Petition for Writ of Certiorari — The Estate of Isabella "Bella" Herndon, et al., Petitioners v. Netflix, Inc.
Supreme Court briefOct 15, 2024
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APPENDIX
APPENDIX CONTENTS
APPENDIX A: NINTH CIRCUIT OPINION ASSUMING
JURISDICTION AND RENDERING DECISION
UPON THE MERITS .............................................. 1A
APPENDIX B: DISTRICT COURT ORDER DENYING
PETITIONER’S MOTION TO REMAND FOR LACK
OF JURISDICTION ................................................. 8A
APPENDIX C: NINTH CIRCUIT ORDER DENYING
PETITIONER’S TIMELY FILED PETITION FOR
REHEARING ....................................................... 32A
APPENDIX D: EXCERPT OF PETITIONERS’ NINTH
CIRCUIT BRIEF PERTAINING TO LACK OF
JURISDICTION.................................................... 34A
APPENDIX E: EXCERPT OF PETITIONERS’ PETITION
FOR REHEARING PERTAINING TO LACK OF
JURISDICTION.................................................... 36A
APPENDIX F: EXCERPT OF RESPONDENT’S NOTICE
OF REMOVAL PERTAINING TO DIVERSITY OF
CITIZENSHIP ...................................................... 46A
APPENDIX G: EXCERPT OF RESPONDENT’S SUICIDE
FACT SHEET FROM THE WORLD HEALTH
ORGANIZATION (WHO) ..................................... 47A
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APPENDIX A:
NINTH CIRCUIT OPINION ASSUMING JURISDICTION
AND RENDERING DECISION UPON THE MERITS
FILED
FEB 27 2024
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
THE ESTATE OF ISABELLA “BELLA” HERNDON;
et al.,
Plaintiffs-Appellants,
v.
NETFLIX, INC.,
Defendant-Appellee.
No. 22-15260
D.C. No. 4:21-cv-06561-YVR
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MEMORANDUM*
Appeal from the United States District Court
for the Northern District of California
Yvonne Gonzalez Rogers, District Judge, Presiding
Argued and Submitted February 15, 2024
San Francisco, California
Before: MILLER, BADE, and VANDYKE, Circuit
Judges.
Plaintiffs-Appellants (Plaintiffs) appeal from the
district court’s order granting Defendant-Appellee
Netflix, Inc.’s motion to dismiss the First Amended
Complaint (FAC) and granting Netflix’s motion to
strike under California’s anti-SLAPP statute. In
March 2017, Netflix released the show 13 Reasons
Why, which portrayed the suicide of the main character. After watching the show in April 2017, minor Isabella Herndon (Bella) committed suicide.
Four years after her death, Bella’s father, John
Herndon, and brothers, J.H. and T.H., sued Netflix in
* This disposition is not appropriate for publication
and is not precedent except as provided by Ninth Circuit Rule 36-3.
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a putative class action. In the FAC, John Herndon, as
the successor in interest to Bella, brought a survival
action against Netflix for (1) strict liability based on
its failure to warn about the show’s alleged risks to
mental health and (2) negligence. J.H. and T.H.
brought a claim against Netflix for wrongful death.
The district court dismissed these claims with
prejudice under Federal Rule of Civil Procedure
12(b)(6). The district court also struck the FAC under
California’s anti-SLAPP statute, Cal. Code Civ. Proc.
§ 425.16(b).
We review de novo the district court’s order
granting the motion to dismiss and granting the
motion to strike under California’s anti-SLAPP
statute. Holt v. County of Orange, 91 F.4th 1013, 1017
(9th Cir. 2024); Makaeff v. Trump Univ., LLC, 715
F.3d 254, 261 (9th Cir. 2013). We have jurisdiction
under 28 U.S.C. § 1291, and we affirm.
1. The district court did not err by dismissing John
Herndon’s survival claims as time-barred. California
Code of Civil Procedure section 366.1 provides that a
survival action may be commenced before the
expiration of the later of two terms: (a) “[s]ix months
after the person’s death” or (b) “[t]he limitations
period that would have been applicable if the person
had not died.” Cal. Code Civ. Proc. § 366.1. Plaintiffs
contend that, had Bella not died, the limitations
period for her claims would not have begun until her
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eighteenth birthday, pursuant to the minor tolling
provision in California Code of Civil Procedure section
352. Id. § 352(a).
In answering questions of statutory interpretation,
California courts first consider the ordinary meaning
of the language in question, the text of related
provisions, and the overall statutory structure, and, if
the language is unambiguous after considering these
sources, need not look further. See Larkin v. Workers’
Comp. Appeals Bd., 358 P.3d 552, 555 (Cal. 2015).
Plaintiffs’ argument fails because the ordinary
meaning of the phrase “limitations period” is distinct
from the ordinary meaning of the phrase “tolling
period.” “Limitations period” ordinarily means the
statutorily-defined time limit for bringing a claim
based on the nature of the claim and the date of
accrual. See Norgart v. Upjohn Co., 981 P.2d 79, 92
(Cal. 1999) (“Under the statute of limitations, a
plaintiff must bring a cause of action for wrongful
death within one year of accrual . . . . The limitations
period is thus defined by the Legislature.”); see also
Limitation, Black’s Law Dictionary (11th ed. 2019). In
contrast, a “tolling statute” suspends or interrupts the
limitations period in various situations. Mitchell v.
State Dep’t of Pub. Health, 205 Cal. Rptr. 3d 261, 269
(Ct. App. 2016) (“The term ‘tolled’ in the context of the
statute of limitations is commonly understood to mean
‘suspended’ or ‘stopped.’”); see also Tolling Statute,
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Black’s Law Dictionary (11th ed. 2019). Moreover,
interpreting the phrase “limitations period” as being
distinct from a “tolling period” is consistent with the
overall statutory scheme, which places the sections
providing for limitations periods in a separate chapter
from the sections providing for tolling periods.
Compare Cal. Code Civ. Proc. Part 2, Title 2, Ch. 3 §
335 (listing the “periods of limitation,” which are the
“periods prescribed for the commencement of
actions”), with Cal. Code Civ. Proc. Part 2, Title 2, Ch.
4 (separately listing tolling statutes). Furthermore,
California courts have explained that “minority does
not toll a limitations period or excuse noncompliance
unless a statute specifically says so.” Blankenship v.
Allstate Ins. Co., 111 Cal. Rptr. 3d 528, 535 (Ct. App.
2010).
We therefore predict that the California Supreme
Court would interpret the phrase “limitations period”
to mean the statutorily-defined time limit for bringing
a claim based on the nature of the claim and the date
of accrual, without inclusion of a tolling period. See
Larkin, 358 P.3d at 555. And because actions for the
death of an individual caused by a wrongful act or
neglect of another must be brought “[w]ithin two
years,” Shalabi v. City of Fontana, 489 P.3d 714, 717
(Cal. 2021), John Herndon’s claims, which were
brought over four years after Bella died, were
appropriately dismissed as time-barred.
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2. The district court also did not err by dismissing
the claims brought by Bella’s siblings for lack of
standing under the wrongful death statute. When a
decedent has no spouse, domestic partner, issue, or
grandchild, only immediate successors under
California’s probate code may bring a wrongful death
action. See Scott v. Thompson, 109 Cal. Rptr. 3d 846,
848–49 (Ct. App. 2010). Under California’s probate
code, the immediate successor if a decedent lacks a
spouse, domestic partner, or issue, is “the decedent’s
parent or parents equally,” if alive, not the decedent’s
siblings. Id. (quoting Cal. Prob. Code § 6402).
Therefore, because Bella’s father is still alive, the
district court correctly held that J.H. and T.H. lacked
standing to bring a wrongful death action.
3. Netflix has not sought, and agrees it will not
seek, attorney’s fees against Plaintiffs if we affirm the
district court’s order dismissing Plaintiffs’ claims.
Plaintiffs concede that if we affirm the district court
on statute of limitations and standing grounds,
Netflix’s agreement not to seek attorney’s fees moots
their argument that the district court erred in its
application of the anti-SLAPP statute. Given this
concession, and the overlap between the standards
governing the Rule 12(b)(6) motion and the antiSLAPP motion, we do not separately address the
district court’s motion to strike.
See Planned
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Parenthood Fed’n of Am., Inc v. Ctr. for Med. Progress,
890 F.3d 828, 833–35 (9th Cir. 2018).
4. Plaintiffs requested leave to amend if we reverse
on either the statute of limitations issue or the
wrongful death standing issue. Because we affirm on
both procedural issues, any amendment would be
futile. See Newland v. Dalton, 81 F.3d 904, 907 (9th
Cir. 1996) (courts “need not accommodate futile
amendments”).
AFFIRMED.
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APPENDIX B:
DISTRICT COURT ORDER DENYING PETITIONER’S
MOTION TO REMAND FOR LACK OF JURISDICTION
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
THE ESTATE OF B.H., et al.,
Plaintiffs,
v.
NETFLIX, INC.,
Defendant.
Case No. 4:21-cv-06561-YGR
ORDER DENYING MOTION TO REMAND AND MOTION
FOR JURISDICTIONAL DISCOVERY
Dkt. Nos. 25, 26.
Plaintiffs the Estate of B.H., John Herndon, B.H.’s
father and successor in interest, J.H., a minor, and
T.H. a minor, on behalf of themselves and others
similarly situated (collectively “plaintiffs”), have filed
a motion to remand this class action against defendant
Netflix, Inc. (“Netflix”). Plaintiffs have also filed a
motion for jurisdictional discovery.
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Having carefully considered the papers submitted
on both motions along with the pleadings in this
action, and for the reasons set forth below, the Court
DENIES both motions.1
I. BACKGROUND
On April 30, 2021, plaintiffs filed their class action
complaint in the Superior Court of the State of
California for the County of Santa Clara. (Dkt. No. 31, the “Complaint.”) The class action alleged claims
for failure to adequately warn, wrongful death, and
negligence stemming from an alleged increase in
youth suicide after Netflix released its show Thirteen
Reasons Why. Netflix removed the class action
complaint to this Court on August 25, 2021, asserting
that jurisdiction is proper under the Class Action
Fairness Act (“CAFA”), 28 U.S.C. § 1332(d)(2)(A).
(Dkt. No. 3.) After the case was removed to this Court,
plaintiffs filed a First Amended Complaint, which
included new class definitions.
(Dkt. No. 22.)
Plaintiffs then filed a motion to remand and a motion
1
Pursuant to Federal Rule of Civil Procedure 78(b)
and Civil Local Rule 7-1(b), the Court finds this motion
appropriate for decision without oral argument and
VACATES the hearing set for November 16, 2021.
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for discovery necessary to establish exceptions to
CAFA jurisdiction. (Dkt. Nos. 25-26.)
II. LEGAL STANDARD
A defendant’s removal is proper where the federal
courts have original jurisdiction over an action
brought in state court. 28 U.S.C. § 1441(a). Pursuant
to CAFA, this Court has original jurisdiction over class
actions in which there are at least 100 class members,
at least one of which is diverse in citizenship from any
defendant, and for which the aggregate amount in controversy exceeds the sum of $5 million, exclusive of interest and costs. 28 U.S.C. § 1332(d); Ibarra v. Manheim Invs., Inc., 775 F. 3d 1193, 1196-97 (9th Cir.
2015). Generally, courts strictly construe the removal
statute against removal jurisdiction. See, e.g., Provicial Gov’t of Marinduque v. Placer Dome, Inc., 582 F.3d
1083, 1087 (9th Cir. 2009). However, “no antiremoval
presumption attends cases invoking CAFA, which
Congress enacted to facilitate adjudication of certain
class actions in federal court.” Dart Cherokee Basin
Operating Co., LLC v. Owens, 574 U.S. 81, 89 (2014).
Under CAFA, the removing party bears the burden
of establishing federal jurisdiction. Ibarra, 775 F.3d
at 1197. The removing party must prove by a preponderance of the evidence that the amount in controversy exceeds the jurisdictional threshold, Dart Cherokee, 574 U.S. at 88 (citing 28 U.S.C. § 1446(c)(2)(B)),
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that the number of class members exceeds 100, and
that minimal diversity exists between the parties. See
Abrego v. Dow Chem. Co., 443 F.3d 676, 685 (9th Cir.
2006).
When a party moves to remand under CAFA, they
present either a “facial” attack or a “factual” attack on
the removing party’s showing of the jurisdictional elements. A facial attack does not present any new evidence, but instead argues that the allegations offered
“are insufficient on their face to invoke federal jurisdiction.” Salter v. Quality Carriers, Inc., 974 F.3d 959,
964 (9th Cir. 2020) (quoting Leite v. Crane Co., 749
F.3d 1117, 1121 (9th Cir. 2014) (cleaned up and citation omitted)). By contrast, a “factual” attack “contests the truth of the [] factual allegations, usually by
introducing evidence outside the pleadings.” Salter,
974 F.3d at 964 (quoting Leite, 749 F.3d at 1121 (citation omitted)). When a removing party is presented
with a facial attack, the Court applies a lower evidentiary standard; in those cases, a removal “need not
contain evidentiary submissions but only plausible allegations of jurisdictional elements.” See Salter, 974
F.3d at 964 (quoting Arias v. Residence Inn by Marriott, 936 F.3d 920, 922 (9th Cir. 2019)) (cleaned up).
When the attack is factual, courts apply a higher evidentiary standard. The removing party “must support
[the] jurisdictional allegations with ‘competent proof’ .
. . under the same evidentiary standard that governs
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in the summary judgment context.” Salter, 974 F.3d at
964 (quoting Leite, 749 F.3d at 1121 (citations omitted)).
III. DISCUSSION
A. Identifying The Operative Complaint For
Removal
Plaintiffs filed the First Amended Complaint after
Netflix’s removal to this Court. Before the Court can
begin a jurisdictional analysis, it must determine
which complaint is operative for removal purposes.
“[T]he circuits have unanimously and repeatedly held
that whether remand is proper must be ascertained on
the basis of the pleadings at the time of removal. . . .
This unanimity seems firmly to establish that
plaintiffs’ attempts to amend a complaint after
removal to eliminate federal jurisdiction are doomed
to failure.” Broadway Grill, Inc. v. Visa Inc., 856 F.3d
1274, 1277 (9th Cir. 2017). The Ninth Circuit has
recognized a narrow exception for amendments that
provide some amplification for federal jurisdiction. Id.
(explaining the “very narrow” exception set forth in
Benko v. Quality Loan Service Corp., 789 F.3d 1111
(9th Cir. 2015)). The Ninth Circuit has clarified that
the very narrow exception does not “strike a new path
to permit plaintiffs to amend their class definition, add
or remove defendants, or add or remove claims in such
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a way that would alter the essential jurisdictional
analysis.” Id. at 1279 (emphasis supplied).
Here, plaintiffs First Amended Complaint includes
express class definitions that were not present in their
original Complaint filed in the state court. The
proposed classes are as follows:
California Negligence and Failure-to-Warn Class: All
ascertainable California citizens (the harmed minors
who survived or their successors in interest on behalf
of the decedents who did not) who watched Netflix’s
Show, in full or in part, and assert that they suffered
as a result of Netflix’s failure to adequately warn
and/or as a result of being negligently targeted and
manipulated by Netflix (or its streaming and contentdelivery products) to watch the Show.
Global Wrongful-Death Class: All ascertainable
beneficiaries (or their equivalents such as those
otherwise legally entitled or with standing to bring
claims for wrongful death or an equivalent under their
state or national laws) of decedents who watched
Netflix’s Show, in full or in part, and died as a result
of Netflix’s failure to adequately warn and/or as a
result of being negligently targeted and manipulated
by Netflix (or its streaming and content-delivery
products) to watch the Show.
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(First. Am. Compl. ¶ 76.) Both parties agree that
plaintiffs’ original Complaint did not include such
express class definitions even though it made broad
class-type allegations.
In its Notice of Removal, Netflix alleged that while
the “Plaintiffs failed to include a class definition in
their Complaint, Plaintiffs purport to bring the Action
on behalf of class members allegedly harmed by the
Netflix Show Thirteen Reasons Why, which was
distributed throughout the United States via Netflix
streaming service. Because the class is not
geographically limited, it includes members
nationwide, and CAFA’s requirement is satisfied.”
(Dkt. No. 3 at ¶ 6.) Indeed, plaintiffs filed suit in their
original Complaint as class-representatives “on behalf
of all others similarly situated,” without any
geographic restrictions or limitations. (Compl. ¶¶ 73,
78, 82.) In a subsection entitled “Netflix’s failure to
adequately warn harmed and caused the death of
many children,” the original Complaint references an
“alarming story” from shortly after the shows release
where a school in Florida reported a significant spike
in self-mutilation and threats of suicide. (Compl. ¶
44.) The same section also alleges that “[t]he effect was
not merely domestic. For example, similar devastating
impacts were identified in Canada.” (Compl. ¶ 48.)
Plaintiffs’ own description of its “ascertainable and
numerous” class in its original Complaint is consistent
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with this broad scope. Plaintiffs described their
classes as: “Here, as a result of Netflix’s inadequate
warnings, Netflix caused the death of an estimated
hundreds, possibly a thousand, children who
committed suicide since the release of the Show, with
their many survivors, heirs, etc., holding viable
claims. Beyond those who died, there are many more
who suffered substantial trauma at the hands of
callous business decisions that prioritized reaching
certain business milestones over the safety of Netflix’s
customers.” (Compl. ¶ 69.)
Now, after removal, plaintiffs have limited the
failure to warn class to “all ascertainable California
citizens” and have submitted declarations that this
limitation was intended when the Complaint was filed
in state court. Broadway Grill does not give this Court
discretion to consider the First Amended Complaint.
Restricting the class to California citizens when a
limitation did not exist in the original Complaint is the
exact definitional change rejected by the Ninth
Circuit. Broadway Grill, 856 F.3d at 1277-78 (“Instead
of being composed of all the merchants in the state of
California, regardless of citizenship, the class, as
defined in the amended complaint, became exclusively
composed of California citizens. We conclude such an
amendment is outside the exception recognized in
Benko and thus cannot affect the removability of the
action.”).
Accordingly, the Court considers the
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original Complaint as filed in the state court as the
operative complaint for removal.
B. Whether An Express Class Definition Is A
Prerequisite For Removal
A threshold issue presented in the motion to
remand is whether the case should be remanded to the
state court on the basis that the original Complaint
does not expressly include a “class definition.” Under
CAFA, a “class action” is defined as “any civil action
filed under rule 23 of the Federal Rules of Civil
Procedure or similar State statute or rule of judicial
procedure authorizing an action to be brought by 1 or
more representative persons as a class action.” 28
U.S.C. § 1332(d)(1)(B). To “determine whether the
matter in controversy” exceeds the sum of $5 million,
“the claims of the individual class members shall be
aggregated.” Id. § 1332(d)(6). The phrase “class
members” includes “persons (named or unnamed) who
fall within the definition of the proposed or certified
class.” Id. § 1332(d)(1)(D) (emphasis supplied).
There is no dispute that this case is a class action
within the meaning of CAFA. In its Notice of
Removal, Netflix highlights that “Plaintiffs fail to
include a [class] definition in their complaint.” (Dkt.
No. 3 at ¶ 4.) Plaintiffs argue that this dispenses of
Netflix’s jurisdictional argument and that the case
should be remanded. Specifically, plaintiffs argue that
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in order for there to be “class members” in this case,
“there must be a definition of the proposed or certified
class in a class action.” Since there is no class
definition, plaintiffs argue that there are no class
members, and in turn no class under section
1332(d)(1). The Court is not persuaded.
To begin, the Court notes that CAFA does not
provide a meaning for “definition of the proposed . . .
class” and that the Ninth Circuit has not addressed
this precise issue. However, in analyzing whether a
district court can consider amendments to a pleading,
the Ninth Circuit has stated that “[a] class definition,
however, will always be present in any class action
complaint, state or federal.” Broadway Grill, 856 F.3d
at 1278. Broadway Grill does not explain why. The
First Circuit’s decision cited by the parties, which is
instructive here, helps fill the gap as the only case
analyzing whether removal can be denied based on an
insufficient “class definition.” In College of Dental
Surgeons of Puerto Rico v. Connecticut General Life
Insurance Company, the First Circuit acknowledged
that “[a] complaint that contains class-type
allegations historically has been assumed to assert a
class action before formal class certification.” 585 F.3d
33, 40 (1st Cir. 2009). Ultimately, the First Circuit
held that evaluating the inadequacy of a class
definition is a question for the class certification stage
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and not on a motion for remand under CAFA. Id. at
42.
In light of the foregoing, the Court understands
that its duty is to analyze the undisputed class-type
allegations in order to discern what the proposed class
is without weighing the adequacy of any purported
class definition, whether express or implied. This
approach is consistent with CAFA’s legislative history
which stresses that vague class definitions cannot be
used to evade federal jurisdiction.2
2
See Senate Report, S. Rep. 109-14, S. Rep. No. 14,
109th Cong. 1st Sess. 2005, 2005 WL 627977 *43 (Feb.
28, 2005) (“[N]amed plaintiffs will not be able to evade
federal jurisdiction with vague class definitions or
other efforts to obscure the citizenship of class members. The law is clear that, once a federal court
properly has jurisdiction over a case removed to federal court, subsequent events generally cannot ‘oust’
the federal court of jurisdiction. While plaintiffs undoubtedly possess some power to seek to avoid federal
jurisdiction by defining a proposed class in particular
ways, they lose that power once a defendant has
properly removed a class action to federal court.”).
Plaintiffs criticize reliance on this Senate Report.
However, the Ninth Circuit in Broadway Grill
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Here, plaintiffs filed suit as class-representatives
“on behalf of all others similarly situated” without any
express geographical restriction. (Compl. ¶¶ 73, 78,
82.) Even without an expressly stated “class
definition,” “class members” are referenced several
times in the original complaint. See, e.g., Compl. ¶ 68
(“the members of the class”); id. ¶ 68(a) (“each class
member”); id. ¶ 68(c) (“members of the class”).
Furthermore, as discussed above, plaintiffs’ original
Complaint characterizes what they view as
“ascertainable and numerous” classes. (Compl. ¶ 69.)
That conceded description includes at least three
classes of similarly situated individuals. The first
relates to those similarly situated persons, who
Netflix “as a result of Netflix’s inadequate warnings,
[] caused the death of an estimated hundreds, possibly
a thousand, children who committed suicide since the
release of the Show.” (Id.) The second relates to “their
many survivors, heirs, etc., holding viable claims.”
(Id.) The third relates to the “many more who suffered
substantial trauma at the hands of callous business
decisions that prioritized reaching certain business
milestones over the safety of Netflix’s customers.” (Id.)
considered it in reaching its holding concerning
amended class definitions. 856 F.3d at 1278-79.
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These are enough to support the jurisdictional
analysis under CAFA.3
C.
Whether
CAFA’s
Requirements Are Satisfied
Jurisdictional
i. Numerosity
3
Plaintiffs’ strategy here illustrates why it is improper
to consider amendments to a class definition on a motion to remand after a case has been removed. As discussed below, plaintiffs argue that their original class
action complaint lacked a “class definition” and that
this precluded removal. They do not argue that the
Court can or should consider the amended class definitions in order to clarify whether the numerosity,
minimal diversity, and the amount in controversy requirements were satisfied. However, plaintiffs seek to
reap the benefit of the amendment in forging their
purported class into a home state exception. Plaintiffs
are the masters of their complaint for jurisdictional
purposes. Hawaii ex rel. Louie v. HSBC Bank Nevada,
N.A., 761 F.3d 1027, 1040 (9th Cir. 2014). Broadway
Grill instructs that plaintiffs could have structured
their Complaint to avoid CAFA in the first instance
and before removal. Because they did not, they cannot
avoid CAFA through amendments that would alter
the jurisdictional analysis.
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A district court shall not have original jurisdiction
pursuant to CAFA if the number of members of all
proposed plaintiff classes in the aggregate is less than
100. 28 U.S.C. § 1332(d)(5)(B). Plaintiffs do not
dispute that the number is less than 100. (Dkt. No. 26
at 11 n.4.) Instead, plaintiffs argue that Netflix has
failed to plead and prove that there are at least 100
class members.
Here, the Court finds that Netflix’s Notice sets
forth a plausible allegation that the plaintiffs’ class is
composed of over 100 individuals. The Notice of
Removal incorporates plaintiffs’ admission that there
“are hundreds, possibly a thousand” proposed class
members. Plaintiffs argue that Netflix has not met its
burden because it has not produced any evidence,
however, this misconstrues the standard applicable
here. As outlined in the legal standard section, Netflix
is only required to produce evidence when a factual
attack is made. Plaintiffs actually agree here with the
plausible allegation that there “are hundreds, possibly
a thousand” proposed class members. Thus, evidence
was not required. Salter, 974 F.3d 959 at 964-65
(holding that the district court erred in requiring
factual evidence when the truth of CAFA
jurisdictional allegations were not disputed).
Plaintiffs’ pleading is also a judicial admission
sufficient to establish the jurisdictional element.
Singer v. State Farm Mut. Auto. Ins. Co., 116 F.3d 373,
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376-77 (9th Cir. 2006).
requirement is met.
CAFA’s
numerosity
ii. Minimal Diversity
CAFA confers jurisdiction on federal district courts
over class actions when, among other things, “any
member of a class of plaintiffs is a citizen of a State
different from any defendant.”
28 U.S.C. §
1332(d)(2)(A). There is no dispute here that Netflix
and the named plaintiffs are not diverse. Netflix
nevertheless argues that minimal diversity is met
because plaintiffs filed their class action on behalf of
class members harmed by Thirteen Reasons Why,
which was distributed throughout the United States
and internationally via Netflix’s streaming platform.
Netflix also highlights that there are no geographical
limits to the class and points to the allegation
concerning Florida’s spike in youth at-risk behavior
after the show was released. (Dkt. No. 3 at ¶ 6.)
Again, plaintiffs do not dispute that they are
seeking a global class and “that minimal diversity very
likely exists.” (Dkt. No. 26 at 11 n.4.) Instead,
plaintiffs argue that Netflix has not met its factual
burden of proving by preponderance of the evidence
that there are class members outside of California.
However, plaintiffs misconstrue the burdens of a facial
attack. They have not contested the truth of Netflix’s
allegation. Furthermore, Netflix’s allegation that
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minimal diversity is satisfied is plausible given the
broad class proposed in plaintiffs’ Complaint. Indeed,
Ninth Circuit case law suggests that the burden is low.
In Ehrman v. Cox Communs., Inc., a defendant’s
burden was satisfied even though allegations were
made on information and belief based upon the
plaintiffs’ own pleading. 932 F.3d 1223, 1227-1228
(9th Cir. 2019). Plaintiffs have not persuaded that a
different result should be reached, especially where
their own allegations identify harms in Florida and
Canada for a sprawling global class. (Compl. ¶¶ 44,
49.) Accordingly, the minimal diversity requirement
is met.
iii. Amount in Controversy
There is no dispute here that the Complaint did not
expressly allege an amount in controversy. Netflix
nevertheless argues that the amount of controversy is
sufficient based upon the face of the Complaint due to
the wrongful death damages sought.
The removing party may not establish federal
jurisdiction “by mere speculation and conjecture, [or]
with unreasonable assumptions.” Ibarra, 775 F.3d at
1197-98. Instead, it must rely on “real evidence and
the reality of what is at stake in the litigation.” Id.
Nevertheless, “a defendant’s notice of removal need
include only a plausible allegation that the amount in
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controversy exceeds the jurisdictional threshold.”
Dart Cherokee, 574 U.S. at 89.
Here, Netflix’s Notice of Removal outlines the
assumptions that it makes concerning the amount in
controversy. First, Netflix highlights the various
economic and non-economic damages for injuries
allegedly suffered in connection with wrongful death
claims. (Dkt. No. 3 at ¶ 9.) Second, it alleges that
“Courts have recognized that individual claims for
wrongful death are sufficient to establish that the
complaint has put in controversy more than $75,000
for purposes of diversity jurisdiction under 28 U.S.C.
§ 1332(a)” for individual claims. (Id.) Third, assuming
there are only 100 putative class members with just
$75,000 each, the amount put in controversy by the
plaintiffs is more than $5 million. (Id.)
Plaintiffs do not dispute that the amount in
controversy exceeds $5,000,000. (Dkt. No. 26 at 11
n.4.) Instead, they argue that Netflix is still required
to produce evidence in order to satisfy its burden.
Again, this is inconsistent with the controlling legal
standard. Since the plaintiffs have not challenged the
“reasonable assumptions” in Netflix’s plausible
allegations, and instead embrace their truth, the
amount in controversy requirement is met. Salter,
974 F.3d at 965; see also Ibarra, 775 F. 3d at 1199
(permitting reasonable assumptions in calculating the
25a
amount of controversy).4 Furthermore, plaintiffs’
judicial admission concedes that the amount in
controversy is sufficient to satisfy this element.
Singer, 116 F.3d at 376-77 (holding that a judicial
admission may establish the amount in controversy).
Accordingly, all three CAFA factors are satisfied and
removal was proper.
D. Whether CAFA’s Exceptions Are Satisfied
In order to escape federal jurisdiction under CAFA,
plaintiffs invoke two exceptions. The first is the
mandatory home-state exception pursuant to 28
U.S.C. § 1332(d)(4)(B). The second is the discretionary
home-state exception pursuant to 28 U.S.C. §
1332(d)(3). As the party seeking to remand these
proceedings, the plaintiffs bear the burden of proving
that a CAFA exception applies. See Serrano v. 180
Connect, Inc., 478 F.3d 1018, 1024 (9th Cir. 2007).
Under the mandatory home-state controversy
exception, the Court must decline to exercise
jurisdiction where “two-thirds or more of the members
4
Plaintiffs’ suggestions that Dart Cherokee was
wrongly decided or that it is inapplicable lacks any
support grounded in Ninth Circuit case law. The
Court has not been persuaded that any deviation is
necessary.
26a
of all proposed plaintiff classes in the aggregate, and
the primary defendants, are citizens of the State in
which the action was originally filed.” 28 U.S.C. §
1332(d)(4)(B). To meet this burden, plaintiffs must
provide “some facts in evidence from which the district
court may make findings regarding class members’
citizenship.” Mondragon v. Capital One Auto Fin., 736
F.3d 880, 884 (9th Cir. 2013).
While this
“jurisdictional finding of fact should be based on more
than guesswork,” the Court may “make reasonable
inferences from facts in evidence.” Id. at 884, 886.
Here, plaintiffs fail to provide sufficient facts to
carry their burden of showing that two thirds of
proposed class members are California citizens. They
concede that they do not know the scope of their
national class, let alone the composition of its
members across states. Therefore, this factor is not
satisfied. Broadway Grill, 856 F.3d at 1276 (“The
district court correctly denied the motion to remand
because the class, on its face, included many noncitizens of California, and [the moving party] could not
establish two-thirds were California citizens.”).
Plaintiffs’ second exception fails for similar
reasons. The Court “may, in the interests of justice
and looking at the totality of the circumstances,
decline to exercise jurisdiction” when more than onethird of the putative class, and the primary
defendants, are citizens of the state where the action
27a
was originally filed.” 28 U.S.C. § 1332(d)(3). There is
no evidence in the record to support a finding that
more than one-third of the putative class are citizens
of California. Therefore, this exception fails. Because
plaintiffs have failed to establish that an exception to
CAFA applies, their motion to remand is DENIED
WITHOUT PREJUDICE.
E. Timeliness Of Removal
Plaintiffs on reply raise a new argument in support
of remand. For the first time, they assert that
Netflix’s removal was untimely.
Raising new
argument in reply is improper. See Floyd v. Filson,
949 F.3d 1128, 1145 n.6. (9th Cir. 2020) (holding that
new argument was forfeited when it was not raised in
the opening brief); Colgate v. JUUL Labs, Inc., 345 F.
Supp. 3d 1178, 1196 (N.D. Cal. 2018) (declining to
consider theory for dismissal raised for the first time
in reply). The timing requirements are also
procedural, not jurisdictional, and can be forfeited.
Corono-Contreras v. Gruel, 857 F.3d 1025, 1029 (9th
Cir. 2017); Firstoe v. Reynolds Metals Co., 615 F.2d
1209, 1212 (9th Cir. 1980) (“Although the time limit is
mandatory and a timely objection to a late petition will
defeat removal, a party may waive the defect or be
estopped from objecting to the untimeliness by sitting
on his rights.”). Plaintiffs waived the issue by not
raising it earlier.
28a
F. Jurisdictional Discovery
Plaintiffs also request jurisdictional discovery in
order to meet their burden in order to establish that a
CAFA exception applies.5 The request is DENIED.
The Court has discretion to grant jurisdictional
discovery to assist it in determining whether it has
subject matter jurisdiction. See Wells Fargo & Co. v.
Wells Fargo Exp. Co., 556 F.2d 406, 430 n. 24 (9th Cir.
1977).
“[A]ny decision regarding jurisdictional
5
Specifically:
Plaintiffs seek information that is exclusively
in the province of Netflix about which accounts watched the Show, who Netflix targeted and manipulated into watching the
Show, and their contract information and account addresses—all with the simple goal of
ascertaining, if for the California citizens,
there is any assertion of harm as a result as a
result of Netflix’s targeting and/or failure to
adequately warn and, for both California and
non-California citizens alike, whether anyone
died as a result of Netflix’s targeting or failure
to warn.
(Dkt. No. 25 at 13.)
29a
discovery is a discretionary one, and is governed by
existing
principles
regarding
post-removal
jurisdictional discovery, including the disinclination to
entertain substantial, burdensome discovery on
jurisdictional issues.”
Abrego, 443 F.3d at 692
(internal quotation marks and citation omitted).
Furthermore, it is appropriate to deny a request for
jurisdictional discovery that is “based on a little more
than a hunch that it might yield jurisdictionally
relevant facts.” Boschetto v. Hansing, 539 F.3d 1011,
1020 (9th Cir. 2008).
Limited jurisdictional discovery is permissible in
those instances where it is likely to support a CAFA
exception. See Modragon, 736 F.3d at 885 (permitting
jurisdictional discovery where it was suspected that
the two-thirds citizen requirement would be satisfied).
Netflix has submitted unrefuted evidence that its
content can be accessed in more than 190 countries.
(Long Decl. ¶ 2.) Based on the face of plaintiffs’
Complaint, which asserts global claims, it is apparent
that the class as alleged includes many non-citizens of
California. Plaintiffs only speculate that there are
more California citizens in the class than non-citizens
and they have not persuaded the Court that limited
discovery is appropriate.
This speculation is
insufficient to support a claim for jurisdictional
discovery. Boschetto, 539 F.3d at 1020.
30a
Notably, Netflix opposed the discovery sought by
plaintiffs on the ground that it does not exist, that it
would be unduly burdensome, and that it cannot
establish the “simple goal” sought by plaintiffs.
Declarations were submitted in support of Netflix’s
assertions. Plaintiffs did not file a reply and have
effectively conceded Netflix’s argument.6 The request
for jurisdictional discovery is DENIED.
IV. CONCLUSION
For the reasons state above, plaintiffs’ motion for
remand is DENIED.
Plaintiffs’ motion for
jurisdictional discovery is also DENIED. Pursuant to
this Court’s Order Granting Stipulated Request for
Order Changing time (Dkt. No. 35), plaintiffs have 14
days to file an opposition to Netflix’s Motion to
Strike/Dismiss the First Amended Complaint. Netflix
has 21 days from the opposition to file a reply.
6
Netflix also presented unrefuted evidence and argument that in 2017, when Thirteen Reasons Why was
released, only 0.5% of the estimated global number of
child suicides occurred in California. Plaintiffs did file
the Declaration of Rory Stevens in support of their motion for jurisdictional discovery. (Dkt. No. 39.) However, it is not cited and its relevancy has not been
made clear.
31a
This Order terminates Docket Numbers 25 and 26.
IT IS SO ORDERED.
Dated: November 12, 2021
/s/ Yvonne Gonzalez Rogers
YVONNE GONZALEZ ROGERS
UNITED STATES DISTRICT JUDGE
32a
APPENDIX C:
NINTH CIRCUIT ORDER DENYING PETITIONER’S
TIMELY FILED PETITION FOR REHEARING
FILED
MAY 17 2024
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
THE ESTATE OF ISABELLA “BELLA” HERNDON;
et al.,
Plaintiffs-Appellants,
v.
NETFLIX, INC.,
Defendant-Appellee.
No. 22-15260
D.C. No. 4:21-cv-06561-YVR
Northern District of California,
Oakland
ORDER
33a
Before: MILLER, BADE, and VANDYKE, Circuit
Judges.
The panel has voted to deny the petition for rehearing and the petition for rehearing en banc. The full
court has been advised of the petition for rehearing en
banc, and no judge has requested a vote on whether to
rehear the matter en banc. Fed. R. App. P. 35.
The petition for panel rehearing and the petition
for rehearing en banc (Dkt. 116) are DENIED.
34a
APPENDIX D:
EXCERPT OF PETITIONERS’ NINTH CIRCUIT BRIEF
PERTAINING TO LACK OF JURISDICTION
JURISDICTIONAL STATEMENT
(A) This action was asserted with class allegations
by California plaintiffs against a California defendant
in California state court under California law. 6-ER1137-1160. No non-California citizen has ever been
identified or joined into this action. Nonetheless, the
District Court purported to exercise diversity jurisdiction after removal based upon an erroneous reading of
the provisions of the Class Action Fairness Act. 1-ER28-39; see 28 U.S.C. §1332(d); U.S. Cons. Art. III, §2.
(B) The District Court entered final judgment below. 1-ER-2. This Court has appellate jurisdiction. 28
U.S.C. §1291.
Even though the District Court lacked subject-matter jurisdiction, this Court nonetheless has the “inherent authority” to consider and correct the erroneous
exercise of subject-matter jurisdiction below. E.g.,
Hoffmann v. Pulido, 928 F.3d 1147, 1151 (9th Cir.
2019). Indeed, “every federal appellate court has a
special obligation to satisfy itself not only of its own
jurisdiction, but also that of the lower courts in a cause
under review[.]’” Bender v. Williamsport Area Sch.
Dist., 475 U.S. 534, 541 (1986).
35a
Upon appellate review, “if a district court has
wrongfully exercised subject matter jurisdiction over
a dispute, the appellate court must vacate the district
court’s decision[.]” Latch v. United States, 842 F.2d
1031, 1033 (9th Cir. 1988).
(C) Judgment was entered on January 19, 2022.
1-ER-2. Plaintiffs timely noticed their appeal on February 16, 2022. 7-ER-1282-1284; see 28 U.S.C.
§2107(a); Fed. R. App. P. 4(a)(1)(A).
(D) This appeal is from a final order and judgment. 1-ER-2.
36a
APPENDIX E:
EXCERPT OF PETITIONERS’ PETITION FOR
REHEARING PERTAINING TO LACK OF JURISDICTION
I. NEITHER THE DISTRICT COURT NOR THE PANEL
EVER IDENTIFIED A MINIMALLY-DIVERSE PARTY
THAT ESTABLISHED SUBJECT-MATTER JURISDICTION
BASED UPON DIVERSITY.
Here, a grieving California family sued a
California corporation in California state court on
California claims.
The defendant removed (and the plaintiffs sought
remand). No minimally-diverse person has ever been
identified—not by the defendant, not by the District
Court, not by the Panel—whose opinion is silent on
jurisdiction. No one has ever answered any of the
following questions: Who is the diverse person?
Where are they from? How are they in this case?
The Herndon family asks the Panel or this Court
to explain why it believes it has jurisdiction. See, e.g.,
Herklotz v. Parkinson, 848 F.3d 894, 897 (9th Cir.
2017) (“This Court has an independent obligation
to assess both its own and the district court’s
jurisdiction.”); 1-ER-35. If the Panel believes it has
identified a minimally diverse party, the Herndon
family, and the public, should be afforded to know the
following:
37a
(1) Who are they?
(2) What state are they from?
(3) How are they in the case?
Absent those answers, minimal diversity is plainly
lacking.3
****
In ruling on minimal diversity, the District Court
ignored them; and the Panel passed over them in
silence. 1-ER-35; see generally Opinion. There are six
glaring
problems
regarding
subject-matter
jurisdiction.
Problem 1: Inapposite Authority
The District Court cited a single case regarding
minimal diversity. 1-ER-35 (citing Ehrman v. Cox
Communs., Inc., 932 F.3d 1223, 1227-1228 (9th Cir.
2019). Erhman is plainly inapposite.
Erhman involved named parties from different
states. Id. In Ehrman, the defendant corporation was
a “citizen of Delaware and Georgia” (id. at 1226)
If the Panel cannot answer these questions,
respectfully, it should call for response for Netflix to
do so. Netflix repeatedly and willfully refused to do so
below.
3
38a
whereas the plaintiff was a “a citizen of California” (id.
at 1228).
Here, the named parties are plainly not diverse. 1ER-35 (“There is no dispute here that Netflix and the
named plaintiffs are not diverse.”).
California
plaintiffs sued a California defendant. And, Netflix
has never identified any putative class member that’s
diverse. Netflix has never identified what state the
diverse party is from.
Erhman doesn’t address the minimal diversity
problems here.
Problem 2: Failure to specifically identify a
diverse party.
Minimal diversity requires identifying “a specific
class member who is a citizen of a state other than
[California].” See Toulon v. Cont’l Cas. Co., 877 F.3d
725, 733 (7th Cir. 2017). Here, Netflix has never
specifically identified the name and state of
citizenship of any putative class member who’s
diverse. Neither has the District Court. Neither did
the Panel.
That’s egregiously insufficient. See id. (“identify
the name and state of citizenship”); Dancel v.
Groupon, Inc., 940 F.3d 381, 385-386 (7th Cir. 2019)
(“Failure to identify a specific party from a diverse
state fails to meet CAFA’s minimal diversity
39a
requirement.”); Sanchez v. Ameriflight, LLC, 724 F.
App’x 524, 526 (9th Cir. 2018) (“identify any specific
putative class member that was diverse[.]”).
If you think there’s jurisdiction here, then the
Herndon family asks this Court to specifically
identify: (1) the name of the diverse class
member and (2) what state they are from?4
Problem 3: Confusing Place of Harm with
Place of Citizenship
Conflating place of harm with place of citizenship is
a basic error. 1-ER-35 (“harms in Florida and
Canada”).
Jurisdiction turns on citizenship.
See, e.g.,
Broadway Grill, Inc. v. Visa Inc. 856 F.3d 1274, 1279
(9th Cir. 2017) (“CAFA means what it says—
citizenship of the class for purposes of minimal
diversity must be determined as of the operative
complaint at the date of removal.”). Identifying the
place of harm doesn’t address that question.
Californians can be harmed in Florida or Canada. If.
4 Or, this Court should ask Netflix to “identify the
name and citizenship” of at least one “specific
class member” who was a citizen of a state other
than California at the time the suit was commenced.
See Toulon, 877 F.3d at 733.
40a
a car accident took place in Florida, that wouldn’t
speak to the jurisdictional question of citizenship.
So too here.
Looking at the place of harm, rather than
identifying a specific party’s citizenship entirely
misses the boat. Place of citizenship (not place of
harm) is a basic feature of diversity jurisdiction.
Problem 4: The Timing Problem
Speculating about citizenship at the time of the
harm also misses the boat. 1-ER-35 (“harms in
Florida and Canada” in 2017)
That’s because the “jurisdiction of the Court
depends upon the state of things at the time of the
action brought.” See Grupo Dataflux v. Atlas Global
Group, L.P., 541 U.S. 567, 570 (2004); 28 U.S.C.
§1332(d)(7). Indeed, this “rule is hornbook law (quite
literally) taught to first-year law students in any basic
course on federal civil procedure.” Grupo Dataflux,
541 U.S. at 570-571.
Nevertheless, the District Court believed—and the
Panel silently adopted the view that—that harms
occurring in 2017 somehow determined diversity of
citizenship in 2021. See 1-ER-35 (“harms in Florida
and Canada”). Harms that occurred in 2017 don’t
41a
speak to the citizenship of putative class members as
of 2021.
CAFA Jurisdiction turns on citizenship of the party
at the time of the suit—not at the time of the harm.
See 28 U.S.C. §1332(d)(7); see also Broadway Grill,
Inc. v. Visa Inc., 856 F.3d 1274, 1277 (9th Cir. 2017).
That’s axiomatic.
The operative jurisdictional question never
answered is: In 2021, what specific class member who
was a citizen of a state other than California? Neither
the District Court nor the Panel ever addressed that
question.
Problem 5:
The Methodological Problem
Neither Netflix, nor the District Court, nor the
Panel has ever identified the specific person who
establishes minimal diversity. Not a name. Not a
place of citizenship.
Instead, jurisdiction was based on statistical
likelihood and probabilistic hunch–the hunch that
there must be someone, somewhere who’s diverse. See
1-ER-35 (“sprawling global class”); 5-ER-814-829
(reference to purely statistical reasoning without
identification).
42a
Jurisdiction by mere statistical inference is
simply illegitimate:
The rule, springing from the nature and
limits of the judicial power of the United
States, is inflexible and without
exception, which requires this court, of
its own motion, to deny its own
jurisdiction, and, in the exercise of its
appellate power, that of all other courts
of the United States, in all cases where
such jurisdiction does not affirmatively
appear in the record on which, in the
exercise of that power, it is called to act.
On every writ of error or appeal, the first
and fundamental question is that of
jurisdiction, first, of this court, and then
of the court from which the record comes.
This question the court is bound to ask
and answer for itself, even when not
otherwise suggested, and without respect
to the relation of the parties to it.
Moreover, because it is not sufficient
that jurisdiction may be inferred
argumentatively from averments in
the pleadings, it follows that the
necessary factual predicate may not
be gleaned from the briefs and
arguments themselves. This first
43a
principle of federal jurisdiction
applies whether the case is at the
trial stage or the appellate stage.
E.g., Bender v. Williamsport Area Sch. Dist., 475 U.S.
534, 546-547 (1985) (cleaned up).
Simply put, you can’t just rely on the statistical
distributions of human beings across the planet to
establish diversity of specific persons. See 5-ER-814829; 1-ER-35 (“sprawling global class”).
Doing so would have radical implications. Suppose
a Nevadan sues a defendant of unknown citizenship.
Probabilistically, there’s a 99% chance the defendant
is not a Nevadan.5 But that wouldn’t tell us anything
about the specific defendant. Who are they? Where
are they from?
That’s why courts require identification of the
diverse party. In CAFA or otherwise, courts don’t do
jurisdiction by statistics and minimal diversity isn’t a
game of probability. Instead, minimal diversity
requires identifying specific persons of specific
5 Nevada has a population of 3 million.
The U.S.
has a population of 336.3 million. The world has a
population of 8.04 billion. See Census Population
Clock, https://www.census.gov/popclock/
44a
citizenship. E.g., Toulon, 877 F.3d at 733, (“identify
the name and state of citizenship”); Dancel, 940
F.3d at 385-386 (7th Cir. 2019) (“Failure to identify
a specific party from a diverse state”); Sanchez,
724 F. App’x at 526 (9th Cir. 2018) (“identify any
specific putative class member that was diverse”).
The gut instinct that that there is someone from
somewhere who is diverse just doesn’t engage minimal
diversity’s requirement to identify a specific
party/class member.
And, of course, even if Netflix could identify
someone, somewhere, they would still need to
establish how they were made a part of this case or
controversy—without notice and without an
opportunity to simply opt out. See, e.g., Phillips
Petroleum Co. v. Shutts, 472 U.S. 797, 811 (1985); U.S.
Const. art. 3, §2.
*****
No one—not Netflix, not the District Court, and not
the Panel—has ever identified any specific class
member who is diverse. No showing of minimal
diversity has ever been made. The theory seems to be
a hunch that it’s someone, from somewhere, and it’s
not California. But we just can’t tell you who. And,
we can’t tell you where they’re from.
45a
That doesn’t satisfy minimal diversity’s
requirement to identify a specific person. Simply put,
“it is not sufficient that jurisdiction may be inferred
argumentatively from averments in the pleadings[.]”
See Bender, 475 U.S. at 546-547. The Herndon family
asks this Court to identify the specific person and the
specific state of citizenship that creates diversity in
this case—or call for a response for Netflix to do so.
Otherwise, this Court must remand to the
Superior Court of California for want of
jurisdiction.
46a
APPENDIX F:
EXCERPT OF RESPONDENT’S NOTICE OF REMOVAL
PERTAINING TO DIVERSITY OF CITIZENSHIP
6. Minimal Diversity. The diversity requirement of
§ 1332(d) is satisfied if at least one putative class
member is a citizen of a different state than at least
one defendant. 28 U.S.C. § 1332(d)(2)(A). Here, defendant Netflix is a citizen of California, where its
principal place of business is located, and Delaware,
where it is incorporated. Compl. ¶ 9; Young Decl. ¶ 2.
Though Plaintiffs fail to include a class definition in
their Complaint, Plaintiffs purport to bring the Action
on behalf of class members allegedly harmed by the
Netflix show Thirteen Reasons Why, which was distributed throughout the United States via Netflix’s
streaming service. Because the class is not geographically limited, it includes members nationwide, and
CAFA’s diversity requirement is satisfied. See, e.g.,
Compl. ¶ 44 (alleging that a Florida school superintendent reported a spike in youth at-risk behavior shortly
after the show’s release); id. ¶ 48 (alleging suicide
rates “in the United States” have been correlated to
the release of the show).
47a
APPENDIX G:
EXCERPT OF RESPONDENT’S SUICIDE FACT SHEET
FROM THE WORLD HEALTH ORGANIZATION (WHO)
World Health
Organization
Suicide
17 June 2021
Key Facts
•
•
•
•
•
More than 700 000 people die due to suicide every
year.
For every suicide there are many more people who
attempt suicide. A prior suicide attempt is the
single most important risk factor for suicide in the
general population.
Suicide is the fourth leading cause of death in 1519-year-olds.
77% of global suicides occur in low- and middleincome countries.
Ingestion of pesticide, hanging and firearms are
among the most common methods of suicide
globally.
Every year 703 000 people take their own life and
there are many more people who attempt suicide.
Every suicide is a tragedy that affects families,
48a
communities and entire countries and has long-lasting
effects on the people left behind. Suicide occurs
throughout the lifespan and was the fourth leading
cause of death among 15-29 year-olds globally in 2019.
Suicide does not just occur in high-income countries,
but is a global phenomenon in all regions of the world.
In fact, over 77% of global suicides occurred in lowand middle-income countries in 2019.
Suicide is a serious public health problem; however,
suicides are preventable with timely, evidence-based
and often low-cost interventions. For national
responses to be effective, a comprehensive
multisectoral suicide prevention strategy is needed.
Who is at risk?
While the link between suicide and mental disorders
(in particular, depression and alcohol use disorders) is
well established in high-income countries, many
suicides happen impulsively in moments of crisis with
a breakdown in the ability to deal with life stresses,
such as financial problems, relationship break-up or
chronic pain and illness.
In addition, experiencing conflict, disaster, violence,
abuse, or loss and a sense of isolation are strongly
associated with suicidal behaviour. Suicide rates are
also high amongst vulnerable groups who experience
49a
discrimination, such as refugees and migrants;
indigenous
peoples;
lesbian,
gay,
bisexual,
transgender, intersex (LGBTI) persons; and prisoners.
By far the strongest risk factor for suicide is a previous
suicide attempt.
Methods of suicide
It is estimated that around 20% of global suicides are
due to pesticide self-poisoning, most of which occur in
rural agricultural areas in low- and middle-income
countries. Other common methods of suicide are
hanging and firearms.
Knowledge of the most commonly used suicide
methods is important to devise prevention strategies
which have shown to be effective, such as restriction
of access to means of suicide.
Prevention and control
Suicides are preventable. There are a number of
measures that can be taken at population,
subpopulation and individual levels to prevent suicide
and suicide attempts. LIVE LIFE, WHO’s approach
to suicide prevention, recommends the following key
effective evidence-based interventions:
•
limit access to the means of suicide (e.g.
pesticides, firearms, certain medications);
50a
•
•
•
interact with the media for responsible
reporting of suicide;
foster
socio-emotional
life
skills
in
adolescents;
early identify, assess, manage and follow up
anyone who is affected by suicidal
behaviours.,
These need to go hand-in-hand with the following
foundational pillars: situation analysis, multisectoral
collaboration, awareness raising, capacity building,
financing,
surveillance
and
monitoring
and
evaluation.
Challenges and obstacles
Stigma and taboo
Stigma, particularly surrounding mental disorders
and suicide, means many people thinking of taking
their own life or who have attempted suicide are not
seeking help and are therefore not getting the help
they need. The prevention of suicide has not been
adequately addressed due to a lack of awareness of
suicide as a major public health problem and the taboo
in many societies to openly discuss it. To date, only a
few countries have included suicide prevention among
their health priorities and only 38 countries report
having a national suicide prevention strategy.
51a
Raising community awareness and breaking down the
taboo is important for countries to make progress in
preventing suicide.
Data quality
Globally, the availability and quality of data on suicide
and suicide attempts is poor. Only some 80 Member
States have good-quality vital registration data that
can be used directly to estimate suicide rates. This
problem of poor-quality mortality data is not unique to
suicide, but given the sensitivity of suicide – and the
illegality of suicidal behaviour in some countries – it
is likely that under-reporting and misclassification
are greater problems for suicide than for most other
causes of death.
Improved surveillance and monitoring of suicide and
suicide attempts is required for effective suicide
prevention strategies. Cross-national differences in
the patterns of suicide, and changes in the rates,
characteristics and methods of suicide, highlight the
need
for
each
country
to
improve
the
comprehensiveness, quality and timeliness of their
suicide-related data. This includes vital registration
of suicide, hospital-based registries of suicide
attempts and nationally-representative surveys
collecting information about self-reported suicide
attempts.
52a
WHO response
WHO recognizes suicide as a public health priority.
The first WHO World Suicide Report “Preventing
suicide: a global imperative”, published in 2014, aims
to increase the awareness of the public health
significance of suicide and suicide attempts and to
make suicide prevention a high priority on the global
public health agenda. It also aims to encourage and
support countries to develop or strengthen
comprehensive suicide prevention strategies in a
multisectoral public health approach.
Suicide is one of the priority conditions in the WHO
Mental Health Gap Action Programme (mhGAP)
launched in 2008, which provides evidence-based
technical guidance to scale up service provision and
care in countries for mental, neurological and
substance use disorders. In the WHO Mental Health
Action Plan 2013–2030, WHO Member States have
committed themselves to working towards the global
target of reducing the suicide rate in countries by one
third by 2030.
In addition, the suicide mortality rate is an indicator
of target 3.4 of the Sustainable Development Goals: by
2030, to reduce by one third premature mortality from
noncommunicable diseases through prevention and
treatment, and promote mental health and well-being.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.