Amicus Curiae Brief — Kelsey Cascadia Rose Juliana, et al., Petitioners v. United States, et al.
Supreme Court briefJan 13, 2025
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No. 24-645
In The
KELSEY CASCADIA ROSE JULIANA, et al.,
v.
Petitioners,
UNITED STATES, et al.,
Respondents.
On Petition for a Writ of Certiorari to the United
States Court of Appeals for the Ninth Circuit
BRIEF AMICI CURIAE OF MEMBERS OF
CONGRESS IN SUPPORT OF PETITIONERS’
PETITION FOR A WRIT OF CERTIORARI
Erwin Chemerinsky
Counsel of Record
225 Bancroft Way
Berkeley, CA 94720
(510) 642-6483
echemerinsky@berkeley.edu
Paul Hoffman
Schonbrun Seplow Harris
Hoffman & Zeldes LLP
200 Pier Ave., Ste. 226
Hermosa Beach, CA 90254
Counsel for Amici Curiae
January 13, 2025
Seth Davis
225 Bancroft Way
Berkeley, CA 94720
TABLE OF CONTENTS
Table of Contents ........................................................... i
Table of Authorities ..................................................... iii
Interest of Amici Curiae ............................................... 1
Introduction and Summary of Argument ................... 2
Argument ....................................................................... 5
I.
CONGRESS ENACTED THE
DECLARATORY JUDGMENT ACT TO
CREATE AN EFFECTIVE SYSTEM FOR
THE ADMINISTRATION OF JUSTICE ........... 5
A. THE DJA WAS THE PRODUCT OF A
HEALTHY
INTERBRANCH
DIALOGUE WITH THIS COURT ............... 6
B. THE DJA IS AMONG THE MOST
CONSEQUENTIAL
REMEDIAL
STATUTES EVER ENACTED BY
CONGRESS ................................................. 13
C. THE DJA PROVIDES A VITAL
REMEDY IN ACTIONS THAT, SUCH
AS
PETITIONERS’,
SEEK
DECLARATORY RELIEF BASED
UPON THE CONSTRUCTION OF A
LEGAL INSTRUMENT .............................. 15
II.
THE NINTH CIRCUIT’S HOLDING
WOULD EVISCERATE THE DJA .................. 16
A. THE NINTH CIRCUIT’S HOLDING
CONFLICTS WITH CONGRESS’S
EXPRESS INTENT TO AUTHORIZE
ii
DECLARATORY RELIEF AS AN
INDEPENDENT REMEDY ....................... 16
B. THE NINTH CIRCUIT’S HOLDING
CONFLICTS WITH THIS COURT’S
PRECEDENT AND CREATES A
CIRCUIT SPLIT .......................................... 18
Conclusion ................................................................... 24
Appendix ...................................................................... 1a
iii
TABLE OF AUTHORITIES
CASES
44 Liquormart, Inc. v. Rhode Island,
517 U.S. 484 (1996) ............................................. 14
Aetna Life Insurance Co. v. Haworth,
300 U.S. 227 (1937) .......................................... 3, 12
Anatol Zukerman & Charles Kause Reporting,
LLC v. U.S. Postal Serv.,
64 F.4th 1354 (D.C. Cir. 2023) .…………..……..23
Cheney v. U.S. Dist. Ct.,
542 U.S. 367 (2004) ...……………………………..22
Cohens v. Virginia,
6 U.S. (6 Wheat.) 264 (1821) ...…………………..15
Cross v. De Valle,
68 U.S. (1 Wall.) 5 (1863) ...................................... 6
Duke Power Co. v. Carolina Envt. Study Grp.,
438 U.S. 59 (1978) ……………………..………..…21
Franklin v. Massachusetts,
395 U.S. 486 (1992) .................................... 5, 20, 21
INS v. Pangilinan,
486 U.S. 875 (1988) ..………………………………23
Liberty Warehouse Co. v. Grannis,
273 U.S. 70 (1927) ………………...…………………8
Lord v. Veazie,
49 U.S. (8 How.) 251 (1850) ...…...…………………7
MedImmune, Inc. v. Genentech, Inc.,
549 U.S. 118 (2007) ...……………………...………..9
iv
Miller v. Christopher,
96 F.3d 1467 (D.C. Cir. 1996) .…...………..…22, 23
Muskrat v. United States,
219 U.S. 346 (1911) ................................................ 8
Nat’l Fed’n of Ind. Bus. v. Sebelius,
567 U.S. 519 (2012) ...……………………….……..14
Nashville, C. & St. L.R. Co. v. Wallace,
288 U.S. 249 (1933) ................................................ 9
Richardson-Merrell, Inc. v. Koller,
472 U.S. 424 (1985) ..………………………………22
Steffel v. Thompson,
415 U.S. 452 (1974) .................................... 4, 12, 19
Ulstein Maritime, Ltd. v. United States,
833 F.2d 1052 (1st Cir. 1987) ...………………….23
Utah v. Evans,
536 U.S. 452 (2002) ..…………………..…..……4, 19
Uzuegbunam v. Preczewski,
592 U.S. 279 (2021) ..………………………7, 17, 24
Willing v. Chicago Auditorium Ass’n,
277 U.S. 274 (1928) ...……………………………….8
Wilton v. Seven Falls Co.,
515 U.S. 277 (1995) ..……………………………...24
STATUTES AND RULES
28 U.S.C. § 1291…………………………………………22
28 U.S.C. § 2201 ................................................ 4, 12, 17
Fed. R. Civ. P. 57 ……………………………………….18
v
OTHER AUTHORITIES
D. Laycock & R. Hasen, Modern American Remedies
(5th ed. 2019) ...……….…………………………..7
Congress Strengthens the Machinery of Justice,
20 A.B.A. J. 422 (1934) ..………………………….11
Edwin M. Borchard, The Uniform Declaratory
Judgments Act,
18 Minn. L. Rev. 239 (1934) ……………………….7
Edwin M. Borchard, Judicial Relief for Insecurity,
33 Colum. L. Rev. 648 (1933) ……………………...7
Edwin M. Borchard, The Constitutionality of
Declaratory Judgments,
31 Colum. L. Rev. 561 (1931) …………………..….8
Edwin M. Borchard, The Declaratory Judgment in the
United States,
37 W.Va. L. Rev. 127 (1931) ……………………..15
Edwin Borchard, The Federal Declaratory Judgments
Act,
21 Va. L. Rev. 35 (1934) …………………………..17
Samuel L. Bray, The Myth of the Mild Declaratory
Judgment,
63 Duke L.J. 1091 (2014) ..……………………….13
Henry Paul Monaghan, A Cause of Action Anyone?:
Federal Equity and the Preemption of State Law,
91 Notre Dame L. Rev. 1807 (2016) …………….14
James E. Pfander, Standing, Litigable Interests, and
Article III’s Case-or-Controversy Requirement,
65 UCLA L. Rev. 170 (2018) ...………………….…6
vi
James E. Pfander & Daniel D. Birk, Article III and
the Scottish Judiciary,
124 Harv. L. Rev. 1613 (2011) …………………….6
1
INTEREST OF AMICI CURIAE 1
Amici curiae are 43 Members of Congress—7
Senators and 36 Members of the House of
Representatives—and are listed in the Appendix.
Amici have a special interest in preserving the
separation of powers and the integrity of the statutes
that Congress has enacted to vest the Article III courts
with authority to issue declaratory relief in
constitutional cases. They also have a special interest
in ensuring that the federal government fulfills its
obligations to respect fundamental rights of life and
liberty by safeguarding the environment for current
and future generations.
Amici believe that the United States Court of
Appeals for the Ninth Circuit’s dismissal of the
petitioners’ constitutional suit for declaratory relief
has no basis in law and threatens to undermine the
Declaratory Judgment Act, one of the most
consequential remedial statutes that Congress has
ever enacted. The Ninth Circuit’s jurisdictional
holding, if accepted, would eliminate the discretion
that Congress has afforded to the Article III courts to
declare constitutional rights and obligations in
appropriate cases where coercive relief is not sought or
may not be available. Accordingly, Amici respectfully
urge this Court to grant the Petitioners’ petition for a
1 No counsel for any party authored this brief in whole or in
part, and no person or entity other than amici curiae or their
counsel made a monetary contribution intended to fund the
brief’s preparation or submission. Counsel of record for all parties
received timely notice of amici curiae’s intent to file this brief.
2
writ of certiorari.
INTRODUCTION
AND SUMMARY OF ARGUMENT
Almost a century ago, Congress enacted the
Declaratory Judgment Act (DJA) to ensure that the
Article III courts would be open to plaintiffs seeking
declaratory relief. Petitioners seek a familiar form of
relief under the DJA: a declaration of the petitioners’
constitutional rights and the federal government’s
corresponding constitutional obligations. A litigant
who is suffering an ongoing injury caused by the
government’s continuing violation of constitutional
law does not need to make a particularized factual
showing that a federal official will follow a declaratory
judgment in order to satisfy the redressability
requirement of Article III standing doctrine. In such a
case, the question is whether declaratory relief would
be an appropriate exercise of the district court’s
discretion. But to deny declaratory relief on
jurisdictional grounds is to shirk the judicial
responsibility to decide a case properly before the
federal courts and to undermine the carefully
calibrated remedial scheme that Congress enacted.
The DJA was the product of a healthy
interbranch dialogue. In 1934, when Congress enacted
the DJA, this Court had already held that actions
involving declaratory relief are justiciable so long as
there is a real controversy between the parties.
Following this Court’s lead, Congress specified that
federal courts have authority to adjudicate declaratory
judgment actions that present actual disputes about
the parties’ legal relations. In enacting this law,
Congress built upon 34 states and territories’
3
declaratory judgment statutes as well as longstanding
forms of declaratory relief, such as actions to declare
the obligations of trustees and government officials.
Three years later, in Aetna Life Insurance Co. v.
Haworth, 300 U.S. 227 (1937), this Court in turn
confirmed that Article III courts have jurisdiction to
award declaratory relief even when the plaintiff does
not seek coercive relief.
Experience has proven, as Congress found when
it enacted the DJA, that actions for declaratory relief
are a necessary part of an effective system for the
administration of justice. They resolve cases and
controversies by authoritatively determining the
rights and obligations of the parties. In some cases,
declaratory judgment actions offer the less onerous
option of settling a live dispute without risking an
enforcement action. In other cases, declaratory relief
is appropriate to avoid the inefficiency and needless
harm of an ongoing violation of law. In short, the DJA
has been among the most consequential remedial
statutes ever enacted by Congress.
This Court’s own jurisprudence affirms the
efficacy of the declaratory judgment action.
Declaratory relief has been a necessary remedy in a
wide range of constitutional cases. Petitioners seek a
traditional type of declaratory relief, one that includes
declarations that a trustee either does (or does not)
owe a fiduciary duty and that the federal government,
as a trustee, has violated the petitioners’ fundamental
constitutional rights of life and liberty. Petitioners
argue, and Amici agree, that the federal courts have a
vital role in declaring the scope of the petitioners’ Fifth
Amendment
rights
and
the
government’s
constitutional obligations as a trustee of the climate
4
for America’s youth. With the DJA, Congress
authorized the federal courts to provide this type of
relief.
The Ninth Circuit’s holding eviscerates the
DJA. Ninety years after Congress enacted this statute,
and eighty-seven years after this Court held that
actions for declaratory relief are justiciable cases or
controversies, the Ninth Circuit held that an action for
declaratory relief is not justiciable because declaratory
relief is not efficacious. Assuming that declaratory
relief “would do nothing ‘absent further court action,’”
the Ninth Circuit concluded that the petitioners could
not satisfy the redressability requirement of Article III
standing doctrine. Pet. App. 3a. This rule would
eliminate the declaratory judgment action as an
independent remedy in the federal courts.
This Court should grant the petition to clarify
that declaratory relief under the DJA satisfies the
Article III redressability requirement. Doing so is
necessary because Congress expressly authorized
declaratory relief “whether or not further relief is or
could be sought.” 28 U.S.C. § 2201(a). The Ninth
Circuit’s jurisdictional holding, which prevented the
district court from even reaching the question whether
declaratory relief would be appropriate, conflicts with
this Court’s holding that the DJA is constitutional. It
also conflicts with this Court’s holding that Article III
courts may not limit DJA relief to cases where an
injunction would be appropriate. Steffel v. Thompson,
415 U.S. 452, 471 (1974). Moreover, it conflicts with
this Court’s holding that suits for declaratory relief
against government officials are justiciable even when
other relief is not available. See Utah v. Evans, 536
U.S. 452, 460-61 (2002) (citing Franklin v.
5
Massachusetts, 395 U.S. 486, 517-18 (1992)). And,
finally, the Ninth Circuit has split with its sister
circuits regarding the justiciability of declaratory
judgment actions, compounding that error by
disregarding the final judgment rule and holding that
mandamus was available at the Rule 15 amendment
stage of the proceedings. Neither holding was correct
and the Ninth Circuit’s unprecedented ruling will
undermine Congress’s intent in enacting the DJA and
have consequences for this and future generations.
ARGUMENT
I.
CONGRESS ENACTED THE
DECLARATORY JUDGMENT ACT TO
CREATE AN EFFECTIVE SYSTEM FOR
THE ADMINISTRATION OF JUSTICE
Congress enacted the DJA to authorize Article
III courts to provide the effective, simple, and speedy
remedy of a declaration of rights and legal relations
that settles an actual controversy between the parties.
Carefully modeled to mirror Article III’s case or
controversy requirement, and directly responsive to
this Court’s jurisprudence of federal jurisdiction, the
DJA was the product of a healthy interbranch dialogue
and has been one of the most consequential remedial
statutes ever enacted by Congress. As Congress
intended, the DJA has provided a means for the
federal courts to resolve cases and controversies,
including constitutional disputes, that involve the
construction of a legal instrument. That is the type of
declaratory relief that petitioners requested in this
case, which the Ninth Circuit erroneously denied
6
based upon a rule that effectively would read the DJA
out of the U.S. Code.
A.
THE DJA WAS THE PRODUCT OF
A HEALTHY INTERBRANCH
DIALOGUE WITH THIS COURT
When Congress enacted the DJA in 1934,
declaratory relief was not a radical innovation.
Specific forms of declaratory relief have long been
available in both common law and civil law courts—a
fact that Congress was well aware of as it considered
the constitutionality of the bill that became the DJA.
The Senate Judiciary Committee Report on the
DJA took note of an ancient example of declaratory
relief that was familiar to the Framers. As the
Judiciary Committee explained, “[t]he declaratory
judgment has existed in Scotland for over 400 years.”
See S. Rep. No. 73-1005, at 4 (1934). The Scottish
Court of Session, the court of last resort with
jurisdiction in both law and equity, was open to
declaratory judgment actions. See James E. Pfander,
Standing, Litigable Interests, and Article III’s Case-orControversy Requirement, 65 UCLA L. Rev. 170, 203
(2018) (citing Cross v. De Valle, 68 U.S. (1 Wall.) 5, 1415 (1863)). This Scottish model was an influence on the
Framers as they crafted Article III and also informed
Congress’s consideration of the bill that was enacted
as the DJA. See generally James E. Pfander & Daniel
D. Birk, Article III and the Scottish Judiciary, 124
Harv. L. Rev. 1613 (2011) (discussing influence of
Scottish model on the drafting of Article III).
Within England and America, quiet title actions
have long provided for a definitive declaration of the
7
ownership of real property. See Edwin M. Borchard,
The Uniform Declaratory Judgments Act, 18 Minn. L.
Rev. 239, 240, 246 (1934). At least since 1852 in
England, declaratory relief was available to determine
the obligations of trustees to their beneficiaries. See S.
Rep. No. 73-1005, at 4; Edwin M. Borchard, Judicial
Relief for Insecurity, 33 Colum. L. Rev. 648, 678 (1933).
While the common law forms of action did not make
declaratory relief generally available, litigants could
use the device of a suit for nominal damages to seek
what amounted to declaratory relief. See Uzuegbunam
v. Preczewski, 592 U.S. 279, 285 (2021) (“The award of
nominal damages was one way for plaintiffs at
common law to ‘obtain a form of declaratory relief in a
legal system with no general declaratory judgment
act.’” (quoting D. Laycock & R. Hasen, Modern
American Remedies 636 (5th ed. 2019)). This Court
also countenanced the use of feigned proceedings to
obtain a declaration of rights and obligations so long
as there was “an actual controversy, and adverse
interests.” Lord v. Veazie, 49 U.S. (8 How.) 251, 255
(1850); Pfander, supra, 178 n. 37 (discussing Veazie).
By the early twentieth century, states and
territories began to rationalize their systems for
obtaining declaratory relief. In 1922, the Uniform
Declaratory Judgments Act was approved by the
National Conference of Commissioners on Uniform
State Laws. Borchard, supra, 18 Minn. L. Rev. at 240.
Thirty-four states and territories had enacted
declaratory judgment acts before Congress enacted
the federal Act. S. Rep. No. 73-1005, at 4. Like those
legislatures, Congress concluded that declaratory
relief was a necessary part of an effective judicial
system.
8
Before enacting the DJA, Congress considered
multiple bills that would have provided for declaratory
relief in Article III courts. See S. Rep. No. 73-1005, at
5 (noting that bills to create a declaratory judgment
act had passed the House four times). Commentators,
including Professor Borchard, argued that declaratory
relief in a “justiciable controversy” was well within
Congress’s authority to authorize. Edwin M. Borchard,
The Constitutionality of Declaratory Judgments, 31
Colum. L. Rev. 561, 609 (1931). But some early
twentieth century opinions raised doubts about the
constitutionality of a federal declaratory judgment act.
In an opaque opinion about a statute involving title to
Indian lands, this Court seemed to suggest that
requests for declaratory relief were nonjusticiable
requests for advisory opinions. Muskrat v. United
States, 219 U.S. 346 (1911). The statute in that case
was, however, unusual insofar as its “whole purpose
[was] . . . to determine the constitutional validity of [a]
class of legislation.” Id. at 361. In 1928, Justice
Brandeis concluded that declaratory relief was
“beyond the power conferred upon the federal
judiciary” in a case where “[n]o defendant [had]
wronged the plaintiff or [had] threatened to do so.”
Willing v. Chicago Auditorium Ass’n, 277 U.S. 274,
289-90 (1928); see also Liberty Warehouse Co. v.
Grannis, 273 U.S. 70, 76 (1927) (concluding that
Article III court lacked jurisdiction over action that
sought “merely to obtain an abstract judicial
declaration”). During this period, the U.S. Senate
considered several declaratory judgment bills that had
passed the House but did not vote to enact any of them
in light of the apparent uncertainty about their
constitutionality. See S. Rep. No. 73-1005, at 5-6.
9
In 1933, however, this Court “dispelled those
doubts.” MedImmune, Inc. v. Genentech, Inc., 549 U.S.
118, 126 (2007). It held that a state declaratory
judgment was reviewable under Article III. Nashville,
C. & St. L. R. Co. v. Wallace, 288 U.S. 249 (1933). The
action sought “a definitive adjudication of the disputed
constitutional right of the appellant,” not, as in
Muskrat, “an abstract determination by the Court of
the validity of a statute.” Id. at 262. Where a
declaratory action involves a concrete controversy, the
Court held, it is not a prerequisite to federal
jurisdiction that there be a further “award of process
or execution.” Id. at 263.
Following this Court’s lead, Congress enacted a
carefully tailored DJA that expressly reflected Article
III’s case or controversy requirement. The Senate
Committee on the Judiciary’s Report accompanying
the DJA’s enactment made clear that this Court had
resolved the Members’ questions about the Act’s
constitutionality. See S. Rep. No. 73-1005, at 5. As
early as 1928, the Report explained, a subcommittee
of the Judiciary Committee had heard from some of
the nation’s leading judges and lawyers, who
supported the enactment of a declaratory judgment
act.2 Id. at 1-2.
These included Henry Taft of the American Bar
Association, Professor Borchard of the Yale Law School, Professor
Edson Sunderland of the Michigan Law School, all of whom
testified to Congress, as well as Chief Judge Cardozo of the New
York Court of Appeals, Judge Jesse Miller of Minnesota, Judge
Thomas Swan of the Second Circuit, and Chief Justice von
Moschzisker of the Supreme Court of Pennsylvania. S. Rep. No.
73-1005, at 1-2.
2
10
As the Judiciary Committee reported, “[t]he
declaratory judgment differs in no essential respect
from any other judgment” save one: “it is not followed
by a decree for damages, injunction, specific
performance, or other immediately coercive decree.” S.
Rep. No. 73-1005, at 2. But this difference did not
make declaratory relief unconstitutional. On this
point, the Senate Judiciary Committee’s report
grappled with the constitutional question:
For some time doubts prevailed in certain
courts, which assumed that the declaratory
judgment had an analogy to advisory opinions.
This confusion has now been dissipated. The
declaratory judgment is a final, binding judgment
between adversary parties and conclusively
determines their rights. The Federal bill
specifically provides for declaratory adjudication
only “in cases of actual controversy.” That
precludes hypothetical, academic, or moot cases.
The words “in cases of actual controversy” are
designed to make certain what would be obvious
even without them. The court has a discretion, now
hardened into a rule, not to issue the judgment if it
will not finally settle the rights of the parties. The
question of constitutionality has now been
unanimously decided in 20 courts of the United
States, Michigan having reversed its earlier
opinion in which it was assumed that a declaratory
judgment was an advisory opinion.
The United States Supreme Court, after some
hesitation in dicta, finally had squarely to pass
upon the matter and, in an exhaustive opinion,
upheld the declaratory judgment as of the very
11
essence of judicial power. [Citing Nashville, 288
U.S. at 249.] . . .
The bill in its present form is a refinement of
years of consideration. . . .
Finally, it may be said that the declaratoryjudgment procedure has been molded and settled
by thousands of precedents, so that the
administration of the law has been definitely
clarified. The 1,200 American decisions have
established that the proceeding must be adversary,
all interested parties must be cited, the issue must
be real, the question practical and not academic,
and the decision must finally settle and determine
the controversy.
The long history of the procedure in England,
and for some 15 years in the United States,
encourages the committee to believe that the new
section of the Judicial Code will be an important
aid in the administration of justice.
Id. at 5-6. Thus, Congress, having considered multiple
bills, and having explored the constitutional question
with the benefit of thousands of judicial opinions as
well as the testimony and reports of leading jurists
and scholars, enacted the DJA as a necessary part of
an effective judicial system.
The significance of Congress’s act was not lost
at the time. The ABA Journal editorial on the Act put
it plainly: “Congress Strengthens the Machinery of
Justice.” See 20 A.B.A. J. 422 (1934). Together with the
Rules Enabling Act, which was enacted during the
same term of Congress, the DJA improved the
administration of procedure and remedies in the
federal judiciary. Id. at 423. As for the DJA, the
12
“wonder [was] that it ha[d] . . . been so long delayed.”
Id.
This Court did not take long to confirm the
DJA’s constitutionality. In Aetna Life Insurance Co. v.
Haworth, 300 U.S. at 227, it held that Congress had
acted consistently with Article III in authorizing
federal courts to issue declaratory relief in actual cases
and controversies. Congress, this Court stressed, had
obviously tailored the DJA to Article III’s case or
controversy requirement by limiting it to “cases of
actual controversy.” 28 U.S.C. § 2201(a); see Aetna, 300
U.S. at 239-40 (“The Declaratory Judgment Act of
1934 . . . manifestly has regard to the constitutional
provision and is operative only in respect to
controversies which are such in the constitutional
sense.”). By affirming the authority of Article III
courts to issue declaratory relief in a justiciable case,
Congress had acted well “within its sphere of remedial
action.” Aetna, 300 U.S. at 240.
Congress’s power to authorize declaratory relief
was not limited to cases in which litigants also sought
legal or other forms of equitable relief. A case premised
upon the DJA may be justiciable even though damages
are not available. See Aetna, 300 U.S. at 241. “And as
it is not essential to the exercise of the judicial power
that an injunction be sought, allegations that
irreparable injury is threatened are not required.” Id.;
see also Steffel v. Thompson, 415 U.S. 452, 471-72
(1974) (holding that declaratory judgment could issue
even if an injunction were not available).
Thus, the DJA was the product of a healthy
interbranch dialogue. Congress carefully considered
its independent obligation to act consistently with
Article III. The Court recognized Congress’s careful
13
crafting of the DJA and affirmed that a judicial
declaration may “definitive[ly]” resolve a justiciable
dispute without further court action. Aetna, 300 U.S.
at 241.
B.
THE DJA IS AMONG THE MOST
CONSEQUENTIAL REMEDIAL
STATUTES EVER ENACTED BY
CONGRESS
Declaratory judgments may resolve cases and
controversies as definitively as damages or
injunctions. Indeed, “[t]he constitutional status of the
Declaratory Judgment Act was settled precisely
because a prospective declaratory judgment is a real
decision that binds and coerces like other judgments.”
Samuel L. Bray, The Myth of the Mild Declaratory
Judgment, 63 Duke L.J. 1091, 1122 (2014). The ABA’s
1934 prediction proved prescient: Federal declaratory
relief has been an efficacious and necessary remedy for
the enforcement of federal law and administration of
justice.
As the Senate Judiciary Committee explained
when Congress enacted the DJA, declaratory relief is
an indispensable remedy because it allows for a speedy
and timely resolution of legal disputes. S. Rep. No.
1005-73, at 2 (“[A declaratory judgment] declares
conclusively and finally the rights of parties in
litigations over a contested issue, a form of relief which
often suffices to settle controversies and fully
administer justice.”). Then, as now, one of its primary
purposes is “the construction of instruments of all
kinds” and the declaration of rights and obligations
under such instruments. Id.
14
Since the DJA’s enactment, declaratory
judgments construing the Constitution have become a
staple of federal constitutional litigation. See Bray,
supra, 1120 (listing cases); cf. Henry Paul Monaghan,
A Cause of Action Anyone?: Federal Equity and the
Preemption of State Law, 91 Notre Dame L. Rev. 1807,
1821 (2016) (“[W]e have a longstanding tradition of
suits against officers seeking equitable or declaratory
relief for alleged wrongful conduct.”). That is true of
judgments enforcing the constitutional separation of
powers and federalism. See, e.g., Nat’l Fed’n of Ind.
Bus. v. Sebelius, 567 U.S. 519 (2012). And it is true of
judgments enforcing individual constitutional rights.
See, e.g., 44 Liquormart, Inc. v. Rhode Island, 517 U.S.
484 (1996).
There are numerous areas of statutory law in
which declaratory relief is equally, if not more,
important. Within the field of patent law, to take one
instance, the availability of declaratory relief
streamlines the resolution of disputes about patent
validity. Declaratory relief is necessary where, for
example, “private and public costs may already be
accruing from . . . legal uncertainty” even before a
request for injunctive relief would be appropriate.
Bray, supra, at 1140-41. Recognizing the importance
of declaratory relief in resolving patent disputes, this
Court rejected a test that would have precluded such
relief before an injunctive remedy became available.
See MedImmune, 549 U.S. at 133 (rejecting a
“reasonable apprehension of imminent suit”
requirement for issuance of declaratory relief).
15
C.
THE DJA PROVIDES A VITAL
REMEDY IN ACTIONS THAT, SUCH
AS PETITIONERS’, SEEK
DECLARATORY RELIEF BASED
UPON THE CONSTRUCTION OF A
LEGAL INSTRUMENT
When Congress enacted the DJA, it expected
that Article III courts would be open to suits seeking a
declaration of rights and obligations under legal
instruments. The declaratory judgment action had
proven its efficacy where the interpretation of legal
instruments was in dispute. See S. Rep. No. 73-1005,
at 3-5. Prior to the DJA’s enactment, English courts,
as well as state courts, had adjudicated numerous
actions seeking a declaration that a trustee either did
(or did not) owe a fiduciary duty. Edwin M. Borchard,
The Declaratory Judgment in the United States, 37 W.
Va. L. Rev. 127, 134 (1931). Declaratory relief has also
long been available to enforce the constitutional duties
of government officials. Supra pp. 13-14.
Against this backdrop, petitioners seek a
familiar form of declaratory relief. According to the
petitioners’ complaint, the Due Process Clause of the
Fifth Amendment imposes upon the federal
government a duty to act as a trustee of the climate for
America’s youth and future generations. They also
seek a declaration that their Fifth Amendment rights
depend upon a viable climate and that the federal
government’s ongoing conduct violates their
fundamental rights to life and personal security. This
question of constitutional construction is one that the
federal courts have the competence and the
responsibility to answer. See generally Cohens v.
16
Virginia, 6 U.S. (6 Wheat.) 264, 404 (1821) (Article III
courts have “no more right to decline the exercise of
jurisdiction which is given, than to usurp that which
is not given.”).
II.
THE NINTH CIRCUIT’S HOLDING
WOULD EVISCERATE THE DJA
The Ninth Circuit ducked its constitutional
responsibility by holding that actions for declaratory
relief are not justiciable “absent further court action.”
Pet. App. 3a (internal quotation marks omitted).
According to the Ninth Circuit’s unprecedented rule,
declaratory relief does not on its own satisfy the
redressability requirement of Article III standing
doctrine. This holding conflicts with the express text
of the DJA and would, if accepted, render the statute
a dead letter.
A.
THE NINTH CIRCUIT’S HOLDING
CONFLICTS WITH CONGRESS’S
EXPRESS INTENT TO AUTHORIZE
DECLARATORY RELIEF AS AN
INDEPENDENT REMEDY
The DJA expressly authorizes declaratory relief
without regard to the availability of coercive relief:
In a case of actual controversy within its
jurisdiction, . . . any court of the United States,
upon the filing of an appropriate pleading, may
declare the rights and other legal relations of any
interested party seeking such declaration,
whether or not further relief is or could be sought.
Any such declaration shall have the force and
17
effect of a final judgment or decree and shall be
reviewable as such.
28 U.S.C. § 2201(a) (emphasis added). Congress’s
intent could not be plainer: under the DJA,
declaratory relief is independently available and
declaratory judgments stand on the same footing as
other final and reviewable judgments. 3
Congress’s purpose was to remove formalistic
barriers to declaratory relief. No longer would it be
necessary for a litigant to seek nominal damages as a
way of pursuing their real aim of declaratory relief. Cf.
Uzuegbunam, 592 U.S. at 285-92. (explaining that suit
for nominal damages permitted litigants to seek
declaratory relief at common law). No longer would it
be necessary to satisfy the requirements for a coercive
injunction to settle a dispute that could be settled
through a declaratory judgment. See Aetna, 300 U.S.
at 242. Declaratory relief would be an available and
efficacious remedy in its own right.
The Ninth Circuit’s holding conflicts with
Congress’s express direction to federal courts to treat
declaratory relief as just another available remedy
alongside other forms of equitable relief or legal relief.
In the Ninth Circuit’s rendering, there can be no
justiciable controversy unless “further court action” is
sought or at least could be sought. Pet. App. 3a
3 Professor Borchard, one of the DJA’s
principal scholarly
proponents and a witness at congressional hearings on the
proposed bill, argued that declaratory relief is available and
appropriate when an injunction is not available. Edwin Borchard,
The Federal Declaratory Judgments Act, 21 Va. L. Rev. 35, 40
(1934).
18
(internal quotation marks omitted). That is not the
DJA’s rule.4
B.
THE NINTH CIRCUIT’S HOLDING
CONFLICTS WITH THIS COURT’S
PRECEDENT AND CREATES A
CIRCUIT SPLIT
Perhaps because it flouts the DJA’s plain text,
the Ninth Circuit purported to find its new rule
elsewhere. According to the Ninth Circuit, this Court’s
precedent holds that a plaintiff seeking only
declaratory relief cannot satisfy the redressability
requirement of Article III without a particularized
factual showing that a federal agency or official will
follow the declaratory judgment. In particular, the
Ninth Circuit concluded that petitioners could not
meet this requirement because they could not
demonstrate that additional coercive relief would be
available. But this Court’s precedent, like the DJA
itself, rules out the Ninth Circuit’s novel rule, as other
circuits have recognized.
Consider first the direct conflict between the
Ninth Circuit’s holding and this Court’s holding that
the DJA is constitutional. See Aetna, 300 U.S. at 227.
4 The
Ninth Circuit, moreover, plainly erred in ignoring
Federal Rule of Civil Procedure 57. As the Advisory Committee
Note to Rule 57 makes clear, “[t]he fact that a declaratory
judgment may be granted ‘whether or not further relief is or could
be prayed’ indicates that declaratory relief is alternative or
cumulative and not exclusive or extraordinary.” Fed. R. Civ. P.
57, notes of advisory committee-1937. That is why Rule 57
provides that “[t]he existence of another adequate remedy does
not preclude a declaratory judgment that is otherwise
appropriate.” Id.
19
The Ninth Circuit held that the availability of coercive
relief was essential to any exercise of the Article III
power to grant declaratory relief. To the contrary, this
Court held in Aetna that “it is not essential to the
exercise of the judicial power that an injunction be
sought.” 300 U.S. at 241. Where the Ninth Circuit
assumed that declaratory relief would “do nothing
‘absent further court action,’” Pet. App. 3a, this Court
has assumed, time and again, that declaratory relief is
efficacious and issued judgments for only declaratory
relief. If the Ninth Circuit is right, then this Court has
been wrong every time it has issued declaratory relief
when further court action in the form of coercive relief
was not available.
In Steffel v. Thompson, 415 U.S. 452, this Court
held that declaratory relief may be available to enforce
constitutional rights even when the plaintiff cannot
demonstrate irreparable injury as required for
injunctive relief. To hold otherwise, this Court
explained would be to “engraft[] upon the Declaratory
Judgment Act” a requirement that Congress did not
create and thus “would defy Congress’s intent to make
declaratory relief available in cases where an
injunction would be inappropriate.” Id. at 471. The
“only” exception was for cases in which “principles of
federalism militated altogether against federal
intervention in a class of adjudications,” id. at 472—
an exception that, needless to say, does not extend to
this case of national concern.
This Court, moreover, has held that declaratory
relief against government officials suffices for the
Article III redressability requirement. In Utah v.
Evans, 536 U.S. 452 (2002), this Court held that a
constitutional suit against the Secretary of Commerce
20
challenging the method for calculating the 2000
census was justiciable. The State of Utah sought a
declaration that the Secretary’s report erred in how it
calculated the populations of North Carolina and
Utah. It also requested an injunction. Either way, this
Court held, a judicial remedy would redress Utah’s
injury: “Victory would mean a declaration leading, or
an injunction requiring, the Secretary to substitute a
new ‘report’ for the old one.” Id. at 463.
In so holding, this Court adopted the controlling
plurality opinion in Franklin v. Massachusetts, 505
U.S. 788 (1992), which concluded that an injury may
be “redressed by declaratory relief . . . alone.” See
Evans, 563 U.S. at 460-61, 463-64 (quoting Franklin,
505 U.S. at 803 (plurality op.)). The Commonwealth of
Massachusetts and two individuals sued to challenge
the methodology for the 1990 census. This Court
concluded that an Article III court could not order
injunctive relief against the President or members of
Congress
to
alter
the
apportionment
of
representatives. But a federal court could declare that
the Secretary of Commerce used an unlawful method
of calculation. And this declaratory relief would by
itself suffice for Article III’s redressability
requirement. Franklin, 505 U.S. at 803 (plurality op.).
Redressability was satisfied in both Evans and
Franklin because it was “‘substantially likely that the
President and other executive and congressional
officials
would
abide
by
an
authoritative
interpretation of the census statute and constitutional
provision.’” Evans, 536 U.S. at 464 (quoting Franklin,
505 U.S. at 803 (plurality op.)).
Evans and Franklin foreclose the Ninth
Circuit’s conclusion that declaratory relief may not by
21
itself satisfy the redressability requirement of Article
III standing doctrine. The Ninth Circuit apparently
assumed, without explanation, that federal officials
would not abide by an authoritative declaration that
their continuing conduct violates the Constitution. In
Evans and Franklin, this Court adopted the contrary
assumption that declaratory relief against federal
government officials is “‘substantially likely’” to lead
to government compliance with law. Evans, 536 U.S.
at 464 (quoting Franklin, 505 U.S. at 803 (plurality
op.)). Declaratory relief against the federal
government therefore results “in a significant increase
in the likelihood that the plaintiff would obtain
relief”—which is the showing that this Court’s
precedent requires.5 Evans, 536 U.S. at 464.
Indeed, the Ninth Circuit’s implicit assumption
that federal officials cannot be expected to follow
authoritative legal declarations by federal officials
cannot be squared with Congress’s enactment of the
DJA or this Court’s DJA jurisprudence. Congress
found that declaratory relief is an effective remedy
even when coercive relief is not sought or available.
This Court has similarly recognized that declaratory
relief, especially against federal officials who take an
oath to observe the Constitution, is likely to be
effective. Of course, government officials sometimes
try to evade their constitutional obligations. But the
proper response is not to conclusively presume, as the
Ninth Circuit did, that declaratory relief against the
5 See also Duke Power Co. v. Carolina Envt. Study Grp., 438
U.S. 59, 78 (1978) (“Nothing in our prior cases requires a party
seeking to invoke federal jurisdiction to negate the kind of
speculative and hypothetical possibilities suggested in order to
demonstrate the likely effectiveness of judicial relief.”).
22
government is inefficacious and therefore that
declaratory judgment actions by themselves are
nonjusticiable.
The Ninth Circuit’s holding also conflicts with
the approach of other circuits. The Ninth Circuit
denied the jurisdiction of the federal courts in cases
where there is an ongoing injury traceable to the
government’s unconstitutional conduct by holding
that declaratory relief does not satisfy the
redressability requirement for Article III standing. Its
sister circuits, by contrast, have recognized that
whether an Article III court has jurisdiction to award
declaratory relief is a different question from whether
declaratory relief is within the discretion of the district
court.6
For example, in Miller v. Christopher, 96 F.3d
1467 (D.C. Cir. 1996), the D.C. Circuit held that a
plaintiff who had suffered an ongoing injury from the
government’s
application
of
an
allegedly
unconstitutional statute had standing to seek a
declaration that the statute was unconstitutional. The
6 As the petitioners have argued, the Ninth Circuit also erred
by disregarding the statutory final judgment rule in its rush to
dismiss this case on erroneous jurisdictional grounds. See Pet. for
Cert. 25-36; see also 28 U.S.C. § 1291 (court of appeals jurisdiction
over appeals from “final decisions of the district courts”);
Richardson-Merrell, Inc. v. Koller, 472 U.S. 424, 429-30 (1985)
(“The statutory requirement of a ‘final decision’ means that ‘a
party must ordinarily raise all claims of error in a single appeal
following final judgment on the merits.’”). As this Court has held,
mandamus is not a substitute for the appeals process that
Congress has crafted. See Cheney v. U.S. Dist. Ct., 542 U.S. 367,
380 (2004). That is why a mandamus petitioner must show that
it has no other adequate means, including a direct appeal, for
obtaining relief. See id. at 380-81.
23
question before the court of appeals was whether
declaratory relief may by itself satisfy the
redressability requirement of Article III standing
doctrine when controlling Supreme Court precedent
precluded injunctive relief. The plaintiff’s application
for U.S. citizenship was denied under a federal statute
that the plaintiff argued was unconstitutional. In INS
v. Pangilinan, 486 U.S. 875 (1988), this Court
concluded that federal courts do not have equitable
authority to confer citizenship. The D.C. Circuit held,
however, that the plaintiff’s suit was justiciable
because an Article III court could issue a declaration
that the challenged statute was unconstitutional and
a finding that the plaintiff would be entitled to
citizenship under the generally applicable rules
concerning U.S. citizenship. See Miller, 96 F.3d at
1470. It then proceeded to consider the merits and
ultimately to rule against the claimant, as the DJA
and this Court’s precedents direct. As the D.C. Circuit
held, declaratory relief was sufficient for Article III
standing because it would make it “likely” that the
plaintiff’s ongoing injury would be redressed. Id.
(internal quotation marks omitted).
More generally, circuit courts have repeatedly
held that declaratory relief is available even when
other forms of relief are not. See, e.g., Anatol
Zukerman & Charles Kause Reporting, LLC v. U.S.
Postal Serv., 64 F.4th 1354, 1366 (D.C. Cir. 2023) (“a
request for declaratory relief may be considered
independently of whether other forms of relief are
appropriate”); Ulstein Maritime, Ltd. v. United States,
833 F.2d 1052, 1055 (1st Cir. 1987) (“a declaratory
judgment is a milder remedy which is frequently
24
available in situations where an injunction is
unavailable or inappropriate”).
This Court should grant certiorari to make clear
that declaratory relief satisfies the redressability
requirement of Article III standing doctrine. This
jurisdictional question is distinct from the question
whether an Article III court should exercise its
discretion under the DJA to award declaratory relief.
See generally Wilton v. Seven Falls Co., 515 U.S. 277,
287 (1995) (“[T]he propriety of declaratory relief in a
particular case will depend upon a circumspect sense
of its fitness informed by the teachings and experience
concerning the functions and extent of federal judicial
power.” (internal quotation marks omitted)). Just as
this Court recently clarified that “a request for
nominal damages satisfies the redressability element
of standing,” Uzuegbunam, 592 U.S. at 802, it should
grant certiorari in this case to clarify that a request for
declaratory relief satisfies the redressability
requirement without a particularized factual showing
that a federal agency or official will follow a
declaratory judgment. Doing so is necessary to
vindicate Congress’s intent in enacting the DJA as
well as this Court’s declaratory judgment
jurisprudence.
CONCLUSION
For the foregoing reasons, Amici Members of
Congress respectfully request that this Court grant
the petitioners’ petition for a writ of certiorari.
25
Respectfully submitted,
Erwin Chemerinsky
Counsel of Record
225 Bancroft Way
Berkeley, CA 94720
(510) 642-6483
echemerinsky@berkeley.edu
Paul Hoffman
Schonbrun Seplow Harris
Hoffman & Zeldes LLP
200 Pier Ave., Ste. 226
Hermosa Beach, CA 90254
January 13, 2025
Seth Davis
225 Bancroft Way
Berkeley, CA 94720
APPENDIX
APPENDIX TABLE OF CONTENTS
LIST OF AMICI CURIAE.……………………………. 1a
1a
LIST OF AMICI CURIAE
U.S. Senate
Jeff Merkley of Oregon
Cory Booker of New Jersey
Edward Markey of Massachusetts
Bernard Sanders of Vermont
Chris Van Hollen of Maryland
Sheldon Whitehouse of Rhode Island
Ron Wyden of Oregon
U.S. House of Representatives
Jan Schakowsky of Illinois
Alma Adams of North Carolina
Nanette Barragaìn of California
Julia Brownley of California
Andre Carson of Indiana
Yvette Clarke of New York
Danny Davis of Illinois
2a
Mark DeSaulnier of California
Veronica Escobar of Texas
Adriano Espaillat of New York
Maxwell Frost of Florida
Jesús García of Illinois
Raúl Grijalva of Arizona
Jared Huffman of California
Jonathan Jackson of Illinois
Pramila Jayapal of Washington
Hank Johnson of Georgia
Ro Khanna of California
Summer Lee of Pennsylvania
Betty McCollum of Minnesota
Jim McGovern of Massachusetts
Eleanor Holmes Norton of the District of Columbia
Alexandria Ocasio-Cortez of New York
Ilhan Omar of Minnesota
3a
Chellie Pingree of Maine
Mark Pocan of Wisconsin
Delia Ramirez of Illinois
Jamie Raskin of Maryland
Deborah Ross of North Carolina
Mary Gay Scanlon of Pennsylvania
Melanie Stansbury of New Mexico
Rashida Tlaib of Michigan
Jill Tokuda of Hawaii
Nydia Velázquez of New York
Bonnie Watson Coleman of New Jersey
Frederica Wilson of Florida
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.