 (2d Cir. 1989)
(describing volunteer lawyers as a “precious
commodity” of volunteer lawyers for those litigants
who truly need a lawyer’s assistance); Colon-Reyes v.
Fegs Health & Hum. Servs. Sys., 2012 WL 2353732, at
*1 (S.D.N.Y. June 13, 2012) (“Because this Court does
not have a panel of attorneys who can be compelled to
take on civil cases pro bono, and does not have the
resources to pay counsel in civil matters, the
appointment of counsel is a rare event.”); Martin, No
Right to Counsel, No Access Without: The Poor Child's
Unconstitutional Catch-22, p. 357 (“On average, ‘[l]ow
income Americans receive inadequate or no
professional legal help for eighty-six percent of the
civil legal problems they face in a given year.’”).
In fact, the lack of viable alternatives justifies
parental representation on behalf of indigent minors
in the context of supplemental security income (“SSI”)
appeals. E.g., Maldonado ex rel. Maldonado v. Apfel,
55 F. Supp. 2d 296, 306, 308 (S.D.N.Y. 1999) (“As a
policy matter, it is not reasonable or practical for the
Court to appoint counsel in all of these [minor-SSI
appeal] cases.”). The district court continued:
Unfortunately, these social security
appeals often ‘are not very attractive
cases’
to
non-volunteer
private
attorneys. . . . [A]ttorneys in private
practice . . . will not accept children’s SSI
cases.’ . . . Further, legal services
14
organizations cannot be expected to
accept all of the children’s SSI cases. Due
to lack of funding, the loss of staff
positions, and other responsibilities,
most organizations are operating at or
near capacity. . . [P]rivate funding for
legal services for low-income persons is
woefully inadequate to meet the pressing
legal need.”).
Id. at 306–07 (internal citations omitted) (cleaned up)
(emphasis added). The unfortunate truth is that pro
bono representation for a minor—regardless of
whether it is a civil case or SSI appeal—is rare indeed.
And minors like J.W. will rarely, if ever, receive
court-appointed counsel. See id. at 307 (“When a court
orders that counsel be appointed in a civil case in this
district, the case is added to a list of other cases in
which counsel has been requested.”)
Moreover, minors cannot always rely on tolling of
the statute of limitations to preserve their claims. See
Mills v. Habluetzel, 456 U.S. 91, 104 (1982)
(recognizing that states are free to impose various
limitations periods for different actions). Even where
a statute of limitations is tolled, a high school
graduate may face separate standing hurdles in suing
a school district for wrongs that have long-since
passed. Cf. Bd. of Educ. v. Nathan R., 199 F.3d 377,
380–381 (7th Cir. 2000) (applying the mootness
doctrine to a plaintiff who graduated from high school
where no action from the court could affect the
plaintiff’s rights under the Individuals with
Disabilities Education Action); see Ripple v. Marble
15
Falls Indep. Sch. Dist., 99 F. Supp. 3d 662, 687 (W.D.
Tex. 2015) (explaining same effect).
Thus, for many claims, an indigent minor has no
option beyond allowing his parent to represent him.
III. CHILDREN HAVE THE SAME CONSTITUTIONAL
PROTECTIONS
AS
ADULTS
AND
J.W.’S
CIRCUMSTANCES DO NOT WARRANT NARROWING
THEM.
Respondent will contend that minors are exempted
from § 1654, and, in any event, minors do not enjoy
the same fundamental rights to court access and selfrepresentation. These arguments are wrong.
Congress
was
unequivocal—nothing
in
§1654 imposes a blanket ban against minors on the
right to proceed pro se. Unless context dictates
otherwise, congressional enactments generally treat
adults and minors as equal “persons.” 1 U.S.C. § 8(a).
Section 1654 includes nothing to the contrary.
Moreover, this Court has held that children have
the same fundamental constitutional protections as
adults. Bellotti v. Baird, 443 U.S. 622, 633 (1979) (“A
child, merely on account of his minority, is not beyond
the protection of the Constitution.”); In re Gault, 387
U.S. 1, 13 (1967) (“[W]hatever may be their precise
impact, neither the Fourteenth Amendment nor the
Bill of Rights is for adults alone.”). Indeed,
“[c]onstitutional rights do not mature and come into
being magically only when one attains the statedefined age of majority. Minors, as well as adults, are
protected by the Constitution and possess
16
constitutional rights.” Planned Parenthood of Central
Missouri v. Danforth, 428 U.S. 52, 74 (1976).
In fact, this Court has reasoned that although the
“legal system” can sometimes be “adjust[ed]” to
account
for
“children’s
vulnerability,”
such
adjustments should only serve three narrow reasons.
Bellotti, 443 U.S. at 634. Specifically, Bellotti held
that narrowing minors’ rights should occur to serve:
(1) “the peculiar vulnerability of children;” (2) “their
inability to make critical decisions in an informed,
mature manner;” and (3) the importance of the
parental role in child rearing.” Id.
None of the reasons articulated by Belloti are
served by the counsel mandate. Although certain
minors may be vulnerable through an immature
understanding of the legal system, the blanket
counsel mandate does not practically work to serve
those interests. As set forth below, infra p. 17–18, the
counsel mandate sweeps far too wide and
encompasses mature minors who have nearly reached
the age of majority, as well as parents possessing
sufficient legal acumen and seeking to bring basic
claims. And the counsel mandate ignores the
“importance of the parental role in child rearing”
altogether. Id.
In short, for indigent minors, there is no good
option. Either a capable parent pleads a
straightforward case for a competent minor, or the
minor has no chance to access the justice system.
17
IV. INSTEAD OF THE COUNSEL MANDATE, COURTS
SHOULD EVALUATE WHETHER THE MINOR’S
CONSTITUTIONAL INTERESTS WILL BE SERVED
BY DENYING PARENTAL REPRESENTATION.
The blanket counsel mandate could be easily
tailored. Instead of rejecting every request for
parental representation, courts should evaluate: (1)
the minor’s capacity; (2) the parent’s apparent ability
to serve as an advocate; and (3) the complexity of the
relevant claim, applicability of a statute of
limitations, and future standing problems if the
request is denied. Tindall, 414 F.3d at 285 (“In our
view, the rule that a parent may not represent her
child should be applied gingerly.”).
First, many minors have sufficient age, maturity,
and capacity to comprehend the risks of pro se
litigation. For years, courts have evaluated minors’
maturity and capacity to consent to weightier
decisions, such as obtaining abortions without
parental knowledge, seeking emancipation and
military enlistment (set by state law), and receiving
(or foregoing) medical treatments. See Ohio v. Akron
Center for Reproductive Health, 497 U.S. 502 (1990)
(abortions); Foe v. Vanderhoof, 389 F. Supp. 947 (D.
Colorado 1975) (discussing scenarios in which minors
can consent to medical treatment according to
demonstrable maturity). Courts can undoubtedly do
so here too.
Second, many parents could serve as effective
advocates and submit pleadings that are cogent and
legally reasoned. Under this factor, courts should
consider the parent’s ability to present law and
argument, as well as the time and resources of the
18
family. Petitioner’s work to date demonstrates
necessary legal acumen through his Verified
Complaint [Doc. 1]. Moreover, in many cases, a parent
may be a more passionate and effective advocate than
a pro bono or court-appointed attorney. “Parents
naturally take an interest in the welfare of their
children”—an interest that cannot be duplicated by
the care of a non-parent lawyer. Bellotti, 443 U.S. at
648.
Third, not all claims pose the same complexity.
Courts can evaluate whether the minor’s claim will
require expert testimony, application of complicated
procedural rules and statutory provisions, and the
development of a complex factual record.
For example, as mentioned above, non-attorney
parents represent minors in the SSI context. E.g.,
Harris v. Apfel, 209 F.3d 413, 417 (5th Cir. 2000);
Maldonado v. Apfel, 55 F. Supp. 2d 296, 308 (S.D.N.Y.
1999) (explaining that SSI appeals are less “involved”
than other statutory causes of action and impose less
“burden on litigants”); Gallo v. United States, 331 F.
Supp. 2d 446 (E.D. Va. 2004) (rejecting parent’s
attempt to litigate on behalf of child for personal
injury in a medical malpractice case); Brown v. Ortho
Diagnostic Sys., Inc., 868 F. Supp. 168 (E.D. Va. 1994)
(same, as to products liability case).
In short, courts hold a sufficient repository of tools
to evaluate whether the counsel mandate serves the
rights of each indigent minor on a case-by-case basis.
The Equal Protection and Due Process Clauses
demand this nuanced approach.
19
CONCLUSION
The counsel mandate blocks relief for indigent
minors who can only proceed by a pro se parent. This
Court should correct the unyielding counsel mandate
and grant the Petition for Review submitted by
Petitioner Blake Warner.
Respectfully Submitted,
DALLIN HOLT
Counsel of Record
EMILY GOULD
REBECCA LAYNE
HOLTZMAN VOGEL
BARAN TORCHINSKY &
JOSEFIAK, PLLC
2300 N Street N.W.
Suite 643
Washington, D.C. 20037
(202) 737-8808
dholt@holtzmanvogel.com
egould@holtzmanvogel.com
rlayne@holtzmanvogel.com
ILYA SHAPIRO
TIM ROSENBERGER
MANHATTAN INSTITUTE
52 Vanderbilt Ave
New York, NY 10017
(212) 599-7000
ishapiro@manhattan.institute
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.