Petition for Writ of Certiorari — Arthur L. Vitasek, Petitioner v. Ryan Thornell, Director, Arizona Department of Corrections, Rehabilitation and Reentry, et al.
Supreme Court briefNov 29, 2024
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NOV 29 2029
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IN THE
SUPREME COURT OF THE UNITED STATES
ARTHUR L. VITASEK,
Petitioner,
vs.
RYAN THORNELL, *et al,
Respondents)
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT COURT
PETITION FOR A WRIT OF CERTIORARI
Arthur L. Vitasek
Cook Unit 3C15L, PO Box 3500
Florence, Arizona 85132
Phone: N/A
* David Shinn was replaced as Director of the Arizona Department of Corrections by Ryan
Thornell.
RECEIVED
DEC 2 3 2024
OFFICE OF THE CLERK
SUPREME COURT, U.S.
I.
. QUESTION PRESENTED
In Penson v. Ohio. 488 U.S. 75 (1988), this Court held that, for the purposes of
Federal habeas relief, once “A Court” determines that the trial record supports arguable
claims, ...the criminal defendant is entitled to representation. 109 S.Ct. at 351.
This case presents the following question:
Under Penson v. Ohio. 488 U.S. 75 (1988), whether the Magistrate, the District
Court Judge, and the Ninth Circuit Court of Appeals lost jurisdiction to provide rulings
on this case once the Magistrate determined an arguable issue existed without appointing
counsel to represent the defendant on the arguable issue that the magistrate recognized.
n.
PARTIES TO THE PROCEEDINGS
This Petition stems from a habeas corpus proceeding in which the Petitioner, Arthur
L. Vitasek, was the Petitioner before the United States District Court for the District of
Arizona and the Appellant before the United States Court of Appeals for the Ninth
Circuit. Petitioner is a prisoner sentenced to life and in custody of Ryan Thornell, the
Director of the Arizona Department of Corrections. The Director and his predecessors
were the Respondents before the United States District Court for the District of Arizona
and the Appellees before the United States Court of Appeals for the Ninth Circuit.
III.
RULE 29.6 STATEMENT
The Petitioner, Arthur L. Vitasek, is not a corporate entity.
i
Table of Contents
I.
QUESTION PRESENTED..........
n.
PARTIES TO THE PROCEEDINGS
i
m.
RULE 29.6 STATEMENT.................
i
IV.
TABLE OF AUTHORITIES.........
iv
STATUTES.......................................-............................................................................
iv
CONSTITUTIONAL AMENDMENTS AND RULES.......................................
V. PETITION FOR A WRIT OF CERTIORARI..................................................
VI. OPINIONS BELOW...............................................................................................
VII. STATEMENT OF JURISDICTION................... .............................................
VIII. CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
iv
1
1
1
IX.
STATEMENT OF THE CASE............................................................. .
2
X.
REASONS FOR GRANTING RELIEF.................................................
9
XI.
CONCLUSION AND PRAYER FOR RELIEF............................................
19
ii
2
INDEX OF APPENDICES
Appendix A - ORDER Vitasek V. Shinn NO 23-3574 (Ninth Circuit 8-23-24)
Appendix B - Judgement Vitasek v. Shinn NO CV-21-00436-PHX-MTL (District Court 3-142023)
Appendix C — Excerpt of the Magistrates Report and Recommendation showing where he
recognizes an arguable issue (Ground 6)
Appendix D - ORDER Vitasek v. Shinn NO 23-3574 (Ninth Circuit denial of rehearing 9-122024)
Appendix E - Dr. Phillip Esplin’s Affidavit
Appendix F - Dean Tong’s Forensic Advisory Report
Appendix G - Toxicologist Mark Stultman’s Affidavit
Appendix H - Trial Counsel Robert Dossey’s, Affidavit
Appendix I - Excerpt of the Petitioner’s Application for a Writ of Habeas Corpus (pp 14-14D
Ground 6 the ground the Magistrate recognized as an arguable issue).
Appendix J - PCR Courts ruling p 3. para 7: p 4. para 2-3
Appendix K - Excerpt of Court of Appeals ruling showing the court refused to rule on the IAC
on appeal claim because the defendant did not argue “how he was prejudiced by
counsel’s ineffectiveness” p 3 H8
RECORDERS TRANSCRIPTS
Appendix L - RT 10-7-10 pp 52, 53, 70-73
Appendix M - RT 9-28-11 pp 6,7, 8,9
Appendix N - RT 10-27-11 pp 8-10
iii
IV.
TABLE OF AUTHORITIES
STATUTES
1
1
1
2
15
28 U.S.C. § 2241.................
28 U.S.C. § 2254................
28 U.S.C. §1291................
28 U.S.C. § 2254(a)...........
28 U.S.C. § 2254(b)(1)(A)
CASES
Ander’s v. California.
386 U.S. 738 (1967)
15, 24
Castillo v. McFadden.
399 F.3d 993, 998-999 (9th Cir 2005)
15,16
Evans v. Clarke.
868 F.2d 267 (8th Cir 1989)
19, 20, 21, 22, 25
Martinez v. Rvan.
566 U.S. 1,13 (2012)
23
McGrath v. Kristensen.
340 U.S. 162, 71 S.Ct. 224, 95 L.E.D. 173 (1959)
17, 26
Mitchell v. Maurer.
293 U.S. 237, 55 S.Ct. 162, 79 L.E.D. 338 (1934)
17, 26
Penson v. Ohio.
488 U.S. 75 (1988)
1,2,8,10,11,12,14,16,17,18,19,20,24,25,27
Strickland v. Washington.
466 U.S. 668 (1984)
18
Tnrnstall v. Brotherhood of l ocomotive. Fireman, and Engineerman.
323 U.S. 20,65 S.Ct. 235 (1944)
18
CONSTITUTIONAL AMENDMENTS AND RULES
United States Constitution, 6th Amendment
United States Constitution, 14th Amendment
Federal Rules of Criminal Procedure Rule 106
Federal Rules of Civil Procedure Rule 72(a)
iv
7,8,9,11,13,152, 7, 9,11,13,15
6, 8,12
16
OTHER AUTHORITIES
Prosecutors Motion to Introduce Recordings
v
5
V.
PETITION FOR A WRIT OF CERTIORARI
Petitioner, Arthur L. Vitasek, respectfully petitions for a writ of Certiorari to
review the Penson jurisdictional issues of the United State District Court, District of
Arizona, and the United States Court of Appeals for the Ninth Circuit.
VL
OPINIONS BELOW
The August 23,2024,,ORDER from the United States Court of Appeals for the Ninth
Circuit denying appeal and a COA is attached as Appendix A The March 14, 2023,
judgement by the District Court Judge is attached as Appendix B. Excerpt of the
Magistrate’s R and R showing he acknowledged an arguable issue was supported by the
record is attached as Appendix C. The September 12,2024, ORDER from the United States
Court of Appeals denying a motion for a rehearing is attached as Appendix D.
vn.
STATEMENT OF JURISDICTION
The District Court had subject matter jurisdiction over the habeas cause under
28 U.S.C. $2241 and 2254. Under 28 U.S.C. 81291. the Ninth Circuit Court had
jurisdiction over the habeas issues certified for the appeal. However, these Courts lost
jurisdiction under Penson v. Ohio. 488 U.S. 75 (1988) once the Magistrate, (A Court),
recognized an arguable issue was supported by the record without appointing new
counsel to represent the Appellant on the arguable issue recognized by the Magistrate,
“A Court.” This Court has jurisdiction pursuant to 28 U.S.C. §2254(a) over the issues
presented to the District Court and the Ninth Circuit Court of Appeals under the 6th
and 14th Amendments, of the U.S. Constitution and Penson v. Ohio, 488 U.S. 75 (1988).
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4.
i
ca
vrn.
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
The Sixth Amendment to the United States Constitution provides that: “In
criminal prosecutions, the accused shall enjoy the right to have the Assistance of
Counsel for his defense.”
The Equal Protection and Due Process clauses of the Fourteenth Amendment
of the U.S. Constitution provides that: “indigent defendants have the right to counsel
once right to appeal is granted.”
IX.
A)
STATEMENT OF THE CASE
Pretrial Relevant Facts
The defendant catches Martin E. (“ME”), Brandon M. (“BM”), and Cody M.
(“CM”), all swimming naked at the community pool where the boys live. ME and BM were
engaged in a sex act together. BM is older than ME.1 Because of the sexual abuse ME is no
longer allowed to be around these boys. Fights ensue and CM calls ME “a fag” at school
because of what he saw between his brother and ME. ME reports the name calling and CM
is called into the principal’s office to explain his conduct. To protect his brother and himself
from trouble CM claims he saw the defendant molest ME not his brother. The police are
called, and all three boys are taken into custody and interrogated by police with no parent
present or called. ME strongly denies CM’s claims. BM, at first, denies any abuse, but
subjected to the police detective’s interrogation tactics he changes his denial to a claim of
sexual abuse. The police find other boys who were sexually involved with these boys and
utilizing the same interrogation techniques to get the boys to accuse the defendant of a sex
ME is the son of the defendant’s girlfriend.
2
crime even though at first, they deny it.
Because the boys were involved in what the police believed to be abnormal sexual
behavior, the police looked for an adult who they believed had influenced the boys into the
abnormal sexual behavior. The police targeted the defendant due to his amicable relationship
with the boys and their families.
With no on-going emergency, the police took into custody and interrogated the boys
until they disclosed what the police believe had happened. Once the police coerced the boys
into creating a sex abuse claim, the detective would then assist the boy on the elements of the
created sex crime through numerous leading questions to ensure the created allegation was
chargeable.2 The prosecutor indicted the defendant on the tainted sex abuse allegations that
the police assisted the boys to create.
B
Trial Relevant Facts
During the trial the prosecutor knew she had a problem with the police’s sexual
questioning, so she came up with a scheme to eliminate the unchastity evidence from the
interrogations and the defendant’s defense. Using the Rape Shield Law combined with false
statements to the Court, she influenced the Court to forego the unchastity hearing,3 and
convinced the Court to allow her to redact the unchastity evidence from the interrogations
without review from the Court or without the Court conducting an evidentiary hearing on
the preclusion of this exculpatory unchastity evidence.4
Even though the reason the prosecutor was allowed to play the interrogations to the
2 In an interview the defendant conducted with Detective Butch Gates he admitted he asked leading questions to ensure
the allegations the boys disclosed were chargeable.
3 The prosecutor falsely instructed Judge Reinstein that the defendant never requested an unchastity hearing even though
the hearing was requested in Judge Stephen’s Court. RT 10-7-10 dp. 52-53 and p. 70
4 To ensure the prosecutor could react the sexual questioning from the interrogations, she falsely instructed Judge
Reinstein that Judge Arellano gave her permission to redact all the unchastity evidence even though Judge Arellano
never made such a ruling.
3
jury was to allow them to determine;
“What, if any, affect they (the; police’s sexual questioning) had on the
responses of the victims...and therefore the ‘credibility of those witnesses’.”
9-26-11 Motion p. 4 para. 1
The prosecutor redacted all the police sexual questioning which affected the boys’
responses before she placed the interrogations to the jury. Because of the
was unable to determine the affect the sexual questioning had on the boys’ allegations,5 even
though this is what they were instructed to do.
Because of the violation of Rule 106,6 the defendant was unable to cross-examine the
witnesses on their prior statement which showed motive and how the boys obtained the
knowledge needed to create the allegations.
Because counsel was unable to cross-examine the state’s witnesses on their prior
statements the police assisted them in creating^ Counsel wanted assurance from the Court
the prosecutor could not use the tainted interrogations to prove the truth of the matter. The
Court provided counsel with this assurance. RT 9-28-11 pp. 8-9.
After the trial was over, during final jury instruction arguments, the Court provided
both sides with instruction number 40 which read, and was consistent with the law of the
case, “These recordings were not presented for the truth of any statements made during the
interview.” RT 10-27-11 p. 7. 22-23. The prosecutor argued that if the Court does not allow
them to use the hearsay police interrogations to prove their case, the jury must acquit the
defendant because no testimonial evidence existed to obtain a conviction. RT 10-27-11 p. 10,
12-17.
5 See: Dr. Phillip Esplin’s affidavit, Appendix “E”: Dr. Dean Tong’s affidavit, Appendix “F”: and Toxicologist Mark
Stoltman’s affidavit, Appendix “G”.
6 Rule 106 allows an adverse party to introduce any part of a recording that in fairness ought to be considered at the
same time.
4
Even though the foundational requirements under the Rules of Evidence were not
satisfied, the Court changed the jury instruction to satisfy the prosecutor’s demands. The
Courts new instruction instructed the jury to base their verdict on the recordings and not on
the witness’s trial testimony. The jury found the defendant guilty on all charges basing their
verdict solely on the redacted, tainted, hearsay, interrogations of children, and not on the
witness’s trial testimony even though the trial testimony proved the defendant was innocent.
See Counsel’s Affidavit Appendix “H”.
C)
Appeal Direct Review
Even with these obvious appeal issues, counsel filed an Ander’s Brief.7 In Arizona if
you do not have the funds to obtain effective counsel, all you receive is an Ander’s Brief.
The defendant filed a pro-se brief raising numerous. 6th and 14th Amendment
violation claims. In the Appellate Courts 18-page ruling, the Court did not state that the
issues raised were not arguable issues but incorrectly applied clearly established Federal law.
In the Courts ruling on the Rape Shield Law, the Court placed the Rape Shield Law superior
to the defendant’s 6th Amendment rights to present a complete defense. In the Appellate
Courts assessment on the Trial Courts ex-post facto ruling, (changing the law of the case
after trial was over from disallowing the prosecutors to use the hearsay recordings to prove
their case to allowing them to do so), the Appellate Court stated that because the witness’s
testified and were subjected to cross-examination there was no Confrontation Clause
violation. However, the assessment failed to evaluate the ex-post facto violation and Rule 106
where the defendant had the right to notice on the States use of the hearsay recordings to
prove their case prior to cross-examination and the right to cross-examine the witnesses on
7 Ander’s v. California. 386 U.S. 738 (1967)
5
their prior statements to police including the redacted portions. This issue, which the
Magistrate recognized as an arguable issue, required an attorney to submit a fully
adversarial briefing 8before the District Court could obtain jurisdiction and adjudicate the
issue. Id.
D)
State Post-Conviction Proceedings
During post-conviction proceedings, the Petitioner raised a 6th and 14th Amendment
denial of counsel on appeal. The PCR Court Judge stated he presumed the Appellate Court
knew the law and the Court followed it, and stated the Court of Appeals judgment is not
reviewed in PCR proceedings. The PCR Court has a constitutional duty to determine if the
defendant 6th and 14th Amendment rights to counsel during appeal and effective assistance
during trial were violated then make a ruling on the violations, not dismiss the violations
claiming the PCR Court cannot review the violations if the Appellate Court fails to rule on it
during direct appeal. Furthermore, these issues can only be raised during PCR proceedings
making it a duty by the PCR Court to review if any arguable issue existed during appeal,
then provide relief for the violation.
In Arizona, the Appellate Court will not adjudicate an Ander’s violation on direct
appeal and the PCR Court will not review the Appellate Courts absence of review of the
Ander’s Violation. As in this case, and may others in Arizona, the defendants are denied their
14th Amendment Due Process right to counsel and/or effective assistance during appeal and
every Arizona Court reft/J^i to follow clearly established Federal law even though they are
mandated to do so.
E)
PCR Appeal Review
During appeal, the defendant raised his complete denial of counsel during appeal. The
Penson v. Ohio. 488 U.S. 75 (1988)
6
Court ruled the argument fails because the defendant did not argue “how he was prejudiced
by counsel’s ineffectiveness.” This ruling acknowledged that appellate counsel was ineffective
but the court failed to appoint new counsel claiming the defendant presented no evidence
that the outcome would have been different had counsel raised the issues. Appendix “K”.
The Arizona Courts either do not understand clearly established Federal law pursuant
to Penson or the Courts purposely refuse to accept it. Penson. Ander’s. Supra.
In Penson v. Ohio. 488 U.S. 75 (1988) the U.S. Supreme Court held that once “A” Court
determines that the trial record supports arguable claims...the criminal appellant is entitled
to representation. 109 S.Ct. at 351. Penson does not require evidence that the outcome would
have been different had counsel raised the issues. The only requirement is that the “trial
record supports arguable claims” for the appellant to receive counsel, which the Magistrate
confirmed. Appendix “C”.
Penson also made a decisive pronouncement that a showing of prejudice is not required
when an appellate counsel Hies an Ander’s Brief. Prejudice is only required when a claim
involves ineffective assistance of trial counsel. Penson explained the whole point of Ander’s
was that claims of arguable merit cannot be decided without the “full benefit of an
adversarial presentation by an attorney. 109 S.Ct. at 351. Something the Arizona Courts
deprived the defendant of receiving.
F)
Habeas Proceedings In District Court
During the proceedings, the Magistrate reviewed the issues then submitted a Report
and Recommendation (“R&R”) (Doc 42). In the Petitioner’s habeas application, the
Petitioner raised the issue of a 6th and 14th Amendment violation because of the failure to
allow the defendant to present a complete defense. This was Ground 6. Appendix “I”.
Within the Magistrates R&R, the Magistrate recognized Ground 6 as an arguable
7
issue. (Doc 42 p. 52. 13-16) (“The Court recognizes there is weight to both sides of the
argument on this issue...”) Appendix “C”.
Once “A” Court recognized Ground 6 as an arguable issue, everything after this
acknowledgement of an arguable issue is irrelevant. Penson held “Once A Court determines
that the trial record supports arguable claims...the criminal appellant is entitled to
representation.” 109 S.Ct at 351. Once the Magistrate recognized an arguable issue every
Court lost jurisdiction until the Penson law is satisfied, l.e. “the criminal appellant is entitled
to representation.” Id.
The Magistrate also agreed with the Arizona Courts that the defendant must show
prejudice to succeed on the ineffective assistance claim9. As explained, prejudice is not a
requirement to succeed on a claim of ineffective assistance during appeal when counsel files
an Ander’s Brief. Penson. 109 S.Ct at 351.
Here again another court either does not understand clearly established Federal law
pursuant to Penson or the court refuses to comply with the law.
In the District Court Judge’s judgement, he also did not have jurisdiction to render
this judgement until the Penson law was satisfied. He states the defendant failed to raise a
claim that had merit. This directly conflicts with the Magistrate who “recognized there is
weight to both sides of the argument on this issue.” Doc 42 p. 52.13-16
Because these two judges disagreed with each other another court needed to settle the
disagreement. The Petitioner appealed to the Ninth Circuit Court of Appeals.
G)
Federal Habeas Proceedings In The Ninth Circuit
After the District Court returned its judgement on March 14, 2023, the Petitioner
submitted a notice of appeal and an application for Certificate of Appealability to the Ninth
9 (Doc 42 pp. 48-49) Appendix &
8
Circuit Court.
Because the State Courts and the District Courts conflicted with each other on the
Penson and Ander’s requirements and whether the Petitioner submitted an arguable issue
that required a fully adversarial briefing before the Court could adjudicate the petition, the
Ninth Circuit Court of Appeals had a duty to resolve these inconsistencies. The Ninth Circuit
Court denied the appeal merely stating “the appellant has not shown that jurists of reason
would find it debatable whether the Petitioner states a valid claim of the denial of a
constitutional right...” This was unreasonable because the Magistrate recognized a valid
denial of the 6th and 14th Amendment Constitutional rights. Appendix “C”
The Ninth Circuit Court went on to say... “and that,” “Jurists of reason would find it
debatable whether the district court was correct on its procedural ruling.” This was also
unreasonable. Penson held the Courts procedural ruling was incorrect unless the Court
remanded the case back to the State Court to reinstate the appeal and have counsel brief the
Court on all issues within the Petitioners pro-se brief.
Therefore, once the Magistrate, “A Court” recognized that Ground 6 was an arguable
issue, the Ninth Circuit Court lost jurisdiction to issue anything except an order remanding
the case back to the District Court to resolve the jurisdictional issues.
These are the facts of this case. The facts are supported by the record, and the facts are
undisputed.
X.
REASONS FOR GRANTING RELIEF
Penson v. Ohio. 488 U.S. 75 (1988) created a distinct mandate to the lower
courts that when an appellate attorney files an Ander’s Brief, the Appellant does not
have to show prejudice to the court during his appeal. The only requirements to show
the Ander’s Brief was inadequate is when “A Court” recognizes an arguable issue is
9
supported by the record. Once the court recognizes an arguable issue is supported by
the record, the court is then required to appoint an attorney so the attorney could
submit a fully adversarial briefing on the arguable issue before the court could
adjudicate the issue. In other words, for the court to retain jurisdiction over the
petitioner’s case the court must first obtain a fully adversarial briefing from an attorney
on the arguable issue recognized by the court. Penson 109 S.Ct. at 351.
This Petitioner seeks review of A Court’s jurisdiction over the habeas cause when
an appellate attorney files Ander’s Brief, and the court recognizes an arguable issue is
supported by the record.
1
Fnr Pinson and Ander’s conflict in the Ninth Circuit, the court’s
jurisdiction cannot be obtained until an attorney files a&f) adversarial briefing with
the court on the arguable issue recognized by the court.
This petition identifies the constitutional amendments and Supreme Court cases
from which this Ander’s and Penson jurisdiction claim derives, describes the specific
legal protections owed to the defendant under the constitutional amendments, and
provides the facts and documents that show the defendant was deprived of those
protections.
In order for the Federal courts to obtain jurisdiction over the Petitioner’s request
for a writ of habeas corpus he must first exhaust the remedies available in the courts of
the State. 28 U.S.C.S. §2254(b)(l)(A). Furthermore, the Ninth Circuit Court of Appeals
has held that when a claim is made under the United States Constitution, the Petitioner
must give the state courts a fair opportunity to act on the Federal claim. Castillo v.
McFadden. 399 F.3d 993,998-999 (9th Cir 2005).
During the Petitioner’s direct appeal, counsel filed an Ander’s Brief. Ander’s v.
10
California. 386 U.S. 738 (1967). The Petitioner filed a pro-se appeal brief where he
raised numerous 6th and 14th Amendment claims which the Appellate Court denied.
During the Petitioner’s post-conviction relief proceedings, the Petitioner raised
ineffective assistance during his appeal because numerous 6th and 14th Amendment
issues existed where counsel merely filed an Ander’s Brief. The PCR Court denied the
claims stating the PCR Court cannot review the violations because he assumed the
Appellate Court knows the law and followed it.10 Upon review in the Court of Appeals
the court stated the argument on counsel failed because the defendant did not argue
“how he was prejudiced by counsels’ ineffectiveness.”11 However, the defendant raised
the issues under the 6th and 14th Amendments which gave the state courts their fair
opportunity to act upon the Federal claims. Castillo. Supra
During habeas proceedings the Petitioner raised a 6th and 14th Amendment
violation. Appendix “I”. In the Magistrate’s R&R he “recognized there is weight to both
sides of the argument” on Ground 6. Since the Magistrate is considered “A Court”,
Rule 72(a). once he recognized that the trial records supported an arguable claim, the
criminal defendant was “entitled to representation.” Penson 109 S.Ct. at 351.
In Penson, the Supreme court held that when counsel files an Ander’s BriefJ onJ
court recognizes an arguable issue^ then the Petitioner’s appeal “never took place.”
Penson. 109 S.Ct. at 353-355.
Since the Court recognized the trial record supported an arguable claim, which
voided the defendant’s appeal, the District Court and the Ninth Circuit Court lost
jurisdiction over the habeas proceedings to adjudicate Ground 6 of the habeas petition,
10 See: Appendix “P’. p. 3 para 7: p. 4 para 2-3
11 See: Appendix “K”. p. 3 at 118
11
(The ground the Magistrate recognized as an arguable issue), until the Court appointed
new counsel to submit a fully adversarial briefing on the arguable issue recognized by
the Magistrate. McGrath v. Kristensen. 340 U.S. 162,71 S.Ct. 224,95 L.E.D. 173 (1950).
(...jurisdictional questions are of primary consideration and can be raised at any
time...) Mitchell v. Maurer. 293 U.S. 237, 55 S.Ct. 162, 79 L.E.D. 338 (1934). (A Court
lacking jurisdiction cannot render judgement but mi/5^ dismiss the cause at any stage
of the proceedings in which it becomes apparent that jurisdiction is lacking). Mithcell
also held that the Appellate Federal Court must not only determine its own jurisdiction
but also that of the lower courts as well in the cause under review. Id.
Penson also made a decisive pronouncement that a showing of prejudice is not
required when an appellate attorney files an Ander’s Brief. Prejudice is only a required
showing to succeed on ineffective assistance of trial counsel. Penson rejected the
Strickland v. Washington, 466 U.S. 668 (1984) prejudice standard in cases involving
Ander’s violations. Penson explained the whole point of Ander’s is that cases involving
any claim of arguable merit “cannot be decided” without the “Full Benefit of An
Adversarial Presentation by An Attorney.” Penson. 109 S.Ct. at 351:
“It is important to emphasize that the denial of counsel in this case left
Petitioner completely without representation... this is quite different from
a case which it is claimed counsels’ performance was ineffective... it is
therefore inappropriate to apply either the prejudice requirement of
Strickland or harmless error analysis.” Penson, 109 S.Ct at 353-354.
Therefore, because a jurisdictional question has been raised concerning
jurisdiction of the District and Ninth Circuit Courts, which those courts failed to
address, this Court should remand this case back to those courts with instructions and
further proceedings. Turnstall v. Brotherhood of Locomotive, Fireman, and
Engineerman. 323 U.S. 20, 65 S.Ct. 235 (1944).
12
2.
The District Court’s interpretation of a Penson and Ander’s violation is
inconsistent with the Eighth Circuit Courts which requires the Supreme Court to
resolve the issue.
In Evans v. Clarke. 868 F.2d 267 (8th Circuit 1989) the Eighth Circuit Court of
Appeals revisited Ander’s v. California. 386 U.S. 738 (1967). The Eighth Circuit Court
stated Ander’s lays down the duties of an appointed counsel and an appellate court
when counsel concludes that a direct criminal appeal is frivolous and moves to
withdraw.
The Eighth Circuit Court reviewed the Evans case with fresh guidance from the
Supreme Court in the form of Penson v. Ohio. 488 U.S. 75 (1988), which the Court held
“proves the Courts continued dedication to the vigorous enforcement of Ander’s.”
In Evans’ habeas proceedings, his petition was first referred to a magistrate. The
Magistrate considered what degree of prejudice a Petitioner must show to succeed on a
claim of ineffective assistance of appellate counsel or considered if it was sufficient that
the Petitioner showed a claim of at least arguable merit. The Magistrate thought the
later standard should be used and that Evans had met the standard. Evans. 868 F.2d at
268.
In the Petitioners case the Magistrate simply agreed with the State Appellate
Court that the claim failed because the Petitioner did not argue how he was prejudiced
by counsels’ ineffectiveness, Appendix “C” p. 48. even though the Petitioner showed a
claim of at least arguable merit. Id at p. 52.13-16. A definite conflict between the two
magistrates.
12
On appeal, the Eighth Circuit Court of Appeals evaluated the issue using Penson
v. Ohio. 488 U.S. 75 (1988). The Eighth Circuit Court held that Evans was entitled to
relief because as Penson noted where issues of arguable merit are present, Penson holds
that appellate review cannot take place without a fully adversarial briefing by counsel.
Evans, 868 F.2d at 269.
In the Petitioner’s case the District Court failed to follow Penson. Even though the
Magistrate recognized Ground 6 as an arguable issue, the District Court judge stated
the Petitioner failed to identify any. The District Court judge also states the Petitioner
failed to show that the Arizona Court of Appeals rejection of the ineffectiveness claim
“pursuant to Penson” was contrary or an unreasonable application of Penson v. Ohio
(Federal law). Appendix “B” p. 29 A Conflict with the District Courts own ruling and
contrary to the Eighth Circuit Courts findings.
During direct appeal the Arizona Court of Appeals stated the defendant “raised
the issues himself in multiple supplemental briefs and presented no evidence that the
outcome would have been different had counsel raised the issued.” Appendix “K” p. 3
In Evans the Eighth Circuit Court held that “No more can we now try to decide
whether Evans could have won his appeal. He is entitled to a Valid determination by the
State Appellate Court, and here, because of the Ander’s violation, he did not get it on
his direct appeal.” Evans. 868 F.2d at 269-270.
The Arizona Court determined the Petitioner had to prove to the Court how the
outcome would have been different had counsel raised the issues, where the Eighth
U
Circuit Court determined that they cannot decide whether the petitioner’s outcome
would have been different had counsel raised the issues. The only determination was
whether there was an arguable issue and whether a fully adversarial briefing by an
attorney was submitted. If the fully adversarial briefing was not present, appellate
review cannot take place. Evans. 868 F.2d at 269-270. These two Courts have different
opinions on whether the Petitioner had to prove the outcome of the appeal would have
been different had counsel raised the issues.
The Evans court concluded that under Penson since arguable issues were present
within the record, the Petitioner must be released unless the state court reinstates his
appeal and appoints counsel to brief all points of arguable merit. Evans. 868 F.2d at
270.
The rulings by the Arizona Courts, the Magistrate and the District Court should
have been consistent with the Eighth Circuit Court of Appeals. However, the Arizona
and District Courts not only conflicted with the Eighth Circuit Court, but they
conflicted with each other, requiring the U.S. Supreme Court to intervene and provide
instructions to these Courts on the proper way to adjudicate an Ander’s and Penson
violation.
3.
This Court should grant review to resolve Penson and Ander’s
jurisdictional issues and Court inconsistencies.
The Arizona PCR Court denied the Petitioners denial of assistance of counsel
during appeal claim using the Strickland standard of prejudice and requiring the
defendant to prove to the court how the proceedings would have been different had an
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attorney raised the issues. Appendix “J”. The PCR Court also refused to adjudicate the
denial of assistance claim because the judge assumed the Court of Appeals knew the
law and followed it. Id. However, the Arizona Court of Appeals does not review a denial
of assistance claims during direct review. Martinez v. Ryan. 566 U.S. 1,13 (2012). This
Court should grant review because the PC% Courts conclusions are inconsistent with
Penson, Ander’s, and the Eighth Circuit Court of Appeals.
During direct review the Arizona Court of Appeals determined the denial of
assistance of appellate counsel failed because the defendant did not “argue how he was
prejudiced by counsel’s ineffectiveness.” Appendix “K”. The Court’s statement
acknowledged counsel was ineffective but refused to adjudicate the issue because the
court required the defendant to provide evidence to show how “the outcome would have
been different had counsel raised the issues.” Id. This Court should grant review
because the Arizona Court of Appeals conclusions are inconsistent with Penson,
Ander’s, and the Eighth Circuit Court of Appeals.
During habeas proceedings the Magistrate denied the denial of assistance of
appellate counsel claim utilizing the Strickland Prejudice Standard and requiring the
defendant to prove to the court how the outcome of the proceedings would have been
different but for counsel’s
unprofessional errors. Appendix “C” p. 48.
The Magistrate then acknowledged Ground 6 was an arguable issue, Id at p. 52.
but instead of following the Penson requirements of remanding the case back to the
State Court to have an attorney submit a fully adversarial briefing on Ground 6, the
Magistrate violated the defendant’s Due Process rights pursuant to Penson and Ander’s
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by failing to ORDER the remand. Furthermore, once the Magistrate recognized an
arguable issue was supported by the record, the Magistrate, the District Court, and the
Ninth Circuit Court of Appeals lost jurisdiction over the proceedings until the Penson
and Ander’s requirements were satisfied. Penson. Ander’s. Supra. This Court should
grant review because the Magistrate’s conclusions are inconsistent with Penson,
Ander’s, and the Eighth Circuit Court of Appeals.
In the District Courts judgement, the judge acknowledged the Petitioner raised
the argument on how he did not have to show prejudice but denied the claim stating the
defendant failed to show the Arizona Court of Appeals’ rejection of the ineffectiveness
claim was contrary to or an unreasonable application of Federal law. Appendix “B” p.
29. In every court proceeding the defendant cited the Penson and Ander’s Federal law,
and it was therefore unreasonable for the Arizona Courts not to comply with it.
Furthermore, once the court recognized an arguable issue was supported by the
record, the courts lost jurisdiction to proceed any further until Penson and Ander’s
requirements were satisfied. Evans 868 F.2d at 269.
The District Court judge stated the Petitioner failed to establish that any appellate
claim he identified and raised on appeal had merit. Appendix “B” p. 29. However, the
Magistrate clearly identified that Ground 6 was an arguable issue. Appendix “C” p. 52.
The District Court stated the Petitioner “cites no authority” for not having to
prove what an experienced attorney would have submitted. However, Penson, which is
the authority the Petitioner cited, clearly states the Petitioner does not have to show how
the outcome of the proceedings would have been different had counsel raised the issues.
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The Petitioner’s only requirement to satisfy Penson and Ander’s is that “A Court”
determined that the trial record supports arguable claims. Penson. 109 S.Ct. at 351.
Evans, 868 F.2d at 269-270.
Furthermore, once the Magistrate confirmed the trial record supported an
arguable issue, the District Court lost jurisdiction to enter a judgement unless the
Penson and Ander’s requirements were satisfied. Id.
This Court should grant review because the District Courts’ judgement is
inconsistent with the Magistrates R&R, Penson, Ander’s, and the Eighth Circuit Court
of Appeals.
Finally, even though the Ninth Circuit Court of Appeals denied the Petitioner’s
appeal, the Ninth Circuit Court failed to determine jurisdiction before issuing their
ORDER to deny the appeal. Pursuant to clearly established Federal law, once the
Magistrate recognized the record supported an arguable issue the only ruling the Ninth
Circuit Court could make would be determining jurisdiction. McGrath v. Kristensen;
Mitchel v. Maurer. Supra.
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XL
CONCLUSION AND PRAYER FOR RELIEF
This case is a strong vehicle for considering whether “A Court” can
obtain jurisdiction over a habeas cause when another court recognizes the
record supports an arguable issue when appellate counsel files an Ander’s
Brief. The issue represents the precise point of disagreement between Penson
and the Magistrate, the District Court and the Federal Court of Appeals,
illustrating the effects of these courts failure to require the Court to obtain a
Adversarial briefing from an attorney on an issue recognized by “A Court”
as an arguable issue supported by the record.
The Penson and Ander’s violations have escalated to the point where it
has become a constitutional crisis. The Penson and Ander’s Constitutional
requirements have diminished where the courts no longer honor Penson’s
constitutional requirements but instead demand criminal defendants to show
prejudice and provide the Court with “evidence” how the proceedings would
have been different had counsel raised the issues. This constitutional crisis
requires the U.S. Supreme Court to intervene and require the Courts to abide
by this Courts prior established law pursuant to Penson v. Ohio. 488 U.S. 75
(1988). For the foregoing reasons, Mr. Vitasek prays that this Court grant a
Writ of Certiorari to resolve the jurisdictional and ineffective assistance
questions presented.
fK
RESPECTFULLY SUBMITTED this f3 day of A&MZ/rther- , 2024.
Arthur L. Vitasek
ALL RIGHTS RESERVED
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.