Petition for Writ of Certiorari — Michael Samuel Dekelbaum, Petitioner v. United States
Supreme Court briefApr 25, 2025
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No. ___________
________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
________________________________________________________
October Term, 2024
________________________________________________________
MICHAEL SAMUEL DEKELBAUM,
DEKELBAUM
Petitioner
v.
UNITED STATES OF AMERICA,
AMERICA
Respondent
________________________________________________________
________________________________________________________
MOTION FOR LEAVE TO FILE IN FORMA PAUPERIS
________________________________________________________
The Petitioner, Michael Samuel Dekelbaum, requests leave,
pursuant to Rule 39.1 of the Supreme Court Rules, to file the attached
Petition for a Writ of Certiorari without prepayment of costs and to
proceed in forma pauperis.
Petitioner has previously sought and been granted leave to proceed
in forma pauperis in the following court: The United States District Court
for the Northern District of Texas.
Undersigned counsel was admitted to practice before the U.S.
Supreme Court June 23rd, 2014. Additionally, undersigned counsel has
1
been appointed under the Criminal Justice Act of 1964, 18 USC § 3006A.
Respectfully submitted,
/s/ John A. Kuchera
JOHN A. KUCHERA
210 N. 6th St.
Waco, Texas 76701
(254) 754-3075
(254) 756-2193 (facsimile)
johnkuchera@210law.com
SBN 00792137
Attorney for Petitioner
2
No. ___________
________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
________________________________________________________
October Term, 2024
________________________________________________________
MICHAEL SAMUEL DEKELBAUM,
DEKELBAUM
Petitioner
v.
UNITED STATES OF AMERICA,
AMERICA
Respondent
________________________________________________________
Petition for Writ of Certiorari
to the United States Court of Appeals
for the Fifth Circuit
________________________________________________________
________________________________________________________
PETITION FOR WRIT OF CERTIORARI
________________________________________________________
JOHN A. KUCHERA
210 N. 6th St.
Waco, Texas 76701
(254) 754-3075
(254) 756-2193 (facsimile)
johnkuchera@210law.com
SBN 00792137
Attorney for Petitioner
i
Question Presented
1. Should the U.S. Supreme Court recognize a “miscarriage of justice”
exception to a waiver of appeal provision in a plea bargain for due process
sentencing procedural violations (Rule 32 of the Rules of Criminal
Procedure, and Government’s violation of a proffer agreement) that took
place after execution of the waiver and that could not have been
anticipated by the defendant?
ii
Table of Contents
Page
Question Presented
ii
Table of Contents
iii-iv
Table of Authorities
v-vii
Citation to Opinion Below
1
Jurisdiction
1
Constitutional Provision
2
Federal Rule
2
Statement of the Case
3-5
First Reason for Granting the Writ: The concept of “waiver” has 6
limitations.
Second Reason for Granting the Writ: The Supreme Court has
in the past equated “miscarriage of justice” with plain error.
6-7
Third Reason for Granting the Writ: Not all federal circuits
allow for a miscarriage of justice exception to a waiver of
appeal, and those that do have generally articulated
exceptions on an ad-hoc basis.
8-12
Fourth Reason for Granting the Writ: A waiver of appeal
should not bar complaints having to do with a court’s failure
to afford a defendant his due process right to full adversarial
testing at sentencing.
12-14
iii
Fifth Reason for Granting the Writ: A waiver of appeal should 14-16
not bar complaints regarding a sentencing court’s improper
consideration of information protected by a proffer agreement.
Conclusion
16
Certificate of Service
17
Appendix A: Opinion of Fifth Circuit Court of Appeals
iv
Table of Authorities
Page(s)
Cases
Burns v. United States,
501 U.S. 129 (1991) ............................................................................. 13
Gardner v. Florida,
430 U.S. 349 (1977) ....................................................................... 12, 13
Irizarry v. United States,
553 U.S. 708 (2008) ............................................................................. 14
Rudolph v. United States,
92 F.4th 1038 (11th Cir. 2024) ............................................................. 8
United States v. $ 87,118.00 in United States Currency, 95
F.3d 511 (7th Cir. 1996) ...................................................................... 15
United States v. Andis,
333 F.3d 886 (8th Cir. 2003) ............................................................... 11
United States v. Atherton,
106 F.4th 888 (9th Cir. 2024) ............................................................. 11
United States v. Barnes,
953 F.3d 383 (5th Cir. 2020) ............................................................... 10
United States v. Blanco,
102 F.4th 1153 (11th Cir. 2024) ......................................................... 15
United States v. Caruthers,
458 F.3d 459 (6th Cir. 2006) ............................................................... 10
United States v. Christman,
509 F.3d 299 (6th Cir. 2007) ............................................................... 14
United States v. Fortenberry,
914 F.2d 671 (5th Cir. 1990) ............................................................... 10
v
United States v. Frady,
456 U.S. 152 (1982) ............................................................................... 7
United States v. Giltner,
889 F.2d 1004 (11th Cir. 1992) ........................................................... 12
United States v. Guillen,
561 F.3d 527 (D.C. Cir. 2009) ............................................................. 12
United States v. Hahn,
359 F.3d 1315 (10th Cir. 2004) ........................................................... 11
United States v. Helding,
948 F.3d 864 (7th Cir. 2020) ............................................................... 12
United States v. Herder,
594 F.3d 352 (4th Cir. 2010) ............................................................... 14
United States v. Jacobson,
15 F.3d 19 (2d Cir. 1994) ...................................................................... 9
United States v. Johnson,
347 F.3d 412 (2d Cir. 2003) .................................................................. 9
United States v. Lovelace,
565 F.3d 1080 (8th Cir. 2009) ............................................................. 13
United States v. Mathews,
534 F. App’x 418 (6th Cir. 2013)......................................................... 10
United States v. Melvin,
730 F.3d 29 (1st Cir. 2013) ................................................................. 15
United States v. Nulf,
978 F.3d 504 (7th Cir. 2020) ................................................................. 8
United States v. Olano,
507 U.S. 725 (1993) ............................................................................... 7
United States v. Ready,
82 F.3d 551 (2d Cir. 1996) .................................................................... 6
vi
United States v. Rivera,
62 F.4th 778 (3d Cir. 2023) ................................................................... 9
United States v. Rodriguez,
897 F.2d 1324 (5th Cir. 1990) ............................................................. 13
United States v. Ruiz,
536 U.S. 622 (2002) ............................................................................... 6
United States v. Sisti,
91 F.3d 305 (2d Cir. 1996) .................................................................. 14
United States v. Smith,
No. 22-4338, __F.4th__, 2025 U.S. App. LEXIS 8764 (4th
Cir. 2025)............................................................................................. 10
United States v. Thompson,
62 F.4th 37 (1st Cir. 2023) .................................................................... 8
United States v. Tucker,
404 U.S. 443 (1972) ............................................................................. 12
United States v. Young,
470 U.S. 1 (1985) ................................................................................... 7
Sentencing Guidelines
U.S.S.G. § 2D1.1(b)(18) ............................................................................. 3
Other Authorities
U.S. Const. amend. V ................................................................................ 2
Black’s Law Dictionary (6th ed. 1990) ..................................................... 7
Fed. R. Crim. P. 32(i)(1)(C) ................................................................. 2, 13
Fed. R. Crim. P. 52(b) ............................................................................... 7
vii
PETITION FOR WRIT OF CERTIORARI
Petitioner Michael Samuel Dekelbaum respectfully petitions for a
writ of certiorari to review the judgment of the United States Court of
Appeals for the Fifth Circuit.
Citation to Opinion Below
The opinion of the United States Court of Appeals for the Fifth
Circuit affirming Dekelbaum’s conviction and sentence is styled: United
States v. Dekelbaum, No. 24-10537, 2025 U.S. App. LEXIS 7434 (5th Cir.
March 31, 2025).
Jurisdiction
The opinion of the United States Court of Appeals for the Fifth
Circuit affirming Dekelbaum’s conviction and sentence was announced
on March 31, 2025 and is attached hereto as Appendix A. Pursuant to
Supreme Court Rule 13.3, this Petition has been filed within 90 days of
the date of the entry of judgment. This Court’s jurisdiction is invoked
pursuant to 28 U.S.C. § 1254(1).
1
Constitutional
Constitutional Provision
U.S. Const. amend. V:
V:
[N]or [shall any person] be deprived of life, liberty, or
property, without due process of law;
Federal Rule
Fed. R. Crim. P. 32(i)(1)(C)
32(i)(1)(C)
At sentencing, the court:
...
Must allow the parties’ attorneys to comment on the probation
officer’s determinations and other matters relating to an
appropriate sentence;
2
Statement of the Case
Dekelbaum entered a guilty plea to the offense of conspiracy to
possess with intent to distribute methamphetamine pursuant to a plea
agreement. The plea agreement included a waiver-of-appeal provision.
Dekelbaum filed written objections to the drug quantity for which
the presentence investigation report (PSR) held him accountable. The
drug quantity in the PSR was based on information from confidential
informants. Dekelbaum also provided competent rebuttal evidence in the
form of affidavits, and by pointing out inconsistencies in the statements
purportedly made by the confidential sources that the formed the basis
of the drug quantity calculations.
Dekelbaum also argued that he was deserving of a 2-level reduction
in his offense level under the safety valve provision set forth in U.S.S.G.
§ 2D1.1(b)(18). The Government’s written response to this objection
included eight pages of typed notes taken from the proffer sessions
between Dekelbaum and law enforcement officers. This violated the
proffer agreement. Dekelbaum objected at sentencing.
3
At the beginning of the sentencing proceedings, the district court
advised Dekelbaum’s attorneys that the court was too busy to allow
arguments on objections:
AUSA: Good afternoon, Your Honor. Shawn Smith for the United
States, the Government’s ready.
Defense Counsel: Mark Lassiter for Mr. Dekelbaum, Your Honor. And
with your permission, I will address the sentencing objections; and Mr.
Linder, my cocounsel, will be doing 3553.
Court: Well, you’re not used to appearing in front of me; but I don’t give
argument on objections anymore. We’re too busy over here. I’m going
to give you my rulings on those objections. As far as I’m concerned,
they’re preserved for appeal and you can take it up with the Fifth
Circuit.
...
We are very, very busy over here. Our criminal docket, in particular,
always runs three times the number of filings and the number of cases
as the average active judge in Dallas. Now, because of that, we have
to process these as quickly as possible, while keeping in mind giving
opportunity for defense and the United States to make their
presentations.
The only dispute over whether Dekelbaum qualified for the safety
valve provision was whether he had “truthfully provided to the
Government all information and evidence the defendant has concerning
the offense or offenses that were part of the same course of conduct or of
a common scheme or plan.” The Government put on no evidence. The
Government’s position, based on nothing more than the unsworn
4
statement of the AUSA, was that Dekelbaum had provided some
information, but not all.
On appeal, Dekelbaum gave five reasons (including the two abovereferenced) for why the waiver-of-appeal provision should not bar his
arguments on the merits. The Fifth Circuit’s opinion summarizes those
reasons and the Court’s response thereto:
Recognizing the existence of the waiver of appeal provision,
Dekelbaum argues five reasons why the waiver should not
apply: (1) the waiver does not cover a challenge to the manner
in which the sentence was determined; (2) the waiver does not
cover constitutional claims, such as his due process claim; (3)
the waiver does not apply where there has been a miscarriage
of justice; (4) the waiver does not apply because the district
court indicated he could appeal the denial of his objections to
the PSR; and (5) the waiver should not apply because the
Government breached a proffer agreement. We conclude none
of these arguments are persuasive, and therefore, the waiver
of appeal applies.
United States v. Dekelbaum, No. 24-10537, 2025 U.S. App. LEXIS 7434,
at *3-4 (5th Cir. 2025).
5
First
irst Reason for Granting the Writ: The concept of “waiver” has
limitations.
Regarding what constitutes waiver, the Supreme Court has noted:
[T]he law ordinarily considers a waiver knowing, intelligent,
and sufficiently aware if the defendant fully understands the
nature of the right and how it would likely apply in general in
the circumstances[.] (Emphasis in original.)
United States v. Ruiz, 536 U.S. 622, 629 (2002); see also United States v.
Ready, 82 F.3d 551, 556 (2d Cir. 1996) (Allowing a defendant to waive
appeal of any and every sentence “imposed in violation of law” would
invite disrespect for the integrity of the courts and discredit the
legitimacy of the sentencing process).
Second Reason for Granting the Writ: The Supreme Court has in the
past equated “miscarriage of justice” with plain error.
Black’s Law Dictionary defines “miscarriage of justice” thusly:
Decision or outcome of legal proceeding that is prejudicial or
inconsistent with substantial rights of party.
6
As used in constitutional standard of reversible error,
“miscarriage of justice” means a reasonable probability of
more favorable outcome for the defendant.
Black's Law Dictionary 999 (6th ed. 1990).
The U.S. Supreme Court has similarly equated “miscarriage of
justice” with plain error:
[T]he plain-error exception to the contemporaneous-objection
rule is to be used sparingly, solely in those circumstances in
which a miscarriage of justice would otherwise result.
(Internal quotation marks omitted).
United States v. Young, 470 U.S. 1, 15 (1985).
Rule 52(b) was intended to afford a means for the prompt
redress of miscarriages of justice. By its terms, recourse may
be had to the Rule only on appeal from a trial infected with
error so "plain" the trial judge and prosecutor were derelict in
countenancing it, even absent the defendant's timely
assistance in detecting it. The Rule thus reflects a careful
balancing of our need to encourage all trial participants to seek
a fair and accurate trial the first time around against our
insistence
that
obvious
injustice
be
promptly
redressed. (Emphasis added.)
United States v. Frady, 456 U.S. 152, 163 (1982).
We previously have explained that the discretion conferred
by Rule 52(b) should be employed in those circumstances in
which a miscarriage of justice would otherwise result.
(Cleaned up.)
United States v. Olano, 507 U.S. 725, 736 (1993).
7
Third Reason for Granting the Writ: Not all federal circuits allow for a
miscarriage of justice exception to a waiver of appeal, and those that do
have generally articulated exceptions on an ad-hoc basis.
The Eleventh Circuit does not have a miscarriage of justice
exception:
Our Circuit has long held that knowing and
voluntary waivers of the right to appeal are enforceable, and
we have never adopted a general miscarriage of justice
exception to the rule that valid appeal waivers must be
enforced according to their terms. (Cleaned up.)
Rudolph v. United States, 92 F.4th 1038, 1048 (11th Cir. 2024). Nor does
the Seventh Circuit. United States v. Nulf, 978 F.3d 504, 505 (7th Cir.
2020).
The First Circuit has set forth the following factors to be considered
in whether to apply the exception:
[T]he clarity of the error, its gravity, its character (e.g.,
whether it concerns a fact issue, a sentencing guideline, or a
statutory maximum), the impact of the error on the
defendant, the impact of correcting the error on the
government, and the extent to which the defendant
acquiesced in the result. . . . For example, we have found a
miscarriage of justice when an error of significant or
constitutional dimension is clear[.] (Cleaned up.)
United States v. Thompson, 62 F.4th 37, 42-43 (1st Cir. 2023).
8
The Second Circuit does not recognize a miscarriage of justice
exception but has found exceptions that can invalidate a waiver of appeal.
See United States v. Johnson, 347 F.3d 412, 416-16, 418-19 (2d Cir. 2003)
(indigent status); United States v. Jacobson, 15 F.3d 19, 23 (2d Cir. 1994)
(naturalization).
In the Third Circuit, the miscarriage of justice exception applies as
follows:
To determine whether enforcing a waiver in a plea agreement
works a miscarriage of justice, we consider the clarity of the
error, its gravity, its character (e.g., whether it concerns a fact
issue, a sentencing guideline, or a statutory maximum), the
impact of the error on the defendant, the impact of correcting
the error on the government, and the extent to which the
defendant acquiesced in the result. . . . [T]he miscarriage of
justice exception to appellate waivers applies only in "unusual
circumstances . . . with the aim of avoiding manifest injustice.
(Cleaned up.)
United States v. Rivera, 62 F.4th 778, 785 (3d Cir. 2023).
In the Fourth Circuit, miscarriage of justice claims include:
sentences imposed in excess of the maximum penalty
provided by statute or based on a constitutionally
impermissible factor such as race, . . .sentences imposed while
a defendant was deprived of counsel during his sentencing
proceedings, . . . [and] sentences imposed beyond the
authority of the district court[.] (Cleaned up.)
9
United States v. Smith, No. 22-4338, __F.4th__, 2025 U.S. App. LEXIS
8764, at *26 (4th Cir. 2025).
The Fifth Circuit has neither explicitly rejected nor adopted a
miscarriage of justice exception to enforcement of an appeal waiver.
United States v. Barnes, 953 F.3d 383, 389 (5th Cir. 2020). However, the
Court has on at least one occasion equated the exception to plain error:
We have held that plain error is an error so obvious that our
failure to notice it would seriously affect the fairness,
integrity, or public reputation of [the] judicial proceedings and
result in a miscarriage of justice. (Internal quotation marks
omitted).
United States v. Fortenberry, 914 F.2d 671, 673 (5th Cir. 1990).
The Sixth Circuit has never expressly recognized a miscarriage-ofjustice exception to the enforcement of appellate waivers in a published
decision. United States v. Mathews, 534 F. App'x 418, 424-25 (6th Cir.
2013). The Sixth Circuit has however refused to enforce an appellate
waiver where the statutory maximum sentence was exceeded. United
States v. Caruthers, 458 F.3d 459, 472 (6th Cir. 2006).
In the Eighth Circuit, the miscarriage of justice exception includes
illegal sentences, a sentence in violation of the terms of an agreement,
10
and a claim of ineffective assistance of counsel. United States v. Andis,
333 F.3d 886, 891 (8th Cir. 2003).
In the Ninth Circuit, an appeal waiver does not apply if:
(1) the defendant raises a challenge that the sentence violates
the Constitution; (2) the constitutional claim directly
challenges
the
sentence
itself;
and
(3)
the
constitutional challenge is not based on any underlying
constitutional right that was expressly and specifically
waived by the appeal waiver as part of a valid plea agreement.
United States v. Atherton, 106 F.4th 888, 893-94 (9th Cir. 2024). This
exception also applies to a procedural constitutional challenge. Id. at 894.
In the Tenth Circuit, the miscarriage of justice exceptions applies
to four situations:
[1] where the district court relied on an impermissible factor
such as race, [2] where ineffective assistance of counsel in
connection with the negotiation of the waiver renders the
waiver invalid, [3] where the sentence exceeds the statutory
maximum, or [4] where the waiver is otherwise unlawful.
United States v. Hahn, 359 F.3d 1315, 1327 (10th Cir. 2004).
In the D.C. Circuit, a defendant who waives his right to appeal his
sentence waives his right to contest “only a sentence within the statutory
11
range and imposed under fair procedures[.]”United States v. Guillen, 561
F.3d 527, 530 (D.C. Cir. 2009).
Fourth Reason for Granting the Writ: A waiver of appeal should not bar
complaints having to do with a court’s failure to afford a defendant his
due process right to full adversarial testing at sentencing.
The sentencing process must satisfy the requirements of the Due
Process Clause. Gardner v. Florida, 430 U.S. 349, 358 (1977). “The
defendant has a legitimate interest in the character of the procedure
which leads to the imposition of sentence even if he may have no right to
object to a particular result of the sentencing process.” Id. A criminal
defendant has a due process right to be sentenced based on accurate
information. United States v. Tucker, 404 U.S. 443, 447 (1972).
Reliability is a central ingredient in a due process analysis, including
where a district court sentences a defendant based on the drug-quantity
guidelines. United States v. Helding, 948 F.3d 864, 870 (7th Cir. 2020).
Due process requires that a defendant be afforded opportunity to refute
information brought against him at sentencing. United States v. Giltner,
889 F.2d 1004, 1008 (11th Cir. 1992). “Our belief that debate between
12
adversaries is often essential to the truth-seeking function of trials
requires us also to recognize the importance of giving counsel an
opportunity to comment on facts which may influence the sentencing
decision in capital cases.” Gardner v. Florida, 430 U.S. at 360.
“The court is required to resolve specifically disputed issues of fact
if it intends to use those facts as a basis for its sentence. United States v.
Rodriguez, 897 F.2d 1324, 1327 (5th Cir. 1990). Rule 32 of the Federal
Rules of Criminal Procedure creates a process for parties to present and
challenge sentencing information, and for the adjudication of disputes.
United States v. Lovelace, 565 F.3d 1080, 1090 (8th Cir. 2009). Rule 32
does not obligate a court to make a finding or determination absent a
complaint from the defendant that a mistake has been made. Rodriguez,
897 F.2d at 1327-28. Nonetheless, Rule 32 “contemplates full adversary
testing of the issues relevant to a Guideline sentence.” Burns v. United
States, 501 U.S. 129, 135 (1991). The Supreme Court has also noted:
Rule 32(i)(1)(C) requires the district court to allow the parties
to comment on matters relating to an appropriate sentence,
and given the scope of the issues that may be considered at a
sentencing hearing, a judge will normally be well-advised to
withhold her final judgment until after the parties have had a
full opportunity to present their evidence and their arguments.
Sentencing is a fluid and dynamic process and the court itself
may not know until the end whether a variance will be
13
adopted, let alone on what grounds. (Cleaned up.) (Emphasis
added.)
Irizarry v. United States, 553 U.S. 708, 715 (2008).
Rule 32 has two central policies: (1) to maximize the amount of
information available to the sentencing court, and (2) to protect a
defendant’s right to due process. United States v. Christman, 509 F.3d
299, 309 (6th Cir. 2007). The Rule is intended to provide efficient and
“focused, adversarial resolution of the legal and factual issues . . . to
ensure that a defendant is not sentenced on the basis of materially untrue
statements or misinformation.” United States v. Sisti, 91 F.3d 305, 310
(2d Cir. 1996). Defense counsel’s filing of a sentencing memorandum is
not a substitute. United States v. Herder, 594 F.3d 352, 363 n.3 (4th Cir.
2010).
Fifth Reason for Granting the Writ: A waiver of appeal should not bar
complaints regarding a sentencing court’s improper consideration of
information protected by a proffer agreement.
The First Circuit has held that “the government's adherence to the
terms of the proffer agreement is insured by the Due Process Clause, its
14
failure to adhere is perforce of constitutional dimension.” United States
v. Melvin, 730 F.3d 29, 39 (1st Cir. 2013). Likewise, the Seventh Circuit:
Proffer agreements are unique and “ordinary contract principles are
supplemented with a concern that the bargaining process not violate the
defendant's rights to fundamental fairness under the Due Process
Clause.” United States v. $ 87,118.00 in United States Currency, 95 F.3d
511, 516-17 (7th Cir. 1996). Likewise the Eleventh Circuit. United States
v. Blanco, 102 F.4th 1153, 1163 (11th Cir. 2024).
At the time Dekelbaum entered into a plea agreement with the
Government and waived appeal, he had no reason to contemplate that he
was also giving up his right to complain in the event that the Government
violated the proffer agreement. The Government argued in its brief that
any breach of the proffer agreement had no bearing on the waiver of
appeal:
Finally, even assuming Dekelbaum could show that the
government violated the proffer agreement by introducing his
statements at sentencing for a limited purpose-which he
cannot-he fails to show how this has any bearing on the
validity or applicability of his appeal waiver.
15
Dekelbaum argues that it is a miscarriage of justice for the Fifth Circuit
to use Dekelbaum’s waiver of appeal to defeat his complaint regarding
the Government’s violation of the proffer agreement.
Conclusion
Conclusion
For the foregoing reasons, Petitioner Dekelbaum respectfully urges
this Court to grant a writ of certiorari to review the opinion of the United
States Court of Appeals for the Fifth Circuit.
Respectfully submitted,
/s/ John A. Kuchera
JOHN A. KUCHERA
210 N. 6th St.
Waco, Texas 76701
(254) 754-3075
(254) 756-2193 (facsimile)
johnkuchera@210law.com
SBN. 00792137
Attorney for Petitioner
16
Certificate of Service
This is to certify that a true and correct copy of the above and
foregoing Petition for Writ of Certiorari has this day been mailed by the
U.S. Postal Service, First Class Mail, to the Solicitor General of the
United States, Room 5614, Department of Justice, 10th Street and
Constitution Avenue, N.W. Washington, D.C. 20530.
SIGNED this 25th day of April, 2025.
/s/ John A. Kuchera
John A. Kuchera,
Attorney for Michael Samuel Dekelbaum
17
Appendix A
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