Petition for Writ of Certiorari — Shannon L. Cotton, Petitioner v. United States
Supreme Court briefJan 2, 2025
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No. ________
IN THE
Supreme Court of the United States
_____________________
SHANNON L. COTTON,
Petitioner,
v.
UNITED STATES OF AMERICA,
Respondent.
_____________________
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Seventh Circuit
_____________________
PETITION FOR A WRIT OF CERTIORARI
_____________________
THOMAS W. PATTON
Federal Public Defender
THOMAS A. DRYSDALE
Assistant Federal Public Defender
Counsel of Record
OFFICE OF THE FEDERAL PUBLIC DEFENDER
300 W. Main Street
Urbana, Illinois 61801
Phone: (217) 373-0666
Email: thomas_drysdale@fd.org
Counsel for Petitioner
QUESTION PRESENTED
This Court has consistently held “that the ordinary meaning of the language
chosen by Congress accurately expresses the legislative purpose.” Microsoft Corp. v.
i4i Ltd. Partnership, 564 U.S. 91, 101 (2011). It has repeatedly cautioned against
rewriting statutes, even when Congress’s plain language yields objectionable or
absurd results. Griffin v. Oceanic Contractors, Inc., 458 U.S. 564, 575 (1982); Lamie
v. United States Trustee, 540 U.S. 526, 536 (2004).The language of 18 U.S.C.
§ 3583(e)(3) is clear and unambiguous. When a criminal defendant’s term of
supervised release is revoked, the statutory maximum sentence that may be
imposed upon revocation is determined by what class of felony the defendant’s
original “offense . . . is.” 18 U.S.C. §3583(e)(3).
In 2007, Shannon Cotton pled guilty to what was, at the time, a Class A
felony for distribution of five grams or more of crack cocaine in violation of 21 U.S.C.
§§ 841(a) and (b)(1)(B). In 2010, Congress enacted the Fair Sentencing Act, which
altered the amount of crack cocaine needed to trigger 21 U.S.C. §841(b)(1)(B),
increasing the threshold from five (5) grams to twenty-eight (28) grams. In 2018,
Congress passed the First Step Act, which made the Fair Sentencing Act
retroactively applicable at courts’ discretion. Under Section 404(b) of the First Step
Act, Mr. Cotton’s sentence was reduced from 262 months to 188 months.
After being released from custody, Mr. Cotton violated the terms of his
supervised release in 2022. In 2023, he was sentenced to two-years in prison by the
district court under 18 U.S.C. § 3583(e)(3).
The question presented is:
Whether the plain language of 18 U.S.C. § 3583(e)(3) requires a district court
to determine the current classification of a defendant’s felony by looking to what his
“offense is” at the time of revocation or whether the court must look to what the
“conviction is” or “offense was” at the time of the original judgment.
ii
LIST OF PARTIES
All parties appear in the caption of the case on the cover page.
DIRECTLY RELATED CASES
This case arises from the following proceedings:
United States of America v. Shannon L. Cotton, 108 F.4th 987 (7th Cir. 2024)
(reversing the district court’s holding that Cotton’s offense “is” a class C felony)
United States of America v. Shannon L. Cotton, Criminal No. 07-cr-20019-MMMEIL (C.D. Ill. February 27, 2023) (district court holding that Cotton offense “is” a
class C felony).
There are no other proceedings in state or federal trial or appellate courts, or in this
Court, directly related to this case within the meaning of this Court’s Rule
14.1(b)(iii).
iii
TABLE OF CONTENTS
QUESTION PRESENTED ............................................................................................. i
LIST OF PARTIES ....................................................................................................... iii
DIRECTLY RELATED CASES .................................................................................... iii
TABLE OF AUTHORITIES CITED ............................................................................ vi
PETITION FOR WRIT OF CERTIORARI ................................................................... 1
DECISIONS BELOW .................................................................................................... 1
JURISDICTION ............................................................................................................ 1
STATUTORY PROVISIONS INVOLVED .................................................................... 1
I.
Section 841, Title 21 of the United States Code (2007) ..................... 1
II.
18 U.S.C. § 3559 .................................................................................. 2
III.
The Fair Sentencing Act of 2010 ........................................................ 3
IV.
The First Step Act of 2018 .................................................................. 3
V.
Section 841, Title 21 of the United States Code ................................ 4
VI.
18 U.S.C. § 3583(e) .............................................................................. 5
INTRODUCTION .......................................................................................................... 5
STATEMENT OF THE CASE ...................................................................................... 7
I.
Statutory Background ........................................................................ 7
II.
Proceedings Below ............................................................................ 11
REASONS FOR GRANTING THE PETITION .......................................................... 16
I.
The Seventh Circuit has rewritten 18 U.S.C.
§ 3583(e)(3) in a way that directly conflicts with this
Court’s holding in Johnson v. United States, 529 U.S.
694 (2000) and frustrates Congress’s intent in passing
the First Step Act. ............................................................................. 18
A.
The Seventh Circuit rewrote 18 U.S.C.
§ 3583(e)(3). ............................................................................ 18
iv
B.
The Seventh Circuit’s opinion conflicts with
Johnson v. United States, 529 U.S. 694 (2000). .................... 20
C.
The Seventh Circuit’s opinion frustrates
Congressional purpose in passing the First
Step Act................................................................................... 21
II.
The question presented warrants review......................................... 24
III.
This is an ideal vehicle. .................................................................... 25
IV.
The decision below is incorrect. ........................................................ 26
CONCLUSION ............................................................................................................ 29
INDEX TO APPENDIX
Appendix A
Decision of the U.S. Court of Appeals for the
Seventh Circuit ................................................................................. 1a
Appendix B
U.S. Court of Appeals for the Seventh Circuit’s
denial of petition for panel rehearing or reheaing en
banc ................................................................................................. 21a
Appendix C
Transcript of the U.S. District Court for the Central
District of Illinois’ oral ruling on the applicable
statutory maximum sentence on March 7, 2023 ......................... ..22a
v
TABLE OF AUTHORITIES CITED
Cases
Carachuri-Rosendo v. Holder, 560 U.S. at 563 (2010) ............................................... 19
Dorsey v. United States, 567 U.S. 260 (2012) ..................................................... passim
Gamble v. United States, 139 S. Ct. 1960 (2019) .................................................. 17, 19
Griffin v. Oceanic Contractors, Inc., 458 U.S. 564 (1982) ............................................. i
Hughey v. United States, 495 U.S. 411 (1990) ............................................................ 17
Johnson v. United States, 529 U.S. 694 (2000)................................................... passim
Kimbrough v. United States, 552 U.S. 85 (2007) .......................................................... 8
Lamie v. United States Trustee, 540 U.S. 526 (2004) .................................................... i
McNeil v. United States, 563 U.S. 816 (2011) ............................................................. 28
Microsoft Corp. v. i4i Ltd. Partnership, 564 U.S. 91 (2011) .................................... i, 19
Pulsifer v. United States, 601 U.S. 124 (2024)............................................................ 22
Snyder v. United States, 603 U.S. 1 (2024) ................................................................. 18
United States v. Baker, No. 21-2182, 2022 WL 523084
(7th Cir. Feb. 22, 2022) ............................................................................................ 23
United States v. Brit, 966 F.3d 257 (3d Cir. 2020) ..................................................... 25
United States v. Corner, 967 F.3d 662 (7th Cir. 2020) ............................................... 28
United States v. Cotton, 108 F.4th 987 (7th Cir. 2024) ...................................... passim
United States v. Cotton, Criminal No. 07-cr-20019
(C.D. Ill. 2007) .................................................................................................. passim
United States v. Fisher, 635 F.3d 336 (7th Cir. 2011) ................................................ 24
United States v. Fowowe, 1 F.4th 522 (7th Cir. 2021) .......................................... 22, 23
United States v. Jones, No. 22-30480, 2023 WL 6458641
(5th Cir. Oct. 4, 2023) .............................................................................................. 23
United States v. Pace, 48 F.4th 741 (7th Cir. 2022) ................................................... 28
vi
United States v. Perkins, No. 21-1421, 2021 WL 515800
(7th Cir. Nov. 5, 2021).............................................................................................. 23
United States v. Sanders, 909 F.3d 895 (7th Cir. 2018) ............................................. 21
United States v. Venable, 943 F.3d 187 (4th Cir. 2019) ............................................. 23
Statutes
18 U.S.C. § 924(e)......................................................................................................... 28
18 U.S.C. § 3553(a) .......................................................................................... 16, 25, 26
18 U.S.C. § 3559 ........................................................................................... 2, 10, 12, 20
18 U.S.C. § 3583(e)(3) .......................................................................................... passim
21 U.S.C. § 841 ..................................................................................................... passim
21 U.S.C. § 851 ....................................................................................................... 11, 12
28 U.S.C. § 1254(1) ........................................................................................................ 1
Other Authorities
Conviction, Black's Law Dictionary (12th ed. 2024) .................................................. 19
Fair Sentencing Act, Pub. L. 111-220,
124 Stat. 2372 (Aug. 3, 2010) .......................................................................... passim
First Step Act of 2018, Pub. L. 115-391,
132 Stat. 5194 (Dec. 21, 2018) ......................................................................... passim
Offense, Black's Law Dictionary (12th ed. 2024) ........................................................ 19
U.S.S.G. § 4B1.1(b) ...................................................................................................... 12
U.S.S.G. § 7B1.1(a)(1) .................................................................................................. 14
U.S.S.G. § 7B1.4(a) ...................................................................................................... 13
vii
PETITION FOR WRIT OF CERTIORARI
Petitioner Shannon Cotton respectfully petitions this Court for a writ of
certiorari to review the judgment of the United States Court of Appeals for the
Seventh Circuit in this case.
DECISIONS BELOW
The Seventh Circuit’s decision is published at 108 F.4th 987 and is included
as Appendix A. The Seventh Circuit denied Mr. Cotton’s petition for rearing on
October 7, 2024. That decision is included as Appendix B. The United States
District Court for the Central District of Illinois did not issue a written order. The
transcript of the district court’s oral ruling is included as Appendix C.
JURISDICTION
The Seventh Circuit entered judgment on July 26, 2024. Pet. App. 1a. A
petition for rehearing was filed on August 23, 2024, which the Seventh Circuit
denied on October 7, 2024. Pet. App. 21. This petition is filed within 90 days of the
Seventh Circuit’s October 7, 2024, denial of rehearing. This Court has jurisdiction
under 28 U.S.C. § 1254(1).
STATUTORY PROVISIONS INVOLVED
I.
Section 841, Title 21 of the United States Code (2007)
In 2007, Title 21 U.S.C. § 841(b)(1)(B) provided in relevant part:
(b) Except as otherwise provided in section 859, 860, or 861 of this title,
any person who violates subsection (a) of this section shall be sentenced
as follows:
(1)(B) In the case of a violation of subsection (a) of this section
involving—
(iii) 5 grams or more of a mixture or substance described in
clause (ii) which contains cocaine base;
such person shall be sentenced to a term of imprisonment which may
not be less than 5 years and not more than 40 years and if death or
serious bodily injury results from the use of such substance shall be not
less than 20 years or more than life, a fine not to exceed the greater of
that authorized in accordance with the provisions of Title 18, or
$2,000,000 if the defendant is an individual or $5,000,000 if the
defendant is other than an individual, or both. If any person commits
such a violation after a prior conviction for a felony drug offense has
become final, such person shall be sentenced to a term of imprisonment
which may not be less than 10 years and not more than life
imprisonment and if death or serious bodily injury results from the use
of such substance shall be sentenced to life imprisonment, a fine not to
exceed the greater of twice that authorized in accordance with the
provisions of Title 18, or $4,000,000 if the defendant is an individual or
$10,000,000 if the defendant is other than an individual, or both.
Notwithstanding section 3583 of Title 18, any sentence imposed under
this subparagraph shall, in the absence of such a prior conviction,
include a term of supervised release of at least 4 years in addition to
such term of imprisonment and shall, if there was such a prior
conviction, include a term of supervised release of at least 8 years in
addition to such term of imprisonment. Notwithstanding any other
provision of law, the court shall not place on probation or suspend the
sentence of any person sentenced under this subparagraph. No person
sentenced under this subparagraph shall be eligible for parole during
the term of imprisonment imposed therein.
II.
18 U.S.C. § 3559
Title 18 U.S.C. § 3559 provides in relevant part:
An offense that is not specifically classified by a letter
grade in the section defining, is classified if the maximum
term of imprisonment authorized is (1)
Life imprisonment, or if the maximum penalty is
death, as a Class A felony;
(2)
Twenty-five years or more, as a Class B felony;
2
III.
(3)
Less than twenty-five years but ten or more years,
as a Class C felony;
(4)
Less than 10 years but five or more years, as a
Class D felony;
The Fair Sentencing Act of 2010
Entitled “Cocaine Sentencing Disparity Reduction,” Section 2 of the Fair
Sentencing Act of 2010 provides, in relevant part:
(a) CSA.—Section 401(b)(1) of the Controlled Substances Act (21 U.S.C.
841(b)(1)) is amended—
(1) in subparagraph (A)(iii), by striking ‘‘50 grams’’ and inserting
‘‘280 grams’’; and
(2) in subparagraph (B)(iii), by striking ‘‘5 grams’’ and inserting
‘‘28 grams.”
Pub. L. No. 111-220, 124 Stat. 2372, § 2(a).
IV.
The First Step Act of 2018
Entitled “Application of the Fair Sentencing Act,” Section 404 of the First Step
Act of 2018 provides in full:
(a) DEFINITION OF COVERED OFFENSE.—In this section, the term
“covered offense” means a violation of a Federal criminal statute, the
statutory penalties for which were modified by section 2 or 3 of the
Fair Sentencing Act of 2010 (Public Law 111–220; 124 Stat. 2372),
that was committed before August 3, 2010.
(b)DEFENDANTS PREVIOUSLY SENTENCED.—A court that
imposed a sentence for a covered offense may, on motion of the
defendant, the Director of the Bureau of Prisons, the attorney for the
Government, or the court, impose a reduced sentence as if sections 2 and
3 of the Fair Sentencing Act of 2010 (Public Law 111–220; 124 Stat.
2372) were in effect at the time the covered offense was committed.
3
(b) LIMITATIONS.—No court shall entertain a motion made under this
section to reduce a sentence if the sentence was previously imposed
or previously reduced in accordance with the amendments made by
2 sections 2 and 3 of the Fair Sentencing Act of 2010 (Public Law
111–220; 124 Stat. 2372) or if a previous motion made under this
section to reduce the sentence was, after the date of enactment of this
Act, denied after a complete review of the motion on the merits.
Nothing in this section shall be construed to require a court to reduce
any sentence pursuant to this section.
Pub L. No. 115-391, 132 Stat. 5194, § 404.
V.
Section 841, Title 21 of the United States Code
As amended by the Fair Sentencing Act of 2010, 21 U.S.C. § 841 provides, in
pertinent part:
(a) Unlawful acts Except as authorized by this subchapter, it shall be
unlawful for any person knowingly or intentionally—
(1) to manufacture, distribute, or dispense, or possess with intent
to manufacture, distribute, or dispense, a controlled
substance;
***
(b) Penalties Except as otherwise provided in section 849, 859, 860, or
861 of this title, any person who violates subsection (a) of this section
shall be sentenced as follows:
***
(1)(B) In the case of a violation of subsection (a) of this section
involving—
***
(iii) 28 grams or more of a mixture or substance described
in clause (ii) [i.e., cocaine] which contains cocaine base;
***
4
such person shall be sentenced to a term of imprisonment which may
not be less than 5 years and not more than 40 years and if death or
serious bodily injury results from the use of such substance shall be not
less than 20 years or more than life . . . If any person commits such a
violation after a prior conviction for a serious drug felony or serious
violent felony has become final, such person shall be sentenced to a term
of imprisonment which may not be less than 10 years and not more than
life imprisonment and if death or serious bodily injury results from the
use of such substance shall be sentenced to life imprisonment . . .
Notwithstanding section 3583 of title 18, any sentence imposed under
this subparagraph shall, in the absence of such a prior conviction,
include a term of supervised release of at least 4 years in addition to
such term of imprisonment and shall, if there was such a prior
conviction, include a term of supervised release of at least 8 years in
addition to such term of imprisonment . . . .
VI.
18 U.S.C. § 3583(e)
Title 18 U.S.C. § 3583(e)(3) provides in relevant part that a court, upon finding
a violation of supervised release, may:
revoke a term of supervised release, and require the defendant to serve
in prison all or part of the term of supervised release authorized by
statute for the offense that resulted in such term of supervised release
... except that a defendant whose term is revoked under this paragraph
may not be required to serve on any such revocation more than 5 years
in prison if the offense that resulted in the term of supervised release is
a class A felony, more than 3 years in prison if such offense is a class B
felony, more than 2 years in prison if such offense is a class C or D felony,
or more than one year in any other case.
INTRODUCTION
Enacted with overwhelming bipartisan support, the First Step Act of 2018
sought to make the criminal justice system a bit more just. Section 404 was a
centerpiece provision. It made Section 2 of the Fair Sentencing Act of 2010
retroactive. Section 2 reduced the infamous 100-to-1 crack-to-powder cocaine
sentencing disparity by raising the amount of crack determining the statutory
5
penalties in 21 U.S.C. § 841(b)(1). For the top-tier penalties in § 841(b)(1)(A)(iii),
Section 2 increased the threshold from 50 to 280 grams. And, for the mid-tier
penalties in § 841(b)(1)(B)(iii), Section 2 increased the threshold from 5 to 28 grams.
Those statutory penalties matter not only for custodial sentencing, but also
for anyone whose sentence includes a term of supervised release. Pursuant to 18
U.S.C. § 3583(e)(3), the maximum custodial sentence that may be imposed upon
revocation of supervised release depends on the defendant’s felony classification.
Because Section 3583(e) speaks in terms of offenses (and not convictions) and is
phrased in the present tense, the operative question when determining a
defendant’s maximum sentencing exposure upon a revocation is what their offense
currently is at the time of their revocation proceedings
But that is not what the Seventh Circuit held. Bypassing the plain language
of 18 U.S.C. § 3583(e)(3) and the purpose and intent of the First Step Act and Fair
Sentencing Act, the Seventh Circuit rewrote Section 3583(e)(3) and held that the
statutory maximum sentence upon revocation is determined by what the
“conviction” is. But the word “conviction” does not appear in 18 U.S.C. § 3583(e).
The statute requires courts to set the statutory maximum based on what the
“offense that resulted in the term of supervised release is . . .” 18 U.S.C. § 3583(e).
The Seventh Circuit’s holding conflicts with the plain language of 18 U.S.C.
§ 3583(e)(3) and results in an impermissible rewrite of Congressional language. It is
also in clear conflict with this Court’s holding in Johnson v. United States, 529 U.S.
694 (2000), which held that “post revocation proceedings relate to the original
6
“offense,” not the original conviction. 529 U.S. at 701. The Seventh Circuit has
thwarted Congress’s intent in passing the First Step Act, and turned back the clock
on landmark, bipartisan legislation designed to reduce the sentencing disparities in
crack cocaine cases. See Dorsey v. United States, 567 U.S. 260, 276 (2012).
This is an ideal vehicle for this Court to intervene. Mr. Cotton fully preserved
his statutory maximum argument in the district court and on appeal. The district
court agreed that Mr. Cotton’s interpretation of 18 U.S.C. § 3583(e)(3) was correct.
And the Seventh Circuit reversed on the sole ground that the statutory maximum
term of imprisonment under 18 U.S.C. § 3583(e)(3) is determined not by what the
“offense is,” but by what the “conviction is.” Mr. Cotton is precisely the type of
person that Congress sought to help when it amended the crack-cocaine penalties
with the Fair Sentencing Act and then made those changes retroactive through the
First Step Act. This Court should grant review to ensure that defendants like Mr.
Cotton are receiving the remedial benefits that Congress intended.
STATEMENT OF THE CASE
I.
Statutory Background
1.
In the Anti-Drug Abuse Act of 1986, Congress enacted criminal
prohibitions and penalties for various drug offenses, including those involving crack
and powder cocaine. Those prohibitions and penalties are codified at 21 U.S.C.
§ 841.
Entitled “Unlawful Acts,” § 841(a)(1) prohibits any person from knowingly or
intentionally manufacturing, distributing, dispensing, or possessing with intent to
manufacture, distribute, or dispense a “controlled substance.” Entitled “Penalties,”
7
§ 841(b) prescribes three tiers of sentencing ranges for “any person who violates
subsection (a).” These tiers depend on the type and weight of the drug. Under the
1986 Act, there was a 100-to-1 disparity between crack and powder cocaine. See
Kimbrough v. United States, 552 U.S. 85, 95–96 (2007).
Section 841(b)(1)(A) prescribed an unenhanced statutory range of 10-years-tolife for crack offenses involving 50 grams of more and powder offenses involving
5,000 grams or more. Section 841(b)(1)(B) prescribed an unenhanced statutory
range of 5-to-40 years for crack offenses involving 5 grams or more and powder
offenses involving 50 grams of more. Section 841(b)(1)(C) served as a residual
provision, prescribing an unenhanced statutory range of 0-to-20 years for all
offenses, “except as provided in subparagraphs (A), (B),” and another provision not
relevant here.
2.
“During the next two decades, the [Sentencing] Commission and others
in the law enforcement community strongly criticized Congress’ decision to set the
crack-to-powder mandatory minimum ratio at 100-to-1.” Dorsey, 567 U.S. at 268.
“The Commission issued four separate reports telling Congress that the ratio was
too high and unjustified because, for example, research showed the relative harm
between crack and powder cocaine less severe than 100-to-1, because sentences
embodying that ratio could not achieve the Sentencing Reform Act’s ‘uniformity’
goal of treating like offenders alike, because they could not achieve the
‘proportionality’ goal of treating different offenders (e.g., major drug traffickers and
low-level dealers) differently, and because the public had come to understand
8
sentences embodying the 100-to-1 ratio as reflecting unjustified race-based
differences.” Id. Ultimately, the Sentencing Commission “asked Congress for new
legislation embodying a lower crack-to-powder ratio.” Id. at 269.
“In 2010, Congress accepted the Commission’s recommendations and enacted
the Fair Sentencing Act into law.” Id. Section 2(a) of the Fair Sentencing Act
amended the text of §§ 841(b)(1)(A)(iii) and (b)(1)(B)(iii). Specifically, Section 2(a)
“increased the drug amounts triggering mandatory minimums for crack trafficking
offenses from 5 grams to 28 grams in respect to the 5-year minimum [in
§ 841(b)(1)(B)(iii)] and from 50 grams to 280 grams in respect to the 10-year
minimum” in § 841(b)(1)(A)(iii). Id.; see Pub. L. No. 111-220, 124 Stat. 2372, § 2(a).
“The change had the effect of lowering the 100-to-1 crack-to-powder ratio to 18-to1.” Dorsey, 567 U.S. at 269. However, these amendments applied only to those
sentenced after their effective date of August 3, 2010. Id. at 264, 281.
3.
Enacted with overwhelming bipartisan support, Section 404 of the
First Step Act sought to remedy that injustice. Pub. L. No. 115-391, 132 Stat. 5194.
It did so by making the Fair Sentencing Act retroactive. Specifically, Section 404(b)
provides that a district “court that imposed a sentence for a covered offense may . . .
impose a reduced sentence as if sections 2 and 3 of the Fair Sentencing Act of 2010
were in effect at the time the covered offense was committed.” § 404(b) (emphasis
added; internal citation omitted). Thus, eligibility for relief is keyed to a “covered
offense.” In Section 404(a), Congress defined that term to “mean[ ] a violation of a
Federal criminal statute, the statutory penalties for which were modified by section
9
2 or 3 of the Fair Sentencing Act of 2010 . . . that was committed before August 3,
2010.”
4.
In conjunction with the statutory maximum sentence that applies for a
crack-cocaine offense, 18 U.S.C. § 3559 classifies offenses as felonies or
misdemeanors. Any offense that has a statutory maximum penalty of less than
twenty-five years, but ten or more years is a Class C felony. 18 U.S.C. § 3559(a)(3).
If the offense has a maximum sentence of twenty-five years or more, it is a Class B
felony. Id. at (a)(2). If the statutory maximum sentence is life imprisonment or
death, the offense is a Class A felony. Id. at (a)(1).
5.
The statutory maximum sentence and subsequent felony classification
control not only a defendant’s penalty at sentencing, but also the statutory
maximum penalty that a defendant can face if their supervised release is revoked
following their release from custody. Pursuant to 18 U.S.C. § 3583(e)(3), if a
defendant violates their conditions of supervised release, the district court may
revoke that supervision and sentence them to a term of imprisonment. The
statutory maximum term that the district court can impose is controlled by the
felony classification of the offense at the time of revocation. If the offense that the
defendant is on supervised release for is a Class A felony, the court can impose up to
five years in custody. 18 U.S.C. § 3583(e)(3). If the offense that resulted in the term
of supervised release is a Class B felony, the statutory maximum penalty is three
years’ imprisonment. Id. Finally, if the offense is a class C or D felony, the statutory
maximum penalty upon revocation of supervision is two years. Id. The offense
10
classification at the time of the revocation directly affects the maximum sentence
that can be imposed.
II.
Proceedings Below
1.
On February 8, 2007, a two-count indictment was filed in the U.S.
District Court against Mr. Cotton. See United States v. Cotton, Criminal No. 07-cr20019, R. 6 (C.D. Ill. 2007). Count 1 charged Mr. Cotton with distribution of five
grams or more of crack cocaine which, at the time, was a violation of 21 U.S.C.
§§ 841(a)(1) & (b)(1)(B). Id. Count 2 charged Mr. Cotton with possession with the
intent to distribute the same amount of crack-cocaine in violation of the same
statutes. Id. On August 20, 2007, Mr. Cotton pled guilty to both counts. See Cotton,
No. 07-cr-20019, R. 17, PSR ¶ 4.
On March 19, 2007, the government filed notice pursuant to 21 U.S.C. § 851
that it would seek an enhanced statutory sentence. PSR ¶ 2. Specifically, the
government’s Section 851 notice was based on two prior Illinois convictions for
possession with intent to deliver less than 15 grams of cocaine and delivery of less
than a gram of cocaine, neither of which should have been used to enhance Mr.
Cotton’s statutory penalties. Cotton, 07-cr-20019, R. 7; PSR at ¶ 29; id. at ¶ 30.
However, because of the erroneous Section 851 notice based on, at most, 15 grams of
cocaine, Mr. Cotton faced 10 years to life imprisonment at the time. PSR ¶ 65; 21
U.S.C. § 841(b)(1)(B) (2006). Because Mr. Cotton faced a statutory maximum term
of life in prison, his offenses were Class A felonies in 2007, prior to the Fair
Sentencing Act. See 18 U.S.C. § 3559(a)(1).
11
Mr. Cotton’s guideline range and sentence were based primarily on his past,
rather than his current offense. This is because the two prior Illinois convictions for,
at most, 15 grams of cocaine, deemed him a career offender. Meaning, Mr. Cotton’s
guideline range dramatically increased to 262 to 327 months’ imprisonment based
on two low-level Illinois drug convictions. PSR ¶ 66. This guideline range was
based, in part, on the government’s decision to use Mr. Cotton’s previous convictions
to raise his statutory mandatory minimum to ten years and his statutory maximum
to life imprisonment. Had the government used its discretion not to file the invalid
Section 851 notice, the guideline range under the career offender guideline would
have been 188 to 235 months. See U.S.S.G. § 4B1.1(b).
On November 20, 2007, Mr. Cotton was sentenced to 262 months’
imprisonment to be followed by an 8-year enhanced term of supervised release.
Cotton, 07-cr-20019, R. 20 (C.D. Ill. 2007).
2.
For the next 11 years Shannon Cotton would sit in federal prison
assuming that is where he would remain for over two decades. As time went by
attitudes toward the “war on drugs” and the “social justice” of locking up mainly
young black men for long periods in federal prisons for selling small amounts of
drugs changed. Indeed, attitudes and laws regarding how to weigh punishment for
crack-cocaine as opposed to powder cocaine are an example of this change.
The Fair Sentencing of 2010 passed him by because it was not retroactive.
Then, finally, in 2018, Mr. Cotton received some hope that his draconian sentence
would be reduced. Almost immediately after the First Step Act was passed in
12
December 2018, Mr. Cotton filed for First Step Act relief on January 30, 2019. By
that point, he had already been in prison for 12 years. Mr. Cotton’s pro se motion
was amended by counsel on April 13, 2020. Cotton, 07-cr-20019, R. 28 (C.D. Ill.
2017). On April 24, 2020, over a year after Mr. Cotton filed his pro se motion, his
sentence was reduced to 188 months and his term of supervised release was reduced
to six (6) years under Section 404(b) of the First Step Act. Id. at R. 32. He was
released from prison on October 9, 2020, after serving just shy of 14 years in
custody and his term of supervised release started on the same day. Id. at R. 38.
3.
On April 7, 2022, after Mr. Cotton had been on supervised release for
18 months, the government filed a petition to revoke, alleging a positive sweat
patch test that revealed the use of controlled substances. R. 38. The petition was
amended on April 26, 2022, to add two additional sweat patch tests that allegedly
showed the use of marijuana. R. 42. These were Grade B supervised release
violations with a guideline range of 21 to 27 months’ imprisonment. See R. 51 at 5;
see also U.S.S.G. § 7B1.4(a).
On October 24, 2022, the government filed a supplemental revocation
petition, this time alleging a new law violation based on Mr. Cotton allegedly
possessing controlled substances with the intent to distribute. R. 57. Because this
allegation constituted a new law violation, it was a Grade A supervised release
violation. See U.S.S.G. § 7B1.1(a)(1). Probation determined that Mr. Cotton had a
statutory maximum 5-year term of imprisonment based on what his felony offense
13
was in 2007, suggesting a guideline range of 51-60 months’ imprisonment, capped
by a 5-year statutory maximum. See Cotton, 07-cr-20019, R. 58 at 3.
On January 17, 2023, the district court held Mr. Cotton’s revocation hearing.
Mr. Cotton admitted to violation number one of the original petition (possession and
use of cocaine and cannabis), violation number two of the first supplemental
petition (cannabis use), and violation number three of the second supplemental
petition (possession with intent to deliver a controlled substance). See Cotton, 07-cr20019, January 17, 2023, Text Order.
During the hearing, a dispute arose concerning the applicable statutory
maximum penalty in relation to Mr. Cotton’s revocation sentence. Mr. Cotton
argued that a statutory maximum two-year term of imprisonment applied, which is
the highest penalty that he could face on a revocation under 21 U.S.C.
§ 841(b)(1)(C), his offense of conviction after the retroactive Fair Sentencing Act.
The government suggested that the statutory maximum was five years based on the
statutory maximum that applied under the now-defunct pre-Fair Sentencing Act
sentencing regime. The district court ordered briefing on the topic by January 31,
2023. Cotton, 07-cr-20019, R. 63; R. 64.
The final revocation hearing was held on February 21, 2023. The district
court agreed with Mr. Cotton. Tr. at 36. As such, the court determined that the
statutory maximum penalty was 24 months’ imprisonment. The district court
ultimately imposed a 24-month sentence to be followed by a 3-year term of
supervised release. Tr. at 59. The government filed a timely notice of appeal. R. 72.
14
4.
On July 26, 2024, the Seventh Circuit issued a 2-1 split opinion
vacating the district court’s revocation sentence and remanding for resentencing.
United States v. Cotton, 108 F.4th 987 (7th Cir. 2024). In doing so, the court
correctly noted that “the maximum revocation sentence depends on whether ‘the
offense that resulted in the term of supervised release is a class A felony,’ or a class
B felony, and so on.” Cotton, 108 F.4th at 991. It also accurately held that “[t]he
present-tense verb—'is’—cannot be divorced from what it modifies: ‘the offense that
resulted in the term of supervised release.’” Id. (emphasis added).
Yet, inexplicably, the Seventh Circuit switched to discussing Cotton’s
“conviction” rather than his “offense,” as 18 U.S.C. § 3583(e)(3) instructs. The court
noted that “Cotton’s 2007 conviction” that resulted in his term of supervised release
was under Section 841(b)(1)(B) and that “Section 3583(e)(3) does not ask whether
someone else’s conviction for the same conduct ‘is’ or would be a class A, B, C, or D
felony under current law.” Id. (emphasis in original). The Court continued, pointing
out that “[t]he statute asks whether Shannon Cotton’s conviction under the 2007
version of 21 U.S.C. § 841(a)(1) and (b)(1)(B) ‘is’ a class A, B, C, or D felony.” Id.
(emphasis in original). It concluded that “[t]he answer is yes: Cotton’s 2007
conviction was for a class A felony and that remains true today.” Id.; see also id. at 8
(“Cotton’s 2007 federal cocaine conviction remains and therefore “is” a class A
felony.”).
The court believed that its holding aligned with this Court’s observation in
Johnson v. United States, 529 U.S. 694, 700 (2000), which held that post-revocation
15
penalties arise from and are “treated as part of the penalty for the initial offense.”
Cotton, 108 F.4th at 991 (cleaned up). The Seventh Circuit closed by noting that
revocation sentencing proceedings are not an opportunity to challenge convictions
and that Section 3583(e)(3) “does not sit alongside § 2255 and present an alternative
means available to federal prisoners to challenge some aspect of their conviction.”
Id. While the panel found that Cotton faced a five-year statutory maximum
sentence, it further held that the district court as was not prohibited from taking
changes in the law, such as the Fair Sentencing Act, into account when fashioning
an appropriate sentence under Section 3553(a). Id.
Judge Pryor concurred in part and dissented in part. Cotton, 108 F.4th at
992-996 (Pryor, J., dissenting). Judge Pryor expressly noted that the majority’s
incorrect use of “conviction” instead of “offense” could undermine the text of 18
U.S.C. § 3583. Cotton, 108 F.4th at 993, n.1. Moreover, she also opined that the
district court’s 2020 grant of discretionary relief did alter Cotton’s felony
classification from class A to class B. Id. at 994-996. As such, Judge Pryor would
have held that Cotton’s underlying offense was a class B felony, subjecting him to
no more than three years in prison upon resentencing.
REASONS FOR GRANTING THE PETITION
This Court should grant certiorari to ensure that lower courts follow
Congress’s plain language and express intent, as well as the established precedent
of this Court. The Seventh Circuit’s holding is contrary to plain statutory language
and rewrites Section 3583(e)(3) to use the word “conviction” instead of “offense.”
16
Without this rewrite, the panel opinion cannot be reconciled with Section 3583(e)(3)
because offenses are defined by law and their elements. Gamble v. United States,
139 S. Ct. 1960, 1965 (2019); Hughey v. United States, 495 U.S. 411, 416 (1990). The
word “offense,” combined with the present tense use of the word “is” in Section
3583(e)(3) leads to one permissible conclusion: possession with intent to distribute
five or more grams of crack cocaine with a prior qualifying drug felony “is” a class B
felony. Because the Seventh Circuit’s opinion rewrites 18 U.S.C. § 3583(e)(3), this
Court should intervene.
Moreover, the Seventh Circuit’s opinion is in direct conflict with this Court’s
decision in Johnson v. United States, 529 U.S. 694, 701 (2000), which squarely holds
that “post revocation penalties relate to the original offense,” not the original
conviction. The opinion is also inconsistent with Congress’s purpose in passing the
Fair Sentencing and First Step Acts, reverting to defunct penalties that Congress
has expressly deemed too harsh and motivated by unwarranted racial disparities.
This case meets all the Court’s criteria for granting certiorari. First, the
question presented concerns an important issue of statutory interpretation and
directly implicates well-established precedent of this Court. Second, the Seventh
Circuit’s holding presents an issue of great importance as it currently undermines
the very purpose of passing both the Fair Sentencing and First Step Acts. Fourth,
the question presented will profoundly affect many defendants who, under the
Seventh Circuit’s holding, will be subject to higher criminal penalties that are based
17
on outdated and unjust laws. Finally, this case is an ideal vehicle to resolve the
question presented.
I.
The Seventh Circuit has rewritten 18 U.S.C. § 3583(e)(3) in a way that
directly conflicts with this Court’s holding in Johnson v. United
States, 529 U.S. 694 (2000) and frustrates Congress’s intent in passing
the First Step Act.
To reach its conclusion, the Seventh Circuit rewrote the plain the language of
18 U.S.C. § 3583(e)(3) to read “conviction . . . is” instead of honoring the plain
language of the statute that says “offense . . . is.” That opinion directly conflicts with
this Court’s precedent in Johnson v. United States, and runs afoul of Congressional
intent in passing the First Step Act. Any of these reasons, standing alone, would be
enough to warrant this Court’s intervention. Combined, they make this case an
ideal candidate for certiorari.
A.
The Seventh Circuit rewrote 18 U.S.C. § 3583(e)(3).
The text of the statute itself is the most reliable indicator of congressional
intent. See Snyder v. United States, 603 U.S. 1, at 22-23 (2024) (Jackson, J., joined
by Sotomayor, J., and Kagan, J., dissenting). Courts must assume “that the
ordinary meaning of the language chosen by Congress accurately expresses the
legislative purpose.” Microsoft Corp. v. i4i Ltd. Partnership, 564 U.S. 91, 101 (2011).
The plain language of 18 U.S.C. § 3583(e)(3) asks whether “the offense that resulted
in the term of supervised release is” a class A or B felony. 18 U.S.C. § 3583(e)(3)
(emphasis added). The Seventh Circuit correctly recognized that the present tense
use of “is” in Section 3583(e)(3) cannot be divorced from the phrase it modifies,
which is “the offense that resulted in the term of supervised release.” Cotton, 108
18
F.4th at 991. Yet, at the same time, the Seventh Circuit replaced “offense” with
“conviction” in Section 3583(e)(3), multiple times. See id. at 991. But “offense” and
“conviction” are not interchangeable.
“An offense is defined by law,” which in turn means by its elements. Gamble
v. United States, 139 S. Ct. 1960, 1965 (2019); Carachuri-Rosendo v. Holder, 560
U.S. at 563, 572 (2010) (“most federal offenses are defined by their elements”).
Offenses, on the other hand, are criminal acts. Cotton, 108 F.4th at 993, n.1 (citing
Offense, BLACK’S LAW DICTIONARY (12th ed. 2024)). Conviction is not defined in
Section 3583(e) because Congress did not use that term. However, a “‘conviction’ is
equivalent to a ‘judgment.’” Cotton, 108 F.4th at 993, n.1 (citing Conviction,
BLACK’S LAW DICTIONARY (12th ed. 2024)); see also Carachuri-Rosendo, 650
U.S. at 582-83 (Scalia, J., concurring) (noting that “conviction” in the Immigration
and Nationality Act is defined as “formal judgment of guilt of the alien entered by a
court.”).
Substituting “conviction” for “offense” rewrites the statute and changes the
outcome of the case. Keeping in mind that the present tense use of “is” modifies
“offense” (Cotton, 108 F.4th at 991), the question, then, is what are the current
elements of Cotton’s offense? Put another way, what “is” Cotton’s criminal act of
possession with intent to distribute five grams or more of crack cocaine? There is
only one way to answer that question – the “offense” of possession with intent to
distribute five or more grams of crack cocaine with a qualifying prior conviction “is”
a class B felony because it carries a statutory maximum 30-year term of
19
imprisonment, with a prior felony conviction. 21 U.S.C. § 841(b)(1)(C); 18 U.S.C.
§ 3559(a)(2).
Meaning, Cotton’s conviction was for a class A felony “and that remains true
today.” Cotton, 108 F.4th at 991. No one disputes that the “conviction,” or
“judgment” as that term is defined, is a class A felony. But that is not the focus of 18
U.S.C. § 3583(e)(3). The plain language of Section 3583(e) focuses on whether
Cotton’s offense that resulted in his term of supervised release “is” as class A or B
felony. 18 U.S.C. § 3583(e)(3). And the answer is a class B felony when the inquiry
focuses on the criminal act. The Seventh Circuit was correct that the statute does
not ask what someone else’s conviction for the same conduct “is” under current law
(Cotton, 108 F.4th at 991), but that is because the statute does not ask about
anyone’s conviction. The operative inquiry is focused on someone’s offense. 18 U.S.C.
§ 3583(e)(3).
B.
The Seventh Circuit’s opinion conflicts with Johnson v. United
States, 529 U.S. 694 (2000).
Although the Seventh Circuit believes its view “aligns” with Johnson v.
United States, 529 U.S. 694 (2000) (Cotton, 108 F.4th at 991), the opposite is true.
As the panel recognized, “post revocation penalties relate to the original offense.”
Johnson, 529 U.S. at 701 (emphasis added). Like Section 3583(e)(3), Johnson does
not say that post revocation penalties relate to the original conviction. Thus, if the
“original offense” has been changed by Congress, as is the case here, then to align
with Johnson, as well as the plain language of Section 3583(e)(3), which uses “is,”
20
the operative inquiry must ask what the “offense . . . is” and not what the
“conviction . . . is” or the “offense . . . was.”
Moreover, the Seventh Circuit’s opinion is inconsistent with Johnson’s
discussion of Congressional intent to give retroactive effect to subsequent
legislation. Johnson, in its discussion of post revocation penalties relating to the
original offense, noted that when there is a “a clear statement of [Congressional]
intent” to “give retroactive effect” to subsequent legislation, the Court will indeed
honor that intent. Johnson, 529 U.S. at 701-02 (emphasis added). That is precisely
what we have here. Congress, through the First Step Act, made such a statement
with respect to the Fair Sentencing Act. Meaning, Cotton’s statute of conviction “is”
a Class B felony, and, via clear Congressional intent on retroactivity, the current
classification of felony “relates to” the original “offense.” Johnson, 529 U.S. at 70102; See also United States v. Sanders, 909 F.3d 895, 901 (7th Cir. 2018) (noting that
Congress can give retroactive effect to changes in the law for the purpose of future
proceedings).
C.
The Seventh Circuit’s opinion frustrates Congressional
purpose in passing the First Step Act.
The First Step Act has been billed as “the most significant criminal justice
reform bill in a generation.” Pulsifer v. United States, 601 U.S. 124, 155 (2024)
(Gorsuch, J., dissenting) (citation omitted). Setting aside whether the First Step Act
changed the felony classification for everyone, it certainly did for Cotton who
received a reduction under Section 404(b) of the First Step Act. Any other
21
conclusion “turns back the clock and erases the impact of Cotton’s resentencing.”
Cotton, 108 F.4th at 992 (Pryor, J., dissenting).
When a district court finds a defendant eligible for First Step Act relief, the
Court is required to “recalculate the statutory minimum and maximum that would
have applied had . . . the Fair Sentencing Act been in effect at the time the
defendant was originally convicted.” Cotton, 108 F.4th at 995 (citing United States
v. Fowowe, 1 F.4th 522, 529 (7th Cir. 2021) (cleaned up)). When the district court
chose to exercise its discretion to reduce Cotton’s sentence under Section 404(b) of
the First Step Act, it necessarily had to consult – and apply – the Fair Sentencing
Act’s penalties before reducing the sentence. “These changes in the statutory
maximum wrought by Cotton’s resentencing caused Cotton’s offense to become a
class B felony.” Id.
Otherwise, the district court’s decision to resentence Cotton to a six-year
term of supervised release would have been illegal because a class A felony would
have carried, at minimum, an eight-year term of supervised release. Cotton, 108
F.4th at 996; 21 U.S.C. § 841(b)(1)(B). If the district court understood Cotton’s
mandatory minimum term of supervised release to be six years and not eight, it
then also understood Cotton’s offense to be a violation of 21 U.S.C. § 841(b)(1)(C) or,
in other words, a class B felony. Id.
And, as the dissent recognized, the Seventh Circuit had already assumed in
non-precedential orders that the granting of a Section 404(b) motion reduces the
defendant’s felony class. United States v. Perkins, No. 21-1421, 2021 WL 515800, at
22
*2 (7th Cir. Nov. 5, 2021) (class A felony “became a class B felony” “through the
retroactive application of the Fair Sentencing Act.”); United States v. Baker, No. 212182, 2022 WL 523084, at *3 (7th Cir. Feb. 22, 2022) (same). The Fifth Circuit also
found that the First Step Act “revealed a ‘clear intention’ to change sentencing laws
retroactively, opening the door for the defendant’s felony classification to be reevaluated.” Cotton, 108 F.4th at 996 (citing United States v. Jones, No. 22-30480,
2023 WL 6458641, at *4 (5th Cir. Oct. 4, 2023)); The Fourth Circuit has agreed. See
United States v. Venable, 943 F.3d 187, 193 (4th Cir. 2019) (Fair Sentencing and
First Step Acts reclassified felonies).
These courts hold this way because anything else frustrates the purpose of
the Fair Sentencing and First Step Acts. The entire purpose of these Acts,
undoubtedly, is to reduce the sentencing disparities in crack cocaine cases. See
Dorsey, 567 U.S. at 276; Fowowe, 1 F.4th at 532. Prior to Congress passing the First
Step Act, the Seventh Circuit had commented that the Fair Sentencing Act might
more accurately be known as “The Not Quite as Fair as it could be Sentencing Act of
2010.” United States v. Fisher, 635 F.3d 336, 338 (7th Cir. 2011), rev’d sub nom.
Dorsey, 567 U.S. at 282. Congress thought so too. See, e.g., 164 Cong. Rec. S7774
(daily ed. Dec. 18, 2018) (statement of Sen. Feinstein) (“Unfortunately, [the Fair
Sentencing Act] did not apply retroactively, and so there are still people serving
sentences under the [prior sentencing regime].”).
Now the Seventh Circuit has inexplicably reverted to the “Not Quite as Fair
as it could be Sentencing Act of 2010.” Fisher, 635 F.3d at 338. It clawed back the
23
relief that the district court granted and reinstated the 1986 Anti-Drug Abuse Act
penalties that the DOJ told Congress “make little sense” and are “not fair.”
Statement of the U.S. Department of Justice Before the Committee on the
Judiciary, p. 5.1 The same penalties that resulted in unjust sentencing disparities
that are “still baked into federal law.” Id. at 7; see also 164 Cong. Rec. S7764 (daily
ed. Dec. 18, 2018) (statement of Sen. Booker) (Under the Anti-Drug Abuse Act of
1986, 21 U.S.C. § 841, thousands of people—“90 percent [of them] African
Americans; 96 percent [of them] Black and Latino”—received harsh crack-cocaine
sentences under a system that treated crack offenses 100 times more severely than
equivalent powder-cocaine offenses).
Cotton’s class of felony was reduced when his amended judgment was entered
under the First Step Act. This Court’s intervention is necessary to protect the relief
granted under the First Step Act and ensure that the Fair Sentencing Act is as fair
as it could be.
II.
The question presented warrants review.
The question presented has “significant implications for many federal
prisoners.” United States v. Brit, 966 F.3d 257 (3d Cir. 2020). As it stands, at least
in the Seventh Circuit, defendants will be subject to increased statutory maximum
penalties that Congress never intended and, in fact, expressly disavowed in passing
the Fair Sentencing and First Step Acts. In adopting 18 U.S.C. § 3583(e)(3),
Congress never intended for revocation sentences to be based on the classification of
1 Available at https://sentencing.typepad.com/files/doj-equal-act-testimony--final.pdf (accessed
December 16, 2024).
24
convictions or, worse, an outdated and irrelevant view of what an “offense was.”
And it certainly never intended the result that the Seventh Circuit has reached,
whereby defendants are being subjected to increased statutory maximum penalties
based on racially motivated crack-cocaine disparities that a bipartisan Congress
expressly abolished.
Yet, that is now the law in the Seventh Circuit. Defendants who face
revocations of supervised release will be subjected to increased statutory maximums
based on crack-cocaine laws that Congress has eliminated. Offenders cannot be
treated differently than similarly situated revocation defendants who happened to
have committed their offense after 2018. Cf. 18 U.S.C. § 3553(a)(6) (directing courts
to “avoid unwarranted sentence disparities”). And they certainly cannot be sent to
prison for longer periods of time based on racially motivated laws that Congress
fought to eliminate.
III.
This is an ideal vehicle.
Procedurally, Cotton argued below that the retroactive application of the Fair
Sentencing Act through the First Step Act meant that his offense “is” a Class B or C
felony. He made these arguments at every available opportunity. He did so in the
district court and the district court agreed. Pet. App. at 22-84. And he did so on
appeal. Pet. C.A.7 Br. R. 17; Pet. C.A.7 Petition for Rehearing R. 36.
Moreover, the district court squarely decided the issue and held that the
statutory maximum is based on what the felony classification currently “is.” The
court of appeals reversed on the sole ground that the statutory maximum penalty is
25
determined by what the “conviction is,” rather than what the “offense is.” And
although the Seventh Circuit held that the Petitioner could still raise his argument
in relation to the factors articulated at 18 U.S.C. § 3553(a), it held that the
statutory maximum penalty was determined used pre-Fair Sentencing Act crackcocaine penalties that no longer exist.
Factually too, Petitioner’s case presents a clean vehicle. This is not a case
where the district court indicated that the Petitioner’s sentence would have been
the same regardless of the applicable statutory maximum. In fact, the district court
clearly stated that it would likely impose a higher sentence if it had the statutory
authority to do so. Pet. App. at 80. Thus, the outcome of this question will likely
determine Cotton’s ultimate sentence. At this time, Cotton has already been
released from custody and is serving his term of supervised release.2 If the Seventh
Circuit’s decision is not rectified, the district court will likely send him back to
prison.
IV.
The decision below is incorrect.
This Court’s intervention is necessary because the Seventh Circuit was
wrong. The Seventh Circuit’s holding that the statutory maximum sentence on
revocation depends on what an offender’s “conviction is” rather than what their
“offense is” cannot be reconciled with the plain language of 18 U.S.C. § 3583(e)(3).
Offenses and convictions are not the same in the law and Congress’s express choice
to use one instead of the other must be respected.
2 https://www.bop.gov/inmateloc/ (accessed December 16, 2024) (showing Cotton’s release date as
June 26, 2024).
26
Neither the Seventh Circuit’s opinion nor the government’s interpretation of
Section 3583(e)(3) can work without rewriting the statute. To illustrate, the
Seventh Circuit would undoubtedly be correct if Congress had used “conviction”
instead of “offense” in conjunction with the present tense use of “is.” It is accurate to
say that Cotton’s conviction is for a class A felony, because conviction means
“judgment.” Likewise, if Congress had used the past tense “was” instead of “is” to
modify “offense,” then the Seventh Circuit’s outcome would also be correct, because
Cotton’s offense was a class A felony in 2007. But Congress did not choose either of
those options. It wrote “offense” and “is.” The only way to honor the plain language
of the statute without rewriting it is to adopt Cotton’s interpretation. United States
v. Pace, 48 F.4th 741, 763 (7th Cir. 2022) (Wood, J., dissenting) (“The words mean
what they mean, whether or not we like the outcome.”).
Congress used the word “offense,” not “conviction.” And although the Seventh
Circuit is correct that Congress’s choice of the present tense use of the word “is”
cannot be divorced from the phrase it modifies (Cotton, 108 F.4th at 991), the very
phrase that “is” modifies also cannot be rewritten to mean something else. This
distinction was not an accident. For example, the Armend Career Criminal Act
speaks of convictions, not offenses. 18 U.S.C. § 924(e); see also McNeil v. United
States, 563 U.S. 816, 820 (2011) (the plain text of ACCA relies on convictions). So
too does the recidivism enhancement in 21 U.S.C. §§ 841(b)(1)(A)-(C), which
increases statutory penalties for prior “convictions.” In short, Congress knows the
difference between “offense” and “conviction” and its decision to choose “offense” in
27
Section 3583(e)(3) must be honored. See Pace, 48 F.4th at 761 (Wood, J., dissenting)
(“as judges it is our duty to apply the law as it is written”).
This Court has squarely held that “post revocation penalties relate to the
original offense.” Johnson, 529 U.S. at 701. That does not mean that post revocation
penalties relate to the original “conviction,” as the Seventh Circuit stated, multiple
times. The dissent is in line with previous decisions of the Seventh Circuit, as well
as other federal courts of appeal. In United States v. Corner, 967 F.3d 662 (7th Cir.
2020), the Seventh Circuit held that when a defendant raises Section 404(b)
arguments at a revocation hearing, the district court is required to consider the
updated penalties of the Fair Sentencing Act. If the district court is required to
consider those penalties and then, in its discretion, goes a step further and applies
them to reduce a defendant’s sentence, it makes little sense to hold that it is not
required to apply those same penalties in a later proceeding. Put another way, once
a district court applies the Fair Sentencing Act penalties through the First Step
Act, it would be an afront to Congress’s remedial purpose to apply pre-Fair
Sentencing Act penalties later during a revocation hearing.
The Seventh Circuit was wrong to revert to penalties that Congress expressly
disavowed in passing the Fair Sentencing and First Step Acts. This Court should
intervene to ensure that Congressional intent is respected and that all defendants
are treated the same regardless of when their original sentence was imposed.
Anything else turns back the clock to a pre-Fair Sentencing Act world that Congress
fought hard to eliminate.
28
CONCLUSION
For the foregoing reasons, the Court should grant the petition for a writ of
certiorari.
Respectfully submitted,
THOMAS W. PATTON
Federal Public Defender
s/ Thomas A. Drysdale
THOMAS A. DRYSDALE
Assistant Federal Public Defender
Counsel of Record
OFFICE OF THE FEDERAL PUBLIC DEFENDER
300 W. Main Street
Urbana, Illinois 61801
Phone: (217) 373-0666
Email: Thomas_drysdale@fd.org
Counsel for Petitioner
January 2, 2025
29
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.