Petition for Writ of Certiorari — Felipe Petrone-Cabanas, Petitioner v. Arizona
Supreme Court briefOct 4, 2024
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No. _____
IN THE
Supreme Court of the United States
FELIPE PETRONE-CABANAS; CHARLES VINCENT
WAGNER; JONATHAN ANDREW ARIAS; THOMAS JAMES
ODOM; AND CHRISTOPHER LEE MCLEOD,
Petitioners,
v.
STATE OF ARIZONA,
Respondent.
On Petition for a Writ of Certiorari to the
Arizona Court of Appeals
PETITION FOR A WRIT OF CERTIORARI
MIKEL STEINFELD
MARICOPA COUNTY PUBLIC
DEFENDER
620 W. Jackson Street,
Suite 4015
Phoenix, AZ 85003
(602) 506-7711
mikel.steinfeld@maricopa.gov
Counsel for Petitioners
Felipe Petrone-Cabanas
and Jonathan Andrew
Arias
NEAL KUMAR KATYAL
Counsel of Record
KATHERINE B. WELLINGTON
WILLIAM E. HAVEMANN
DANA A. RAPHAEL
HOGAN LOVELLS US LLP
555 Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5600
neal.katyal@hoganlovells.com
Counsel for Petitioners
Additional Counsel listed on inside cover
NATALEE SEGAL
BALLECER & SEGAL, LLP
1641 E. Osborn Road,
Suite 8
Phoenix, AZ 85014
(602) 295-9176
nataleesegal@gmail.com
Counsel for Petitioner
Christopher Lee McLeod
MICHAEL J. DEW
6501 N. Central Ave.
Phoenix, AZ 85012
(602) 234-0087
dewme@cox.net
Counsel for Petitioner
Charles Vincent Wagner
KERRIE DROBAN ZHIVAGO
ZHIVAGO LAW
1934 E. Camelback Rd.,
Suite 120-482
Phoenix, AZ 85016
(480) 612-3058
zhivagolaw@gmail.com
Counsel for Petitioner
Thomas James Odom
QUESTION PRESENTED
States may not “make life without parole the
mandatory (or mandatory minimum) punishment” for
juveniles. Miller v. Alabama, 567 U.S. 460, 482 n.9
(2012). Juvenile homicide offenders may be sentenced
to life without parole, but “only if ” the sentencer “has
discretion to impose a lesser punishment.” Jones v.
Mississippi, 593 U.S. 98, 100 (2021) (emphasis added).
Arizona abolished parole in 1994. Thus, during
the relevant period, the mandatory minimum penalty
for juveniles convicted of first-degree murder was life
without parole. In the decisions below, the Arizona
Court of Appeals nevertheless held that it was bound
by the Arizona Supreme Court’s earlier decision in
State ex rel. Mitchell v. Cooper, 535 P.3d 3, 11-13 (Ariz.
2023) (“Bassett”), which held that “a choice” between
“sentencing options”—even where no option included
parole and the maximum penalty was death—
satisfied this Court’s precedents.
Over three dissents, this Court denied certiorari in
Bassett after the State of Arizona urged the Court to
deny review. The State did not defend the Arizona
Supreme Court’s reasoning in Bassett but argued that
review was unwarranted because, first, the defendant
there faced two sentencing options and the sentencer
chose the “harshest option,” and, second, the
sentencer in Bassett “mistakenly” believed that parole
was available. The question presented in this case is:
Whether juveniles may be sentenced to life
without parole under a system that did not afford the
sentencing court discretion to choose any lesser
option, even where the sentencer did not impose the
harshest option and even where the sentencer did not
mistakenly believe parole was available.
(i)
ii
PARTIES TO THE PROCEEDING
Petitioners in this Court are Felipe PetroneCabanas, Charles Vincent Wagner, Jonathan Andrew
Arias, Thomas James Odom, and Christopher Lee
McLeod. Petrone-Cabanas, Wagner, Arias, and Odom
were the petitioners in the proceedings below.
McLeod was the real party in interest in the
proceedings below.
Respondent is the State of Arizona, which was the
respondent in the proceedings below involving
Petrone-Cabanas, Wagner, Arias, and Odom, and the
petitioner in the proceedings below involving McLeod.
iii
RELATED PROCEEDINGS
Supreme Court of the United States (U.S.):
Arias, et al. v. Arizona, No. 24A76 (July 19, 2024)
(granting application to extend time to file
petition for writ of certiorari)
Arias v. Arizona, 580 U.S. 951 (2016) (granting
petition, vacating judgment, and remanding for
further consideration in light of Montgomery)
Arizona Supreme Court (Ariz.):
State v. Petrone-Cabanas, No. CR-23-0331-PR
(June 3, 2024) (denying review)
State v. Petrone-Cabanas, No. CR-22-0185-PR
(Sept. 19, 2023) (granting review, vacating, and
remanding for further proceedings post-Bassett)
State v. Wagner, No. CR-24-0013-PR (June 3,
2024) (denying review)
State v. Wagner, No. CR-22-0156-PR (Sept. 19,
2023) (granting review, vacating, and remanding
for further proceedings post-Bassett)
State v. Wagner, 982 P.2d 270 (1999) (affirming
convictions and sentences)
State v. Arias, No. CR-24-0020-PR (June 3, 2024)
(denying review)
State v. Arias, No. CR-22-0237-PR (Sept. 19,
2023) (granting review, vacating, and remanding
for further proceedings post-Bassett)
State v. Odom, No. CR-23-0265-PR (May 7, 2024)
(denying review)
State v. Odom, No. CR-23-0265-PR (Sept. 19,
2023) (granting review, vacating, and remanding
for further proceedings post-Bassett)
iv
State v. McLeod, No. CR-23-0285-PR (June 3,
2024) (denying review)
Arizona Court of Appeals (Ariz. Ct. App.):
State v. Petrone-Cabanas, No. 1 CA-CR 21-0534
PRPC (Dec. 6, 2023) (denying postconviction
relief)
State v. Petrone-Cabanas, No. 1 CA-CR 21-0534
PRPC, 2022 WL 2205273 (June 21, 2022)
(granting relief), vacated, (Ariz. Sept. 19, 2023)
Petrone-Cabanas v. Pineda in & for Cnty. of
Maricopa, 433 P.3d 560 (2018)
State v. Petrone-Cabanas, No. 1 CA-CR 15-0660
PRPC, 2017 WL 3599595 (Aug. 22, 2017)
(ordering evidentiary hearing)
State v. Wagner, No. 1 CA-CR 21-0492 PRPC
(Dec. 20, 2023) (denying postconviction relief)
State v. Wagner, 510 P.3d 1083 (2022) (granting
relief), vacated, (Ariz. Sept. 19, 2023)
State v. Wagner, 976 P.2d 250 (1998) (affirming
convictions and sentences), approved in part,
vacated in part, 982 P.2d 270 (Ariz. 1999)
State v. Arias, No. 1 CA-CR 22-0064 PRPC (Sept.
25, 2023) (denying postconviction relief)
State v. Arias, No. 1 CA-CR 22-0064 PRPC, 2022
WL 3973488 (Sept. 1, 2022) (granting relief),
vacated, (Ariz. Sept. 19, 2023)
State v. Arias, 1 CA-CR 13-0548 PRPC, 2015 WL
2453175 (May 21, 2015) (denying postconviction
relief), vacated, 580 U.S. 951 (2016)
State v. Odom, No. 1 CA-CR 21-0537 PRPC (Sept.
25, 2023) (denying postconviction relief)
v
State v. Odom, No. 1 CA-CR 21-0537 PRPC, 2022
WL 4242815 (Sept. 15, 2022) (granting relief),
vacated, (Ariz. Sept. 19, 2023)
State v. Odom, No. 1 CA-CR 11-0609, 2012 WL
3699485 (Aug. 28, 2012) (affirming convictions
and sentences), review denied, (Ariz. Feb. 12,
2013)
State v. Gentry/McLeod, No. 1 CA-SA 22-0196
(Oct. 13, 2023) (denying postconviction relief)
Arizona Superior Court, Maricopa County (Ariz.
Super. Ct.):
State v. Petrone-Cabanas, No. CR 1999-006656
(Oct. 6, 2021) (denying postconviction relief)
State v. Wagner, No. CR 1994-092394 (Sept. 29,
2021) (denying postconviction relief)
State v. Arias, No. CR 1999-012663 (Nov. 10,
2021) (denying postconviction relief)
State v. Odom, No. CR 2010-121445-001 (Sept.
29, 2021) (denying postconviction relief)
State v. McLeod, No. CR 1996-090611 (Apr. 29,
2022) (ordering evidentiary hearing)
U.S. District Court for the District of Arizona (D.
Ariz):
Arias v. Thornell, No. 2:15-cv-01236, 2024 WL
3951979 (Aug. 27, 2024)
vi
TABLE OF CONTENTS
Page
QUESTION PRESENTED.......................................... i
PARTIES TO THE PROCEEDING ........................... ii
RELATED PROCEEDINGS ..................................... iii
TABLE OF AUTHORITIES ..................................... vii
INTRODUCTION ....................................................... 1
OPINIONS BELOW ................................................... 5
JURISDICTION ......................................................... 6
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ................................... 6
STATEMENT OF THE CASE ................................... 7
A. Legal Background ............................................ 7
B. Procedural Background ................................. 13
REASONS FOR GRANTING THE PETITION ....... 18
I.
THIS PETITION WARRANTS REVIEW
NOTWITHSTANDING THE CERT DENIAL IN
BASSETT ............................................................. 19
A. The Death Penalty Distorted Any
Consideration Of Youth .................................. 19
B. There Was No “Actual Consideration Of
Parole-Eligibility” In Petitioners’ Cases ........ 24
II.
THIS PETITION IS AN IDEAL VEHICLE TO
ADDRESS THIS IMPORTANT QUESTION ................ 27
CONCLUSION .......................................................... 31
APPENDIX
vii
TABLE OF AUTHORITIES
Page(s)
CASES:
Arias v. Arizona,
580 U.S. 951 (2016) ................................................ 8
Atkins v. Virginia,
536 U.S. 304 (2002) .............................................. 10
Bassett v. Arizona,
144 S. Ct. 2494 (2024) .................... 2, 3, 5, 8, 10-13,
18, 23, 24, 26, 28, 30
Cruz v. Arizona,
598 U.S. 17 (2023) .......................................... 10, 11
DeShaw v. Arizona,
580 U.S. 951 (2016) ................................................ 8
Greenholtz v. Inmates of Nebraska Penal &
Corr. Complex,
442 U.S. 1 (1979) .................................................. 22
Jones v. Mississippi,
593 U.S. 98 (2021) ........................... 1, 2, 4, 8, 9, 12,
13, 18, 21, 26, 29, 30
Kansas v. Marsh,
548 U.S. 163 (2006) .............................................. 20
Lynch v. Arizona,
578 U.S. 613 (2016) .............................................. 11
Miller v. Alabama,
567 U.S. 460 (2012) .......................... 1, 4, 5, 7, 8, 22
Montgomery v. Louisiana,
577 U.S. 190 (2016) .......................................... 8, 11
Najar v. Arizona,
580 U.S. 951 (2016) ................................................ 8
viii
TABLE OF AUTHORITIES—Continued
Page(s)
Parker v. State,
119 So. 3d 987 (Miss. 2013) ................................... 9
Purcell v. Arizona,
580 U.S. 951 (2016) ................................................ 8
Ring v. Arizona,
536 U.S. 584 (2002) .............................................. 10
Roper v. Simmons,
543 U.S. 551 (2005) .............................. 4, 13, 14, 21
Stanford v. Kentucky,
492 U.S. 361 (1989) .............................................. 21
State ex rel. Mitchell v. Cooper (“Bassett”),
535 P.3d 3 (Ariz. 2023)......... 2, 3, 12, 13, 24, 27, 28
State v. Cruz,
487 P.3d 991 (Ariz. 2021), rev’d sub nom.
Cruz v. Arizona, 598 U.S. 17 (2023) .................... 11
State v. Dansdill,
443 P.3d 990 (Ariz. Ct. App. 2019) ...................... 10
State v. Deshaw,
No. 1-CA-CR 21-0512, 2024 WL 3160590
(Ariz. Ct. App. June 25, 2024) ............................. 29
State v. Valencia,
386 P.3d 392 (Ariz. 2016) ..................................... 11
State v. Williams,
800 P.2d 1240 (Ariz. 1987) ................................... 20
Tatum v. Arizona,
580 U.S. 952 (2016) ................................................ 8
CONSTITUTIONAL PROVISIONS:
U.S. Const. art. VI, cl. 2 .............................................. 7
ix
TABLE OF AUTHORITIES—Continued
Page(s)
U.S. Const. amend. VIII .......................................... 6, 7
U.S. Const. amend. XIV .............................................. 7
STATUTES:
28 U.S.C. § 1257(a) ...................................................... 6
Ariz. Rev. Stat. § 13-703(A) (1994) ........................... 10
Ariz. Rev. Stat. § 13-703(A) (2001) ........................... 10
Ariz. Rev. Stat. § 13-703(A) (2002) ........................... 10
Ariz. Rev. Stat. § 13-703(H)(5) (2001) ...................... 21
Ariz. Rev. Stat. § 13-716 (2014) ................................ 11
Ariz. Rev. Stat. § 13-751(A) (2009) ........................... 10
Ariz. Rev. Stat. § 41-1604.09(I) (1994) ..................... 10
Ariz. Rev. Stat. § 41-1604.09(I)(2) (2014) ................. 11
RULES:
Ariz. R. Crim. P. 32.1(g) ............................................ 15
Ariz. R. Crim. P. 32.8 (2018) ..................................... 12
LEGISLATIVE MATERIALS:
2001 Ariz. Sess. Laws Ch. 260 .................................. 10
2002 Ariz. Sess. Laws 5th Sp. Sess. Ch. 1 ................ 10
2008 Ariz. Sess. Laws Ch. 301 .................................. 10
OTHER AUTHORITIES:
Matt Ford, He Committed a Double Murder at
16. Does He Deserve to Die in Prison?,
The New Republic (May 15, 2024),
https://perma.cc/KQH4-D5WX ............................ 28
x
TABLE OF AUTHORITIES—Continued
Page(s)
Adam Liptak, In Arizona, Life Sentences for
Juveniles Test Supreme Court Precedents,
N.Y. Times (June 10, 2024),
https://www.nytimes.com/2024/06/10/us/supre
me-court-arizona-life-sentence-juveniles.html ... 29
IN THE
Supreme Court of the United States
No. _____
FELIPE PETRONE-CABANAS; CHARLES VINCENT
WAGNER; JONATHAN ANDREW ARIAS; THOMAS JAMES
ODOM; AND CHRISTOPHER LEE MCLEOD,
Petitioners,
v.
STATE OF ARIZONA,
Respondent.
On Petition for a Writ of Certiorari to the
Arizona Court of Appeals
PETITION FOR A WRIT OF CERTIORARI
Petitioners Felipe Petrone-Cabanas, Charles
Vincent Wagner, Jonathan Andrew Arias, Thomas
James Odom, and Christopher Lee McLeod
respectfully petition for a writ of certiorari to review
the judgments of the Arizona Court of Appeals.
INTRODUCTION
This joint petition is brought by five Arizona
defendants sentenced as juveniles to mandatory life
without parole in violation of this Court’s precedents.
This Court held in Miller v. Alabama that “mandatory
life-without-parole sentences for juveniles violate the
Eighth Amendment.” 567 U.S. 460, 470 (2012). In
Jones v. Mississippi, this Court again affirmed that
(1)
2
life-without-parole sentences for juveniles are
permissible “only if ” the sentencer “has discretion to
impose a lesser punishment.” 593 U.S. 98, 100 (2021).
It is undisputed that Arizona’s sentencing scheme did
not allow the sentencing judges in Petitioners’ cases
to impose parole-eligible sentences.
Under a
straightforward
application
of
this
Court’s
precedents,
Petitioners’
sentences
are
unconstitutional.
The Arizona courts nonetheless denied relief to all
five Petitioners. In a published opinion in an earlier
case known as Bassett, the Arizona Supreme Court
held that Arizona’s scheme comported with the Eighth
Amendment,
maintaining
that this
Court’s
precedents “do not specifically require the availability
of parole when sentencing a juvenile.” State ex rel.
Mitchell v. Cooper, 535 P.3d 3, 11-13 (Ariz. 2023)
(“Bassett”). Instead, the Arizona Supreme Court
believed that “a choice between” life sentences—even
if neither allowed parole—sufficed.
Id. at 13.
Following Bassett, the Arizona Court of Appeals
denied relief to all five Petitioners here, and the
Arizona Supreme Court denied review.
Three Justices of this Court would have summarily
reversed the Arizona Supreme Court’s decision in
Bassett as plainly inconsistent with “this Court’s
established precedents.” Bassett v. Arizona, 144 S. Ct.
2494, 2499 (2024) (Sotomayor, J., dissenting from
denial of certiorari). But this Court denied review at
the urging of the State of Arizona. The State’s brief in
opposition to certiorari in Bassett did not defend the
Arizona Supreme Court’s conclusion that this Court’s
precedents “do not specifically require the availability
of parole when sentencing a juvenile.” Bassett, 535
3
P.3d at 11. That conclusion was “plainly inconsistent
with Miller, Montgomery, and Jones,” and the State
therefore appropriately conceded that “paroleeligibility is constitutionally required.” Bassett, 144
S. Ct. at 2495-96 (Sotomayor, J., dissenting from
denial of certiorari) (citation omitted).
Instead, the State urged this Court to deny review
principally for two reasons specific to the facts of that
case. First, the State noted that the defendant in
Bassett had been eligible for two different lifewithout-parole sentences and the sentencing judge
imposed the “harshest option,” which, according to the
State, meant that any resentencing would result in
life without parole. Br. in Opp’n 20, Bassett, 144 S.
Ct. 2494 (No. 23-830) (“Bassett BIO”). Second, the
State argued that the sentencing judge “mistaken[ly]”
believed that parole was available, and therefore
“fortuitously complied with Miller” by considering
whether to grant a parole-eligible sentence before
imposing life without parole. Id. at 27.
For the reasons explained in detail in the Bassett
certiorari petition, the Arizona Supreme Court’s
decision in Bassett contravenes this Court’s
precedents. But regardless of whether Bassett was
correctly decided on the facts of that case, it cannot
justify Petitioners’ sentences here. The reasons the
State offered this Court for denying review in Bassett
are wholly inapplicable to Petitioners’ cases. Thus,
notwithstanding the denial of certiorari in Bassett,
Petitioners’ mandatory life-without-parole sentences
raise distinct constitutional problems that call out for
this Court’s review.
First, unlike in Bassett, this joint petition involves
defendants who were not sentenced to the “harshest
4
option” available under Arizona law. Four of the five
Petitioners were sentenced to life without parole
before Roper v. Simmons, 543 U.S. 551 (2005),
abolished the death penalty for juveniles. The logic of
the Arizona Supreme Court’s decision in Bassett
entirely collapses in cases where a juvenile faced the
possibility of death.
For death-eligible defendants, Arizona sentencing
courts imposed mandatory life-without-parole
sentences as an act of mercy. In these circumstances,
there is no basis to speculate that sentencing judges
necessarily deemed the defendant to be among the
“relatively rare” children for whom a life-withoutparole sentence was appropriate. Jones, 593 U.S. at
111-112. There is instead every reason to conclude
that sentencing judges, having declined to impose the
death penalty, would have awarded a parole-eligible
sentence had state law made such a sentence
available. Indeed, in one of Petitioners’ cases, the
sentencing judge spared the defendant from execution
after finding that “juvenile impulsivity played an
important part” in the crime and noting the
defendant’s “amenability to rehabilitation.” Pet. App.
29a, 32a. Having concluded that the defendant was
amenable to rehabilitation, there is every reason to
conclude that the sentencing judge would have
granted a parole-eligible sentence had state law made
it available. Miller, 567 U.S. at 479.
Second, the State in Bassett urged this Court to
deny review because “Bassett’s sentencer actually
considered whether he should be parole-eligible” and
decided against it. Bassett BIO 22. Were it not for the
“unusual” fact of the sentencer’s “mistaken” belief
that parole was available, the State conceded that
5
relief would be warranted. Id. at 14, 17. The State
assured this Court that, “[b]ut for” the “actual
consideration of parole-eligibility,” “there would be a
Miller violation.”
Bassett, 144 S. Ct. at 2499
(Sotomayor, J., dissenting from denial of certiorari)
(quoting Bassett BIO 23).
The State’s mistake-of-law argument cannot
conceivably justify the mandatory life-without-parole
sentences imposed on Petitioners here. In none of
Petitioners’ cases did the sentencing judge ever
express any mistaken belief that parole was an
available option under state law. Indeed, the Arizona
Court of Appeals remarked in one case that “[a]t no
point during the sentencing proceedings in this case
did the superior court refer to ‘parole’ or convey that
it believed it could sentence [the defendant] to a
parole-eligible term.” Pet. App. 73a.
In light of the State’s own representations to this
Court last term in Bassett, Petitioners’ mandatory
life-without-parole sentences cannot stand. Granting
relief to Petitioners will not entitle them to parole. It
will merely mean that an Arizona judge will, for the
first time, consider that they committed their crimes
when they were children before deciding whether “life
without any possibility of parole [i]s the appropriate
penalty.” Miller, 567 U.S. at 479. This Court should
grant the petition.
OPINIONS BELOW
The Arizona Superior Court decisions denying
postconviction relief to Petrone-Cabanas, Wagner,
Arias, and Odom, and granting relief to McLeod, are
unpublished. Pet. App. 34a-39a, 59a-60a, 79a-83a,
93a-97a; see id. at 107a.
6
The Arizona Court of Appeals decision initially
granting relief to Wagner is reported at 510 P.3d 1083;
see Pet. App. 61a-73a, and the decisions initially
granting relief to Petrone-Cabanas, Arias, and Odom
are unpublished, Pet. App. 40a-43a, 84a-87a, 98a101a.
The Arizona Supreme Court’s decisions reversing
the grants of relief post-Bassett are unpublished. Id.
at 44a-45a, 74a-75a, 88a-90a, 102a-103a. The Arizona
Court of Appeals decisions subsequently denying
postconviction relief to Petitioners are unpublished.
Id. at 46a, 76a-77a, 91a, 104a, 106a-108a. The
Arizona Supreme Court’s denials of review are also
unpublished. Id. at 47a, 78a, 92a, 105a, 109a.
JURISDICTION
The Arizona Court of Appeals entered judgment
against Arias and Odom on September 25, 2023, Pet.
App. 91a, 104a; against McLeod on October 13, 2023,
id. at 106a; against Petrone-Cabanas on December 6,
2023, id. at 46a; and against Wagner on December 20,
2023, id. at 76a. The Arizona Supreme Court denied
review in Odom’s case on May 7, 2024, id. at 105a, and
in the remaining Petitioners’ cases on June 3, 2024,
id. at 47a, 78a, 92a, 109a. This Court granted
Petitioners’ timely application to extend the time to
file a petition for a writ of certiorari to October 4, 2024.
No. 24A76 (July 19, 2024). This Court’s jurisdiction is
invoked under 28 U.S.C. § 1257(a).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Eighth Amendment, U.S. Const. amend. VIII,
provides:
7
Excessive bail shall not be required, nor
excessive fines imposed, nor cruel and
unusual punishments inflicted.
The Fourteenth Amendment, U.S. Const. amend.
XIV, provides in relevant part:
No State shall * * * deprive any person of
life, liberty, or property, without due process
of law.
The Supremacy Clause, U.S. Const. art. VI, cl. 2,
provides in relevant part:
This Constitution, and the Laws of the
United States which shall be made in
Pursuance thereof * * * shall be the supreme
Law of the Land; and the Judges in every
State shall be bound thereby, any Thing in
the Constitution or Laws of any State to the
Contrary notwithstanding.
Pertinent statutory provisions are set out in the
Petition Appendix. Pet. App. 110a-115a.
STATEMENT OF THE CASE
A. Legal Background
1. In Miller v. Alabama, this Court held that
“mandatory
life-without-parole
sentences
for
juveniles violate the Eighth Amendment.” 567 U.S. at
470. Because “children are constitutionally different
from adults for purposes of sentencing,” the
sentencing authority must have “discretion to impose
a different punishment.” Id. at 465, 471. And
although “[a] State is not required to guarantee
eventual freedom,” its sentencing scheme at least
“must provide some meaningful opportunity to obtain
release.” Id. at 479 (citation and quotation marks
omitted).
8
“Miller identified 28 States that had mandatory
life-without-parole sentences for juveniles, including
Arizona.” Bassett, 144 S. Ct. at 2498-99 (Sotomayor,
J., dissenting from denial of certiorari); see Miller, 567
U.S. at 482, 486-487 & nn.9, 13, 15. Miller
“overrule[d]” those sentencing schemes. 567 U.S. at
514 (Alito, J., dissenting).
In Montgomery v. Louisiana, this Court reiterated
Miller’s holding that “mandatory life without parole
for juvenile homicide offenders violates the Eighth
Amendment’s prohibition on cruel and unusual
punishments” and held that Miller applied
retroactively in cases on collateral review. 577 U.S.
190, 195, 206 (2016) (citation and quotation marks
omitted). This Court subsequently vacated several
Arizona court orders dismissing claims for
postconviction relief under Miller—including in one
Petitioner’s case here—ordering further consideration
in light of Montgomery. See Tatum v. Arizona, 580
U.S. 952 (2016); Arias v. Arizona, 580 U.S. 951 (2016);
DeShaw v. Arizona, 580 U.S. 951 (2016); Najar v.
Arizona, 580 U.S. 951 (2016); Purcell v. Arizona, 580
U.S. 951 (2016).
In Jones v. Mississippi, this Court yet again
explained that “an individual who commits a homicide
when he or she is under 18 may be sentenced to life
without parole, but only if the sentence is not
mandatory and the sentencer therefore has discretion
to impose a lesser punishment.” 593 U.S. at 100
(emphasis added).
The Constitution “prohibits
mandatory
life-without-parole
sentences
for
murderers under 18, but * * * allow[s] discretionary
life-without-parole sentences for those offenders.” Id.
at 103.
9
Jones highlighted the difference between
(impermissible)
mandatory
and
(permissible)
discretionary life-without-parole sentencing schemes.
When the defendant in Jones was first sentenced, the
punishment for homicide under Mississippi law was
“imprisonment for life.” Parker v. State, 119 So. 3d
987, 996 (Miss. 2013) (citation omitted). And although
that statute did “not carry a specific sentence of life
without parole,” a separate statute eliminated parole
for homicide offenders. Id. at 996-997. Those
“legislative mandates, when read together, [were]
tantamount to life without parole” such that
Mississippi’s “statutory scheme * * * contravene[d]
the dictates of Miller.” Id. at 997. This Court thus
agreed that “[u]nder Mississippi law at the time,
murder carried a mandatory sentence of life without
parole.” Jones, 593 U.S. at 103.
But “[i]n the wake of Miller, the Mississippi
Supreme Court * * * ordered a new sentencing
hearing where the sentencing judge could consider [a
juvenile defendant’s] youth and exercise discretion in
selecting an appropriate sentence.” Id. This Court
held that this revised “discretionary sentencing
system [wa]s both constitutionally necessary and
constitutionally sufficient,” and rejected any
additional fact-finding requirement. Id. at 105. This
Court’s decision “carefully follow[ed] both Miller and
Montgomery” and emphasized repeatedly that it did
“not overrule” either case. Id. at 118. “Miller held
that a State may not impose a mandatory life-withoutparole sentence on a murderer under 18,” and Jones
did “not disturb that holding.” Id.
2. During the period relevant here, Arizona law
provided three possible penalties for first-degree
10
murder: (1) death; (2) “natural life,” under which a
defendant was categorically ineligible for “release
from confinement on any basis,” including by
“commutation” or “parole”; or (3) “life,” which required
a defendant to serve at least 25 years before he could
be “released on any basis.” Ariz. Rev. Stat. § 13703(A) (1994, 2001, 2002) (renumbered as § 13-751(A)
(2009)); see Pet. App. 110a-115a.1 As in Mississippi, a
separate provision of Arizona law “completely
abolished parole for people convicted of felonies,”
meaning that “Arizona courts had no discretion to
impose parole-eligible sentences.” Bassett, 144 S. Ct.
at 2495 (Sotomayor, J., dissenting from denial of
certiorari); see Ariz. Rev. Stat. § 41-1604.09(I) (1994).
The “only ‘release’ available under Arizona law [wa]s
executive clemency, not parole.” Cruz v. Arizona, 598
U.S. 17, 23 (2023). But even the possibility of
clemency was “more theoretical than practical”; the
“likelihood” of clemency was “so remote” that a life
and natural life sentence were “indistinct.” State v.
Dansdill, 443 P.3d 990, 1000 n.10 (Ariz. Ct. App.
2019). No one convicted of first-degree murder has
received clemency in the 30 years since Arizona
1
Wagner and McLeod were sentenced under the 1994 version of
the statute; Petrone-Cabanas was sentenced under the 2001
version, which had been amended in light of Atkins v. Virginia,
536 U.S. 304 (2002) (execution of mentally disabled individuals
violates Eighth Amendment), see 2001 Ariz. Sess. Laws Ch. 260;
Arias was sentenced under the 2002 version, which had been
revised in light of Ring v. Arizona, 536 U.S. 584 (2002)
(imposition of death penalty based on judge-found facts violates
Sixth Amendment), see 2002 Ariz. Sess. Laws 5th Sp. Sess. Ch.
1; and Odom was sentenced under the 2009 version, which
renumbered the relevant statutory provisions, see 2008 Ariz.
Sess. Laws Ch. 301.
11
abolished parole. Bassett, 144 S. Ct. at 2496 n.1
(Sotomayor, J., dissenting from denial of certiorari).
Although Arizona’s sentencing statute “continued
to list two alternatives to death,” Cruz, 598 U.S. at 21,
“the State itself represented, in this Court and other
courts, that state law made life without parole the
minimum sentence,” Bassett, 144 S. Ct. at 2497
(Sotomayor, J., dissenting from denial of certiorari);
see also, e.g., Lynch v. Arizona, 578 U.S. 613, 614
(2016) (Arizona “acknowledged that [the] only
alternative sentence to death was life imprisonment
without parole”). Indeed, Arizona joined an amicus
brief in Miller confirming that it was among the
States that “make the punishment mandatory.”
States Amicus Br. 1, Miller v. Alabama, Nos. 10-9646,
10-9647, 2012 WL 605831 (Feb. 21, 2012).
After Miller, Arizona reinstated parole for only
some juvenile offenders—those who had received life
sentences with possible release after 25 years. Ariz.
Rev. Stat. §§ 13-716 (2014), 41-1604.09(I)(2) (2014); cf.
Montgomery, 577 U.S. at 212 (“A State may remedy a
Miller violation by permitting juvenile homicide
offenders to be considered for parole, rather than by
resentencing them.”).
As for juveniles who had received natural life
sentences, the Arizona Supreme Court initially
acknowledged that these sentences “amount[ed] to
sentences of life without the possibility of parole.”
State v. Valencia, 386 P.3d 392, 394, 396 (Ariz. 2016);
see also State v. Cruz, 487 P.3d 991, 994 (Ariz. 2021)
(noting that “the law in place at the time [juvenile]
defendants were sentenced permitted what Miller
later precluded”), rev’d sub nom. Cruz v. Arizona, 598
U.S. 17 (2023). The Arizona Supreme Court held that
12
these defendants were entitled to evidentiary
hearings to determine if resentencing was required.
Ariz. R. Crim. P. 32.8 (2018).
3. After this Court decided Jones, however, the
Arizona Supreme Court reversed course. Despite this
Court’s repeated statements in Jones that it was not
overruling Miller or Montgomery, see 593 U.S. at 110
n.4, 118, the Arizona Supreme Court concluded that
“Jones refuted the premise” for its understanding that
Miller and Montgomery required relief, and
proclaimed that Arizona’s sentencing scheme was “not
mandatory under Miller.” Bassett, 535 P.3d at 13.
The Arizona Supreme Court acknowledged that
defendants sentenced between 1994 and 2014 were
“actually ineligible for parole” because the legislature
had “eliminated parole,” meaning that their “only
option would have been ‘release’ after twenty-five
years through the executive clemency process.” Id. at
8. But the court reasoned that “Miller and its progeny
do not specifically require the availability of parole
when sentencing a juvenile.” Id. at 11. In the Arizona
Supreme Court’s view, “a choice between two
sentencing options”—natural life, or life with possible
“release” after 25 years—was sufficient under Miller,
even if neither option included parole. Id. at 13.
This Court denied review in Bassett. Justice
Sotomayor, joined by Justices Kagan and Jackson,
dissented and would have summarily reversed
because “the Arizona Supreme Court’s decision
departed from this Court’s established precedents.”
144 S. Ct. at 2499 (Sotomayor, J., dissenting from
denial of certiorari). “This Court’s precedents require
a ‘discretionary sentencing procedure—where the
sentencer can consider the defendant’s youth and has
13
discretion to impose a lesser sentence than life
without parole,’ ” but “Arizona’s sentencing scheme
instead mandated life without parole for juveniles.”
Id. at 2495 (quoting Jones, 593 U.S. at 112).
In opposing certiorari, the State of Arizona did not
defend the Arizona Supreme Court’s conclusion that
“Miller and its progeny do not specifically require the
availability of parole when sentencing a juvenile.”
Bassett, 535 P.3d at 11. Rather, the State conceded
that “parole-eligibility is constitutionally required”
and that “Arizona law did not provide a parole-eligible
option” at the relevant time. Bassett BIO 1, 24. The
State did “not argu[e] that the mere existence of its
two [life] sentencing options saves it from a Miller
violation.” Id. at 22-23. But the State believed that
the sentencing judge had “fortuitously complied with
Miller” because he considered the defendant’s youth
while operating under a “mistaken belief ” in the
availability of parole, and nonetheless imposed the
harshest sentencing option available under state law.
Id. at 20, 27.
“But for the sentencer’s actual
consideration of parole-eligibility,” the State agreed,
“there would be a Miller violation.” Id. at 23.
Since the Arizona Supreme Court’s decision in
Bassett, every court has denied relief, including to
Petitioners here.
B. Procedural Background
1. Petitioners were each sentenced as children to
life without parole during the period when “Arizona
courts had no discretion to impose parole-eligible
sentences.” Bassett, 144 S. Ct. at 2495 (Sotomayor, J.,
dissenting from denial of certiorari).
All were
sentenced before this Court’s decisions in Miller and
Montgomery. Four were sentenced before Roper v.
14
Simmons, 543 U.S. 551 (2005), abolished the death
penalty for juveniles. The circumstances of their
convictions differ in significant respects from the
circumstances in Bassett.
Petitioner Felipe Petrone-Cabanas, for example,
was “raised in grinding poverty”—a “fifth grade
dropout, with no job skills, no English language skills,
no adult supervision and no prospects.” Pet. App. 22a23a. He was 17 years old when he killed a police
officer in 1999. Petrone-Cabanas pled guilty, and the
State sought the death penalty. Under Arizona law at
the time, the “death penalty [wa]s mandatory” if the
judge found an aggravating factor—here, murder of a
police officer—absent “sufficiently mitigating factors.”
Id. at 3a. The sentencing court found that “juvenile
impulsivity played an important part” in PetroneCabanas’s crime and afforded his youth “very
substantial weight in mitigation.” Id. at 29a. When
considered with Petrone-Cabanas’s “genuine remorse”
and his “amenability to rehabilitation,” the court
found these factors “sufficiently substantial to call for
leniency,” sparing Petrone-Cabanas from execution.
Id. at 32a. The court sentenced him to life without
parole, without addressing any distinction between
life and natural life sentences.
Charles Vincent Wagner was abused by his
parents and repeatedly ran away from home. He was
16 years old when he killed a woman during a robbery
in 1994. After the jury deadlocked in his first trial,
Wagner was convicted of first-degree murder in a
second trial, and the State sought the death penalty.
The sentencing court found that Wagner’s age and
“difficult family background” were mitigating factors
“sufficiently substantial to call for life imprisonment
15
instead of death,” and sentenced Wagner to natural
life. Id. at 57a-58a.
Petitioner Jonathan Andrew Arias was abandoned
by his parents, molested by a relative, and twice
attempted suicide.
He was 16 years old and
intoxicated when he killed two people during a
robbery in 1999, and participated in another robbery
in which an accomplice committed murder. Arias pled
guilty in exchange for the State’s agreement not to
pursue the death penalty and was sentenced to
consecutive natural life sentences.
Petitioner Thomas James Odom was kidnapped as
a young child by his mother, who “took him to a crack
house and turned tricks while she put him under the
bed.” 8/19/11 Sentencing Tr. at 15, State v. Odom, No.
CR 2010-121445-001 (Ariz. Super. Ct.). Odom was 16
years old and suffering from untreated schizophrenia
when he killed a girl in 2010. Odom was convicted of
first-degree murder and sentenced to life without
parole.
Petitioner Christopher Lee McLeod was abused by
his mother, who broke both his legs as a toddler. He
was 15 years old and hearing voices in his head when
he killed his sister in 1995. McLeod pled guilty and
was sentenced to life without parole.
2. Two Petitioners’ convictions and sentences were
affirmed on appeal; the other three did not appeal.
Petitioners each later sought postconviction relief on
the ground that Miller was a “significant change in
the law” entitling them to relief and resentencing.
Ariz. R. Crim. P. 32.1(g); see Pet. App. 41a, 66a, 85a,
99a, 107a. After Montgomery, the State of Arizona
stipulated that Arias was entitled to resentencing,
Pet. App. 86a, and that two other Petitioners were
16
entitled to hearings to determine whether
resentencing was necessary, id. at 66a (Wagner), 99a100a (Odom). Arizona courts ordered hearings for the
remaining two Petitioners.
See id. at 41a-42a
(Petrone-Cabanas), 107a (McLeod).
Before any hearing or resentencing occurred,
however, this Court decided Jones, and the State
reversed course. The State argued that the scheme
under which Petitioners were sentenced was not
“mandatory” under Miller because at the time
Petitioners were sentenced, “A.R.S. § 13-703 provided
sentencing options of death or life, and life could be
natural life or life without eligibility for release [for 25
years],” 7/12/21 State Mot. to Vacate at 18, State v.
Wagner, No. CR 1994-092394 (Ariz. Super. Ct.), even
though none of those options included parole, and the
only form of “release” available was executive
clemency.
The Arizona Court of Appeals initially rejected the
State’s argument with respect to all five Petitioners
here. In Wagner, the lead case, the Arizona Court of
Appeals held that it would be “error” to conclude that
Arizona defendants “did not receive a mandatory lifewithout-parole sentence.” Pet. App. 71a. The court
explained that “[t]he crux of Miller is two-part: (1) a
sentencing court must have the option of imposing a
parole-eligible sentence to a juvenile offender who is
required to serve a life term, and (2) the court must
consider the offender’s youth in determining whether
to impose a parole-eligible sentence.” Id. But in
Arizona, sentencing courts “had no discretion to
sentence [defendants] to a parole-eligible term.” Id.
“It matters not whether the superior court had
‘discretion’ to impose alternative non-parole-eligible
17
penalties or whether the court considered the
defendant’s youth in exercising that discretion.” Id.
The Court of Appeals specifically rejected the
State’s argument that Miller was inapplicable
because sentencing courts may have mistakenly
believed parole was available and could have imposed
“illegal, parole eligible” sentences. Id. at 72a. “If a
court’s theoretical ability to impose a parole-eligible
sentence in violation of state law were an exception to
Miller, the exception would swallow the rule.” Id. The
court also found that “the record negates the State’s
argument”: “At no point during the sentencing
proceedings in this case did the superior court refer to
‘parole’ or convey that it believed it could sentence
Wagner to a parole-eligible term.” Id. at 72a-73a.
The Arizona Supreme Court subsequently issued
its decision in Bassett. It also granted the State’s
petitions for review in Petitioners’ cases, vacated the
Court of Appeals’ decisions, and remanded for further
proceedings consistent with Bassett. Id. at 44a-45a,
74a-75a, 88a-90a, 102a-103a.
On remand, the Arizona Court of Appeals denied
relief to all Petitioners. It summarily denied relief in
three cases, citing Bassett. Id. at 46a, 91a, 104a. In
the other two cases, the Court of Appeals held it was
compelled by Bassett to conclude that the sentences
were “not mandatory under Miller” because the
sentencer had a choice between two life sentences,
neither of which afforded parole. Id. at 77a, 107a.
Petitioners sought review in the Arizona Supreme
Court, which the court summarily denied. Id. at 47a,
78a, 92a, 105a, 109a.
This petition follows.
18
REASONS FOR GRANTING THE PETITION
Three Justices of this Court would have summarily
reversed the Arizona Supreme Court’s decision in
Bassett as “plainly inconsistent with Miller,
Montgomery, and Jones.”
144 S. Ct. at 2496
(Sotomayor, J., dissenting from denial of certiorari).
That is because from 1994—when Arizona
“completely abolished parole for people convicted of
felonies”—and 2014—when Arizona reinstated parole
for some juveniles—“Arizona courts had no discretion
to impose parole-eligible sentences.” Id. at 2495.
“This Court’s precedents require a ‘discretionary
sentencing procedure—where the sentencer can
consider the defendant’s youth and has discretion to
impose a lesser sentence than life without parole.’ ”
Id. (quoting Jones, 593 U.S. at 112). But “Arizona’s
sentencing scheme instead mandated life without
parole for juveniles.” Id. The mere “discretion to
consider youth as a mitigating factor” in choosing
between parole-ineligible sentences is not enough to
satisfy the Eighth Amendment, because “[s]entencing
courts must have the authority to actually ‘impose a
lesser sentence than life without parole.’ ” Id. at 2497
(quoting Jones, 593 U.S. at 112); see Bassett Pet. 1720, 22-24.
For the reasons described in detail in the petition
for certiorari in Bassett, the Arizona Supreme Court’s
decision in Bassett contravened this Court’s
precedents, while splitting from the consensus among
other state courts that provided relief to juveniles
sentenced to mandatory life-without-parole sentences
in materially indistinguishable circumstances. But
this joint petition does not seek to relitigate Bassett.
Instead, Petitioners’ mandatory life-without-parole
19
sentences raise distinct problems that this Court did
not consider in Bassett and that independently call out
for review. Indeed, the State’s representations to this
Court in Bassett reveal that Petitioners’ mandatory
life-without-parole sentences cannot stand.
I.
THIS PETITION WARRANTS REVIEW
NOTWITHSTANDING THE CERT DENIAL IN
BASSETT.
Petitioners’ cases differ from Bassett in two key
respects.
Given these differences, the State’s
arguments for denying review in Bassett are entirely
inapplicable here.
First, unlike in Bassett, several Petitioners were
eligible for the death penalty—meaning that the
sentencing judge did not impose life without parole as
the “harshest option” available. The sentencing judge
instead decided to impose life without parole as an act
of mercy. The logic of Bassett, and the State’s
arguments to this Court in Bassett, collapse in that
context.
Second, the State argued in Bassett that the
sentencing court there had “fortuitously complied
with Miller” based on a mistaken belief that parole
was available under state law. The State further
represented that, “but for” that mistaken belief, the
life-without-parole sentence would be unlawful. But
Petitioners here were all sentenced without any
indication that their sentencers mistakenly believed
parole was available.
A. The Death Penalty Distorted Any
Consideration Of Youth.
The State in Bassett urged this Court to deny
review because the sentencing court in that case,
20
presented with two sentencing options, selected “[t]he
harshest option.” Bassett BIO 20. According to the
State, the sentencer’s deliberate choice of the harshest
option meant that any resentencing “would be
functionally identical to the first sentencing.” Id. at 2.
That logic, however, completely collapses in cases—
like some of Petitioners’ cases here—where the death
penalty was available.
The sentencing in Bassett occurred after this Court
in Roper ruled the death penalty unconstitutional for
juveniles. The defendant in Bassett was therefore not
eligible for the death penalty and was instead eligible
only for Arizona’s two life-without-parole sentences.
Bassett was found guilty on two counts of murder, and
the sentencing court chose to impose the less harsh
sentence on one count and the harshest sentence on
the other.
By contrast, four Petitioners here were sentenced
years before Roper, when Arizona law made juveniles
death-eligible. Under that scheme, the State was first
required to prove an aggravating factor, after which
the defendant had “the burden of proving sufficient
mitigating
circumstances
to
overcome
the
aggravating circumstances and that a sentence less
than death is therefore warranted.” Kansas v. Marsh,
548 U.S. 163, 172-173 (2006) (discussing Arizona law).
The death penalty was therefore “mandatory”—even
for juveniles—if the sentencing judge found “one or
more statutory aggravating factors and no sufficiently
mitigating factors.” Pet. App. 3a (citing State v.
Williams, 800 P.2d 1240, 1249 (Ariz. 1987)). In all
death-penalty cases, “[t]he defendant’s age” was one
of the mitigating factors Arizona sentencing courts
considered in deciding whether to impose the death
21
penalty. Ariz. Rev. Stat. § 13-703(H)(5) (2001); see
Stanford v. Kentucky, 492 U.S. 361, 375 & n.5 (1989)
(noting that 29 States, including Arizona, had codified
the “constitutional requirement” that sentencers be
permitted to consider “the defendant’s age as a
mitigating factor in capital cases”), abrogated on other
grounds, Roper v. Simmons, 543 U.S. 551 (2005).
The logic of Bassett, and the State’s attempts to
defend it, fall apart in cases where a juvenile
defendant was eligible for the death penalty and the
sentencing court instead imposed a sentence of life
without parole. For defendants who were deatheligible, sentencing courts imposed life-withoutparole sentences as an act of mercy. The sentencing
court’s decision to impose a life-without-parole
sentence says nothing about whether the sentencing
court necessarily understood the defendant to be one
of the “relatively rare” children for whom a lifewithout-parole sentence was appropriate. Jones, 593
U.S. at 111-112. To the contrary, imposition of a lifewithout-parole sentence is strong evidence that the
sentencing court would have imposed a parole-eligible
sentence had Arizona law made such an option
available.
Petitioners’ cases illustrate why. In PetroneCabanas’s case, in deciding whether to impose the
death penalty, the sentencing court found that
“juvenile impulsivity played an important part” in the
crime and afforded his youth “very substantial weight
in mitigation.” Pet. App. 29a. His youth, his “genuine
remorse,” and his “amenability to rehabilitation” were
mitigating factors “sufficiently substantial to call for
leniency,” sparing Petrone-Cabanas from execution.
Id. at 32a. The court found that Petrone-Cabanas
22
committed his crime “impulsively, or in a quick lapse
of judgment,” and that his “young age helps explain
why a young man who had never before been in
trouble, who knew right from wrong and who had been
provided a strong moral foundation during his
formative years by his parents, family and
community, became unhinged from his strong moral
underpinnings.”
Id. at 23a-24a, 29a (citation
omitted). Such a “lack of substantial judgment,” the
court concluded, is “one of the often-present vagaries
of youth.” Id. at 24a. The court further credited his
“recognition of the horrific nature of his crimes,” his
“acceptance of responsibility,” his recognition “that he
deserved to be punished and that he wanted to be
punished,” and his decision to plead guilty “knowing
that his guilty pleas would not save him from
execution.” Id. at 22a, 29a-31a. Those facts led the
court to find that Petrone-Cabanas was “amenable to
rehabilitation.” Id. at 31a.
It is impossible on a record like this to maintain,
as the State maintained in Bassett, that any
resentencing with an option for parole “would be
functionally identical to the first sentencing.” Bassett
BIO 2. To the contrary, the sentencing judge’s
conclusion that Petrone-Cabanas was “amenable to
rehabilitation” strongly indicates that the judge would
have allowed for parole had such an option been
available. See Greenholtz v. Inmates of Nebraska
Penal & Corr. Complex, 442 U.S. 1, 8 (1979)
(describing “rehabilitation” as one of the main
purposes of a “state-created parole system”). “Life
without parole forswears altogether the rehabilitative
ideal” and “reflects an irrevocable judgment about an
offender’s value and place in society, at odds with a
child’s capacity for change.” Miller, 567 U.S. at 473
23
(citations, quotation marks, and brackets omitted). A
judge who deemed a defendant capable of
rehabilitation would not sentence the defendant to life
without parole.
The death penalty likewise distorted the
consideration of youth in other Petitioners’ cases. The
sentencing court in Wagner’s case found that he was
“an immature 16-year-old with extremely poor
judgment when he committed the offense,” which,
along with his “difficult family background,” was
“sufficiently substantial to call for life imprisonment
instead of death.” Pet. App. 53a, 57a. Arias gave up
his trial rights and pled guilty in exchange for the
State’s agreement to withdraw the death-penalty
charge. The State therefore urged the judge to
disregard Arias’s youth at sentencing because
“Defendant has already been given leniency due to his
young age, and other reasons in withdrawing the
death penalty.” 1/10/2003 State Revised Sentencing
Mem. at 8, State v. Arias, No. CR 99-12663 (Ariz.
Super. Ct.).
And in McLeod’s case, the State
emphasized that it “did not pursue the death penalty”
only “[b]ecause of defendant’s age at the time of the
offense,” see 1/27/1998 State Sentencing Mem. at 6,
State v. McLeod, No. CR 96-90611 (Ariz. Super. Ct.),
thus likewise urging that McLeod had already been
afforded leniency on account of his youth. Because
these defendants were sentenced before both Miller
and Roper, “the sentencing court could not have
adequately considered [their] youth, [their] capacity
for rehabilitation, or the necessity of a parole-eligible
sentence.” Bassett, 144 S. Ct. at 2497 (Sotomayor, J.,
dissenting from denial of certiorari).
24
The State argued in Bassett that the sentencing
judge’s decision to impose the “harshest option” was a
“functional outcome” “no different than if paroleeligibility had been on the books all along.” Bassett
BIO 20-21. The same cannot be said in cases where
juveniles were death-eligible. The judges in those
cases could have imposed the death penalty. They
instead chose leniency. Had parole been available,
there is every reason to think these judges would have
imposed a parole-eligible sentence.
B. There Was No “Actual Consideration Of
Parole-Eligibility” In Petitioners’ Cases.
In its brief in opposition in Bassett, the State did
not defend the Arizona Supreme Court’s conclusion
that “Miller and its progeny do not specifically require
the availability of parole when sentencing a juvenile.”
Bassett, 535 P.3d at 11. The State conceded that
“parole-eligibility is constitutionally required” and
agreed that “Arizona law did not provide a paroleeligible option” at the time. Bassett, 144 S. Ct. at 2496
(Sotomayor, J., dissenting from denial of certiorari)
(quoting Bassett BIO 1, 24). The State did “not argu[e]
that the mere existence of its two [life] sentencing
options saves it from a Miller violation.” Id. at 2496
(quoting Bassett BIO 1, 22-23).
Nevertheless, the State maintained that the
sentencing court in Bassett had “fortuitously complied
with Miller” because it considered Bassett’s youth
while operating under a “mistaken belief ” in the
availability of parole. Id. (quoting Bassett BIO 3, 27).
The State pointed to the fact that Bassett was
sentenced to natural life on one count but “life with
the possibility of parole after 25 years” on the second.
Bassett BIO 13 (quoting Bassett, 535 P.3d at 13)
25
(emphasis added and citation omitted). “But for the
sentencer’s actual consideration of parole-eligibility,”
the State represented, “there would be a Miller
violation.” Id. at 23.
That rationale cannot conceivably justify
Petitioners’ sentences here. None of the sentencing
judges in any of Petitioners’ cases gave any indication
they “fortuitously” complied with Miller or gave
“actual consideration of parole-eligibility” based on a
mistaken interpretation of state law.
In Wagner’s case, the Arizona Court of Appeals
expressly rejected any such contention, finding that
“the record negates” any argument that the
sentencing court “understood the life sentencing
alternatives as natural life and life with the
possibility of parole after 25 years.” Pet. App. 72a73a. The Arizona Court of Appeals added that “[a]t no
point during the sentencing proceedings in this case
did the superior court refer to ‘parole’ or convey that
it believed it could sentence Wagner to a paroleeligible term.” Id. at 73a.
The record for the other Petitioners is similarly
devoid of any evidence that the sentencer mistakenly
gave “actual consideration of parole-eligibility”—and
indicates the opposite.
Odom’s trial counsel
understood that the only release available was
executive clemency—and explained as much to the
judge: Odom was “getting life,” and although the
statute listed the “option” of “life with the possibility
of parole at 25 [years],” “[o]bviously that’s got to be a
decision from an executive officer,” and “there has
never been someone released on parole since the
statute was put in place.” 8/19/2011 Sentencing Tr. at
4, 17-18, Odom, No. CR 2010-121445-001 (Ariz. Super
26
Ct.). The sentencing transcripts in McLeod’s case
have been lost to time, making it impossible to
speculate whether the sentencer may have
mistakenly believed parole was available. And in
none of the other cases did the sentencing court
discuss or reference parole or suggest any mistaken
belief that parole was available.
The difficulty of parsing the records in these cases
illustrates why this Court in Jones reaffirmed that a
State’s compliance with the Eighth Amendment turns
on whether a State’s “sentencing regime[ ]” imposes
“mandatory life-without-parole sentences,” not on the
nature of a state judge’s “on-the-record sentencing
explanation” in a particular case. 593 U.S. at 114-115,
119. The constitutionality of a State’s sentencing
regime should not shift and spring depending on how
much a sentencing judge said about youth in each
case, or based on speculation that a judge may have
misunderstood state law in sentencing a defendant
years ago. Instead, it is “a State’s discretionary
sentencing system” that “is both constitutionally
necessary and constitutionally sufficient.” Id. at 105
(emphasis added).
The State in Bassett represented to this Court that
it was “not argu[ing] that the mere existence of its two
sentencing options saves it from a Miller violation.”
Bassett, 144 S. Ct. at 2496 (Sotomayor, J., dissenting
from denial of certiorari) (quoting Bassett BIO 22).
Instead, the State agreed that “there would be a
Miller violation” “[b]ut for the sentencer’s actual
consideration of parole-eligibility.”
Id. at 2499
(quoting Bassett BIO 23). The State prevailed in
Petitioners’ cases below on the basis of the very logic
it has now disclaimed. In each of these cases, the
27
Arizona Court of Appeals denied relief not due to any
sentencing judge’s mistaken belief in parole
eligibility, but because Petitioners’ sentencing courts
had a choice between “impos[ing] a sentence of life
with no possibility of release for 25 years” or “natural
life.” Pet. App. 77a. The Arizona Court of Appeals
thus adhered to the Arizona Supreme Court’s
reasoning in Bassett that a “choice between two [life]
sentencing options” satisfied the Eighth Amendment,
535 P.3d at 11, 13, which is the exact reasoning the
State has now forsworn. The State’s representations
to this Court in Bassett mean that Petitioners’
sentences cannot stand.
II.
THIS PETITION IS AN IDEAL VEHICLE TO
ADDRESS THIS IMPORTANT QUESTION.
This joint petition is an excellent vehicle to address
Arizona’s refusal to apply Miller, Montgomery, and
Jones. The lower courts in Arizona granted relief in
each case, and the Arizona Court of Appeals held in a
published opinion that the abolition of parole made
Arizona’s sentencing scheme unconstitutional.
Following Bassett, the Arizona Supreme Court
reversed those decisions, and the Arizona Court of
Appeals concluded that Bassett compelled it to deny
relief. In summarily denying review in each case, the
Arizona Supreme Court has confirmed it will not
revisit the issue. Because this is a joint petition
brought by five different Petitioners, even if an
unforeseen vehicle problem emerged in a particular
case, this Court would still be assured of its ability to
resolve the question presented.
Although this Court declined to review the petition
in Bassett, the State in that case pointed to potential
vehicle problems not present here. The sentencing
28
court in Bassett purported to impose one natural life
sentence and a separate sentence of “life with the
possibility of parole after 25 years,” which the Arizona
Supreme Court suggested was due to the sentencer’s
mistaken belief that parole was available under state
law. Bassett, 535 P.3d at 12-13. Here, by contrast,
Petitioners were each sentenced to natural life, and
there is no evidence that any of their sentencing
courts mistakenly believed they had the option to
impose parole-eligible sentences.
This petition presents a question of profound
importance—for Petitioners and all other Arizona
defendants sentenced to natural life as juveniles.
From 1994 to 2014, juveniles convicted of first-degree
murder in Arizona were sentenced to life without
parole under a sentencing scheme that offered no
lesser option.
“Arizona’s sentencing scheme is
actually harsher than what the states in Miller,
Montgomery, and Jones had,” and it “defies the
underlying principle * * * that it is cruel and unusual
to deny juvenile offenders at least some meaningful
chance to show that they can be rehabilitated.” 2
“Miller identified 28 States that had mandatory lifewithout-parole sentences for juveniles, including
Arizona,” but “Arizona remains the only one of those
states” that has refused to remedy those
unconstitutional sentences. Bassett, 144 S. Ct. at
2498-99 (Sotomayor, J., dissenting from denial of
certiorari) (citation and quotation marks omitted).
Other States with similar mandatory-sentencing
regimes have long since implemented discretionary
2
Matt Ford, He Committed a Double Murder at 16. Does He
Deserve to Die in Prison?, The New Republic (May 15, 2024),
https://perma.cc/KQH4-D5WX.
29
resentencing, reinstituted parole, or adopted some
other remedy to comply with this Court’s precedents.
Arizona’s solo refusal to do the same “run[s] headlong
into * * * Supreme Court precedent.”3
There is no prospect that the Arizona courts will
correct this error absent this Court’s intervention.
Since the Arizona Supreme Court’s decision in
Bassett, every Arizona court to consider the issue has
concluded that Bassett forecloses relief, including in
four cases that this Court granted, vacated, and
remanded post-Montgomery—and even where the
State conceded error and stipulated to resentencing.
See State v. Deshaw, No. 1-CA-CR 21-0512, 2024 WL
3160590, at *3-5 (Ariz. Ct. App. June 25, 2024)
(rejecting the argument that “the presence of a death
penalty option rendered any non-death sentence
unconstitutional” based on the erroneous conclusion
that “each sentencing court had the discretion to
sentence the Defendants to less than life without
parole”). A joint petition on behalf of a group of
defendants—each denied relief regardless of the
particular facts of his case—is an appropriate vehicle
for addressing whether Arizona’s 1994-2014 juvenile
sentencing scheme is unconstitutional.
***
If this Court rules in Petitioners’ favor, it will not
be deciding whether they are entitled to be released
from prison, nor would it prevent Petitioners from
being resentenced to life without parole. As this Court
explained in Jones, it is for “state sentencing judges
3
Adam Liptak, In Arizona, Life Sentences for Juveniles Test
Supreme Court Precedents, N.Y. Times (June 10, 2024)
https://www.nytimes.com/2024/06/10/us/supreme-court-arizonalife-sentence-juveniles.html.
30
and juries” to “determine the proper sentence in
individual cases.” 593 U.S. at 119-120. But it is “this
Court’s role” to “ensure that the trial judge had
‘discretion to impose a lesser punishment in light of
[the defendant’s] youth.’ ” Bassett, 144 S. Ct. at 2498
(Sotomayor, J., dissenting from denial of certiorari)
(quoting Jones, 593 U.S. at 120). This Court’s review
is urgently needed to bring to Arizona defendants
what this Court and every other State have long
recognized as “constitutionally necessary”: the
“discretion to impose a lesser sentence than life
without parole.” Jones, 593 U.S. at 105, 112.
31
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
MIKEL STEINFELD
MARICOPA COUNTY PUBLIC
DEFENDER
620 W. Jackson Street,
Suite 4015
Phoenix, AZ 85003
(602) 506-7711
mikel.steinfeld@maricopa.gov
Counsel for Petitioners
Felipe Petrone-Cabanas
and Jonathan Andrew
Arias
NATALEE SEGAL
BALLECER & SEGAL, LLP
1641 E. Osborn Road,
Suite 8
Phoenix, AZ 85014
(602) 295-9176
nataleesegal@gmail.com
Counsel for Petitioner
Christopher Lee McLeod
NEAL KUMAR KATYAL
Counsel of Record
KATHERINE B. WELLINGTON
WILLIAM E. HAVEMANN
DANA A. RAPHAEL
HOGAN LOVELLS US LLP
555 Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5600
neal.katyal@hoganlovells.com
Counsel for Petitioners
MICHAEL J. DEW
6501 N. Central Ave.
Phoenix, AZ 85012
(602) 234-0087
dewme@cox.net
Counsel for Petitioner
Charles Vincent Wagner
KERRIE DROBAN ZHIVAGO
ZHIVAGO LAW
1934 E. Camelback Rd.,
Suite 120-482
Phoenix, AZ 85016
(480) 612-3058
zhivagolaw@gmail.com
Counsel for Petitioner
Thomas James Odom
OCTOBER 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.