Amicus Curiae Brief — David Asa Villarreal, Petitioner v. Texas
Supreme Court briefJun 10, 2025
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No. 24-557
IN THE
Supreme Court of the United States
__________
DAVID ASA VILLARREAL,
Petitioner,
v.
TEXAS,
Respondent.
__________
On Writ of Certiorari to the
Court of Criminal Appeals of Texas
__________
BRIEF OF LEGAL ETHICS SCHOLARS
AS AMICI CURIAE IN SUPPORT OF
PETITIONER
__________
MATTHEW S. HELLMAN
JENNER & BLOCK LLP
1099 New York Ave., NW
Suite 900
Washington, DC 20001
DAVID A. STRAUSS
SARAH M. KONSKY
Counsel of Record
JENNER & BLOCK
SUPREME COURT AND
APPELLATE CLINIC AT
THE UNIVERSITY OF
CHICAGO LAW SCHOOL
1111 E. 60th Street
Chicago, IL 60637
(773) 834-3190
konsky@uchicago.edu
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...........................................ii
INTEREST OF AMICI CURIAE .................................. 1
SUMMARY OF ARGUMENT ......................................... 3
ARGUMENT ....................................................................... 6
I. Banning Discussion of Testimony During
an Overnight Recess Jeopardizes the
Attorney’s Ability to Comply with Core
Professional Responsibilities. ...................................... 6
II. The Order Undermines the AttorneyClient
Privilege
and
Duty
of
Confidentiality by Chilling Full and Frank
Communication. ........................................................... 14
III. Concerns Underpinning the Trial Court’s
Order Could Be Addressed by Other Means
that Do Not Encroach on a Lawyer’s
Professional Responsibility Obligations. ................. 18
CONCLUSION ................................................................. 21
ii
TABLE OF AUTHORITIES
CASES
Beckham v. Commonwealth, 248 S.W.3d
547 (Ky. 2008) .......................................................... 19
Geders v. United States, 425 U.S. 80
(1976) ........................................... 3, 5, 6, 12, 18, 19, 20
Mudd v. United States, 798 F.2d 1509 (D.C.
Cir. 1986) .............................................................. 8, 11
Perry v. Leeke, 488 U.S. 272 (1989) ............... 12, 13, 17
Swidler & Berlin v. United States, 524 U.S.
399 (1998) ....................................................... 14-15, 16
United States v. Cobb, 905 F.2d 784 (4th Cir.
1990) ............................................................................ 9
United States v. Sandoval-Mendoza, 472
F.3d 645 (9th Cir. 2006) .......................................... 13
United States v. Santos, 201 F.3d 953 (7th
Cir. 2000) ............................................................ 11, 20
United States v. Zolin, 491 U.S. 554
(1989) ......................................................................... 15
Upjohn Co. v. United States, 449 U.S. 383
(1981) ......................................................................... 14
OTHER AUTHORITIES
61 Am. Jur. Trials 269, §§ 60–147.............................. 11
ABA, Criminal Justice Standards for the
Defense Function (4th ed 2017) ............................... 7
iii
ABA STANDING COMMITTEE ON ETHICS
AND PROFESSIONAL RESPONSIBILITY,
Formal Opinion 508: The Ethics of
Witness Preparation (Aug. 5, 2023) ............... 10, 18
Roberta K. Flowers, Witness Preparation:
Regulation of the Profession’s ‘Dirty
Little’ Secret, 38 HASTINGS CONST. L.Q.
1007 (2011) ................................................................ 10
Adam Liptak, Crossing a Fine Line on
Witness Coaching, N.Y. TIMES (Mar. 16,
2006) .......................................................................... 10
Model Rules of Professional Conduct (Am.
Bar Ass’n 2025)
Preamble .................................................................... 7
Model Rule 1.1 cmt. [5] ........................................... 10
Model Rule 1.2 ......................................................... 12
Model Rule 1.3 ........................................................... 7
Model Rule 1.3 cmt. [1] ............................................. 8
Model Rule 1.4(a)(4) ................................................ 12
Model Rule 1.4(b) .................................................... 12
Model Rule 1.4 cmt. [1] ...................................... 11-12
Model Rule 1.6(a) .................................................... 16
Model Rule 1.6 cmt. [15] ......................................... 17
Model Rule 2.1 ......................................................... 12
Model Rule 3.3 ........................................................... 9
Model Rule 3.3(a)(3) ................................................ 13
iv
Model Rule 3.3 cmt. [10] ......................................... 14
Restatement (Third) of the Law Governing
Lawyers § 68 cmt. c (2000) ..................................... 15
Restatement (Third) of the Law Governing
Lawyers § 68 cmt. d (2000) .................................... 17
Restatement (Third) of the Law Governing
Lawyers § 68 cmt. g (2000) .................................... 17
Restatement (Third) of the Law Governing
Lawyers § 116 cmt. b (2000) .................................. 11
INTEREST OF AMICI CURIAE1
Amici curiae are leading legal ethics scholars with
expertise regarding the rules, precedents, and other
authorities regarding the professional responsibility and
legal ethics obligations of lawyers. While this case
involves protection of crucial Sixth Amendment rights
of criminal defendants, it also implicates the professional
responsibility and legal ethics obligations of attorneys
representing clients at trial.
Amici have a professional interest in ensuring that
the Court is fully informed of the important professional
responsibility and legal ethics issues in this case.
Specifically, amici submit this brief to explain that the
trial court’s order in this case creates significant and
serious problems for attorneys attempting to satisfy
their professional responsibility and legal ethics
obligations under relevant authorities.
The amici2 are:
Professor Benjamin Barton, Helen and Charles
Lockett Distinguished Professor of Law, The University
of Tennessee College of Law
1
Pursuant to this Court’s Rule 37.6, counsel for amici curiae certify
that this brief was not authored in whole or part by counsel for any
party and that no person or entity other than amici curiae or their
counsel made a monetary contribution to preparation or submission
of this brief.
2
All amici join in their personal capacities only. The views
expressed herein are not authorized by, nor should be construed as
reflecting on, amici’s respective institutions, which did not provide
any resources used in the preparation of this brief.
2
Professor Susan Carle, Professor of Law, American
University Washington College of Law
Professor Scott L. Cummings, Robert Henigson
Professor of Legal Ethics and Faculty Director of the
Program on Legal Ethics and the Profession, UCLA
School of Law
Professor Bruce Green, Louis Stein Chair of Law,
Director of the Louis Stein Center for Law and Ethics,
Fordham University School of Law
Professor Stephen Gillers, Elihu Root Professor of
Law Emeritus, New York University School of Law
Professor Renee Knake Jefferson, Doherty Chair in
Legal Ethics & Professor of Law, University of Houston
Law Center
Professor Leslie Levin, Hugh Macgill Professor of
Law, University of Connecticut School of Law
Professor David J. Luban, Distinguished University
Professor, Professor of Law and Philosophy,
Georgetown University Law Center
Professor Russell G. Pearce, Edward & Marilyn
Bellet Chair in Legal Ethics, Morality, and Religion,
Fordham University School of Law
Professor Abbe Smith, Scott K. Ginsburg Professor
of Law, Georgetown University Law Center
Professor Ann Southworth, Professor of Law,
University of California, Irvine, School of Law
Professor Eli Wald, Charles W. Delaney Jr.
Professor of Law, University of Denver Sturm College
of Law
3
SUMMARY OF ARGUMENT
As Mr. Villarreal’s opening brief correctly explains,
the trial court’s order prohibiting Mr. Villarreal and his
counsel from discussing his testimony during an
overnight recess in the trial violated Mr. Villarreal’s
Sixth Amendment right to counsel. See Pet’r Br. at 13–
40. The trial court’s order also is problematic for a
distinct, but related, reason: it interferes with and chills
counsel’s ability to fulfill their professional responsibility
and legal ethics obligations.
1. Criminal defense lawyers have a multitude of
professional responsibility and ethical duties to their
clients during a criminal trial. These duties span from
advising clients about developments in the case, to
consulting with clients about strategy issues, to
addressing false statements in the clients’ testimony.
These professional responsibility and ethical duties are
set forth in a multitude of rules, precedents, and other
authorities.
2. As this Court has recognized, an overnight
recess during a criminal trial is a particularly crucial
juncture for lawyers’ duties to their clients. “[Overnight]
recesses are often times of intensive work, with tactical
decisions to be made and strategies to be reviewed . . . .
At the very least, the overnight recess during trial gives
the defendant a chance to discuss with counsel the
significance of the day’s events.” Geders v. United
States, 425 U.S. 80, 88 (1976).
3. A trial court’s order prohibiting lawyers and
their client from discussing the client’s testimony during
an overnight recess raises significant legal ethics and
4
professional responsibility problems. Such an order both
impedes and chills required communications between
lawyers and their clients, including time-sensitive
communications pertinent to case development and
strategy. Moreover, for the trial court’s order to have
any teeth, courts would need to examine confidential and
privileged conversations between lawyers and their
clients. As such, it also threatens the confidentiality of
privileged conversations between lawyers and their
clients.
There is not a clear dividing line between attorneyclient conversations about ongoing testimony and
attorney-client conversations about other trial
preparation. Rather, in practice, discussions about trial
strategy and evidentiary developments often bleed into
conversations about a client’s testimony. As a result, an
order like the one in this case could deter lawyers from
having important conversations that are ethically
permitted or even required—from conversations about
the effect of the testimony on trial strategy, to
conversations about new information raised in the
testimony. A rule that fails to account for the
intertwined nature of testimony and other subjects
therefore risks chilling important communication,
leaving lawyers in a difficult position as they attempt to
comply with their professional obligations in the highpressure setting of an ongoing trial.
4. The trial court’s categorical order in this case is
neither necessary nor appropriate to meet its stated
objectives of preventing coaching or improper influence
on testimony. As this Court explained in Geders, an
attorney already is required to “observe the ethical
5
limits on guiding witnesses,” 425 U.S. at 90, and “must
respect the important ethical distinction between
discussing testimony and seeking improperly to
influence it,” id. at 90 n.3.
And as the facts of this case illustrate, specific
concerns about coaching or improper influence on
testimony can be addressed by far less restrictive means
that do not raise the same legal ethics problems. The
defendant in this case began his direct testimony just
before noon, but about an hour later (while the direct
testimony was still ongoing), the trial court recessed the
case until the next day. See Pet. App. 5a. The trial court
could have, for example, scheduled the defendant’s
testimony to proceed without interruption, or reminded
counsel of their professional responsibility and legal
ethics obligations during breaks in testimony. And the
prosecution remained free to challenge the defendant’s
testimony on cross-examination.
The overnight recess is a structural feature of an
adversarial trial—not a luxury. When courts interfere
with attorney-client communication during this period,
they compromise the integrity of the defense function at
precisely the moment when it is most needed.
6
ARGUMENT
I. Banning Discussion of Testimony During an
Overnight Recess Jeopardizes the Attorney’s
Ability to Comply with Core Professional
Responsibilities.
Overnight breaks in a criminal trial—like the
approximately 24-hour overnight break in this case, see
Pet. App. 5a, 8a—serve as critical windows during which
defense counsel must carry out significant professional
duties to their client. The Supreme Court recognized the
unique importance of such recesses in Geders:
It is common practice during [overnight] recesses
for an accused and counsel to discuss the events
of the day’s trial. Such recesses are often times of
intensive work, with tactical decisions to be made
and strategies to be reviewed. The lawyer may
need to obtain from his client information made
relevant by the day’s testimony, or he may need
to pursue inquiry along lines not fully explored
earlier. At the very least, the overnight recess
during trial gives the defendant a chance to
discuss with counsel the significance of the day’s
events.
425 U.S. at 88. Moreover, such exchanges during trial
are particularly critical because defendants are
ordinarily “ill-equipped to understand and deal with the
trial process without a lawyer’s guidance.” Id.
Beyond the concerns raised by any restriction on
attorney-client communication during an overnight
recess, a specific ban on discussing testimony strikes at
the core of a defense lawyer’s professional obligations.
7
Of course, as discussed further below, lawyers have an
ethical duty not to “coach” a witness, and that duty
applies both before and during the witness’s testimony.
See Section III infra. But at the same time, lawyers have
critical responsibilities that require or may require
discussion of testimony. Conversations about testimony
are intertwined with lawyers’ responsibilities to advise
their client, adapt trial strategy, and correct errors.
Forcing lawyers to avoid discussion pertaining to
testimony prevents and chills them from fulfilling key
duties under the applicable rules of legal ethics and
professional responsibility, as exemplified by the
American Bar Association Model Rules of Professional
Conduct (Am. Bar Ass’n 2025) (“Model Rules”).
1. Duty of Zealous Advocacy. First and foremost, the
kind of ban at issue here impedes a lawyer’s duty to act
as a zealous advocate. As the Preamble to the Model
Rules makes clear, a lawyer is expected to “zealously
assert[] the client’s position” and “protect and pursue
[their] legitimate interests.” Model Rules, Preamble
¶¶ 2, 9. This responsibility is codified in Rule 1.3, which
requires that lawyers “act with reasonable diligence and
promptness in representing a client.” Model Rule 1.3
(emphasis added); see also ABA, Criminal Justice
Standards for the Defense Function 4-1.3(d), (f) (4th ed
2017) (ongoing duties of defense counsel to
“communicate and keep the client informed and advised
of significant developments and potential options and
outcomes” and “continually evaluate the impact that
each decision or action may have at later stages,
including trial, sentencing, and post-conviction review”).
And the comments to Model Rule 1.3 further reiterate
8
that a lawyer must act “with zeal in advocacy upon the
client’s behalf.” Model Rule 1.3 cmt. [1].
As Rule 1.3 recognizes, trial advocacy is interactive
and reactive. Lawyers rely on overnight recesses to
assess the events of the day and determine how best to
proceed. These assessments cannot be made in a
vacuum. They require input from the client and
communication that will inevitably touch on testimony.
Discussions about case facts and strategy can often
overlap with matters raised in testimony, making it
difficult to draw clean, real-time lines between the two.
As Judge Yeary’s concurrence below aptly highlights,
“[t]he line between defense counsel conferring with his
client about the content and direction of his ongoing
testimony and conferring about the derivative effects of
that ongoing testimony is a nebulous one at best.” Pet.
App. at 19a (alteration and internal quotation marks
omitted); see also Mudd v. United States, 798 F.2d 1509,
1512 (D.C. Cir. 1986) (Mikva, J.) (“Consultation between
lawyers and clients cannot be neatly divided into
discussions about ‘testimony’ and those about ‘other’
matters.”). Thus, “an order such as the one in this case
can have a chilling effect on cautious attorneys, who
might avoid giving advice on non-testimonial matters for
fear of violating the court’s directive.” Mudd, 798 F.2d
at 1512.
Suppose the defendant makes a statement on the
stand that diverges from prior accounts or provides
information that is new to his counsel. To be an effective
advocate, counsel must seek clarification and determine
whether additional facts need to be developed or
explained the next day. Without that opportunity,
9
counsel cannot respond to shifting terrain to best
represent his client. Moreover, facts raised in testimony
can prompt further investigation or adjustments to the
defense theory. This kind of preparation is part and
parcel of the lawyer’s role in preparing the case at trial,
as well as preparing his witnesses to give accurate
testimony. In addition, as discussed further below, if the
defendant has presented testimony that counsel knows
or suspects to be untrue, counsel may be obligated to
discuss that testimony with his client. See Model Rule
3.3. When a lawyer is prohibited from discussing these
critical matters for a full 24 hours while the trial is
ongoing, a lawyer cannot fulfill the promise of diligent
and prompt representation to the client.
Thus, as the Fourth Circuit has explained:
To remove from [the defendant] the ability to
discuss with his attorney any aspect of his
ongoing testimony effectively eviscerate[s] his
ability to discuss and plan trial strategy. To hold
otherwise would defy reason. How can competent
counsel not take into consideration the testimony
of his client in deciding how to try the rest of the
case?
United States v. Cobb, 905 F.2d 784, 792 (4th Cir. 1990)
(“We have no difficulty in concluding that the trial
court’s order, although limited to discussions of [the
defendant’s] ongoing testimony, effectively denied him
access to counsel.”).
2. Duty of Competent Representation. The ethical
conundrum created by the trial court’s order also
implicates a lawyer’s core duty of competent
10
representation under Model Rule 1.1. See also Model
Rule 1.1 cmt. [5] (discussing duties of thoroughness and
preparation).
Testimony is the centerpiece of many defense
strategies. Per the American Bar Association,
“[p]reparing a witness or a client to testify . . .—or in
some situations providing a client or witness with
midstream guidance during the testimonial process—is
such a familiar component of a lawyer’s trial-advocacy
repertoire that it needs little introduction or
explanation.” ABA STANDING COMMITTEE ON ETHICS
AND PROFESSIONAL RESPONSIBILITY, Formal Opinion
508: The Ethics of Witness Preparation 1–2 (Aug. 5,
2023) (“Formal Opinion 508”) (emphasis added);
Roberta K. Flowers, Witness Preparation: Regulation
of the Profession’s ‘Dirty Little’ Secret, 38 HASTINGS
CONST. L.Q. 1007, 1007–08 (2011) (“Witness preparation
is considered by most criminal attorneys—prosecutors
and criminal defense attorneys alike—to be an essential
part of trial advocacy.” (footnotes omitted)). As a result,
“a lawyer’s failure to prepare and guide a witness would
in many situations violate the ethical duties of
competence and diligence.” Formal Opinion 508 at 11;
see also Adam Liptak, Crossing a Fine Line on Witness
Coaching, N.Y. TIMES (Mar. 16, 2006) (“[L]awyers often
spend hours preparing witnesses to testify, a practice
that is not only accepted but also generally considered
necessary. Lawyers have been punished for incompetent
representation for failing to interview and prepare
witnesses.”).
Discussions about testimony thus form the
cornerstone of a lawyer’s witness preparation
11
responsibilities. American Jurisprudence’s encyclopedia
on witness preparation, for example, catalogs nearly 100
granular issues a lawyer is ethically required or
encouraged to discuss with witnesses regarding trial
testimony. See Witness Preparation, 61 Am. Jur. Trials
269, §§ 60–147; see also Restatement (Third) of the Law
Governing Lawyers § 116 cmt. b (2000). While attorneys
always are obligated to draw the line between
impermissible coaching and required preparation,
attorneys may encounter situations in which applicable
rules require them to revisit required preparation over
a long recess—for example, to remind a client of his or
her duty to tell the truth while testifying, or to warn to
the client of questions that could raise self-incrimination
concerns or lead to the mention of excluded evidence.
See, e.g., United States v. Santos, 201 F.3d 953, 965 (7th
Cir. 2000) (Posner, J.); Mudd, 798 F.2d at 1512.
When courts prohibit attorneys from discussing
testimony with their clients for a full 24-hour period,
they prevent them from fulfilling a multitude of
responsibilities essential to competent and diligent
representation. Such a prohibition also creates a
nonsensical result: an attorney’s ethical preparation of
his client can occur in the days or hours before the start
of direct testimony, but not in the days or hours before
the resumption of direct testimony. This transforms
defense counsel from advocate to bystander.
3. Duty to Provide Information and Consult. By
cutting off communication about testimony, the trial
court’s order also interferes with Rule 1.4’s mandate
that lawyers keep clients reasonably informed and
consult with them about significant decisions. Model
12
Rule 1.4 cmt. [1] (“Reasonable communication between
the lawyer and the client is necessary for the client
effectively to participate in the representation.”). Rule
1.4 states, for example, that a lawyer “shall” “promptly
comply with reasonable requests for information” and
“explain a matter to the extent reasonably necessary to
permit the client to make informed decisions regarding
the representation.” Model Rule 1.4(a)(4), (b). Rule 1.2
further explains that a lawyer is obligated to “consult
with the client” regarding the client’s critical decisions
in a criminal case—including the objectives of the
representation and whether to enter a guilty plea. Model
Rule 1.2; see also Model Rule 2.1 (“In representing a
client, a lawyer shall exercise independent professional
judgment and render candid advice.”).
A lawyer may be obligated to use an overnight recess
to discuss with the client new concerns and tactical
considerations brought about by the day’s proceedings;
imposing a testimony-specific gag order deters this form
of “reasonable communication” required under Rules 1.2
and 1.4. Substantive exchanges between lawyer and
client may be necessary so that defense counsel can, for
example, “obtain from his client information made
relevant by the day’s testimony” and “pursue inquiry
along lines not fully explored earlier.” Geders, 425 U.S.
at 88.
As this Court further explained in Perry v. Leeke,
“normal consultation” between an attorney and client
during an overnight recess includes “matters that the
defendant does have a constitutional right to discuss
with his lawyer, such as the availability of other
witnesses, trial tactics, or even the possibility of
13
negotiating a plea bargain.” 488 U.S. 272, 284 (1989). The
Court acknowledged “such discussions will inevitably
include some consideration of the defendant’s ongoing
testimony.” Id. Indeed, it is difficult to see how a diligent
lawyer could competently carry out his trial obligations
without any discussion of testimony. See United States
v. Sandoval-Mendoza, 472 F.3d 645, 651 (9th Cir. 2006)
(“Indeed, it is hard to see how a defendant’s lawyer could
ask him for the name of a witness who could corroborate
his testimony or advise him to change his plea after
disastrous testimony, subjects Perry expressly says a
defendant has a right to discuss with his lawyer during
an overnight recess, without discussing the testimony
itself.”); see also Mudd, 798 F.2d at 1515 (Scalia, J.,
concurring) (“I agree with the majority that the District
Court’s order prohibiting defendant from discussing his
testimony with his attorney during a weekend recess
was not significantly less invasive of sixth amendment
rights than the order prohibiting all contact between a
defendant and his attorney during an overnight recess
in Geders v. United States.” (internal citation omitted)).
4. Duty of Candor. The extended ban on conferring
about testimony also raises concerns about a lawyer’s
duty of candor to the tribunal. Per Rule 3.3, if a lawyer’s
client “has offered material evidence and the lawyer
comes to know of its falsity, the lawyer shall take
reasonable remedial measures . . . .” Model Rule 3.3(a)(3).
In such cases, the Model Rules note that “the advocate’s
proper course is to remonstrate with the client
confidentially, advise the client of the lawyer’s duty of
candor to the tribunal and seek the client’s cooperation
with respect to the withdrawal or correction of the false
14
statements or evidence.” Model Rule 3.3 cmt. [10]
(emphasis added). Only when these remedial efforts fail
may a lawyer “reveal information that otherwise would
be protected” under the duty of confidentiality. Id.
The rules thus contemplate that a lawyer’s first
responsibility when faced with potentially false
testimony is to discuss that testimony with the client.
While a brief recess may not provide sufficient time to
assess falsity and persuade a client to correct the record,
a 24-hour recess certainly can. Prohibiting testimonyrelated communication during an extended break thus
impairs the lawyer’s ability to take reasonable remedial
measures, placing her in conflict with her duties to the
court under Rule 3.3.
II. The Order Undermines the Attorney-Client
Privilege and Duty of Confidentiality by Chilling
Full and Frank Communication.
Prohibiting defense counsel from discussing
testimony with his client during an overnight recess also
undermines the attorney-client privilege in both
principle and practice. As the Supreme Court
emphasized in Upjohn Co. v. United States, the purpose
of the privilege is to “encourage full and frank
communication between attorneys and their clients.” 449
U.S. 383, 389 (1981). There, the Court warned that “an
uncertain privilege, or one which purports to be certain
but results in widely varying applications by the courts,
is little better than no privilege at all.” Id. at 393. As a
prophylactic rule, the attorney-client privilege thus
accepts the risk of error and injustice in individual cases
in favor of the values that the privilege protects. See
Swidler & Berlin v. United States, 524 U.S. 399, 403–11
15
(1998) (holding that the attorney-client privilege
survives a client’s death, even if another defendant is
deprived of exculpatory evidence).
The privilege protects all communications between
privileged persons, made in confidence, for the purpose
of seeking or rendering legal advice. Restatement
(Third) of the Law Governing Lawyers § 68 cmt. c (2000).
This will almost invariably reach conversations between
an attorney and his client during a 24-hour recess.
To start, a trial court’s attempt to enforce the order
in this case could implicate the confidentiality of
privileged communications. For example, a trial court’s
questions to an attorney about his overnight
communications with his client are likely to implicate
communications that are privileged and confidential,
especially given that discussions of trial strategy cannot
be neatly cordoned off from statements that might in
some way implicate the defendant’s testimony. This
could raise a multitude of questions about the extent to
which, and the grounds upon which, privileged and
confidential attorney-client communications could be
subject to disclosure. See, e.g., United States v. Zolin,
491 U.S. 554, 574–75 (1989) (in-camera review to assess
whether allegedly privileged communications fell within
federal crime-fraud exception). But in any event, for the
trial court’s order in this case to have any teeth, the trial
court would need to engage in the very scrutiny of client
communications that the privilege is meant to ward off.
While Texas argues that “the trial court [in this case]
assured counsel that petitioner’s ‘attorney-client
privilege is safe,’” Brief in Opp. at 27, citing Pet. App. 8a,
16
that “assurance” is not easily reconciled with the trial
court’s order.
Even if the trial court does not ultimately compel
disclosure of privileged communications, the mere risk
that such conversations may be scrutinized in court
chills open communication and compromises the
attorney’s ability to provide effective assistance. By
opening the door to possible exposure of these
communications in court, client and counsel alike are left
uncertain about what they can safely share. This kind of
self-censorship is precisely what the attorney-client
privilege seeks to prevent. As this Court has explained,
rules that create uncertainty about the privilege’s scope
undermine its function even when the client cannot show
prejudice. Swindler, 524 U.S. at 406–10. The harm stems
from the mere existence of a rule that places attorneys
in conflict with their ethical duties and causes clients to
second-guess what information they choose to disclose.
And defense counsel thus faces an impossible choice
between complying with court demands and upholding
ethical obligations to his client.
The Model Rules of Professional Conduct have
codified these same principles. Rule 1.6 states that “[a]
lawyer shall not reveal information relating to the
representation of a client unless the client gives
informed consent . . . .” Model Rule 1.6(a). While
disclosure of confidential information may be permitted
pursuant to a court order, the Rules make clear that this
does not absolve the lawyer of the duty to resist
disclosure. To the contrary, the comments to Rule 1.6
instruct lawyers to still “assert on behalf of the client all
nonfrivolous claims that the order is not authorized by
17
other law or the information is protected against
disclosure by the attorney-client privilege.” Model Rule
1.6 cmt. [15]. By urging lawyers to defend confidentiality
even when exceptions apply, the Model Rules
underscore that protecting client confidences is an
unshakeable ethical mandate.
Texas also claims that Perry v. Leeke, 488 U.S. 272
(1989), forecloses any privilege concerns, arguing that
there is “no logical reason why the attorney-client
privilege would be safe in [a brief recess] but imperiled
during longer ones.” Brief in Opp. at 27–28. But courts
could enforce Perry’s conferral ban without prying into
the contents of any conversation between attorney and
client, because the ban in that case was a complete
restriction on all communications. Because the attorneyclient privilege only protects the substance of a
discussion, the privilege would not have shielded the
underlying fact of whether a discussion took place. See,
e.g., Restatement (Third) of the Law Governing Lawyers
§ 69 cmts. d, g (2000). Here, in contrast, enforcing a
testimony-specific restriction requires the court to
determine whether the attorney and client discussed a
particular subject matter, necessarily revealing the
contents of their communications.
In short, the sanctity of the attorney-client
relationship depends on a zone of trust where clients can
speak freely. The trial court’s order in this case erodes
that trust and, at a minimum, chills protected
communications.
18
III. Concerns Underpinning the Trial Court’s Order
Could Be Addressed by Other Means that Do Not
Encroach
on
a
Lawyer’s
Professional
Responsibility Obligations.
Texas asserts that the trial court’s order in this case
is necessary to “protect the truth-seeking function.” See,
e.g., Brief in Opp. at i, 22. The applicable rules of
professional responsibility underscore that this is
wrong.
1. The rules of professional responsibility already
protect the truth-seeking function by prohibiting
witness coaching, whether it occurs before or during a
witness’s testimony. “Counseling a witness to give false
testimony or assisting a witness in offering false
testimony, for example, is a violation of at least Model
Rule 3.4(b).” Formal Opinion 508 at 1. “Such conduct
might also constitute assisting the client to engage in
conduct that the lawyer knows is criminal, i.e., perjury,
in violation of Model Rule 1.2(d), as well as offering false
evidence in violation of Model Rule 3.3(a)(3).” Id. at 4
n.16.
Indeed, this Court in Geders recognized that rules
governing attorney professional responsibility already
address attorneys’ improper attempts to influence
witnesses’ testimony. Geders, 425 U.S. at 90 n.3. The
Court explained that violating these rules would
constitute “a most serious breach of the attorney’s duty
to the court.” Id. And as Justice Marshall further
explained in his concurring opinion in Geders, “[t]he
Court holds that the fear of unethical conduct is not a
sufficient ground for an order barring overnight
communication between a defendant and his attorney,”
19
in part, because our adversary system presumes that
“an attorney will observe his responsibilities to the legal
system, as well as to his client.” Id. at 93 (Marshall, J.,
concurring) (“I find it difficult to conceive of any
circumstances that would justify a court’s limiting the
attorney’s opportunity to serve his client because of fear
that he may disserve the system by violating accepted
ethical
standards.”);
see
also
Beckham
v.
Commonwealth, 248 S.W.3d 547, 555 (Ky. 2008) (Noble,
J., concurring in part and dissenting in part) (“[T]o
presume by default that an attorney would first choose
this prohibited conduct [of coaching a client to present
false testimony] demonstrates a lack of faith in counsel
that is unwarranted, given the grave consequences that
follow such conduct, including possibly being
disbarred.”).
2. Moreover, this Court explained in Geders that
“[t]here are other ways to deal with the problem of
possible improper influence on testimony or ‘coaching’ of
a witness short of putting a barrier between client and
counsel for so long a period as 17 hours.” 425 U.S. at 89.
Those less restrictive alternatives underscore that the
burdens on counsels’ ethical and professional duties
were unnecessary here.
First, as this Court recognized in Geders, the trial
judge retains the discretion to direct the witness
testimony to continue without interruption if the judge
is concerned about the defense counsel’s adherence to
ethical obligations. Id. at 90–91 (“In addition the trial
judge, if he doubts that defense counsel will observe the
ethical limits on guiding witnesses, may direct that the
examination of the witness continue without
20
interruption until completed.” (footnote omitted)). In
this case, for example, the trial court allowed the
defendant’s direct testimony to start at around noon—
but then just around an hour later, called a recess until
the next day. See Pet. App. 5a. The trial court could
instead have postponed the start of the defendant’s
testimony until the next day, so that it was not
interrupted by an overnight recess.
Second, as this Court also explained in Geders, the
prosecutor may wield cross-examination as one of its
“weapons to cope with ‘coached’ witnesses.” 425 U.S. at
90–91. Again, the overnight recess in this case occurred
just an hour or so into defendant’s direct testimony—and
as a result, the state had its full cross examination still
available to it.
Third, a trial court in this situation could remind
counsel of their ethical obligations—including their
ethical obligations not to engage in prohibited
coaching—during the recess. See, e.g., Santos, 201 F.3d
at 965. This serves to reinforce that the same witness
coaching that was impermissible before the direct
examination would remain impermissible on an
overnight recess during the direct examination.
These alternatives demonstrate that the trial court’s
categorical attorney-client communication bar was an
unnecessarily blunt way of dealing with a situation that,
if it presented a problem at all, could have been
addressed in far less costly ways.
21
CONCLUSION
For the foregoing reasons, the Court should reverse
the judgment below.
June 10, 2025
Respectfully submitted
MATTHEW S. HELLMAN
JENNER & BLOCK LLP
1099 New York Ave., NW
Suite 900
Washington, DC 20001
DAVID A. STRAUSS
SARAH M. KONSKY
Counsel of Record
JENNER & BLOCK
SUPREME COURT AND
APPELLATE CLINIC AT
THE UNIVERSITY OF
CHICAGO LAW SCHOOL
1111 E. 60th Street
Chicago, IL 60637
(773) 834-3190
konsky@uchicago.edu
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.