Opposition Brief — Diamond Alternative Energy, LLC, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefSep 9, 2024
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Nos. 24-7, 24-13
In the Supreme Court of the United States
————————
DIAMOND ALTERNATIVE ENERGY, LLC, et al.,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.,
Respondents.
————————
STATE OF OHIO, et al.,
Petitioner,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.,
Respondents.
————————
ON PETITIONS FOR WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS FOR
THE DISTRICT OF COLUMBIA CIRCUIT
————————
BRIEF IN OPPOSITION FOR THE STATE RESPONDENTS
————————
ROB BONTA
MICHAEL J. MONGAN
Attorney General of California
Solicitor General
TRACY WINSOR
JOSHUA A. KLEIN*
Senior Assistant
TERESA A. REED DIPPO
Deputy Solicitors General
Attorney General
MYUNG PARK
STATE OF CALIFORNIA
Supervising Deputy
EPARTMENT OF JUSTICE
D
Attorney General
1515
Clay Street, 20th Floor
THEODORE MCCOMBS
P.O.
Box
70550
CAITLAN MCLOON
Oakland,
CA 94612-0550
ELAINE MECKENSTOCK
(510)
879-0756
JONATHAN WIENER
Joshua.Klein@doj.ca.gov
Deputy Attorneys General
*Counsel of Record
(Additional counsel listed on signature page)
September 9, 2024
i
QUESTIONS PRESENTED
Section 209(b) of the Clean Air Act, 42 U.S.C.
§ 7543(b), directs EPA to waive preemption as to California’s regulations of automobile emissions if certain
requirements are met. This case concerns California
emission standards that increased requirements for
zero- and low-emission vehicle sales in the State over
model years 2015 through 2025. California applied for
a waiver for those standards in 2012, and EPA granted
it in 2013. Nobody challenged the waiver at that time.
EPA rescinded the waiver in 2019. When EPA reinstated the waiver in 2022, consumer demand for vehicles that satisfied the relevant standards had far
surpassed earlier projections, as well as the standards’
requirements. Two groups of petitioners challenged
that reinstatement in the court of appeals. The questions they seek to present in this Court are:
1. Whether the court of appeals erred in dismissing the private petitioners’ challenge for lack of standing.
2. Whether the 2022 reinstatement of the 2013
waiver contravened the Clean Air Act (a question the
court of appeals did not reach).
3. Whether the court of appeals erred in rejecting
the state petitioners’ theory that Section 209(b) violates constitutional principles of equal sovereignty.
ii
TABLE OF CONTENTS
Page
Statement .................................................................... 1
A. Legal background.............................................. 1
B. Factual and procedural background ................ 3
Argument ..................................................................... 8
Conclusion .................................................................. 34
iii
TABLE OF AUTHORITIES
Page
CASES
Acheson Hotels, LLC v. Laufer
601 U.S. 1 (2023) .................................................. 31
Alabama v. Texas
347 U.S. 272 (1954) .............................................. 27
Am. Trucking Ass’ns, Inc. v. EPA
600 F.3d 624 (D.C. Cir. 2010) .............................. 22
Bankers Life & Cas. Co. v. Crenshaw
486 U.S. 71 (1988) ................................................ 32
Bennett v. Spear
520 U.S. 154 (1997) ........................................ 17, 18
Box v. Planned Parenthood of Ind. &
Ky., Inc.
587 U.S. 490 (2019) .............................................. 20
Chamber of Comm. v. EPA
642 F.3d 192 (D.C. Cir. 2011) ........................ 11, 21
Coyle v. Smith
221 U.S. 559 (1911) .............................................. 29
Dalton Trucking, Inc. v. EPA
846 F. App’x 442 (9th Cir. 2021) .......................... 22
Dep’t of Commerce v. New York
588 U.S. 752 (2019) ........................................ 16, 17
iv
TABLE OF AUTHORITIES
(continued)
Page
Econ. Light & Power Co. v. United
States
256 U.S. 113 (1921) .............................................. 29
Energy Future Coalition v. EPA
793 F.3d 141 (D.C. Cir. 2015) ........................ 19, 20
Engine Mfrs. Ass’n v. EPA
88 F.3d 1075 (D.C. Cir. 1996) .............................. 22
Escanaba & Lake Mich. Transp. Co. v.
Chicago
107 U.S. 678 (1883) .............................................. 29
FDA v. All. for Hippocratic Med.
602 U.S. 367 (2024) ............................ 11, 12, 14, 21
Ford Motor Co. v. EPA
606 F.2d 1293 (D.C. Cir. 1979) ............................ 22
Franchise Tax Bd. of Cal. v. Hyatt
587 U.S. 230 (2019) .............................................. 28
Gen. Land Office of Tex. v. Biden
71 F.4th 264 (5th Cir. 2023) .......................... 18, 19
Gregory v. Ashcroft
501 U.S. 452 (1991) .............................................. 26
Lujan v. Defenders of Wildlife
504 U.S. 555 (1992) .................................. 10, 18, 19
v
TABLE OF AUTHORITIES
(continued)
Page
Massachusetts v. EPA
549 U.S. 497 (2007) .............................................. 17
Mayhew v. Burwell
772 F.3d 80 (1st Cir. 2014) ............................ 31, 33
Motor & Equip. Mfrs. Ass’n, Inc. v. EPA
627 F.2d 1095 (D.C. Cir. 1979) .................... 1, 2, 22
Motor & Equip. Mfrs. Ass’n v. Nichols
142 F.3d 449 (D.C. Cir. 1998) .............................. 22
Motor Vehicle Mfrs. Ass’n v. N.Y. Dep’t
of Env’t Conservation
17 F.3d 521 (2d Cir. 1994) ..................................... 2
Murphy v. NCAA
584 U.S. 453 (2018) .............................................. 31
Murthy v. Missouri
144 S. Ct. 1972 (2024) ........................ 13, 14, 17, 18
NCAA v. Governor of N.J.
730 F.3d 208 (3d Cir. 2013)...................... 30, 31, 33
Nevada v. Watkins
914 F.2d 1545 (9th Cir. 1990) .............................. 33
New York v. Dep’t of Commerce
351 F. Supp. 3d 502 (S.D.N.Y. 2019) ................... 16
New York v. Yellen
15 F.4th 569 (2d Cir. 2021) .................................. 33
vi
TABLE OF AUTHORITIES
(continued)
Page
NRDC v. NHTSA
894 F.3d 95 (2d Cir. 2018) ............................. 19, 20
Oklahoma v. Castro-Huerta
597 U.S. 629 (2022) .............................................. 28
Shelby Cnty. v. Holder
570 U.S. 529 (2013) .................... 7, 8, 27, 29, 30, 33
Skyline Wesleyan Church v. Cal. Dep’t of
Managed Health Care
968 F.3d 738 (9th Cir. 2020) ................................ 19
Smith v. Arizona
144 S. Ct. 1785 (2024) .......................................... 20
West Virginia v. EPA
597 U.S. 697 (2022) .............................................. 26
Wieland v. Dep’t of Health & Hum.
Servs.
793 F.3d 949 (8th Cir. 2015) .......................... 18, 19
Wisniewski v. United States
353 U.S. 901 (1957) (per curiam) ......................... 20
STATUTES
16 U.S.C.
§ 824k(k) ............................................................... 28
§ 824p(k) ............................................................... 28
§ 824q(h) ............................................................... 28
§ 824t(f ) ................................................................ 28
vii
TABLE OF AUTHORITIES
(continued)
Page
42 U.S.C.
§ 7408(a) ............................................................... 24
§ 7507 ................................................................ 2, 28
§ 7521(a) ........................................................... 2, 26
§ 7521(b)(3) ........................................................... 13
§ 7543(a) ................................................................. 2
§ 7543(b)(1) ................................................. 2, 23, 25
§ 7543(b)(1)(A) .................................................. 2, 23
§ 7543(b)(1)(B) .............................................. 2, 5, 25
§ 7543(b)(1)(C) .................................................. 2, 23
§ 7586(f )(4) ........................................................... 24
§ 7607(b)(1) ................................................. 8, 21, 33
49 U.S.C.
§ 31113(a) ............................................................. 28
§ 32919(a) ............................................................... 4
Clean Air Act
§ 209 ........................................................ 2, 5, 21, 32
§ 209(b) ............. 2, 5, 7, 8, 20, 23, 25, 27, 29, 31, 32
§ 209(b)(1) ....................................................... 25, 26
§ 209(b)(1)(B) .................................................... 5, 26
§ 209(b)(1)(C) ........................................................ 25
Pub. L. No. 88-206, 77 Stat. 392 (1963) ...................... 1
Pub. L. No. 89-272, 79 Stat. 992 (1965) ...................... 1
Pub. L. No. 90-148, 81 Stat. 485 (1967) ...................... 1
Pub. L. No. 95-95, 91 Stat. 755 (1977) .................. 2, 25
viii
TABLE OF AUTHORITIES
(continued)
Page
CONSTITUTIONAL PROVISIONS
U.S. Const. art. I
§ 8, cl. 1 ................................................................. 27
§ 8, cl. 3 ................................................................. 27
§ 8, cl. 4 ................................................................. 27
§ 9, cl. 6 ................................................................. 27
COURT RULES
D.C. Cir. R. 28(a)(7) ................................................... 10
OTHER AUTHORITIES
58 Fed. Reg. 4166 (Jan. 13, 1993) ......................... 3, 24
78 Fed Reg. 2112 (Jan. 9, 2013) .................................. 3
86 Fed. Reg. 74438 (Dec. 30, 2021) ........................... 13
87 Fed. Reg. 14333 (Mar. 14, 2022) ............................ 4
88 Fed Reg 88908 (Dec. 26, 2023) ............................. 21
Br. for Petrs. in Energy Future
Coalition v. EPA
2015 WL 661314 (D.C. Cir.) ................................. 19
Br. of NRDC in NRDC v. NHTSA
2018 WL 121065058 (2d Cir.) ................................ 3
ix
TABLE OF AUTHORITIES
(continued)
Page
EPA, Vehicle Emissions California
Waivers and Authorizations,
https://tinyurl.com/3rxscztw .................................. 3
Order, Union of Concerned Scientists v.
NHTSA, No. 19-1230 (D.C. Cir. Feb.
3, 2021) ................................................................... 4
Suppl. Br. for Intervenors in Support of
Petrs. in NRDC v. NHTSA
2024 WL 3874762 (D.C. Cir.) ............................... 16
Suppl. Br. of Petr. Am. Fuel &
Petrochemical Mfrs. & State Petrs.
in NRDC v. NHTSA
2024 WL 3888251 (D.C. Cir.) ......................... 16, 17
This Is Why New-Car Model Years
Aren’t in Sync with the Calendar,
Car & Driver (Nov. 11, 2016),
https://tinyurl.com/ytu2s6vv .................................. 3
1
STATEMENT
A. Legal Background
As originally enacted in 1963, the Clean Air Act did
not regulate motor vehicle emissions. See Pub. L. No.
88-206, 77 Stat. 392 (1963). Federal regulation on
that subject began when Congress amended the Act in
1965. Pub. L. No. 89-272, 79 Stat. 992 (1965). By that
time, California had been regulating vehicle emissions
for almost a decade. See Motor & Equip. Mfrs. Ass’n,
Inc. v. EPA, 627 F.2d 1095, 1109 & n.26 (D.C. Cir.
1979) (MEMA I ).
In 1967, Congress struck a balance regarding the
preemption of state vehicle-emission regulations.
MEMA I, 627 F.2d at 1109-1110. Although California’s existing program had proven the value of statelevel innovation, id. at 1111, manufacturers “wanted
to avoid the economic disruption” and “‘economic
strain’” that would come from “having to meet fiftyone separate sets of emission control requirements,” id.
at 1109. Congress therefore preempted state programs of emissions control for new vehicles, but instructed EPA to waive preemption for California
under certain circumstances. Id.; see Pub. L. No. 90148, § 208, 81 Stat. 485, 501 (1967). This ensured that
manufacturers would face no more than two different
sets of emission regulations.
The 1967 provision required each individual California standard to be “more stringent” than its federal
counterpart. MEMA I, 627 F.2d at 1110 & n.32. But
that limited California’s ability to address a pressing
public health need—reducing nitrogen oxides—because existing technological limitations made it impossible to tighten standards for those pollutants
2
without relaxing controls for others. Id. Congress responded in 1977 by specifying that a waiver is justified
if the state standards would be, “in the aggregate,” as
“protective of public health and welfare” as “Federal
standards.” Pub. L. No. 95-95, § 207, 91 Stat. 685, 755
(1977).
As a result of the 1977 amendments, Section 209 of
the Clean Air Act generally preempts States from enforcing standards concerning new motor vehicle emissions. 42 U.S.C. § 7543(a). Section 209(b) instructs
EPA to “waive application” of that section “to any
State which” had adopted qualifying vehicle emission
standards “prior to March 30, 1966,” if “the State determines that the State standards will be, in the aggregate, at least as protective of public health and
welfare as applicable Federal standards.”
Id.
§ 7543(b)(1); see Ohio Pet. App. 11a (noting that California is the only State that had adopted qualifying
standards by March 1966). But subsection (b) further
provides that EPA shall not grant the waiver if it finds
any of three circumstances met: that the State’s protectiveness determination is “arbitrary and capricious,”
42 U.S.C. § 7543(b)(1)(A); that the “State does not
need such State standards to meet compelling and extraordinary conditions,” id. § 7543(b)(1)(B); or that the
standards are inconsistent with a separate provision
requiring
consideration
of
feasibility,
id.
§ 7543(b)(1)(C); see id. § 7521(a).
The 1977 amendments also made “an effort to assist” other States by adding a new provision. Motor
Vehicle Mfrs. Ass’n v. N.Y. Dep’t of Env’t Conservation,
17 F.3d 521, 527 (2d Cir. 1994). That provision allows
other States to choose to adopt and enforce standards
“identical to the California standards for which a
waiver has been granted.” 42 U.S.C. § 7507. But
3
States are under no compulsion to do so—and if they
do not, then the California standards do not govern
within their borders.
Since 1967, California has received more than 75
waivers.1 Through those waivers, California has required increasingly better emissions performance, fostering development of new technologies ranging from
catalytic converters to zero-emission vehicles. C.A.
J.A. 347-349, 353-354. California received its first
waiver for zero-emission vehicle standards three decades ago, 58 Fed. Reg. 4166 (Jan. 13, 1993), and has
been requiring manufacturers to sell increasing percentages of those vehicles in California since model
year 1998, see 78 Fed. Reg. 2112, 2119 (Jan. 9, 2013).
B. Factual and Procedural Background
1. In 2012, California applied for a waiver for the
addition of Advanced Clean Cars standards to its
emissions program. Those standards aimed to reduce
both carbon dioxide emissions and “criteria pollutants”
(particulate matter and smog-creating chemicals).
C.A. J.A. 137. They included both low-emission and
zero-emission vehicle requirements that gradually increased over model years 2015 to 2025. Id. at 151-154;
Ohio Pet. App. 17a-18a.2 EPA granted the waiver in
1 See EPA, Vehicle Emissions California Waivers and Authoriza-
tions, https://tinyurl.com/3rxscztw.
2 Given
how model years are defined, see 42 U.S.C.
§ 7521(b)(3)(A), model year 2025 could begin as soon as January
2, 2024. See, e.g., This Is Why New-Car Model Years Aren’t in
Sync with the Calendar, Car & Driver (Nov. 11, 2016), https://tinyurl.com/ytu2s6vv (Kia “began selling its new 2016 Sorento in
January 2015”).
4
2013; no one challenged that action in court; and manufacturers “began making investments” to meet the
future requirements. Ohio Pet. App. 18a.
In 2018, after manufacturers had already “adjusted their fleets,” EPA proposed to withdraw the
2013 waiver as to zero-emission requirements and
greenhouse gas requirements. Ohio Pet. App. 18a.
EPA withdrew the waiver the following year, giving
three reasons: First, EPA decided to depart from its
longstanding approach of asking whether California
needs its emissions program as a whole to “meet compelling and extraordinary conditions,” and instead
evaluate California’s need for individual standards.
Id. at 19a; see infra p. 25. Second, it concluded that
standards involving greenhouse gases should not receive waivers because climate change is global rather
than particular to California. Ohio Pet. App. 18a.
Third, it observed that the National Highway Traffic
Safety Administration at that time viewed the Energy
Policy and Conservation Act (EPCA), 49 U.S.C.
§ 32919(a), as preempting state efforts to address
greenhouse gas emissions from vehicles. Id. at 18a.3
EPA proposed to revisit its decision to withdraw
the waiver in 2021. Ohio Pet. App. 19a. In March
2022 it issued a new decision reinstating the portions
of the waiver it had withdrawn. Id. at 20a; 87 Fed.
Reg. 14333. The reinstatement was based on three rationales. First, EPA concluded that the 2019 withdrawal had exceeded EPA’s reconsideration authority
and undercut important reliance interests. Ohio Pet.
3 California and others sought judicial review of EPA’s waiver
withdrawal. Those cases were later held in abeyance pending
administrative reconsideration. Order, Union of Concerned Scientists v. NHTSA, No. 19-1230 (D.C. Cir. Feb. 8, 2021).
5
App. 20a. Second, it determined that the 2019 decision was wrong to reject EPA’s traditional approach of
considering California’s need for its “whole program.”
Id. And third, it determined that its waiver decisions
should be based on the statutory criteria in Section
209, which do not address EPCA preemption. Id.
2. In May 2022, two sets of petitioners sought review in the D.C. Circuit of EPA’s 2022 decision to reinstate the 2013 waiver: private fuel companies,
including Diamond Alternative Energy; and a group of
States, led by Ohio. Ohio Pet. App. 20a. Another
group of States and local governments, led by California, intervened in defense of the reinstatement. Id.
So did four groups of private entities, including one
comprising five major automobile manufacturers. Id.
at 21a & n.6.
On the merits, the private petitioners principally
argued that the reinstatement contravened Section
209(b)(1)(B). C.A. Diamond Br. 17-53. The state petitioners primarily argued that Section 209(b) is unconstitutional because it “leaves California with
sovereign authority that the Act takes from every
other State.” C.A. Ohio Br. 1; see id. at 16-32. On reply, the state petitioners additionally argued that the
statute was unconstitutional “as applied” to the particular waiver here, C.A. Ohio Reply Br. 10, because
its “‘disparate geographic coverage is’ not ‘sufficiently
related to the problem that it targets,’” id. at 15.
Petitioners’ opening briefs included short sections
addressing standing. C.A. Diamond Br. 16-17; C.A.
Ohio Br. 14-16. California challenged petitioners’ failure to point to evidence about whether vacatur would
affect sales of gasoline vehicles, C.A. Cal. Br. 9-15, and
submitted a declaration disputing that manufacturers
would “sell fewer zero-emission vehicles” if the waiver
6
decision were vacated, C.A. Cal. Br. Add. 85; see id. at
84-103. Petitioners did not point to contrary evidence
on reply. See C.A. Diamond Reply Br. 3-5. After oral
argument, the private petitioners sought leave to file
a supplemental brief with attached declarations. C.A.
Diamond Proposed Suppl. Br. 1. The brief mostly addressed mootness, id. at 4-13, but included a short section on standing, id. at 3-4.
3. The court of appeals rejected the challenges to
EPA’s 2022 reinstatement of the 2013 waiver.
With respect to the private petitioners, the court
held that their submissions on standing fell “far short
of meeting their burden of demonstrating a ‘substantial probability’ that their alleged injuries would be redressed by a favorable decision by this Court.” Ohio
Pet. App. 27a. The private petitioners had “assert[ed] . . . without explanation or citation—that this
Court could redress their injuries ‘by setting aside
[EPA’s] action.’” Id.
Mere assertions were not
enough, however, because any injuries “would be redressed only if automobile manufacturers”—the parties directly affected by the waiver—“responded to
vacatur” by “producing and selling fewer non-conventional vehicles or by altering the prices of their vehicles such that fewer non-conventional vehicles—and
more conventional vehicles—were sold.” Id. at 27a28a.
But manufacturers were “transition[ing] toward
electric vehicles, irrespective of California’s regulations,” due to “‘market forces’” in that State. Ohio Pet.
App. 29a n.8. And evidence indicated that “manufacturers need years of lead time” to “make changes to
their future model year fleets.” Id. at 28a-29a. In the
face of that reality, petitioners had not “attempt[ed] to
7
explain in any detail how their injuries are redressable.” Id. at 30a. Because their showing on standing
was “deficient from the start,” id. at 31a, petitioners’
primary contention at oral argument—that California
had not demonstrated mootness—was non-responsive,
id. at 30a-31a.
The court also denied the private petitioners’ postargument motion to file a supplemental brief and additional declarations. Ohio Pet. App. 35a-38a. It reasoned that petitioners had ample prior notice of the
imperative to establish redressability given the
waiver’s timeframe, the record evidence, California’s
arguments against standing, and circuit precedent.
Id. at 37a; see also id. at 31a-34a. Petitioners failed to
demonstrate good cause for their late submissions. Id.
at 36a-38a.
Turning to the state petitioners, the court held
they had standing to raise their equal sovereignty
claim. Ohio Pet. App. 38a-40a. But it rejected their
claim on the merits. Id. at 41a-54a. It first recognized
that the claim was facial in nature: The state petitioners argued that Section 209(b) violates “a categorical
bar” that “prohibits Congress from enacting [commercial] legislation that leaves some states with more sovereign authority than others, regardless of Congress’s
reasons for doing so.” Id. at 42a. The court of appeals
held that petitioners forfeited any as-applied claim
that the waiver at issue here was not “‘sufficiently related to the problem that it targets’” by failing to raise
it until reply. Id.
As to the facial theory, petitioners argued that under Shelby County v. Holder, 570 U.S. 529 (2013), Congress may not exercise its Commerce Clause power in
a way that leaves States with unequal regulatory authority. As the court of appeals explained, however,
8
Shelby County emphasized that the unequal treatment of States under the Voting Rights Act was an
“‘extraordinary’” situation, involving a “‘drastic departure from basic principles of federalism.’” Ohio
Pet. App. 44a. Congress had “intruded on states’
power to regulate elections, a ‘sensitive area of state
and local policymaking,’ which ‘the Framers of the
Constitution intended the States to keep for themselves.’” Id. Any inequality in Section 209(b) was
quite different, given that the Framers intended Congress to regulate interstate commerce. Id. at 44a-45a.
Nor had Shelby County announced any “categorical
bar” on Congress’s authority to differentiate among
States. Id. at 45a-46a.
The court concluded that the other precedents invoked by petitioners were also off-point. The “equal
footing” cases, which prohibit Congress from “plac[ing]
limits on new states as a condition of admission to the
Union,” “do not directly apply” outside “the admission
context.” Ohio Pet. App. 45a-46a. Indeed, those cases
acknowledge that Congress can treat States differently “within the scope of its plenary powers over interstate commerce.” Id. at 47a. And petitioners’
contrary arguments were not supported by constitutional text, founding era history, or petitioners’ analogy to the law of nations. Id. at 48a-53a.
ARGUMENT
The original waiver in this case authorized California to impose certain vehicle-emissions standards that
gradually increased between model years 2015 and
2025. Ordinarily, challenges to such waivers are filed
immediately after issuance. 42 U.S.C. § 7607(b)(1).
But nobody challenged this waiver when it was
granted in 2013, and automakers operated under it for
years, until it was temporarily revoked in 2019. By
9
the time petitioners sought judicial review of the 2022
reinstatement of the waiver, sales of pertinent vehicles far exceeded any requirement of the challenged
standards, due to consumer demand and the investments and plans already made by manufacturers. In
light of those circumstances, the court of appeals held
that private petitioners lacked standing for their statutory claim because they failed to demonstrate that
judicial relief would have any real-world effect on fuel
sales (the basis for their asserted injury). It also rejected the state petitioners’ constitutional claim on the
merits.
Both holdings are correct, and petitioners have not
identified any persuasive reason for this Court to review either issue—or to tackle the statutory question
that the court of appeals did not reach because it
lacked jurisdiction. None of the questions implicates
an actual conflict of authority. The standing question
turns on the application of settled law to an unusual
record involving market conditions in 2022, the atypical events following the 2013 waiver, and petitioners
who forewent any genuine effort to establish redressability. Petitioners’ flawed statutory arguments have
not been squarely addressed by any lower court. And
their constitutional theory lacks support in precedent—for good reason, because it is contrary to text,
history, and longstanding congressional practice.
1. The private petitioners first argue that the D.C.
Circuit erred in applying standing doctrine to the
unique circumstances of their administrative challenge. There was no error: it was petitioners’ burden
to establish redressability as of the time they sought
review in May 2022, but they failed to identify any
particular basis for concluding that third-party automakers would respond to eliminating the 2013
10
waiver in ways that would redress their asserted injury. Petitioners’ disagreement with the application
of settled legal principles to specific facts would not
warrant certiorari in any event—and this Court’s review is especially unwarranted given the rapidly fading relevance of the order they seek to challenge.
a. There is no dispute over the general legal standards that apply to this question. Compare Diamond
Pet. 15-16, with Ohio Pet. App. 22a-24a. To bring suit,
a party must have “suffered an ‘injury in fact’”; that
injury must be “‘fairly . . . trace[able] to the challenged
action of the defendant’”; and it must be “‘likely,’ as
opposed to merely ‘speculative,’ that the injury will be
‘redressed by a favorable decision.’” Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561 (1992). “The
party invoking federal jurisdiction bears the burden of
establishing these elements.” Id. at 561. At each
“stage[] of the litigation,” “each element must be supported in the same way as any other matter on which
the plaintiff bears the burden of proof.” Id.; see also
D.C. Cir. R. 28(a)(7) (when petitioners seek direct review of administrative action, if “standing is not apparent from the administrative record, the brief must
include arguments and evidence establishing the
claim of standing”).
There is “ordinarily little question” about standing
if the party invoking jurisdiction “is [it]self an object
of the” challenged action. Lujan, 504 U.S. at 561. But
“much more is needed” if that action regulates “someone else”—that is, where causation and redressability
depend on choices “‘made by independent actors not
before the courts and whose exercise of broad and legitimate discretion the courts cannot presume either
to control or predict.’” Id. at 562. In that scenario, a
plaintiff may not rest on “speculative” suppositions
11
about “how third parties would react to government
action or cause downstream injury to plaintiffs.” FDA
v. All. for Hippocratic Med., 602 U.S. 367, 383 (2024).
Rather, it “must show that the third parties will likely
react in predictable ways that in turn will likely injure
the plaintiffs,” id. (internal quotation marks omitted),
which makes standing “substantially more difficult to
establish,” id. at 382 (internal quotation marks omitted).
b. The court of appeals faithfully applied those
standards to the unique circumstances before it.
i. Petitioners’ asserted “injuries ‘hinge[] on’ the actions of third parties—the automobile manufacturers
who are subject to the waiver.” Ohio Pet. App. 27a. To
establish standing, petitioners needed to show that
manufacturers would likely respond to a favorable judicial decision—in 2022—by changing their fleets in a
way that alleviates petitioners’ claimed injuries. Id.
at 28a. Circuit precedent addressing analogous circumstances had refused to “presume redressability”
and “expressed serious doubts that [prior litigants]
had met their burden of demonstrating redressability.”
Id. at 32a (citing Chamber of Com. v. EPA, 642 F.3d
192, 205-206 (D.C. Cir. 2011)).
But the private petitioners treated the subject “as
a foregone conclusion.” Ohio Pet. App. 30a. They devoted just two paragraphs in their opening brief to
standing—and a single sentence to redressability. C.A.
Diamond Br. 16-17. They failed “to explain in any detail how their injuries are redressable,” or point to any
evidence (within or outside the record) bearing on that
subject. Ohio Pet. App. 30a. The declarations petitioners referenced were “conclusory,” id. at 27a: they
simply stated declarants’ “understand[ing]” that California’s standards covered by the waiver reduced fuel
12
sales. E.g., C.A. Diamond Br. Add. 15, 23, 31. None
addressed whether automakers—starting in 2022—
would alter plans or designs if the waiver reinstatement were vacated.
In contrast, California’s expert declaration explained that, by 2022, the market share of vehicles in
California that qualified for compliance “exceed[ed]
what California’s standards require.” C.A. Cal. Br.
Add. 88. Consumers were willing to pay premium
prices for zero-emission vehicles, id., and multiple
manufacturers planned to “sell substantially more
zero-emission vehicles in the future than the standards at issue in this litigation required,” id. at 98. In
short, petitioners had not “established any probability
that manufacturers would change course if EPA’s decision were vacated.” C.A. Cal. Br. 15. Yet even after
California’s declaration was filed, petitioners failed to
“meaningfully address[] the redressability of their economic injuries in their reply briefs.” Ohio Pet. App.
34a.
That left the court of appeals without any “basis to
conclude that Petitioners’ claims are redressable” and
deprived it of jurisdiction to consider the private petitioners’ statutory claim. Ohio Pet. App. 34a; see All.
for Hippocratic Med., 602 U.S. at 383 (“speculation
about the unfettered choices made by independent actors not before the courts” does not establish standing).
ii. The private petitioners contend that “the court
of appeals blinded itself to the obvious,” asserting that
vacatur of the reinstatement would provide them redress because “automakers will make more vehicles
that run on liquid fuel” or adjust prices in ways that
increase fuel consumption. Diamond Pet. 14, 18. As
the court of appeals recognized, however, see Ohio Pet.
App. 28a-30a, the circumstances bely that assertion.
13
By the time this suit was filed, it was not “obvious”
(Diamond Pet. 14) that vacatur would likely affect
manufacturers’ future behavior. Ohio Pet. App. 29a.
To the extent petitioners’ brief and declarations addressed that subject, they relied exclusively on predictions made in 2011 and 2012 that the standards would
lessen consumption of gasoline products. See, e.g., C.A.
Diamond Br. 16. By 2022, those predictions were outdated. Manufacturers had “accelerat[ed their] transition to electrified vehicles”—even between 2018 and
2021, when the waiver was purportedly withdrawn.
86 Fed. Reg. at 74438, 74486. That trend was caused
by investments that manufacturers “had already
made in updating their fleets” (Ohio Pet. App. 19a)
and by consumer demand (id. at 29a n.8): sales of the
pertinent vehicles in California in 2022 exceeded any
requirement of the standards imposed through this
waiver, and consumers desired those vehicles enough
to pay significant premiums. C.A. Cal. Br. Add. 8788.4
No doubt, when EPA first granted the waiver in
2013, the waiver (or its vacatur) would likely alter automaker decisions. But standing is assessed as of the
time a suit is filed. Murthy v. Missouri, 144 S. Ct. 1972,
1986 (2024). Given the evidence about what was happening when petitioners filed these challenges in May
2022, the court of appeals could not simply assume
that the reinstated waiver—rather than consumer
choice and technologies created by manufacturers’ intervening investments—would determine plans and
4 Moreover,
the standards at issue would cease increasing at
model year 2026. Yet automakers, for their own reasons, planned
to continue increasing their production of zero-emission vehicles
afterwards. C.A. Cal. Br. Add. 98-99.
14
production in the years ahead. See, e.g., Ohio Pet. App.
29a n.8.
Petitioners’ remaining critiques of the court of appeals’ analysis are unpersuasive. They argue that the
missing link as to redressability was supplied by statements in the state respondents’ motion to intervene.
Diamond Pet. 11, 20 (citing C.A. Cal. Int. Mot.
Scheehle Decl. ¶¶ 17-18 & Vanderspek Decl. ¶ 22).
But petitioners never informed the court that those
statements—supplied by a different party, in a different context, in one of five unopposed motions to intervene that were decided nearly two years earlier—
should bear on petitioners’ standing. Cf. Murthy, 144
S. Ct. at 1991 n.7 (“‘[J]udges are not like pigs, hunting
for truffles buried [in the record].’”). In any event, “expect[ations]” (C.A. Cal. Int. Mot. Vanderspek Decl.
¶ 22) that supported a preliminary motion to intervene could not substitute for the facts petitioners
needed to establish jurisdiction for final relief on the
merits.5
Petitioners also highlight (Diamond Pet. 12-13) the
denial of their motion to file supplemental declarations after oral argument. See Ohio Pet. App. 35a-38a.
But they do not seek review of that case-specific denial
or argue that it was wrong, for good reason. The court
of appeals reasonably determined that petitioners
failed to show good cause for introducing new evidence
and arguments so late in the game. Id. at 36a. Petitioners “should have been aware” from the outset that
5 By
granting California’s unopposed motion to intervene, the
court of appeals did not necessarily find that reinstating the
standards would affect the mix of cars sold. California’s interest
was “easy to establish” because California was a directly regulated party: with the waiver, its standards have legal force; without it, they do not. All. for Hippocratic Med., 602 U.S. at 382.
15
redressability would be at issue given the nature of
their challenge. Id. at 37a; see supra pp. 3-4, 10-11.
And any suggestion that redressability was not raised
until oral argument was simply “false”: California’s
brief “explicitly argued that Fuel Petitioners had offered no evidence regarding the redressability of their
injuries,” Ohio Pet. App. 37a; see Diamond Pet. 11, yet
petitioners failed to respond.6
Finally, petitioners portray the court of appeals’
decision as instituting a new rule requiring affidavits
from directly regulated parties to support challenges
by unregulated parties. See Diamond Pet. 20 (“it appears that the only kind of evidence the court would
have found sufficient is an affidavit from an automaker itself ”); see also id. at 4, 14, 21. But the court
imposed no such requirement. Petitioners could have
pointed to secondary sources, or offered declarations
from others about market conditions and automaker
practices. Cf. Ohio Pet. App. 33a-34a (describing California’s declaration). The court also demonstrated its
willingness to consider comments, studies in the administrative record, and public statements from regulated entities. Id. at 29a, 33a.7 The problem was that
6 Even their untimely, post-argument submission contained a no-
ticeable gap: Petitioners argued only that automakers had the
ability to adjust their offerings in reaction to a judicial decision—
they disavowed any attempt to show that manufacturers would
likely do so, or to address market conditions. C.A. Diamond Proposed Suppl. Br. 1-3.
7 When describing the decision below to the D.C. Circuit in an-
other matter, many of these petitioners indicated it does not pose
the kind of barrier to standing that they profess here to be worried about. They stated that it “does not affect” unregulated challengers’ ability to establish redressability where the federal
(continued…)
16
petitioners failed to produce any evidence bearing on
this topic when they were required to do so, and the
court could not simply assume that evidence existed.
c. Petitioners contend that the decision below contravenes this Court’s precedent and creates a conflict
of lower court authority. Diamond Pet. 15-24. They
are incorrect.
i. As to Supreme Court precedent, petitioners accuse the court of appeals of ignoring cases holding that
“challengers to governmental action can rely on the
‘predictable effect’ of regulation on third parties to establish causation and redressability.” Diamond Pet. 4;
see id. at 16-20. They first point to Department of
Commerce v. New York, 588 U.S. 752 (2019), which
they describe as excusing them from any requirement
to produce “robust record evidence.” Diamond Pet. 17.
But the state plaintiffs in that case supported their
standing theory with specific and contemporaneous
evidence—including expert testimony, comprehensive
studies, and detailed memoranda—demonstrating
that adding a citizenship question to the census would
“result in noncitizen households responding to the census at lower rates than other groups,” and thereby
lead to reduced representation and funding. 588 U.S.
at 767; see New York v. Dep’t of Commerce, 351 F. Supp.
3d 502, 578-581 (S.D.N.Y. 2019). This Court’s holding
on standing rested on a district court’s “findings of
fact,” following a bench trial with that evidence. 588
agency projected an emission standard’s effect on fuel consumption. Suppl. Br. for Intervenors in Support of Petrs., NRDC v.
NHTSA, No. 22-1080, 2024 WL 3874762, at *3-4 (filed Aug. 19,
2024); see Suppl. Br. of Petr. Am. Fuel & Petrochemical Mfrs. &
State Petrs., NRDC v. NHTSA, supra, 2024 WL 3888251, at *3
(filed Aug. 19, 2024) (similar).
17
U.S. at 767. The unsupported speculation advanced
by petitioners here is not remotely comparable.
Next, petitioners imply that Massachusetts v. EPA,
549 U.S. 497 (2007), relied on an agency’s “own statements” about how third parties would behave in response to the agency’s action. Pet. 17. But even if that
were true, there would be no conflict: here, as one of
the private petitioners has acknowledged, “EPA had
made no findings about how much fuel consumption
would be displaced by its 2022 order reinstating California’s preemption waiver.”8 Moreover, standing in
Massachusetts was based not solely on the agency’s
“own statements and programs,” Diamond Pet. 17, but
also on “affidavits” submitted by the challengers, 549
U.S. at 526. And this Court’s holding reflected a special solicitude for state plaintiffs—which “does not apply” to private litigants. Murthy, 144 S. Ct. at 1996
n.11; see Massachusetts, 549 U.S. at 520.
Petitioners assert that Bennett v. Spear, 520 U.S.
154 (1997), leaves “little question” that plaintiffs have
standing to contest “‘injur[ies] produced by determinative or coercive effect[s]’ of the challenged regulation
‘upon the action of someone else.’” Diamond Pet. 1516. But that argument begs the question: it was petitioners’ burden to show that California’s decade-old
standards would “determin[e] or coerc[e]” automakers’
choices at the time petitioners filed their challenge.
They failed to do so. What is more, Bennett was decided on a motion to dismiss, 520 U.S. at 167-168, a
posture in which “general factual allegations” “suffice”
and courts “‘presum[e]’” that the allegations “‘embrace those specific facts that are necessary to support
8 Suppl. Br. of Petr. Am. Fuel & Petrochemical Mfrs. & State
Petrs, NRDC v. NHTSA, supra, 2024 WL 3888251, at *8.
18
the claim,’” Lujan, 504 U.S. at 561. Petitioners here
sought to prevail on the merits, requiring them to establish (not presume) facts supporting redressability.9
A more relevant precedent is the recent decision in
Murthy, where plaintiffs alleged that federal officials
had pressured private internet platforms to remove
users’ posts. 144 S. Ct. at 1984. This Court held that
the plaintiffs failed to establish causation and redressability. Id. at 1993-1996. One consideration was that
the platforms had “independent incentives” to engage
in content moderation, id. at 1987-1988, and in fact
did so even absent governmental requests, id. at 1995.
Likewise, automakers are independently motivated to
respond to consumer demand, and produced vehicles
that satisfy California’s standards beyond any level
required by those standards. See supra p. 13.
ii. Nor does the decision below “create[] a conflict
among the courts of appeals.” Diamond Pet. 21 (capitalization omitted).
Two of the decisions petitioners cite reviewed
standing at the motion-to-dismiss stage. See Gen.
Land Office of Tex. v. Biden, 71 F.4th 264 (5th Cir.
2023); Wieland v. Dep’t of Health & Hum. Servs., 793
F.3d 949 (8th Cir. 2015). Petitioners assert that General Land Office relied on a “commonsense” point that
border walls affect migrant crossings. Diamond Pet.
22. But the Fifth Circuit made clear that its ruling
was based on the “‘presum[ptions]’” that apply “[a]t
9 Bennett is so different from this case that it is hardly surprising
the court of appeals followed private petitioners’ lead and did not
cite it below. Compare Diamond Pet. 20 (criticizing court of appeals for not discussing Bennett), with C.A. Diamond Br. 16-17
(not discussing Bennett), C.A. Diamond Reply Br. 3-6 (same).
19
the pleading stage,” and also reflected “‘special solicitude’” for state standing. General Land Office, 71
F.4th at 272, 274. Neither consideration aids the Diamond petitioners here. The Eighth Circuit’s decision
in Wieland similarly turned on Lujan’s directive that
“‘general factual allegations’” suffice at the pleading
stage. 793 F.3d at 954. The possibility that the regulated insurers in that case might not alter coverage in
response to court action did not preclude the plaintiffs
from proceeding, because the court was “accepting as
true all factual allegations in the complaint and drawing all reasonable inferences in [the plaintiff’s] favor.”
Id. at 953.
The decisions in NRDC v. NHTSA, 894 F.3d 95 (2d
Cir. 2018), and Skyline Wesleyan Church v. California
Department of Managed Health Care, 968 F.3d 738
(9th Cir. 2020), did not rest on mere “‘common sense’”
assumptions about how regulated parties would react
to regulatory changes. Diamond Pet. 22-23. In NRDC,
causation and redressability were “establish[ed]” by
“the record”—including a sworn declaration about automakers’ particular economic incentives, and agency
analyses that showed no sign of having been superseded by time. NRDC, 894 F.3d at 104-105 (emphasis
added); see Br. of NRDC, 2018 WL 1210650, at *28
(filed Mar. 6, 2018) (discussing calculations in declaration). In Skyline, the “determinative or coercive effect” of the challenged action—an agency’s warning to
insurers—was proven with evidence: “seven insurers”
had “offered plans with abortion coverage restrictions,” then “[a]ll seven” ceased doing so after receiving the regulator’s warning that such restrictions
were illegal. 968 F.3d at 750.
Finally, petitioners assert an intra-circuit conflict
with Energy Future Coalition v. EPA, 793 F.3d 141,
20
143 (D.C. Cir. 2015), which concerned a rule that prohibited manufacturers from using certain fuels during
emissions testing. It is “primarily the task of a Court
of Appeals to reconcile its internal difficulties,”
Wisniewski v. United States, 353 U.S. 901, 902 (1957)
(per curiam), but petitioners never sought rehearing
based on the purported conflict. Perhaps because no
conflict exists: Energy Future relied on evidence establishing “substantial reason to think that at least
some vehicle manufacturers would use” the challengers’ fuels if EPA changed its regulation. 793 F.3d at
144. The record included automakers’ statements and
an economist’s explanation of how the regulation affected manufacturers’ choices. See id. at 145; Br. for
Petrs., 2015 WL 661314, at *32 (filed Feb. 12, 2015).
Indeed, Energy Future distinguished its record from a
case like this one, where “objective evidence” and “empirical studies” “undermined petitioners’ theory of
standing.” 793 F.3d at 145 n.2; cf. Ohio Pet. App. 33a34a.
2. The private petitioners argue that this Court
should also grant certiorari as to whether EPA
properly interpreted Section 209(b), a question that
the court of appeals did not reach because of its jurisdictional holding. But this is a Court “‘of review, not
of first view.’” Smith v. Arizona, 144 S. Ct. 1785, 1801
(2024). That principle applies with special force where
(as here) petitioners seek to raise an “issue[] of first
impression” that no lower court has ever directly addressed. Box v. Planned Parenthood of Ind. & Ky., Inc.,
587 U.S. 490, 496 (2019) (Thomas, J., concurring). Petitioners identify no persuasive reason for this Court
to depart from that principle here.
a. Petitioners argue that this Court should review
the statutory question now because “California’s
21
waiver expires at the end of model year 2025, [and] it
is quite possible the D.C. Circuit will not decide the
merits on remand in time for this Court’s subsequent
review.” Diamond Pet. 26. But even if petitioners
were correct in predicting that the D.C. Circuit would
not have adequate time to reach the statutory merits
on remand, another waiver case could come to this
Court relatively soon. Requests for waivers covering
model years well beyond 2025 are currently pending
with EPA. See, e.g., 88 Fed. Reg. 88908 (Dec. 26,
2023).10 If one is granted and a proper challenge is
filed within 60 days, see 42 U.S.C. § 7607(b)(1), the
court of appeals can resolve the merits and this Court
could consider whether to review that judgment. If the
pending requests are not granted, it will work no harm
for the issue to have been “resolved by the political
branches” instead of this Court. All. for Hippocratic
Med., 602 U.S. at 380.
Petitioners fail to support their accusation that the
D.C. Circuit has “contrived” over time to meet “each
challenge to EPA’s waiver determination[s] with a different jurisdictional barrier.” Diamond Pet. 3, 14. Out
of dozens of waivers granted under Section 209, petitioners identify only one other case in which the challenge was dismissed on jurisdictional grounds. Id. at
8 (citing Chamber of Com. of U.S. v. EPA, 642 F.3d 192
(D.C. Cir. 2011) (Henderson, Garland, and Brown,
10 Some of these petitioners are also challenging a 2023 waiver—
covering model years through 2035—in Western States Trucking
Ass’n v. EPA, No. 23-1143 (D.C. Cir.). That case is currently in
abeyance but will revive once common issues are resolved in an
earlier filed case.
22
JJ.)). Petitioners do not argue that dismissal was improper. Other challenges have been resolved on the
merits.11
And this Court’s ability to review petitioners’ statutory question here could be complicated for reasons
beyond the standing problem discussed above. Despite warning that this case could become “moot[]” if
remanded to the court of appeals, Diamond Pet. 36,
petitioners seem unconcerned about the possibility
that similar complications might occur during this
Court’s review. They merely assert that “this case
would fall within the capable-of-repetition exception
because of the order’s relatively short duration.” Id.
at 26. If correct, that undercuts petitioners’ main argument for bypassing the D.C. Circuit, since the exception would equally allow that court to address the
statutory issue on remand if this Court decided standing alone. But the applicability of that exception is
uncertain—in either court—because waivers do not
typically have such “short” durations: Had petitioners
challenged this waiver when it was issued in 2013,
there would have been more than enough time for judicial review.12
11 See, e.g., Am. Trucking Ass’ns, Inc. v. EPA, 600 F.3d 624 (D.C.
Cir. 2010); Motor & Equip. Mfrs. Ass’n v. Nichols, 142 F.3d 449
(D.C. Cir. 1998); Engine Mfrs. Ass’n v. EPA, 88 F.3d 1075 (D.C.
Cir. 1996); Motor & Equip. Mfrs. Ass’n, Inc. v. EPA, 627 F.2d 1095
(D.C. Cir. 1979); Ford Motor Co. v. EPA, 606 F.2d 1293 (D.C. Cir.
1979); see also Dalton Trucking, Inc. v. EPA, 846 F. App’x 442
(9th Cir. 2021). Other challenges did not result in judicial decisions because the parties withdrew them.
12 Petitioners suggest they were prevented from challenging the
2013 waiver because “the D.C. Circuit held that” a prior challenge
to California standards “was moot because California had
‘deemed’ compliance with federal standards to satisfy the State’s
(continued…)
23
Finally, an immediate decision from this Court on
the statutory question still would not settle the validity of the challenged reinstatement. EPA offered other
grounds for its reinstatement decision, including the
agency’s failure to sufficiently consider reliance interests when it revoked the waiver in 2019. See Ohio Pet.
App. 140a-151a; supra p. 4.
Those additional
grounds—which petitioners do not challenge here and
which would not ordinarily play a role in review of a
waiver—would need to be reviewed and rejected for
the reinstatement to be overturned. Petitioners appear to seek immediate review of the statutory question less to settle a concrete dispute about the validity
of the reinstatement than to obtain an advisory opinion as to different waivers in the future.
b. In any event, petitioners’ statutory arguments
(Diamond Pet. 27-34) are unpersuasive. Section 209(b)
directs EPA to grant a waiver “if the State determines
that the State standards will be, in the aggregate, at
least as protective of public health and welfare” as federal standards, 42 U.S.C. § 7543(b)(1), so long as that
determination is not “arbitrary and capricious,” id.
§ 7543(b)(1)(A), and there is no finding that the “State
does not need such State standards to meet compelling
and extraordinary conditions,” id. § 7543(b)(1)(B); see
also id. § 7543(b)(1)(C); supra p. 2. Petitioners only
take issue with EPA’s determination about that last
proviso. See Diamond Pet. 27.
standards.” Diamond Pet. 8. But the main focus of petitioners’
challenge—California’s zero-emission vehicle requirements—
never contained such a provision. C.A. J.A. 205-206 n.14. Petitioners fail to explain why they did not challenge that part of the
2013 waiver—or seek to overturn “the unfavorable D.C. Circuit
standing precedent” (Diamond Pet. 9) that they perceived as a
barrier to challenging other parts of that waiver.
24
As petitioners read it, the text demands a condition
that is “‘most unusual’ as compared to other States,”
Diamond Pet. 28, and a California emission standard
that “appreciably affect[s]” that condition, id. at 31.
They argue that climate change is not “particular to
California” and the standards here “will not materially reduce the impacts of climate change in California.” Id. at 27. That is wrong, see Ohio Pet. App. 219a227a; C.A. Cal. Br. 43-45; but even if it were correct, it
would not help petitioners.
EPA found that these standards were needed to
meet not just climate change problems, but also the
severe pollution California specifically experiences
from “criteria” pollutants such as particulate matter
and emissions that produce ground-level ozone and
smog. Ohio Pet. App. 207a-219a; see 42 U.S.C.
§ 7408(a). Petitioners do not deny that California has
“compelling and extraordinary” criteria pollutant
problems. And their assertion that these standards do
not address those pollutants (Diamond Pet. 30) is incorrect. These standards extended a program that began decades earlier as a criteria pollution reduction
program. See 58 Fed. Reg. 4166 (Jan. 13, 1993). California requested this waiver to reduce criteria pollutants as well as greenhouse gases. C.A. J.A. 151-152,
862, 876-877. Zero-emission vehicles produce zero
tailpipe criteria pollution—and both Congress and
EPA have recognized their importance in reducing criteria pollutants. 42 U.S.C. § 7586(f)(4); Ohio Pet. App.
147a-149a.13
13 Petitioners assert that EPA’s reasoning relating these standards to ozone turned only on lowering temperatures as a way to
reduce ozone formation. Diamond Pet. 30. That, too, is incorrect.
Ozone forms from nitrogen oxides. EPA made findings that the
(continued…)
25
Moreover, petitioners’ exclusive focus on the specific standards at issue here misunderstands Congress’s plan. See Diamond Pet. 32-33. Waiver
decisions under Section 209(b) turn on whether there
are “compelling and extraordinary conditions” for
which the State needs its emissions program as a
whole, not on the particular need for each individual
component of that program. That construction, long
embraced by EPA, makes sense. Section 209(b)(1) directs that, after a waiver determination, preemption
no longer “appl[ies] to [the] State,” 42 U.S.C.
§ 7543(b)(1)—not that it no longer applies to individual standards. When the statute asks whether the
State “need[s] such State standards to meet compelling and extraordinary conditions,” id. § 7543(b)(1)(B)
(emphasis added), the standards referred to are the
same ones that (a few lines above) are assessed “in the
aggregate” for protectiveness, id. § 7543(b)(1). That
textual link was no accident: Congress adopted (b)(1)’s
“in the aggregate” language and (b)(1)(B)’s “such State
standards” reference in the same amendment. Pub. L.
No. 95-95, § 207, 91 Stat. 685, 755 (1977). And California needs its regulatory program as a whole to address particular concerns stemming from both criteria
pollution and climate change. See Ohio Pet. App. 286a.
Petitioners disagree, arguing that the “in the aggregate” phrase in Section 209(b)(1) cannot apply to
subsection (b)(1)(B) because it does not apply to subsection (b)(1)(C). Diamond Pet. 32. But their premise
is mistaken. Subsection (b)(1)(C) makes EPA’s waiver
determination contingent on whether “such State
standards” are feasible “consistent with” 42 U.S.C.
standards would reduce ozone formation by reducing nitrogen oxide emissions. E.g., C.A. J.A. 805-807; Ohio Pet. App. 147a-148a
& n.165.
26
§ 7521(a). Congress knew about the increased difficulty of implementing multiple standards together.
See supra pp. 1-2. To protect automakers, as Congress
intended, feasibility is determined based on ability to
implement standards in the aggregate. Ohio Pet. App.
198a & n.265.
Petitioners next argue that evaluation of what California “need[s]” under Section 209(b)(1) must depend
on each individual standard, because “Congress already determined that California ‘need[s]’” its own
“program” by enacting “the preemption exception in
the first place.” Diamond Pet. 33. Not so. The program-based “need” requirement of Section 209(b)(1)(B)
forecloses new waivers if technological, regulatory, or
other changes render California’s separate program
unnecessary. That is hardly “meaningless” (Diamond
Pet. 33).
Finally, the “clear-statement rules” invoked by petitioners (Diamond Pet. 33-34) do not help them here.
The major-questions doctrine applies, in “extraordinary cases,” to require a federal agency to “point to
‘clear congressional authorization’ for the power it
claims.” West Virginia v. EPA, 597 U.S. 697, 723
(2022). A key justification for the doctrine is protecting state authority from federal overreach. Id. at 740
(Gorsuch, J., concurring). But EPA is not claiming
power here; it is getting out of the way of state authority. The “federalism canon” (Diamond Pet. 34) is similarly inapt. Its requirement for “unmistakabl[e]”
clarity applies when Congress “interfere[s]” with
States’ “substantial sovereign powers” under “our constitutional scheme.” Gregory v. Ashcroft, 501 U.S. 452,
461 (1991). But petitioners here are challenging an
exemption from preemption that preserves state power.
And “principles of constitutional avoidance” (Diamond
27
Pet. 33) are inapplicable because there is no serious
constitutional issue to avoid. See infra pp. 27-33.
3. The state petitioners ask this Court to consider
the constitutionality of Section 209(b). Ohio Pet. 9-36.
But their novel constitutional theory lacks merit, and
they identify no good reason for this Court to address
it.
a. Although the Constitution contains a “fundamental principle of equal sovereignty,” Shelby Cnty. v.
Holder, 570 U.S. 529, 544 (2013), the court of appeals
rightly rejected petitioners’ sweeping contention that
this principle forbids Congress from exercising its Article I powers to enact any statute that allows one
State “a power [Congress] denied” to other States.
Ohio Pet. 1-2; see Ohio Pet. App. 41a. That novel theory would upset Congress’s longstanding practices,
and nothing in constitutional text or history supports
it.
The Framers were explicit about requiring equal
treatment of States in some contexts: for example,
they required “uniform” laws concerning bankruptcy,
naturalization, and duties, U.S. Const. art. I, § 8, cl. 1,
4, and prohibited “preference” to the “Ports of one
State over those of another,” id., art. I, § 9, cl. 6; see
Ohio Pet. App. 49a. The lack of any constitutional text
imposing equal sovereignty limits on Congress’s exercise of its Commerce Clause power stands in contrast
to those explicit equality requirements. See id., art. I,
§ 8, cl. 3.
Petitioners contend that equality among States
was part of the “original plan of the Constitution” and
“the federal design.” Ohio Pet. 11-12. As the court of
appeals explained, however, the Framers’ focus was on
28
political equality—implemented by equal representation for each State in the Senate and equal representation for each voter in the House. Ohio Pet. App. 50a51a. Although petitioners (Ohio Pet. 15) cite the sovereign immunity reasoning of Franchise Tax Board of
California v. Hyatt, 587 U.S. 230 (2019), as support for
their atextual theory, the historical record there was
different. The Framers publicly promised that the
new Constitution would maintain States’ immunity
from suit. Id. at 242. Petitioners point to no foundingera authority indicating any similar intent as to the
question they raise here.
And Congress has enacted laws that treat certain
States differently since the founding, in diverse areas
such as acquiring or ceding federal land, see Alabama
v. Texas, 347 U.S. 272 (1954) (per curiam), or settling
state authority as to Indian lands, see Oklahoma v.
Castro-Huerta, 597 U.S. 629, 646 (2022). The nature
of the commerce power, in particular, presupposes
Congress’s authority to adjust preemption based on
particular States’ commercial conditions or regulatory
histories—as it has done repeatedly. See, e.g., 16
U.S.C. §§ 824k(k), 824p(k), 824q(h), 824t(f ) (Texas’s
unique authority over electric grid); 49 U.S.C.
§ 31113(a) (Hawaii’s unique authority over truckwidths). Congress followed a similar approach here,
authorizing California to craft alternative emission
standards in certain circumstances in recognition of
that State’s experience regulating air pollution and its
special pollution challenges. See supra p. 1. Indeed,
Congress’s approach increases options for all States,
by giving other States an option to adopt identical
standards where appropriate. See 42 U.S.C. § 7507;
supra pp. 2-3.
29
Petitioners’ arguments based on precedent (Ohio
Pet. 21-25) are unavailing. They first invoke the proposition that each State is “‘admitted into the union on
an equal footing with the original states.’” Id. at 21.
The leading case, Coyle v. Smith, 221 U.S. 559, 573
(1911), held that Congress could not prohibit Oklahoma from moving its seat of government as a condition of admission because Oklahoma was “admitted
with all of the powers of sovereignty and jurisdiction
[of ] the original states.” But Coyle’s holding about
that invalid “term of admission” preserved Congress’s
ability to enact “regulation[s] of commerce.” Id. at 574.
The Commerce Clause transferred that sovereign authority from the States to Congress. Ohio Pet. App.
47a.
Petitioners say their “most significant case” (Ohio
Pet. 22) is Escanaba & Lake Michigan Transportation
Co. v. Chicago, 107 U.S. 678 (1883), which held that
Illinois (admitted to the Union in 1818) “ha[d] the
same power to regulate navigable waters within its
borders that is possessed by other states of the Union,”
Econ. Light & Power Co. v. United States, 256 U.S.
113, 121 (1921). But Escanaba actually affirmed the
primacy of congressional power under the Commerce
Clause: Illinois’s authority could be exerted only “until [C]ongress interferes and supersedes it.” Escanaba, 107 U.S. at 683, 687; see Econ. Light, 256 U.S.
at 121.
Nor does Shelby County imply that Section 209(b)
is invalid. That case addressed the preclearance requirements of Section 5 of the Voting Rights Act, an
“extraordinary” provision prohibiting some States and
local governments from implementing any change in
voting procedures “until it was approved by federal au-
30
thorities.” 570 U.S. at 534, 537. The Court emphasized that the “Framers of the Constitution intended
the States to keep for themselves, as provided in the
Tenth Amendment, the power to regulate elections.”
Id. at 543 (internal quotation marks omitted). In light
of the “fundamental principle of equal sovereignty
among the States,” Congress could not single out nine
States for such an extraordinary impingement on selfgovernment based on “40-year-old data” that was belied by “today’s statistics.” Id. at 544, 556. But Shelby
County does not remotely suggest a complete bar on
differential treatment in the context of commercial
regulation. Even as to States’ power to regulate elections—a “‘sensitive area[] of state and local policymaking’”—Shelby County recognized that a statute’s
“‘disparate’” treatment could be justified if it were
“‘sufficiently related to the problem that it targets.’”
Id. at 545, 551.
b. Petitioners do not assert that their theory implicates any conflict among lower courts. In the rare
instances in which other parties have asserted similar
arguments, lower courts have rejected them.
The Third Circuit rejected a claim that the “equal
sovereignty of the states” was violated by a statute
that “singl[ed] out Nevada for preferential treatment”
by allowing it alone “to maintain broad state-sponsored sports gambling.” NCAA v. Governor of N.J.,
730 F.3d 208, 237 (3d Cir. 2013), cert. denied, 573 U.S.
931 (2014) (Nos. 13-967, 13-979 & 13-980). The court
saw “nothing in Shelby County to indicate that the
equal sovereignty principle is meant to apply with the
31
same force” in the “context of Commerce Clause legislation.” Id. at 239.14
The First Circuit reached a similar conclusion regarding a law requiring only some States to cover
young adults under their Medicaid programs. Mayhew v. Burwell, 772 F.3d 80, 83-84 (1st Cir. 2014). As
that court observed, the argument that the new Medicaid requirement “affect[ed] [Maine’s] ‘ability to pass
and implement laws, in the exercise of the fundamental police power over health and welfare,’” characterized the effect on sovereignty “at much too high a level
of generality.” Id. at 95. The same is true of petitioners’ characterization of the affected sovereign powers
here.
c. Finally, the circumstances here would complicate the Court’s resolution of this question.
To begin with, the state petitioners’ standing is not
clear. Ohio and its fellow petitioners object to Section
209(b) because it allows “only California” to regulate
vehicle emissions. Ohio Pet. 6. But none of the petitioner States has expressed any desire to impose its
own emissions regulations. See Acheson Hotels, LLC
v. Laufer, 601 U.S. 1, 12 (2023) (Thomas, J., concurring) (plaintiff lacked standing to complain of discrimination by hotel she “disclaimed any intent to visit”).
Although the court of appeals did not view that as a
jurisdictional problem, Ohio Pet. App. 38a-40a, this
Court would have to satisfy itself of petitioners’ standing.
14 This Court later granted certiorari in a different lawsuit about
the same statute, Murphy v. NCAA, 584 U.S. 453 (2018), but as
to anticommandeering, not equal sovereignty. See Pet. i, Murphy
v. NCAA, No. 16-476 (Oct. 7, 2016); Pet. i, N.J. Thoroughbred
Horsemen’s Ass’n, No. 16-477 (Sept. 29, 2016).
32
The petition also portends confusion as to the scope
of the issues that are properly before the Court. It
seeks to present (Ohio Pet. 31-32) not just a facial challenge to Section 209(b), but also a narrower, as-applied
claim “that the waiver here” is not “sufficiently related
to the problem that it targets.” Ohio Pet. App. 42a.
Petitioners do not contest that they never raised the
as-applied claim in their opening brief in the court of
appeals, which held that it was forfeited on that basis.
Ohio Pet. 33. They instead assert that they could advance it before this Court on the theory that it is a
“‘separate argument[]’ in support of ” a “consistent
claim.” Id. That is incorrect. The as-applied claim—
that it was unconstitutional to grant this waiver as to
greenhouse gases because that problem is not tailored
to California—is distinct from the original facial claim
about Congress’s inability to exempt California at all.
And petitioners’ failure to properly raise the narrower
claim below deprived this Court of the benefits of “a
reasoned opinion on [its] merits.” Bankers Life & Cas.
Co. v. Crenshaw, 486 U.S. 71, 80 (1988). Such an opinion would be particularly valuable if this Court were
ever to decide that type of claim, given the lengthy
agency record and Congress’s considered rationale for
tailoring Section 209 preemption as it did.
If there were a genuine need for an immediate answer to the question presented, perhaps this Court
might discount the features of this case that make it a
poor candidate for plenary review. But petitioners do
not contend that lower courts are confused or conflicted in ways only this Court can resolve. Nor do
they claim that their equal sovereignty question arises
with frequency—to the contrary, they identify just
four other cases over the last quarter century, and
acknowledge that “[a]nother case to test the equal-sovereignty doctrine may be a long time coming.” Ohio
33
Pet. 3; see id. at 26 (citing New York v. Yellen, 15 F.4th
569, 583-584 (2d Cir. 2021); Mayhew, 772 F.3d at 94;
NCAA, 730 F.3d at 1237-1238; Nevada v. Watkins, 914
F.2d 1545, 1554 (9th Cir. 1990)).
Petitioners instead argue that the Court should
grant their petition because it raises an “unanswered
question[] of constitutional structure,” Ohio Pet. 10;
because they “have long wanted [the] question answered,” id.; and because it would allow the Court to
“address the criticism[s]” of scholars about Shelby
County, id. at 3. In other words, they invite the Court
to grant certiorari in order to engage in a largely academic exercise concerning a form of regulatory authority that they do not seek.
*
*
*
The meritless nature of petitioners’ arguments,
and the lack of any conflict of authority, is reason
enough to deny certiorari. And the atypical nature of
the challenge—involving a nine-year-old waiver that
was temporarily revoked and recently reinstated—
makes this a particularly unsuitable vehicle for further review. Indeed, the 2022 reinstatement decision
rested in part on alternative grounds, not challenged
here, that would not be a consideration in a direct
challenge to the issuance of a waiver itself. See supra
pp. 4, 23. If EPA grants future waivers, petitioners
will presumably challenge them immediately, see 42
U.S.C. § 7607(b)(1), mindful of their responsibility to
demonstrate standing, and could present their statutory and constitutional theories without the unusual
complications inherent in this case.
34
CONCLUSION
The petitions for writs of certiorari should be denied.
Respectfully submitted,
ROB BONTA
Attorney General of California
MICHAEL J. MONGAN
Solicitor General
TRACY WINSOR
Senior Assistant Attorney General
JOSHUA A. KLEIN
TERESA A. REED DIPPO
Deputy Solicitors General
MYUNG PARK
Supervising Deputy Attorney General
THEODORE MCCOMBS
CAITLAN MCLOON
ELAINE MECKENSTOCK
JONATHAN WIENER
Deputy Attorneys General
September 9, 2024
35
PHILIP J. WEISER
Attorney General
of Colorado
KEITH ELLISON
Attorney General
of Minnesota
WILLIAM TONG
Attorney General
of Connecticut
AARON D. FORD
Attorney General
of Nevada
KATHLEEN JENNINGS
Attorney General
of Delaware
MATTHEW J. PLATKIN
Attorney General
of New Jersey
BRIAN L. SCHWALB
Attorney General of the
District of Columbia
RAÚL TORREZ
Attorney General
of New Mexico
ANNE E. LOPEZ
Attorney General
of Hawai‘i
LETITIA JAMES
Attorney General
of New York
KWAME RAOUL
Attorney General
of Illinois
JOSHUA H. STEIN
Attorney General
of North Carolina
AARON M. FREY
Attorney General
of Maine
ELLEN F. ROSENBLUM
Attorney General
of Oregon
ANTHONY G. BROWN
Attorney General
of Maryland
MICHELLE HENRY
Attorney General
of Pennsylvania
ANDREA JOY CAMPBELL
Attorney General
of Massachusetts
PETER F. NERONHA
Attorney General
of Rhode Island
36
CHARITY R. CLARK
Attorney General
of Vermont
ROBERT FERGUSON
Attorney General
of Washington
HYDEE FELDSTEIN SOTO
City Attorney
of Los Angeles
By: Michael J. Bostrom
Senior Assistant
City Attorney
MURIEL GOODETRUFANT
Acting Corporation
Counsel of the City of
New York
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.