Petition for Writ of Certiorari — Mehdi Moini, Petitioner v. Ellen M. Granberg, in Her Official Capacity as President of George Washington University
Supreme Court briefSep 10, 2024
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SUPREME COURT OF THE UNITED STATES
MEHDI MOINI,
Petitioner,
vs.
ELLEN M. GRANBERG,
In her official capacity as President,
George Washington University,
Respondent.
On Writ of Certiorari to
the United States Court of Appeals
for the District of Columbia Circuit
PETITION FOR A WRIT OF CERTIORARI
Mehdi Moini, Ph.D.
732 Ridge Dr.
McLean, VA 22101
Moini.mehdi@gmail.com
(512) 736-8650
Pro se
I. Questions Presented
The Civil Rights Act of 1964, 42 U.S.C. § 1981,
was designed to eliminate discrimination in all
employment levels; however, in the academic
institution of higher education, two decisions by this
Court ordered deference to a university’s academic
judgment that was based on “genuine professional
judgment.” Bd. of Curators, Univ. of Mo. u. Horowitz,
435 U.S. 78 (1978); Regents of the Univ. of Mich. v.
Ewing, 474 U.S. 214 (1985). Ever since, courts have
shown considerable deference to academic judgments
even in intentional discrimination cases brought by
faculty challenging denials of promotion or tenure,
often dismissing the lawsuit or awarding summary
judgment to the institution by dismissing all the
evidence as insufficient in every step of the plaintiffs
analysis of the discrimination or the breach of
contract claims, rendering the statue ineffective.
The questions presented are:
Under §1981, is a Middle-Eastern Iranian a
race? What evidence or characteristics does an
appellant need to provide to prove his race? How to
determine if an employer's reference to the
employee’s protected trait when making an
unfavorable
employment
decision
is
direct
discrimination? How to define "similarly situated" to
show pretext at institutions of higher education with
a tenure system, and if the Eleventh Circuit's
examples of "a valid comparison" should be adopted
by other courts to eliminate the arbitrary definition
of "similarly situated" comparators by the courts?
What determines if the university's published tenure
i
and promotion guidelines (T&P) and procedures are
binding and if the post-hoc depositions of ex
university officials override the university's
published guidelines and procedures? Finally, under
§1981, should one read the discrimination broadly to
include a retaliation theory? In particular, because
there is no separate provision of section 1981 that
prohibits retaliation, where it is difficult for any
litigant (mainly a pro se plaintiff) to discern that
theory, do they need to plead retaliation in a
separate count in the complaint?
11
II. TABLE OF CONTENTS
I.
QUESTIONS RESENTED
1
II.
TABLE OF CONTENTS...
m
III. TABLE OF AUTHORITIES
v
IV. PETITION FOR WRIT OF CERTIORARI...... 1
V.
OPINION BELOW.
1
1
VI. JURISDICTION
VII. CONSTITUTIONAL PROVISION
1
INVOLVED
VIII. STATEMENT OF THE CASE
2
1. The Denial of Tenure and Promotion
9
2. Direct Appeal................................... !.....
23
IX. REASONS FOR GRANTING THE WRIT...... 30
A. TO CLARIFY THE SUPREME
COURT ANALYSIS OF DEFERENCE TO AN
ACADEMIC INSTITUTION TO EFFECTUATE
THE CONGRESSIONAL INTENT BEHIND
TITLE VII AND §1981 STATUTES TO
ENSURE THAT MINORITY FACULTY
MEMBERS ENJOY THE PROTECTION
THEY ARE ENTITLED TO UNDER
THESE STATUTES
X.
CONCLUSION
35
XI. APPENDIX TABLE OF CONTENTS...
FEDERAL OPINIONS AND ORDERS
(SEPARATE BOOKLET)
m
A-l
III. TABLE OF AUTHORITIES
Cases
3
Aka v. Wash. Hosp. Ctr.,.............. ...........................
156 F.3d 1284, 1293 (D.C. Cir. 1998)
Allworth v. Howard Univ.,........................................ :.27
890 A.2d 194,202 (D.C. 2006)
Bd. of Curators, Univ. of Mo. v. Horowitz,............. ii. 4
435 U.S. 78 (1978)
Brady v. Off. of Sergeant at Arms,.;............. ...... ... ,27
520 F.3d 490, 493, 495 (D.C. Cir. 2008)
,..-35
Bolden v. City of Topeka,......
441 F.3d at 1137 (2006
Broussard-Norcross v. Augustana Coll. Ass’n.......... 5
935 F.2d 974, 975-76 (8th Cir. 1991)
5
Brown v. Geo. Wash. Univ.,.................................
802 A.2d 382, 385 (D.C. 2002
30
Carter v. South Cent. Bell Tel. Co.,.....................
912 F.2d 832, 840-41 (5th Cir. 1990)
CBOCS W., Inc. v. Humphries,............................ 28, 30
553 U.S. 442, 446 (2008)
8
Davis v. W. Carolina Univ.,...................................
2016 U.S. Dist. LEXIS 20354 (W.D.N.C.
Feb. 19, 2016), affd, 695 Fed. App’x 696
(4th Cir. 2017)
Daubert v. Merrell Dow Pharmaceuticals, Inc.,......34
509 U.S. 579 (1993)
Deppner v. Spectrum Health Care Res., Inc.,3, 13, 18
325 F. Supp. 3d 176, 187 (D.D.C. 2018)
2
Domino’s Pizza, Inc. v. McDonald,.............
546 U.S. 470, 474-75 (2006)
5
Figal v. Vanderbilt Univ.,.............................
2013 Tenn. App. LEXIS 656 (Tenn.
Ct. App. 2013)
3
Fisher v. Vassar College,.............................
IV
114 F.3d at 1336 (2nd Cir. 1995)
Fuentes v. Perskie,................................................
35
32 F.3d at 764 (1994)
Gen. Bldg Contractors Ass’n v. Pennsylvania,
2
458 U.S. 375, 391 (1982)
George v. Leavitt,.................................................. 6, 16
407F.3d 405,414, D.C.Cir.in (2005
9
Haines v. Kerner,..................................................
404 U.S. 519 (1972)
Howard Univ. v. Roberts-Williams,.................. 27, 32
37A.3d 896, 907, 913 (D.C. 2012)
30
Jackson v. Birmingham Board of Education,..
544 U.S. 167(2005)
Kakaes v. George Washington Univ.,.............
27
790 A.2d 581, 583(D.C. 2002)
Keddie v. Pennsylvania State University,......
7
412 F. Supp. 1264 (E.D.Pa. 1974)
Kouassi v. W. Ill. Univ.,...................................... .
5, 8
2015 U.S. Dist. LEXIS 64926
(Ill. Cent. Dist. Ct. May 18, 2015)
Lewis v. Union City,.............................................
6, 32
Eleventh Circuit Cour, No. 15-11362
(2019)
8
Maras v. Curators of the Univ. of Mo.,.............
983 F.3d 1023 (8th Cir. 2020)
Mastro v. Potomac Elec. Power Co.,.................
9
447 F.3d 843, 850 (D.C. Cir. 2006)
Matter of Pamilla v. Hospital for Special Surgery,..27
223 A.D.2d 508(1996)
McAdams v. Marquette Univ.,........
4
974 N.W.2d 708 (Wise. 2018)
4
McConnell v. Howard Univ.,............
818 F.2d 58 (D.C. Cir. 1993)
McDonnell Douglas Corp. v. Green,
3, 5
411 U.S. 792 (1973)
v
....6, 34
Miller-El v. Dretke,............................
545 U.S. 231,247 005)
......7, 26
Mawakana v. Bd. of Trs. of Univ....
926 F.3d 859 (D.C. Cir. 2019
...10
Moini v. Univ. of Tex. at Austin,.....
832 F. Supp. 2d 710, 714 (W.D. Tex. 2011)
10
Moini v. Univ. of Tex. at Austin,......................
Supp. 2d 710, 714, (2011)
,22
Moini v. LeBlanc................................................ .
456 F. Supp 3d 34 (D.D.C. 2020)
......5
Moini v. Wrighton,......................... ..................
602 F. Supp. 3d 162 (D.D.C. 2022)
1, 5, 9, 23, 29
Moini v. Granberg,............................. .
No. 22-7101 (D.C. Cir. 2024)
5
Nanko Shipping, USA v. Alcoa, Inc.,
850 F.3d 461, 467 (D.C. Cir. 2017)
8
Nguyen v. Regents of the Univ. of Cal.,.......
823 Fed. App’x 497 (9th Cir. 2020)
5
Okruhlik v. Univ. of Ark.,..............................
395 F.3d 872, 879 (8th Cir. 2005
35
Plotke v. White,................................................
405 F.3d 1092, 1102 (10th Cir. 2005)
Reeves v. Sanderson Plumbing Prods,... 4, 8, 27, 28
530 U.S. 140-141 (2000)
l
Regents of the Univ. of Mich. v. Ewing,.
474 U.S. 214 (1985
31
Sackman v. Alfred University,............
717 N.Y.S.2d 461 (Sup. Ct. 2000)
8
Seye v. Bd. of Trs. of Ind. Univ.,............
2020 U.S. Dist. LEXIS 81111
(S.D. Ind. May 8, 2020), affd, 830 Fed.
App’x 778 (7th Cir. 2020)
17
Steele v. Mattis,...................................................
899 F.3d 943, 950 (D.C. Cir. 2018)
St. Mary's Honor Center V. Hicks,.................. 3, 4,8
vi
509 U.S. at 510-11 (1993)
Tanik v. S. Methodist Univ.,..................
5
116 F.3d 775, 776 (5th Cir. 1997)
Tedeschi v. Wagner Coll.,.......................
27
49 N.Y.2d 652,660 (1980)
Theidon v. Harvard Univ.,......................
8
948 F.3d 477 (1st Cir. 2020)
Vatel v. All. of Auto. Mfrs.,..................... 3, 13, 18, 25
627 F.3d 1245, 1247 (D.C. Cir. 2011)
Van Zant v. KLM Royal Dutch Airlines,.....
3
80 F.3d 708, 714 (2d Cir. 1996)
Villanueva v. Wellesley Coll.,...................... .
5
930 F.2d 124, 129 (1st Cir. 1991)
4
University of Pennsylvania v. EEOC,........
493 U.S. 182 (1990)
Woroski v. Nashua Corp.,.............................
3
31 F.3d 105, 110 (2d Cir. 1994)
Statutes
28 U.S.C. § 1257 codified at 42 U.S.C.).....
....1
§ 2000e-I (1972)
Civil Rights Act of 1964,
2, 10, 22, 24. 30, 35
42 U.S.C. § 1981
Constitutional Provisions
United States Constitution, Amendment XIV,
Vll
1
IV. PETITION FOR WRIT OF CERTIORARI
Dr. Mehdi Moini, a former tenure-track
Associate Professor at the Department of Forensic
Sciences ("Department") at the George Washington
University ("University" or "GWU"), Proceeding pro
se, respectfully petitions this court for a writ of
certiorari to review the judgment of the U.S. Appeals
Court for the D.C. Circuit ("D.C. circuit") (Case No.
22-7101). That Judgment is attached at Appendix
("A"), HA-2.
V. OPINIONS BELOW
The decision by the D.C. circuit denying Dr.
Moini's direct appeal is reported as Moini v.
Granberg, in her official capacity as the President of
the George Washington University, Moini u.
Granberg, (2024). H A-2. The D.C. circuit denied Dr.
Moini's' petition for rehearing and rehearing en banc
on June 12, 2024. HH A-16, A17.
VI. JURISDICTION
Dr. Moini's petition for a rehearing to the D.C.
circuit was denied on June 12, 2024. Hlf A-16, A17.
Dr. Moini invokes this Court's jurisdiction under 28
U.S.C. § 1257, having timely filed this petition for a
writ of certiorari within ninety days of the D.C.
circuit's judgment.
VII. CONSTITUTIONAL PROVISIONS
INVOLVED
United States Constitution, Amendment XIV:
1
All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State
wherein they reside. No State shall make or enforce
any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall
any State deprive any person of life, liberty, or
property, without due process of law; nor deny to any
person within its jurisdiction the equal protection of
the laws.
VIII. STATEMENT OF THE CASE
Following ratification of the Fourteenth
Amendment, Congress reenacted the 1866 Act as
part of the Enforcement Act of 1870, including § 1 of
the 1866 Act. The statute was recodified in 1874, but
its basic coverage did not change until 1991. It is
now codified at 42 U.S.C. § 1981. The Civil Rights
Act of 1964, 42 U.S.C. § 1981, was designed to
eliminate discrimination in all employment levels.
See Equal Employment Opportunity Act of 1972,
Pub. L. No. 92-261, § 3, 86 Stat. 103 (1972) (codified
at 42 U.S.C. § 2000e-I (1972)) note 14. Section 1981
statute “protects the equal right of ‘all persons
within the jurisdiction of the United States’ to ‘make
and enforce contracts,”’ including employment
contracts, “without respect to race.” Domino's Pizza,
2006, (quoting 42 U.S.C. § 1981(a)). Section 1981
“can be violated only by purposeful discrimination.”
Gen. Bldg Contractors Ass’n 1982. The Supreme
Court has held that the statute also prohibits
retaliation against persons who complain about
racial discrimination prohibited by the statute.
2
The
plaintiff can
show
unlawful
discrimination with either direct or indirect evidence.
An employee has direct evidence of unlawful
discrimination if the employer “overtly refers to the
employee’s protected trait when making an
unfavorable employment decision.” Deppner v.
Spectrum Health Care Res., Inc., 325 F. Supp. 3d
176, 187 (2018), (cleaned up). For example, “a
statement that itself shows racial [ ] bias in the
decision” qualifies as direct evidence. Vatel v. All. of
Auto. Mfrs. (2011). Because direct evidence is “hard
to come by,” Aka v. Wash. Hosp. Cir., 156 (1998)
(cleaned up), its presence “generally entitle[s] a
plaintiff to a jury trial.” Vatel v. All. of Auto. Mfrs.,
627 (2011).
When a plaintiff must instead rely on indirect
evidence of discrimination, the United States
Supreme Court has developed an analysis that can
be used under these statutes. The analysis comes
from the familiar McDonnell Douglas burdenshifting framework. See McDonnell Douglas Corp. v.
Green, 411 U.S. 802 (1973). When the defendant
articulates a non-discriminatory reason for the
employment action, the plaintiff must then come
forward with sufficient evidence that the defendant's
proffered, non-discriminatory reason is a mere
pretext for actual discrimination. Van See St. Mary's
v. Hicks, 509 U.S. at 510-11 (1993); Fisher v. Vassar
College, 114 F.3d at 1336 (1995), Van Zant v.
KLM, 80 F.3d 708, 714 (1996), (quoting Woroski v.
Nashua Corp., 31 F.3d 105, 110 (1994). The question
becomes whether the evidence, taken as a whole.
3
supports a sufficient rational inference of intentional
discrimination. St. Mary's, 509 U.S. at 519.1
In the academic institution of higher
education, however, two decisions by this Court
ordered deference to a university’s academic
judgment that was based on “genuine professional
judgment.” Bd. of Curators, Univ. of Mo. 435 U.S. 78
(1978); Univ. of Mich., 474 U.S. 214 (1985). Ever
since, courts have shown considerable deference to
academic judgments in cases brought by faculty
challenging denials of promotion or tenure, often
dismissing the lawsuit or awarding summary
judgment to the institution, seemingly without a
thorough review of the institution’s supporting
evidence for its exercise of “genuine professional
judgment.” Although some judges have rejected
judicial deference when discrimination claims are
before the court, deference persists to this day in
most, but not all, such litigation, rendering the Acts
ineffective.
To level the playing field, the Supreme Court
has interfered in some cases for the tenure-track
faculty's benefit (see, for example, University of
Pennsylvania 493 U.S. 182 (1990)). The Supreme
Court held that universities could be required to
turn over confidential peer reviews to individuals
alleging discrimination; see also McAdams, 974
N.W.2d 708 (2018) and McConnell, 818 F.2d 58
(1993). Despite a few rejections of deference to
academic judgments concerning faculty employment
issues, the courts, for the most part, have continued
to rely on the “academic expertise” of faculty and
1 The Supreme Court more recently reaffirmed this framework
in Reeves.
4
administrative decision-makers. Throughout the
1990s and early 2000s, opinions using language
deferential to academic judgments were far more
frequent than those scrutinizing a defendants’
justification for tenure denials either based on
alleged discrimination or breach of contract.2
Concerning evidence of direct discrimination,
the courts label even the clearest reference "to the
employee’s protected trait when making an
unfavorable employment decision Q" as "insufficient"
to avoid sending the case to the jury. Moini v.
Wrighton 602, 162 (2022), Moini v. Granberg, (2024).
For evidence of indirect discrimination, the
courts apply deference to the universities in all three
aspects of the McDonnell Douglas framework: In
establishing a prima facie case of discrimination, for
example, the courts even make it difficult for a
minority plaintiff to prove he is a member of a
protected class, ignoring the Supreme Court ruling
in several cases. Moini v. Wrighton 602, 162 (2022).
On the other hand, it makes it easy for the
universities to produce a “legitimate, nondiscriminatory reason” for its actions. It seldom
investigates if the "legitimate reason" was based on
“genuine professional judgment.” Id. Finally, to
prove “sufficient evidence that the defendant's
2 See, e.g., Tanik 1997, (summary judgment for the university,
no trial); Villanueva 1991, (summary judgment for the college,
no trial); Broussard-Norcross 1991, (summary judgment for the
college, no trial); Brown 2002, (summary judgment for the
university on plaintiffs breach of contract claim, no trial);
Okruhlik 2005, (judgment notwithstanding the verdict for
university after jury verdict for plaintiff); Qamhiyah 2008,
(summary judgment for the university, no trial); Figal 2013,
(summary judgment for the university, no trial); and Kouassi
2015, (summary judgment for the university, no trial).
5
proffered, non-discriminatory reason is a mere
pretext,” the courts raise the bar so high that it
becomes impossible for a plaintiff to overcome. Id.
For example, one way to show pretext for the
plaintiff is to use comparators; however, there are
significant differences among the courts regarding
the definition of proper comparators at higher
education institutions, rendering it arbitrary.
To “clean up, and clarify once and for all the
proper standard for comparator evidence in
intentional-discrimination cases,” the Eleventh
Circuit Court provided examples of similarities
between a plaintiff and a proffered comparator that
would support a valid comparison, including: “will
have engaged in the same basic conduct (or
misconduct) as the plaintiff’; “will have been subject
to the same employment policy, guideline, or rule as
the plaintiff’; “will ordinarily (although not
invariably) have been under the jurisdiction of the
same supervisor as the plaintiff’; “will share the
plaintiffs employment or disciplinary history”; and
may not have precisely the same job functions. Lewis
v. Union City, Eleventh Circuit Court, (2019). The
Supreme Court ruling in Miller-El v. Dretke, 545
U.S. 231,247 (2005) also notes, “None of our cases
announces a rule that no comparison is probative
unless the situation of the individuals compared is
identical in all respects[.]" In George v. Leavitt, 407
405,414, (2005), the court ruled: “[t]he question of
whether employees are similarly situated in order to
show pretext ‘ordinarily presents a question of fact
for the jury.'” Still, each court follows its own
arbitrary rules that favor universities, and a case is
seldom sent to the jury.
6
The rationale behind judicial deference by the
courts is that tenure decisions are too complex for
them to intervene. An example of this was
articulated particularly well in the case of Keddie v.
Pennsylvania State University, 412 F. Supp. 1264
(1974); the court found that the professor's political
activities had not influenced the decision to deny him
tenure and stated:
This court is powerless to substitute its
judgment for that of the University as to
whether plaintiffs academic credentials are
such that tenure should have been awarded.
The judiciary is not qualified to evaluate
academic performance. The courts do not
possess the expert knowledge or have the
academic experience which should enlighten
an academic committee's decision. The courts
will not serve as a Super-Tenure Review
Committee. Id. at 1272 (emphasis added).
However, even the proponents of academic
deference limit its applications in cases involving 1)
discrimination (see e.g. Mawakana v. Bd. of Trs. of
Univ. 926 F.3d 859 (2019), 2) "arbitrary, capricious,
or an abuse of discretion[,]" (N.Y.C.PL.R. § 7803
(2014)), and 3) when "a substantial departure from
accepted academic norms or from procedural
regularity, to demonstrate that the university did
not actually exercise professional judgment," (Tenn.
App. LEXIS 656 (Tenn. Ct. App. Sept. 27, 2013)). But
even in these cases, most courts find ways to
circumvent the fact that Congress specifically
removed the previous Title VII (and §1981)
exemption for educational institutions in 1972 to
7
make them unquestionably subject to the general
prohibitions. Yet, in some recent cases, the language
of deference may not be as obvious. Still, courts
continue to dismiss lawsuits or award summary
judgment to defendant colleges and universities in
promotion or tenure denial cases, although after
what appears to be a "careful review" of the
plaintiffs and the defendant’s evidence.3 Finally, to
give deference to the universities, the courts deny
individual components of a discrimination lawsuit as
"insufficient" rather than taking the evidence as a
whole, to see if it supports a sufficient rational
inference of intentional discrimination. St. Mary's
Honor Center V. Hicks, 509 U.S. at 510-11 (1993).4
Despite these clarifications, the lower courts'
divergence from the original Supreme Court analysis
indicates a weakness in the original analysis that
has drastically reduced the rights of tenure-track
faculty members under these statutes. Indeed, it is
more important that courts apply these statutes to
"high-level" positions because minorities and women
have historically been kept out of high-level, highpaying, tenured positions and kept in entry-level
positions such as Research Professors or Lecturers.
The analysis must be altered to effectuate the
congressional intent behind these statutes to ensure
3 Maras 2020, (tenure denial); Seye 2020, affd, 830 Fed. App’x
778 (7th Cir. 2020) (tenure denial); Nguyen 2020, (tenure
denial); Theidon 2020, (tenure denial); Davis 2016, affd, 695
Fed. App’x 696 (4th Cir. 2017) (tenure denial); Kouassi 2015
(tenure denial).
4 The Supreme Court more recently reaffirmed this framework
in Reeves. 120 S.Ct. 2097, at 2108.
8
that minority faculty members enjoy the protections
they are entitled to under Title VII and §1981.
1. The Denial of Tenure and Promotion
A perfect example of the
overreaching judicial deference is the case of Moini u.
Granberg, in her official capacity as the President of
the George Washington University. This case
presents whether the lower courts bypassed the
congressional intent behind the §1891 statute first
by dismissing the evidence of direct discrimination
against Moini. Second, by denying Moini's evidence
of indirect discrimination, 1) denying Moini's
comparators due to arbitrary differences; 2) ignoring
the University’s own Dispute Eesolution Committee
that decided the University decision against Moini
was "arbitrary, capriciously" rather than based on
a genuine academic reason; 3) ignoring that the
University had substantially deviated from its rules,
guidelines, and the accepted academic norms, 4) not
viewing “the evidence in the light most favorable to
the nonmoving party and draw all reasonable
inferences in its favor.” Mastro 2006; and finally, 5)
ignoring that for pro se litigants, the courts generally
subject their pleadings to “less stringent standards
than formal pleadings drafted by lawyers.” Haines v.
Kerner 404 U.S. 519 (1972), (cleaned up) and
viewed all evidence favoring the University. Third,
the court denied Moini's retaliation claim formulated
by the court-appointed amicus curiae. Fourth, the
courts denied Moini's breach of contract claims.
la. Moini's Employment History Prior to GWU
9
Dr. Moini was born in Iran and moved to the
United States in 1976. After obtaining his Ph.D.
from Michigan State University in 1986 and a
postdoctoral position at the University of Florida for
about two years, Dr. Moini worked as a Senior
Research Scientist, Lecturer, and Director at the
University of Texas-Austin (“UT/Austin”) from
12/1989-10/2008. When UT/Austin declined to offer
Moini a tenure-track position and then declined to
renew his employment, he filed a lawsuit alleging
race, national origin, and age discrimination claims
under Title VII and 42 U.S.C. § 1981. § 1983. See
Moini 2011. The Western District of Texas granted
summary judgment in favor of the University of
Texas on June 2, 2011. Moini Supp. 2d 710, 714,
2011. Dr. Moini worked as a research professor at
Texas State University for about two years. Then,
from 01/2010-01/2014, he served in the US
Government as a research scientist at the
Smithsonian Institution. Dr. Moini received tenure
at the Smithsonian in 01/2013.
lb. Dr. Moini’s Application to George
Washington University
In 2013, Dr. Moini applied to the GW’s
Department of Forensic Sciences ("Department") of
the Columbian College of Arts and Sciences
("CCAS"). Dr. Moini was the “top candidate” for the
role. With unanimous faculty support, Dr. Victor
Weedn, the Chair of the Department of Forensic
Sciences, recommended to administrators that Dr.
Moini be hired as a tenured Full Professor. However,
The University’s Provost was unwilling to offer Dr.
Moini a tenured position after they learned about his
10
prior discrimination lawsuit against UT/Austin. Dr.
Moini eventually accepted an offer from the
University for the position of Associate Professor on
a fast track to tenure with a three-year tenure clock
and a tenure deadline of "no later than June 30,
2016." Interim Dean Guenther on August 5 approved
Dr. Moini’s request for a delay, assuring him that
“[n]o more formal request is needed” and that Dr.
Moini could “[t]ake whatever time [he] need[ed].”5
However, a few days after Dr. Moini started at
GWU, the University Provost, without Dr. Moini's
consent or signature, revised his contract by
extending Dr. Moini’s tenure clock by one year to
June 30, 2017. During this lawsuit, the University
claimed it was because Dr. Moini did not start in
September 2016, but the University had already
approved Dr. Moini to “[t]ake whatever time [he]
need[ed].”
lc. Dr. Moini’s Tenure Application
The University, relying on the revised offer,
did not inform Dr. Moini of his tenure status by June
30, 2016, as promised in his original contract signed
by both parties. According to the Faculty Code, if not
informed by June 2016, Dr. Moini would
automatically acquire tenure effective September 1
5 The parties dispute the date of Dr. Moini’s acceptance and
whether Dr. Moini’s controlling tenure timeline was three or
three-and-a-half years. Compare J.A. 133, with J.A. 143. These
distinctions are immaterial to the arguments advanced by
amicus here but are likely to be relevant to those presented by
the other parties.
11
2016.6 Instead, the University required Dr. Moini to
prepare his T&P application and apply for tenure in
September 2016. On April 1, 2016, the Department
Chair, Dr. Weedn, was detailed to the Justice
Department and assigned Dr. Walter Rowe as the
acting Chair in charge of Dr. Moini's T&P dossier.
Dr. Rowe was biased against Dr. Moini. While
in 2013, Dr. Rowe had voted for Dr. Moini's hiring
(the Departmental vote was unanimous), but after he
was informed that the provost would not approve Dr.
Moini's tenured full professor position because of Dr.
Moini's lawsuit against UT/Austin, he became hostile
against Dr. Moini. During the entire Dr. Moini’s
probationary phase (three years), he systematically
denigrated immigrants and foreigners in his
conversations with Dr. Moini and belittled Dr. Moini
in the classroom in front of students. Dr. Rowe was
also the Director of Graduate Studies for Forensic
Chemistry, a division of which Dr. Moini was a
member. In the Fall of 2014, when Dr. Moini’s
teaching started, he assigned Dr. Moini to teach the
forensic accreditation body mandated one credit
problematic Graduate Seminar that Dr. Rowe called
"a carrier killing course" because Dr. Rowe used to
teach that course and had systematically received
below Departmental averages student teaching
evaluation scores. However, without informing Dr.
Moini of the history of Graduate Seminars, he
assigned them to Dr. Moini.
6 Both the district court and the appeals court ignored the
University’s breach of contract and Moini’s claim that based on
the University’s Faculty Code he should have granted tenure in
September 2016.
12
The animosity of Dr. Rowe systematically
increased against Dr. Moini until on or about
January 2016, and after a mass shooting when an
AR15 was used because of Dr. Moini’s MiddleEastern Iranian race, Dr. Rowe told Dr. Moini
directly, "If you buy an AR15, the FBI will raid your
house." This statement “overtly refers to the
employee’s protected trait[,]”Deppner v. Spectrum
Health Care Res 2018, (cleaned up), and qualifies as
evidence of direct discrimination’ and entitles a
plaintiff to a jury trial, Vatel v. All. of Auto: Mfrs
2011, because Dr. Rowe was the most senior member
of the Department Personnel Committee deciding on
Dr. Moini's T&P. Moreover, only three months later,
Dr. Rowe became the acting Chair, directly in charge
of preparing Dr. Moini's tenure/promotion dossier
and writing a recommendation (transmittal letter) to
the higher-level University leaders. As such, on April
28. 2016. the CCAS Dean’s office informed Dr. Rowe
of his duty to prepare Dr. Moini's T&P dossier and
the mid-tenure review, stating: "Since you are
interim chair, we'll have to give you access to the
Chair's folder on the cloud. This folder has materials
that would be beneficial for you during your term. In
the meantime, attached are the guidelines for
promotion and tenure as well as mid-tenure
[reviews].” Dr. Rowe forwarded these Guidelines to
Dr. Moini to prepare his T&P application. The
Dean's office email clarifies that these guidelines
were binding since Faculty Code 2015 warned the
Department Personnel Committee that "[failure to
conform to published tenure or promotion policies,
procedures, and guidelines;" may constitute
"compelling reasons for a School-Wide [CCAS]
Personnel Committee, a dean or the Provost to
13
independently concur or nonconcur with a faculty
recommendation," emphasis added.
The tenure and promotion guidelines
discussed various documents that should be included
in the candidate dossier. It stated: "For more details
about describing the different aspects of teaching
contributions, please reference the document:
Evaluating Teaching for Promotion and
Tenure: “What Should a Dossier Contain?”” by
the University Teaching & Learning Center
(TLC). (Original emphasis). The T&P guidelines, the
mid-tenure procedure, and the TLC guidelines
required the Department to conduct internal peer
evaluation of teaching and required Dr. Moini's
student evaluations of teaching to be compared "with
similar courses (with similar enrollments) taught by
others." This comparison was also requested in the
Chair of College Personnel Committee (Dr. Duff)
recommendations: “Please provide quantitative
teaching data; also please indicate how that data
compares to others teaching the same or similar
courses.”
Moreover, the Faculty Code 2015 required
"[s]o that faculty members may assess their potential
for achieving tenure each school, and where
appropriate, each department, shall establish and
publish written procedures to provide reviews to
guide faculty members concerning progress toward
tenure." J.A.448. As a result in December 2015, the
College published its mid-tenure review guidelines
for "full-time tenure-track faculty members."
Appellant-final-brief, P25. In addition, based on the
Faculty Code above, the Department Constitution
also required, "[a] personnel committee composed of
at least one member from each of the divisions of
14
Forensic Sciences will a. evaluate annually tenuretrack faculty and inform them of their progress
toward tenure[.]" Id.
Dr. Rowe did not conduct any of Dr. Moini's
required tenure reviews (multiple internal peer
evaluation of Dr. Moini's teaching by tenured faculty,
review by a Department Personnel Committee, and
the mid-tenure review) and did not compare Dr.
Moini’s student evaluations of Graduate Seminar
courses with his own teaching of the same courses.
The TLC Guidelines also required external peer
reviews of Dr. Moini's teaching. As such, Dr. Moini
asked the TLC to peer review his teaching in the
problematic Graduate Seminar class. In April 2016,
three faculty from the center visited Dr. Moini's
Graduate Seminar, conducted a peer review, and
wrote a very positive recommendation for Dr. Moini's
teaching. The letter had strongly complemented Dr.
Moini's efforts to engage students in the problematic
course. Dr. Rowe did not include this letter in Dr.
Moini's dossier. The TLC fourth (4a) item is "student
letters supplied by the candidate." Dr. Moini had
received strong letters of support from all five of his
graduate students, who had also taken at least 3-4
non-research courses with him, including two
Graduate Seminar courses, and had completed their
degrees under his supervision. These students were
able attest to Dr. Moini's excellence not just in
teaching but also in mentoring, guidance, advising,
and job placement. Against the TLC guidelines, Drs.
Rowe and Podini told Dr. Moini to remove those from
his application so they could request them directly
from students, even though student letters sought by
the Department is a separate item (4b). Moreover,
they intentionally did not even include the two
15
letters they received at their request. The evidence
shows a third student had asked them when to send
her a letter, but they did not even bother
responding.
In addition, based on the Department Chair's
comments on Dr. Moini's annual reviews, Dr. Moini
received two merit raises above 3% for two years
before his tenure review. In his letter to Chairs,
Dean Arnesen stated: "Please remember that the
comments you submit [on faculty annual review] will
later become the basis for the annual salary merit
recommendations." The merit raises letters stated:
"Once again, we provide this [merit] pool to reward
individual performance rather than as an across-theboard salary increase. We remain committed to
rewarding faculty and staff for excellent work."
Indicating chair reports on Dr. Moini's annual
reviews were "excellent." Such indicia of positive
performance support an inference of pretext because
the employer gave positive performance reviews to
Dr. Moini just before denying his tenure. See,
e.g., George v. Leavitt, 407 (2005).
Moreover, Dr. Rowe did not discuss Dr.
Moini's excellent job in his other courses that he had
discussed in Dr. Moini's annual report 2015-2016
only four months before denying Dr. Moini's tenure
and promotion, stating, "[Dr. Moini's] teaching in
core forensic chemistry courses is well regardedf,]"
and "[t]he students recognize his expertise and
appreciate the depth and rigor of his lecture."
Therefore, secret from Dr. Moini, Dr. Rowe
intentionally did not add any teaching-related
evidence to Dr. Moini's dossier that could have
helped Dr. Moini to showcase his teaching
excellence, nor did he discuss those in his
16
transmittal letter, substantially deviating from the
University's established norm and procedures, and
submitted Dr. Moini's dossier without these critical
components of teaching excellence. While Dr. Rowe
was not the ultimate decision maker, “The actions of
a discriminatory supervisor that feed into and
causally influence the decision-maker’s ultimate
determination may also be the proximate cause of an
adverse employment action.” See Steele v. Mattis,
899 943,950(2018).
In mid-November 2016, the Forensics
Department’s Personnel Committee undertook the
first review of Dr. Moini’s dossier that Dr. Rowe had
prepared. The Committee noted that Dr. Moini had a
“strong research program ... in which he [ ] involved
[the Department’s] master’s degree candidates” and
received “strongly positive” external reviews from
peers in his field. J.A. 388. However, the Committee
was initially unwilling to vote in favor of Dr. Moini’s
tenure “at this time” because student evaluations of
his teaching in one-credit graduate seminar classes
were relatively low. Id. Because the Committee
wanted to retain Dr. Moini, they asked the Vice
Dean for Faculty and Administration, Eric Arnesen,
to extend Dr. Moini’s abbreviated tenure clock to
give him the opportunity to “improve his teaching
skills,” which they believed he would be able to do.
Id.
On November 18, 2016, Arnesen emailed thenVice Provost for Faculty Affairs Christopher Bracey,
asking bim to “rule on the request.” J.A. 392. Bracey
then emailed Dianne Martin, the former Vice
Provost, to request her counsel. He stated, “I’m
inclined to reach out to the candidate and suggest
that he request an extension, which might solve the
17
problem for everyone for the time being” before
prompting Martin: “Thoughts?” J.A. 391. Martin
responded on November 19. “I recall this case,” she
wrote. Id. “It was a [sic] very controversial due to
issues at a previous institution in Texas. You can
Google to see more about that. . . . [Provost] Forrest
[Maltzman] could grant extension if faculty
requested it. Do the Google before you discuss with
Forrest.” Id. (emphasis added).
Bracey had
intended, before learning of the University of Texas
lawsuit, to suggest that Dr. Moini request a tenure
clock extension himself. But nine days later, on
November 28,
2016,
after discovering the
discrimination lawsuit through Martin’s “Do the
Google” email, Bracey wrote to Provost Forrest
Maltzman that he was “about to deny” the tenure
clock extension request but wanted to get
Maltzman’s input before doing so. J.A. 393. Tellingly,
Bracey’s email referred to Dr. Moini’s discrimination
lawsuit as relevant to the pending extension request:
“For reference, this is a faculty member who
previously sued (and lost) a case against U Texas.
Google him. In any case, he’s up for tenure THIS
YEAR . . . .” Id. (emphasis added). At his deposition,
Maltzman admitted that he had “known that there
was some lawsuit against the University of Texas
involving [Dr. Moini].” J.A. 953. The University
ultimately denied the requested extension. J.A. 1058.
This was the second time that the University had
overtly referred to the Dr. Moini’s protected trait
when making an unfavorable employment decision.
Deppner v. Spectrum Health Care Res., Inc., 187,
(2018) (cleaned up). The second evidence of direct
discrimination, Vatel 1245, 1247, 2011, should have
also entitled Dr. Moini to a jury trial. Id. 1247.
18
However, both courts refused to accept this
evidence of direct discrimination.
On December 18, 2016, after the extension
denial, the Forensics Department held two formal
votes—one, by its four tenured faculty members) on
Dr. Moini’s tenure, and the other, by its two .more
senior faculty members, on Dr. Moini’s promotion to
full professor. Each vote was unanimous in Dr.
Moini’s favor. J.A. 413; see also J.A. 410-12. Under
the Faculty Code, the Department’s tenure
recommendation could not be overruled unless there
were “compelling reasons” to do so, such as flaws in
the decision-making process or reasoning behind the
decision. See J.A. 311, 324, 454—55.
On February 14, 2017, the CCAS Promotion
and Tenure Committee, comprised of tenured Arts
and Sciences professors outside of the Forensics
Department, headed by Dr. Duff (Professor of
Religion), voted to “not concur” with the
Department’s tenure recommendation because “the
fact that Prof. Moini’s [student evaluation] scores are
below the department’s average[.]” J.A. 425. On
March 7, 2017, CCAS Dean (Vinson) made a similar
case against Dr. Moini’s tenure directly to Maltzman.
J.A. 426-29. The next reviewer was Provost
Maltzman, whom Bracey had consulted regarding
the potential extension of Dr. Moini’s tenure clock
four months earlier. On April 10, 2017, Maltzman
emailed Dr. Moini to inform him that he did not
tenure
Department’s
with
the
concur
recommendation. J.A. 440. On May 9, 2017, the
Faculty Senate Executive Committee recommended
that Provost Maltzman extend Dr. Moini’s tenure
track by two years to give him adequate time to
demonstrate “excellence in teaching.” J.A. 455—57.
19
However, on June 6, 2017, then-President Steven
Knapp asked Maltzman to discuss Dr. Moini’s tenure
application and the Faculty Senate Executive
Committee’s recommendation to extend Dr. Moini’s
tenure clock
J.A. 471-73. On June 22, 2017,
Provost Maltzman informed Dr. Moini that he would
not be receiving tenure and that his appointment for
the 2017-2018 school year would be his last at the
University. J.A. 624.
Id. Dr. Moini’s Grievance of his Tenure Denial
In November 2017, Dr. Moini submitted his
grievance to the Faculty Dispute Resolution
Committee. J.A. 478—83. First, the Hearing Panel,
comprised of three faculty members from across the
University, voted two to one to uphold Dr. Moini’s
tenure denial, finding that it was not arbitrary and
capricious, stating, "There is no serious challenge to
his record of research and scholarship. The principal
evidence against Dr. Moini comes from the student
evaluations of his teaching of the one-credit
Graduate Seminar course required of all incoming
students in the program and then repeated at the
end of their program." J.A. 620. The chair of the
panel dissented. J.A. 621-23. Dr. Moini appealed
the Hearing Panel’s decision to the Dispute
Resolution Committee’s Appeals Panel. On June 1,
2018, with Dr. Moini again representing himself and
Bracey representing the University, Vice Provost
Bracey claimed, "the poor student evaluations in that
[one credit Graduate Seminar course] were sufficient
to demonstrate lack of excellence in teaching[.]"
J.A.626. Emphasis added. The University's Dispute
Resolution Committee disagreed, and on June 12,
20
the Appeals Panel—comprised of eight faculty
members from across the University—“unanimously
f[ound] the decision of the Hearing Panel to be
seriously erroneous and overrule[d] the decision.”
J.A. 625. The panel stated, "to rely solely on, the
student evaluations of this one [credit] course, and
disregard every other metric upon which teaching
should be evaluated to deny tenure and promotion,
as the reviewing entities did, . is arbitrary and
capricious [.]" Specifically, “[t]he Appeals Panel
recommend[ed] that the non-concurrence of the
university reviewing entities, challenged by Dr:
Moini, be reversed and that Dr. Moini .be granted
tenure and promoted to Full Professor consistent
with the recommendation of the Department
Personnel Committee.” J.A. 625. Once again,
however, Provost Maltzman interceded, and on July
23, 2018, concluded that there were “compelling
reasons” not to implement the Appeals Committee’s
recommendation and therefore rejected it because
"Moini has scored roughly at or below departmental
averages." [J.A.630]. Emphasis added. On September
17, 2018, the Executive Committee of the Board of
Trustees sided with the Provost. J.A. 665 (Email
Summarizing Meeting).
During the discovery phase of this lawsuit, it
became clear that both Vice Provost Bracey and
Provost Maltzman had misspoken. Several of the
tenure-track faculty whose student evaluation scores
were provided by the University had received
significantly below their departmental average
student evaluation scores in several of their courses,
and their average student evaluations were all below
their departmental averages, indicating "at or below
departmental averages student evaluation scores" as
21
the barometer for tenure denial was a pretext only to
deny Dr. Moini's T&P. Both courts ignored this
pretext.
le. Dr. Moini’s Complaint to the District Court
for the District of Columbia
In October 2019, Dr. Moini filed this pro se
Complaint against the President (Case No. l:19-cv03126). He alleged that denying tenure constituted
discrimination in violation of Title VII, a D.C. human
rights statute, and 42 U.S.C. 1981. He also alleged
that the University had violated its contractual
obligations during Dr. Moini’s tenure and grievance
processes. Moini v. LeBlanc 456 F. Supp. 3d 34
(2020).
The President moved to dismiss the
Complaint, while the Court held that Dr. Moini’s
Title VII and D.C. law claims were time-barred, it
denied the motion as to Dr. Moini’s contractual
claims and his claims under § 1981. See id. After
discovery, both parties moved for summary
judgment. The Court found that “the University
propounded a legitimate reason for denying tenure:
That Dr. Moini had not met the requisite standard
for teaching." However, the court could not show any
evidence that at or above departmental averages was
a prerequisite for tenure and promotion. The court
found Dr. Moini's evidence of Middle-Eastern race
and evidence of direct discrimination were
insufficient. The court also denied Dr. Moini's
comparators, stating "none of Moini’s proffered
comparators present employment situations that
were “nearly identical” to his." For example, the
court stated, "Jones taught in a different department
22
[within CCAS] than Moini." The court also dismissed
Dr.
Moini's
demographic
statistics
stating,
“[W]ithout more,” this kind of demographic
information “does not support an inference of
discrimination.” It also denied Dr. Moini's .merit
raises because "Moini gives no evidence about these
raises, including their size or timing[,]" by refusing to
see Dr. Moini's one page exhibit that included this
information, stating because the "Court is not
required 'to sift through hundreds of pages of the
record[.]" Id. The district court denied the University
guidelines and procedures, even those sent by the
Dean's office, as "non-binding," stating they were not
“established policies and procedures.” Id. Against the
University guidelines, the court even justified the
University removing Dr. Moini's student letters of
support from his T&P applications, stating this
"anomaly" shows "no discriminatory motive." Id. In
short, the court failed to see that the evidence, taken
as a whole, supports a sufficient rational inference of
intentional discrimination.
2. Direct Appeal
On 2023, Dr. Moini submitted his briefs
(original briefs), alleging that the district court's
decision to grant the University's motion for
summary judgment and deny his cross-motion was in
error. Dr. Moini alleged that the University's denial
of his tenure and promotion to a full professor
violated §1981 and breached his contract. Moini v.
Granberg, No. 22-7101 (2024). Dr. Moini claimed
discrimination, disparate treatment, and breach of
contract. Id.
23
After the original briefs, the court-appointed
amicus curiae and ordered a re-briefing ("final
briefs"). May 8, 2023 Order Appointing Amicus
Curiae. The D.C. circuit ordered the parties to
address (1) whether “Middle Eastern” is a race for
the purpose of a claim under 42 U.S.C. § 1981, and if
so, whether a reasonable jury could conclude that
appellant is a member of such a race; and (2)
whether a plaintiff advancing a claim under § 1981
based on alleged employment discrimination is
required to establish a breach of contract. Id. It also
specified that the parties are “not otherwise limited”
in their briefing. Id.
Because there was only limited space left after
addressing the court's two race questions, amicus
only addressed a third issue: "3. Whether a
reasonable jury could conclude that the University
retaliated against Dr. Moini, in violation of section
1981, for his protected activity of fifing a race
discrimination lawsuit against the University of
Texas-Austin [UT/Austin]." Amicus-final-brief, P2.
Amicus easily concluded, "through both direct and
indirect evidence, that Dr. Moini faced retaliation for
a protected activity. Documents the University
turned over during discovery would permit a
reasonable jury to find that the University rejected
an extension to Dr. Moini’s tenure clock and
ultimately denied him tenure because he had
litigated a discrimination lawsuit against a former
employer. Even standing alone, this issue would
demand reversal in part and remand for a jury trial."
Id., PI5.
On May 1, 2024, with regard to Dr. Moini's
evidence of direct intentional discrimination, the
court of appeals concluded:
24
intentional
prove
can
A
plaintiff
discrimination through direct or indirect
evidence. Direct evidence includes any
statement that “itself shows racial . . . bias in
the [employment] decision.” Vatel v. Alliance
of Auto. Mfrs., 627 F.3d 1245, 1247 (D.C. Cir.
2011). Dr. Moini has not identified such a
statement. Before the district court, he cited
comments by Dr. Walter Rowe that allegedly
denigrated immigrants and foreigners. Such
general remarks, however, do not show “bias
in the [employment] decision.” Id.
However, Dr. Moini identified two such
statements in his original briefs, his lower court
filings, and his final brief, including 1) by Dr. Rowe
regarding his "AR15" comment and 2) by Drs.
Bracey/Maltzman denying Dr. Moini's tenure clock
extension because of his race-based lawsuit against
UT/Austin. 2 J.A.391, J.A.393. Therefore, the appeal
court erred, ignoring these undisputed comments as
evidence of direct discrimination that should have
entitled Dr. Moini to a jury trial. Vatel v. Alliance of
Auto. Mfrs., 627 F.3d 1245, 1247 (2011).
Concerning Dr. Rowe and the University not
conducting Dr. Moini's three tenure reviews, the
Panel only responded that "the decision not to
provide Dr. Moini with an official mid-tenure review
was made by Dr. Victor Weedn, the preceding
Department Chair, based on a representation by
Associate Dean Eric Arnesen[.]" Judgment, P5. But,
on April 11, 2016, Dr. Weedn wrote the email
(J.A.344), while he was detailed to the Justice
Department and before April had transferred all of
25
his responsibility to Dr. Rowe ("Weedn was
Department Chair before April 2016." Appellee’sfinal-brief ppl 1,37, Appellant-final-reply-brief, P35).
Moreover, on April 28, 2016, the Dean's office sent
Dr. Rowe the T&P Guidelines and the mid-tenure
and other procedures. J.A.347. In addition, Dr.
Weedn was not tenured and was ineligible to conduct
mid-tenure
J.A.34
evaluations.
(mid-tenure
guidelines stated, "[m]ultiple peer reviews by tenured
faculty of the candidate's teaching are required."
J.A.157, (italic emphasis added)). Moreover, on or
about year 2020, the University has admitted that
"a mid-tenure review of Plaintiff was not done,"
J.A.721(Response-7), and "[t]he previous department
chair did not arrange for peer reviews of Professor
Moini’s teaching." Appellant-original-brief, P26.
Additionally, the D.C. circuit ignored that Dr.
Moini’s 2016-2017 annual review was not conducted.
J.A.722, (Response 10). The claims about the
University’s obligations during a particular academic
year accrued on the final day of that academic year.
Mawakana v. UDC (2019). Since Dr. Moini applied
for tenure in September 2016, when the academic
year 2016-2017 had already started (Compl. Ex26
1}82), the final day was May 31, 2017, well within the
3-year limit. But Dr. Rowe testified that it "[n]ever
occurred to me to do [the reviews]." Id., P44.
The D.C. circuit also overlooked that these
established procedures had been applied to Dr.
non-Middle-Eastern
tenure-track
Moini’s
comparators at the College (such as Jones in 2016
and
i, and at the Department (Podini in
2014 and Marginean and 2019), who were properly
reviewed. Original-reply-brief, P26.
26
providing
direct evidence of disparate treatment. Appelantthe
Demonstrating
P20.
original-reply-brief,
University was substantially not in compliance with
its own rules (See Kakaes v. George Washington
Univ., 790, 583 (2002). See also Brady v. Off. of
Sergeant at Arms, 490, 493 (2008), which establishes
a material breach of contract. See Reeves, supra 140141. In other rulings, the D.C. circuit affirmed the
district court’s instruction that the contract promised
a formal appraisal. Howard Univ. v. RobertsWilliams, 37 A.3d 896, 907, 913 (2012). Therefore,
the Panel contradicts the ruling of this circuit. In
addition, the D.C. circuit has stated that — absent a
showing of unlawful discrimination — review of
academic promotion disputes is ordinarily limited to
determining "whether there has been substantial
compliance with" the University's internal rules and
procedures
for
evaluating
applicants
for
advancement. Allworth v. Howard Univ., 890 A.2d
194,202
(2006). Other
appeals
courts
have
established that institutions such as GWU are held
to the standard of "substantial compliance" in
following its own rules and procedures ( see Tedeschi
v. Wagner Coll., 49 N.Y.2d 652,660 (1980); Matter of
Pamilla v. Hospital for Special Surgery, 223 A.D.2d
508(1996)). The Panel's Judgment that Dr. Rowe's
action doesn't qualify for evidence of intentional
discrimination contradicts these courts' rulings. On
these records, the jury could reasonably find that the
deviation from established rules by Dr. Rowe and the
University in conjunction with Dr. Rowe's and
Provosts Bracey/Maltzman's racial comments to Dr.
27
Moini in proximity to his tenure review "is adequate
to sustain a finding of liability for intentional
discrimination." See Reeves v. Sanderson Plumbing
Prods., Inc., 530 U.S. 140-141 (2000).
The court-appointed amicus argued that
§1981's implied cause of action also encompasses
retaliation claims, CBOCS W., Inc. v. Humphries,
553 U.S. 442, 446 (2008), the University response to
Department extension request, and the University
changing position after realizing Dr. Moini's
discrimination lawsuit against the UT/Austin
through Martin’s and Bracey's' emails, and explicitly
referring to Dr. Moini’s protected activity, are
evidence of direct retaliation sufficient, standing
alone, to merit a jury trial on this claim. But the
court rejected this claim, stating, "Dr. Moini has
forfeited any § 1981 retaliation claim he may have
had by failing to raise it in his complaint. See
Kingman Park Civic Assn v. Williams, 348 F.3d
1033, 1039 (2003) (declining to address the merits of
an argument “raised for the first time on appeal”)."
Judgment, Tf App-1. But, court-appointed amicus had
argued that Dr. Moini had discussed the retaliation
in several sections of his filings and it was easily
identifiable. Therefore, the use of the word
retaliation was justifiable and sufficient. Amicus
stated "Moini raised a retaliation claim in his
summary-judgment
brief and
the
"Factual
Background" section that a different Dean and
Provost in 2013 denied a recommendation "that
Moini be hired as a tenured professor because of his
lawsuit
against
University
of
Texas."
Appellee'sjbrief, P47, internal parentheses omitted.
Amicus also points to a paragraph in Dr. Moini’s
Declaration stating that "my lawsuit based on my
28
Middle-Eastern race played a major role "in the
denial of his tenure application." Amicus also argued
that we can find a retaliation claim in Dr. Moini’s
complaint because it asked the court to "enjoin
Defendant from any further acts of discrimination
and/or retaliation against Plaintiff." J.A. 112
(emphasis added). Amicus also argues that Dr. Moini
made a retaliation claim in his summary-judgment
briefing, where he referenced events related to his
UT/Austin lawsuit in his Statement of Undisputed
Facts. But the D.C. circuit stated that "the district
court was not required to infer new legal claims from
such factual references." Moini v, Granberg, No. 227101 (2024). However, the amicus argued that the
Appellant's claim under section 1981 should be read
broadly and to include a retaliation theory. In
particular, they argued that because there is no
separate provision of section 1981 that prohibits
retaliation, it would be difficult for any litigant
(mainly a pro se plaintiff) to discern that they needed
to plead retaliation in a separate count in the
complaint. Amicus-reply-brief (at 24-26). The Panel
not addressing the court-appointed amicus argument
is an error.
Even if we accept the Panel's contention that
Dr. Moini's evidence regarding the retaliation claim
was insufficient, Dr. Moini still had evidence of
direct discrimination regarding his tenure-clock
extension denial and Dr. Rowe's statement of racial
bias. The evidence, taken as a whole, shows that Dr.
Moini has done enough that a reasonable jury could
conclude that Dr. Moini has a valid claim under
§1981. This should be irrespective of whether the
harm was caused by retaliation or discrimination
since courts generally have not distinguished
29
between retaliatory and discriminatory discharge
when determining whether § 1981 applies to an
employee's claim, as the harm caused by either type
of termination is the same. See, Carter v. South Cent.
Bell Tel. Co., 912 F.2d 832, 840-41 (1990). The
Supreme Court felt that making such a distinction
would be pointless. Since termination harms the
employee regardless of the employer's motive, the
Court determined there was no need to differentiate
between
discriminatory
and
retaliatory
discharge. Id. The Supreme Court in CBOCS West,
Inc. v. Humphries held that §1981 protects against
both
direct
racial
discrimination
and
retaliation based on complaints of discrimination.
Relying on Jackson v. Birmingham Board of
Education, 544 U.S. 167 (2005), the Court explicitly
rejected the notion that a cause of action for
discrimination materially differs from a cause of
action for retaliation. The Panel denying Dr. Moini's
(a pro se litigant) evidence of direct discrimination is
an error.
IX. REASONS FOR GRANTING THE WRIT
A. To avoid erroneous deprivations of the right
of a tenure-track faculty member who is denied
tenure because of his race, this Court should clarify
standards for what constitutes direct discrimination
and indirect discrimination under McDonaldDouglas analysis, including (1) whether “Middle
Eastern” is a race for a claim under 42 U.S.C. § 1981,
and if so, whether a reasonable jury could conclude
that appellant is a member of such a race; what
evidence is needed to establish a race; and whether a
plaintiff advancing a claim under § 1981 based on
30
alleged employment discrimination is required to
establish a breach of contract or whether
discrimination itself is a breach of contract. (2) At
higher education institutions where tenure decisions
are made at the University level, who is considered
proper comparators, and if being from a different
department or teaching different courses, excludes
other tenure-track faculty members as comparators.
(3) Are the University's published tenure and
promotion guidelines and procedures binding by the
parties? (4) Under section 1981, should one read the
discrimination broadly to include a retaliation
theory? In particular, because there is no separate
provision of section 1981 that prohibits retaliation,
where it is difficult for any litigant (mainly a pro se
plaintiff) to discern that theory, do they need to
plead retaliation in a separate count in the
complaint?
Not following the institution's own procedures
is strong evidence of indirect discrimination. This is
especially true in institutions of higher learning,
where a university has adopted rules or guidelines in
such areas. In this situation, the courts will only
intervene where there has not been substantial
compliance with those procedures. For example, in
Sackman u. Alfred University, 717 N.Y.S.2d 461
(2000), the court found that such a substantial
deviation in procedures had occurred that the
university was required to start its tenure process all
over again. The court stated that it "may not
substitute its judgment for the judgment and
discretion of Alfred University, but may determine
whether Alfred University's action in denying tenure
to Dr. Sackman violated the Handbook and was
arbitrary and capricious" Id. at 464. The handbook
31
required that the chairperson shall "through
classroom visitations" keep up-to-date on the
teaching of a tenure candidate. Yet the department
chair only visited Dr. Sackman's classroom one time,
and the P&T committee found the information on
teaching skills lacking.
In strikingly similar circumstances in Howard
Univ. 896, 913, 2012, it had stated,
Because Professor Roberts—Williams did not
receive a proper formal evaluation,... A
reasonable jury could conclude that [plaintiff]
would have approached her scholarly work
and her tenure application differently if she
had known that the [one] Project would be
considered insufficient. Id.
The D.C. circuit Arbitrary Defined the
Comparators’ Characteristics
The Supreme Court has stated that one
relevant example to proving that the employer's
stated reason is a pretext to see if the candidate was
treated
differently
from
similarly
qualified
candidates. One option for the comparative approach
is for a faculty member to claim that her or his
credentials are at least as good as those of the faculty
members who have already been promoted or
tenured. As stated, the Eleventh Circuit Court has
provided examples of similarities between a plaintiff
and a proffered comparator that would support a
valid comparison, Lewis v. Union City, Eleventh
Circuit Court, No. 15-11362 (2019). But still, the D.C.
circuit arbitrarily defined its qualifications. It
dismissed Dr. Moini's comparators because "the
32
proposed comparators differed in the timing of their
tenure decisions, the composition of their teaching
loads, and the discernable upward trajectory in their
student evaluations."
Indeed, Dr. Moini's comparators (Jones 2016
were tenured within a year of. Dr.
and
Moini (2017), had the same teaching loads (two
courses per semester), J.A.567, were under the same
University rule (Faculty Code 2015-teaching
excellence criterion), J.A.567, and the same decision
maker, Provost Maltzman. Appellant-final-replybrief, P27. Moreover, the lower court admitted that
"Jones’s student evaluations mirror[ed] Moini’s."
J.A.35. Moreover, for Dr. Moini, the court accepted
the University’s reason for his tenure denial (below average student teaching evaluations) but remained
silent on Jones's below average student evaluations.
(See "Jones received tenure in 2016 despite belowaverage student evaluations." Id..) Dr. Moini also
showed that the lower court miscalculated Dr.
Moini's averages and had averaged Moini's one
credit Graduate Seminar with his three credits
forensic classes giving them equal weight, but the
weighted averages for the first half and the second
half of Jones and Dr. Moini's probationary period
were, nearly identical. However, the D.C. circuit
ignored this miscalculation and repeated the district
court error that "the discernable upward trajectory
in their student evaluations" was a reason for
comparators not to be nearly identical. Judgment, P
5 . Therefore, the D.C. circuit evidence that Dr.
Moini's comparator had "the discernable upward
trajectory" is invalid. The Panel's unreliable evidence
contradicted the U.S. Supreme Court's ruling that
calls upon judges to assess the reliability and
33
validity of scientific evidence. See Daubert v. Merrell
Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993).
The Supreme Court eschewed any notion that
comparators must be “identical” for the examples to
be probative of disparate treatment in a case
assessing
a Batson challenge
to
alleged
discriminatory jury selection at trial. Miller-El v.
Dretke, 545 U.S. 231,247 (2005). (“None of our cases
announces a rule that no comparison is probative
unless the situation of the individuals compared is
identical in all respects, and there is no reason to
accept one.” Id., at 247.
Dr. Moini was also more qualified than his
comparators because he was on fast-track and
received two merit raises of above 3%, which were
based on chair comments on his annual reports.
[J.A.459-461]. [J.A.459]. There is no evidence that
the comparators had these achievements. The
University admitted that
[J.A.725,
#23],
The Court simply did not view the evidence in
the light most favorable to Dr. Moini when analyzing
the Defendant’s summary judgment. Indeed, one
would struggle to find a single example in the D.C.
circuit judgment (or the district court Memorandum
of Opinion 2022) where the court resolved a disputed
fact or inference in Dr. Moini's favor. [J.A.13].
Plaintiffs can, for example, present evidence
that the defendant’s stated reasons for taking the
adverse action were false; the defendant acted
contrary to a written policy setting forth the action
34
the
defendant
should
have
taken
under
the circumstances, or the defendant acted contrary to
an unwritten policy or practice when making the
decision. (See Plotke v. White, 405 F.3d 1092, 1102
(2005). A plaintiff may also show pretext through
the “employer’s proffered nonthat
evidence
[were] either a.post
discriminatory reasons
hoc fabrication or otherwise did not actually
motivate the employment action ....” Fuentes v.
Perskie, 32 F.3d at 764 (1994). Therefore, the D.Q.
circuit, at the least, should have remanded Dr.
Moini's case to the district court for further
proceedings, which should include providing Dr.
Moini the opportunity to amend his complaint by
pleading a § 1981 retaliation claim. See Bolden v.
City of Topeka 441 F.3d at 1137 (2006), (remanding
so the plaintiff could seek leave to amend to cure his
complaint’s Jett violation).
This case presents this Court with an
opportunity to level the field by clarifying or
removing the "judicial deference" to academic
institutions of higher education. This is especially
important now that tenure in many institutions is no
longer permanent, and tenured faculty are required
to pass a performance filter every five years or
so. Absent intervention by this Court, the D.C.
circuit published decision will work to undermine the
carefully crafted procedural safeguards that this
Court has spent the past 50 years developing.
X. CONCLUSION
For the . preceding reasons, Dr. Moini
respectfully requests that this Court issue a writ of
35
certiorari to review the United States Court of
Appeals for the District of Columbia's judgment.
//
DATED this 25th day of October, 2024.
Respectfully submitted,
Mehdi Moini, Ph.D.
Petitioner
Pro se
Mehdi Moini, Ph.D.
732 Ridge Dr.
McLean, VA 22101
Moini.mehdi@gmail.com
Phone: (512) 736-8650
36
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.