Petition for Writ of Certiorari — Donna Chisesi, Administratrix of the Estate of Jonathon Victor, Deceased, Petitioner v. Matthew Hunady, et al.
Supreme Court briefNov 8, 2024
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No. 24IN THE
Supreme Court of the United States
_____________
DONNA CHISESI,
v.
Petitioner,
MATTHEW HUNADY, HUEY “HOSS” MACK, JR.,
_____________
Respondents.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
_____________
PETITION FOR A WRIT OF CERTIORARI
_____________
JACK SAMUEL TENENBAUM
NORTHWESTERN BLUHM
LEGAL CLINIC
COMPLEX CIVIL LITIGATION
AND INVESTOR
PROTECTION CENTER
375 East Chicago Avenue
Chicago, IL 60611
(312) 503-4808
JEFFREY T. GREEN*
TOBIAS S. LOSS-EATON
DANIELLE HAMILTON
THE CARTER G. PHILLIPS/
SIDLEY AUSTIN LLP
SUPREME COURT CLINIC
NORTHWESTERN PRITZKER
SCHOOL OF LAW
375 East Chicago Avenue
Chicago, IL 60611
(312) 503-1486
jeff@greenlawchartered.com
Counsel for Petitioner
November 8, 2024
* Counsel of Record
QUESTIONS PRESENTED
After a police officer fatally shot Jonathan Victor,
Victor’s estate sued the officer and his supervisor,
Sherriff Huey Mack, under 42 U.S.C. § 1983. The claim
against Mack was based on his failure to train the officer on how to deal safely with injured people who
show signs of an altered state of mind. The district
court held that genuine factual issues precluded summary judgment for Mack on qualified-immunity
grounds, but the Eleventh Circuit reversed.
The questions presented are:
1. Whether, on a defendant’s interlocutory appeal
asserting qualified immunity, a court of appeals can
decide whether any genuine factual disputes exist.
2. Whether qualified immunity should be abrogated or restricted to its common-law origins.
(i)
ii
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT
Petitioner is Donna Chisesi, as independent administratrix of the estate of Jonathan Victor.
Respondents are Matthew Hunady and Huey “Hoss”
Mack, Jr.
There are no corporate parties involved in this case.
iii
RULE 14.1(b)(iii) STATEMENT
This case arises from the following proceedings in
the United States District Court for the Southern District of Alabama and the United States Court of Appeals for the Eleventh Circuit:
Chisesi v. Hunady, 2024 WL 1638587, No. 21-11700
(11th Cir. Apr. 16, 2024), reh’g en banc denied, No. 2111700 (July 11, 2024).
Chisesi v. Hunady, 2021 WL 2099580, No. 19-0221C (S.D. Ala. Apr. 19, 2021).
A petition for a writ of certiorari has been filed on
behalf of Matthew Hunady arising from the proceedings below:
Hunady v. Chisesi, No. 24-406 (docketed October 11,
2024).
No other proceedings in state or federal trial or appellate courts, or in this Court, directly relate to this
case.
iv
TABLE OF CONTENTS
Page
QUESTION PRESENTED ..................................
i
PARTIES TO THE PROCEEDING AND RULE
29.6 STATEMENT ...........................................
ii
RULE 14.1(b)(iii) STATEMENT ........................
iii
TABLE OF AUTHORITIES ................................
vi
PETITION FOR A WRIT OF CERTIORARI ......
1
OPINIONS AND ORDERS BELOW ..................
1
STATEMENT OF JURISDICTION ....................
1
RELEVANT CONSTITUTIONAL AND STATUTORY PROVISIONS ........................................
1
INTRODUCTION ................................................
2
STATEMENT OF THE CASE.............................
5
I. Factual Background .....................................
5
II. Procedural Background ...............................
7
REASON FOR GRANTING THE PETITION ....
9
III. The Eleventh Circuit Is An Outlier On The
Scope Of Appellate Jurisdiction In Interlocutory Qualified-Immunity Appeals .............
9
A. Most Critiques Reject Interlocutory Review of genuine factual disputes ............
9
B. The Eleventh Circuit reviews genuine
factual disputes on interlocutory appeal.
.................................................................
12
C. The Eleventh Circuit’s approach is
wrong .......................................................
13
IV. Qualified Immunity Should Be Abrogated
Or Pared Back To Its Common-Law Roots.
15
v
D. Qualified Immunity Should Be Abrogated Because § 1983 Was Intended To
Abolish Common-Law Defenses .............
16
E. Qualified Immunity Should be Pared
Back To Its Common Law Roots ............
17
V. The Questions Presented Are Important
And Recurring ..............................................
19
CONCLUSION ....................................................
20
TABLE OF APPENDICES
APPENDIX A: Opinion, Chisesi v. Hunady, No.
21-11700, 2024 WL 1638587 (11th Cir. Apr. 16,
2024) ..................................................................
1a
APPENDIX B: Order, Chisesi v. Hunady, No. 19cv-0221-C, 2021 WL 2099580 (S.D. Ala. Apr.
19, 2021) ............................................................ 17a
APPENDIX C: Order Denying Reh’g and Reh’g
En Banc, No. 21-11700 (11th Cir. July 11,
2024) .................................................................. 48a
vi
TABLE OF AUTHORITIES
CASES
Page
Adams v. Blount Cnty., 946 F.3d 940 (6th
Cir. 2020) ...................................................
10
Behrens v. Pelletier, 516 U.S. 299 (1996) ... 4, 9, 15
Brown v. Strain, 663 F.3d 245 (5th Cir.
2011) ..........................................................
10
Cottrell v. Caldwell, 85 F.3d 1480 (11th Cir.
1996) ..........................................................
12
Dempsey v. Sheriff, Bay Cnty., No. 2310825, 2024 WL 95441 (11th Cir. Jan. 9,
2024) ..........................................................
13
Dilley v. Domingue, 118 F.4th 671 (5th Cir.
2024) ..........................................................
10
Est. of Anderson v. Marsh, 985 F.3d 726 (9th
Cir. 2021) ...................................................
11
Garcia v. Orta, 47 F.4th 343 (5th Cir. 2022)
10
Johnson v. Clifton, 74 F.3d 1087 (11th Cir.
1996) ..........................................................
14
Johnson v. Jones, 515 U.S. 304 (1995) ........ 9, 14
Kisela v. Hughes, 138 S. Ct. 1148 (2018).....
17
Nelson v. Tompkins, 89 F.4th 1289 (11th
Cir. 2024), cert. denied, No. 23-1374, 2024
WL 4426712 (U.S. Oct. 7, 2024) ............... 3, 12
Price v. Montgomery Cnty., 144 S. Ct. 2499
(2024) ......................................................... 4, 16
Rogers v. Jarrett, 63 F.4th 971 (5th Cir.),
cert. denied, 144 S. Ct. 193 (2023) ............
17
Stewardson v. Biggs, 43 F.4th 732 (7th Cir.
2022) ..........................................................
11
Valdez v. Macdonald, 66 F.4th 796 (10th
Cir. 2023) ............................................ 3, 12, 13
Zadeh v. Robinson, 928 F.3d 457 (5th Cir.
2019) ..........................................................
18
Ziglar v. Abbasi, 582 U.S. 120 (2017) .......... 4, 17
vii
TABLE OF AUTHORITIES—continued
STATUTES
28 U.S.C. § 1254 ...........................................
42 U.S.C. § 1983 ...........................................
Civil Rights Act of 1871, ch. 22, 17 Stat. 13
Page
1
2
16
SCHOLARLY AUTHORITIES
Samuel Brandao, Qualified Immunity—Obviousness Standard—Taylor v. Riojas,
135 Harv. L. Rev. Vol. 421 (2021).............
18
Bryan Lammon, Finality, Appealability,
and the Scope of Interlocutory Rev., 93
Wash. L. Rev. 1809 (2018) ........................
15
James E. Pfander & Jonathan L. Hunt,
Public
Wrongs
and
Priv.
Bills:
Indemnification and Gov’t Accountability
in the Early Republic, 85 N.Y.U. L. Rev.
1862 (2010) ................................................
18
Alexander A. Reinert, Qualified Immunity’s
Flawed Found., 111 Cal. L. Rev. 201
(2023) ......................................................... 16, 17
OTHER AUTHORITIES
M. Deane, Emerging Partnerships Between
Mental Health and Law Enforcement,
Nat’l Libr. of Med. (Jan. 1999), https://tinyurl.com/35vtt2f9 ....................................
Eleventh Circuit Pattern Jury Instructions,
https://www.ca11.uscourts.gov/patternjury-instructions........................................
6
19
viii
TABLE OF AUTHORITIES—continued
Page
Robin Engel, Eric Silver, Policing mentally
disordered suspects: A reexamination of
the criminalization hypothesis, Criminology (Mar. 7, 2006), https://tinyurl.com/4nkr23fa ..................................
7
Fifth Circuit Pattern Jury Instructions,
https://www.lb5.uscourts.gov/juryinstructions/ ..........................................................
19
J. Janik, Dealing With Mentally Ill Offenders,
Law
Enf’t
Bulletin
(July 1992), https://tinyurl.com/5y6hz5w9 .................................
6
Bryan Lammon, The Eleventh Circuit’s
“Both-Questions” Path Around Johnson v.
Jones, Final Decisions (Feb. 11, 2024),
https://tinyurl.com/mstjrv6r ..................... 4, 13
Michael S. Rogers et al., Effectiveness of
Police Crisis Intervention Training
Programs, J. Am. Acad. Psychiatry & L.
(Sept. 24, 2019), https://tinyurl.com/2ak2j
pwh ............................................................
7
Sixth Circuit Pattern Jury Instructions,
https://www.ca6.uscourts.gov/patternjury-instructions........................................
19
PETITION FOR A WRIT OF CERTIORARI
Donna Chisesi, as independent administratrix of the
estate of Jonathan Victor, respectfully petitions for a
writ of certiorari to review the judgment of the U.S.
Court of Appeals for the Eleventh Circuit.
OPINIONS AND ORDERS BELOW
The Eleventh Circuit’s opinion (Pet. App. 1a–16a) is
not reported but is available at 2024 WL 1638587. The
district court’s opinion (Pet. App. 17a–47a) is not reported but is available at 2021 WL 2099580.
STATEMENT OF JURISDICTION
The Eleventh Circuit entered judgment on April 16,
2024. Petitioner timely filed a petition for rehearing en
banc, which was denied on July 11, 2024. On October
1, 2024, Justice Thomas extended the deadline for this
petition to November 8, 2024. 28 U.S.C. § 1254(1) supplies jurisdiction.
RELEVANT CONSTITUTIONAL AND
STATUTORY PROVISIONS
The Fourth Amendment provides in relevant part:
“The right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable
searches and seizures, shall not be violated.” U.S.
Const. amend. IV.
The Civil Rights Act of 1871 provides in relevant
part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof
2
to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall
be liable to the party injured in an action at law, suit
in equity, or other proper proceeding for redress . . . .
42 U.S.C. § 1983.
INTRODUCTION
This petition raises two important and recurring
questions that have divided courts, judges, and commentators: (1) whether, on a defendant’s interlocutory
appeal asserting qualified immunity, a court of appeals can decide whether any genuine factual disputes
exist, and (2) whether qualified-immunity doctrine
should be abrogated or pared back to match its common-law origins.
After Jonathan Victor was injured in a single car accident, first responders found him “spaced out” and
nonresponsive inside the car. They summoned police.
Sheriff’s Deputy Matthew Hunady arrived, trained his
rifle on Victor’s car, and began shouting commands.
After roughly 10 minutes, Victor exited his car and
slowly walked towards Hunady with his hands visible.
Without warning, Hunady shot Victor four times, killing him.
Hunady’s supervisor, Sherriff Huey Mack, Jr., was
responsible for training him. But Mack did not train
his officers on dealing with mentally distressed people
or on de-escalating confrontational situations—despite the obvious need for police officers to receive such
training.
When Victor’s estate sued Hunady and Mack under
§ 1983, the District Court denied summary judgment
for both defendants. But the Eleventh Circuit reversed
3
in part, granting Mack qualified immunity. That decision warrants review for two reasons.
First, the Eleventh Circuit is an outlier on the scope
of appellate jurisdiction over interlocutory appeals in
qualified-immunity cases. Most circuits hold that the
courts of appeals must take as given the factual basis
for the district court’s immunity denial and cannot review the district court’s determination of what facts a
reasonable factfinder could find. That is true even if
the defendant also disputes whether any constitutional violation was clearly established. But the Eleventh Circuit holds that “when . . . an interlocutory appeal presents both evidence sufficiency and clearly established law issues, we may decide both questions.”
E.g., Nelson v. Tompkins, 89 F.4th 1289, 1296 (11th
Cir. 2024) (cleaned up), cert. denied, No. 23-1374, 2024
WL 4426712 (U.S. Oct. 7, 2024). In such cases, the
Eleventh Circuit thus considers itself free to decide
“whether the evidence is sufficient to create a jury
question about whether [a defendant] violated [the
plaintiff’s] constitutional right.” Id.
This outlier approach is especially glaring in failureto-train cases like this one. Other circuits recognize
that such claims are inherently fact-intensive, and
thus are poorly suited for resolution at summary judgment—let alone on a summary-judgment appeal. E.g.,
Valdez v. Macdonald, 66 F.4th 796, 818–19 (10th Cir.
2023). But the Eleventh Circuit resolved the failureto-train claim against Sheriff Mack itself, declaring
that while the “evidence shows the possibility of recurring situations involving those suffering mental health
crises,” it was too “equivocal” to establish “an obvious
need for more or different training.” Pet. App. 15a.
The court so held despite—and without addressing—
4
the district court’s finding that, given the “conflicting
evidence” on this issue, “genuine disputes of material
fact remain,” so “whether Sheriff Mack was deliberately indifferent is a question that should [be] left to a
jury.” Id. at 44a. In other circuits, that finding would
have foreclosed review.
The Eleventh Circuit’s approach is a “mistaken endrun around the normal limits on qualified-immunity
appeals.” See Bryan Lammon, The Eleventh Circuit’s
“Both-Questions” Path Around Johnson v. Jones, Final
Decisions (Feb. 11, 2024), https://tinyurl.com/mstjrv6r.
It conflicts with this Court’s rule that “determinations
of evidentiary sufficiency at summary judgment are
not immediately appealable merely because they happen to arise in a qualified-immunity case.” Behrens v.
Pelletier, 516 U.S. 299, 313 (1996).
Second, this case provides an ideal opportunity to revisit qualified-immunity doctrine more broadly.
“[R]ecent scholarship details that the 1871 Civil
Rights Act included language abrogating common-law
immunities that was, for unknown reasons, omitted
from the first compilation of federal law.” Price v.
Montgomery Cnty., 144 S. Ct. 2499, 2500 & n.2 (2024)
(Sotomayor, J., respecting the denial of certiorari).
And there is ample reason to revisit the doctrine now,
which has proven increasingly unworkable and produced inconsistent and unjust results in countless
cases. At a minimum, the Court should pare back
qualified immunity to match its common-law origins.
See Ziglar v. Abbasi, 582 U.S. 120, 160 (2017)
(Thomas, J., concurring in part and concurring in the
judgment).
5
STATEMENT OF THE CASE
I. Factual background.
After Jonathan Victor’s car hydroplaned into the Interstate 10 median, first responders found him injured, disoriented, and exhibiting an “altered state of
mind.” Pet. App. 19a. Soon thereafter, Victor retrieved
an unknown item from the backseat and then sat in
his car, refusing medical assistance. Id. at 20a. First
responders called 911 for assistance, and Deputy
Hunady responded to what he understood was a “welfare concern.” Id. at 19a–20a. Victor had not committed a crime, not assaulted anyone with a weapon, was
not a fleeing felon, was not wanted for any crime, and
had no criminal record. Id. at 33a.
It took Deputy Hunady over seventeen minutes to
arrive to the scene. After arriving, Hunady immediately loaded his rifle. Pet. App. 22a. He did not ask
first responders any questions. Id. at 21a. He made no
effort to confirm whether Victor was armed. Id. He ordered other armed officers to surround Victor’s car, escalating the situation by shouting unclear and ambiguous commands at officers and first responders without a clear plan of action. Id. at 21a. Deputy Hunady
told Victor to “come on out” and “we’re here to help
you.” Id. at 21a-22a.
Hunady admitted that he never saw Victor holding
a weapon, nor did he see physical evidence that Victor
had a weapon. Pet. App. 25a. Video footage from the
scene demonstrates that Victor progressed slowly towards officers after Hunady repeatedly ordered him to
exit his vehicle, and that Victor’s posture was inconsistent with that of an armed shooter:
6
Hunady was carrying a Taser, and Victor was within
the functional range of this non-lethal weapon when
Hunady shot him four times. Id.
At the time of the shooting, the Baldwin County
Sheriff’s Office lacked training in critical areas. The
department did not train officers in crisis intervention,
de-escalation, or responding to situations involving
mental distress or suicide. Pet. App. 27a.
Police training in dealing with subjects in mental
health crises is essential: Citizens with mental health
conditions account for between 7 and 10% of all policecitizen encounters. 1 Police officers are 1.4 to 4.5 more
likely to use force during encounters with individuals
who have a mental health condition compared to those
1 M. Deane, Emerging Partnerships Between Mental Health
and Law Enforcement, Nat’l Libr. of Med. (Jan. 1999), https://tinyurl.com/35vtt2f9; J. Janik, Dealing With Mentally Ill Offenders, Law Enf’t Bulletin (1992), https://tinyurl.com/5y6hz5w9.
7
without one. 2 From 2015 to 2018, roughly 25% of fatalities resulting from police shootings were people with
mental illness. 3. The BCSO had a negotiations team
that is trained to deal with barricaded subjects. Id. at
22a. At no time was that negotiations team called to
the scene or otherwise contacted to ascertain its availability to assist in defusing the situation. Id. Yet, Sheriff Mack failed to provide any training for his other officers, including Deputy Hunady, in situations involving mental distress or suicide, de-escalation scenarios,
and crisis intervention. Pet. App. 40a
Sherriff Mack was the department’s chief supervisor
and policymaker. Pet. App. 40a. There is no dispute
that Mack was responsible for training his officers and
setting policies. Id. He was also responsible for addressing training and policy deficiencies. Id. Mack admitted that his department did not train officers in
these situations.
II. Procedural background.
Victor’s mother, Donna Chisesi, sued Hunady and
Mack under 42 U.S.C. § 1983, alleging Fourth Amendment violations. 4 As to Mack, Chisesi alleged that his
2 Robin Engel, Eric Silver, Policing mentally disordered suspects: A reexamination of the criminalization hypothesis, Criminology (Mar. 7, 2006) https://tinyurl.com/4nkr23fa
Michael S. Rogers., et al. Effectiveness of Police Crisis
Intervention Training Programs, The Journal of American
Academy of Phychiatry and the Law (Sept. 24, 2019), https://tin
yurl.com/2ak2jpwh.
3
4 Her counts include claims against Hunady for wrongful death
(Count I), against Hunady for excessive force (Count II), against
Mack for Monell liability (Count III), and against Mack for supervisory liability (Count IV). Only Count IV is at issue here.
8
failure to adequately train his deputies evinced deliberate indifference to constitutional rights. Pet. App.
6a.
As relevant, the district court denied the defendants’
summary-judgment motions asserting qualified immunity. The court concluded that Mack was not entitled to qualified immunity because the shooting “is the
kind of recurring situation presenting an obvious,
highly predictable potential for violation that can trigger liability for failure to train, even in the absence of
a pattern of violations.” Pet. App. 44a. And given “the
conflicting evidence in this case,” viewed “in the light
most favorable to” the plaintiff, “a finding of deliberate
indifference can attach to Sheriff Mack’s failure to provide training to [his] deputies in the specified areas.”
Id.
On interlocutory appeal, the Eleventh Circuit dismissed Hunady’s appeal for lack of jurisdiction but reversed the denial of summary judgment as to Mack.
The court held that it had jurisdiction over Mack’s appeal because, it said, the “facts underlying that claim
are not in dispute.” See Pet. App. 11a–12a. But the
court concluded that “Chisesi failed to demonstrate
that Sheriff Mack had actual or constructive notice
that the particular omissions in the training program
were likely to result in constitutional violations”; “Although [the] evidence shows the possibility of recurring
situations involving those suffering mental health crises, the evidence is far more equivocal on whether
there was an obvious potential for the violation of constitutional rights and an obvious need for more or different training.” Id. at 15a–16a.
The Eleventh Circuit then denied Chisesi’s timely
petition for rehearing en banc. Pet. App. 48a–49a.
9
REASONS FOR GRANTING THE PETITION
III. The Eleventh Circuit is an outlier on the
scope of appellate jurisdiction in interlocutory qualified-immunity appeals.
This Court has “limit[ed] interlocutory appeals of
qualified immunity matters to cases . . . presenting
neat abstract issues of law.” Johnson v. Jones, 515
U.S. 304, 317 (1995) (cleaned up). Such legal questions
do not include “a determination about ‘genuine’ issues
of fact for trial.” Id. In other words, “determinations
of evidentiary sufficiency at summary judgment are
not immediately appealable merely because they happen to arise in a qualified-immunity case.” Behrens,
516 U.S. at 313.
Most circuits follow this Court’s clear instructions:
Questions of evidentiary sufficiency—of whether a
genuine factual dispute exists—are not appealable on
an interlocutory basis. But the Eleventh Circuit holds
that such questions are appealable, so long as the defendant also disputes an associated legal question.
The Eleventh Circuit’s outlier approach is wrong. And
its error is especially glaring in failure-to-train cases
like this one.
A. Most circuits reject interlocutory review of genuine factual disputes.
Outside the Eleventh Circuit, the law is clear:
Whether or not the defendant also disputes a violation
of clearly established law, the courts of appeals lack
jurisdiction to decide whether genuine factual disputes
exist.
For example, the Fifth Circuit will not consider interlocutory appellate arguments that “the district
10
court erred in finding a genuine dispute of fact existed.” Garcia v. Orta, 47 F.4th 343, 349 (5th Cir.
2022). “This court has jurisdiction for this interlocutory appeal if it challenges the materiality of factual
issues, but we lack jurisdiction if it challenges the district court’s genuineness ruling—that genuine issues
exist concerning material facts.” Id. (cleaned up).
Thus, the Fifth Circuit will not entertain arguments
“about what inferences a jury could appropriately
draw” from the record. Brown v. Strain, 663 F.3d 245,
250 (5th Cir. 2011); see also Dilley v. Domingue, 118
F.4th 671, 673–74 (5th Cir. 2024) (on interlocutory appeal, if “some genuine factual dispute persists,” the
court will consider “the legal question of whether that
fact dispute is material,” but not its “genuineness”).
Likewise, the Sixth Circuit will exercise “jurisdiction
only to the extent that the defendant limits his argument to questions of law premised on facts taken in the
light most favorable to the plaintiff.” Adams v. Blount
Cnty., 946 F.3d 940, 948 (6th Cir. 2020) (cleaned up).
“In other words, a defendant may not appeal a denial
of a motion for summary judgment based on qualified
immunity insofar as that order determines whether or
not the pretrial record sets forth a genuine issue of fact
for trial.” Id. (cleaned up). Thus, the Sixth Circuit will
“separate an appellant’s reviewable challenges from
its unreviewable,” and will thus “ignore the defendant’s attempts to dispute the facts” or “the inferences
that the district court draws from those facts.” Id.
That is true even if the defendant also argues that “he
did not violate any ‘clearly established’ constitutional
right.” Id. at 950.
11
The Seventh Circuit similarly holds that “[a]n interlocutory appeal of a qualified immunity denial is appealable to the extent that it turns on issues of law.”
Stewardson v. Biggs, 43 F.4th 732, 735 (7th Cir. 2022)
(emphasis added), reh’g denied, No. 21-3118, 2022 WL
16954354 (7th Cir. Nov. 15, 2022). That court’s “review is therefore confined to abstract issues of law at
th[e] interlocutory stage, and [its] appellate jurisdiction is secure only if the relevant material facts are undisputed or (what amounts to the same thing) when
the defendant accepts the plaintiff’s version of the
facts as true for now.” Id. at 735–36 (cleaned up). To
assess its jurisdiction, the Seventh Circuit thus asks
“whether [a defendant’s] qualified immunity arguments turn on legal issues only.” Id. at 736 (emphasis
added). Arguments that are “inseparable from the
questions of fact identified by the district court” are
not reviewable. Id. at 737.
In the Ninth Circuit, too, “a public official may not
immediately appeal a fact-related dispute about the
pretrial record, namely, whether or not the evidence in
the pretrial record was sufficient to show a genuine issue of fact for trial.” E.g., Est. of Anderson v. Marsh,
985 F.3d 726, 731 (9th Cir. 2021) (cleaned up). The
court’s “interlocutory review jurisdiction is limited to
resolving a defendants purely legal contention that his
or her conduct did not violate the Constitution and, in
any event, did not violate clearly established law.” Id.
(cleaned up) (emphasis added). “In other words, we
have jurisdiction to review an issue of law determining
entitlement to qualified immunity—even if the district
court’s summary judgment ruling also contains an evidence-sufficiency determination—but not to accede to
a defendant’s request that we review that evidencesufficiency determination on appeal.” Id.
12
This carefully limited approach is especially important in failure-to-train cases, which are highly factintensive. For example, the Tenth Circuit rejected a
defendant’s appellate argument that “the ‘need for
more or different training’” in a single-incident failure
to train case “should not have gone to trial.” Valdez,
66 F.4th at 818–19. Such an argument “is not a purely
legal question”; “because that issue is at least partly
factual . . . we do not review it on an appeal from the
denial of summary judgment.” See id.
B. The Eleventh Circuit reviews genuine
factual disputes on interlocutory appeal.
The Eleventh Circuit’s approach is very different.
The court acknowledges that, under Johnson and Behrens, it “do[es] not have interlocutory jurisdiction to review the denial of summary judgment where the only
issues appealed are evidentiary sufficiency issues.”
E.g., Cottrell v. Caldwell, 85 F.3d 1480, 1484 (11th Cir.
1996). But that rule, according to the Eleventh Circuit, “does not affect our interlocutory jurisdiction in
qualified immunity cases where the denial is based
even in part on a disputed issue of law.” Id. at 1485
(emphasis added). Thus, the court believes it has “authority to decide, in the course of deciding the interlocutory appeal, those evidentiary sufficiency issues that
are part and parcel of the core qualified immunity issues, i.e., the legal issues.” Id. at 1486.
The Eleventh Circuit has repeatedly applied this
outlier standard, reviewing “whether the evidence is
sufficient to create a jury question about whether [a
defendant] violated [the plaintiff’s] constitutional
right.” E.g., Nelson, 89 F.4th at 1296 (cleaned up); see
13
also Dempsey v. Sheriff, Bay Cnty., No. 23-10825, 2024
WL 95441, at *4 (11th Cir. Jan. 9, 2024) (per curiam).
This case exemplifies the Eleventh Circuit’s erroneous standard. The district court found that Chisesi
had produced “evidence . . . that circumstances like
Victor’s are both common and recurring in law enforcement officers’ daily activities, and that there is an obvious potential for a subject’s federal rights to be violated in that situation.” Pet. App. 43a. After reviewing this evidence in detail, the court concluded:
“[G]iven . . . the conflicting evidence in this case,
whether Sheriff Mack was deliberately indifferent is a
question that should [be] left to a jury. In viewing the
evidence in the light most favorable to Chisesi, the
nonmovant, . . . genuine disputes of material fact remain on this element.” Id. at 44a (cleaned up).
In other circuits, that finding would preclude both
summary judgment and interlocutory review. See,
e.g., Valdez, 66 F.4th at 818–19 (because “the ‘need for
more or different training’ . . . is at least partly factual,” it is not reviewable “on an appeal from the denial
of summary judgment”). But not in the Eleventh Circuit. Without addressing the district court’s finding of
a genuine factual dispute, the Eleventh Circuit decided on its own that the evidence did not suffice to
show “an obvious potential for the violation of constitutional rights and an obvious need for more or different training.” Pet. App. 15a.
C. The Eleventh Circuit’s approach is
wrong.
The Eleventh Circuit’s approach “cannot [be] reconcile[d] . . . with Johnson and Behrens.” Lammon, supra. Those cases hold “that denials of qualified im-
14
munity at the summary-judgment stage are appealable to the extent they raise abstract legal issues concerning the existence or clarity of a constitutional violation.” Id. Thus, “challenging the existence or clarity
of a constitutional violation does not open the door to
other issues.” Id.
The Eleventh Circuit’s error flows from Johnson v.
Clifton, 74 F.3d 1087 (11th Cir. 1996). Soon after this
Court decided Johnson v. Jones, the Eleventh Circuit
held in Clifton that, when a clearly-established-law
ruling is appealable, the underlying evidentiary sufficiency ruling “may be addressed by an appellate court
because it is a part of the core qualified immunity analysis.” 74 F.3d at 1091. Thus, “the court of appeals can
conduct its own review of the record in the light most
favorable to the nonmoving party.” Id.
That is exactly what Johnson and Behrens forbid.
Johnson addressed this scenario, noting that “if the
District Court in this case had determined that [the
defendants] violated clearly established law, [they]
could have sought review of that determination.” 515
U.S. at 318. But—responding to the suggestion that
such an appeal would “create a reviewable summary
judgment order”—the Court expressed skepticism that
it would “be appropriate to exercise ‘pendent appellate
jurisdiction’ . . . to review the underlying factual matter.” See id. In other words, it “does not automatically
follow” that appealing the clearly-established-law issue would encompass the “determination that there
was a genuine issue of fact.” Id. That the Court identified this scenario as requiring the exercise of “pendent appellate jurisdiction” makes clear that an evi-
15
dentiary-sufficiency issue is not, as the Eleventh Circuit would have it, part and parcel of the legal qualified-immunity question.
And the next Term, Behrens underscored that “if
what is at issue in the sufficiency determination is
nothing more than whether the evidence could support
a finding that particular conduct occurred, the question decided is not truly ‘separable’ from the plaintiff’s
claim, and hence there is no ‘final decision.’” 516 U.S.
at 313. Thus, the court of appeals must “assume the
same facts as the district court.” Bryan Lammon, Finality, Appealability, and the Scope of Interlocutory
Rev., 93 Wash. L. Rev. 1809, 1846 (2018).
There are good practical reasons for this rule. “Record review can be time consuming, slowing down the
interlocutory appeal and thus further delaying district
court proceedings.” Id. What’s more, “appellate courts
have no comparative advantage in determining which
facts a summary judgment record supports,” so “[t]he
need for immediate appellate review is thus low.” Id.
at 1847–47.
IV. Qualified immunity should be abrogated
or pared back to its common-law roots.
The decision below also provides the Court an opportunity to dispense with the flawed doctrine of qualified
immunity altogether, or at least to limit the doctrine
to its original scope in which it protected officers and
officials acting in good faith and not those demonstrating deliberate indifference to common and obvious
risks.
16
D. Qualified immunity should be abrogated because § 1983 was intended to
abolish common-law defenses.
New scholarship shows that courts have been construing an incomplete version of § 1983 since its inception. See Alexander A. Reinert, Qualified Immunity’s
Flawed Found., 111 Cal. L. Rev. 201 (2023); See also
Price v. Montgomery Cnty., 144 S. Ct. 2499, 2500 & n.2
(2024) (Sotomayor, J., respecting the denial of certiorari).
When enacted, Section 1 of the Civil Rights Act of
1871 (now known as § 1983), had an additional sixteen
words, called the “notwithstanding” clause:
[A]ny person who, under color of any law, statute,
ordinance, regulation, custom, or usage of any State,
shall subject, or cause to be subjected, any person
within the jurisdiction of the United States to the
deprivation of any rights, privileges, or immunities
secured by the Constitution of the United States,
shall, any such law, statute, ordinance, regulation,
custom, or usage of the State to the contrary notwithstanding, be liable to the party injured in any action
at law, suit in equity, or other proper proceeding for
redress . . . .”
Civil Rights Act of 1871, ch. 22, § 1, 17 Stat. 13 (emphasis added); Reinert, supra, at 235. But this language does not appear in the version of the statute
courts have applied for decades.
This omission was an unauthorized change (and one
of many errors) by the Federal Reviser of Statutes, not
a legislative decision. Reinert, supra, at 207, 237. The
legislative history shows that “custom or usage” was
generally understood at the time to mean common law,
17
meaning the “notwithstanding” clause displaces common-law defenses. Reinert, supra, at 235. Moreover,
“history, in combination with the absence of any language in Section 1983 regarding immunity, offers a
strong indication that Congress meant to abrogate all
common law immunities, even without the Notwithstanding Clause.” Id. at 239.
This new research negates the “original justification
for qualified immunity—that Congress wouldn’t have
abrogated common-law immunities absent explicit
language.” Rogers v. Jarrett, 63 F.4th 971, 980 (5th
Cir.) (Willet, J., concurring), cert. denied, 144 S. Ct.
193 (2023). Indeed, these findings are “game-changing . . . particularly in this text-centric judicial era
when jurists profess unswerving fidelity to the words
Congress chose.” Id.
E. Qualified immunity should be pared
back to match its common law roots.
This case demonstrates the continual expansion of
modern qualified immunity towards blanket immunity of police officers, moving away from the common
law foundation of qualified immunity, which was intended to offer limited protection to public officials acting in good faith. See Kisela v. Hughes, 138 S. Ct. 1148,
1162 (2018) (per curiam) (Sotomayor, J., dissenting)
(arguing that modern qualified immunity has become
an “absolute shield for law enforcement officers, gutting the deterrent effect of the Fourth Amendment”).
This Court has “not attempted to locate [the current
qualified-immunity] standard in the common law as it
existed in 1871 . . . and some evidence supports the
conclusion that common-law immunity as it existed in
1871 looked quite different from our current doctrine.”
Ziglar, 582 U.S. at 159 (Thomas, J., concurring in part
18
and concurring in the judgment) (citing Baude, Is
Qualified Immunity Unlawful?, 106 Cal. L. Rev. 45,
51–62 (2018)). Indeed, the modern doctrine of qualified immunity reflects “judicial control of matters that
the early republic had assigned to the legislative
branch.” See James E. Pfander & Jonathan L. Hunt,
Public Wrongs and Priv. Bills: Indemnification and
Gov’t Accountability in the Early Republic, 85 N.Y.U.
L. Rev. 1862 (2010).
What’s more, modern qualified immunity has become unworkable. See Zadeh v. Robinson, 928 F.3d
457, 479 (5th Cir. 2019) (Willett, J., concurring)
(“courts of appeals are divided—intractably—over precisely what degree of factual similarity must exist” to
clearly establish law). That fact is exemplified by circuit panels reaching different conclusions regarding
qualified immunity in identical cases. Samuel
Brandao, Qualified Immunity—Obviousness Standard—Taylor v. Riojas, 135 Harv. L. Rev. Vol.421, 427
n. 73-77 (2021) (citing a case in which one Sixth Circuit
panel affirmed denial of qualified immunity, and a second panel reversed the denial in the same case). Other
circuits have standards that are obviously different
from one another. See id. (citing Tenth and Eleventh
Circuit reaching similar holdings related to clearly obvious that prisoners being exposed to human waste;
whereas, the Fifth Circuit found no similar precedent
to put officers on notice). The disparity across Circuits
is best highlighted by the qualified immunity pattern
jury instructions between the Circuits. Notably, the
Eleventh Circuit has no pattern jury instructions on
19
qualified immunity. 5 Thus, it is even more difficult to
ascertain the standards to meet.
The Eleventh Circuit’s use of qualified immunity
oversteps the original bounds of the doctrine, allowing
Sheriff Mack to avoid liability for the preventable
death of Victor; a death that could have been avoided
had Sheriff Mack trained his officers in de-escalation
strategies, crisis intervention, and mental distress situations.
V. The questions presented are important and
recurring.
Both questions presented are important. Whether
and how qualified immunity should shield government
agents from liability is a vitally important question—
for injured plaintiffs, for defendant officers, and for the
public more broadly. Expansive applications of qualified immunity can produce unjust results and undermine confidence in the rule of law. Likewise, the scope
of interlocutory appellate jurisdiction in such cases is
important; interlocutory qualified-immunity appeals
add significant delay and expense for parties and
courts alike. And both issues arise around the country
every day. That is true in the Eleventh Circuit too,
which is entrenched in its outlier approach.
Finally, this case is a good vehicle to address these
questions. They are squarely presented, potentially
dispositive, and were preserved below.
5 See, e.g., Pattern jury instructions for the Fifth, Sixth, and
Eleventh, Circuits; https://www.lb5.uscourts.gov/juryinstructions/;
https://www.ca6.uscourts.gov/pattern-jury-instructions;
https://www.ca11.uscourts.gov/pattern-jury-instructions.
20
CONCLUSION
The petition should be granted.
Respectfully submitted,
JACK SAMUEL TENENBAUM
NORTHWESTERN BLUHM
LEGAL CLINIC
COMPLEX CIVIL LITIGATION
AND INVESTOR
PROTECTION CENTER
375 East Chicago Avenue
Chicago, IL 60611
(312) 503-4808
JEFFREY T. GREEN*
TOBIAS S. LOSS-EATON
DANIELLE HAMILTON
THE CARTER G. PHILLIPS/
SIDLEY AUSTIN LLP
SUPREME COURT CLINIC
NORTHWESTERN PRITZKER
SCHOOL OF LAW
375 East Chicago Avenue
Chicago, IL 60611
(312) 503-1486
jeff@greenlawchartered.com
Counsel for Petitioner
November 8, 2024
* Counsel of Record
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