Reply Brief — Curtrina Martin, Individually and as Parent and Next Friend of G. W., a Minor, et al., Petitioners v. United States, et al.
Supreme Court briefApr 22, 2025
Ask Donna
What actually matters in this document.
Text
No. 24-362
In The
Supreme Court of the United States
CURTRINA MARTIN, ET AL.,
Petitioners,
v.
UNITED STATES OF AMERICA, ET AL.,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the Eleventh Circuit
REPLY BRIEF FOR PETITIONERS
Lisa C. Lambert
LAW OFFICE OF
LISA C. LAMBERT
245 N. Highland Ave.,
Suite 230-139
Atlanta, GA 30307
Patrick Jaicomo
Counsel of Record
Anya Bidwell
Dylan Moore
Jared McClain
INSTITUTE FOR JUSTICE
901 N. Glebe Rd.,
Suite 900
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
Counsel for Petitioners
Additional counsel listed on inside cover.
Zack Greenamyre
MITCHELL SHAPIRO
GREENAMYRE & FUNT
881 Piedmont Ave.
Atlanta, GA 30309
Jeffrey R. Filipovits
SPEARS & FILIPOVITS
315 W. Ponce de Leon Ave.,
Suite 865
Decatur, GA 30030
i
TABLE OF CONTENTS
Page
Reply Argument..................................................................1
I.
The parties agree that the answer to QP1 is
no. ...................................................................................3
II. The government refuses to answer QP2. .................5
A. Assessing the discretionary-function
exception’s scope is necessary to decide
QP2. ..........................................................................5
B. The proviso’s interaction with Section
2680’s other exceptions is beyond the
scope of QP2. ...........................................................7
III. The best way to answer QP2 is to harmonize
the exception and proviso. ..........................................9
IV. If the Court finds the exception and proviso
conflict, the proviso should still prevail. .................16
A. The government’s arguments defy the
text of the FTCA and render the proviso
a nullity. .................................................................16
B. Although the FTCA’s historical context
is not the law, it confirms the meaning of
the Act’s text. .......................................................22
Conclusion ..........................................................................24
ii
TABLE OF AUTHORITIES
Page
CASES
Abitron Austria GmbH
v. Hetronic International, Inc.,
600 U.S. 412 (2023) ........................................................8
Alaska v. United States,
545 U.S. 75 (2005) ..................................................17–19
Ali v. Federal Bureau of Prisons,
552 U.S. 214 (2008) ......................................................21
Babb v. Wilkie,
589 U.S. 399 (2020) ......................................................10
Carlson v. Green,
446 U.S. 14 (1980) ..................................................19, 23
Cipollone v. Liggett Group,
505 U.S. 504 (1992) ........................................................4
Dolan v. USPS,
546 U.S. 481 (2006) ......................................................20
Egbert v. Boule,
596 U.S. 482 (2022) ......................................................23
FDIC v. Meyer,
510 U.S. 471 (1994) ..........................................11–12, 20
Graham v. Connor,
490 U.S. 386 (1989) ......................................................15
Haile v. Pittman,
389 S.E.2d 564 (Ga. Ct. App. 1989) ...........................14
Harlow v. Fitzgerald,
457 U.S. 800 (1982) ......................................................11
iii
Hatahley v. United States,
351 U.S. 173 (1956) ........................................................9
HollyFrontier Cheyenne Refining, LLC
v. Renewable Fuels Ass’n,
594 U.S. 382 (2021) ......................................................17
Indian Towing Co. v. United States,
350 U.S. 61 (1955) ....................................................9, 11
Jones v. Hendrix,
599 U.S. 465 (2023) ........................................................6
Kordash v. United States,
51 F.4th 1289 (11th Cir. 2022) ......................................3
Lake Country Estates, Inc.
v. Tahoe Regional Planing Agency,
440 U.S. 391 (1979) ........................................................7
Linder v. United States,
937 F.3d 1087 (7th Cir. 2019) .....................................12
Molzof v. United States,
502 U.S. 301 (1992) ......................................................20
National Ass’n of Manufacturers v. DOD,
583 U.S. 109 (2018) ......................................................23
Nguyen v. United States,
556 F.3d 1244 (11th Cir. 2009) ...............................6, 21
Rayonier v. United States,
352 U.S. 315 (1957) ......................................................15
Richards v. United States,
369 U.S. 1 (1962) ............................................................4
Riegel v. Medtronic, Inc.,
552 U.S. 312 (2008) ........................................................4
iv
Sheridan v. United States,
487 U.S. 392 (1988) ................................................13–14
Shivers v. United States,
1 F.4th 924 (11th Cir. 2021) ........................................12
Simmons v. Himmelreich,
578 U.S. 621 (2016) ........................................................8
Smith v. United States,
507 U.S. 197 (1993) ........................................................8
Torres-Estrada v. Cases,
88 F.4th 14 (1st Cir. 2023) ..........................................12
United States v. Gaubert,
499 U.S. 315 (1991) ..................................3, 9–11, 13, 20
United States v. Hayes,
555 U.S. 415 (2009) ......................................................20
United States v. Shearer,
473 U.S. 52 (1985) ........................................................15
United States v. Varig Airlines,
467 U.S. 797 (1984) ........................................................6
United States v. Yellow Cab Co.,
340 U.S. 543 (1951) ......................................................20
Warger v. Shauers,
574 U.S. 40 (2014) ........................................................22
Wyatt v. Cole,
504 U.S. 158 (1992) ......................................................12
Xi v. Haugen,
68 F.4th 824 (3d Cir. 2023) .........................................12
v
CONSTITUTIONAL AND STATUTORY PROVISIONS
18 U.S.C. 981(b) .................................................................21
19 U.S.C. 1605 ....................................................................21
28 U.S.C. 1346(b)(1).....................................................12–13
28 U.S.C. 2674 ................................................................4, 11
28 U.S.C. 2680 ......................................................................1
28 U.S.C. 2680(c)................................................................21
28 U.S.C. 2680(h) .........................................................11, 15
28 U.S.C. 2680(k) .................................................................8
Georgia Code Annotated 51-1-13 ....................................14
Georgia Code Annotated 51-1-14 ....................................14
Georgia Code Annotated 51-7-1 ......................................14
Georgia Code Annotated 51-7-20 ....................................14
Georgia Code Annotated 51-7-40 ....................................14
Georgia Code Annotated 51-7-81 ....................................14
RULES
Fed. R. Crim. P. 41(e)(2)(A).............................................12
OTHER AUTHORITIES
Andrew H. Malcolm, Drug Raids Terrorize 2
Families—by Mistake, N.Y. Times (Apr. 29,
1973) ..............................................................................23
Caleb Nelson, What is Textualism?, 91 Va. L.
Rev. 347 (2005) .............................................................22
vi
Cornelius J. Peck, The Federal Tort Claims Act:
A Proposed Construction of the Discretionary
Function Exception, 31 Wash. L. Rev. & State
Bar J. 207 (1956) ......................................................9–10
Frank H. Easterbrook, The Role of Original
Intent in Statutory Construction, 11 Harv. J.
L. & Pub. Pol’y 59 (1988) ............................................23
H.R. Rep. No. 100-700 (1988).............................................4
Samuel L. Bray, The Mischief Rule, 109 Geo. L.
J. 967 (2021) ..................................................................22
William Baude & Stephen E. Sachs, The Law of
Interpretation, 130 Harv. L. Rev. 1079 (2017) ........22
1
REPLY ARGUMENT
This Court granted certiorari to address two questions.
QP1: Whether the Constitution’s Supremacy
Clause bars claims under the Federal Tort
Claims Act when the negligent or wrongful
acts of federal employees have some nexus
with furthering federal policy and can reasonably be characterized as complying with the
full range of federal law.
The answer is no, and the parties agree. Court-appointed amicus attempts to import the Supremacy
Clause into the FTCA through the concept of preemption. But that doctrine has no relationship to the Eleventh Circuit’s Supremacy Clause bar, which baselessly
renders the FTCA unconstitutional unless a plaintiff can
prove a violation of clearly established constitutional
law as a precondition to a tort claim.
QP2: Whether the discretionary-function exception
is categorically inapplicable to claims arising
under the law enforcement proviso to the intentional torts exception.
The answer is yes. As Petitioners have explained, resolving QP2 requires the Court to assess whether two
provisions of 28 U.S.C. 2680—the discretionary-function
exception and the law-enforcement proviso—conflict.
Pet. Br. 21–22. If they do not, the Court need not go further. Id. at 39–40. And if they do, the Court can resolve
the conflict by applying familiar canons of statutory interpretation. Id. at 40.
2
Rather than address QP2, the government asks the
Court to answer a different question: “whether the law
enforcement proviso * * * removes [its] claims from the
scope of the FTCA’s 12 other exceptions[.]” Gov’t Br. 6
see also id. at 21, 24, 34–35 (similar). To answer this revised QP2, the government contends that the Court
must: (1) assume that the exception necessarily conflicts
with the law-enforcement proviso; and then (2) decide
whether the proviso trumps each “of the FTCA’s other
exceptions, including the discretionary function exception[.]” Id. at 34–35.
But this Court did not ask the question the government now attributes to it—and for good reason. The
government’s approach would require the Court to
begin by assuming that the discretionary-function exception barred Petitioners’ claims below (a false premise) and conclude by settling all potential conflicts between the proviso and the other provisions of Section
2680 (a question far beyond the scope of this case). See
pp. 5–9, infra. On both ends, the government discards
basic tenets of statutory interpretation and distorts
FTCA jurisprudence.
In the process, the government advances a theory of
the discretionary-function exception so expansive that
it threatens to swallow the proviso entirely. Gov’t Br.
36–37, 41–43. To avoid total nullification, the government advances an atextual, ahistorical carve-out from
the discretionary-function exception that would require
plaintiffs to successfully plead a Bivens claim to recover
for ordinary torts under the FTCA. Id. at 36–37.
Petitioners, meanwhile, rely on text and precedent.
The discretionary-function exception protects only “legislative and administrative decisions grounded in social,
3
economic, and political policy[.]” United States v.
Gaubert, 499 U.S. 315, 323 (1991) (citation omitted). This
categorically excludes intentional torts committed by
law-enforcement officers. Petitioners’ approach allows
the Court to harmonize the discretionary-function exception and the law-enforcement proviso by applying its
precedent and answering only the questions presented.
Still, if the Court finds that the two provisions conflict, it should hold that the law enforcement proviso
prevails. Resolving conflict in the proviso’s favor honors
the text Congress enacted and ensures that the 1974
amendment to the FTCA is not eviscerated in its core
applications—like when federal officers raid the wrong
house.
I.
The parties agree that the answer to QP1 is no.
The government and Petitioners agree that the answer to QP1 begins and ends with the name of the statute: the Federal Tort Claims Act. Pet. Br. 47–51; Gov’t
Br. 47. As the government explains, “when [a] federal
law” like the FTCA “waives the United States’ immunity and authorizes the government to be sued, the Supremacy Clause instructs courts to permit those suits.”
Gov’t Br. 47.
The Eleventh Circuit’s Supremacy Clause bar creates a free-floating regime of qualified sovereign immunity whenever an officer’s actions “have some nexus
with furthering” amorphous “federal policy[.]” Kordash
v. United States, 51 F.4th 1289, 1293 (11th Cir. 2022) (citation omitted). But here, there is no conflict between
state and federal law. The FTCA “was designed primarily to remove the sovereign immunity of the United
4
States” when a federal employee violates incorporated
state tort law. Richards v. United States, 369 U.S. 1, 6
(1962).
To defend the ruling below, Court-appointed amicus
improperly conflates federal preemption with the Supremacy Clause bar. See Amicus Br. 19–23, 26–32.
Preemption can preclude tort suits against private parties “if [state] law actually conflicts with federal law[.]”
Cipollone v. Liggett Grp., 505 U.S. 504, 516 (1992). But
because the elements of proviso torts hinge on an act’s
unlawfulness, preemption plays no role. See pp. 13–14 &
n.4, infra. Even if negligence claims were involved,
preemption on the merits would be a far cry from the
Supremacy Clause bar. E.g., Riegel v. Medtronic, Inc.,
552 U.S. 312, 330 (2008) (specific preemption clause in
federal statute barred negligence claims against medical-device manufacturer). In any event, the parties
agree that the discretionary-function exception—not
the Supremacy Clause—expresses Congress’s judgment about how the FTCA interacts with the rest of federal law. Pet. Br. 48; Gov’t Br. 47; BIO 20–21.
Amicus’s other argument, which hinges on the government’s authorization to invoke “any * * * defenses
to which the United States is entitled,” 28 U.S.C. 2674,
fares no better. Congress added that language through
the Westfall Act to clarify that the United States can assert “ordinary tort defenses” in FTCA suits. H.R. Rep.
No. 100-700, at 5 (1988). It does not revive defenses that
the FTCA otherwise forecloses. Contra Amicus Br. 24–
25, 40.
5
II.
The government refuses to answer QP2.
The government rewrites QP2 to ask “whether the
law enforcement proviso * * * removes [its] claims from
the scope of the FTCA’s 12 other exceptions[.]” Gov’t
Br. 6; see also id. at 21, 24, 34–35. By doing so, the government urges the Court to assume two things: First,
that the discretionary-function exception and the lawenforcement proviso necessarily conflict (such that
there is no need to construe the discretionary-function
exception). Second, that all 12 exceptions in Section 2680
interact with the proviso identically (such that the proviso’s failure to overcome one exception renders it unable to overcome any exception). Neither assumption is
warranted.
A. Assessing the discretionary-function exception’s scope is necessary to decide QP2.
The government has buyer’s remorse about the
question it asked the Court to consider: “Whether the
discretionary function exception is categorically inapplicable to claims arising under the law enforcement proviso to the intentional torts exception.” BIO 21.
Linguistically, the answer to this question can be yes
for two reasons: Either because the category of claims
barred by the discretionary-function exception does not
encompass the category of claims allowed by the law-enforcement proviso (the harmony approach), or—if the
categories overlap—because the proviso exempts its
claims from the discretionary-function exception (the
hostility approach). See Pet. Br. 21–22. Under either approach, QP2 cannot be answered without assessing
whether the exception applies to the claims the proviso
6
allows. Still, this inquiry does not require the Court “to
define with precision every contour of the discretionary
function exception.” United States v. Varig Airlines, 467
U.S. 797, 813 (1984). It merely asks whether two discrete categories overlap.
By rewriting QP2 to ask whether the proviso “removes [its] claims” from the discretionary-function exception, Gov’t Br. 6, the government incorrectly presumes that the harmony approach is off the table. 1 But
the courts should read statutory provisions “in harmony, not set them at cross-purposes.” Jones v. Hendrix, 599 U.S. 465, 478 (2023).
The government goes further. Not only does it urge
this Court to assume the discretionary-function exception applies here, Gov’t Br. 40–41, but it also implores
the Court to affirm on that basis, id. at 24. This combination asks the impossible. The courts below did not hold
that Petitioners’ proviso claims were barred by the discretionary-function exception. Pet. App. 18a–19a (Eleventh Circuit holding proviso claims were barred by the
Supremacy Clause, not the discretionary-function exception); Pet. App. 26a–27a (district court holding the
same). Nor could they—such a holding would defy circuit precedent. Nguyen v. United States, 556 F.3d 1244,
1257 (11th Cir. 2009). But see Gov’t Br. 39 (claiming that
“[t]he courts below determined that petitioners’
A similar question could be “whether regulations governing
gas-powered vehicles are categorically inapplicable to vehicles
made by Tesla.” The answer is yes. Because Tesla makes only electric vehicles, resolving the question does not require the assumption that gas-powered-car regulations apply to Tesla unless some
provision removes Tesla vehicles from the regulations. Tesla vehicles never fell within the regulations in the first place.
1
7
[proviso claims] fall within * * * the discretionary function exception”).
If the government had urged the Court to grant certiorari to address whether the proviso “removes [its]
claims” from the discretionary-function exception, Gov’t
Br. 6, Petitioners would have objected to that framing—
the QP would have assumed a holding that was never
made below, see Pet. App. 18a–19a. In any event, that is
not what QP2 asks. Given the decisions below and the
language of QP2, the only way for the Court to find that
Petitioners’ proviso claims are barred by the discretionary-function exception is to hold that Petitioners’ proviso claims are barred by the discretionary-function exception.
B. The proviso’s interaction with Section
2680’s other exceptions is beyond the scope
of QP2.
By broadening the question presented to “the
FTCA’s 12 other exceptions,” Gov’t Br. 6, the government asks the Court to issue an advisory opinion on the
scope of every exception in Section 2680 without even
analyzing if, let alone how, these exceptions might conflict with the proviso. But this Court does not address
“any issues other than those fairly comprised within the
question presented,” absent exceptional circumstances.
Lake Country Ests., Inc. v. Tahoe Reg’l Plan. Agency,
440 U.S. 391, 398 (1979).
Each of the FTCA’s exceptions requires its own textual analysis because, again, the Court’s role is to avoid
inter-statutory conflict, not presume it. True, some of
Petitioners’ textual arguments may apply to the other
8
exceptions. But others would not. Either way, other conflicts within Section 2680 are beyond the scope of this
case. Cf. Simmons v. Himmelreich, 578 U.S. 621, 629
(2016) (“If the Government is right about the other provisions of Chapter 171, the Court may hold so in the appropriate case.”).
Although the government asks the Court to settle
every potential dust-up between the proviso and the
rest of Section 2680, it can only identify a single hypothetical conflict: the foreign-country exception. Gov’t
Br. 29–30 (citing 28 U.S.C. 2680(k)). The government implies that, unless the proviso can defeat the foreigncountry exception, it cannot overcome the discretionary-function exception. Ibid. But that result does not follow.
The foreign-country exception codifies an established canon of construction: Domestic statutes do not
apply internationally unless Congress explicitly says so.
See, e.g., Smith v. United States, 507 U.S. 197, 204 (1993)
(explaining that the “longstanding” “presumption
against extraterritorial application of United States
statutes * * * is doubly fortified by the language of” the
FTCA (cleaned up)). This presumption may prevent the
proviso from reaching extraterritorially, even without
Section 2680(k). Cf. Abitron Austria GmbH v. Hetronic
Int’l, Inc., 600 U.S. 412, 420 (2023) (“[E]ven statutes . . . that expressly refer to ‘foreign commerce’ * * * are not extraterritorial.” (citation omitted)). As a result, the presumption against extraterritoriality could support the argument that the foreigncountry exception overrides the proviso should the
Court find that those provisions conflict in an appropriate case. But extraterritoriality has nothing to do with
9
potential conflict between the proviso and the discretionary-function exception.
III.
The best way to answer QP2 is to harmonize
the exception and proviso.
The simplest way to resolve QP2 is to hold that the
discretionary-function exception is categorically inapplicable to claims under the law-enforcement proviso because each subsection addresses a distinct category of
claims. The discretionary-function exception reinstates
sovereign immunity for claims that disguise policy disputes as tort suits. The law enforcement proviso, meanwhile, waives sovereign immunity for intentional torts
that are necessarily unlawful. The two do not overlap,
and this Court has never held that they do. 2
1. “Discretionary function” is a legislative term of art
that cannot be disentangled from regulatory policy. Pet.
Br. 24–28; see also Gaubert, 499 U.S. at 325 (“the policy
of the regulatory regime”). Congress used this term of
art precisely because it refers to administrative discretion vested in the executive by law. See Sisk Amicus Br.
18; Pet. Br. 27–28; Cornelius J. Peck, The Federal Tort
Claims Act: A Proposed Construction of the Discretionary Function Exception, 31 Wash. L. Rev. & State Bar
J. 207, 212–213 (1956) (Peck).
By our count, this Court has interpreted the discretionaryfunction exception eight times, including Indian Towing Co. v.
United States, 350 U.S. 61 (1955). Pet. Br. 28–30. In the only case
that did not involve negligence—Hatahley v. United States, 351
U.S. 173 (1956)—the Court held that the discretionary-function exception did not cover federal employees’ intentional torts.
2
10
Moreover, when Congress specified that a claim
must be “based upon” the exercise or the failure to exercise such a discretionary function—as opposed to
“arising” out of some act, as in the rest of Section 2680
(see Pet. Br. 26)—it created a causality requirement. Cf.
Babb v. Wilkie, 589 U.S. 399, 405 (2020) (“[T]he phrase
‘based on’ indicates a but-for causal relationship.” (citation omitted)). For a claim to fall within the exception,
then, the plaintiff’s injury must have resulted from the
federal employee’s exercise of a “legislative [or] administrative” power that was delegated to the employee to
further some “social, economic, [or] political policy.”
Gaubert, 499 U.S. at 323. An act disconnected from policy cannot be based on it. See Peck at 228.
The government does not respond to these arguments. Instead, it merely claims that “[d]iscretionary
conduct is not confined to the policy or planning level.”
Gov’t Br. 44 (quoting Gaubert, 499 U.S. at 325). But not
all exercises of discretion are “discretionary functions.”
As Gaubert teaches, protected conduct—even at the operational level—must still be rooted in “established governmental policy.” 499 U.S. at 324. If no statute, regulation, or agency guideline confers discretion on an employee to make policy determinations, the discretionaryfunction exception cannot protect his action. Ibid.; see
also Pet. Br. 30–31.
2. Rather than engage with Petitioners’ arguments
about the discretionary-function exception, the government urges the Court to import the doctrine of qualified
immunity into Gaubert’s first prong, Gov’t Br. 36–37,
and disregard its second, id. at 42–43 (conceding that
line-level police do not make policy). Under the government’s theory, federal employees exercise discretion
11
under Gaubert’s first prong whenever their actions involve an “element of judgment or choice,” unless
“clearly established statutory or constitutional” law
“specifically prescribes a course of action[.]” Id. at 36–37
(mashing together Gaubert and Harlow v. Fitzgerald,
457 U.S. 800, 818 (1982)). And the exercise of that discretion satisfies Gaubert’s second prong anytime an officer merely executes federal policy. Id. at 42–43. But
see 28 U.S.C. 2680(h) (waiving immunity when officers
“empowered * * * to execute searches” commit enumerated torts (emphasis added)). The upshot is that—
unless a law-enforcement officer violates a mandatory
statute or clearly established constitutional law—the
discretionary-function exception swallows the proviso.
See Gov’t Br. at 37.
The government’s interpretation defies text, history, and the linear nature of time. The discretionaryfunction exception, which Congress enacted in 1946, predates this Court’s creation of the clearly-established test
by nearly four decades. See Public Accountability Amicus Br. at 19. Yet the government asks this Court to find
that the FTCA’s drafters clairvoyantly embedded qualified sovereign immunity “into a statute designed to
limit” immunity. Indian Towing Co. v. United States,
350 U.S. 61, 69 (1955). Cf. FDIC v. Meyer, 510 U.S. 471,
478 (1994) (“[T]he United States simply has not rendered itself liable under [the FTCA] for constitutional
tort claims.”).
The government offers no textual justification for its
interpretation because there is none. The FTCA makes
the United States liable for its employees’ torts “in the
same manner and to the same extent as a private individual under like circumstances.” 28 U.S.C. 2674; see
12
also 28 U.S.C. 1346(b)(1). Private individuals, of course,
do not enjoy qualified immunity. Wyatt v. Cole, 504 U.S.
158, 168 (1992). And it makes no sense to superimpose a
doctrine that defends officers against individual liability
onto a statute that assumes government liability. Xi v.
Haugen, 68 F.4th 824, 839–840 (3d Cir. 2023) (“[T]he
chilling effect and social costs” associated with individual liability “are absent in the FTCA context[.]”); see
also Meyer, 510 U.S. at 485 (noting qualified immunity
would not be available to a federal agency).
No circuit court has ever adopted the government’s
position, though several have rejected it. E.g., Xi, 68
F.4th at 839–840; Torres-Estrada v. Cases, 88 F.4th 14,
22 (1st Cir. 2023); see also Loumiet v. United States, 828
F.3d 935, 943 (D.C. Cir. 2016) (declining to incorporate
the clearly-established test into the discretionary-function exception without settling the issue). Even the Seventh and Eleventh Circuits, which the government cites
in its favor, have not accepted its qualified immunity
theory. Shivers v. United States, 1 F.4th 924 (11th Cir.
2021); Linder v. United States, 937 F.3d 1087 (7th Cir.
2019).
This case illustrates the absurd results that flow
from the government’s theory. The government would
have the Court hold that, when a federal law-enforcement officer obtains a warrant commanding him to
search a specific place, (1) the officer nevertheless retains discretion to search a different place, 3 and (2) the
The government’s suggestion that Agent Guerra had even colloquial “discretion” to raid Petitioners’ home is puzzling. Federal
law does not give officers discretion to execute warrants wherever
they’d like. See Fed. R. Crim. P. 41(e)(2)(A) (warrant must “identify
3
13
exercise of that discretion is the sort of policy decision
Congress intended to immunize. Gov’t Br. 44–45 (applying the government’s understanding of the exception to
the facts of this case). As we have explained, this is a far
cry from the “legislative and administrative decisions
grounded in social, economic, and political policy” that
this Court has found the exception to protect. Gaubert,
499 U.S. at 323 (citation omitted). See Pet. Br. 28–33.
3. The government argues that straying from its allinclusive interpretation of the discretionary-function
exception would allow state tort law to reach the actions
of federal police, whose job it is to “engage in activities
that could be tortious if engaged in by a private person[.]” Gov’t Br. 43. This fear is unfounded.
The United States does not need the discretionaryfunction exception to shield it from liability for lawful
law-enforcement actions. All FTCA cases begin with
Section 1346(b)(1), which waives the government’s sovereign immunity “under circumstances where the
United States, if a private person, would be liable to the
claimant” under state law. 28 U.S.C. 1346(b)(1). Thus, to
invoke the FTCA’s initial waiver of immunity, a plaintiff
must satisfy the elements of the relevant state tort. If
he fails to do so, the United States’ sovereign immunity
remains intact; there is no need to consider the FTCA’s
exceptions. See Sheridan v. United States, 487 U.S. 392,
the person or property to be searched” and “command the officer to
* * * execute the warrant” there). Here, the warrant commanded
Guerra and his SWAT team to search 3741 Landau Lane; they were
not empowered to instead search Petitioners’ house at 3756 Denville Trace. D. Ct. Doc. 83-6, at 10. Guerra did not harm Petitioners
by picking one permissible course of action over another—he failed
to comply with a court’s mandatory directive.
14
400 (1988) (FTCA exceptions “should * * * be construed to apply only to claims that would otherwise be
authorized by the basic waiver of sovereign immunity.”).
Congress understood that the elements of state tort
law prevent runaway FTCA liability. Consider the elements of a battery in Georgia. To prevail, a plaintiff must
prove his injury was not “justified under some rule of
law.” Ga. Code Ann. 51-1-13. If an officer entered a house
for which he had a warrant and arrested the suspect inside, there would be no tort under Georgia law. See
Haile v. Pittman, 389 S.E.2d 564, 566 (Ga. Ct. App. 1989)
(no claim for battery against security guard and police
officers who had probable cause to arrest alleged trespassers). Thus, the suspect’s FTCA claim would fail—
not because the discretionary-function exception reinstates sovereign immunity, but because Section 1346(b)
never waived it.4 In other words, lawful police actions
are not spared by the discretionary-function exception.
Liability—whether attributable to the United States or
individual officers—never existed to begin with.
At bottom, the government appears concerned about
paying for officers’ mistakes in “circumstances that are
tense, uncertain, and rapidly evolving.” Gov’t Br. 42
The other proviso torts work the same way. Under Georgia
law, for example, assault is only actionable if it’s “illegal” or “violent,” Ga. Code Ann. 51-1-14; false imprisonment covers only “unlawful detention,” Ga. Code Ann. 51-7-20; false arrest and malicious
prosecution must lack “probable cause,” Ga. Code Ann. 51-7-1, 517-40; and abuse of process can only be committed “[w]ithout substantial justification,” Ga. Code Ann. 51-7-81. If a plaintiff cannot
prove that the officer acted unlawfully, Section 1346(b) stops an
FTCA claim at the front door, so there is no need to atextually reinforce the back door.
4
15
(quoting Graham v. Connor, 490 U.S. 386, 397 (1989)).
That was also Congress’s concern in 1946, when it excepted intentional torts from the FTCA’s coverage. As
the Department of Justice put it at the time, the intentional-torts exception would kick in when “some agent
of the Government gets in a fight with some fellow . . . [a]nd socks him.” United States v. Shearer, 473
U.S. 52, 55 (1985) (plurality opinion) (citation omitted).
This history imparts two lessons that support Petitioners’ arguments. First, when the FTCA was drafted,
Congress viewed intentional torts and discretionary
functions as categorically distinct concepts, each meriting its own exception. Second, in 1974, Congress
changed its mind about the scope of the intentional-torts
exception. After the Collinsville raids, Congress decided
that avoiding responsibility for a police officer’s unlawful decision to “sock a fellow” is unjust. So it assumed
responsibility for six specific torts when committed by
“law enforcement officers of the United States Government.” 28 U.S.C. 2680(h).
Had Congress believed that proviso claims for
wrong-house raids would be instantly defeated by the
discretionary-function exception, it wouldn’t have bothered. Aware of this, the government engrafts a clearlyestablished-law carve-out onto the discretionary-function exception to curtail its statutory obligations without rendering the proviso a complete nullity. But this
carve-out is nowhere to be found in the text of the
FTCA.
If Congress shares the government’s concerns, it can
amend the FTCA again. But the courts cannot. Rayonier Inc. v. United States, 352 U.S. 315, 320 (1957).
16
IV.
If the Court finds the exception and proviso
conflict, the proviso should still prevail.
Alternatively, if the Court finds that the law-enforcement proviso and the discretionary-function exception conflict, the FTCA’s text and structure resolve the
conflict in the proviso’s favor. See Pet. Br. 40–47. The
government’s arguments to the contrary fail as a matter
of statutory interpretation and would require the Court
to ignore why the proviso was passed in the first place.
A. The government’s arguments defy the text
of the FTCA and render the proviso a nullity.
Invoking the FTCA’s grammar and the general nature of provisos, the government contends that “the proviso in subsection (h) modifies only the exception in subsection (h),” so it does not affect “the 12 other subsections” of 2680. Gov’t Br. 26–27. But the government’s argument faces two overarching problems: the text of the
statute and the rule against surplusage.
1. As we have explained, the proviso’s text mirrors—
and negates—the jurisdiction-stripping language in
Section 2680’s preamble, indicating that the proviso rewaives sovereign immunity for “any claim” arising under it. Pet. Br. 42. The government concedes that Section 2680’s three references to “[t]he provisions of this
chapter and section 1346(b) of this title” are “perhaps
most naturally read to refer to” sections of the FTCA
“other than Section 2680 itself [.]” Gov’t Br. 33 n.3. Under this “most natural[]” reading, the discretionary-
17
function exception is not one of “[t]he provisions” that
“shall apply” to proviso claims. 5 See Pet. Br. 42.
Still, the government asks the Court to hold that the
proviso negates only the intentional-torts exception in
Section 2680(h). Gov’t Br. 25. This argument runs headlong into the Court’s decision in Alaska v. United States,
545 U.S. 75 (2005). There, interpreting the Alaska Statehood Act (ASA), the Court held that a proviso in one
statutory exception overcame another exception. Id. at
102–109.
The ASA split ownership of Alaskan lands between
the newly formed state and the federal government.
Alaska, 545 U.S. at 104. Under Section 5 of the ASA, the
default rule was that Alaska had title to all lands in the
Alaskan Territory other than those to which the United
States already had title. Ibid. Section 6, however, laid
out various exceptions to this rule. One exception, Section 6(m), gave Alaska presumptive title to lands covered by the Submerged Lands Act. Id. at 79. A separate
exception, Section 6(e), gave Alaska title over lands
identified by three other federal statutes. Id. at 104–105.
But Section 6(e) also included a proviso: “Provided, That
such transfer shall not include lands * * * set apart as
refuges or reservations for the protection of wildlife[.]”
Id. at 105.
The government’s alternative reading would require the
Court to interpret three instances of the same language to mean
different things. But absent “persuasive countervailing evidence,”
this Court does not presume that “Congress meant to adopt one
meaning of [a] term in” one subpart of a statute “and a different one
next door[.]” HollyFrontier Cheyenne Ref., LLC v. Renewable
Fuels Ass’n, 594 U.S. 382, 389 (2021).
5
18
Alaska sought title to Glacier Bay National Park, a
piece of land that fell within Section 6(m)’s presumption
of state title but that had also been “set apart” as a “refuge or reservation,” triggering Section 6(e)’s proviso.
Alaska, 545 U.S. at 80–81. Just as the government argues here, Alaska claimed that “the proviso applie[d]
only to [lands] set aside under the three * * * statutes
named in [Section 6(e)]”—the subsection in which the
proviso sat—and extended no further. Id. at 106.
The Court rejected Alaska’s argument. Because Section 6(e)’s proviso operated “affirmatively and independently, as an expression of Congress’ intent” to retain ownership over certain land, the proviso was not
cabined to Section 6(e) alone. Alaska, 545 U.S. at 108.
Such a “broad statement of intent,” the Court concluded,
“applies with just as much force to [lands] that fall
within § 6(e)’s initial clause as to those that do not.” Ibid.
The dispute in Alaska mirrors the dispute here. Like
Alaska, the government argues that “if Congress had intended to create a general rule applicable” beyond Section 2680(h), “it would not have attached the proviso to
a particular exception.” Gov’t Br. 27. But in Alaska, Congress’s decision to attach the proviso to a single subsection did not negate the independent force of its text. 545
U.S. at 108. Furthermore, in both the ASA and FTCA,
the relevant proviso is introduced with a colon, and
“Congress separated the proviso from every other exception by ending each subsection with a period.” Gov’t
Br. 27–28. But neither of these factors led the Alaska
Court to cabin Section 6(e)’s proviso. Even Justice
Scalia, who dissented in Alaska, agreed that provisos
can reach beyond their preceding language when they
modify a different antecedent and announce a free-
19
standing rule. 545 U.S. at 114–115 (Scalia, J., dissenting
in part). As we have explained, the law-enforcement
proviso does both. See Pet. Br. 23, 42.
The government does not explain why its arguments
are meaningfully different than those this Court rejected in Alaska. But it nevertheless asks this Court to
ignore the proviso’s text to reach a result that Congress
plainly did not intend—the dismissal of proviso claims
arising out of a federal wrong-house raid.
2. By ignoring the plain text, the government’s interpretation of the FTCA renders the proviso surplusage.
The government’s interpretation of “discretionary function,” which effectively encompasses every government
decision that is not specifically prescribed, Gov’t Br. 36,
42, poses a problem: If left unchecked, it would nullify
the proviso when it should uncontroversially apply. See
Pet. Br. 44; Carlson v. Green, 446 U.S. 14, 20 (1980) (explaining it was “crystal clear” that the proviso was enacted so “innocent individuals who are subjected to
raids * * * will have a cause of action against * * * the
Federal government” (citation omitted)).
The government recognizes this problem. It concedes, as it must, that the discretionary-function exception did not bar the victims of the Collinsville raids from
recovering; “the intentional torts exception did.” Gov’t
Br. 37. Yet its expansive theory of the discretionaryfunction exception would preclude even the Collinsville
victims from suing today. See id. at 37, 42–43. To avoid
this absurdity, the government divines a clearly-established-law carve-out. Id. at 36–37. But this carve-out has
no basis in the text or history of the FTCA. No circuit
has ever held otherwise. See pp. 10–12, supra. That’s because the government’s theory requires plaintiffs to
20
plead a Bivens claim as a precondition to bringing tort
claims. But the FTCA is not a means to adjudicate constitutional torts. Meyer, 510 U.S. at 478.
Without the clearly-established-law carve-out, the
government’s two premises in this case—that the discretionary-function exception is all-encompassing, and
that the proviso is limited to 2680(h) alone—compel the
conclusion that the proviso is useless. 6 That cannot be.
See United States v. Hayes, 555 U.S. 415, 427 (2009);
Cong. Amicus Br. 25 (government’s theory “would nullify [the proviso’s] effect in its heartland case”). And
even with the carve-out, the government’s interpretation would extinguish many claims for non-proviso torts
routinely covered by the FTCA. See, e.g., Gaubert, 499
U.S. at 325 n.7 (negligently operating a vehicle); Molzof
v. United States, 502 U.S. 301 (1992) (medical negligence
in VA hospital).
3. The government’s remaining arguments fail. To
begin, the government overgeneralizes the principle
that waivers of sovereign immunity should be strictly
construed. Gov’t Br. 31, 35. The Court has consistently
rejected this canon’s application in FTCA cases. E.g.,
Dolan v. USPS, 546 U.S. 481, 491–492 (2006); United
States v. Yellow Cab Co., 340 U.S. 543, 547 (1951).
The government’s attempt to leverage the definition
of “investigative or law enforcement officer” in Section
2680(h) similarly falls flat. Although it contends that the
The government’s approach would limit the FTCA so severely
that Court-appointed amicus suggests we return to private bills.
Amicus Br. 43. Given that Congress enacted the FTCA to relieve
itself of that very kludge, Molzof v. United States, 502 U.S. 301,
304–305 (1992), this result would be counterproductive.
6
21
definition supports its position, it does not explain why.
See Gov’t Br. 27. Nor does it explain why the em dash’s
“distribution” of Section 2680’s preamble, id. at 32,
avoids the war between the “anys” the Eleventh Circuit
settled in the proviso’s favor, see Nguyen, 556 F.3d at
1252.
The government also references Section 2680(c)’s rewaiver of sovereign immunity, but that provision supports Petitioners’ position. 28 U.S.C. 2680(c). The government invokes Ali v. Federal Bureau of Prisons, 552
U.S. 214 (2008), to suggest that, because Section
2680(c)’s re-waiver of sovereign immunity “modifies
only the exception in the same subsection,” so too should
the proviso. Gov’t Br. 29. But the interaction between
the re-waiver in subsection (c) and the other provisions
of Section 2680 was not at issue in Ali, so that case does
not meaningfully inform the Court’s construction of the
proviso. See 552 U.S. at 215–216 (Court’s objective was
to define “any other law enforcement officer”—a phrase
that appears in only Section 2680(c)).
The government’s interpretation of the proviso, if
applied to the similar language in subsection (c), would
invalidate the latter. Subsection (c)’s re-waiver of sovereign immunity is triggered only if “property was seized
for the purpose of forfeiture under any provision of Federal law[.]” 28 U.S.C. 2680(c). Federal civil-forfeiture
law allows officers to choose when to initiate forfeiture
proceedings and how to manage the storage of forfeited
goods. 18 U.S.C. 981(b); 19 U.S.C. 1605. Under the government’s theory of the FTCA, those choices are protected by the discretionary-function exception unless a
plaintiff can show that the forfeiture of his property (or
damage done to his property wrongly forfeited) violated
22
clearly established law. See Gov’t Br. 36–37. Such a
reading would dismantle Section 2680(c)’s re-waiver of
sovereign immunity just as it would dismantle the proviso’s.
Finally, the government contends that the proviso
cannot reach beyond subsection (h) because proviso
torts are a subset of those included in the intentionaltorts exception. Gov’t Br. 28. But the proviso’s text is
not dependent on subsection (h). It would still independently and affirmatively waive sovereign immunity
even if the rest of subsection (h) did not exist.
B. Although the FTCA’s historical context is
not the law, it confirms the meaning of the
Act’s text.
Context confirms that Congress enacted the law-enforcement proviso to allow claims like Petitioners’. Unsurprisingly, then, the government asks the Court to ignore all context. Gov’t Br. 35. But Petitioners do not reference extra-textual materials to support an interpretation “that the statutory language does not seem to address.” Caleb Nelson, What is Textualism?, 91 Va. L.
Rev. 347, 369 (2005). Instead, Petitioners offer this evidence to “confirm[] that” Congress’s “choice of language
was no accident.” Warger v. Shauers, 574 U.S. 40, 48
(2014); see also William Baude & Stephen E. Sachs, The
Law of Interpretation, 130 Harv. L. Rev. 1079, 1090
(2017) (“[T]he right way to read a text, in a given circumstance, depends on our reasons for reading it in the
first place.”); Samuel L. Bray, The Mischief Rule, 109
Geo. L.J. 967, 995 (2021) (“The statements of individual
legislators and of committees may summarize, reflect, or
23
interact with the debate preceding the legislative action.”).
As this Court has recognized, the congressional intent behind the proviso is “crystal clear[.]” Carlson, 446
U.S. at 20. The evidence of this intent (Pet. Br. 8–11) reinforces the proviso’s text—“the ring” that the proviso’s
words “would have had to a skilled user of words at the
time, thinking about the same problem.” Frank H.
Easterbrook, The Role of Original Intent in Statutory
Construction, 11 Harv. J.L. & Pub. Pol’y 59, 61 (1988). If
there is one thing the nation was thinking about when
Congress enacted the proviso, it was wrong-house raids
like the one Petitioners suffered. E.g., Andrew H. Malcolm, Drug Raids Terrorize 2 Families—by Mistake,
N.Y. Times (Apr. 29, 1973).
*
*
*
When Congress undertook the “legislative endeavor” to waive sovereign immunity through the
FTCA, see Egbert v. Boule, 596 U.S. 482, 491 (2022), it
did not hinge the government’s liability on a violation of
constitutional rights—clearly established or otherwise.
And when Congress amended the FTCA to include the
law-enforcement proviso, it explicitly “pemit[ted] private damages recoveries for intentional torts committed
by federal law enforcement officers[.]” Carlson, 446 U.S.
at 33 (Rehnquist, J., dissenting) (rejecting extension of
Bivens). “Our constitutional structure does not permit
this Court to rewrite the statute that Congress has enacted.” National Ass’n of Mfrs. v. DOD, 583 U.S. 109, 124
(2018) (cleaned up).
24
CONCLUSION
The Court should reverse the Eleventh Circuit, hold
that the Supremacy Clause does not bar claims under
the FTCA, hold that the discretionary-function exception is categorically inapplicable to claims arising under
the law-enforcement proviso, and remand this case for
further proceedings.
Respectfully submitted on April 22, 2025,
Lisa C. Lambert
LAW OFFICE OF
LISA C. LAMBERT
245 N. Highland Ave.,
Suite 230-139
Atlanta, GA 30307
Zack Greenamyre
MITCHELL SHAPIRO
GREENAMYRE & FUNT
881 Piedmont Ave.
Atlanta, GA 30309
Patrick Jaicomo
Counsel of Record
Anya Bidwell
Dylan Moore
Jared McClain
INSTITUTE FOR JUSTICE
901 N. Glebe Rd.,
Suite 900
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
Jeffrey R. Filipovits
SPEARS & FILIPOVITS
315 W. Ponce de Leon Ave.,
Suite 865
Decatur, GA 30030
Counsel for Petitioners
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.