Amicus Curiae Brief — Felipe Petrone-Cabanas, Petitioner v. Arizona
Supreme Court briefNov 7, 2024
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No. 24-391
IN THE
Supreme Court of the United States
FELIPE PETRONE-CABANAS, et al.,
Petitioners,
vs.
STATE OF ARIZONA,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF ARIZONA
BRIEF OF AMICI CURIAE NATIONAL
ASSOCIATION OF CRIMINAL DEFENSE
LAWYERS, ARIZONA ATTORNEYS FOR
CRIMINAL JUSTICE, ARIZONA CAPITAL
REPRESENTATION PROJECT, ARIZONA
JUSTICE PROJECT, AND THE FEDERAL
PUBLIC DEFENDER FOR THE DISTRICT OF
ARIZONA IN SUPPORT OF PETITIONERS
KEITH J. HILZENDEGER
Counsel of Record
Assistant Federal Public Defender
250 North 7th Avenue, Suite 600
Phoenix, Arizona 85007
(602) 382-2700 voice
keith_hilzendeger@fd.org
Counsel for Amici Curiae
I
TABLE OF CONTENTS
Interests of Amici Curiae ................................................. 1
Introduction and Summary of Argument ........................ 3
Argument ............................................................................. 5
1. At the time of petitioners’ trials and sentencing
hearings, Arizona had a mandatory life-withoutparole sentencing scheme, which is
unconstitutional as applied to juveniles under
Miller. ...................................................................... 5
A. At the time petitioners were sentenced,
Arizona law did not allow a sentence less
severe than life without the possibility of
parole. ................................................................. 5
B. The availability of clemency—the only type of
“release” that was legally available at the time
petitioners were sentenced—is not
constitutionally equivalent to the possibility of
parole. ................................................................. 7
2. Petitioners and other similarly situated juvenile
offenders in Arizona have never received a
Miller-compliant sentencing hearing; unless this
Court grants review, Arizona law will ensure that
no court and no parole board will review their
capacity for rehabilitation. ..................................... 9
A. Because Arizona’s sentencing scheme did not
allow for a parole-eligible sentence, juvenile
offenders in Arizona, including petitioners, did
not have Miller-compliant sentencing
hearings. ............................................................ 9
II
B. Arizona’s sentencing procedures did not
sufficiently narrow the class of juvenile
offenders for whom natural life is an
appropriate sentence. ..................................... 11
C. The vast majority of juveniles in Arizona who
were unconstitutionally sentenced to life
without parole have not received any type of
relief since Miller. ........................................... 13
D. The State’s arguments for denying review in
Bassett do not apply here. .............................. 14
E. While Bassett is factually distinguishable from
petitioners’ cases, the lower Arizona courts
have relied on Bassett to foreclose any
possibility of resentencing or release on parole
to them and other similarly situated
defendants. ...................................................... 17
Conclusion .......................................................................... 20
III
TABLE OF AUTHORITIES
Cases:
Chaparro v. Shinn, 459 P.3d 50 (Ariz. 2020) ............. 6
Cruz v. Arizona, 598 U.S. 17 (2023) ................ 9, 17, 18
Graham v. Florida, 560 U.S. 48 (2010) ....................... 7
Jones v. Mississippi,
593 U.S. 98 (2021) ........................ 1, 9–10, 12–14, 18–20
Lynch v. Arizona,
578 U.S. 613 (2016) (per curiam) ............................. 6–8
Miller v. Alabama,
567 U.S. 460 (2012) ................................ 1, 3–6, 9–18, 20
Montgomery v. Louisiana,
577 U.S. 190 (2016) ................................ 1, 3, 4, 9–14, 18
Ring v. Arizona, 536 U.S. 584 (2002) ........................ 15
Roper v. Simmons, 543 U.S. 551 (2005) ....... 10–11, 15
Solem v. Helm, 463 U.S. 277 (1983) ............................ 7
State ex rel. Mitchell v. Cooper,
535 P.3d 3 (Ariz. 2023) .......................... 4–6, 8–9, 14–18
State v. Dansdill,
443 P.3d 990 (Ariz. Ct. App. 2019) ............................... 8
State v. Jackson, 918 P.2d 1038 (Ariz. 1996) ............ 16
State v. Laird, 920 P.2d 769 (Ariz. 1996) .................. 16
State v. Soto-Fong, 928 P.2d 610 (Ariz. 1996) .......... 16
State v. Valencia, 386 P.3d 392 (Ariz. 2016) ........... 4, 5
State v. Vera, 334 P.3d 754 (Ariz. Ct. App. 2014) ...... 5
Tatum v. Arizona, 580 U.S. 952 (2016) .............. 13, 18
IV
Viramontes v. Attorney General,
No. 4:16-cv-151-TUC-RM, 2021 WL 977170
(D. Ariz. Mar. 16, 2021) ............................................ 7–8
Constitution and statutes:
U.S. Const. amend. VIII .................. 1, 3–4, 7, 9–11, 14
18 U.S.C. § 3006A ......................................................... 3
28 U.S.C. § 2254 ...................................................... 3, 19
Ariz. Rev. Stat. § 13-751 ............................................. 19
Ariz. Rev. Stat. § 13-752 ............................................... 5
Ariz. Rev. Stat. § 41-1604.09 ........................................ 5
Miscellaneous:
Sup. Ct. R. 37.2 .............................................................. 1
1
INTERESTS OF AMICI CURIAE
Amici are 1 the National Association of Criminal
Defense Lawyers, Arizona Attorneys for Criminal
Justice, the Arizona Capital Representation Project, the
Arizona Justice Project, and the Federal Public Defender
for the District of Arizona. Amici have a strong interest
in the consistent and reliable application of the Eighth
Amendment’s prohibition on disproportionate punishment, as interpreted in Miller v. Alabama, 567 U.S. 460
(2012), Montgomery v. Louisiana, 577 U.S. 190 (2016),
and Jones v. Mississippi, 593 U.S. 98 (2021), and in
ensuring that a juvenile life-without-parole sentence is
imposed only in the rare case where that harsh sentence
is constitutional.
The National Association of Criminal Defense
Lawyers (NACDL) is a nonprofit voluntary professional
bar association that works on behalf of criminal defense
attorneys to ensure justice and due process for those
accused of crime or misconduct. NACDL was founded in
1958. It has a nationwide membership of many thousands
of direct members, with up to 40,000 more in its affiliates.
NACDL’s members include private criminal defense
lawyers, public defenders, military defense counsel, law
professors, and judges. NACDL is the only nationwide
professional bar association for public defenders and
private criminal defense lawyers. NACDL is dedicated to
advancing the proper, efficient, and just administration of
1 Pursuant to Rule 37.2, amici have informed counsel of record
for all parties of their intention to file this brief more than 10 days
before its due date. Pursuant to Rule 37.6, amici affirm that no
counsel for a party authored this brief in whole or in part, and that no
person or entity other than amici, their members, and their counsel
made a monetary contribution intended to fund the preparation or
submission of this brief.
2
justice. NACDL files numerous amicus briefs each year
in the U.S. Supreme Court and other federal and state
courts, seeking to provide assistance in cases that present
issues of broad importance to criminal defendants,
criminal defense lawyers, and the criminal justice system
as a whole.
Arizona Attorneys for Criminal Justice (AACJ), the
Arizona state affiliate of NACDL, was founded in 1986 in
order to give a voice to the rights of the criminally accused
and to those attorneys who defend the accused. AACJ is a
statewide non-profit membership organization of criminal
defense lawyers, law students, and associated
professionals, who are dedicated to protecting the rights
of the accused in the courts and in the legislature, to
promoting excellence in the practice of criminal law
through education, training, and mutual assistance, and to
fostering public awareness of citizens’ rights, the criminal
justice system, and the role of the defense lawyer.
The Arizona Capital Representation Project (ACRP)
is a statewide non-profit legal services organization that
assists indigent persons facing the death penalty in
Arizona through direct representation, pro bono training
and consulting services, and education. ACRP tracks and
monitors all capital prosecutions in Arizona. ACRP also
represents several individuals sentenced to life without
parole for offenses committed when juveniles.
The Arizona Justice Project (AJP) is a non-profit
organization dedicated to preventing and overturning
wrongful convictions and other manifest injustices, such
as excessive or unconstitutional sentences. Since its
founding in 1998, AJP has received several thousands of
requests for assistance from individuals incarcerated in
Arizona prisons and has represented numerous
individuals before courts of law and the Arizona Board of
3
Executive Clemency, including many juvenile offenders
who have been successfully rehabilitated. AJP has a
compelling interest in ensuring affected juvenile
defendants receive sentences that comply with the Eighth
Amendment’s prohibition on cruel and unusual
punishment.
The Federal Public Defender for the District of
Arizona (FPD) is the organization established under the
Criminal Justice Act of 1964, 18 U.S.C. § 3006A(g), to
provide representation of indigent criminal defendants
before the federal trial and appellate courts covering
Arizona. Under 18 U.S.C. §§ 3006A(a)(2)(B) and
3599(a)(2), the FPD also represents Arizona state
prisoners seeking relief in federal court under 28 U.S.C.
§ 2254 from their unconstitutional sentences of either
incarceration or death. The FPD has represented
numerous individuals in federal habeas proceedings
challenging the constitutionality of their life-withoutparole sentences following this Court’s decisions in Miller
and Montgomery.
Amici have a particular and informed perspective on
the operation of Arizona’s first-degree murder sentencing
scheme and Arizona’s response to this Court’s decision in
Miller declaring mandatory life-without-parole sentences
for juvenile offenders unconstitutional.
INTRODUCTION AND SUMMARY OF ARGUMENT
Dozens of juvenile offenders in Arizona—like the
petitioners in this case—were sentenced to life
imprisonment without the opportunity for any type of
release for crimes they committed as children. Because
the Arizona Legislature eliminated parole for all felonies
committed after 1993, juvenile offenders sentenced
between 1994 and 2014 in Arizona were sentenced under
4
a scheme in which judges had no discretion to grant a
parole-eligible sentence.
Despite this Court’s clear directive in Miller v.
Alabama, 567 U.S. 460 (2012), reaffirmed and made
retroactive in Montgomery v. Louisiana, 577 U.S. 190
(2016), that a sentencing scheme that requires a sentence
of life without the possibility of parole for a juvenile
offender constitutes cruel and unusual punishment in
violation of the Eighth Amendment, the State of Arizona
has repeatedly refused to allow individuals who received
these unconstitutional sentences to be resentenced. While
this Court recently reaffirmed in Jones v. Mississippi
that “an individual who commits a homicide when he or
she is under 18 may be sentenced to life without parole,
but only if the sentence is not mandatory and the
sentencer therefore has discretion to impose a lesser
punishment,” 593 U.S. 98, 100 (2021), the State of Arizona
interpreted that decision to foreclose any relief to Arizona
juvenile offenders unconstitutionally sentenced to
mandatory life without parole.
In the wake of Montgomery, the Arizona Supreme
Court held that individuals like the petitioners were
entitled to postconviction evidentiary hearings at which
they could prove that their sentences did not reflect
“irreparable corruption” so as to warrant a life-withoutparole sentence. State v. Valencia, 386 P.3d 392, 395–96
(Ariz. 2016) (quoting Miller, 567 U.S. at 479–80). But in
State ex rel. Mitchell v. Cooper (“Bassett”), 535 P.3d 3
(2023), cert. denied sub nom. Bassett v. Arizona, 144 S. Ct.
2494 (2024), the Arizona Supreme Court reversed course,
holding that juvenile offenders in Arizona are not eligible
for such hearings even though their life-without-parole
sentences were mandatory at the time they were
5
imposed. 2 In these cases, the courts below followed
Bassett, even though they are factually distinct. Without
this Court’s intervention, dozens of juvenile offenders who
were unconstitutionally sentenced to mandatory lifewithout-parole sentences will lose their chance to ever
have a Miller-compliant re-sentencing hearing.
ARGUMENT
1. At the time of petitioners’ trials and sentencing
hearings, Arizona had a mandatory life-withoutparole
sentencing
scheme,
which
is
unconstitutional as applied to juveniles under
Miller.
A. At the time petitioners were sentenced, Arizona
law did not allow a sentence less severe than life
without the possibility of parole.
Miller, this Court properly identified Arizona as a
jurisdiction with a mandatory life-without-parole
sentencing scheme. See 567 U.S. at 482, 486–487 & nn.9,
13, 15. Effective January 1, 1994, the Arizona legislature
prospectively eliminated the state’s parole scheme. Ariz.
Rev. Stat. § 41-1604.09; see also State v. Vera, 334 P.3d
754, 758 (Ariz. App. 2014) (“Because the Arizona
legislature had eliminated parole for all offenders who
The Valencia court resisted characterizing the sentences as
mandatory, even as it acknowledged a sentencing judge’s lack of
discretion to impose a parole-eligible sentence. Against the backdrop
of the aggravating and mitigating factors for first-degree murder, see
Ariz. Rev. Stat. § 13-752(F), (G), the court said that the “natural life
sentences at issue… were not mandatory but did amount to sentences
of life without parole” because the “system of ‘earned release
credits,’” which replaced the parole scheme, “did not by its terms
apply to natural life sentences.” 386 P.3d at 394 (citing State v. Vera,
334 P.3d 754, 758–59 (Ariz. Ct. App. 2014)).
2
6
committed offenses after January 1, 1994…, [a
defendant’s] only possibilities for release would be
through a pardon or commutation by the governor.”)
(cleaned up). Accordingly, when petitioners were
sentenced, no sentence the judge could have legally
imposed would have allowed for the possibility of parole.
See Lynch v. Arizona, 578 U.S. 613, 615 (2016) (per
curiam) (“But under state law, the only kind of release for
which Lynch would have been eligible—as the State does
not contest—is executive clemency.”).
In Bassett, the state argued that some Arizona courts’
mistaken belief that parole was still available after 1994
somehow converts Arizona’s sentencing scheme into one
that did not mandatorily impose life without parole for
first-degree murder. But the Arizona Supreme Court
itself has explained that a parole-eligible sentence was not
legally available when petitioners were sentenced. See
Chaparro v. Shinn, 459 P.3d 50, 52, 54 (Ariz. 2020)
(characterizing a sentence that “include[s] parole
eligibility after he has served 25 years,” as “illegally
lenient”). In fact, the state has previously argued and
acknowledged in other cases before this Court that
Arizona did have mandatory life-without-parole
sentencing before Miller. (Pet. 11.) And the state has
continued to argue in other cases, as recently as 2022, that
Arizona’s sentencing scheme unambiguously barred
parole eligibility and that judges understood that parole
was not available. See Defendant’s Motion for
Certification or Dismissal at 2, 12–13, Chaparro v. Ryan,
No. 2:19-cv-650-DWL (D. Ariz. Mar. 27, 2019);
Supplemental Merits Brief of Plaintiff-Appellant at 5,
Shinn v. Board of Executive Clemency, No. CV-21-0275PR (Ariz. May 24, 2022) (“[I]n 1994, first-degree
murderers… were not statutorily eligible for parole; they
were eligible only for ‘release,’ i.e. commutation or
pardon.”).
7
B. The availability of clemency—the only type of
“release” that was legally available at the time
petitioners were sentenced—is not constitutionally equivalent to the possibility of parole.
If an Arizona defendant convicted of first-degree
murder after 1993 received a sentence carrying the
possibility of “release after 25 years,” the “only kind of
release” for which that defendant was statutorily eligible
was executive clemency. Lynch, 578 U.S. at 615. Yet in the
decisions below, the Arizona Supreme Court ignored this
Court’s directive in Lynch: executive clemency is not
constitutionally equivalent to parole. 578 U.S. at 615–16;
see also Solem v. Helm, 463 U.S. 277, 303 (1983)
(“Recognition of such a bare possibility [of executive
clemency] would make judicial review under the Eighth
Amendment meaningless.”).
In Graham v. Florida, this Court explicitly held that
“the remote possibility” of executive clemency is not a
constitutionally adequate substitute for parole. 560 U.S.
48, 70 (2010). Graham considered a scheme analogous to
Arizona’s: Florida had abolished its parole system, leaving
executive clemency as the only available form of release.
Id. at 57 (“Because Florida has abolished its parole
system… a life sentence gives a defendant no possibility
of release unless he is granted executive clemency.”). This
Court concluded that, in the case of juveniles, Florida’s
sentencing scheme providing for executive clemency was
not constitutionally interchangeable with one providing
for parole. Id. at 70.
The Eighth Amendment distinguishes parole, which
represents a meaningful opportunity for release, from
executive clemency, which—in Arizona especially—
amounts to a de facto natural life sentence. See
Viramontes v. Att’y Gen. of Arizona, No. 4:16-cv-151-
8
TUC-RM, 2021 WL 977170, at *2 (D. Ariz. March 16,
2021) (“Unlike parole, the chances of obtaining release
through executive clemency are slim.”); id. at *2 n.2
(citing statistics from 2013 in which parole was granted in
approximately 24% of cases, while commutation was
granted in only 0.005% of cases); see also State v.
Dansdill, 443 P.3d 990, 1000 n.10 (Ariz. Ct. App. 2019)
(“[I]n Arizona, the possibility that a life sentence may
allow for release after twenty-five years is more
theoretical than practical. Parole was eliminated for all
offenses committed after January 1, 1994, leaving
commutation or pardon as the only possibilities for
release…. The likelihood of either is so remote that the
mandatory noncapital life sentence for felony murder is
constitutionally indistinct from the mandatory noncapital
natural life sentence for premeditated murder.”) (cleaned
up). The possibility of clemency is particularly illusory in
Arizona: amici who track clemency proceedings in
Arizona are not aware of a single instance in which an
individual convicted of first-degree murder since Arizona
eliminated parole in 1994 has received a grant of executive
clemency (i.e., commutation of sentence or pardon), which
requires a recommendation from the Board of Executive
Clemency and approval by the Governor.
As in Lynch, the Arizona courts in Bassett and the
cases below continue to fail to recognize the
constitutionally significant difference between the only
type of release petitioners’ sentencing judges could
lawfully permit—executive clemency—and the type of
release Miller requires a judge to have discretion to
impose—parole.
9
2. Petitioners and other similarly situated juvenile
offenders in Arizona have never received a Millercompliant sentencing hearing; unless this Court
grants review, Arizona law will ensure that no
court and no parole board will review their capacity
for rehabilitation.
A. Because Arizona’s sentencing scheme did not
allow for a parole-eligible sentence, juvenile
offenders in Arizona, including petitioners, did
not have Miller-compliant sentencing hearings.
This Court has repeatedly held that “the Eighth
Amendment forbids a sentencing scheme that mandates
life in prison without possibility of parole for juvenile
offenders.” Miller, 567 U.S. at 479; see also Jones, 593
U.S. at 118 (“Today’s decision does not disturb [the]
holding” of Miller “that a State may not impose a
mandatory life-without-parole sentence on a murderer
under 18.”). Despite these clear precedents, the Arizona
Supreme Court in Bassett held that “Miller and its
progeny do not specifically require the availability of
parole when sentencing a juvenile offender.” Bassett, 535
P.3d at 11. That is the opposite of what this Court has said
is required in Miller, Montgomery, and, most recently,
Jones: “[A]n individual who commits a homicide when he
or she is under 18 may be sentenced to life without parole,
but only if the sentence is not mandatory and the
sentencer therefore has discretion to impose a lesser
punishment.” Jones, 593 U.S. at 100 (emphasis added).
The Arizona Supreme Court’s blatant disregard of this
Court’s precedent echoes similar rulings in capital cases,
which this Court recently rejected. See Cruz v. Arizona,
598 U.S. 17, 28 (2023).
As explained above, Arizona courts sentencing
offenders like petitioners between 1994 and 2014 did not
10
have discretion to impose a life sentence that carried the
possibility of parole. Sentences that are more severe were
available, including natural life with no eligibility for any
kind of executive clemency, and death. But Miller’s
prohibition on mandatory sentencing requires a sentencer
to have discretion to impose a sentence of life with the
possibility of parole or a less severe sentence than those
two. See 567 U.S. at 474–76.
Indeed, many of the individuals—including four of the
petitioners in this case— now sentenced to natural life for
crimes committed as juveniles were sentenced at a time
when death was an available sentence. It was not until
2005 that this Court held in Roper v. Simmons that
executing a person for a crime committed during
childhood violates the Eighth Amendment. 543 U.S. 551
(2005). Prior to Simmons, Arizona law allowed certain
offenders younger than 18 to be sentenced to death. Of the
29 individuals throughout Arizona currently serving
natural life for crimes committed when they were
children, 19 were sentenced before Simmons was
decided. This timing matters for two reasons. First,
Simmons marked the beginning of a paradigm shift—
continued in this Court’s later jurisprudence through
Miller and its progeny—in how juvenile crime and
punishment are understood under the Eighth
Amendment. While judges may have considered youth as
a chronological fact in pre-Simmons cases, they could not
have appreciated the constitutional significance of “youth
and its attendant characteristics” that this Court has since
held must factor into sentencing. Jones, 593 U.S. at 111
(quoting Montgomery, 577 U.S. at 210). Second, because
death was an alternative available punishment, the fact
that these individuals received a less severe sentence—
natural life—indicates that they are not among the “rarest
of children, those whose crimes reflect ‘irreparable
11
corruption.’” Montgomery, 577 U.S. at 195 (quoting
Miller, 567 U.S. at 479–80).
Under Arizona’s pre-Simmons scheme, a natural-life
sentence does not reliably indicate that an individual falls
within the class of juveniles for whom a life-without-parole
sentence is constitutionally permissible. To the contrary,
in these cases, a natural life sentence reflects either a
prosecutorial or judicial determination that an individual
is not one of the “worst of the worst” for whom the
harshest possible penalty—life without the possibility of
parole—is appropriate.
B. Arizona’s sentencing procedures did not
sufficiently narrow the class of juvenile
offenders for whom natural life is an
appropriate sentence.
Simmons marked the beginning of a dramatic shift in
how juvenile offenders are treated under the Eighth
Amendment––a shift that this Court has continued to bear
out and expand in the two decades since. Simmons
described the meaningful differences between child and
adult offenders and acknowledged that these differences
are of constitutional import. 543 U.S. at 569–71. In
Simmons, the Court concluded that, given juveniles’
“diminished culpability,” the “penological justifications”
for the most severe penalty “apply to them with lesser
force than to adults.” Id. at 571. Accordingly, in Miller,
this Court stated that “given all we have said in Roper,
Graham, and this decision about children’s diminished
culpability and heightened capacity for change, we think
appropriate occasions for sentencing juveniles to this
harshest possible penalty [i.e., life without the possibility
of parole] will be uncommon.” 567 U.S. at 479. While the
Court stopped short of outlawing life-without-parole
sentences for juveniles, it mandated that sentencers “take
12
into account how children are different, and how those
differences counsel against irrevocably sentencing them
to a lifetime in prison.” Id. at 480.
A few years later in Montgomery, this Court explained
that under Miller, “a lifetime in prison is a disproportionate sentence for all but the rarest of children, those
whose crimes reflect irreparable corruption.” 577 U.S. at
195 (cleaned up). This Court then affirmed in Jones the
outcome-driven policy behind Montgomery and Miller
that a discretionary sentencing scheme in which youth
and its attendant characteristics must be considered will
“help[] ensure that life-without-parole sentences are
imposed only in cases where that sentence is appropriate
in light of the defendant’s age,” 593 U.S. at 111–12, and
that these procedures themselves “would make lifewithout-parole sentences ‘relatively rare’ for juvenile
offenders.” Id. at 112–13. In Jones, this Court assumed
that Miller’s promise had come true, and that “when given
the choice, sentencers impose life without parole on
children relatively rarely.” Id. (quoting Miller, 567 U.S. at
483 n.10).
Unfortunately, in Arizona, Miller’s promise has not
proven true. Even assuming there was a meaningful
difference between life with the possibility of release and
natural life sentences, Arizona sentencing courts impose
natural life on juvenile offenders at an alarmingly high
rate. See Brief of Amicus Curiae Arizona Attorneys for
Criminal Justice at 11 and Appx. A, State v. Valencia, No.
CR-16-0156-PR (Ariz. July 15, 2016) (collecting data
demonstrating that more than 30% of juvenile offenders
convicted of first-degree murder in Arizona are sentenced
to natural life). And, in most cases, a child will spend more
of their life in prison than an adult who receives the same
sentence. This is hardly reconcilable with Jones’s
assumption that “when given the choice, sentencers
13
impose life without parole on children relatively rarely,”
593 U.S. at 112, and thus is more evidence that Arizona’s
scheme at the time petitioners were sentenced did not
comply with Miller’s directives.
C. The vast majority of juveniles in Arizona who
were unconstitutionally sentenced to life
without parole have not received any type of
relief since Miller.
In Jones, this Court assumed that “[b]y now, most
offenders who could seek collateral review as a result of
Montgomery have done so and, if eligible, have received
new discretionary sentences under Miller.” Jones, 593
U.S. at 110 n.4. But this assumption also has not proven
true in Arizona. The State of Arizona has successfully
fought to prevent re-sentencing hearings from occurring
in almost all cases. Immediately after Miller, the state
argued that Miller was not retroactive and did not provide
a basis for postconviction relief under Arizona law—a
position this Court rejected in Montgomery. Following
Montgomery, this Court vacated and remanded several
Arizona cases, finding that the Arizona courts had not
properly “take[n] into account how children are different,
and how those differences counsel against irrevocably
sentencing them to a lifetime in prison.” Tatum v.
Arizona, 580 U.S. 952, 952 (2016) (Sotomayor, J.,
concurring) (quoting Miller, 567 U.S. at 480). While a
handful of defendants were resentenced following
Montgomery and Tatum, most were not. In Maricopa
County—Arizona’s most populous county, where the vast
majority of natural life sentences in Arizona were
imposed—not a single one of the 25 juvenile offenders who
received natural life sentences has been resentenced since
Miller. This is not consistent with the Court’s assumption
when it decided Jones. Yet the State of Arizona has
continued to argue juveniles are not entitled to any
14
hearings on the constitutionality of their life-withoutparole sentences, most recently relying on this Court’s
decision in Jones to argue to Arizona courts that Miller is
meaningless in Arizona and to convince them to vacate
pending re-sentencing and postconviction proceedings.
Unlike the defendant in Jones, whose life-withoutparole sentence was upheld following a post-Miller resentencing hearing, petitioners and similarly situated
juveniles sentenced to mandatory life without parole in
Arizona have never received a re-sentencing hearing.
These individuals have never had the discretionary
sentencing at which a judge would consider a child’s
“‘diminished culpability and heightened capacity for
change’ before condemning him or her to die in prison.”
Montgomery, 577 U.S. at 195 (quoting Miller, 567 U.S at
479). As a result, Arizona’s procedures have failed to
distinguish between the “rarest” children whose crimes
reflect permanent incorrigibility—for whom life without
parole may be a permissible sentence—and the majority
of children whose crimes reflect transient immaturity—
for whom such a sentence is disproportionate under the
Eighth Amendment. Jones, 593 U.S. at 106 n.2 (quoting
Montgomery, 577 U.S. at 211).
D. The State’s arguments for denying review in
Bassett do not apply here.
In Bassett, the state encouraged this Court to deny
review because Mr. Bassett’s sentencing judge “expressly
considered whether parole-eligible sentences were
appropriate” for each of his first-degree convictions and
“imposed a sentence of ‘life with the possibility of parole
after 25 years’” on one count and natural life for the other.
Brief in Opposition at i, Bassett v. Arizona, No. 23-830
(May 7, 2024) (“Bassett BIO”). While acknowledging that
“[t]o be sure, Arizona law did not provide a parole-eligible
15
option at the time of Bassett’s sentencing,” the state
nevertheless defended the imposition of a natural life
sentence on one count because “[t]he record [in Mr.
Bassett’s case] makes clear that Bassett received a
natural life sentence only after his sentencer considered
his age and attendant characteristics and found that a
parole-eligible sentence was inappropriate for this
murder.” Id. at 1−2 (emphasis in original). The state did
not argue that a choice between two sentences, neither of
which provide eligibility for parole, would withstand
Miller; rather, the state argued that the facts of Mr.
Bassett’s case made that inquiry irrelevant. Id. at 16−18.
These arguments do not hold water here. First, there
is nothing in the record in petitioners’ cases to suggest
that the sentencing judges in these cases—or in the many
others in which relief or review has been denied since
Bassett—had a mistaken belief (like Mr. Bassett’s judge)
that they could legally sentence the defendants to a
parole-eligible sentence and considered imposing such a
sentence. (See Pet. at 24−25.) Unlike Mr. Bassett, none of
the petitioners received one natural life sentence and one
sentence of life with the possibility of parole. As explained
above, four of the petitioners—and many other similarly
situated defendants—were sentenced prior to this Court’s
decision in Simmons, making the death penalty an
available legal sentence. (See Pet. at 22−24.) In these
cases, the records show that the sentencing judges 3 were
really concerned with the choice between a death sentence
and a life sentence, with the natural life sentence being
chosen as a mitigated sentence as compared to death. The
possibility of imposing death in these cases was not
theoretical; in 1996 alone, the Arizona Supreme Court
Because many of these cases were also prior to this Court’s
decision in Ring v. Arizona, 536 U.S. 584 (2002), the capital
sentencing proceedings were handled by judges, not juries.
3
16
affirmed three death sentences imposed on juvenile
offenders. See State v. Jackson, 918 P.2d 1038 (Ariz. 1996);
State v. Laird, 920 P.2d 769 (Ariz. 1996); State v. SotoFong, 928 P.2d 610 (Ariz. 1996). In cases where death was
on the table, the sentencing judges were not thinking
about whether parole was available or if the individual
maybe one day would be released; they were considering
whether the individual was one of the worst of the worst
offenders for whom death at the hands of the state was
appropriate. In imposing the less severe sentence of
natural life, the sentencer necessarily concluded that they
were not.
Just months ago, the state in Bassett attested to this
Court that “Arizona is not arguing that the mere existence
of its two [life-without-parole] sentencing options saves it
from a Miller violation” and acknowledged that “[n]either
[sentencing] option allowed for parole-eligibility and
clemency-eligibility alone would have been insufficient.”
Bassett BIO at 22−23 (emphasis in original). The State
conceded that “[b]ut for the sentencer’s actual
consideration of parole-eligibility and the subsequent
statute effectuating this sentence, there would be a Miller
violation.” Id. at 23 (emphasis added). Based on these
concessions, the state should support review being
granted in this case. Unfortunately, the state’s arguments
in other cases suggest that it may try to change its
position on this issue once again. See State of Arizona’s
Response to Petition for Review at 14, State of Arizona v.
DeShaw et al., No. CR-24-0175-PR (Ariz. Sept. 24, 2024)
(arguing that the “discretionary process” that allowed for
a choice between two life sentences that did not legally
allow for the possibility of parole is sufficient to comply
with Miller); id. at 14−15 (“Because Bassett’s sentencer
was not required to sentence him to natural life… his
natural life sentence was not mandatory under Miller)
(internal citation omitted); id. at 17 (“While choosing
17
between natural life and life with the possibility of release,
Petitioners’ sentencers rejected the release-eligible
option based on the specific facts of each case after
considering
Petitioners’
youth
and
attendant
characteristics. That type of inquiry is what Miller
requires.”). It is alarming that in the span of four months,
the Attorney General’s office has changed its position and
is now arguing that actual consideration of parole
eligibility is not required. Compare Bassett BIO at 23.
(“But for the sentencer’s actual consideration of paroleeligibility and the subsequent statute effectuating this
sentence, there would be a Miller violation. It is the
combination of all three factors… that renders Bassett’s
natural life sentence Miller-compliant.”). This Court
should reject any such arguments in this case. The state
should not now be allowed to renege on the avowal it made
to this Court mere months ago about what it thought
Arizona law meant.
E. While Bassett is factually distinguishable from
petitioners’ cases, the lower Arizona courts
have relied on Bassett to foreclose any
possibility of resentencing or release on parole
to them and other similarly situated
defendants.
Despite the faulty logic of the Arizona Supreme
Court’s decision in Bassett, lower courts have found their
hands tied by the decision. As in petitioners’ cases, lower
courts in Arizona have denied relief and the Arizona
Supreme Court has denied review to all other juvenile
offenders in Arizona whose cases have been decided since
Bassett was issued. 4 See, e.g., State v. Pierce, No. 2 CANotably, these cases raised claims under Arizona Rule of
Criminal Procedure 32.1(g), the same state rule at issue in Cruz v.
Arizona, 598 U.S. 17 (2023).
4
18
CR 22-0160 PR (Ariz. Ct. App. Nov. 16, 2023) (denying
relief); State v. Aston, No. 1 CA-SA 22-0068 (Ariz. Ct. App.
Jan. 3, 2024) (granting special action relief and vacating
prior decision granting relief); State v. Aston, No. 1 CACR 22-0125 (Ariz. Ct. App. Oct. 1, 2024) (granting State’s
motion to dismiss appeal); State v. Conley, No. 1 CA-CR
22-0266 PRPC (Ariz. Ct. App. Feb. 6, 2024) (denying
relief); State v. Bosquez, No. 1 CA-CR 22-0360 PRPC
(Ariz. Ct. App. Feb. 6, 2024) (denying relief); State v.
Maciel, No. 1 CA-CR 23-0442 PRPC (Ariz. Ct. App. Mar.
21, 2024) (denying relief); State v. Cruz, No. 2 CA-CR
2023-0199-PR (Ariz. Ct. App. May 14, 2024) (denying
relief); State v. Rutledge, No. 1 CA-CR 22-0169 PRPC
(Ariz. Ct. App. May 16, 2024) (denying relief); State v.
Bustos, No. 1 CA-CR 23-0530 PRPC (Ariz. Ct. App. May
16, 2024) (denying relief); State v. Bustos, No. CR-240138-PR (Ariz. Oct. 15, 2024) (denying review); State v.
DeShaw, No. 1 CA-CR 21-0512 (Ariz. Ct. App. June 25,
2024) (affirming superior court order vacating
resentencing hearing and reinstating natural life
sentence); State v. Purcell, No. CA-CR 21-0541 (Ariz. Ct.
App. June 25, 2024) (same); State v. Tatum, No. CA-CR
22-0061 (Ariz. Ct. App. June 25, 2024) (same); State v.
Najar, No. CA-CR 22-0071 (Ariz. Ct. App. June 25, 2024)
(same).
While a handful of cases remain pending in the
Arizona courts, these results furnish no reason to believe
that they will depart from prior holdings. Thus, the
decisions below demonstrate that Bassett represents a
bar to all Arizona juveniles challenging their mandatory
life-without-parole sentences as unconstitutional under
Miller—a perverse result given this Court’s rulings in
Montgomery, Tatum, Jones, and Cruz.
This Court should grant review to correct the Arizona
Supreme Court’s error and allow these cases to proceed
19
to litigation on the merits of the individuals’ constitutional
claims challenging their sentences in the Arizona state
courts. The Arizona Attorney General’s Office has
previously asked this Court to deny review in similar
cases seeking certiorari review from the Ninth Circuit,
requesting this Court to delay review while Mr. Bassett’s
case was pending in state court because it was possible
that there would be a state remedy that would moot any
federal claims. See, e.g., Brief in Opposition at 27‒28, Rue
v. Thornell, No. 22-6027 (Mar. 7, 2023). The state further
argued that instead of using a habeas case subject to the
limitation on relief in 28 U.S.C. § 2254(d), “the better
vehicle [for this Court] to address the constitutionality of
Arizona [sentencing] statutes would be a decision from the
Arizona Supreme Court interpreting and analyzing those
statutes.” Id. at 28. The opportunity the State of Arizona
asked this Court to wait for in Rue is now here. The Court
should not allow the State of Arizona to continue to ignore
this Court’s precedents, to disavow its own previous
arguments, and to deny individuals with potentially
meritorious constitutional claims their day in court.
Finally, this Court in Jones concluded its analysis by
stating that the Court’s decision was “far from the last
word on whether Jones will receive relief from his
sentence” because the Court’s decision allowed him to
present his “moral and policy arguments for why he
should not be forced to spend the rest of his life in prison”
to “the state officials authorized to act on them.” Jones,
593 U.S. at 121. Unfortunately, no such opportunity exists
for juveniles like petitioners sentenced to natural life in
Arizona. Under Arizona law, a natural life sentence
prevents an individual from ever seeking review of his
sentence through any form of executive clemency and
denies him any opportunity to present evidence of his
rehabilitation. See Ariz. Rev. Stat. § 13-751(A)(1) (“A
defendant who is sentenced to natural life is not eligible
20
for commutation, parole, work furlough, work release or
release from confinement on any basis.”). As explained
above, the natural life sentence imposed on petitioners
and other juvenile offenders in Arizona is even harsher
than the life-without-parole sentences this Court
considered in Miller and Jones. If the Court allows the
decision of the Arizona Supreme Court below to stand, it
will truly shut the prison gates forever for impacted
juvenile offenders in Arizona.
CONCLUSION
The petition for a writ of certiorari should be granted.
Respectfully submitted,
KEITH J. HILZENDEGER
Counsel of Record
Assistant Federal Public Defender
250 North 7th Avenue, Suite 600
Phoenix, Arizona 85007
(602) 382-2700 voice
keith_hilzendeger@fd.org
Additional counsel:
JEFFREY T. GREEN
Co-Chair, Amicus Committee
National Association of
Criminal Defense Lawyers
1660 L Street NW
Washington, DC 20036
AMY ARMSTRONG
SAM KOOISTRA
Arizona Capital
Representation Project
25 South Grande Avenue
Tucson, Arizona 85745
KAREN S. SMITH
KATHERINE PUZAUSKAS
Arizona Justice Project
4001 North 3rd Street,
Suite 401
Phoenix, Arizona 85012
DAVID J. EUCHNER
Co-Chair, Amicus Committee
Arizona Attorneys for
Criminal Justice
33 North Stone Avenue,
21st Floor
Tucson, Arizona 85701
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.