Petition for Writ of Certiorari — Michael Dale Iervolino, Petitioner v. Alabama
Supreme Court briefAug 16, 2024
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Appendix A:
Alabama Court of Criminal Appeals’ Opinion
and Order Denying Rehearing
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
2023 WL 5316682
Only the Westlaw citation is currently available.
sentencing defendant to death based on a jury vote of 10-2
in favor of the death penalty did not violate the Sixth
Amendment; and
NOT YET RELEASED FOR PUBLICATION.
death penalty was a proper sentence.
Court of Criminal Appeals of Alabama.
Michael Dale IERVOLINO
Affirmed.
Kellum, J., specially concurred and filed opinion.
v.
STATE of Alabama
Minor, J., recused himself.
CR-21-0283
|
August 18, 2023
Synopsis
Background: Defendant was convicted in the Circuit Court,
St. Clair County, No. CC-20-426, of capital murder and was
sentenced to death. Pursuant to statute, an automatic appeal
followed.
Procedural Posture(s): Appellate Review; Trial or Guilt
Phase Motion or Objection; Sentencing or Penalty Phase
Motion or Objection; Jury Selection Challenge or Motion.
West Codenotes
Validity Called into Doubt
Ala. Code § 13A-5-53(a)
Appeal from St. Clair Circuit Court (CC-20-426)
Holdings: The Court of Criminal Appeals, Kellum, J., held
that:
prospective juror's indication that she was the first-grade
teacher of the county district attorney, who also happened to
be the father of the victim, and that she had spoken to friends
about the case did not warrant removing juror for cause due
to impartiality concerns;
prosecution's peremptory strikes of African American
prospective jurors did not constitute a
Batson violation;
prosecution properly authenticated for its admission into
evidence a copy of homeowner's surveillance video;
Opinion
KELLUM, Judge.
*1 The appellant, Michael Dale Iervolino, was convicted
of capital murder for shooting Nicholas Sloan Harmon
while Harmon was inside a vehicle. See § 13A-5-40(a)
(17), Ala. Code 1975. The jury unanimously found the
existence of one aggravating circumstance -- that Iervolino
had previously been convicted of a crime involving the use or
threat of violence, specifically, assault in the second degree,
see § 13A-5-49(2), Ala. Code 1975 -- and, by a vote of
10-2, sentenced Iervolino to death. 1 This appeal, which is
automatic in a case involving the death penalty, followed. See
§ 13A-5-55, Ala. Code 1975. 2
court reporter's failure to record 21 off-the-record bench
conferences was not reversible error;
sufficient evidence supported finding that defendant had the
specific intent to kill victim;
prosecutor's reference to another case during rebuttal closing
argument at the guilt phase was not improper;
Facts and Procedural History
On November 5, 2019, Moody Police Officer Austin Burns
was dispatched to the Valero gasoline station on Kelly Creek
Road in response to a power outage. When he arrived at the
scene, he observed a black four-door Mazda automobile near
a power pole. The windows of the vehicle were fogged and the
driver's side rear window was “busted.” (R. 762.) Harmon was
the sole occupant of the vehicle and was unresponsive when
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Officer Burns arrived. Harmon was pronounced dead at the
scene. Joshua Golden, a forensic scientist with the Center for
Applied Forensics at Jacksonville State University, processed
the scene, taking photographs and measurements. He found
blood spatter on the driver's door and the front passenger's
door, and, after Harmon's body was removed from the vehicle,
he found a projectile on the driver's seat. Dr. Valerie Green, a
medical examiner with the Alabama Department of Forensic
Sciences (“DFS”) who performed the autopsy on Harmon,
testified that Harmon died from a gunshot wound to the
left side of his neck that exited through his mouth. Harmon
also had blunt-force injuries that were consistent with an
automobile accident. Testimony indicated that Harmon had
spent the evening with his girlfriend, Annabelle Hemple, at
her apartment in Moody and had left Hemple's apartment
around 10:50 p.m., driving his black Mazda automobile.
Hemple said that the typical route Harmon would drive from
her apartment to his home would take him past the Valero gas
station.
*2 James Stewart testified that on the evening of November
5, 2019, he was at a friend's house when Iervolino arrived
with his girlfriend, Audrey Howard, and three others -- Brent
Mays, Dylan Stewart, and Kimberly Brown. Iervolino was
driving a Pontiac G6 automobile that was owned by Mays.
Stewart left with Iervolino and the others to go to Leeds to
procure drugs from Heath Ramey. On the way, Iervolino and
Howard got into an argument, and Iervolino stopped near a
Wal-Mart discount store where, Stewart said, Iervolino threw
Howard's “stuff out of the car and told us all to get out of the
car.” (R. 893.) Mays left on foot and Stewart did not see him
again that night. Howard and Brown walked to a nearby Taco
Bell fast-food restaurant, and Iervolino drove to the Murphy's
gasoline station located in front of Wal-Mart. Stewart walked
to the gas station to “calm [Iervolino] down.” (R. 894.)
Stewart and Iervolino then left and Iervolino stopped at a Best
Western motel. According to Stewart, Iervolino parked beside
a white ZA Construction work truck, got out of the vehicle
and then “started getting some tools and stuff out of the back
of the truck.” (R. 894.) Stewart said that he (Stewart) took
a set of keys from the truck's toolbox. Stewart and Iervolino
then went to Ramey's house in Leeds to pick up drugs. Jacob
Wilson was at Ramey's house when they arrived and Stewart
saw Wilson give Iervolino a gun, specifically, a Hi-Point 9
mm.
After getting the drugs, Iervolino and Stewart left Ramey's
house, picked up Howard and Brown at the Taco Bell
near Wal-Mart, then went back to the Best Western motel.
Iervolino left him, Howard, and Brown in the Pontiac vehicle
and drove away in the white work truck. Because Brown had
a curfew, Howard followed Iervolino out of the parking lot
in the Pontiac to drive Brown home. On the way, as they
approached the Valero gas station, Stewart saw “a flash of
light across the sky.” (R. 901.) After dropping Brown off at
her house, Howard and Stewart drove to Howard's house. On
the way, they again passed the Valero gas station, at which
time Stewart saw a police vehicle and another vehicle near
a power pole. Iervolino arrived at Howard's house shortly
after Stewart and Howard did. Iervolino was driving the stolen
white work truck, which Stewart said had damage that had not
been there earlier. Stewart testified:
“[Prosecutor]: Now did you have a conversation with
[Iervolino] there at [Howard's] house?
“[Stewart]: Yes, sir.
“[Prosecutor]: Tell the ladies and gentlemen of the jury the
conversation. Where it was and what was said.
“[Stewart]: Well, I was sitting in [Howard's] house and
I was coloring in the coloring book and that's when
[Iervolino] came in and said we needed to go.
“[Prosecutor]: The first thing he said is we needed to go?
“[Stewart]: Yes, sir.
“[Prosecutor]: Okay.
“[Stewart]: And we walk outside -- and me and [Iervolino]
walked outside while [Howard] is putting her stuff up.
Well, he starts taking stuff out of the back of the Pontiac
G6 and putting it into the truck. And then he shows me
two guns. He shows me a Glock 9 mm and a Hi-Point 9
mm. [ 3 ]
“....
“[Prosecutor]: What did he say at that point?
“[Stewart]: He said he had shot him, he had shot him.
“[Prosecutor]: What did you say?
“[Stewart]: I asked him who did he shoot.
“[Prosecutor]: What did he say?
“[Stewart]: He didn't say nothing.
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“[Prosecutor]: Okay. So you -- he just says ‘I shot him, I
shot him’?
“[Stewart]: Yes, sir.
“[Prosecutor]: And you ask who and he didn't reply?
“[Stewart]: Yes, sir.
“[Prosecutor]: What happened next?
“[Stewart]: He wanted me to follow him and [Howard] in
that truck to his dad's house.
“[Prosecutor]: Did you do that?
“[Stewart]: No, sir.
“[Prosecutor]: When you were leaving, did you notice
anything about the truck -- you said it was damaged. Did
you notice anything about the taillights on the back?
“[Stewart]: Yes, sir. The taillight was
busted.”
(R. 903-907.) Stewart testified that Iervolino gave him the HiPoint 9mm gun, but instead of following Iervolino, he drove
to Ramey's house, gave the gun back to Wilson, and told
Wilson that Iervolino had shot someone with the gun.
Jacob Wilson testified that he saw Iervolino on the evening
of November 5, 2019, when he came to Ramey's house with
Stewart. Noticing that he had a gun, Iervolino asked Wilson
if he could “use it.” (R. 971.) Wilson let Iervolino borrow the
gun. Wilson said that the gun was a Hi-Point handgun, and
that it was loaded at the time he loaned it to Iervolino. Later
that same night, Wilson said, Stewart returned the gun to him.
*3 Mays testified that after Iervolino made him get out of
his Pontiac G6, he walked around for a while and then noticed
his vehicle parked at the Best Western motel. According to
Mays, when he approached Iervolino, Iervolino said, “I've got
this gun and I'm about to steal this truck.” (R. 556.) Mays then
walked away. As he was walking away, he saw Iervolino drive
a truck out of the parking lot, with his Pontiac G6 following
close behind.
Cody Cox testified that at around 10:30 p.m. on the evening of
November 5, 2019, he was in front of the Best Western motel
with his fiancé, Stephanie Ingam, after her shift had ended at
the motel, when two men approached them, one of whom he
identified at trial as Iervolino. Cox testified:
“He was asking me to take him around the corner of the
building, to give him a ride to go get his truck, and all that.
I thought it was kind of dumb because, I mean, it's like a
hundred yards to walk, so why do I need to give you a ride.
So that kind of threw me off a little bit. And then he kept
trying and kept trying. Well he got, like -- I don't know. I
feel -- I got a bad vibe off of him in all reality. And when
he kept trying to get me to go around the corner. ...”
(R. 527-28.) The two men eventually walked away, after
which Cox saw a work truck leave with one person inside.
Based on Iervolino's odd behavior, Ingam telephoned the
police.
Iervolino's cousin, Johnny Bertram, who lived in Irondale in
Jefferson County, testified that in the early morning hours
of November 6, 2019, Iervolino knocked on his door. As
Bertram was talking with Iervolino near the truck Iervolino
had arrived in, he saw a shell casing on the driver's side
floorboard. Bertram asked Iervolino if he had been firing
guns in the truck, and Iervolino said, “Well, yeah.” (R. 1026.)
Bertram removed the casing from the truck and threw it in his
front yard.
Richard Collins testified that he was a manager at ZA
Construction and that each of the work trucks was equipped
with a tracking system that he could monitor from his cellular
telephone. He said that the system would send notifications to
him when “there's a harsh event -- harsh turn or harsh brake
or a speeding event.” (R. 573.) On the evening of November
5, 2019, he said, he received an alert from the tracking system
that one of the trucks was traveling at a very high rate of speed.
(R. 574.) After contacting several employees, he determined
that the truck had been stolen, and he contacted the police. He
accessed the data from the global positioning system (“GPS”)
on the truck, which showed the location of the truck over the
previous 24 hours as well as its current location. The tracking
system showed that the truck's ignition had started at 10:47
p.m., and that the truck had traveled down Village Drive and
then turned onto Carl Jones Road at approximately 10:49
p.m., where it increased speed to 78 miles per hour. It was at
that point that Collins received the first alert from the tracking
system. From Carl Jones Road, the truck turned onto Park
Avenue at 10.54 p.m. and then onto Kelly Creek Road, where
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the Valero gas station was located, at 10:55 p.m. Testimony
indicated that the Valero gas station was 1.41 miles from the
intersection of Carl Jones Road and Park Avenue, and that the
power outage at the Valero gas station occurred at 10:56 p.m.
when “a vehicle struck a guy wire.” (R. 754.) Testimony also
indicated that the stolen truck and Harmon's Mazda were both
“on Park Avenue from the Carl Jones intersection to the Kelly
Creek intersection” at the same time. (R. 1158.) Over the next
several hours, Collins kept law enforcement informed about
the location of the truck.
*4 Sergeant Brian Hassett, with the Irondale Police
Department, testified that on November 5, 2019, he received
a call from the dispatcher about a stolen truck. The dispatcher
told him that the vehicle had been stolen from a motel parking
lot in Moody and that the owner was tracking the truck via
GPS. Three Irondale police officers were dispatched to the
residence where the GPS indicated the truck was located,
but “[a]fter learning of the circumstances of the goings-on in
Moody currently,” they decided that “it was a better option
to just keep eyes on the vehicle and not attempt to make
contact.” (R. 606.) When the stolen truck left the residence
at around 2 a.m. on November 6, 2019, however, officers
attempted to stop the vehicle, which resulted in a highspeed chase, with speeds reaching around 100 miles per hour.
Irondale police officers pursued the truck into Leeds and into
St. Clair County, where additional officers joined the chase.
When other officers put spike strips on the road, the truck
avoided them by going through a ditch. The officers in pursuit
lost the truck, but between 15 and 30 minutes later, Sgt.
Hassett said, he received a call from a fellow police officer
telling him that the truck had been located.
The truck was found stuck in a ditch in a wooded area near
a mobile home on Cline Road in St. Clair County. Officers
with the St. Clair County Sheriff's Department and the Moody
Police Department responded to the scene. Because there was
a steep incline, they had to park and proceed on foot. When
the first officers arrived, they heard an engine “revving”
and walked toward the sound. (R. 655.) As two officers
approached the truck on foot, several gunshots were fired
from an unknown location. As additional officers arrived,
more gunshots were fired. The special weapons and tactics
(“SWAT”) team of the St. Clair County Sheriff's Department
was called to the scene. At around 7 a.m. the morning of
November 6, 2019, the SWAT team deployed gas into the
mobile home where they believed the suspect was located
and then entered the mobile home, but the mobile home was
empty. As Deputy Patrick Adams was leaving the mobile
home, he heard a cough. He examined the outside of the trailer
and “could see that part of the underpinning for the trailer was
missing. So [he] came around the corner with [his] gun drawn
and [his] weapon light on, and [he] could see [Iervolino]
underneath the trailer.” (R. 666.) Iervolino was taken into
custody.
The Glock 9 mm handgun was found under the mobile home
where Iervolino had been found and the Hi-Point 9 mm
handgun was found at Ramey's residence in Leeds. Four shell
casings were found in the stolen truck and one was found in
Bertram's front yard. Nicholas Drake, a firearms and toolmark
examiner with DFS, determined that all five shell casings had
been fired from the Hi-Point 9mm. In addition, he said that
the projectile found in the driver's seat of Harmon's vehicle
had been fired from a Hi-Point firearm, but he could not say
conclusively that it had been fired from the gun that had been
submitted for comparison.
For his actions the night of November 5, 2019, Iervolino
was indicted for two counts of capital murder -- shooting
into a vehicle from inside another vehicle and causing the
death of Harmon, see §§ 13A-5-40(a)(17) and 13A-5-40(a)
(18), Ala. Code 1975 (case no. CC-2020-426) -- as well
as one count of theft of property in the first degree, see §
13A-8-3(b), Ala. Code 1975 (case no. CC-2020-427), and
one count of unlawful breaking and entering a motor vehicle,
see § 13A-8-11(b), Ala. Code 1975 (case no. CC-2020-428).
Immediately before trial began, Iervolino pleaded guilty to the
theft charge and to the breaking-and-entering charge and, at
the sentencing hearing after trial, the trial court sentenced him,
as a habitual felony offender, to 20 years’ imprisonment for
each conviction. Iervolino does not appeal those convictions
and sentences. A jury found Iervolino guilty of both counts
of capital murder as charged in the indictment and, as noted
above, sentenced Iervolino to death, but the trial court set
aside the second capital-murder count, specifically, the count
charging Iervolino with shooting from inside a vehicle under
§ 13A-5-40(a)(18).
Standard of Review
*5 Rule 45A, Ala. R. App. P., as amended effective January
12, 2023, provides:
“In all cases in which the death penalty has been imposed,
the Court of Criminal Appeals may, but shall not be
obligated to, notice any plain error or defect in the
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Iervolino v. State, --- So.3d ---- (2023)
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proceedings under review, whether or not brought to the
attention of the trial court, and take appropriate appellate
action by reason thereof, whenever such error has or
probably has adversely affected the substantial right of the
appellant.”
Before the January 12, 2023, amendment to Rule 45A, the
rules of preservation did not apply in cases in which the death
penalty had been imposed, and this Court was required to
review the entire record for plain error. With the amendment
to Rule 45A, the rules of preservation now apply in cases
in which the death penalty has been imposed and plain-error
review is discretionary with this Court. 4
This Court chooses to exercise its discretion and to continue
to review the entire record for plain error in all cases in which
the death penalty has been imposed. Although this Court
will continue to review the entire record for plain error in
all cases in which the death penalty has been imposed, that
does not mean we will address in our opinions those issues
a defendant raises that have not been properly preserved
for review and are subject only to plain-error review. When
plain-error review was mandatory, this Court addressed in its
opinion the merits of every issue raised by the defendant in
his or her brief on appeal, regardless of whether the issue
had been properly preserved for appellate review, oftentimes
engaging in extensive and lengthy analyses of even those
issues that were reviewed only for plain error. Because plainerror review is now discretionary, it is no longer necessary for
this Court to address in its opinions every issue that is subject
only to plain-error review and, even if we choose to address
those issues, we are not required to engage in the type of indepth analyses as we have in the past.
That being said, this Court has explained the plain-error
standard of review as follows:
“ ‘The standard of review in reviewing a claim under the
plain-error doctrine is stricter than the standard used in
reviewing an issue that was properly raised in the trial
court or on appeal.’
Hall v. State, 820 So. 2d 113,
121 (Ala. Crim. App. 1999), aff'd, 820 So. 2d 152 (Ala.
2001). Plain error is ‘error that is so obvious that the
failure to notice it would seriously affect the fairness or
integrity of the judicial proceedings.’ Ex parte Trawick,
698 So. 2d 162, 167 (Ala. 1997), modified on other
grounds, Ex parte Wood, 715 So. 2d 819 (Ala. 1998).
'To rise to the level of plain error, the claimed error
must not only seriously affect a defendant's “substantial
rights,” but it must also have an unfair prejudicial impact
on the jury's deliberations.’ Hyde v. State, 778 So. 2d
199, 209 (Ala. Crim. App. 1998), aff'd,
778 So. 2d
237 (Ala. 2000). 'The plain error standard applies only
where a particularly egregious error occurred at trial and
that error has or probably has substantially prejudiced
the defendant.’
Ex parte Trawick, 698 So. 2d at 167.
‘[P]lain error must be obvious on the face of the record.
A silent record, that is a record that on its face contains
no evidence to support the alleged error, does not establish
an obvious error.’ Ex parte Walker, 972 So. 2d 737, 753
(Ala. 2007). Thus, ‘[u]nder the plain-error standard, the
appellant must establish that an obvious, indisputable error
occurred, and he must establish that the error adversely
affected the outcome of the trial.’
Wilson v. State, 142
So. 3d 732, 751 (Ala. Crim. App. 2010). ‘[T]he plain error
exception to the contemporaneous-objection rule is to be
“used sparingly, solely in those circumstances in which a
miscarriage of justice would otherwise result.” ’
United
States v. Young, 470 U.S. 1, 15, 105 S.Ct. 1038, 84 L.Ed.2d
1 (1985) (quoting
United States v. Frady, 456 U.S. 152,
163 n.14, 102 S.Ct. 1584, 71 L.Ed.2d 816 (1982)).”
*6 DeBlase v. State, 294 So. 3d 154, 182-83 (Ala. Crim.
App. 2018).
Analysis
I.
Iervolino contends that the trial court erred in requiring him
to wear a stun belt during his trial because, he says, “to wear
a stun belt without subjecting this decision to any scrutiny
violated Mr. Iervolino's rights to fully participate in his trial
and communicate with his lawyers, as well as his rights
to due process, a fair trial, and a reliable conviction and
sentence.” (Iervolino's brief at p. 46.) The State asserts that
Iervolino did not object to the stun belt and that the trial court's
requiring him to wear the belt did not rise to the level of
plain error. 5 We agree with the State. Because there was no
objection to the use of a stun belt, this issue was not properly
preserved for review and is subject only to plain-error review.
We find no plain error in the use of the stun belt. See Floyd
v. State, 289 So. 3d 337, 369-71 (Ala. Crim. App. 2017);
Reynolds v. State, 114 So. 3d 61, 81-82 (Ala. Crim. App.
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2010); McMillan v. State, 139 So. 3d 184, 228-29 (Ala. Crim.
App. 2010); Belisle v. State, 11 So. 3d 256, 281-82 (Ala. Crim.
App. 2007), aff'd, 11 So. 3d 323 (Ala. 2008); and Hyde v.
State, 13 So. 3d 997, 1005-07 (Ala. Crim. App. 2007).
II.
Iervolino contends that the trial court erred in denying his
motion for a change of venue because, he says, Harmon's
relationship to the St. Clair County District Attorney resulted
in widespread and prejudicial media coverage of the case,
rendering it impossible for him to receive a fair trial in St.
Clair County.
In March 2021 Iervolino filed a motion for a change of
venue, arguing that he could not obtain a fair trial in either
St. Clair County “or counties in proximity to St. Clair”
because Harmon was the son of the St. Clair County District
Attorney and because, he said, there had been extensive media
coverage and “public expression” about the case. (C. 93-4.)
He asserted:
“[Iervolino] avers that the news coverage and social media
coverage of this killing, investigation and murder was
extensive, and pervasively saturated the area of St. Clair
County and counties in proximity thereto. Further, the news
media's use of the relationship of the victim to the District
Attorney as a main focus of coverage was sensational and
was intended to affect the reader's interest in the story with
a fact not relevant to the crime but intended to peak the
emotion and sympathy of the reader or viewer to an extent
and in a way not normally found in criminal cases.”
(C. 95.)
At a pretrial hearing in August 2021, defense counsel
presented to the trial court numerous news articles involving
the case. The following occurred:
“THE COURT: The issue of pretrial publicity here, is it
based on any evidence-based analysis or investigation that
has taken place by an investigator in essence this, we
have newspaper articles -- we're going to have newspaper
articles anywhere in the State of Alabama. For instance -and I went through exhaustively -- Trussville's in Jefferson
County; Anniston is Calhoun County; St. Clair Times is
St. Clair; Al.com is statewide; Gadsden, Etowah; WBRC,
North Central. And you can go on and on. If it's limited
to the pretrial publicity alone prong that I'm reviewing --
if it's limited to pretrial publicity alone, regardless of the
relationship of the young man and what his father does for
a living, then I think you have to go a little further and say
we've reached out to people in the community, people in
the community have indicated they have heard of the case,
people in the community have indicated they could not be
fair or unbiased. Not that that is a necessary component of
a change of venue, but do we have anything being asserted
in that respect?
*7 “[Defense counsel]: Your Honor, we have no evidence
to offer of that. And I would just say quickly that the
decision you have to make in something like that is if the
trial is ultimately here, those kind of -- that kind of polling
is difficult sometimes to pull off without becoming a part of
the problem yourself is -- to get anything that's statistically
significant. So, no we have not done that. And that was a
long answer to tell you that no, we don't have any more
evidence from that question that you just asked.
“....
“[Prosecutor]: Just looking at what was submitted today
-- and, like I said, I've seen that before. But what was
submitted today is a total of 17 articles. Eleven of them
were before [Iervolino] was even charged with the murder
of Nicholas Harmon. And in none of these articles -- they
were all factual. None of them state that [Iervolino] was
guilty of any crime. None of them will state or -- basically
what should happen, what the paper thinks ought to happen.
None of them state that because [the victim is] the DA's
son, he ought to be convicted. None of them state because
he's the DA's son should -- that anything should happen or
he be treated any way.
“There's two ways you prove this. I haven't heard either
one proved and it's [Iervolino's] burden to prove to the
Court that there's actual prejudice -- there's absolutely zero
proof of actual prejudice -- or that when the presumed
prejudice resulting from community saturation with which
such prejudicial proof of pretrial publicity that no impartial
jury can be selected.
“Now if we want to talk about
saturated, I think we'd all agree the
Coronavirus is saturated. That's what
saturation is, all day every day they're
talking about the Harmon family and
their loss. That just hasn't happened
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Iervolino v. State, --- So.3d ---- (2023)
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here, and it's been factual if it was
reported.”
(Supp. R. 168-75.) The prosecutor then asserted that the
prudent thing to do would be to empanel a sufficient number
of jurors and question them concerning their knowledge of
the case. A lengthy discussion between the trial court and
the parties ensued. The trial court issued a five-page order
denying the motion for a change of venue, in which it stated
that it intended to conduct a “thorough voir dire examination
of the prospective jurors.” (C. 134.)
The record reflects that there were 70 prospective jurors on
the venire. Only 18 of those prospective jurors indicated that
they had heard about the case. Those 18 prospective jurors
were questioned individually. The trial court removed six of
those prospective jurors for cause based on their knowledge
of the case and one because, the trial court said, she appeared
to be “breaking down emotionally.” (R. 413-15.)
“ ‘When requesting a change of venue, “[t]he burden
of proof is on the defendant to “show to the reasonable
satisfaction of the court that a fair and impartial trial and
an unbiased verdict cannot be reasonably expected in the
county in which the defendant is to be tried.’ ” ’ Jackson v.
State, 791 So. 2d 979, 995 (Ala. Crim. App. 2000) (quoting
Hardy v. State, 804 So. 2d 247, 293 (Ala. Crim. App. 1999),
aff'd, 804 So. 2d 298 (Ala. 2000), quoting in turn Rule
10.1(b), Ala. R. Crim. P.).
“ ‘[T]he determination of whether or not to grant a
motion for change of venue is generally left to the
sound discretion of the trial judge because he has
the best opportunity to assess any prejudicial publicity
against the defendant and any prejudicial feeling against
the defendant in the community which would make it
difficult for the defendant to receive a fair and impartial
trial.’ ” Nelson v. State, 440 So. 2d 1130, 1132 (Ala.
Crim. App. 1983). Therefore, ‘[a] trial court's ruling on a
motion for a change of venue is reviewed for an abuse of
discretion.’ Woodward v. State, 123 So. 3d 989, 1049
(Ala. Crim. App. 2011).
*8 “ ‘In connection with pretrial publicity, there are two
situations which mandate a change of venue: 1) when
the accused has demonstrated “actual prejudice” against
him on the part of the jurors; 2) when there is “presumed
prejudice” resulting from community saturation with
such prejudicial pretrial publicity that no impartial jury
can be selected.’
“ Hunt v. State, 642 So. 2d 999, 1042-43 (Ala. Crim.
App. 1993), aff'd, 642 So. 2d 1060 (Ala. 1994).
“....
“ ‘Actual prejudice exists when one or more jurors
indicated before trial that they believed the defendant was
guilty, and they could not set aside their opinions and
decide the case based on the evidence presented at trial.’
Hosch v. State, 155 So. 3d 1048, 1118 (Ala. Crim. App.
2013). ‘The standard of fairness does not require jurors
to be totally ignorant of the facts and issues involved.’
Ex parte Grayson, 479 So. 2d 76, 80 (Ala. 1985). ‘ “It is
sufficient if the juror can lay aside his impression or opinion
and render a verdict based on the evidence presented in
court....” ’
Id. (quoting
Irvin v. Dowd, 366 U.S. 717,
723, 81 S.Ct. 1639, 6 L.Ed.2d 751 (1961)).
“....
“Prejudice is presumed ‘ “when pretrial publicity
is sufficiently prejudicial and inflammatory and the
prejudicial pretrial publicity saturated the community
where the trials were held.” ’ Hunt[ v. State], 642 So. 2d
[999,] 1043 [(Ala. Crim. App. 1993)] (emphasis omitted)
(quoting
Coleman v. Kemp, 778 F.2d 1487, 1490 (11th
Cir. 1985)). ‘ “To justify a presumption of prejudice under
this standard, the publicity must be both extensive and
sensational in nature. If the media coverage is factual as
opposed to inflammatory or sensational, this undermines
any claim for a presumption of prejudice.” ’
Jones
v. State, 43 So. 3d 1258, 1267 (Ala. Crim. App. 2007)
(quoting
United States v. Angiulo, 897 F.2d 1169, 1181
(1st Cir. 1990)). ‘In order to show community saturation,
the appellant must show more than the fact “that a case
generates even widespread publicity.” ’ Oryang v. State,
642 So. 2d 979, 983 (Ala. Crim. App. 1993) (quoting
Thompson v. State, 581 So. 2d 1216, 1233 (Ala. Crim.
App. 1991)). Only when ‘the pretrial publicity has so
“pervasively saturated” the community as to make the
“court proceedings nothing more than a ‘hollow formality’
” ’ will presume prejudice be found to exist. Oryang, 642
So.2d at 983 (quoting
Hart v. State, 612 So. 2d 520,
526-27 (Ala. Crim. App.), aff'd, 612 So. 2d 536 (Ala.
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7
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
1992), quoting in turn,
Rideau v. Louisiana, 373 U.S.
723, 726, 83 S.Ct. 1417, 10 L.Ed.2d 663 (1963)). ‘This
require[s] a showing that a feeling of deep and bitter
prejudice exists in [the county] as a result of the publicity.’
Ex parte Fowler, 574 So. 2d 745, 747 (Ala. 1990).
“In determining whether presumed prejudice exists, we
look at the totality of the circumstances, including the size
and characteristics of the community where the offense
occurred; the content of the media coverage; the timing of
the media coverage in relation to the trial; the extent of
the media coverage; and the media interference with the
trial or its influence on the verdict. See, e.g.,
Skilling v.
United States, 561 U.S. 358, 130 S.Ct. 2896, 177 L.Ed.2d
619 (2010), and Luong v. State, 199 So. 3d 139, 146
(Ala. 2014). ‘[T]he “presumptive prejudice” standard is
“ ‘rarely’ applicable, and is reserved for only ‘extreme
The media coverage in this case was not as extensive as the
coverage in Luong, and this case is not one of those rare
cases where a change of venue was warranted. As the State
asserted at the pretrial hearing, the majority of the articles that
defense counsel presented were written before an arrest had
been made in the case. The articles were factual accounts of
the murder and the subsequent investigation of that murder
by law enforcement. As stated above, out of 70 prospective
jurors, only 18 had heard about the case, and only 6 of those
were removed for cause because of their knowledge of the
case. There is no indication in the record that the remaining
12 prospective jurors who had heard about the case had any
preconceived view of the case based on their exposure to any
type of media coverage. Iervolino failed to meet his burden of
establishing that he could not receive a fair and impartial trial
in St. Clair County. Therefore, the trial court properly denied
Iervolino's motion for a change of venue.
situations.’ ” ’
Whitehead v. State, 777 So. 2d 781, 801
(Ala. Crim. App. 1999), aff'd, 777 So. 2d 854 (Ala. 2000)
(quoting
Hunt, 642 So. 2d at 1043, quoting in turn,
Coleman, 778 F.2d at 1537).”
*9
Floyd v. State, 289 So. 3d 337, 372-74 (Ala. Crim.
App. 2017).
“[T]he Alabama Supreme Court in Luong v. State, 199 So. 3d
139 (Ala. 2014), recognized the difficulty of establishing that
a motion for a change of venue is warranted based on a claim
of prejudicial pretrial publicity.” Thompson v. State, 310 So.
3d 850, 865 (Ala. Crim. App. 2018). In Luong, the defendant
was convicted of killing his four children by throwing them
off a bridge. The Alabama Supreme Court, in declining to
find that the extensive media coverage of the case warranted
a change of venue, stated:
“ ‘If, in this age of instant, mass communication, we were
to automatically disqualify persons who have heard about
an alleged crime from serving as a juror, the inevitable
result would be that truly heinous or notorious acts will go
unpunished. The law does not prohibit the informed citizen
from participating in the affairs of justice. In prominent
cases of national concern, we cannot allow widespread
publicity concerning these matters to paralyze our system.’
”
Luong, 199 So. 3d at 150 (quoting
F.2d 184, 210 (5th Cir. 1975)).
Calley v. Callaway, 519
III.
Iervolino contends that the trial court's voir dire process
violated state and federal law because, he says, it was
inadequate. He asserts that voir dire took less than one day
and that “the entire extent of the trial court's voir dire on
the threat of impartiality due to the victim's identity and
pretrial publicity was asking each panel leading questions
about whether anyone knew anything about the case or had
been exposed to any coverage of the case.” (Iervolino's brief
at p. 56.) Iervolino did not object to the trial court's method
of conducting voir dire; therefore, this issue was not properly
preserved for review, and it is subject only to plain-error
review.
“ ‘A trial court is vested with great discretion in
determining how voir dire examination will be conducted,
and that court's decision on how extensive a voir dire
examination is required will not be overturned except for
an abuse of that discretion.’
Ex parte Land, 678 So. 2d
224, 242 (Ala.), cert. denied, 519 U.S. 933, 117 S.Ct. 308,
136 L.Ed.2d 224 (1996).”
*10
Whitehead v. State, 777 So. 2d 781, 798 (Ala. Crim.
App. 1999). “The trial court controls the scope of the voir
dire examination.” King v. State, 790 So. 2d 1253, 1254 (Fla.
Dist. Ct. App. 2001). “The scope of the voir dire examination
of veniremembers is left largely to the discretion of the trial
court and will not be disturbed on appeal on the ground
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8
Iervolino v. State, --- So.3d ---- (2023)
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that voir dire examination was limited absent an abuse of
that discretion.” Smith v. State, 698 So. 2d 189, 198 (Ala.
Crim. App. 1996). “We give the trial court broad discretion
in determining the scope and the form in which the voir dire
questions are propounded, and the length of an inquiry, alone,
does not satisfy the high bar necessary to show an abuse of
discretion.” Thomas v. State, 454 Md. 495, 508-09, 165 A.
3d 368, 376 (2017).
As stated previously, after various prospective jurors were
excused for hardship or illness, the remaining 70 prospective
jurors were subject to voir dire examination. The prospective
jurors were questioned in a group concerning their general
qualifications and were then split into panels. They were
questioned about their knowledge of the case by the trial
court and by both the prosecutor and defense counsel. Followup questions were asked of those prospective jurors who
answered that they had heard about the case and those
prospective jurors that said they would have difficulties
voting for a sentence of death. There is no indication that voir
dire was inadequate or insufficient to disclose any prejudice
that a prospective juror may have had. The trial court did
not prevent either party from questioning the prospective
jurors on any matter and did not restrict the time either
party had to question prospective jurors. See
Broadnax
v. State, 825 So. 2d 134, 162 (Ala. Crim. App. 2000) (“A
complete review of the voir dire indicates that the method of
the examination and the precautions taken by the trial court
‘provided reasonable assurance that prejudice would have
been discovered if present.’
Haney v. State, 603 So. 2d
[368] at 402 [(Ala. Crim. App. 1991)].”). We find no error,
much less plain error, in the trial court's method of voir dire.
IV.
Iervolino contends that the trial court erred in deathqualifying prospective jurors because, he says, deathqualified juries are “significantly more prone to convict
than ordinary ones.” (Iervolino's brief at p. 92.) However,
“ ‘[a]ppellate courts in Alabama have repeatedly held that
there is no violation of state or federal law in death-qualifying
prospective jurors in a capital case, even if it results in a more
conviction-prone jury.’ ” Smith v. State, [Ms. CR-17-1014,
September 2, 2022] ––– So. 3d ––––, –––– (Ala. Crim. App.
2022) (quoting Jackson v. State, 305 So. 3d 440, 465 (Ala.
Crim. App. 2019)). Therefore, this claim is meritless.
V.
Iervolino contends that the trial court erred in not removing
for cause prospective jurors J.A., Mi.B., B.S., R.H., and De.C.
because, he says, they were unable to be impartial. Iervolino
removed all five prospective jurors using peremptory
strikes. 6 Iervolino challenged De.C. for cause, and the trial
court denied the challenge, but he did not challenge for cause
J.A., Mi.B., B.S., or R.H. Therefore, with respect to J.A.,
Mi.B., B.S., and R.H., this issue was not properly preserved
for review and is subject only to plain-error review.
“ ‘To justify a challenge of a juror for cause there must be
a statutory ground (Ala. Code Section 12-16-150 (1975)),
or some matter which imports absolute bias or favor, and
leaves nothing to the discretion of the trial court.’ Nettles
v. State, 435 So. 2d 146, 149 (Ala. Crim. App.), aff'd,
435 So. 2d 151 (Ala. 1983). Section 12-16-150 sets out
the grounds for removal of veniremembers for cause in
criminal cases .... In addition to the statutory grounds,
there are other common-law grounds for challenging
veniremembers for cause where those grounds are not
inconsistent with the statute.
Smith v. State, [213 So.
3d 108 (Ala. Crim. App. 2000)], aff'd in pertinent part,
rev'd in part, [213 So. 3d 214] (Ala. 2003); Kinder v.
State, 515 So. 2d 55, 60 (Ala. Crim. App. 1986). Here,
we are dealing with the common-law ground for challenge
of suspicion of bias or partiality. See discussion of the
common-law grounds for challenge in
Tomlin v. State,
909 So. 2d 213 (Ala. Crim. App. 2002), remanded for
resentencing,
909 So. 2d 283 (Ala. 2003). Ultimately,
the test to be applied is whether the veniremember can
set aside his or her opinions, prejudices, or biases, and try
the case fairly and impartially, according to the law and
the evidence.
Smith v. State, supra. This determination
of a veniremember's absolute bias or favor is based on
the veniremember's answers and demeanor and is within
the discretion of the trial court; however, that discretion is
not unlimited. Rule 18.4(e), Ala. R. Crim. P., provides, in
part: ‘When a prospective juror is subject to challenge for
cause or it reasonably appears that the prospective juror
cannot or will not render a fair and impartial verdict, the
court, on its own initiative or on motion of any party, shall
excuse that juror from service in the case.’ Even proof that
a veniremember has a bias or fixed opinion is insufficient
to support a challenge for cause. A prospective juror should
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9
Iervolino v. State, --- So.3d ---- (2023)
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not be disqualified for prejudice or bias if it appears from
his or her answers and demeanor that the influence of that
prejudice or bias can be eliminated and that, if chosen as a
juror, the veniremember would render a verdict according
to the law and the evidence. Mann v. State, 581 So. 2d 22,
25 (Ala. Crim. App. 1991);
Minshew v. State, 542 So.
2d 307 (Ala. Crim. App. 1988).”
*11 McGowan v. State, 990 So. 2d 931, 951 (Ala. Crim.
App. 2003).
“A trial judge's finding on whether or not a particular
juror is biased ‘is based upon determinations of demeanor
and credibility that are peculiarly within a trial judge's
province.’ [Wainwright v.] Witt, 469 U.S. [412] at 429, 105
S.Ct. [844] at 855, 83 L.Ed.2d 841 [ (1985)]. That finding
must be accorded proper deference on appeal.
Id. ‘A
trial court's rulings on challenges for cause based on bias
[are] entitled to great weight and will not be disturbed on
appeal unless clearly shown to be an abuse of discretion.’
Nobis v. State, 401 So. 2d 191, 198 (Ala. Cr. App.), cert.
denied, Ex parte Nobis, 401 So. 2d 204 (Ala. 1981).”
Martin v. State, 548 So. 2d 488, 490-91 (Ala. Crim. App.
1988).
A.
Iervolino argues that the trial court should have removed
J.A. and Mi.B. for cause because, he says, they both stated
during voir dire that they would give added weight to the
testimony of police officers. During voir dire examination
by defense counsel, both J.A. and Mi.B. answered in the
affirmative when asked if they would “put more stock,
generally speaking, in a witness who is law enforcement” and
“give a little more weight” to law-enforcement witnesses “as
opposed to a layperson.” (R. 347.) Defense counsel asked no
follow-up questions.
“Alabama law has long held that the mere fact that
a prospective juror expresses an opinion that lawenforcement officials would be more likely to tell the truth
when compared to other witnesses does not constitute a
sufficient reason for granting a challenge for cause, so
long as the juror can set aside his opinion and decide the
case based solely on the law and the evidence presented
at trial. See, e.g., Ex parte Myers, 699 So. 2d 1285, 1290
(Ala. 1997);
Knotts v. State, 686 So. 2d 431, 477
(Ala. Crim. App.), opinion after remand, 686 So. 2d 484
(Ala. Crim. App. 1995), aff'd, 686 So.2d 486 (Ala.1996),
cert. denied, 520 U.S. 1199, 117 S.Ct. 1559, 137 L.Ed.2d
706 (1997); Grimsley v. State, 678 So. 2d 1197, 1210
(Ala. Crim. App. 1996); Stephens v. State, 675 So. 2d
73, 76 (Ala. Crim. App. 1995); McCray v. State, 629 So.
2d 729, 733 (Ala. Crim. App. 1993); Perryman v. State,
558 So. 2d 972, 977 (Ala. Crim. App. 1989). It is only
where the potential juror would ‘ “unquestioningly credit
the testimony of law enforcement officers over that of
defense witnesses,” ’ that would render a prospective juror
incompetent to serve.
Uptain v. State, 534 So. 2d [686,]
687 [(Ala. Crim. App. 1988)], abrogated on other grounds,
Bethea v. Springhill Memorial Hospital, 833 So. 2d 1,
6-7 (Ala. 2002) (quoting State v. Davenport, 445 So. 2d
1190, 1193-94 (La. 1984)).”
Duke v. State, 889 So. 2d 1, 23 (Ala. Crim. App. 2002),
judgment vacated on other grounds by Duke v. Alabama, 544
U.S. 901, 125 S.Ct. 1588, 161 L.Ed.2d 270 (2005). Neither
J.A. nor Mi.B. indicated that they would “unquestioningly
credit the testimony of law enforcement officers over that of
defense witnesses.”
In
Graham v. State, 299 So. 3d 273, 295 (Ala. Crim. App.
2019), this Court held that the trial court should have removed
for cause a prospective juror who had indicated that she
would credit the testimony of a law-enforcement officer more
than the testimony of lay witnesses because no follow-up
questions were asked of the prospective juror and she was not
rehabilitated. However, in
Graham, the defendant had not
only preserved the issue for appellate review by challenging
the prospective juror for cause, but the prospective juror
personally knew one of the law-enforcement officers who
testified at trial and had stated that she would trust that
officer above others because of her personal relationship
which him. In this case, Iervolino did not challenge J.A. and
Mi.B. for cause, and J.A. and Mi.B. were asked only whether
they would give more credit to law-enforcement witnesses
generally, not whether they would give more credit to a
specific law-enforcement officer's testimony.
*12 “[I]t will be a rare case in which plain error is found
based on a trial court's failure to strike a juror sua sponte.”
State v. Pike, 614 S.W.3d 651, 656-57 (Mo. App. W.D. 2021).
“A majority of the federal circuit courts of appeals will
not consider a biased-juror argument if the appellant did
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10
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
not object to the allegedly biased juror during the juryselection process. See
United States v. Johnson, 688
F.3d 494, 500-01 (8th Cir. 2012);
Dawson v. Wal–Mart
Stores, Inc., 978 F.2d 205, 210 (5th Cir. 1992); United
States v. Joshi, 896 F.2d 1303, 1307–08 (11th Cir. 1990);
United States v. Reis, 788 F.2d 54, 59 (1st Cir. 1986);
United States v. Diaz–Albertini, 772 F.2d 654, 657 (10th
Cir. 1985);
United States v. Harris, 530 F.2d 576, 579–
80 (4th Cir. 1976); United States v. Ragland, 375 F.2d 471,
475 (2d Cir. 1967).
State v. Geleneau, 873 N.W.3d 373, 380-81 (Minn. App.
2015).
“[I]f a trial court strikes a juror sua sponte and the
defendant is convicted, the defendant later could challenge
his conviction on the ground that the trial court erred
in striking the juror. As the Missouri Court of Appeals
observed in holding that a trial court did not commit
plain error in failing to sua sponte strike a questionable
juror: ‘ “[t]he rule requiring contemporaneous objections
to the qualifications of jurors is well founded. It serves to
minimize the incentive to sandbag in the hope of acquittal
and, if unsuccessful, mount a postconviction attack on the
jury selection process.” ’
State v. Wright, 30 S.W.3d
906, 914 (Mo. Ct. App. 2000), quoting
815 S.W.2d 422, 423 (Mo. 1991).”
State v. Hadley,
People v. Metcalfe, 202 Ill. 2d 544, 556, 270 Ill. Dec. 69,
77, 782 N.E.2d 263, 271 (2002). “ ‘Counsel with knowledge
of a disqualification of a juror may not remain silent and
gamble on a favorable verdict and if unfavorable, raise the
matter in a motion for new trial.’ ” Fisher v. State, 587 So. 2d
1027, 1035 (Ala. Crim. App. 1991) (quoting Daniels v. State,
49 Ala. App. 654, 275 So. 2d 169, 172-73 (1973)). We find
no plain error in the trial court's not sua sponte removing for
cause prospective jurors J.A. and Mi.B.
bias against Iervolino. Therefore, we find no plain error in the
trial court's not sua sponte removing B.S. and R.H. for cause.
C.
Iervolino argues that the trial court erred in denying his
challenge for cause as to prospective juror De.C. because, he
says, De.C. indicated that she had taught Harmon's father, the
St. Clair County District Attorney, in elementary school and
that she had spoken to friends about the case.
De.C. volunteered that she had taught the District Attorney
when he was in the first grade. When asked follow-up
questions, De.C. said that she “could make a judgment” and
be fair. (R. 211.) Later during voir dire, De.C. indicated that
she had heard about the case, but she said that she could put
that aside and base her decision strictly on the evidence in the
case.
*13 “ ‘[T]he mere fact that a prospective juror is
personally acquainted with the victim [or his family] does
not automatically disqualify a person from sitting on a
criminal jury.’ Brownlee v. State, 545 So. 2d 151, 164
(Ala. Cr. App. 1988), affirmed, 545 So. 2d 166 (Ala.),
cert. denied, 493 U.S. 874, 110 S.Ct. 208, 107 L.Ed.2d
161 (1989).... Instead, the test is ‘whether the [prospective]
juror's acquaintance with [the victim] or relative is such
that it would result in probable prejudice.’
Vaughn v.
Griffith, 565 So. 2d 75, 77 (Ala. 1990), cert. denied, 498
U.S. 1097, 111 S.Ct. 987, 112 L.Ed.2d 1072 (1991).”
Morrison v. State, 601 So. 2d 165, 168 (Ala. Crim. App.
1992).
Here, De.C.’s responses do not indicate that she was biased
against Iervolino in any way, and she made it clear that she
could be fair and base her decision solely on the evidence.
Therefore, the trial court did not err in denying Iervolino's
challenge for cause as to De.C.
B.
Iervolino argues that the trial court should have removed
prospective jurors B.S. and R.H. for cause because B.S.
indicated that his brother and sister-in-law had been murdered
and R.H. indicated that he had been the victim of an act of road
rage. However, neither B.S. nor R.H. indicated any type of
VI.
Iervolino contends that the trial court erred in denying his
motion made pursuant to
Batson v. Kentucky, 476 U.S.
79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), because, he
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11
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2023 WL 5316682
says, the State exercised its peremptory strikes in a racially
discriminatory manner.
“In evaluating a
Batson claim, a three-step process must
be followed. See
Foster v. Chatman, 578 U.S. [488], 136
S.Ct. 1737, 195 L.Ed.2d 1 (2016);
Snyder v. Louisiana,
552 U.S. 472, 476-77, 128 S.Ct. 1203, 170 L.Ed.2d 175
(2008);
Miller-El v. Cockrell, 537 U.S. 322, 328-29, 123
S.Ct. 1029, 154 L.Ed.2d 931 (2003); and
U.S. at 96-98, 106 S.Ct. 1712.
Batson, 476
“ ‘First, a defendant must make a prima facie showing
that a peremptory challenge has been exercised on the
basis of race. [ Batson,] 476 U.S. at 96-97[, 106
S.Ct. 1712]. Second, if that showing has been made,
the prosecution must offer a race-neutral basis for
striking the juror in question.
Id., at 97-98[, 106
S.Ct. 1712]. Third, in light of the parties’ submissions,
the trial court must determine whether the defendant
has shown purposeful discrimination.
S.Ct. 1712].’
“
Id., at 98[, 106
Miller-El, 537 U.S. at 328-29, 123 S.Ct. 1029.
“When a trial court does not make an express finding
that the defendant has established a prima facie case of
discrimination under the first step of the process but the
prosecution nonetheless provides reasons for its strikes
under the second step of the process, ‘this Court will review
the reasons given and the trial court's ultimate decision
on the
Batson motion without any determination of
whether the moving party met its burden of proving a prima
facie case of discrimination.’ Ex parte Brooks, 695 So. 2d
184, 190 (Ala. 1997). ...
“ ‘Within the context of
Batson, a “race-neutral”
explanation “means an explanation based on something
other than the race of the juror. At this step of the
inquiry, the issue is the facial validity of the prosecutor's
explanation. Unless a discriminatory intent is inherent in
the prosecutor's explanation, the reason offered will be
deemed race neutral.”
Hernandez v. New York, 500
U.S. 352, 360, 111 S.Ct. 1859, 1866, 114 L.Ed.2d 395
(1991).’
“ Allen v. State, 659 So. 2d 135, 147 (Ala. Crim. App.
1994) (emphasis added). ‘The second step of this process
does not demand an explanation that is persuasive, or even
plausible.’
Purkett v. Elem, 514 U.S. 765, 767-68, 115
S.Ct. 1769, 131 L.Ed.2d 834 (1995). ...
“ ‘Once the prosecutor has articulated a
nondiscriminatory reason for challenging the black
jurors, the other side can offer evidence showing that the
reasons or explanations are merely a sham or pretext.
[ People v.] Wheeler, 22 Cal.3d [258] at 282, 583 P.2d
[748] at 763-64, 148 Cal.Rptr. [890] at 906 [(1978)].
Other than reasons that are obviously contrived, the
following are illustrative of the types of evidence that
can be used to show sham or pretext:
*14 “ ‘1. The reasons given are not related to the facts
of the case.
“ ‘2. There was a lack of questioning to the challenged
juror, or a lack of meaningful questions.
“ ‘3. Disparate treatment -- persons with the same or
similar characteristics as the challenged juror were not
struck....
“ ‘4. Disparate examination of members of the venire;
e.g., a question designed to provoke a certain response
that is likely to disqualify the juror was asked to black
jurors, but not to white jurors....
“ ‘5. The prosecutor, having 6 peremptory challenges,
used 2 to remove the only 2 blacks remaining on the
venire....
“ ‘6. “[A]n explanation based on a group bias where
the group trait is not shown to apply to the challenged
juror specifically.”
Slappy [v. State], 503 So. 2d
[350] at 355 [(Fla. Dist. Ct. App. 1987)]. For instance,
an assumption that teachers as a class are too liberal,
without any specific questions having been directed to
the panel or the individual juror showing the potentially
liberal nature of the challenged juror.’
“ Ex parte Branch, 526 So. 2d 609, 624 (Ala. 1987). ‘
“The explanation offered for striking each black juror must
be evaluated in light of the explanations offered for the
prosecutor's other peremptory strikes, and as well, in light
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12
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
of the strength of the prima facie case.” ’
Ex parte Bird,
594 So. 2d 676, 683 (Ala. 1991) (quoting
Gamble v.
State, 257 Ga. 325, 327, 357 S.E.2d 792, 795 (1987)). In
other words, all relevant circumstances must be considered
in determining whether purposeful discrimination has been
shown. See
Snyder, 552 U.S. at 478, 128 S.Ct. 1203
(‘[I]n reviewing a ruling claimed to be a
Batson error,
all of the circumstances that bear upon the issue of racial
animosity must be consulted.’).
“ ‘[T]he critical question in determining whether a
[defendant] has proved purposeful discrimination at step
three is the persuasiveness of the prosecutor's justification
for his peremptory strike. At this stage, “implausible or
fantastic justifications may (and probably will) be found
to be pretexts for purposeful discrimination.” ’
Miller-
El, 537 U.S. at 339, 123 S.Ct. 1029 (quoting
Purkett,
514 U.S. at 768, 115 S.Ct. 1769). Because ‘ “[t]he trial
court is in a better position than the appellate court to
distinguish bona fide reasons from sham excuses,” ’ Harris
v. State, 2 So. 3d 880, 899 (Ala. Crim. App. 2007) (quoting
Heard v. State, 584 So. 2d 556, 561 (Ala. Crim. App.
1991)), an appellate court must give deference to a trial
court's findings and ‘ “reverse the circuit court's ruling on
the
Batson motion only if it is ‘clearly erroneous.’ ”
’Johnson v. State, 43 So. 3d 7, 12 (Ala. Crim. App. 2009)
(quoting Cooper v. State, 611 So. 2d 460, 463 (Ala. Crim.
App. 1992), quoting in turn Jackson v. State, 549 So. 2d
616, 619 (Ala. Crim. App. 1989)).”
DeBlase v. State, 294 So. 3d 154, 201-02 (Ala. Crim. App.
2018).
After challenges for cause, 56 prospective jurors remained
on the venire, 5 of whom were black. Each party had
22 peremptory strikes, with the last 3 strikes serving as
alternates, and the State struck all 5 black prospective jurors,
using its 5th, 8th, 12th, 16th, and 18th strikes to strike
black prospective jurors Y.C., S.J., J.M., J.T., and H.B. At
the conclusion of the striking process, Iervolino argued that
the State had violated
Batson by removing all black
prospective jurors from the venire. Although the trial court
did not make a finding that Iervolino had established a prima
facie case of discrimination, it requested that the State give
its reasons for striking the black jurors. Therefore, we review
the State's reasons without determining whether there was a
prima facie case of discrimination. The State indicated that it
struck Y.C. because Y.C. has an “extensive speeding” record
and had “held himself out as a mental health professional.” (R.
423.) According to the State, it had “information from the
defense that they may call a mental health professional and
[defense counsel] been seeking mental health records of the
defendant, and we do not want to have a mental health
professional on the jury.” (R. 423.) The State struck S.J.
because “[s]he has an extensive speeding history and an
extensive involvement with law enforcement in speeds over
25 miles an hour” (R. 422), and because she was wearing a
mask. (R. 424.) The State struck J.M. because, based on the
past and current lawsuits J.M. had in Talladega County, it had
a good faith belief that J.M. may not have been a resident of
St. Clair County:
*15 “[J.M.] has had contacts with Talladega County.
His family is from Talladega County. We've prosecuted
many [relatives of J.M.] in Talladega County. He also
shows civil lawsuits that are pending in Talladega County
within the last six months, so that would show that he has
some contact with Talladega County. I wonder if he's even
qualified, but you did qualify him as a juror. But out of an
abundance of caution, we didn't want to get into the fact of
whether he's lived here for six months or nine months or
how many months.”
(R. 422.) The State struck J.T. because
“[J.T.] has an extensive speeding history. He has [an]
expired tag. He's been speeding over -- in excess of 85 miles
an hour, which in this case we intend to show that the stolen
truck that [Iervolino] stole went in excess of over 85 miles
an hour and we intend to make a big deal out of the fact
that someone was speeding 80 miles an hour going down -downtown Leeds; and if he thinks that that's okay and has
done such himself, then he needs to be struck.”
(R. 423.) Finally, the State struck H.B. because H.B. was
wearing a mask. Upon questioning by the trial court, the State
indicated that it had stricken every prospective juror who
was wearing a mask and every prospective juror who had an
extensive history of speeding.
In response to the State's striking prospective jurors with
a history of speeding, defense counsel stated that he did
not “know what records the [prosecutor] has investigated,”
that defense counsel did not have “access to those traffic
offenses for all of the jurors” and that the information was “not
what we learned from the jury.” (R. 424-25.) The State then
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asserted that defense counsel “may have access to AlaCourt
[the Alabama judicial electronic filing system] as do we,
which would be a source and our source for speeding.” (R.
425.) Defense counsel had no response to the State's striking
prospective jurors for wearing a mask or for striking J.M.
because he had past and current lawsuits in Talladega County
and may not have been a resident of St. Clair County. Defense
counsel agreed that Y.C. had indicated that he had experience
in the mental-health field. The trial court denied the Batson
motion, finding that the State's strikes were not racially
motivated, after which the court recessed for the evening.
record on appeal and “ ‘[t]his Court is bound by the record on
appeal and cannot consider facts not contained in the record.’
”
McCary v. State, 93 So. 3d 1002, 1008 (Ala. Crim.
App. 2011) (quoting Morrow v. State, 928 So. 2d 315, 320
n.5 (Ala. Crim. App. 2004)). In addition, the records from
Alacourt were not presented to the trial court. We will not
find error on the part of the trial court in denying a
Batson
motion based on evidence that was not presented to it.
VII.
The following morning, the trial court revisited the Batson
motion after noting that one of the 15 empaneled jurors
was wearing a mask. The State again indicated that it had
stricken all prospective jurors wearing masks, including the
empaneled juror who was wearing a mask, who the record
reflects was the State's last strike and was an alternate juror.
The State then explained further why it had stricken all
prospective jurors who wore masks:
“When I saw those jurors and those had [masks] on, it
concerned me that they might hold it against us somehow
or if I'm up here near the rail talking, they may back up, they
may be concerned, they may be immunocompromised,
they may be concerned about the flu. But that's my
reasoning is I didn't want them distracted from this -- the
facts of this case by ‘Am I going to be endangered by the
witness who is up there started coughing on the witness
stand.’ That is a race-neutral reason.”
(R. 441-42.)
On appeal, Iervolino does not argue that the State's reasons
for its strikes of black prospective jurors were not raceneutral. Rather, he makes several arguments regarding why
he believes the State's reasons were pretextual. None of
the arguments Iervolino makes on appeal, however, were
presented to the trial court. Therefore, they were not properly
preserved for review and are subject only to plain-error
review. Suffice it to say, we have thoroughly reviewed the
record, and we find that the State's reasons for the strikes
were not pretextual and that there was no error, much less
plain error, in the trial court's denial of Iervolino's
Batson
motion. We note that with respect to the State's striking
prospective jurors with a history of speeding, Iervolino relies,
in part, on records from Alacourt that, he says, show that the
State did not strike several white jurors who had a history of
speeding. However, the records from Alacourt are not in the
*16 Iervolino contends that the trial court erred in admitting
into evidence two surveillance videos because, he says, the
State failed to present sufficient evidence to authenticate
the videos. Specifically, he challenges the admission of a
surveillance video from Bertram's home-surveillance system
depicting Iervolino at Bertram's house in the early morning
hours of November 6, 2019. He also challenges the admission
of a surveillance video of the night of November 5, 2019,
from a Comfort Inn motel next door to the Best Western motel
where the ZA construction work truck was stolen. Iervolino
did not object to the admission of either surveillance video.
Therefore, this issue was not properly preserved for review
and is subject only to plain-error review.
“There are two theories upon which photographs,
motion pictures, videotapes, sound recordings, and
the like are analyzed for admission into evidence:
the ‘pictorial communication’ or ‘pictorial testimony’
theory and the ‘silent witness’ theory. Wigmore [on
Evidence], ... § 790 [(1970 & Supp. 1991)]; McCormick
[on Evidence], ... § 214 [(1992)]; and Schroeder, [Alabama
Evidence,] ... § 11-3 [(1987 & Supp. 1988)]. The ‘pictorial
communication’ theory is that a photograph, etc., is merely
a graphic portrayal or static expression of what a qualified
and competent witness sensed at the time in question.
Wigmore, supra, § 790, and McCormick, supra, § 214.
The ‘silent witness’ theory is that a photograph, etc.,
is admissible, even in the absence of an observing or
sensing witness, because the process or mechanism by
which the photograph, etc., is made ensures reliability
and trustworthiness. In essence, the process or mechanism
substitutes for the witness's senses, and because the process
or mechanism is explained before the photograph, etc., is
admitted, the trust placed in its truthfulness comes from
the proposition that, had a witness been there, the witness
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would have sensed what the photograph, etc., records.
Wigmore, supra, § 790, and McCormick, supra, § 214.
“.... The proper foundation required for admission into
evidence of a sound recording or other medium by
which a scene or event is recorded (e.g., a photograph,
motion picture, videotape, etc.) depends upon the particular
circumstances. If there is no qualified and competent
witness who can testify that the sound recording or other
medium accurately and reliably represents what he or she
sensed at the time in question, then the ‘silent witness’
foundation must be laid. Under the ‘silent witness’ theory,
a witness must explain how the process or mechanism that
created the item works and how the process or mechanism
ensures reliability.
“....
“[Off. Benninger]: He had no way of downloading it or
anything, so I got my work iPhone out and I video-recorded
it with the iPhone.
*17 “[Prosecutor]: So you took your personal -- not
your personal, but your work iPhone video mechanism is
recording [sic], right?
“[Off. Benninger]: Yes, ma'am.
“[Prosecutor]: And is that a phone that you use in the
ordinary course of policing?
“[Off. Benninger]: Yes, ma'am.
“[Prosecutor]: And you're familiar with how that works?
“[Off. Benninger]: Yes, ma'am.
“On the other hand, when a qualified
and competent witness can testify that
the sound recording or other medium
accurately and reliably represents
what the witness sensed at the time
in question, then the foundation
required is that for the ‘pictorial
communication’ theory. Under this
theory, the party offering the item must
present sufficient evidence to meet
the ‘reliable representation’ standard,
that is, the witness must testify that
the witness has sufficient personal
knowledge of the scene or events
pictured or the sounds recorded and
that the item offered accurately and
reliably represents the actual scene or
sounds.”
Ex parte Fuller, 620 So. 2d 675, 678 (Ala. 1993).
With respect to the surveillance video from Bertram's house,
the record reflects that Moody Police Officer Christopher
Benninger viewed the video and recorded it using his cellular
telephone. Officer Benninger testified:
“[Prosecutor]: When you saw that on the video footage,
what did you do?
“[Prosecutor]: And you're familiar with how that records
and how it downloads and saves? “[Off. Benninger]: Yes,
ma'am.
“[Prosecutor]: So you pulled out your iPhone and you
actually recorded what you are seeing with your own eyes
at that residence?
“[Off. Benninger]: Yes, ma'am.”
(R. 722-723.) Officer Benninger testified that the video he
made with his phone was an accurate copy of what he
saw on Bertram's surveillance system. In addition, Bertram
testified about Iervolino and Iervolino's girlfriend coming to
his house on November 5, 2019, at around midnight. During
his testimony, the prosecutor played the video for Bertram
and asked Bertram questions about the video and what it
depicted. Bertram's testimony, in essence, verified the content
of the video that Officer Benninger had made from Bertram's
surveillance system.
With respect to the surveillance video from the Comfort Inn,
Vallabhbhai “Peter” Patel testified that he was the owner and
operator of the Comfort Inn in November 2019. He said that,
at that time, the motel had a surveillance system, that the
system had five or six cameras, that the cameras recorded the
outside of the motel, and that the motel had had the system for
approximately six years. According to Patel, he gave agents
with the Federal Bureau of Investigation (“FBI”) access to
the system and they downloaded footage from the night of
November 5, 2019. Patel testified that he watched the video
that had been downloaded and that it “accurately reflect[ed]
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Iervolino v. State, --- So.3d ---- (2023)
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the hotel landscape.” (R. 511.) Patel also testified that the
surveillance system worked accurately and had not had any
malfunctions. In addition, the video was played during the
testimony of Cody Cox, who was at the Best Western motel
the night of November 5, 2019, and he verified the contents
of the video based on what he observed that night.
Based on the testimony above, we conclude that the State
properly authenticated both surveillance videos. Therefore,
we find no error, much less plain error, in the admission of
the videos.
VIII.
Iervolino contends that the trial court erred in admitting
photographs of Harmon's injuries and of the crime
scene. Specifically, he argues that the photographs were
cumulative, irrelevant, inflammatory, and had “little to
no probative value.” (Iervolino's brief at p. 86.) In his
brief, Iervolino cites to pages 287-369 and 537-50 in
the clerk's record, 7 but he specifically challenges only
the “42 autopsy photographs ...and several additional
photographs of the deceased victim at the scene,” the “six
nearly identical photographs” showing blood on Harmon's
hands, photographs showing redness on Harmon's back,
and photographs showing a metal dowel running through
Harmon's head depicting the trajectory of the bullet.
(Iervolino's brief at p. 86.)
*18 “ ‘Generally, photographs are admissible into
evidence in a criminal prosecution “if they tend to prove
or disprove some disputed or material issue, to illustrate
or elucidate some other relevant fact or evidence, or to
corroborate or disprove some other evidence offered or
to be offered, and their admission is within the sound
discretion of the trial judge.” ’
Bankhead v. State, 585
So. 2d 97, 109 (Ala. Crim. App. 1989), remanded on
other grounds, 585 So. 2d 112 (Ala. 1991), aff'd on return
to remand,
625 So. 2d 1141 (Ala. Crim. App. 1992),
rev'd,
625 So. 2d 1146 (Ala. 1993), quoting Magwood
v. State, 494 So. 2d 124, 141 (Ala. Crim. App. 1985),
aff'd, 494 So. 2d 154 (Ala. 1986). ‘Photographic exhibits
are admissible even though they may be cumulative,
demonstrative of undisputed facts, or gruesome.’ Williams
v. State, 506 So. 2d 368, 371 (Ala. Crim. App. 1986)
(citations omitted). In addition, ‘photographic evidence, if
relevant, is admissible even if it has a tendency to inflame
the minds of the jurors.’ Ex parte Siebert, 555 So. 2d
780, 784 (Ala. 1989). ‘This court has held that autopsy
photographs, although gruesome, are admissible to show
the extent of a victim's injuries.’ Ferguson v. State, 814
So. 2d 925, 944 (Ala. Crim. App. 2000), aff'd, 814 So. 2d
970 (Ala. 2001). ‘ “[A]utopsy photographs depicting the
character and location of wounds on a victim's body are
admissible even if they are gruesome, cumulative, or relate
to an undisputed matter.” ’ Jackson v. State, 791 So. 2d
979, 1016 (Ala. Crim. App. 2000), quoting
Perkins v.
State, 808 So. 2d 1041, 1108 (Ala. Crim. App. 1999), aff'd,
808 So. 2d 1143 (Ala. 2001), judgment vacated on other
grounds, 536 U.S. 953, 122 S.Ct. 2653, 153 L.Ed.2d 830
(2002), on remand to,
851 So. 2d 453 (Ala. 2002).”
Brooks v. State, 973 So. 2d 380, 393 (Ala. Crim. App.
2007). This Court has also held that photographs of probes
through a body that show the trajectory of a bullet are
admissible. See McMillan v. State, 139 So. 3d 184, 254 (Ala.
Crim. App. 2010) (“[T]he probes showed the trajectories of
the bullets through the victim's body, which are particularly
relevant in this case because McMillan argued that the victim
was not in the truck when he was shot.”)
We have reviewed all the photographs that were admitted
into evidence and conclude that the trial court did not err in
admitting the photographs into evidence, even though some
were cumulative or gruesome.
IX.
Iervolino contends that the St. Clair District Attorney's Office
was improperly involved in his prosecution even after it had
recused itself. Specifically, he argues that the St. Clair District
Attorney's Office offered State's witness Kimberly Brown
a plea bargain for several felony charges against her in St.
Clair County in exchange for her testifying against Iervolino.
Iervolino did not raise this issue in the trial court; therefore,
it was not properly preserved for review and is subject only
to plain-error review.
*19 On cross-examination, in response to leading questions
by defense counsel, Brown indicated that she had an
“understanding with the State about [her] testimony” and that
she had been promised “leniency” on her pending felony
charges in exchange for her testimony. (R. 1001.) On redirect
examination, however, the following occurred:
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Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
“[Prosecutor]: Where are those charges? Where are those
charges pending that you just told him about?
“[Brown]: St. Clair.
“[Prosecutor]: Okay. And am I prosecuting you for that?
“[Brown]: No, ma'am.
“[Prosecutor]: Is Mr. Giddens prosecuting you for that?
been subpoenaed to testify at Iervolino's trial and that she did
appear of her own accord.
The record does not support Iervolino's assertions that the St.
Clair County District Attorney's Office remained involved in
his prosecution after it had recused itself by offering Brown a
plea bargain in exchange for her testimony at Iervolino's trial.
Therefore, we find no error, much less plain error, as to this
claim.
“[Brown]: No, ma'am.
“[Prosecutor]: And have Mr. Giddens and I ever spoken
with you about your charges and any promises or any
benefit you would get from coming in and telling these
ladies and gentlemen some version?
“[Brown]: No, ma'am.
“[Prosecutor]: What did we tell you to tell?
“[Brown]: The truth.
“[Prosecutor]: That's what we told you to tell; isn't it?
“[Brown]: Yes, sir.
“[Prosecutor]: Did we make you -“[Brown]: Yes, ma'am.
“[Prosecutor]: -- any promise that you would get some kind
of benefit for coming in and telling them some story or
some version?
“[Brown]: No, ma'am.
“[Prosecutor]: And, so, if [defense counsel] is asking you
about a benefit or something that you've gotten from
testifying, what do you mean? You haven't gotten anything
from us.
“[Brown]:
No,
ma'am.
misunderstood. I'm sorry.”
I
(R. 1003-04.) On recross-examination, defense counsel asked
Brown if Guinn Conley was the person prosecuting her and
Brown said that she did not know. Brown denied ever having
a conversion with Conley about her testimony at Iervolino's
trial. On redirect examination, Brown stated that she had
X.
Iervolino contends that the trial court erred in allowing
victim-impact evidence during the guilt phase of his trial.
Specifically, he argues that, during opening statements, the
prosecutor told the jury that Harmon was the son of the
St. Clair County District Attorney, that Harmon was called
“Boo,” and that he dreamed of being a pilot, as well
as subsequently eliciting other personal information from
Harmon's girlfriend. In one sentence in this section of his
brief, Iervolino also asserts: “In rebuttal closing arguments,
the prosecution expressly invoked the impact the crime had on
the victim's family and asked the jury to return a guilty verdict
for the victim's family. (R. 1274-76.)” (Iervolino's brief at p.
89.) Iervolino did not object to any of the now challenged
victim-impact evidence. Therefore, he failed to preserve this
issue for review and it is subject only to plain-error review.
We have reviewed the record and find no plain error.
XI.
Iervolino contends that there are “substantial omissions” in
the record on appeal that, he says, violate his constitutional
rights and hinder this Court's ability to review the claims
he presents on appeal and to review the record for plain
error. (Iervolino's brief at p. 80.) Before trial, Iervolino filed
a motion requesting that a court reporter record “any and all
proceedings before the Court,” which the trial court granted.
(C. 71.)
*20 “As we stated in
Wynn v. State, 804 So. 2d
1122, 1143-44 (Ala. Crim. App.), cert. denied, 804 So. 2d
1152 (Ala. 2001):
“ ‘[I]t should have been apparent to the defense during
the trial that the court reporter was not recording
certain sidebars.... Defense counsel could have easily
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Iervolino v. State, --- So.3d ---- (2023)
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reminded the trial court that it had granted his motion
for full recordation of the proceedings and remedied the
omissions at that time. Therefore, this error was invited
by the appellant.”
This Court found reversible error based on substantial
“Moreover, in determining whether there is reversible error
based on an omission in the transcript we use the standard
omitted from the record, and in
Hammond v. State, 665
So. 2d 970, 972-73 (Ala. Crim. App. 1995), where a large
portion of voir dire examination was missing, including the
discussed in
Ingram v. State, 779 So. 2d 1225 (Ala.
Crim. App. 1999), aff'd, 779 So. 2d 1283 (Ala. 2000), cert.
denied, 531 U.S. 1193, 121 S.Ct. 1194, 149 L.Ed.2d 109
(2001). In
Ingram, we stated:
“ ‘Where the transcript or record is incomplete, two rules
have evolved. The first applies to the situation where the
appellant is represented on appeal by the same counsel
that represented him at trial. In that case, the failure to
supply a complete record is not error per se and will not
work a reversal absent a specific showing of prejudice.
In other words, in such a case, the appellant must show
that failure to record and preserve the specific portion
of the trial proceedings complained of visits a hardship
upon him and prejudices his appeal. The second applies
to the situation where the appellant is represented by new
counsel on appeal. When he is represented on appeal
by counsel other than the attorney at trial, the absence
of a substantial and significant portion of the record,
even absent any showing of specific prejudice or error,
is sufficient to warrant reversal.’
“
779 So. 2d at 1280-81.”
Calhoun v. State, 932 So. 2d 923, 941-42 (Ala. Crim. App.
2005).
“ ‘We do not advocate a mechanistic approach to situations
involving the absence of a complete transcript of the
trial proceedings. We must, however, be able to conclude
affirmatively that no substantial rights of the appellant
have been adversely affected by the omissions of the
transcript. When ... a substantial and significant portion of
the record is missing, and the appellant is represented on
appeal by counsel not involved at trial, such a conclusion
is foreclosed...’ ”
Ex parte Godbolt, 546 So. 2d 991, 997 (Ala. 1987) (quoting
United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.
1977)).
omissions in the record in
Green v. State, 796 So. 2d 438
(Ala. Crim. App. 2001), where both a sentencing hearing
and a hearing on the trustworthiness of a witness were
State's challenges to six prospective jurors. However, in Ex
parte Harris, 632 So. 2d 543, 546 (Ala. 1993), the Alabama
Supreme Court found that the failure to transcribe a portion
of voir dire examination and several bench conferences was
not reversible error. The Court explained:
*21 “We have carefully reread those portions of the
record where each omission occurred and have reread the
several pages before and the several pages after those
omitted portions, to ascertain, if possible, the content and
substance of the discussions not transcribed, so as to
determine whether ‘a substantial and significant portion
of the record’ is missing and to determine whether we
could ‘conclude affirmatively that no substantial rights of
[Harris] have been adversely affected by the omissions
from the transcript.’ [Ex parte Godbolt, 546 So. 2d 991
(Ala. 1987)].
“From this extensive review, and given the particular facts
of this case, we have concluded that the untranscribed
portions of the proceedings did not constitute ‘a substantial
and significant portion of the record’ and we have
‘conclud[ed] affirmatively that no substantial rights of
[Harris] have been adversely affected by the omissions
from the transcript.’ Rather, we have concluded that the
trial court's rulings related to certain omitted portions of the
proceedings were adverse to the state and that the content or
substance of the other discussions that occurred out of the
hearing of the court reporter was general in nature and had
no effect on the outcome of the case. We conclude, under
the facts of this case, that the error in failing to ensure that
the entire proceedings were transcribed was harmless.”
632 So. 2d at 546.
In his brief, Iervolino cites 21 off-the-record bench
conferences that were not recorded and included in the record
on appeal, and he argues that the missing bench conferences
are “substantial.” (Iervolino's brief at p. 79.) However, we
have reviewed the entire record, paying particular attention
to each page cited by Iervolino and the surrounding pages,
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Iervolino v. State, --- So.3d ---- (2023)
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and we conclude that, in many of the instances, the trial
court indicated that it needed to discuss scheduling or
procedural matters with the attorneys. And the only reference
in Iervolino's brief to a specific bench-conference is the
following:
“For example, the trial court referenced an ‘off the record'
discussion of [Iervolino's] guilty pleas to theft and breaking
and entering, including ‘what, if any, limiting instruction
would be given and what would be subject to comment
of counsel.’ The court then revealed that ‘the Court was
requested to give a limited charge as to what evidence could
be or not [be] used.’ There is no such discussion or request
in the record, which hinders this Court's consideration of
claims presented on appeal and plain error review.”
(Iervolino's brief at p. 80.) Although Iervolino appears to
argue that the discussion concerning a limiting instruction on
the use of the convictions was not part of the record, the record
refutes this assertion. There was a discussion concerning this
instruction during the charge conference, and defense counsel
indicated he was satisfied with the instruction the trial court
indicated it was going to give to the jury. (R. 1210-14.) We
conclude that the untranscribed portions of the proceedings
did not constitute a substantial and significant portion of the
record, and we are confident that “no substantial rights of
[Iervolino] have been adversely affected by the omissions
from the transcript.”
Ex parte Harris, 632 So. 2d at 546.
Indeed, the trial court took every precaution to ensure that
the record was complete for appeal and that its rulings, and
the rationale for those rulings, were contained in the record
that was certified to this Court. Therefore, Iervolino is due no
relief on this claim.
XII.
in a light most favorable to the prosecution.” ’ Ballenger
v. State, 720 So. 2d 1033, 1034 (Ala. Crim. App. 1998),
quoting Faircloth v. State, 471 So. 2d 485, 488 (Ala. Crim.
App. 1984), aff'd, 471 So. 2d 493 (Ala. 1985). ‘ “The
test used in determining the sufficiency of evidence to
sustain a conviction is whether, viewing the evidence in the
light most favorable to the prosecution, a rational finder
of fact could have found the defendant guilty beyond a
reasonable doubt.” ’ Nunn v. State, 697 So. 2d 497, 498
(Ala. Crim. App. 1997), quoting O'Neal v. State, 602 So.
2d 462, 464 (Ala. Crim. App. 1992). ‘ “When there is legal
evidence from which the jury could, by fair inference, find
the defendant guilty, the trial court should submit [the case]
to the jury, and, in such a case, this court will not disturb
the trial court's decision.” ’ Farrior v. State, 728 So. 2d 691,
696 (Ala. Crim. App. 1998), quoting Ward v. State, 557 So.
2d 848, 850 (Ala. Crim. App. 1990). 'The role of appellate
courts is not to say what the facts are. Our role ... is to
judge whether the evidence is legally sufficient to allow
submission of an issue for decision [by] the jury.’
parte Bankston, 358 So. 2d 1040, 1042 (Ala. 1978).”
Ex
Gavin v. State, 891 So. 2d 907, 974 (Ala. Crim. App.
2003).
“ ‘[T]he element of intent, being a state of mind or mental
purpose, is usually incapable of direct proof, [and] it may
be inferred from the character of the assault, the use
of a deadly weapon and other attendant circumstances.’
Johnson v. State, 390 So. 2d 1160, 1167 (Ala. Cr. App.),
cert. denied, 390 So. 2d 1168 (Ala. 1980). Accord Fears v.
State, 451 So. 2d 385, 387 (Ala. Cr. App. 1984); Young v.
State, 428 So. 2d 155, 158 (Ala. Cr. App. 1982).”
Jones v. State, 591 So. 2d 569, 574 (Ala. Crim. App. 1991).
Moreover:
*22 Iervolino contends that the evidence was insufficient
to sustain his conviction for capital murder because, he says,
the State failed to prove that he had the specific intent to kill.
Iervolino challenged the sufficiency of the evidence in his
motion for a judgment of acquittal, made at the close of the
State's case, and in his postjudgment motion for a judgment
of acquittal and/or motion for a new trial.
“[C]ircumstantial evidence alone may be sufficient in
conjunction with other facts and circumstances which tend
to connect the accused with the commission of the crime to
sustain a conviction. Dolvin v. State, 391 So. 2d 133 (Ala.
“ ‘ “In determining the sufficiency of the evidence to
sustain a conviction, a reviewing court must accept as true
all evidence introduced by the State, accord the State all
legitimate inferences therefrom, and consider all evidence
Scanland v. State, 473 So. 2d 1182, 1185 (Ala. Crim. App.
1985).
1980) and cases there;
Cumbo v. State, 368 So. 2d 871
(Ala. Crim. App. 1979), cert. denied, 368 So. 2d 877 (Ala.
1979).”
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As explained earlier in this opinion, the evidence at trial
established that, while Iervolino was speeding away from the
Best Western motel in a stolen truck, he was armed with a
gun that he fired several times. Iervolino admitted to Stewart
that he had shot someone and there were numerous witnesses
who testified concerning Iervolino's state of mind on the night
of the murder and how angry and aggressive he was acting.
In addition, the evidence established that Harmon was found
dead inside his vehicle after the vehicle had crashed and
that Harmon and Iervolino had been on the same road at the
same time. Viewed in a light most favorable to the State, the
evidence was more than sufficient to establish that Iervolino
had the specific intent to kill Harmon.
XIII.
*23 Iervolino contends that the prosecutor engaged in
misconduct during closing arguments at both the guilt phase
and penalty phase of his trial.
“In reviewing allegedly improper prosecutorial comments,
conduct, and questioning of witnesses, the task of this
Court is to consider their impact in the context of the
particular trial, and not to view the allegedly improper acts
in the abstract. Whitlow v. State, 509 So. 2d 252, 256 (Ala.
Cr. App. 1987); Wysinger v. State, 448 So. 2d 435, 438
(Ala. Cr. App. 1983); Carpenter v. State, 404 So. 2d 89, 97
(Ala. Cr. App. 1980), cert. denied, 404 So. 2d 100 (Ala.
1981). Moreover, this Court has also held that statements of
counsel in argument to the jury must be viewed as delivered
in the heat of debate; such statements are usually valued by
the jury at their true worth and are not expected to become
factors in the formation of the verdict. Orr v. State, 462 So.
2d 1013, 1016 (Ala. Cr. App. 1984);
Sanders v. State,
426 So. 2d 497, 509 (Ala. Cr. App. 1982).”
Bankhead v. State, 585 So. 2d 97, 106–07 (Ala. Crim. App.
1989).
“ ‘The relevant question is whether the prosecutor's
comments so infected the trial with unfairness as to
make the resulting conviction a denial of due process.’
Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct.
2464, 2471, 91 L.Ed.2d 144 (1986), quoting
Donnelly
v. DeChristoforo, 416 U.S. 637, 94 S.Ct. 1868, 40 L.Ed.2d
431 (1974). Comments made by the prosecutor must be
evaluated in the context of the whole trial.
Duren v.
State, 590 So. 2d 360, 364 (Ala. Cr. App. 1990), aff'd, 590
So.2d 369 (Ala. 1991), cert. denied, 503 U.S. 974, 112 S.Ct.
1594, 118 L.Ed.2d 310 (1992). ‘Prosecutorial misconduct
is subject to a harmless error analysis.’ Bush v. State, 695
So. 2d at 131 (citations omitted); Smith v. State, 698 So. 2d
at 203 (citations omitted).”
Simmons v. State, 797 So. 2d 1134, 1162 (Ala. Crim. App.
1999). “A criminal conviction is not to be lightly overturned
on the basis of a prosecutor's comments standing alone.”
United States v. Young, 470 U.S. 1, 11, 105 S.Ct. 1038,
84 L.Ed.2d 1 (1985). “Questions of the propriety of argument
of counsel are largely within the trial court's discretion,
McCullough v. State, 357 So. 2d 397, 399 (Ala. Crim. App.
1978), and that court is given broad discretion in determining
what is permissible argument.”
105.
Bankhead, 585 So. 2d at
Iervolino did not object to many of the remarks by the
prosecutor that he now challenges on appeal. Those remarks
that were not objected to in the trial court were not properly
preserved for review and are subject only to plain-error
review. “ ‘This court has concluded that the failure to object
to improper prosecutorial arguments, ... should be weighed as
part of our evaluation of the claim on the merits because of
its suggestion that the defense did not consider the comments
in question to be particularly harmful.’ ”
Kuenzel v.
State, 577 So. 2d 474, 489 (Ala. Crim. App. 1990), quoting
Johnson v. Wainwright, 778 F.2d 623, 629 n.6 (11th Cir.
1985). “Prosecutorial misconduct during closing arguments
rarely constitutes plain error that requires reversal.” People
v. Walters, 148 P. 3d 331, 335 (Colo. App. 2006). “ ‘[T]he
impropriety of the argument must be gross indeed in order for
this Court to hold that a trial judge abused his discretion in not
recognizing and correcting ex mero motu an argument which
defense counsel apparently did not believe was prejudicial
when he heard it.’
State v. Johnson, 298 N.C. 355, 369,
259 S.E.2d 752, 761 (1979).”
State v. Gregory, 340 N.C.
365, 424, 459 S.E.2d 638, 672 (1995).
A.
*24 Iervolino argues that the prosecutor improperly
referenced another case during rebuttal closing argument at
the guilt phase of the trial. The following occurred:
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“[Prosecutor]: You know, I've been doing this a long
time. ... I never, ever am ceased to be amazed when I hear
a defense argument and I wonder if he's been watching the
same trial I watched.... It's an alternative world is what that
was. I haven't heard any theory on why did [Harmon] stop?
If he's just going home and that he just happened to meet
up with this killer over here, he just happened to meet up -nothing going on between these two and he took that yield
and he's headed home. Why did he stop? Why did he stop
and give this person -- get this, now, I'm on the side of the
road with a gun, I'm waiting. I'm waiting here because I'm
going to execute him, as he said. I need him to stop here.
Well, aren't I lucky because he did. And then I don't just
step out and blast away through the window. I walk around
behind the car and come around and get the exact angle shot
that he did. Does that sound like it was concocted based on
that interview he had with him? The investigator. Because
you've got -- all of that has to fall into play for that to be
true. And it's ridiculous is what it is. You've got all of this
evidence. You know, I told you I was the DA -- I've been
a DA in Talladega and as I'm sitting there listening to this,
a case I had come to mind. We had a little -- pretty little
six-year-old girl who had disclosed somebody in the house,
a male, had done something inappropriate. And me and
Mrs. Kilgore were talking to her and Mrs. Kilgore posed
the question to her, this beautiful little girl -- and she had
this wonderful little southern drawl. And she posed the
question, well, what if he said -“[Defense counsel]: Objection -“[Prosecutor]: -- he didn't do it?
“[Defense counsel]: -- if the Court please. We have no
evidence in this case about a six-year-old girl or inference
from it.
“THE COURT: Overruled. I'll let him get where he's going.
“[Prosecutor]: [Defense counsel] referred to a movie.
“THE COURT: I understand.
“[Prosecutor]: I didn't hear any evidence of a Demi Moore
movie in the trial.
“THE COURT: I was here. Proceed.
“[Defense counsel]: Touche'.
“[Prosecutor]: Anyway, when she
posed the question, well, what if he
said he didn't do it? In that beautiful
little drawl, she said, well, he did. And
I'm sitting there thinking those three
words sum up this case. Well, he did.
You can offer all of the alternative
realities you want to and it can't change
the facts of this case.”
(R. 1269-70.) (emphasis on portion complained of by
Iervolino).
When viewed in context, it is clear that the prosecutor's
reference to another case was part of a proper comment on the
weakness of the defense's alternative theories of the crime.
“ ‘One of the most prevalent arguments to a jury is that
the position and argument of the adversary is unwarranted,
silly, fanciful or illogical.’Crook v. State, 276 Ala. 268,
270, 160 So. 2d 896, 897 (1963). ‘[A] prosecutor's remarks
during closing argument pointing out the flaws in the
defense's theory of the case do not constitute improper
argument.’ Reeves v. State, 807 So. 2d 18, 45 (Ala. Crim.
App. 2000).”
*25
Minor v. State, 914 So. 2d 372, 423-24 (Ala. Crim.
App. 2004). There was no error in the prosecutor's comment.
B.
Iervolino argues that the prosecutor twice misstated the law
during closing arguments at the guilt phase.
First, Iervolino asserts that the prosecutor incorrectly stated
the law regarding the specific intent to kill. Iervolino did
not object to the comment he now challenges on appeal and,
after reviewing the record, we conclude that, in context, the
prosecutor's argument on the intent to kill was not error, much
less plain error.
Second, during the prosecutor's rebuttal closing argument, the
following occurred:
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“[Prosecutor]: You know, the law is not just in some law
book. The law is not just what judges say it is. The law is
not just what lawyers say it is or prosecutors. The law is
what you say it is. The law is what you say it is -“[Defense counsel]: Objection, if the -“[Prosecutor]: -- in your county -“[Defense counsel]: -- please. A misstatement of the law.
“THE COURT: What's the objection?
“[Defense counsel]: He told the jury that the law wasn't
what you said, the law is what they find. I suspect in your
charge you're going to tell the ladies and gentlemen of the
jury that you will charge them with the law.
“THE COURT: Ladies and gentlemen of the jury, you are
the decider of the facts. I will tell you what the law is to
apply that law to the facts as you hear them. [Prosecutor]
you can proceed.
“[Prosecutor]: Thank you. If I could
finish. The law, based on your verdict,
is what you want the law to be in
your county. Your verdict tells us
what you want the law to be about
somebody who -- by all evidence
in this case, ... Harmon did nothing
wrong to anybody. That somebody
would take a gun and shoot him. We'll
know what you think the law is.”
C.
Iervolino argues that, during the guilt phase closing argument,
the prosecutor improperly “sought to bolster the reliability
of key witnesses by making explicit assurances of their
veracity and indicating that information the jury did not
have supported their testimony.” (Iervolino's brief at p. 69.)
Specifically, he argues that the prosecutor stated several
times that certain witnesses had no reason to lie and were
telling the truth. Iervolino did not object to any of the
prosecutor's comments in this regard and, after reviewing
the record, we find no error, much less plain error, in the
prosecutor's comments. In this regard, we note that, although
“ ‘prosecutors must avoid making personal guarantees as to
the credibility of the state's witnesses,’ ” DeBruce v. State, 651
So. 2d 599, 611 (Ala. Crim. App. 1993) (quoting
Ex parte
Parker, 610 So. 2d 1181, 1187 (Ala. 1992)), “[a] distinction
must be made between an argument by the prosecutor
personally vouching for a witness, thereby bolstering the
credibility of the witness, and an argument concerning the
credibility of a witness based upon the testimony presented at
trial.” DeBruce, 651 So. 2d at 610.
*26 “It is not improper for a prosecutor to ask the jury
to draw inferences and to exercise common sense. State
v. Fauci, 282 Conn. [23,] 37, 917 A.2d 978[, 988 (2007)].
A prosecutor may urge the jury to find for stated reasons
that a witness was truthful or untruthful. See
State v.
Stevenson, 269 Conn. 563, 585, 849 A.2d 626 (2004). A
prosecutor may also ‘remark on the motives that a witness
may have to lie, or not to lie, as the case may be.’ (Internal
quotation marks omitted.)
(R. 1277-78.)
The prosecutor misstated the law when he said that the jury
determined what the law was. However, after Iervolino's
objection, the trial court immediately instructed the jury that
the jury would decide the facts and that the trial court would
instruct the jury as to what the law was. “[T]he trial court
acted immediately to ... instruct the jury, these actions of
the trial court erased any possible prejudicial effect to the
appellant. ...” Glenn v. State, 395 So. 2d 102, 109 (Ala. Crim.
App. 1980).
Id.”
State v. Felix, 111 Conn. App. 801, 811-12, 961 A.2d 458,
467 (2008). In this case, the prosecutor was not personally
vouching for the credibility of witnesses.
D.
Iervolino argues that, during rebuttal closing argument at the
guilt phase of the trial, the prosecutor improperly commented
on his right against self-incrimination by stating:
“[A] stolen truck that they pled guilty to Monday. Do
you think that's not a trial strategy? Because what did
Mrs. Manning say? He could have pled guilty any time
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in the last two years and he waited until Monday so these
lawyers could get up here and argue he's this great and
wonderful man, he's owned up to what he did. Monday. Not
at arraignment. Not two years ago. Not a year ago. Not six
months. That ain't got nothing to do with this case.”
Iervolino in a good light for accepting responsibility for the
stolen work truck by pointing out to the jury that Iervolino
had waited to do so until just before the capital-murder trial
started. The above argument was not an improper comment
on Iervolino's right against self-incrimination.
(R. 1273-74.) Iervolino did not object to this comment.
During closing argument, defense counsel stated the
following:
“Now you've heard an awful lot of evidence about the fact
that a truck was taken from the Best Western. We've pled to
that and we did that. That truck was burglarized and it was.
Mr. Iervolino did that. He's pled to that. He didn't shoot
anyone.”
(R. 1261.)
“It is well settled that ‘a] prosecutor has the right to “reply
in kind” to statements made by defense counsel in the
defense's closing argument.’ Newton v. State, [78 So. 3d
458, 478] (Ala. Crim. App. 2009) (citations and quotations
omitted). ‘ “When the door is opened by defense counsel's
argument, it swings wide, and a number of areas barred to
prosecutorial comment will suddenly be subject to reply.”
’
Davis v. State, 494 So. 2d 851, 855 (Ala. Crim.
App. 1986) (quoting DeFoor, Prosecutorial Misconduct in
Closing Argument, 7 Nova L.J. 443, 469-70 (1982-83)).
Further, a prosecutor's rebuttal argument is ‘viewed as
having been made in the heat of the debate, and such a
remark is usually valued by the jury at its true worth and
not expected to become a factor in the formulation of the
verdict.’ McGowan v. State, 990 So. 2d 931, 974 (Ala.
Crim. App. 2003).”
Vanpelt v. State, 74 So. 3d 32, 82 (Ala. Crim. App. 2009).
“Closing arguments are rarely scripted with precision.”
People v. Tillery, 231 P.3d 36, 44 (Colo. App. 2009).
“Prosecutors have latitude to respond in rebuttal closing
to arguments raised by defense counsel in their closing.”
State v. Mars, 116 Hawaii 125, 142, 170 P.3d 861, 878
(2007). “[A] prosecutor is allowed to respond to defense
arguments with logical force and vigor.”
Commonwealth
v. Chmiel, 585 Pa. 547, 889 A. 2d 501, 544 (2005).
After reviewing the record, we find no error, much less plain
error, in the prosecutor's argument. The prosecutor had the
right to reply in kind to defense counsel's attempt to paint
E.
*27 Iervolino argues that, during rebuttal closing argument
at the penalty phase of the trial, the prosecutor improperly
commented on his failure to testify when the prosecutor said
that Harmon was unable to testify because he was dead.
Iervolino did not object to the comment he now challenges
on appeal.
The record reflects that defense counsel stated the following
during closing argument at the penalty phase:
“[I]f I've said or done anything so far to insinuate that this is
some sort of balancing act between the defendant's hard life
and Nicholas Sloan Harmon's good life -- that's not it at all.
I would never do that. This is a tragedy what has happened
in this case and I know nothing but good about the victim,
but that's not the purpose of this, so it's not about that.”
(R. 1446.) Defense counsel further stated that the penalty
phase of the trial had “nothing to do with the victim. Nothing
to do with your verdict.” (R. 1449.) In rebuttal, the prosecutor
stated:
“But he mentioned the victim a couple of times and I'm
going to say one thing -- last thing and I'm going to
sit down. The State is always one witness short in a
murder case because the defendant has killed the witness.
I speak for Sloan Harmon because he can't. We're always
one witness short and it's always the same reasons, the
defendant kills him.”
(R. 1453.)
In addressing a prosecutor's comment on a defendant's failure
to testify, the Alabama Supreme Court has stated:
“Alabama law distinguishes direct comments from indirect
comments and establishes that a direct comment on the
defendant's failure to testify mandates the reversal of the
defendant's conviction, if the trial court failed to promptly
cure that comment.
Whitt v. State, [370 So. 2d 736
(Ala. 1979)]; Ex parte Yarber, [375 So. 2d 1231 (Ala.
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1979)]; Ex parte Williams, [461 So. 2d 852 (Ala. 1984)];
Ex parte Wilson, [571 So. 2d 1251 (Ala. 1990)]. On the
other hand, ‘covert,’ or indirect, comments are construed
against the defendant, based upon the literal construction
of Ala. Code 1975, § 12-21-220, which created the ‘virtual
identification doctrine.’ Ex parte Yarber, 375 So. 2d at
1234. Thus, in a case in which there has been only an
indirect reference to a defendant's failure to testify, in
order for the comment to constitute reversible error, there
must have been a virtual identification of the defendant
as the person who did not become a witness. Ex parte
Yarber, 375 So. 2d at 1234; Ex parte Williams, supra;
Ex
parte Wilson, supra;
Ex parte Purser, [607 So. 2d 301
(Ala. 1992)]. A virtual identification will not exist where
the prosecutor's comments were directed toward the fact
that the State's evidence was uncontradicted, or had not
been denied. See Beecher v. State, 294 Ala. 674, 682, 320
So. 2d 727, 734 (1975); Ex parte Williams, supra;
Ex
parte Purser, supra. Yet, in such circumstances, it becomes
important to know whether the defendant alone could have
provided the missing evidence.
“A challenged comment of a
prosecutor made during closing
arguments must be viewed in the
context of the evidence presented
in the case and the entire closing
arguments made to the jury -- both
defense counsel's and the prosecutor's.
Ex parte Land, [678 So. 2d 224
(Ala. 1996)]; Windsor v. State, 683 So.
2d 1021, 1023 (Ala. 1994); Ex parte
Musgrove, 638 So. 2d 1360, 1368
(Ala. 1993), cert. denied, 513 U.S. 845,
115 S.Ct. 136, 130 L.Ed.2d 78 (1994).”
*28 Ex parte Brooks, 695 So. 2d 184, 188-89 (Ala. 1997).
In
Wiggins v. State, 193 So. 3d 765 (Ala. Crim. App.
2014), this Court found no error in a similar comment by
the prosecutor that, because the victim could not speak for
himself, the prosecutor had to speak for him. We stated:
“This Court has upheld a prosecutor's comment in closing
that he speaks for the victim's family. ‘[W]e find no
reversible error in a brief statement suggesting that
the prosecutory attorney speaks for the victim's family.'
Henderson v. State, 583 So. 2d 276, 286 (Ala. Crim.
App. 1990). See also
Sanchez v. State, 41 P. 3d 531,
535 (Wyo. 2002) (‘The prosecutor merely told the jury that
it had the opportunity to speak for the victim. We do not
perceive the comment as being an improper community
outrage appeal or that it prejudiced [the defendant]
unfairly.’);
State v. Braxton, 352 N.C. 158, 204,
531 S.E.2d 428, 455 (2000) (‘This Court has previously
found no gross impropriety requiring intervention ex mero
motu when a prosecutor has argued that he speaks for the
victim.’).”
193 So. 3d at 809.
Here, the prosecutor's comment was neither a direct nor an
indirect comment on Iervolino's failure to testify and did not
constitute error, much less plain error.
F.
Iervolino argues that, during closing argument at the penalty
phase of the trial, the prosecutor “improperly denigrated
the mitigation expert” and “misstate[d] the law” when he
“implied that the jury should not consider evidence presented
by the mitigation expert because her personal beliefs about
the death penalty would disqualify her from serving on a
capital jury.” (Iervolino's brief at pp. 72-73.) Iervolino also
argues that the prosecutor improperly compared the victim's
rights to his rights and “improperly ‘impl[ied] that the system
coddles criminals by providing them with more procedural
protections than their victims’ ” by “characteriz[ing] the jury
potentially finding a mitigating circumstance as ‘punishing’
the victim.” (Iervolino's brief at pp. 72-74.) Iervolino did not
object to the prosecutor's comments in this regard, and we find
no error, much less plain error.
In closing argument, the prosecutor discussed and disputed
the evidence the mitigation expert had detailed in her
testimony. The prosecutor stated, in relevant part:
“And you've heard evidence from the mitigation expert
about a bad childhood and all of the things that go into
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that and the drug use and all the things. And that's just
simply for the nonstatutory aggravating circumstance[s] ...
And also a circumstance of -- based on -- I guess based
on all of this bad childhood that you -- that he could not
appreciate the criminal conduct or conform that to the law.
Now I thought about it during lunch. Now what I heard
in that was -- yesterday, you heard [the other prosecutor's]
theme of the argument was that two people -- two men,
one doing everything right and one doing everything wrong
-- is that Nicholas Sloan Harmon appeared to be doing
everything right while the defendant appeared to be doing
everything wrong. But by finding that mitigating factor, it's
almost to me as if you are punishing Sloan Harmon twice.
He's punished with death by the defendant, but now we're
going to punish him again and the defendant not get the
appropriate punishment because he had a bad childhood
and [Harmon] had a good one. ...
*29 “And what really bothered me
was this: [The mitigation expert]
doesn't believe in the death penalty.
And that's fine. If you do, fine. If
you don't, fine. Those are personal
decisions. But if she does not, she's not
qualified to be a juror in the case like
you are, but she's up here telling you
-- not qualified to be a juror -- what a
juror ought to do and that just bothered
me. It just does. I think you know what
to do. That's why I just said common
sense. Your common sense is going to
tell you what to do.”
(R. 1442-43.)
Contrary to Iervolino's belief, the prosecutor's argument did
not imply that the jury should not consider his mitigating
evidence, nor did it improperly compare his rights to
the victim's rights. Rather, when viewed in context, the
prosecutor's argument was that the evidence presented by
Iervolino was not mitigating or, if it was, that it should be
given little weight. “A prosecutor has the right to argue the
weight of the evidence presented and to impeach the defense's
evidence.”
App. 1999).
Maples v. State, 758 So. 2d 1, 54 (Ala. Crim.
“It is well settled that the ‘State is not required to agree with
the defendant that the evidence offered during the penalty
phase is sufficiently mitigating to preclude imposition
of the death sentence[, and] the State is free to argue
that the evidence is not mitigating at all.’
State v.
Storey, 40 S.W.3d 898, 910-11 (Mo. 2001). Thus, ‘ “[a]
prosecutor may present an argument to the jury regarding
the appropriate weight to afford the mitigating factors
offered by the defendant.” ’ Vanpelt [v. State], 74 So. 3d
[32,] 90 [(Ala. Crim. App. 2009)] (quoting Malicoat v.
Mullin, 426 F.3d 1241, 1257 (10th Cir. 2005)). That is, ‘the
prosecutor, as an advocate, may argue to the jury that it
should give the defendant's mitigating evidence little or no
weight.’
Mitchell v. State, 84 So. 3d 968, 1001 (Ala.
Crim. App. 2010) (citing
Storey, 40 S.W.3d at 910–11).”
Wimbley v. State, 191 So. 3d 176, 240 (Ala. Crim. App.
2014), judgment vacated on other grounds by Wimbley v.
Alabama, 578 U.S. 1009, 136 S.Ct. 2387, 195 L.Ed.2d 760
(2016).
Moreover, “[a] prosecutor may argue in closing any evidence
that was presented at trial.”
Williams v. State, 627 So.
2d 994, 996 (Ala. Crim. App. 1992). On cross-examination,
Iervolino's mitigation expert testified, without objection,
that she did not believe in the death penalty under any
circumstances, and this testimony was a proper subject of
comment by the prosecutor.
XIV.
Iervolino also raises several challenges to the trial court's jury
instructions at both the guilt phase and penalty phase of his
trial.
“ ‘A trial court has broad discretion in formulating its
jury instructions, provided those instructions accurately
reflect the law and the facts of the case.’
Pressley v.
State, 770 So. 2d 115, 139 (Ala. Crim. App. 1999), aff'd,
770 So. 2d 143 (Ala. 2000). A ‘jury charge must be
construed as a whole and the language must be construed
reasonably.’
Ingram v. State, 779 So. 2d 1225, 1258
(Ala. Crim. App. 1999), aff'd, 779 So. 2d 1283 (Ala. 2000).
‘ “Hypercriticism should not be indulged in construing
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charges of the court ...; nor fanciful theories based on the
vagaries of the imagination advanced in the construction
and weight you give that evidence in this case is solely to
your good discretion.”
of the court's charge.” ’
Pressley, 770 So. 2d at 139
(quoting Addington v. State, 16 Ala. App. 10, 19, 74
So. 846 (1916)). '[W]e must evaluate instructions like a
(R. 1295-96.) Because Iervolino did not object to the trial
court's instruction, this issue was not properly preserved for
review and is subject only to plain-error review. We find no
plain error.
reasonable juror may have interpreted them.’
Ingram,
779 So. 2d at 1258. A court's charge ‘must be given a
reasonable -- not a strained -- construction,’
Williams
v. State, 710 So. 2d 1276, 1305 (Ala. Crim. App. 1996),
aff'd, 710 So. 2d 1350 (Ala. 1997), and ‘ “must be taken as
a whole, and the portions challenged are not to be isolated
therefrom or taken out of context, but rather considered
together.” ’ Self v. State, 620 So. 2d 110, 113 (Ala. Crim.
App. 1992) (quoting Porter v. State, 520 So. 2d 235, 237
(Ala. Crim. App. 1987)). ‘When reviewing a trial court's
jury instructions, we must view them as a whole, not in
bits and pieces, and as a reasonable juror would have
interpreted them.’ Johnson v. State, 820 So. 2d 842, 874
(Ala. Crim. App. 2000), aff'd, 820 So. 2d 883 (Ala. 2001).
Moreover, plain error in jury instructions ‘ “occurs only
when there is a reasonable likelihood that the jury applied
the instruction in an improper manner.” ’
Williams, 710
So. 2d at 1306 (quoting
United States v. Chandler, 996
F.2d 1073, 1085 (11th Cir. 1993)).”
*30
2017).
Floyd v. State, 289 So. 3d 337, 439 (Ala. Crim. App.
A.
Iervolino argues that the trial court erred in not giving a
limiting instruction to the jury regarding his convictions for
theft and unlawful breaking and entering a vehicle in relation
to the stolen work truck. Iervolino did not object on this
ground at trial and, in fact, he twice indicated -- once during
the charge conference and again at the conclusion of the trial
court's oral charge to the jury at the guilt phase of the trial -that he was satisfied with the instruction the trial court gave,
which reads:
“You've heard evidence that the defendant entered a plea of
guilty to the charges or to the charged offenses, unlawful
breaking and entering a vehicle and theft of property first
degree. These criminal charges, like all criminal charges,
have their own individual elements independent of each
other and independent of any other case. What relevance
In his brief, Iervolino does not identify exactly what type of
limiting instruction he believes the trial court should have
given, and he cites two separate lines of cases involving
limiting instructions. First, Iervolino cites Ex parte Minor,
780 So. 2d 796, 803 (Ala. 2000), and its progeny. In
Ex parte Minor, the Alabama Supreme Court held that
it was plain error not to give a limiting instruction to
the jury that a defendant's prior convictions could not be
considered as substantive evidence of the defendant's guilt
when the prosecutor had used those convictions to impeach
the defendant's credibility during his testimony at trial.
However, as explained in our statement of facts at the
beginning of this opinion, Iervolino engaged in a crime spree
that started with breaking and entering a vehicle, continued
to stealing that vehicle, murdering Harmon, and then firing
a weapon at law enforcement. Iervolino's actions in relation
to the stolen work truck, and his subsequent guilty-plea
convictions for theft and unlawful breaking and entering a
vehicle, were part of the res gestae of the capital murder and
were admissible as substantive evidence of Iervolino's guilt.
Therefore,
Ex parte Minor and its progeny do not apply
here. As the Alabama Supreme Court recognized in Johnson
v. State, 120 So. 3d 119 (Ala. 2006):
“It is contradictory and inconsistent to allow, on the one
hand, evidence of Johnson's prior bigamy conviction and
prior bad acts as substantive evidence of the offense
with which she was charged [capital murder of a witness
who was going to testify before a grand jury in the
bigamy prosecution against Johnson], yet, on the other
hand, to require a limiting instruction instructing the
jury that it cannot consider the evidence as substantive
evidence that Johnson committed the charged offense.
Other jurisdictions that have considered this issue have
concluded that a limiting instruction is not required when
evidence of other crimes or prior bad acts is properly
admitted as part of the res gestae of the crime with which
the defendant is charged. See People v. Coney, 98 P.3d
930 (Colo. Ct. App. 2004) (holding that evidence of other
offenses or acts that are part and parcel of the charged
offense is admissible as res gestae and may be admitted
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Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
without a limiting instruction);
State v. Long, 173 N.J.
138, 171, 801 A.2d 221, 242 (2002) (evidence of the
defendant's actions ‘served to paint a complete picture
of the relevant criminal transaction’ and therefore was
admissible, and a limiting instruction was unnecessary
because the evidence was admitted under the res gestae
exception); and
Camacho v. State, 864 S.W.2d 524,
535 (Tex. Crim. App. 1993) (holding the evidence of
the extraneous offenses showed the context in which the
criminal act occurred, i.e., the res gestae, and was therefore
admissible and not subject to the requirement of a limiting
instruction).”
*31 Johnson v. State, 120 So. 3d 1119, 1129-30 (Ala. 2006).
Second, Iervolino cites
Huddleston v. United States, 485
U.S. 681 691-92, 108 S.Ct. 1496, 99 L.Ed.2d 771 (1988),
and
Ex parte Billups, 86 So. 3d 1079, 1085-86 (Ala.
2010), and its progeny. In
Ex parte Billups, the Alabama
Supreme Court, relying on
Huddleston, held that it was
plain error for the trial court to instruct the jury that it could
consider evidence of collateral acts for all the purposes in
Rule 404(b), Ala. R. Evid., including those purposes that were
implausible or not at issue in the case. However, the Alabama
Supreme Court “expressly limited the holding in that case
to the ‘particular circumstances of [that] case,’ ” which, it
said, were “extreme.”
R.C.W. v. State, 168 So. 3d 102,
117-19 (Ala. 2014) (quoting
Ex parte Billups, 86 So. 3d
at 1086). Those same extreme circumstances are not present
here. Moreover, this Court has refused to apply
Billups outside its specific facts. See
Ex parte
Russell v. State, 272
So. 3d 1134, 1186-88 (Ala. Crim. App. 2017), and
Boyle
v. State, 154 So. 3d 171, 211-12 (Ala. Crim. App. 2013) (both
holding that there was no error on the part of the trial court
in not instructing the jury that it could consider evidence of
collateral crimes only as evidence of intent and motive).
B.
Iervolino argues that the trial court's jury instruction during
the guilt phase of the trial on reasonable doubt was flawed
because, he says, it lessened the State's burden of proof
and violated the United States Supreme Court's holding
in
Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328,
112 L.Ed.2d 339 (1990). Specifically, he argues that the
instruction contained the terms “mere guess or opinion”
and “a mere fanciful, vague, conjectural, or speculative
doubt.” (Iervolino's brief at p. 93, 111 S.Ct. 328.) Iervolino
did not object to the court's jury instruction on reasonable
doubt. Therefore, this issue was not properly preserved for
review and is subject only to plain-error review. We find no
error, much less plain error, in the trial court's reasonabledoubt instruction. As the State correctly argues in its brief, this
Court has previously upheld virtually identical instructions.
See Albarran v. State, 96 So. 3d 131, 191 (Ala. Crim. App.
2011);
Lewis v. State, 24 So. 3d 480, 517-19 (Ala. Crim.
App. 2006).
C.
Iervolino argues that the trial court erred in instructing the
jury during the penalty phase of the trial that, “[i]f you
believe that the State's offered evidence outweighs or is
more convincing than the mitigating evidence offered by
[Iervolino], then that mitigating evidence should not be
considered in sentencing.” (R. 1460.) According to Iervolino,
this instruction “precluded the jury from giving full effect to
the mitigating evidence in violation of clear Supreme Court
precedent.” (Iervolino's brief at p. 84.) Because Iervolino
did not object to the instruction, this issue was not properly
preserved for review and is subject only to plain-error review.
We find no error, much less plain error, in this instruction.
The trial court's instructions during the penalty phase of the
trial were thorough and exhaustive. In context, the trial court
stated, in relevant part:
*32 “[T]he burden of proof is on the State to convince
each of you beyond a reasonable doubt as to the existence
of any aggravating circumstances to be considered by
you in determining what the punishment is in this case.
This means that before you can reach a verdict that the
defendant's punishment be death, each and every one
of you must be convinced beyond a reasonable doubt
based on the evidence that at least one of the aggravating
circumstances exist. If you are not unanimously convinced
that one and the same aggravating circumstance exists
beyond a reasonable doubt based on the evidence, then
you must return a verdict sentencing the defendant to life
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Iervolino v. State, --- So.3d ---- (2023)
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imprisonment without the possibility of parole regardless
of whether there are any mitigating circumstances. ...
“In the event you do not find that any aggravating
circumstance has been proven by the State, you need
not concern yourself with the mitigating circumstances in
this case. If you find beyond a reasonable doubt that the
aggravating circumstance on which I instructed you does
exist in this case, then you must proceed to consider the
mitigating circumstances.
“....
“The laws of this state further provide that mitigating
circumstances shall not be limited to those I just listed
but shall also include any aspect of the defendant's
character or background, any circumstances surrounding
the offense, and any other relevant mitigating evidence
that the defendant offers in support for a sentence of life
imprisonment without parole. If the factual existence of
any evidence offered by the defendant in mitigation is
in dispute, the State shall have the burden of disproving
the factual existence of the disputed mitigating evidence
by a preponderance of the evidence. The preponderance
of the evidence standard requires the State, in order to
negate the existence of disputed mitigating evidence, to
offer evidence of greater weight or evidence that is more
convincing than that offered by the defendant. If you
believe that the State's offered evidence outweighs or is
more convincing than the mitigating evidence offered by
the defendant, then that mitigating evidence should not be
considered in sentencing. On the other hand, if you believe
that the State's offered evidence is of less or equal weight
or is less convincing than the mitigating evidence offered
by the defendant, then that mitigating evidence should be
considered in sentencing.
“....
“.... The process of weighing the aggravating
circumstances and the mitigating circumstances against
each other in order to determine the proper punishment is
not a mathematical process. In other words, you should
not merely total the number of aggravating circumstances
and compare that number to the total number of mitigating
circumstances. The law of this state recognizes that it
is possible in at least some situations that one or a few
aggravating circumstances might outweigh a larger number
of mitigating circumstances.
“The law of this state also recognizes
that it is possible in at least
some situations that a large number
of aggravating circumstances might
not outweigh one or more few
mitigating circumstances. In other
words, the law contemplates that
different circumstances may be given
different weights or values in
determining the sentence in a case
and you, the jury, are to decide what
weight or value is to be given to a
particular circumstance in determining
the sentence in light of all other
circumstances in the case.”
(R. 1456-63; emphasis on portion complained of by
Iervolino.)
The trial court's instructions mirror the Alabama Pattern
Jury Instructions: Criminal Proceedings, Capital Murder,
Penalty Phase Capital 18+, effective after passage of
Act No. 2017-131, Ala. Acts 2017 (adopted September
27, 2018) (as found at http://judicial.alabama.gov/library/
juryinstructions as of the date of this opinion). And, contrary
to Iervolino's belief, the single statement about which he
complains did not unconstitutionally preclude the jury from
considering mitigating evidence he presented. Rather, the
trial court properly instructed the jury to consider the
mitigating evidence and to determine whether the State
had disproved the mitigating evidence. The complained-of
statement properly informed the jury that if, and only if, the
State disproved a mitigating circumstance by a preponderance
of the evidence should the jury then not consider that
mitigating circumstance in determining sentence. This is a
correct statement of the law regarding the State's burden
of disproving a mitigating circumstance and it is not
constitutionally unsound.
D.
*33 Iervolino argues that the trial court erred in instructing
the jury at the penalty phase of the trial on only one statutory
mitigating circumstance, specifically, the capacity of the
defendant to appreciate the criminality of his conduct or
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Iervolino v. State, --- So.3d ---- (2023)
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to conform his conduct to the requirements of law was
substantially impaired, § 13A-5-51(6), Ala. Code 1975. He
argues that the trial court should have also instructed the jury
on the mitigating circumstance that “the capital offense was
committed while the defendant was under the influence of
extreme mental or emotional disturbance.” § 13A-5-51(2),
Ala. Code 1975.
The record reflects that Iervolino requested that the trial court
instruct the jury on § 13A-5-51(6), but that he did not request
that the court instruct the jury on § 13A-5-51(2). Indeed,
when asked during the charge conference if § 13A-5-51(6)
was the only statutory mitigating circumstance on which
Iervolino wanted an instruction, defense counsel stated that
they had “discussed that with Iervolino and he's prepared to
go on the record to say that's consistent with what his wishes
would be.” (R. 1433.) Also, during closing argument at the
penalty phase, defense counsel mentioned only the mitigating
circumstance in § 13A-5-51(6), Ala. Code 1975. Although
counsel argued in closing that Iervolino had had problems as a
child and had PTSD due to the loss of a leg, counsel made no
argument that, at the time of the crime, Iervolino was under
the inf luence of extreme mental or emotional disturbance.
“ 'Under the doctrine of invited error, a defendant cannot
by his own voluntary conduct invite error and then seek
to profit thereby.’ Phillips v. State, 527 So. 2d 154, 156
(Ala. 1988). ‘The doctrine of invited error applies to deathpenalty cases and operates to waive any error unless the
error rises to the level of plain error.’ Snyder v. State, 893
So. 2d 488, 518 (Ala. Crim. App. 2003).”
Robitaille v. State, 971 So. 2d 43, 59 (Ala. Crim. App. 2005).
Moreover, “[t]he trial judge had no burden to recognize a
statutory mitigating circumstance not presented by the proffer
to the jury.” Pressley v. State, 770 So. 2d 115, 141-42 (Ala.
Crim. App. 1999). “We have previously held that the trial
court did not commit plain error when it did not sua sponte
instruct the jury on a statutory mitigating circumstance the
appellant had not offered.” Hosch v. State, 155 So. 3d 1048,
1086 (Ala. Crim. App. 2013). We find no error, much less
plain error, in the trial court's not instructing the jury on the
mitigating circumstance in § 13A-5-51(2), Ala. Code 1975.
Iervolino argues that the trial court erred in instructing the jury
during the penalty phase of the trial that his prior conviction
for assault in the second degree was a violent felony for
purposes of the aggravating circumstance in § 13A-5-49(2),
Ala. Code 1975, that the defendant was previously convicted
of another capital offense or a felony involving the use or
threat of violence. Specifically, he argues that it was up to
the jury to determine whether the prior conviction was a
violent felony and that the trial court's instruction preempted
the jury's factfinding role in violation of the United States
Supreme Court's holdings in
Hurst v. Florida, 577 U.S.
92, 136 S.Ct. 616, 193 L.Ed.2d 504 (2016), and
Ring v.
Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556
(2002). Because Iervolino did not object to the instruction,
this issue was not properly preserved for review and is subject
only to plain-error review. We find no error, much less plain
error, in the court's instruction.
As the State correctly argues, there is no scenario under which
Iervolino's prior conviction was not a violent felony. Iervolino
was charged and convicted of second-degree assault under
§ 13A-6-21(a)(4), Ala. Code 1975, which requires physical
injury to the victim. As this Court explained in rejecting a
similar claim in Jackson v. State, 305 So. 3d 440 (Ala. Crim.
App. 2019):
*34 “Jackson argues that the trial court erred in instructing
the jury ‘that the crime of robbery in the first degree is
a felony involving the use or threat of violence to the
person.’ (R. 2194.) Specifically, he argues that, pursuant to
Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348,
147 L.Ed.2d 435 (2000),
Ring v. Arizona, 536 U.S. 584,
122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), and
Hurst
v. Florida, 577 U.S. 92, 136 S.Ct. 616, 193 L.Ed.2d
504 (2016), it was for the jury to determine whether his
prior conviction for first-degree robbery was a felony
involving the use or threat of violence and, thus, whether
the aggravating circumstance that he had previously been
convicted of a felony involving the use or threat of violence
existed. Jackson did not raise this issue in the trial court.
Therefore, we review this c l aim for plain error. See Rule
45A, Ala. R. App. P.
“ ‘ “In setting out the standard for plain error review
E.
of jury instructions, the court in
United States v.
Chandler, 996 F.2d 1073, 1085, 1097 (11th Cir. 1993),
cited
Boyde v. California, 494 U.S. 370, 380, 110
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29
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
S.Ct. 1190, 108 L.Ed.2d 316 (1990), for the proposition
that ‘an error occurs only when there is a reasonable
likelihood that the jury applied the instruction in an
second-degree murder based on a verdict where two jurors
had voted not guilty. The Court held that, under the Sixth
Amendment to the United States Constitution, “[a] jury must
improper manner.’
Williams v. State, 710 So. 2d
1276, 1306 (Ala. Cr. App. 1996), aff'd, 710 So. 2d 1350
(Ala. 1997), cert. denied, 524 U.S. 929, 118 S.Ct. 2325,
141 L.Ed.2d 699 (1998).” ’
reach a unanimous verdict in order to convict.”
590 U.S.
at ––––, 140 S.Ct. at 1395. The Court further held:
“
Broadnax v. State, 825 So. 2d 134, 196 (Ala. Crim.
App. 2000), aff'd,
825 So. 2d 233 (Ala. 2001) (quoting
Pilley v. State, 789 So. 2d 870, 882-83 (Ala. Crim.
App. 1998), rev'd on other grounds, 789 So. 2d 888 (Ala.
2000)). Moreover, ‘[t]he absence of an objection in a case
involving the death penalty does not preclude review of the
issue; however, the defendant's failure to object does weigh
against his claim of prejudice.’
2d 852, 855 (Ala. 1998).
Ex parte Boyd, 715 So.
“As the State correctly argues, there is no scenario where
the crime of robbery in the first degree is not a felony
involving the use or threat of violence.
“....
“Because first-degree robbery is a Class A felony that
requires either the use or the threat of force and that requires
either that the defendant be armed with a deadly weapon
or dangerous instrument or cause serious physical injury
to another, first-degree robbery necessarily constitutes ‘a
felony involving the use or threat of violence to the person.’
§ 13A-5-49(2), Ala. Code 1975. Accordingly, we find no
error, plain or otherwise, in the trial court's instruction in
this regard.”
Jackson, 305 So. 3d at 497-98.
XV.
Iervolino contends that the jury's death verdict violates the
United States Supreme Court's decision in
Ramos v.
Louisiana, 590 U.S. ––––, 140 S.Ct. 1390, 206 L.Ed.2d 583
(2020), because it was not unanimous.
The United States Supreme Court in
Ramos v. Louisiana
considered a Louisiana law that allowed for a verdict of guilt
without a unanimous finding. Ramos had been convicted of
“There can be no question either that the Sixth
Amendment's unanimity requirement applies to state
and federal criminal trials equally. This Court has long
explained that the Sixth Amendment right to a jury
trial is ‘fundamental to the American scheme of justice’
and incorporated against the States under the Fourteenth
Amendment. This Court has long explained, too, that
incorporated provisions of the Bill of Rights bear the same
content when asserted against States as they do when
asserted against the federal government. So if the Sixth
Amendment's right to a jury trial requires a unanimous
verdict to support a conviction in federal court, it requires
no less in state court.”
*35
Ramos, 590 U.S. at ––––, 140 S.Ct. at 1397
(footnotes omitted). The issue in
Ramos was whether
a jury could convict a defendant of a crime with a
nonunanimous verdict, not whether a jury could sentence
a defendant with a nonunanimous verdict. Indeed, the
Court recognized in
Ramos that “only two States are
potentially affected by our judgment,” specifically Louisiana
and Oregon, because those were the only two states that
permitted a conviction with a nonunanimous jury verdict.
590 U.S. at ––––, 140 S.Ct. at 1406.
As the United States Court of Appeals for the Fifth Circuit
has noted:
“The Supreme Court recently held ‘the Sixth Amendment's
unanimity requirement applies to state and federal criminal
trials equally.’
Ramos v. Louisiana, ––– U.S. ––––,
140 S. Ct. 1390, 1397, 206 L.Ed.2d 583 (2020). But
‘the Sixth Amendment's right to a jury trial requires a
unanimous verdict to support a conviction,’ not a sentence.
Id. (emphasis added). In other words, a jury must be
unanimous on the factfinding underlying a sentence, but
not on the sentence actually imposed. See
Ring v.
Arizona, 536 U.S. 584, 609, 122 S.Ct. 2428, 153 L.Ed.2d
556 (2002) (finding a jury vote required for the ‘factfinding
necessary’ for a sentence but not the sentence itself). Here,
Ruiz's jury was unanimous on the factfinding underlying
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Iervolino v. State, --- So.3d ---- (2023)
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his conviction and sentence, including the special fact
issues at the sentencing phase. Because Ruiz's conviction
meets the Sixth Amendment's unanimity requirement,
Ramos is of no moment.”
Ruiz v. Davis, 819 F.App'x 238, 246 n.9 (5th Cir. 2020)(not
selected for publication in the Federal Reporter). Alabama's
capital statute requires the jury to unanimously find the
existence of an aggravating circumstance before a capital
defendant is eligible for the death penalty. In other words,
jury unanimity on the factfinding underlying a death sentence
is required, which complies with
Ring v. Arizona, 536
U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), and its
progeny. Jury unanimity as to the sentence actually imposed is
not required. Therefore, the jury's nonunanimous 10-2 verdict
sentencing Iervolino to death does not violate
Ramos.
XVI.
Although no longer required by Rule 45A, Ala. R. App. P.,
we have nonetheless reviewed the record in this case and we
find no plain error or defect in the guilt phase of the trial.
Section 13A-5-53, Ala. Code 1975, provides, in relevant
part:
“(a) In any case in which the death penalty is imposed,
in addition to reviewing the case for any error involving
the conviction, the Alabama Court of Criminal Appeals,
subject to review by the Alabama Supreme Court, shall
also review the propriety of the death sentence. This
review shall include the determination of whether any error
adversely affecting the rights of the defendant was made in
the sentence proceedings, whether the trial court's findings
concerning the aggravating and mitigating circumstances
were supported by the evidence, and whether death was
the proper sentence in the case. If the court determines
that an error adversely affecting the rights of the defendant
was made in the sentence proceedings or that one or
more of the trial court's findings concerning aggravating
and mitigating circumstances were not supported by the
evidence, it shall remand the case for new proceedings
to the extent necessary to correct the error or errors. If
the appellate court finds that no error adversely affecting
the rights of the defendant was made in the sentence
proceedings and that the trial court's findings concerning
aggravating and mitigating circumstances were supported
by the evidence, it shall proceed to review the propriety of
the decision that death was the proper sentence.
*36 “(b) In determining whether death was the proper
sentence in the case the Alabama Court of Criminal
Appeals, subject to review by the Alabama Supreme Court,
shall determine:
“(1) Whether the sentence of death was imposed under
the influence of passion, prejudice, or any other arbitrary
factor;
“(2) Whether an independent weighing of the
aggravating and mitigating circumstances at the
appellate level indicates that death was the proper
sentence; and
“(3) Whether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant.
“(c) The Court of Criminal Appeals shall explicitly address
each of the three questions specified in subsection (b) of
this section in every case it reviews in which a sentence of
death has been imposed.”
Section 13A-5-53(a) requires this Court to determine
“whether any error adversely affecting the rights of the
defendant was made in the sentence proceedings.” In effect,
this Court is required by
§ 13A-5-53(a) to review the
penalty phase of the trial for plain error. It is unclear whether
the amendment to Rule 45A making plain-error review
discretionary with this Court supersedes the mandatory plainerror review required by
§ 13A-5-53(a). However, it is
not necessary for us to make that determination because,
as explained earlier in this opinion, this Court chooses to
exercise its discretion and to review the entire record for plain
error in all cases in which the death penalty has been imposed.
We have reviewed the record, and we find no plain error
defect in the penalty phase of the trial.
Section 13A-5-53(a) also requires this Court to determine
“whether the trial court's findings concerning the aggravating
and mitigating circumstances were supported by the
evidence.” When the legislature removed the final sentencing
decision from the trial court and placed it in the hands of
the jury by Act No. 2017-131, Ala. Acts 2017, it amended
§ 13A-5-47, Ala. Code 1975, to remove subsection (d),
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Iervolino v. State, --- So.3d ---- (2023)
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which required the trial court to make specific findings
of fact regarding the existence or nonexistence of each
aggravating circumstance in § 13A-5-49, Ala. Code 1975,
each mitigating circumstance in § 13A-5-51, Ala. Code 1975,
and any additional mitigating circumstances offered by the
defendant pursuant to § 13A-5-52, Ala. Code 1975. Now,
§ 13A-5-47(b), Ala. Code 1975, requires the trial court
to make specific findings of fact regarding the existence or
nonexistence of aggravating circumstances and mitigating
circumstances only in cases in which jury sentencing is
waived. Because jury sentencing was not waived in this
case, the trial court was not required to make specific
findings of fact regarding aggravating circumstances and
mitigating circumstances. In addition, Alabama's capitalsentencing statutes do not require the jury to render verdicts
on the mitigating circumstances it found to exist and the
jury did not return special verdicts regarding mitigating
circumstances. Because we do not know which mitigating
circumstances, if any, the jury found to exist, this Court cannot
determine whether those circumstances were supported by the
evidence. However, the jury did render a unanimous verdict
finding one aggravating circumstance -- that Iervolino had
previously been convicted of a crime involving the use or
threat of violence, specifically, assault in the second degree,
see § 13A-5-49(2), Ala. Code 1975 -- and that aggravating
circumstance is supported by the evidence.
*37 Finally,
§ 13A-5-53(a) requires this Court to
determine “whether death was the proper sentence in the case”
and
§ 13A-5-53(b) sets out three questions this Court must
answer to make that determination.
Section 13A-5-53(b)
(1) requires this Court to determine “[w]hether the sentence of
death was imposed under the influence of passion, prejudice,
or any other arbitrary factor.” We have thoroughly reviewed
the record and we find that Iervolino's sentence was not
imposed under the influence of passion, prejudice, or any
other arbitrary factor.
Section 13A-5-53(b)(2) requires this Court to determine
“[w]hether an independent weighing of the aggravating and
mitigating circumstances at the appellate level indicates
that death was the proper sentence.” This section has
been interpreted as requiring this Court to “ ‘reweigh the
aggravating and mitigating circumstances as found by the
trial court.’ ” Ex parte Lewis, 24 So. 3d 540, 546 (Ala.
As already explained, the trial court was not required to
make specific findings of fact regarding the existence or
nonexistence of aggravating circumstances and mitigating
circumstances in this case, and Alabama's capital-sentencing
statutes do not require the jury to render verdicts regarding
mitigating circumstances. Without knowing which mitigating
circumstances were found by the jury to exist, it is impossible
for this Court to perform this part of our mandatory review of
the death sentence in this case.
Finally,
§ 13A-5-53(b)(3) requires this Court to
determine “[w]hether the sentence of death is excessive or
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant.” Iervolino
was convicted of capital murder for shooting Harmon while
Harmon was inside a vehicle. See § 13A5-40(17), Ala. Code
1975. Similar crimes have been punished capitally throughout
Alabama. See, e.g., Young v. State, [Ms. CR-17-0595, August
6, 2021] ––– So. 3d –––– (Ala. Crim. App. 2021); Capote v.
State, 323 So. 3d 104 (Ala. Crim. App. 2020); Dotch v. State,
67 So. 3d 936 (Ala. Crim. App. 2010); and
940 So. 2d 331 (Ala. Crim. App. 2005).
Irvin v. State,
After thoroughly reviewing the record, we conclude that death
was the proper sentence in this case.
Based on the foregoing, we affirm Iervolino's capital-murder
conviction and his sentence of death.
AFFIRMED.
Windom, P.J., and McCool and Cole, JJ., concur. Kellum, J.,
concurs specially, with opinion. Minor, J., recuses himself.
KELLUM, Judge, concurring specially.
Although I authored the main opinion for this Court, I write
specially for two reasons.
First, I agree with both Justice Shaw and Justice Wise in their
opinions dissenting from the amendment to the plain-error
rule in Rule 45A, Ala. R. App. P. As former members of this
Court for many years, both Justice Shaw and Justice Wise are
well acquainted with the plain-error rule and its importance
in death-penalty appeals. As Justice Shaw explained in his
opinion dissenting from the amendment to Rule 45A:
2009) (quoting
Roberts v. State, 735 So. 2d 1244, 1269
(Ala. Crim. App. 1997), aff'd, 735 So. 2d 1270 (Ala. 1999)).
© 2023 Thomson Reuters. No claim to original U.S. Government Works.
32
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
“I see no compelling reason to repeal the mandatory plainerror review provided under Rule 45A, Ala. R. App. P.
The Alabama Court of Criminal Appeals is well-suited
to conduct such a review on direct appeal, and if there
is reversible error in a case in which the death penalty
has been imposed, it should be detected and resolved
sooner rather than later. If such error is detected in
subsequent state or federal postconviction litigation and
relief is granted, which can occur many, many years after
trial, the State, because of the passage of time and its
effect on the evidence and witnesses, may be substantially
hindered in prosecuting a new trial and obtaining another
sentence of death. Further, because of the limitations
of postconviction proceedings, including those involving
ineffective-assistance-of-counsel claims, such proceedings
may provide a defendant less effective remedies than plainerror review on direct appeal: ineffective-assistance-ofcounsel claims have unique restrictions, and constitutional
violations are barred from review in Rule 32, Ala. R. Crim.
P., proceedings if they could have been, but were not, raised
at trial or on direct appeal. Rule 32.2(a)(3) & (5), Ala. R.
Crim. P.
*38 “I have personally conducted
many plain-error reviews of records
in death-penalty cases, and it concerns
me that no longer will the fact that a
plain-error review occurred on direct
appeal add to the confidence in a
capital conviction and sentence of
death. In my view, a thorough plainerror review of a death-penalty case
on direct appeal serves the interests
of both the State and the defendant.
Mandatory plain-error review under
Rule 45A has existed for 44 years; I see
no need for its unsolicited demise.”
See pages CT.R-9 to CT.R-14 in that volume of the Alabama
Reporter containing opinions from 350-352 So. 3d for the
order amending Rule 45A, Ala. R. App. P., and the special
writings to that order.
I, too, see no reason to depart from the long-standing practice
of conducting plain-error review of the entire record in cases
in which the death penalty has been imposed. I agree that
plain-error review not only serves the interests of both the
State and the defendant and ensures confidence in the capitalmurder conviction and death sentence, but it is vital for
detecting and resolving errors at the earliest possible time in
what is often a many years-long process as the conviction and
sentence make their way through both state and federal courts.
Although as Justice Wise noted in her opinion dissenting from
the amendment to Rule 45A, “plain-error review on direct
appeal places a burden on the Court of Criminal Appeals
and requires the use of judicial resources,” I believe it is
important for this Court to continue to shoulder the burden of
reviewing the entire record for plain error in order to ensure
confidence in the outcome of cases in which the death penalty
is imposed. After all, as Justice Wise recognized, “in these
cases, the defendants’ very lives are at stake, and ... such
cases are entitled to heightened review on direct appeal.” For
the reasons expressed by Justice Shaw and Justice Wise in
their opinions dissenting from the amendment to Rule 45A,
I agree with this Court's decision to continue reviewing the
entire record for plain error in cases in which the death penalty
is imposed despite the fact that plain-error review is now
discretionary.
Second, as explained in the main opinion, now that Alabama's
capital-sentencing statutes have been amended to make the
jury the sentencer (unless jury sentencing is waived), it
is impossible for this Court to reweigh the aggravating
circumstances and the mitigating circumstances as part of
our statutorily mandated review of the death penalty. The
jury is not required to render verdicts regarding which
mitigating circumstances it found to exist and, in fact, it
would be impossible to impose such a requirement because
jury unanimity is not required with respect to mitigating
circumstances. Therefore, I encourage the legislature to
amend
§ 13A-5-53, Ala. Code 1975, to remove from
this Court's review of a death sentence the requirement that
this Court reweigh the aggravating circumstances and the
mitigating circumstances.
All Citations
--- So.3d ----, 2023 WL 5316682
© 2023 Thomson Reuters. No claim to original U.S. Government Works.
33
Iervolino v. State, --- So.3d ---- (2023)
2023 WL 5316682
Footnotes
1
Iervolino was charged with capital murder after April 11, 2017, the effective date of Act No. 2017-131, Ala.
Acts 2017, which amended
§§ 13A-5-45,
13A-5-46, and
13A-5-47, Ala. Code 1975, to, among other
things, remove the trial court's authority to override a jury's sentencing verdict, thereby making the jury the
final sentencing authority.
2
We point out that Harmon is the son of St. Clair County District Attorney Lyle Harmon. Therefore, the St. Clair
County District Attorney's Office recused itself from prosecuting the case against Iervolino, and all the judges
in St. Clair County recused themselves from presiding over the case. Pursuant to Art. VI, Section 149, Ala.
Const. 1901, and § 12-1-14, Ala. Code 1975, the Chief Justice of the Alabama Supreme Court appointed a
special judge, Talladega County Presiding Circuit Judge Chad E. Woodruff, to preside over the case, and
the Talladega County District Attorney's Office prosecuted the case in St. Clair County.
3
The employee of ZA construction who was assigned to the stolen truck testified that a handgun that belonged
to him, a Glock 9 mm, was in the truck when it was stolen.
4
As explained later in this opinion, the amendment to Rule 45A does not relieve this Court of its duty to review
the propriety of the death sentence in accordance with
§ 13A-5-53(b), Ala. Code 1975.
5
The State filed its brief in this case before the amendment to Rule 45A, Ala. R. App. P.
6
R.H. ultimately served as an alternate juror.
7
The photographs contained on pages 287-369 show the following: State's Exhibit 1 is an autopsy photograph
of Harmon that shows a close up of his face; State's Exhibits 2-4 show Harmon's covered body on a gurney;
State's Exhibits 5 through 19 are photographs of Harmon's body before the autopsy; State's Exhibits 20
through 26 are photographs of the clothing that Harmon was wearing when he was shot; State's Exhibit 30 is
a photograph of evidence collected at autopsy; State's Exhibit 31 is a photograph of a fingerprint card made
at the autopsy; State's Exhibits 32 and 33 are photographs of blood evidence collected at the autopsy; State's
Exhibit 34 is a photograph of a palm print made at the autopsy; State's Exhibits 35 and 36 are photographs
of blood samples collected at the autopsy; State's Exhibits 37 through 48 are photographs showing various
injuries to Harmon's body; State's Exhibit 49 is a photograph showing a probe of the path of the bullet; State's
Exhibits 50 and 51 are photographs showing injuries to Harmon's body. The photographs on pages C. 537-50
show the following: State's Exhibit number 157 is a photograph of the inside of Harmon's car; State's Exhibits
158 and 159 are photographs of Harmon's body in his vehicle; State's Exhibit 160 is a photograph of blood
splatter on a car window; State's Exhibits 161 and 162 are photographs showing Harmon inside his vehicle;
State's Exhibit 163 is a photograph of Harmon after his body was taken out of his vehicle.
End of Document
© 2023 Thomson Reuters. No claim to original U.S. Government Works.
© 2023 Thomson Reuters. No claim to original U.S. Government Works.
34
ALABAMA COURT OF CRIMINAL APPEALS
October 27, 2023
CR-21-0283
Michael Dale Iervolino v. State of Alabama (Appeal from St. Clair Circuit Court:
CC-20-426)
NOTICE
You are hereby notified that on October 27, 2023, the following action was
taken in the above-reference cause by the Court of Criminal Appeals:
Application for Rehearing Overruled.
D. Scott Mitchell, Clerk
Appendix B:
Denial of Certiorari by the
Alabama Supreme Court
IN THE SUPREME COURT OF ALABAMA
April 19, 2024
SC-2023-0827
Ex parte Michael Dale Iervolino. PETITION FOR WRIT OF
CERTIORARI TO THE COURT OF CRIMINAL APPEALS (In re:
Michael Dale Iervolino v. State of Alabama) (St. Clair Circuit Court: CC20-426; Criminal Appeals: CR-21-0283).
CERTIFICATE OF JUDGMENT
WHEREAS, the petition for writ of certiorari in the above
referenced cause has been duly submitted and considered by the
Supreme Court of Alabama and the judgment indicated below was
entered in this cause on April 19, 2024:
Writ Denied. No Opinion. Bryan, J. -- Parker, C.J., and Shaw,
Wise, Sellers, Mendheim, Stewart, Mitchell, and Cook, JJ., concur.
NOW, THEREFORE, pursuant to Rule 41, Ala. R. App. P., IT IS
HEREBY ORDERED that this Court's judgment in this cause is certified
on this date. IT IS FURTHER ORDERED that, unless otherwise ordered
by this Court or agreed upon by the parties, the costs of this cause are
hereby taxed as provided by Rule 35, Ala. R. App. P.
I, Megan B. Rhodebeck, certify that this is the record of the judgment of the Court, witness
my hand and seal.
Clerk, Supreme Court of Alabama
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.