Petition for Writ of Certiorari — Steven D'Agostino, Petitioner v. Gary A. Ashworth, Acting Secretary of the Air Force
Supreme Court briefNov 4, 2024
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STEVEN D’AGOSTINO
25 Nautilus Dr.
Bamegat NJ 08005
609-622-8964 / info@stevedagostino.biz
UNITED STATES SUPREME COURT DOCKET NO: TBD
STEVEN D’AGOSTINO
Plaintiff-Appellant
UNITED STATES SUPREME COURT
BELOW UNITED STATES COURT OF
APPEALS FOR THE THIRD CIRCUIT
DOCKET NO: 22-2835
v.
BELOW NO: 1:19-CV-281-RBK-AMD
The Honorable Frank Kendall, Secretary
of The United States Air Force;
Defendant-Appellee
PLAINTIFF-PETITIONER’S APPENDIX
PLAINTIFF-PETITIONER’S
APPENDIX
TABLE OF APPENDIX
PAGE
Docket entries in the District Court, 19-281-RBK
Pal
MOST SIGNIFICANT PRE-TRIAL DOCUMENTS
ECF No. 21, My motion for partial summary judgment, which was not timely opposed
EOF No. 22, Defendant-Appellee’s untimely request for an extension to respond to ECF No. 21
ECF No. 28, the District Court’s Mar 25, 2021 order (which includes opinion) on several motions
ECF No. 41, the District Court’s Sep 14,2021 order on summary judgment motions
ECF No. 42, the District Court’s Sep 14,2021 opinion on summary judgment motions
Excerpts from ECF No. 76, Defendant-Appellee’s Findings of Fact and Conclusions of Law
Excerpts from ECF No. 77, Defendant-Appellee’s Trial Brief
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Pa30
Pa32
Pa36
Pa39
Pa64
Pa68
MOST SIGNIFICANT TRIAL DOCUMENTS / EXHIBITS *
P-2, my self-made transcript of P2-A video (30 seconds of my Fri Sep 6,2013 interaction with Mr. Dunn) Pa70
P2-A, the actual 30-second video that was played in court corresponding to my P-2 exhibit ON USB DRIVE
P-5, my (mostly disallowed) self-made transcript of my Tues Sep 3,2013 conversation with Mr. Dunn
Pa71
P5-A, the tiny portion which I was allowed to play in court of the actual video corresponding to P-5 ON USB
P-8, Mr. Dunn’s Apr 8, 2014 written statements to the EEOC investigator, under penalty of peijury
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P-8A, Mr. Dunn’s May 16, 2014 written statements to the EEOC investigator, under penalty of peijuiy Pal07
P-9, Ms. Beard’s Apr 8,2014 written statements to the EEOC investigator, under penalty of peijury
Pal 10
Pal27
P-20, my self-made spreadsheet showing how much I was paid/underpaid throughout my employment
Pal28
J-2, the joint exhibit (later-withdrawn by me) of Mr. Dunn’s Sep 12,2013 Notice of Termination
D-5, the Fri Sep 6,2013 email from Mr. Dunn to HRO, plus the attachment (along with its file properties) Pal30
D-5 A, my “zoomed in” view of the file properties of the attachment to the Fri Sep 6, 2013 email
Pal33
D-6, Mr. Dunn’s June 17,2013 “Team Member Progress Statement” about the van, signed by both of us Pa 134
D-7, Ms. Beard’s July 7 - Sep 12,2013 self-purported list of my comings and goings from the office.
Pal35
D-16, Ms. Beard’s July 22 - Sep 6, 2013 self-purported list of same, with numerous inconsistencies to D7 Pal36
D-17, one of Mr. Dunn’s unverifiable “reports”, stating my coworkers’ resentment of my accommodation Pal37
The relevant excerpts from D-19, the Air Force manual 34-310
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MOST SIGNIFICANT POST-TRIAL DOCUMENTS
ECF No. 85, my Findings of Fact and Conclusions of Law, which the District Court completely ignored Pal46
ECF No. 86, the District Court’s Jul 26, 2022 order denying my motion
Pal63
ECF No. 87, the District Court’s Aug 4,2022 opinion of “no cause”
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ECF No. 88, the District Court’s Aug 4, 2022 order for the entry of the of “no cause”
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ECF No. 89, the District Court’s Aug 4,2022 entry of the order of “no cause”
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ECF No. 90, my Sep 29,2022 Notice of Appeal to the Third Circuit
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Third Circuit’s Mar 21,2024 Opinion
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• Docket entries (with full docket text) in the Third Circuit Court, 22-2835, after last appendix page
* P-2, P-3, P-4 and P-5 can also be found in the original record at ECF No. 33 (pages 15 - 33). P-8 can also
be found at both ECF Nos. 25-8 and 30-8. Likewise, P-9 can be also found at both ECF Nos. 25-9 and 30-9.
Lastly, P-8A can also be found at ECF No. 83 (pages 37 - 39).
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1:19-cv-00281-RBK-AMD D'AGOSTINO v. ROTH
Robert B. Kugler. presiding
Ann Marie Donio, referral
Date filed: 01/08/2019
Date terminated: 08/04/2022
Date of last filing: 10/04/2022
Documents
Doc.
No.
Description
Dates
1
Filed:
Entered:
2
Filed & Entered: 01 /10/2019 Cl- Summons Issued
3
Filed & Entered: 02/20/2019 Cl- Certificate of Service
4
Filed & Entered: 03/29/2019 Cl- Application for Clerk's Order to Ext Answer/Proposed Order
5
Filed & Entered: 04/16/2019 Cl Motion to Dismiss
Terminated:
10/11/2019
6
Filed & Entered: 05/06/2019 Cl Brief in Opposition to Motion
7
Filed & Entered: 05/14/2019 Cl Reply Brief to Opposition to Motion
8
Filed & Entered: 10/11/2019 Cl Opinion
9
Filed & Entered: 10/11 /2019 Cl Order on Motion to Dismiss
01/08/2019 Cl Complaint
01/10/2019
iQ Filed & Entered: 10/21 /2019 Cl Amended Complaint
11
Filed & Entered: 10/21 /2019 Cl Motion for Reconsideration
Terminated:
03/30/2020
12
Filed & Entered: 11 /04/2019 Cl Answer to Amended Complaint
13
Filed & Entered: 11 /04/2019 Cl Response in Opposition to Motion
14
Filed & Entered: 11 /05/2019 Cl Order Initial Scheduling Conference (Camden)
15
Filed & Entered: 12/10/2019 Cl Pretrial Conference - Initial
16 Filed & Entered: 12/10/2019 Cl Scheduling Order
18 Filed & Entered: 03/30/2020 d Order on Motion for Reconsideration
20 Filed & Entered: 05/06/2020 Cl Status Conference
21
Filed & Entered: 06/15/2020 Cl Motion for Partial Summary Judgment
Terminated:
03/25/2021
22
Filed & Entered: 08/06/2020 Cl Letter
23
Filed & Entered: 08/12/2020 Cl Response (NOT Motion)
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24 Filed & Entered: 09/10/2020 Cl Status Conference
25 Filed & Entered: 09/30/2020 Cl Motion for Summary Judgment
Terminated:
03/25/2021
26 Filed & Entered: 10/13/2020 Cl Motion to Strike
Terminated:
03/25/2021
27 Filed & Entered: 10/21 /2020 Cl Response to Motion
28 Filed & Entered: 03/25/2021 Cl' Order on Motion to Strike
22 Filed & Entered: 04/01/2021 Cl- Substitution ofAttorney
30 Filed & Entered: 04/01/2021 Cl- Motion for Summary Judgment
10/19/2021
Terminated:
31
Filed & Entered: 04/01/2021 C|- Exhibit (to Document)
32 Filed & Entered: 04/15/2021 Cl- Motion to Seal Document
Term inated:
09/14/2021
33 Filed:
Entered:
Terminated:
04/15/2021 d Motion for Summary Judgment
04/16/2021
10/19/2021
34 Filed & Entered: 04/20/2021 Cl' Letter
35 Filed & Entered: 04/21 /2021 C|- Order
36 Filed & Entered: 05/07/2021 Cl- Letter
37 Filed & Entered: 05/10/2021 Cl Notice of Appearance
38 Filed & Entered: 05/21/2021 Cl' Brief in Opposition to Motion
39 Filed & Entered: 05/21/2021 Cl- Certificate of Service
40 Filed & Entered: 05/28/2021 Cl' Response in Support of Motion
41
Filed & Entered: 09/14/2021 Cl Order on Motion to Seal Document
42 Filed & Entered: 10/19/2021 Cl Opinion
43 Filed & Entered: 10/19/2021 Cl Order on Motion for Summary Judgment
44 Filed & Entered: 10/20/2021 C| Scheduling Order
45 Filed & Entered: 11 /02/2021 Cl Substitution of Attorney
46 Filed & Entered: 11 /17/2021 Cl Letter
48 Filed & Entered: 12/07/2021 Cl Letter
50 Filed & Entered: 12/20/2021 Cl Letter
52 Filed & Entered: 01/06/2022 Cl Letter
53 Filed & Entered: 01/07/2022 Cl Letter
54 Filed & Entered: 01/10/2022 Cl Letter
55 Filed & Entered: 01/11/2022 Cl Letter
57 Filed & Entered: 01/19/2022 Cl Order
58 Filed & Entered: 01/19/2022 Cl Discovery Hearing
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59 Filed & Entered: 02/09/2022 Cl Pretrial Order
60 Filed & Entered: 04/06/2022 Cl- Letter
62 Filed & Entered: 04/12/2022 Cl Letter
64 Filed & Entered: 05/09/2022 Cl Substitution of Attorney
65 Filed & Entered: 05/09/2022 Cl Status Conference
67 Filed & Entered: 05/16/2022 Ct Status Conference
68 Filed & Entered: 05/16/2022 Cl Order to Show Cause
69 Filed & Entered: 05/16/2022 Cl- Letter
70 Filed & Entered: 06/03/2022 Cl- Letter
72 Filed & Entered: 06/07/2022 Cl Show Cause Hearing
73 Filed & Entered: 06/14/2022 Cl Notice of Hearing
74 F7/e<7 & Entered: 06/22/2022 Cl Letter
75 Filed:
Entered:
06/27/2022 Cl Trial Brief
06/28/2022
76 Filed & Entered: 06/29/2022 Cl Proposed Findings of Fact
77 Filed & Entered: 06/29/2022 Cl Trial Brief
78 Filed & Entered: 07/05/2022 Cl" N otice of Appearance
79 Filed:
Entered:
07/06/2022 Cl- Bench Trial - Begun
07/07/2022
80 Filed:
Entered:
07/07/2022 Cl Bench Trial - Completed
07/08/2022
81 Filed:
Entered:
07/07/2022 Cl Transcript
07/08/2022
82 Filed:
Entered:
07/07/2022 Cl Transcript
07/08/2022
83 Filed:
07/19/2022 Cl- Motion for Sanctions
07/20/2022
07/26/2022
Entered:
Terminated:
84 Filed & Entered: 07/21/2022 Cl Proposed Findings of Fact
85 Filed:
Entered:
07/21/2022 Cl Brief in Support of Motion
07/22/2022
86 Filed & Entered: 07/26/2022 Cl" Order on Motion for Sanctions
87 Filed & Entered: 08/04/2022
V* • >
union
88 Filed & Entered: 08/04/2022 Cl Judgnent
89 Filed:
Entered:
08/04/2022 Cl Judgnent
08/05/2022
2Q Filed & Entered: 09/29/2022 Cl Notice of Appeal (USCA)
91 Filed & Entered: 10/04/2022 Cl USCA Case Number
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Case l:19-cv-00281-RBK-AMD Document 87 Filed 08/04/22 Page 1 of 20 PagelD: 1734
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CAMDEN VICINAGE
STEVEN D’AGOSTINO,
Plaintiff,
Civil No. 19-281 (RBK/AMD)
v.
OPINION
FRANK KENDALL, SEC’Y OF THE
AIRFORCE,
Defendant.
ROBERT B. KUGLER, United States District Judge:
This action is an employment dispute between Plaintiff Steven D’Agostino and the Secretary
of the U.S. Air Force.
The relevant procedural history is as follows. Plaintiff brought claims for violations of the
Rehabilitation Act, Title VII, the Americans with Disabilities Act (“ADA”), unspecified wage and
hour law, and common law. (Doc. No. 1). Defendants made a motion to dismiss in part, and we
granted that motion: dismissing a civil conspiracy claim and dismissing all Defendants except the
Air Force. (Doc. No. 9). Plaintiffs Operative Complaint against the Secretary of the Air Force
mentions claims for disability discrimination, failure to accommodate, retaliation, hostile work
environment, and unpaid wages. (Doc. No. 10). After discovery, both parties moved for summary
judgment. (Docs. Nos. 30, 33). We granted summary judgment to Defendant for the ADA
discrimination claim, failure to accommodate claim, and hostile work environment claim, finding
that the sparse evidence of Plaintiff s sleep problems did not indicate an affliction severe enough
to qualify him as disabled under the ADA. (Doc. No. 42).
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After summary judgment, two claims remained: retaliation and unpaid wages. The parties
disputed whether Plaintiff was entitled to a trial by jury. The Court determined that the retaliation
claim, brought under the Rehabilitation Act, entitles Plaintiff to equitable relief only. 42 U.S.C. §
2000e-5(g)(l). The Court further determined that the unspecified unpaid wages claim is best
understood as a contract claim for which the government waives its sovereign immunity under the
Little Tucker Act. 28 U.S.C. § 1346(a)(2). Such a claim “shall be tried by the court without a
jury[.]” 28 U.S.C. § 2402. Because neither claim permits a jury, the Court proceeded with a bench
trial.
For the reasons set forth below, the Court finds that Plaintiff is not entitled to judgment on
either claim. Consequently, the Court will enter judgment in favor of Defendants. The following
constitutes the Court’s Findings of Fact and Conclusions of Law pursuant to Federal Rule of Civil
Procedure 52(a).
A. Findings of Fact
Hiring and Duties
1. In February 2013, Plaintiff applied for the federal civilian position of Visual Information
Specialist for the 87th Force Support Squadron, Marketing Department, at Joint Base
McGuire Dix Lakehurst, New Jersey. Transcript of Bench Trial Vols. I and II (“Tr.”)
(Docs. Nos. 81, 82) at 8:8-14.
2. The 87th Force Support Squadron is a Non-Appropriated Fund Instrumentality (“NAFI”).
A NAFI is “[a]n instrumentality of the Federal Government established to generate and
administer nonappropriated-funds for programs and services contributing to the mental and
physical well-being of Department of Defense personnel and their dependents.” 32 C.F.R.
§ 756.2. NAFIs employ civilian employees. Tr. 8:23-25.
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3. Plaintiff interviewed with Charles “Monty” Dunn, Marketing Director of the 87th Force
Support Squadron (formerly a Supervisory Marketing Specialist), and Mika Beard,
Assistant Director of Marketing (formerly a Marketing Assistant). Tr. 9:1-3.
4. In March 2013, Mr. Dunn selected Plaintiff for the position of Visual Information
Specialist. Tr. 8:12-14.
5. Plaintiff requested a later start time than the core work hours for the position of 7:30 a.m.
to 4:30 p.m. Tr. 9:15-20.
6. Acknowledging Plaintiffs request for a later start time than the usual 7:30 a.m., Mr. Dunn
asked Plaintiff to begin work by 10:00 a.m. and remain until 7:00 p.m., thereby working a
full 8-hour shift (with one hour off for lunch). Tr. 219:19-220:18.
7. Plaintiff was officially hired as of March 25, 2013. Tr. 8:12-14.
8. Plaintiffs first day in the office was April 1, 2013. Tr. 68:13-14.
9. NAF job expectations and requirements are set out in the position description and again
verbalized during the indoctrination meeting between the supervisor and new hire via the
NAF New Employee Checklist. Tr. 69:4-6; Defense Exhibit (“DE”) 4, 19.
10. Plaintiffs orientation meeting took place on April 1, 2013, his first day in the office, and
he underwent a week or two of training. Tr. 68:13-18. Plaintiff signed a document
indicating that he had been briefed on the subjects identified on the checklist, which
included work schedules, time and attendance cards, leave procedures, and lunch/break
periods. Tr. 81:16-17; DE 2.
11. As the role was designed, the Visual Information Specialist was responsible for audio
visual content, shepherding of multimedia, and managing the website for the 87th Force
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Support Squadron, as well as perform other related duties as assigned. Tr. 68:22-69:3;
73:19-21.
12. The duties and responsibilities, qualifications, and performance standards for the Visual
Information Specialist position were listed in the NAF Position Guide. DE 4; DE 19.
13. The position paid an hourly wage and guaranteed 20 hours of work per week. Tr. 75:8-18.
14. The NAFI Notification of Personnel Action noted that Plaintiff was subject to a 12-month
probationary period beginning on March 25, 2013. Tr. 75:5-7.
15. The Air Force Manual provides that, “[t]he probational period tests the employee’s ability,
suitability, and fitness for the job, as shown by actual job performance.” DE 19,
4.6 at
60. “During this period, the employee’s conduct and performance are observed, and he or
she may be separated if conditions warrant.” Id. “The NAF-HR processes a personnel
action upon satisfactory completion of the probationary period.” Id.
16. The Air Force Manual provides that “[a]n employee may be separated during probation if
he or she fails to demonstrate that he or she possesses the skills or character traits necessary
for satisfactory performance in the position.” DE 19, *\\ 4.6.6 at 62.
17. The Air Force Manual does not entitle probationary employees to written warnings prior
to termination. DE 19, *[ 4.6.6.1 at 62.
18. The Visual Information Specialist position fell under Mr. Dunn’s direct supervision. Tr.
9:1-3.
The Office and Other Employees
19. Within the office space configuration, Ms. Beard observed when Plaintiff came and went
in the office. Tr. 82:6-12, 83:1-5.
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20. Ms. Beard almost always arrived at the office before Plaintiff. There were some days where
both Plaintiff and Ms. Beard left at the same time, or she left a little before Plaintiff. On
some days, Ms. Beard arrived before Plaintiff and was still there after Plaintiff left for the
day. Tr. 83:6-13.
21. Mr. Dunn also observed Plaintiffs arrival and departure times first-hand. Tr. 83:14-18.
Job Attendance
22. Plaintiffs supervisor, Mr. Dunn, credibly testified that Plaintiffs official hours were 10:00
a.m. to 7:00 p.m. 220:17-221:4.
23. Plaintiff did not consistently comply with the agreed-upon 10:00 a.m. start time. See, e.g.,
Tr. 93:25-94:8; DE 7; DE 16.
24. Plaintiff testified that other employees in the office came and went at their own discretion.
Tr. 87:10-88:5.
25. Plaintiff, and other employees in the office, were not allowed to come and go as they
pleased. Tr. 221:5-7.
26. The employees Plaintiff described who came and went as they pleased did not report to
Plaintiff. Tr. 88:6-8.
27. Plaintiff did not see the timesheets of those employees and Plaintiff does not know whether
those employees submitted leave requests. Tr. 88:9-15.
28. After Plaintiff had been working about a month, during May 2013, Mr. Dunn began to
notice Plaintiffs pattern of late arrivals, early departures, and frequent absences from the
office in the middle of Plaintiff s expected working hours and the office’s core hours. Tr.
299:8-14.
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29. Ms. Beard also noticed Plaintiffs tardiness around the same time, so she began tracking
Plaintiffs arrival and departure times. Tr. 152:1-25.
30. Contemporaneous records document incidents of Plaintiff s late arrivals, early departures,
and frequent absences from the office in the middle of Plaintiff s expected working hours
and the office’s core hours. See, e.g., DE 17.
31. Mr. Dunn wanted everyone in his office to succeed. Tr. 220:8-15.
32. On May 2, 2013, Mr. Dunn spoke to staff generally about the need to make sure the office
has personnel present at all times during the core office hours. He asked staff members to
communicate their intentions to leave before doing so. Tr. 229:24-25; Tr. 230:1.-14; DE 17.
33. On May 3,2013, Plaintiff left the office for the day with the website inoperable and without
access. Tr. 230:15-22; DE 17.
34. On May 6, 2013, Mr. Dunn instructed Plaintiff that the website is important to the office’s
mission and that it cannot be left “down,” for any extended period of time, including over
the weekend. Tr. 230:23-25; Tr. 231:1 -6; DE 17. 35. Mr. Dunn instructed Plaintiff to always ensure the website was up and running, and that he
expected Plaintiff to make that a priority before leaving for the day. Tr. 230:23-25; Tr.
231:1-6; DE 17.
36. On June 6, 2013, Mr. Dunn counseled Plaintiff about his “responsibility to both arrive on
time and work a full shift.” Mr. Dunn also told Plaintiff that he needed to arrive at a set
time and leave only after completing eight hours of work and a one-hour unpaid lunch
break for a total of nine hours in-office time. Tr. 232:11-25; DE 17.
37. The 87th Force Support Squadron, Marketing Department, at Joint Base McGuire Dix
Lakehurst, New Jersey has a government vehicle for its employees to use for official
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authorized purposes. Staff members are not permitted to use the government vehicle to
commute home unless they have authorization to do so. Tr. 221:25-222:13.
38. On June 14, 2013, Plaintiff took the government vehicle to commute home and without
authorization to do so. Tr. 84:6-85:14; Tr. 221:24-222:5; DE 6.
39. Mr. Dunn counseled Plaintiff concerning his unauthorized use of the government vehicle.
Tr. 221:24-222:5; DE 6.
40. Plaintiff acknowledged that he could have been fired for taking a government vehicle
without authorization. Tr. 85:21-22.
41. In August 2013, Plaintiffs coworkers complained to Mr. Dunn that Plaintiff was
abandoning the office without notice, even when he had promised to cover for others. Tr.
233:1-25; 234:1-4; 297:25-300:11; DE 17.
42. Before Plaintiff began working, office abandonment was not an issue. Tr. 233:23-234:4;
299:12-14; 300:6-11.
43. Mr. Dunn responded by reiterating the rules to the entire team and requiring employees to
maintain timecards for their hours worked as of August 16, 2013. Tr. 233:1-234:4, 18235:16; DE 17.
44. Despite these reminders, Plaintiff continued to have poor work attendance and did not
submit timecards for the first two weeks that the policy was in effect. DE 17.
45. Plaintiff completed timecards for the weeks ending August 23, 2013 and August 30, 2013,
which indicated that he was entitled to 8 hours of pay for each of those days, except for
August 30, 2013. Tr. 90:22-92:12; DE 15.
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46. On every day of the pay period ending August 30, 2013, except for August 30, 2013,
Plaintiff indicated that he arrived at 10:00 am, and left at 6:00 pm, without taking any time
for lunch. DE 15.
47. In reality, Plaintiff actually arrived later than 10:00 a.m. each day. See, e.g., Tr. 92:13-93:3;
DE 7.
48. Plaintiff indicated on his timecards that he did not take time for lunch on each of those
days; he actually took time for lunch. Tr. 93:4-21; DE 7.
49. Plaintiff indicated on his timecards that he worked 8 hours for each of the days for the
weeks ending August 23, 2013, and August 30, 2013, Plaintiff worked less than that
amount. See DE 7.
50. Mr. Dunn went on annual leave beginning August 19, 2013, and returning on September
3, 2013. Mr. Dunn designated Ms. Beard to temporarily assume his duties, including the
supervision of Plaintiff. Tr. 94:13-20; 234:23-235:2.
51. Prior to taking leave, Mr. Dunn had told HR he did not think Plaintiff would make it
through the probationary time due to marginal work and terrible attendance. Tr. 237:11-
20.
52. Ms. Beard kept detailed records regarding Plaintiffs job attendance and conduct during
her time as acting supervisor. DE 8, 9, 10, and 11.
53. Ms. Beard’s records indicate that Plaintiff consistently arrived later than 10:00 a.m. and
left before completing a full 8-hour shift. DE 7; DE 16.
54. On August 22, 2013, Ms. Beard specifically requested Plaintiff to arrive by 9:30 a.m. for a
special event, the “Family Fun Installation-Wide Picnic”; Plaintiff showed up late, arriving
at 10:30 a.m. Tr. 94:21-25; Tr. 162:1-2; DE 5; DE 8; DE 9.
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Case l:19-cv-00281-RBK-AMD Dp. j -a
55. On August 30, 2013, Plaintiff amved for work several hours after 10:00 a.m. with no
advance notice or communication. Tr. 239:10-14; DE 12.
56. Ms. Beard consulted with Mr. Dunn as to how to respond to Plaintiffs late arrival, and Mr.
Dunn instructed her that Plaintiff was considered absent without official leave (“AWOL”)
and should be sent home upon arrival. Tr. 240:9-13; DE 12.
57. Ms. Beard spoke with Plaintiff, and, in accordance with Mr. Dunn’s instructions, sent him
home for the day. Tr. 240:9-16; DE 12.
Plaintiff’s Interactions with Coworkers
58. On August 22, 2013, there was a major event on the base called the “Family Fun
Installation-Wide Picnic.” DE 9.
59. Plaintiff was tasked with assisting the rest of the marketing team with this event. Tr. 162:818.
60. Ms. Beard was the supervisor of the event. Tr. 94:9-14; Tr. 158:3-18; Tr. 234:23-25.
61. Ms. Beard wrote a report shortly after the event concluded in which she described
Plaintiffs conduct at the event. DE 9.
62. In the report, Ms. Beard notes that Plaintiff was late, reluctant to help, quick to complain,
and generally unreliable at the event. DE 9.
63. Ms. Beard testified that there was nothing positive to note about Plaintiffs conduct in the
report. Tr. 164:2-14.
64. Although she asked Plaintiff to gather customer surveys, Ms. Beard ultimately concluded
that Plaintiff “didn’t (doesn’t) have the right attitude” to successfully interact with others.
DE 9.
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65. After the event, Ms. Beard “beggjed] [Mr. Dunn] to remove [Plaintiff] from the Marketing
Office as soon as possible” in the report dated August 23, 2013. DE 9.
66. Ms. Beard testified that Plaintiff avoided doing his work duties and was quick to complain,
but he was eager to disrupt others working on matters outside of his duties that interested
him personally. Tr. 167:4-168:6; 201:4-202:16.
Plaintiff’s Disputes over Timesheets and Hourly Compensation
67. On August 23, 2013, Plaintiff received his biweekly paycheck for the hours he worked
from August 4 through August 17. D3.
68. His total hours for the pay period were calculated as 75.50, instead of a full 80 hours. D22
at DAG 001212.
69. Additionally, 2.75 hours were paid at a lower rate of $1.80 per hour. D22 at DAG 001212.
70. Plaintiff went directly to Human Resources to request a correction and to request additional
wages to be paid to him. Tr. 14:23-25; Tr. 15:1-4.
71. The Human Resources Officer complied with Plaintiffs request and issued him a check
for his additional claimed wages, which included paying Plaintiff his usual $ 18 rate for the
2.75 hours. Tr. 15:5-6.
72. He was additionally given $98 on the basis that he claimed to have worked 80 hours, not
75.50. Tr. 15:5-6.
73. When Mr. Dunn returned from leave, he became aware of the check issued to Plaintiff by
Human Resources. Tr. 309:7-19.
74. Mr. Dunn informed Human Resources that Plaintiff had not worked 80 hours and was not
due the extra $98 he was given.
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75. The log kept by Ms. Beard shows that Plaintiff worked fewer than 75.50 hours in the
relevant pay period. DE 7, 16.
76. Human Resources therefore deducted the $98 from Plaintiffs next check. DE 22 at DAG
001213.
77. On September 3, 2013, Plaintiff confronted Mr. Dunn about his concern that he was being
underpaid. Mr. Dunn again explained to Plaintiff that, as an hourly employee, Plaintiff
would only be paid for the hours he worked. Mr. Dunn reminded Plaintiff to abide by his
set arrival and departure times, to work a full 8-hour shift, and to check in so Mr. Dunn
knew where he was. DE 14.
78. On September 6,2013, Plaintiff received his paycheck for the hours worked on August 1831. DE 22 at DAG 001213.
79. He was upset to find that money he believed he was owed had been deducted. Plaintiffs
paystub reflected 0 hours worked during the week of August 18-24 and only 26 hours
worked during the week of August 25-31. DE 21 at 21-22.
80. Because Plaintiff had not submitted a timesheet for August 18-24, he had been declared
AWOL for that week in accordance with applicable payroll rules. DE 21 at 21.
81. Plaintiff had arrived to work after 1:00 p.m. on August 30, and he had been declared
AWOL and sent home when he did finally arrive at work that day. Tr. 368:4-7; DE 5, 12.
82. Plaintiff had only worked 6 hours per day on August 27, 28, and 29. DE 21 at 23 (showing
8 hours of sick leave on 8/27/2013 and 6 hours of sick leave on 8/28/2013 and 8/29/2013).
83. 83. Mr. Dunn approved 40 hours’ wages for the week of August 18 to 24 after plaintiff
informed him that he believed he was underpaid for that period. DE 13.
11
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84. Nonetheless, Ms. Beard’s log indicated that Plaintiff had not worked full shifts or that he
accumulated 40 hours during the week of August 18 to 24. DE 7, 16; Tr. 142:20-21.
85. Plaintiffs wages for the week of August 25 to 31 remained calculated at 26 hours. DE 21
at 23, DAG 001198; DE 22 at 11, DAG 001213.
Other Events Preceding Plaintiff’s Termination
86. In the first week of August 2013, Mr. Dunn approached Ms. Sandra McKay, a Human
Resources Officer, to seek guidance on terminating Plaintiff during his probationary
period. Tr. 237:11-25; Tr. 335:21-24.
87. At the end of August 2013, while Mr. Dunn was on vacation, Ms. Beard recommended
terminating Plaintiffs employment in a memo to Mr. Dunn. DE 9, DAG 000034.
88. Some time before September 3, 2013, Mr. Dunn decided to terminate Plaintiffs
employment. Tr. 242: 2-4; Tr. 294:19-20.
89. On September 5, 2013, Mr. Dunn began drafting a document necessary for effectuating
Plaintiffs termination of employment. Tr. 242:2-4; Tr. 294:19-20.
90. On September 6, 2013, Plaintiff had a conversation with Mr. Dunn. Plaintiff surreptitiously
recorded part of this conversation. Tr. 32:17-18; Tr. 243:2-3.
91. In this conversation, which occurred after Plaintiff received his paycheck, Plaintiff believed
that he had been underpaid. Tr. 35:14-19; Tr. 243:7.
92. As captured on Plaintiffs surreptitious recording of the conversation, Plaintiff raised his
voice to Mr. Dunn and stated the following: stating “I worked for you—I worked the hours!
You owe me the hours! I gotta get paid for them, okay? And if this doesn’t get fixed, I’m
going to file a formal grievance against you and against Mika. Because I’m tired of being
12
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treated like crap! I’m tired of being the low man on the totem pole! You can’t jerk me
around with my damn hours here! This is what I was . ..Tr. 35:14-19.
93. During this encounter with Mr. Dunn, Plaintiff threatened to file an unspecified grievance
regarding his pay issue. Tr. 35:16-17.
94. Mr. Dunn appears to say in the recording: “We’re done. Goodbye. Go back to work or do
whatever you want to do. We’re done. Nobody threatens me; nobody threatens anybody
on my staff, ever. We’re done. We’re done. I’ll look into it; that’s the best promise I’m
going to give you. Other than that, we’re done. We’re done now.” Tr. 35:22-25; Tr. 36:1-
2.
95. Prior to September 2013, Mr. Dunn had never terminated one of his employees. Tr. 241:1315.
96. Mr. Dunn emailed a formal request to terminate Plaintiffs employment to Human
Resources on September 6, 2013. Tr. 244:15-19; DE 5, DAG 000695.
97. Plaintiff contacted the EEO Office and initiated an informal EEO complaint on September
10, 2013, naming Mr. Dunn and Ms. Beard as the responsible management officials. Tr.
22:23-25; Tr. 23:1-11.
98. On September 12, 2013, Plaintiff received a written memorandum, signed by Mr. Dunn,
notifying Plaintiff of the termination during his probationary period.
99. The memorandum informed Plaintiff that his termination was effective the next day. Tr.
23:12-14; JE 2.
100.
The memorandum advising Plaintiff of his termination stated the following as
reasons for Plaintiffs termination:
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a. On 30 August 2013 [Plaintiff] w[as] marked as AWOL, preferring to show up at
1339 instead of [his] 1000 scheduled time for work.
b. On 22 August 2013 [Plaintiff] w[as] directed to a special duty assignment at the
Installation Family Fun Fest. [Plaintiff] arrived one hour late.
c. [Plaintiff] h[as] demonstrated a pattern of failing to notify any team member when
arriving to work for the day, or leaving/retuming from an appointment. [Mr. Dunn]
instructed the entire staff to not abandon the office in our staff meetings on 5 May
[20]13 and 2 August [20] 13. This practice is unacceptable and [Plaintiff] must
ensure [his] accountability at all times, however, [he] h[as] continued to disregard
[Mi-. Dunn’s] instruction and [Plaintiff has] not informed a co-worker of [his]
whereabouts during the work day.
d. [Plaintiff] do[es] not work well w[i]th fellow team members; [Plaintiff] complain[s]
if [he] is not asked to help and argue or resist when [he] [is]. JE 2.
101.
Each of the four stated reasons for Plaintiffs termination is supported by evidence.
102.
On August 30, 2013, Ms. Beard declared Plaintiff AWOL after he showed up at
1339, instead of his 1000 scheduled start time for work. DE 16.
103.
On August 22, 2013, Plaintiff arrived one hour late to his special duty assignment
at the Installation Family Fun Fest. DE 8; Tr. 162:1 -3.
104.
Despite Mr. Dunn’s instructions to the staff in May and August 2013 to not abandon
the office and to notify team members of their whereabouts and maintain accountability,
Plaintiff continued to disregard these instructions. Tr. 233:1-25; 234:1-4; 297:25-300:11;
DE 17.
105.
Plaintiff was argumentative about assignments. Tr. 168:14-22.
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106.
During Plaintiffs probationary period, Plaintiff failed to demonstrate that he
possessed the skills or character traits necessary for satisfactory performance in his position
as a Visual Information Specialist for the 87th Force Support Squadron, Marketing
Department, at Joint Base McGuire Dix Lakehurst. DE 5 at DAG 000694.
107.
Plaintiff was not able to meet the performance standards of: completing work as
assigned, establishing deadlines, performing work in a timely manner to the standards set
for the objective, courtesy, professional appearance and demeanor, exercising tact and
diplomacy when dealing with both internal and external customers and co-workers,
dependability, and reliability. Tr. 226:25-227:10.
108.
The memorandum signed by Mr. Dunn advising Plaintiff of this termination
documented the reasons why Plaintiff failed to demonstrate, during his probationary
period, that he possessed the skills or character traits necessary for satisfactory performance
in his position. JE 2.
109.
The reasons for Plaintiffs termination were legitimate, nondiscriminatory, and not
retaliatory. DE 5.
110.
Mr. Dunn decided to terminate Plaintiffs probationary employment prior to
Plaintiffs announcement that he planned to file a grievance.
111.
Any protected activity engaged in by Plaintiff under the Rehabilitation Act was
unconnected to the decision to terminate his employment.
112.
No evidence indicates that the legitimate non-retaliatory reasons for terminating
Plaintiffs employment were a pretext for retaliation.
113.
The Court finds Plaintiffs testimony is generally not credible.
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Plaintiff’s Wage Loss Claim
114.
Plaintiff testified that he is owed $'273.22 in back pay. Tr. 63:24-67:7.
115.
Plaintiff had problems coming to work on time and staying for a full day, and his
absence became more noticeable beginning in July 2013. Tr. 157:1-12.
Throughout July and August of 2013, Plaintiff frequently arrived late and left early,
116.
working short of his scheduled eight-hour days with an unpaid lunch break. DE 7.
117.
Plaintiff did not put forth any evidence of hours when he was working without pay.
118.
Plaintiffs testimony that he is owed $273.22 is not supported by evidence of unpaid
hours worked and therefore is not credible.
119.
Ms. Christie Ford, the current NAF Human Resources Officer, credibly testified
that there was only one pay period where Plaintiff did not receive a full 80 hours of pay for
a two-week pay period. Tr. 127:15-9; 143:4-9.
120.
In that pay period where Plaintiff was not paid for a full 80 hours of pay for a two-
week pay period, he was paid for 74 hours of work. Tr. 143:10-144:10.
121.
Ms. Ford created a payroll record of Plaintiff. Tr. 133:20-135:3; DE 21.
122.
Ms. Ford created a spreadsheet depicting Plaintiffs timesheets and earnings that
was admitted into evidence at Defense Exhibit 22. Tr. 138:10-139:13; DE 22.
B. Conclusions of Law
1. Plaintiff proceeds to trial on a claim of retaliatory discharge under the Rehabilitation Act
of 1973,29 U.S.C. §§791 et seq. and a wage claim under the Little Tucker Act, 28 U.S.C.
§§ 1346(a)(2).
Retaliatory Discharge
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2. The Court has jurisdiction over this employment discrimination matter under 28 U.S.C. §
1331 and 29 U.S.C. § 791(f) (incorporating ADA retaliation standard, 42 U.S.C. §
12203(a)).
3. Plaintiff has the burden of proof under the Rehabilitation Act to demonstrate by a
preponderance of the evidence that there is a “but-for” causal connection between the
adverse employment action and the retaliatory animus. See Carvalho-Grevious v.
Delaware State Univ., 851 F.3d 249, 260 (3d Cir. 2017).
4. In evaluating these claims, the Third Circuit has noted that “the timing of the alleged
retaliatory action must be ‘unusually suggestive’ of a retaliatory motive before a causal
link will be inferred.” Kronse v. Am. Sterilizer Co., 126 F.3d 494, 503 (3d Cir. 1997).
5. There also must be more than temporal proximity between the protected activity and the
termination. Shellenberger v. Summit Bancorp, Inc., 318 F.3d 183, 189 (3d Cir. 2003).
6. The Third Circuit analyzes retaliation claims uses the McDonnell Douglas burden-shifting
framework used in cases brought under the ADA, 42 U.S.C. §§ 12101, et seq, for
Rehabilitation Act claims. McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973);
Wishkin v. Potter, 476 F.3d 180, 185 (3d Cir. 2007).
7. Under this burden shifting framework, to establish a prima facie case of retaliation under
the Rehabilitation Act, the Plaintiff must show that: (1) he engaged in protected activity;
(2) he suffered a materially adverse action; and (3) there is a causal connection between
the adverse action and the protected activity. Fogelman v. Mercy Hosp., Inc., 283 F.3d 561,
567 (3d Cir. 2002).
8. Under this burden-shifting approach, Plaintiff has the initial burden to make a prima facie
showing of discrimination, and the burden then “shifts to the employer to articulate some
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legitimate, nondiscriminatory reason for the employment action.” Wishkin, 476 F.3d at 185
(citing McDonnell Douglas).
9. If there is enough evidence to find a prima facie case, the employer’s burden is still fairly
light as it only needs to articulate any legitimate reason for the employee’s termination to
meet its burden. Shellenberger, 318 F.3d at 189.
10. Further, even if there is a short amount of time between the plaintiffs protected conduct,
the complaint, and the tennination of the plaintiff, the plaintiff still has to prove sufficient
evidence of retaliatory animus and that their employer knew about the plaintiffs
discrimination complaint before their termination proceedings began. See, e.g., Krouse v.
Am. Sterilizer Co., 126 F.3d 494, 503-04 (3d Cir. 1997); Drwal. v. Borough ofW. View,
Pa., 617 F. Supp. 2d 397, 422-23 (W.D. Pa. 2009) (finding that a police officer claiming
ADA retaliation did not have enough evidence to prove that the police chief knew about
the officer’s discrimination complaint before the officer was terminated). Overall, there
must be a causal link between the discriminatory conduct and the employee’s job
termination.
11. The Third Circuit applies the “but for” causation test under Title VII retaliation cases where
the statutory framework uses the term “because.” DiFiore v. CSL Behring, LLC, 879 F.3d
71, 78 (3d Cir. 2018); see also Gross v. FBL Fin. Servs., Inc., 557 U.S. 167, 176 (2009);
Univ. of Tex. Sw. Med. Ctr. v. Nassar, 570 U.S. 338 (2013). As such, the appropriate burden
of proof for the causal connection is the “but for” causation test.
12. Plaintiff has not met his burden of establishing, by a preponderance of the evidence, a
prima facie case of prohibited retaliation under the Rehabilitation Act.
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13. Mr. Dunn began the process of terminating Plaintiff in early August (Tr. 237:11-25; Tr.
335:21-24) and Mr. Dunn’s supervisor inquired in August whether the supervisor’s
assistance was necessary in removing Plaintiff (DE 10 at DAG 000037), which pre-dated
Plaintiffs filing of an EEOC complaint.
14. Plaintiff has not met his burden of establishing, by a preponderance of the evidence, that
his notice of intent to file a grievance was the but-for cause of his termination.
15. Plaintiff has not met his burden of establishing, by a preponderance of the evidence, that
Defendant’s legitimate non-retaliatory reasons for terminating his employment were a
pretext for retaliation.
16. The memorandum advising Plaintiff of his termination stated the following as reasons for
Plaintiffs termination: being absent without leave on August 30, 2013; arriving late to the
special duty assignment on August 22; office abandonment; not working well with fellow
team members. JE 2.
17. Each of the four stated reasons for Plaintiffs termination is supported by evidence.
18. On August 30,2013, Ms. Beard declared Plaintiff AWOL after he showed up at 1:39 p.m.,
instead of his 10:00 a.m. scheduled start time. DE 16.
19. On August 22, 2013, Plaintiff arrived one hour late to his special duty assignment at the
Installation Family Fun Fest. DE 8; Tr. 162:1-3.
20. Plaintiff did not abide by Mr. Dunn’s instructions to the staff in May and August 2013 to
not abandon the office and to notify team members of their whereabouts when leaving. Tr.
233:1-25; 234:1-4; 297:25-300:11; DE 17.
21. Plaintiff has not met his burden of establishing, by a preponderance of the evidence, that
Defendant acted with retaliatory animus.
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Unpaid Wages
22. The Court has jurisdiction over Plaintiffs claim for unpaid wages under the Little Tucker
Act, 28 U.S.C. § 1346(a)(2), 1491.
23. The Little Tucker Act provides a limited waiver of sovereign immunity for certain
contractual and non-contractual claims asserting the government is responsible for paying
a plaintiff, where the sum at issue is less than $10,000. 28 U.S.C. §§ 1346(a); 1491.
24. Because Plaintiff seeks $273.22 in unpaid wages, the Little Tucker Act provides Plaintiffs
limited waiver of sovereign immunity for this Court to have jurisdiction.
25. Plaintiff has not met his burden of establishing, by a preponderance of the evidence, that
he was not compensated for hours he in fact worked.
/s/ Robert B. Kugler
ROBERT B. KUGLER
United States District Judge
Dated: August 4, 2022
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CAMDEN VICINAGE
STEVEN D’AGOSTINO,
Plaintiff,
Civil No. 19-281 (RBK/AMD)
v.
Order
FRANK KENDALL, SEC’Y OF THE
AIR FORCE,
Defendant.
ROBERT B. KUGLER, United States District Judge:
THIS MATTER comes before the Court upon the bench trial commenced on July 6,2022 and
completed on July 7, 2022; for the reasons expressed in the corresponding Findings of Fact and
Conclusions of Law, it is
HEREBY ORDERED judgment is entered against Plaintiff and in favor of Defendant of no
cause for action.
Dated: August 4, 2022
/s/ Robert B. Kugler
ROBERT B. KUGLER
United States District Judge
1
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-it l-iyc .1 or 1. EayeiP: 1755
Case l:19-cv-00281-RBK-AMD
_AO450 (Rev. 5/85)
Judgment in a Civil Case
United States District Court
NEW JERSEY
DISTRICT OF
FOR THE
STEVEN D’AGOSTINO
JUDGMENT IN A CIVIL CASE
Plaintiff
V.
FRANK KENDALL, SECRETARY OF THE
AIR FORCE
Case Number:
19-281 (RBK)(AMD)
Defendant.
Jury Verdict. This action came before the Court for a trial by jury. The issues have been tried and the jury
□ has
rendered its verdict.
Decision by Court. This action came to trial or hearing before the Court. The issues have been tried or
X heard and a decision has been rendered.
IT IS ORDERED AND ADJUDGED that judgment of no cause of action is entered in favor of Defendant Frank
Kendall, Secretary of the Air Force; and against Plaintiff Steven D’Agostino.
Date:
August 4. 2022
s/Robert B. Kugler
United States District Judge
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NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 22-2835
STEVEN D’AGOSTINO,
Appellant
v.
SECRETARY UNITED STATES AIR FORCE
On Appeal from the United States District Court
for the District of New Jersey
(D.C. Civil Action No. l:19-cv-00281)
District Judge: Honorable Robert B. Kugler
Submitted Pursuant to Third Circuit LAR 34.1(a)
March 20, 2024
Before: BIBAS, PORTER, and MONTGOMERY-REEVES, Circuit Judges
(Opinion filed: March 21, 2024)
a
OPINION*
PER CURIAM
* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
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Pro se appellant Steven D’Agostino appeals a judgment entered by the District
Court after a bench trial in his action against his former employer, the Secretary of the
Air Force (the Air Force). We will affirm.
I.
The factual recitation that follows is drawn from the findings made by the District
Court at the conclusion of the bench trial.
D’Agostino was hired to be a “Visual Information Specialist” with the Marketing
Department of the Air Force’s 87th Force Support Squadron, a non-appropriated fund
instrumentality (“NAFI”) located at Joint Base McGuire Dix in Lakehurst, New Jersey.2
. He was subject to a twelve-month probationary period.
D’Agostino told the Air Force at the time of hiring that he suffered from a sleep
disorder. He was permitted to start each workday at 10:00 a.m. rather than the standard
(7:30 a.m.) time. Despite that, D’Agostino exhibited a pattern of arriving late, leaving
early, and being absent from the office during core working hours, all without notice to
■ his team. Not unrelated: There were multiple instances in which the amount of
l
Insofar as we relate these findings, we have determined that they are not clearly
erroneous. Cf. VICI Racing. LLC v. T-Mobile USA, Inc.. 763 F.3d 273, 282-83 (3d Cir.
2014) (“On appeal from a bench trial, our court reviews a district court’s findings of fact
for clear error and its conclusions of law de novo. * * * ‘To the extent that the District
Court’s conclusions rested on credibility determinations, our review is particularly
deferential.’”) (citations omitted).
2 NAFIs are “established to generate and administer non-appropriated funds for programs
and services contributing to the mental and physical well-being of Department of Defense
personnel and their dependents.” 32 C.F.R. § 756.2(a).
2
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D’Agostino’s biweekly paycheck differed from the amount he believed he was owed for
the pay period.
Other problems marked D’Agostino’s employment with the Air Force. Once, he
took a government van home without authorization. On another occasion, he left the
department’s website inoperable at the end of the day. Additionally, after a special event .
at the base, a coworker detailed in a report that D’Agostino had been late, reluctant to
help, quick to complain, and generally unreliable.
Roughly halfway through D’Agostino’s probationary period, his supervisor had
seen enough. The supervisor sought guidance from the Human Resources department
about terminating D’Agostino and, the next month, began drafting a document to effect
termination. The following day, D’Agostino confronted his supervisor about an alleged
pay discrepancy and surreptitiously recorded their conversation. During the meeting,
D’Agostino raised his voice and said he would file a grievance if the pay issue was not
fixed. The supervisor subsequently emailed the Human Resources department, requesting
permission to terminate D’Agostino.
Four days after that, D’Agostino filed an EEO complaint. A day later, D’Agostino
received his notice of termination. The notice set forth that D’Agostino was being
terminated due to multiple late arrivals, failing to keep his department apprised of his
whereabouts, and not working well with others.
D’Agostino’s EEO complaint was dismissed by the agency. He then filed in the
District Court a pro se complaint against the Air Force, the U.S. Department of Defense,
the U.S. Army, and several former supervisory employees. D’Agostino raised claims of
3
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wrongful termination, discriminatory refusal to rehire, hostile work environment, and
*■ civil conspiracy. D’Agostino also claimed, under unspecified law, that he was owed $273
in unpaid wages (the backpay claim). D’Agostino alleged a causal connection between
the Air Force’s adverse employment actions on the one hand, and his sleep disorder and
filing of an EEO grievance on the other.
Some of D’Agostino’s claims fell prey to a Rule 12(b) motion to dismiss, others to
a motion for summary judgment. Two claims against the Air Force survived to be tested
- at trial: a claim for retaliatory discharge under § 504 of the Rehabilitation Act of 1973, 29
U.S.C. § 794 (the § 504 retaliation claim), and the backpay claim. At the close of a bench
trial, the District Court entered judgment in favor of the Air Force, having asserted
jurisdiction over the backpay claim under the Little Tucker Act, 28 U.S.C. § 1346(a)(2).3
D’Agostino appealed.
After the parties filed their briefs, the Clerk of this Court ordered supplemental
briefing on whether the Little Tucker Act deprives this Court of jurisdiction over the
appeal. Cf 28 U.S.C. § 1295(a)(2) (providing that the Federal Circuit “shall have
exclusive jurisdiction” over an appeal from a district court if the “jurisdiction of that
court was based, in whole or in part,” on a non-tax provision of the Little Tucker Act).
The Air Force argued in its supplemental brief that the Federal Circuit has
jurisdiction over this appeal insofar as “the district court’s jurisdiction was based in part
3 The Little Tucker Act gives federal district courts jurisdiction, concurrent with that of
the U.S. Court of Federal Claims, over federal-law claims seeking $10,000 or less in
damages against the United States.
4
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on the Little Tucker Act.” Doc. 40 at 5. D’Agostino, meanwhile, opined that it is not
clear where appellate jurisdiction lies, though he “lean[s] toward” the Federal Circuit.
Doc. 41 at 5. At the same time, D’Agostino stands by his position “that the Tucker Act
should not have been involved, because I had never pleaded my cause of action for the
unpaid wages as a breach of contract.” Doc. 41 at 4.
II.
Whether we can exercise jurisdiction here depends on whether the District Court’s
exercise of Little Tucker Act jurisdiction was proper. If it was, we must transfer the
appeal to the Federal Circuit. See 28 U.S.C. § 1295(a)(2); Bedrosian v. IRS. 912 F.3d
144, 150 (3d Cir. 2018). If it was not proper, we can resolve this appeal on the merits.
We have jurisdiction to decide this question of our and the District Court’s
jurisdiction. See Zum Indus.. LLC v. Allstate Ins. Co.. 75 F.4th 321, 326 (3d Cir. 2023)
(“We always have jurisdiction to determine our own jurisdiction.”); Smith v. Orr. 855
F.2d 1544, 1547 (Fed. Cir. 1988) (“Congress, pursuant to 28 U.S.C. § 1295, did not
remove the power from all other circuits to decide for themselves whether jurisdiction of
the district courts in given cases was based on the Little Tucker Act.”). After setting forth
general principles governing our inquiry, we assess whether there is a viable connection
between D’Agostino’s backpay claim and a source of federal substantive law, ultimately
concluding that there is not. The consequence of that conclusion is a determination that
the Little Tucker Act did not provide the District Court with a means to exercise
jurisdiction over the backpay claim.
5
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To start: The Little Tucker Act effects a waiver of the immunity from suit
generally enjoyed by the United States, see FDIC v. Meyer, 510 U.S. 471, 475 (1994), in
the case of federal-law claims for which $10,000 or less in damages is sought, see 28
!L.
U.S.C. § 1346(a)(2) (predicating Little Tucker Act jurisdiction on claimed violations of
• “the Constitution, or any Act of Congress, or any regulation of an executive department,
or .. . any express or implied contract with the United States”)- The Little Tucker Act
does not itself create a private right of action. See United States v. Mitchell, 463 U.S.
206, 216-17 (1983). So a separate source of federal law must be identified. See United
States v. Testan. 424 U.S. 392, 398 (1976).
In locating that source of law in D’Agostino’s case, we are not bound by the
parties’ characterizations of the backpay claim below. See Chandler v. U.S. Air Force,
' 272 F.3d 527, 529 (8th Cir. 2001); cfi Hahn v. United States. 757 F.2d 581, 587 (3d Cir.
1985) (“We may, on appeal, consider whether jurisdiction was proper on grounds—such
as the Tucker Act—not asserted below.”).4 That said, we have considered the three
4
D’Agostino’s operative pleading did not tie his backpay claim to a body of substantive
law; it asserted instead that the action was predicated on violations of, inter alia,
“common law, both tort and contract.” DC ECF No. 10 at 1. Early on in the litigation,
though, there appeared to be a consensus forming around New Jersey state law as the
source of substantive law animating the backpay claim. For example, in denying the Air
Force summary judgment on that claim, the District Court said this: “Plaintiff seeks
recompense for hours he purportedly worked without pay. The parties appear to agree
that this claim falls under New Jersey state law.” DC ECF No. 42 at 24. Things changed
when trial drew near and the Air Force, looking to strike D’Agostino’s jury demand,
argued that the backpay claim was “more appropriately characterized as a [federal-law]
breach of contract [claim] arising from his terms and conditions of his employment as set
forth in” an Air Force procedural manual. DC ECF No. 50 at 6. D’Agostino argued in
response that he could “recover my unpaid wages under either N.J. state law, which this
Court would have supplemental / pendent jurisdiction to hear, and/or also under the Fair
6
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possible ways to situate the backpay claim in federal substantive law (and the Little
Tucker Act as a result) that the parties and District Court have heretofore identified: (1)
supplemental jurisdiction under 28 U.S.C. § 1367; (2) the Fair Labor Standards Act, 29
U.S.C. § 201 et seq.; and (3) breach of contract, with the contract being the Air Force
' Manual 34-310 (the Manual).5 Ultimately, none of these ways supports a viable
construction of the backpay claim.
Initially, D’Agostino’s reliance on § 1367 can be dismissed out of hand.
Supplemental jurisdiction does not transform state-law claims into federal ones, including
for purposes of the Little Tucker Act. See Pershing Div. of Donaldson. Lufkin & Jenrette
Sec. Corp. v. United States. 22 F.3d 741, 744 (7th Cir. 1994) (agreeing with “cases from
' other circuits”—including our decision in Hahn, supra—“which found that an express
limitation embodied in the Tucker Act cannot be overcome by supplemental
jurisdiction”): see also Dia Nav. Co. v. Pomeroy. 34 F.3d 1255, 1267 (3d Cir. 1994).
Also unavailing is D’Agostino’s reliance on the FLSA. For jurisdiction under the
Little Tucker Act to be permissible under the FLSA route, D’Agostino would have had to
make a “nonfrivolous assertion” that he is “within the class of plaintiffs entitled to
recover” under that law. Jan’s Helicopter Serv., Inc, v. FAA. 525 F.3d 1299, 1307 (Fed.
Labor Standards Act (FLSA).” DC ECF No. 60 at 3 (internal citations omitted). The
District Court agreed with the Air Force “that the unspecified unpaid wages claim is best
understood as a contract claim for which the government waives its sovereign immunity
under the Little Tucker Act.” DC ECF No. 87 at 2.
5 The Manual has been described as establishing “the procedures for managing and
administering employees of [NAFIs], which includes civilian employees.” Kelsey v.
Donley. DC Civ. No. 09-cv-21125, 2010 WL 1768577, at *3 (S.D. Fla. May 4, 2010).
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Cir. 2008); see also Solano v. United States. 164 Fed. Cl. 792, 796 (Feb. 28, 2023). But
■ he could not have done so, because ordinary claims for back wages are indisputably noncognizable. See Davis v. Abington Mem’l Hosp.. 765 F.3d 236, 244 (3d Cir. 2014).
The Manual, relied on by the Air Force and the District Court, requires only
; slightly greater attention. It is presumed that federal employees are appointed, rather than
. contracted with, by the Government. See Chu v. United States. 773 F.2d 1226, 1229
(Fed. Cir. 1985) (observing the “well-established principle that, absent specific
legislation, federal employees derive the benefits and emoluments of their positions from
appointment rather than from any contractual or quasi-contractual relationship with the
government.”); see also Kizas v. Webster. 707 F.2d 524, 538 (D.C. Cir. 1983). The
appointment/contract distinction may be dispositive of the jurisdictional issue insofar as
an appointed employee in the usual circumstance does not have an employment contract
with the Government, and thus does not possess a contract-based cause of action covered
by the Little Tucker Act. See, e.g.. Army & Air Force Exch. Serv. v. Sheehan, 456 U.S.
728, 739—41 (1982) (denying Tucker Act jurisdiction over appointed Army employee’s
breach of contract claim); United States v. Hopkins. 427 U.S. 123, 129-30 (1976) (per
curiam) (holding that Tucker Act confers no jurisdiction over appointed civilian Army
employee’s claim for breach of employment contract); cf Shaw v. United States. 640
F.2d 1254, 1260 (Ct. Cl. 1981) (“Plaintiff may not base his theory of recovery on contract
law since he was a federal employee.”).
D’Agostino does not attempt to direct our attention to any evidence or statute or
regulation indicating that his employment with the Air Force was rooted in contract
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‘ rather than appointment. The Air Force and the District Court cited the Manual as
supporting the notion that D’Agostino had a contractual relationship with the Air Force,
but the Manual does no such thing. Rather, the Manual makes clear many times over that
■ the typical NAF employee like D’Agostino is appointed to his position, see, e.g., Supp.
’ App. 447-50, 490 (§§ 1.4, 1.5, 1.7.1, 4.3.6), most notably by describing his employment
status with reference to 5 U.S.C. § 2105(c)(1) (providing that NAF personnel are
“employee[s]” under 5 U.S.C. § 2105(a)—i.e., they are “appointed in the civil service”—
with the qualification that they are not subject to many of “the laws administered by the
Office of Personnel Management”).
For all of those reasons, it was error for the District Court to exercise Little Tucker
Jurisdiction over the backpay claim. The claim should have instead been construed as one
arising under New Jersey’s wage-and-hour regime, see, e.g., N.J. Stat. Ann. § 34:11-4.1
et seq.: N.J. Stat. Ann. § 34:1 l-56a etseg.,—as it had been for a good chunk of the
litigation—and dismissed on grounds of sovereign immunity. On that alternative ground,
■ the District Court’s dismissal of the backpay claim will be affirmed.
III.
With our appellate jurisdiction under 28 U.S.C. § 1291 secure, we now turn to the
merits of D’Agostino’s appeal. And, preliminarily, we must observe that D’Agostino has
forfeited a number of merits issues by presenting them only in a cursory manner,
including instances in which he merely references filings in the District Court. See Fed.
R. App. P. 28(a); Kost v. Kozakiewicz, 1 F.3d 176, 182 (3d Cir. 1993): see also Laborers’
Int’l Union of N. Am., AFL-CIO v. Foster Wheeler Energy Corp., 26 F.3d 375, 398 (3d
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Cir. 1994) (stating that parties forfeit review of issues by making only passing reference
to the issues in their opening briefs); United States v. Gonzalez, 905 F.3d 165, 206 n.18
(3d Cir. 2018) (noting that mere reference to district court documents does not equate to
properly raising an issue on appeal). Nevertheless, we have reviewed the record and are
satisfied that D’Agostino’s arguments on appeal all lack merit, for substantially the
reasons given in the District Court’s various opinions. We elaborate only as follows.
First, we discern no error in the District Court’s case-management rulings. For
example, we agree that the Air Force’s cross motion for summary judgment was timely
because it was filed by the District Court-imposed deadline for dispositive motions and
served on D’Agostino afterward, which, contraiy to his argument, was consistent with
Fed. R. Civ. P. 5(d). See Fed. R. Civ. P. 5(d) advisory committee’s note to 2018
amendment (clarifying that “it is proper to file a paper before it is served”). In addition,
the District Court’s decision to terminate both parties’ initial summary judgment motions
and reset the motion schedule was squarely within its discretion; ensuring a complete
record for resolution of the motions, moreover, did not prejudice either party. See Fed. R.
Civ. P. 56(e); see also In re Fine Paper Antitrust Litig.. 685 F.2d 810, 817-18 (3d Cir.
1982) (according district courts great deference on matters of case management and
deeming interference appropriate only upon the clearest showing of actual and substantial
prejudice).
Additionally, we discern no error in the District Court’s decision to grant summary
judgment to the Air Force on D’Agostino’s hostile-work-environment claim.
D’Agostino’s evidence of his coworkers’ slights—allegedly ignoring his birthday,
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excluding him from social conversations, not saying hello or “god bless you” to him, and
so forth—do not come close to constituting intimidation, ridicule, or insult that is so
severe or pervasive that it created an objectively abusive workplace. See Harris v.
i; Forklift Svst.. Inc.. 510 U.S. 17, 21 (1993).
We also discern no error in the District Court’s decision to conduct a bench trial
on D’Agostino’s retaliation claim under tire Rehabilitation Act.6 The only remedies
available for such claims, see 29 U.S.C. § 794a(a) (incorporating 42 U.S.C. § 2000e5(g)(1)), are equitable in nature, see Israelitt v. Enter. Servs. LLC. 78 F.4th 647, 660 (4th
Cir. 2023) (holding that because § 2000e-5(g)(l) prescribes “only” equitable remedies,
. “ADA-retaliation plaintiffs are not entitled to legal damages.”); Alvarado v. Cajun
Operating Co.. 588 F.3d 1261, 1270 (9th Cir. 2009) (samel: Kramer v. Banc of Am. Sec..
LLC. 355 F.3d 961, 965 (7th Cir. 2004) tsamek cf. Richerson v. Jones. 551 F.2d 918,
926 (3d Cir. 1977). So D’Agostino was not guaranteed a jury trial. See Cox v. Keystone
Carbon Co.. 861 F.2d 390, 392 (3d Cir. 1988) (“Where the particular remedial section in
the statute provides for only equitable remedies then no right to a jury trial exists.”).
Furthermore, and having examined the record as a whole, we conclude that there
is no merit to D’Agostino’s contention-that the District Judge improperly participated in
the bench trial. It was well within the District Judge’s discretion to question witnesses,
: and he did not stray improperly into taking on an advocacy role. See Fed. R. Evid. 614(b)
6 Based on our conclusion above that the District Court lacked jurisdiction under the
Little Tucker Act over the backpay claim, we have no need to decide whether a jury trial
was required for that claim. But the answer to the question seems fairly obvious from the
text of 28 U.S.C. §2402.
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& annotation. Beyond the fact that D’Agostino failed to contemporaneously object in
•
*■.
r
;; relevant instances, the District Judge’s sporadic interjections and clarifications were
; directed at both parties, did not prejudice either party on balance, and were indicative of a
'l-
permissible search for truth in the context of a bench trial. See United States v. Wilenskv.
v 757 F.2d 594, 597 (3d Cir. 1985) (internal citations omitted) (explaining that the trial
v judge is not forbidden from participating in the conduct of a trial since “a trial is not a
„ contest but a search for the truth so that justice may be properly administered”).
Finally, we discern no error, let alone clear error, in any of the District Court’s
factual findings underpinning its resolution of the § 504-retaliation claim. And because
v those findings confirm that any protected activity D’Agostino engaged in was
unconnected to his termination, the “no cause” verdict was, contrary to D’Agostino’s
- insistence, warranted. See Lauren W. ex rel. Jean W. v. DeFlaminis. 480 F.3d 259, 267
(3d Cir. 2007) (explaining that an element of a § 504-retaliation claim is “that there was a
causal connection between the protected activity and the retaliatory action” and, further,
that “[a] defendant may defeat the claim of retaliation by showing that it would have
taken the same action even if the plaintiff had not engaged in the protected activity”).
Accordingly, for the reasons given above, we will affirm the judgment of the
District Court. D’Agostino’s pending motions are denied.
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UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 22-2835
STEVEN D’AGOSTINO,
Appellant
v.
SECRETARY UNITED STATES AIR FORCE
(D. N.J. No. l:19-cv-00281)
SUR PETITION FOR REHEARING
Present: CHAGARES, Chief Judge, JORDAN, HARDIMAN, KRAUSE, RESTREPO,
BIBAS, PORTER, MATEY, PHIPPS, FREEMAN, MONTGOMERY-REEVES, and
CHUNG, Circuit Judges
The petition for rehearing filed by appellant in the above-entitled case having been
submitted to the judges who participated in the decision of this Court and to all the other
available circuit judges of the circuit in regular active service, and no judge who
concurred in the decision having asked for rehearing, and a majority of the judges of the
circuit in regular service not having voted for rehearing, the petition for rehearing by the
panel and the Court en banc, is denied.
BY THE COURT,
s/ David J. Porter
Circuit Judge
Date: August 8, 2024
PDB/cc: Steven D’Agostino
All Counsel of Record
Additional material
from this filing is
available in the
Clerk's Office.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.