Amicus Curiae Brief — Kari MacRae, Petitioner v. Matthew Mattos, et al.
Supreme Court briefOct 30, 2024
Ask Donna
What actually matters in this document.
Text
No. 24-355
In the
Supreme Court of the United States
_________________________
KARI MACRAE,
Petitioner,
v.
MATTHEW MATTOS, ET AL.,
Respondents.
_________________________
On Petition for a Writ of Certiorari to the United
States Court of Appeals for the First Circuit
_________________________
BRIEF OF CATHOLICVOTE.ORG
EDUCATIONAL FUND AS AMICUS CURIAE IN
SUPPORT OF PETITIONER
_____________________
SCOTT W. GAYLORD
HIGH POINT UNIVERSITY SCHOOL OF LAW
APPELLATE ADVOCACY CLINIC
One University Parkway
High Point, NC 27268
(336) 841-2635
sgaylord@highpoint.edu
Counsel for Amicus Curiae
LEGAL PRINTERS LLC ! Washington, DC ! 202-747-2400 ! legalprinters.com
i
TABLE OF CONTENTS
Page
Table of Authorities . . . . . . . . . . . . . . . . . . . . . . . . ii
Interests of Amicus Curiae . . . . . . . . . . . . . . . . . . . 1
Summary of Argument . . . . . . . . . . . . . . . . . . . . . . 2
Argument . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
I.
Pickering grants government employers
a limited authority to regulate certain
types of expression by current employees,
not a broad power to punish the speech of
political candidates (or others) made
prior to becoming a government
employee. . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
II.
Allowing government employers to
punish pre-employment speech will
impermissibly chill the expression of
millions of current and future
government employees. . . . . . . . . . . . . . . . 21
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Arnett v. Kennedy,
416 U.S. 134 (1974) . . . . . . . . . . . . . . . . . . . . . . . . 10
Bd. of Educ., Island Trees Union Free Sch. Dist.
No. 26 v. Pico,
457 U.S. 853 (1982) . . . . . . . . . . . . . . . . . . . . . . . . 21
Brandenburg v, Ohio,
395 U.S. 444 (1969) . . . . . . . . . . . . . . . . . . . . . . . . 29
Borough of Duryea, Pa. v. Guarnieri,
564 U.S. 379 (2011) . . . . . . . . . . . . . . . . . . . . . . . . 13
Brown v. Hartlage,
456 U.S. 45 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . 18
Cafeteria and Rest. Workers Union, Local 473
v. McElroy,
367 U.S. 886 (1961) . . . . . . . . . . . . . . . . . . . . . . . . . 8
Cantwell v. Connecticut,
310 U.S. 296 (1940) . . . . . . . . . . . . . . . . . . . . . . . . 27
Carey v. Brown,
447 U.S. 455 (1980) . . . . . . . . . . . . . . . . . . . . . . . . . 3
City of San Diego v. Roe,
543 U.S. 77 (2004) . . . . . . . . . . . . . . . . . . . . . . . . . 12
iii
Cleavenger v. University of Oregon,
2015 WL 4663304 (D. Or. 2015) . . . . . . . . . . . . . . 23
Cohen v. California,
403 U.S. 15 (1971) . . . . . . . . . . . . . . . . . . . . . . 15, 26
Connick v. Myers,
461 U.S. 138 (1983) . . . . . . . . . . . . . . . . 8, 10, 12, 14
Elrod v. Burns,
427 U.S. 347 (1976) . . . . . . . . . . . . . . . . . . . . . . . . 29
Garcetti v. Ceballos,
547 U.S. 410 (2006) . . . . . . . . . . 1, 7, 9-11, 13, 14, 15
Garrison v. Louisiana,
379 U.S. 64 (1964) . . . . . . . . . . . . . . . . . . . . 3, 26, 28
Harris v. Quinn,
573 U.S. 616 (2014) . . . . . . . . . . . . . . . . . . . . . . . . 12
Houston Cmty. Coll. Sys. v. Wilson,
595 U.S. 468 (2022) . . . . . . . . . . . . . . . . . . . . . . . . 17
Hurley v. Irish–American Gay, Lesbian and
Bisexual Group of Boston, Inc.,
515 U.S. 557 (1995) . . . . . . . . . . . . . . . . . . . . . . . . 21
Keyishian v. Bd. of Regents of Univ. of State of N.Y.,
385 U.S. 589 (1967) . . . . . . . . . . . . . . . . . . . . . . . . . 9
Lane v. Franks,
573 U.S. 228 (2014) . . . . . . . . . . . . . . . . . . . . . . 6, 14
iv
MacRae v. Mattos,
106 F.4th 122 (1st Cir. 2024) . . 1, 6, 9, 18-20, 22-25
NAACP v. Button,
371 U.S. 415 (1963) . . . . . . . . . . . . . . . . . . . . . . 5, 24
New York Times Co. v. Sullivan,
376 U.S. 254 (1964) . . . . . . . . . . . . . . . . . . . 3, 27, 29
Nieves v. Bartlett,
587 U.S. 391 (2019) . . . . . . . . . . . . . . . . . . . . . . . . 17
Perry v. Sindermann,
408 U.S. 593 (1972) . . . . . . . . . . . . . . . . . . . . . . 4, 17
Pickering v. Bd. of Educ. of Twp. High Sch.
Dist. 205,
391 U.S. 563 (1968) . . . 1, 2, 6, 9-12,14, 15,17-19, 21,
23, 30
Rankin v. McPherson,
483 U.S. 378 (1987) . . . . . . . . . . . . . . . . . . . . . 11, 30
Republican Party of Minn. v. White,
536 U.S. 765 (2002) . . . . . . . . . . . . . . . . . . . . . . . . 18
Riel v. City of Santa Monica,
2014 WL 12694159 (C.D. Cal. 2014) . . . . . . . . . . 23
Rosenberger v. Rector and Visitors of Univ. of Va.,
515 U.S. 819 (1995) . . . . . . . . . . . . . . . . . . . . . . . . 13
Roth v. United States,
354 U.S. 476 (1957) . . . . . . . . . . . . . . . . . . . . . . . . . 3
v
Shelton v. Tucker,
364 U.S. 479 (1960) . . . . . . . . . . . . . . . . 17-18, 24-26
Snyder v. Phelps,
562 U.S. 443 (2011) . . . . . . . . . . . . . . . . . . . . . . . . . 20
Speiser v. Randall,
357 U.S. 513 (1958) . . . . . . . . . . . . . . . . . . . . . . . 4, 17
Stromberg v. California,
283 U.S. 359 (1931) . . . . . . . . . . . . . . . . . . . . . . . . . 26
Texas v. Johnson,
491 U.S. 397 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . 20
Thornhill v. Alabama,
310 U.S. 88 (1940) . . . . . . . . . . . . . . . . . . . . . . . 17, 28
Tinker v. Des Moines Indep. Cmty. Sch. Dist.,
393 U.S. 503 (1969) . . . . . . . . . . . . . . . . . . . . . . . . . . 6
United States v. Nat’l Treasury Emps. Union,
513 U.S. 454 (1995) . . . . . . . . . . . . . . . . . . . . . . 14, 15
Waters v. Churchill¸
511 U.S. 661 (1994) . . . . . . . . . . . . . . . . . 4, 11, 16, 21
Whitney v. California,
274 U.S. 357 (1927) . . . . . . . . . . . . . . . . . . . . . . . . . 29
Wieman v. Updegraff,
344 U.S. 183 (1952) . . . . . . . . . . . . . . . . . . . . . . . . . . 8
vi
Wood v. Georgia,
370 U.S. 375 (1962) . . . . . . . . . . . . . . . . . . . . . . . . . 18
W.V. Bd. of Educ. v. Barnette,
319 U.S. 624 (1943) . . . . . . . . . . . . . . . . . . . . . . . . . 21
Constitutional Provisions
U.S. Constitution
First Amendment . . . . . . . . 2-7, 9, 10, 13-18, 20, 21,
24-27, 29
U.S. Constitution Fourteenth Amendment . . . . . . 27
Other Authorities
Annual Estimates of the Resident Population
for the United States, Regions, States, District
of Columbia and Puerto Rico: April 1, 2020 to
July 1, 2023 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
How Many Teachers Are in the U.S.?
(Jan. 11, 2023) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
States Where the Most People Work for
the Government (June 4, 2021) . . . . . . . . . . . . . . . 22
Total number of government employees in the
United States from 1982-2022 . . . . . . . . . . . . . . . . 22
1
INTERESTS OF AMICUS CURIAE 1
CatholicVote.org Education Fund (“CVEF”) is a
nonpartisan voter education program devoted to
promoting religious freedom for people of all faiths.
Given its educational mission, CVEF is concerned
about the First Circuit’s opinion in MacRae v.
Mattos, 106 F.4th 122 (1st Cir. 2024), which takes
Pickering v. Bd. of Educ. of Twp. High Sch. Dist.
205, 391 U.S. 563 (1968) to authorize a public
school’s firing a teacher for political speech she made
months before accepting a position at that school.
This capacious interpretation is inconsistent with
Pickering and its progeny, which limit the
government’s ability to regulate employee
expression to speech made during the government
employer-employee relationship.
Garcetti v.
Ceballos, 547 U.S. 410, 418-19 (2006) (citation
omitted) (recognizing that “[g]overnment employers
… need a significant degree of control over their
employees’ words and actions; without it, there
would be little chance for the efficient provision of
public services…. When [employees] speak out, they
1 Each party received notice of the filing of this amicus brief as
required by Rule 37.2. Pursuant to Rule 37.6, amicus states
that no counsel for a party authored this brief in whole or in
part, and no person other than the amicus and its counsel
made any monetary contribution intended to fund the
preparation or submission of this brief.
2
can express views that contravene governmental
policies or impair the proper performance of
governmental functions.”).
Accordingly,
by
permitting
government
employers to punish pre-employment speech that
was fully protected when made, the First Circuit not
only infringes on the First Amendment rights of
hundreds of thousands of government employees in
the First Circuit, but also unconstitutionally chills
the speech of millions more who might seek
government employment at some point in the
future. CVEF comes forward, therefore, to urge this
Court to grant certiorari and to determine whether
Pickering permits a government employer to fire a
current employee for political expression she made
prior to joining that government entity.
SUMMARY OF ARGUMENT
The First Circuit has decided an important and
novel federal question—whether Pickering applies
to speech that a candidate for political office makes
months before becoming a government employee—
in a way that directly conflicts with this Court’s
government-as-employer precedents. Contrary to
the First Circuit’s opinion, this Court has never
suggested, let alone held, that Pickering applies
outside the limited context of speech that a
government employee makes while employed by the
government—and for good reasons. The First
3
Amendment “was fashioned to assure unfettered
interchange of ideas for the bringing about of
political and social changes desired by the people.”
Roth v. United States, 354 U.S. 476, 484 (1957). This
broad protection is necessary because “speech
concerning public affairs is more than selfexpression; it is the essence of self-government.”
Garrison v. Louisiana, 379 U.S. 64, 74-75 (1964).
Accordingly, speech on matters of public concern
“has always rested on the highest rung of the
hierarchy of First Amendment values.” Carey v.
Brown, 447 U.S. 455, 467 (1980). And this Court has
repeatedly confirmed the “profound national
commitment to the principle that debate on public
issues should be uninhibited, robust, and wideopen.” New York Times Co. v. Sullivan, 376 U.S.
254, 270 (1964).
When the government acts in a special capacity,
such as a landlord, educator, or employer, the First
Amendment grants it some authority to regulate
expression that interferes with or undermines the
government’s unique interests in that role:
[T]he extra power the government has
… comes from the nature of the
government’s mission as employer.
Government
agencies
…
hire
employees to help do [particular] tasks
as effectively and efficiently as
possible. When someone who is paid a
4
salary so that she will contribute to an
agency’s effective operation begins to
do or say things that detract from the
agency’s effective operation, the
government employer must have some
power to restrain her.
Waters v. Churchill¸ 511 U.S. 661, 675 (1994). The
government’s power is predicated on and confined to
the unique relationship between government
employers and their employees.
Before entering an employment relationship
with the government, individuals enjoy the full
scope of First Amendment speech protection. Id.
(“The government cannot restrict the speech of the
public at large just in the name of efficiency.”).
When accepting government employment, an
individual relinquishes some First Amendment
freedom within the context of that employment
relationship. The government, however, cannot
“deny [employment] to a person because of [her]
constitutionally protected speech or associations.”
Perry v. Sindermann, 408 U.S. 593, 597 (1972).
Such a power would “penalize[] or inhibit[]” her
“exercise of those freedoms,” permitting “the
government to ‘produce a result which [it] could not
command directly.’
Such interference with
constitutional rights is impermissible.” Id. (quoting
Speiser v. Randall, 357 U.S. 513, 526 (1958)). The
First Circuit’s opinion, which enables a public school
5
to dismiss a teacher based on her pre-employment
speech activity, contravenes these well-established
principles.
Moreover, left unchecked, the First Circuit’s
opinion will chill the expression of hundreds of
thousands of people in the First Circuit who work
for government entities as well as the millions more
who may want to do so in the future. NAACP v.
Button, 371 U.S. 415, 433 (1963) (“[First
Amendment] freedoms are delicate and vulnerable,
as well as supremely precious in our society. The
threat of sanctions may deter their exercise almost
as potently as the actual application of sanctions.”).
Accordingly, review is needed to determine whether
government employers can punish current
employees for speech activity prior to the advent of
the government employer-employee relationship,
and if not, to remove the unconstitutional chill the
First Circuit’s opinion imposes on the preemployment speech of millions of current and future
government employees.
6
ARGUMENT
I.
Pickering grants government employers a
limited authority to regulate certain types
of expression by current employees, not a
broad power to punish the speech of
political candidates (or others) made
prior
to
becoming
a
government
employee.
As this Court has acknowledged, neither
“students [n]or teachers shed their constitutional
rights to freedom of speech or expression at the
schoolhouse gate.” Tinker v. Des Moines Indep.
Cmty. Sch. Dist., 393 U.S. 503, 506 (1969); Lane v.
Franks, 573 U.S. 228, 231 (2014) (confirming “that
citizens do not surrender their First Amendment
rights
by
accepting
public
employment”).
Undeterred, the First Circuit expanded the scope of
Pickering, allowing public schools to punish the
speech of teachers that was made months or years
before they traversed the schoolhouse gate as a
teacher. In particular, the panel upheld a public
school’s dismissal of a teacher, Kari MacRae,
because of political expression she engaged in—and
that was fully protected—before she was hired as a
public school teacher. MacRae, 106 F.4th at 128.
This broad grant of governmental authority is
inconsistent with the reasons Pickering advanced
7
for giving government employers some limited
power over their employees’ speech.
As an employer, a public school acts in a special
capacity, which gives it more authority to regulate
the speech of its employees than the government has
when acting as sovereign. Specifically, a public
school can, in certain circumstances, restrict
employee speech that interferes with the efficient
operations of the school:
[The government] need[s] a significant
degree of control over [its] employees’
words and actions; without it, there
would be little chance for the efficient
provision of public services. Public
employees, moreover, often occupy
trusted positions in society. When they
speak out, they can express views that
contravene governmental policies or
impair the proper performance of
governmental functions.
Garcetti, 547 U.S. at 418-19 (citation omitted).
When accepting public employment, an individual
“by necessity must accept certain limitations on his
or her freedom,” but “[t]he First Amendment limits
the ability of a public employer to leverage the
employment relationship to restrict, incidentally or
intentionally, the liberties employees enjoy in their
capacities as private citizens.” Id. at 419. When
employed and “speaking as citizens about matters of
8
public concern, [employees] must face only those
speech restrictions that are necessary for their
employers to operate efficiently and effectively.” Id.
The government’s added authority arises only by
virtue of the employment relationship and extends
only to certain expression occurring during that
relationship, i.e., “[w]hen [employees] speak out.”
Id. Prior to an individual’s becoming an employee,
a government employer lacks authority to leverage
the possibility of a future employment relationship
to restrict that person’s free speech rights as a
private citizen. Pre-employment, the individual
neither holds a position of public trust nor is in
position to directly affect “the efficient provision of
public services” through her speech activity. Id. at
418. The government employer, therefore, has no
right to restrict or punish such pre-employment
expressive activity any more than it has the power
to “prevent[] or ‘chill[]’ [government employees] by
the fear of discharge from joining political parties
and other associations that certain public officials
might find ‘subversive.’ ” Connick v. Myers, 461 U.S.
138, 145 (1983); Wieman v. Updegraff, 344 U.S. 183
(1952) (holding that a State cannot require
employees to take an oath denying past affiliations
with the Communist party); Cafeteria and Rest.
Workers Union, Local 473 v. McElroy, 367 U.S. 886
(1961) (concluding that the government cannot deny
employment for prior membership in a particular
9
party); Keyishian v. Bd. of Regents of Univ. of State
of N.Y., 385 U.S. 589 (1967) (rejecting New York’s
attempt to bar public employment based on an
individual’s membership in a “subversive”
organization).
Ignoring these precedents, the First Circuit
adopted a literal reading of Garcetti’s first inquiry—
“whether the employee spoke as a citizen on a
matter of public concern.” 547 U.S. at 418. MacRae
was an employee of a public school who spoke (by
posting memes and a campaign video) as a citizen on
matters of public concern. That was all the panel
required—a current government employee’s
expression on a matter of public concern regardless
of when that speech was made. MacRae, 106 F.4th
at 136. The timing of the expression was irrelevant;
MacRae spoke at some point, and months later that
speech threatened to disrupt the school’s operations.
Id. at 134 (concluding that Pickering applies because
“the allegations at issue here involve a government
employer firing its public employee for their
speech”).
Whether Pickering applies to pre-employment
speech, however, cannot be determined simply by
noting that MacRae engaged in speech on a matter
of public concern at some point during her political
campaign. The timing of the speech is the central—
and novel—question, a question Pickering and
Garcetti never addressed given that the speech
10
activity in those cases was made by government
employees while employed. The panel’s cursory
analysis, therefore, begs the question, assuming
what needs to be proven—that Pickering extends to
an
employee’s
pre-employment
statements.
Moreover, a careful review of the First Amendment
principles underlying the government-as-employer
doctrine shows that the First Circuit’s analysis is
inconsistent with Pickering, which provides
government officials with a narrow grant of
authority to regulate employee speech made during
the government employer-employee relationship.
Connick, 461 U.S. at 151 (quoting Arnett v. Kennedy,
416 U.S. 134, 168 (1974) (Powell, J., concurring in
part)) (describing the government’s “ ‘prerogative to
remove employees whose conduct hinders efficient
operation and to do so with dispatch. Prolonged
retention of a disruptive or otherwise unsatisfactory
employee can adversely affect discipline and morale
in the workplace, foster disharmony, and ultimately
impair the efficiency of an office or agency.’ ”).
As Garcetti explained, the First Amendment
permits government employers to exercise “control
over their employees’ words and actions” in certain
situations because “[w]hen [public employees] speak
out, they can express views that contravene
governmental policies or impair the proper
performance of governmental functions.” 547 U.S.
at 419. The government’s power is cabined by its
11
special interests as an employer: “The government
cannot restrict the speech of the public at large just
in the name of efficiency. But where the government
is employing someone for the very purpose of
effectively achieving its goals, such restrictions may
well be appropriate.” Waters, 511 U.S. at 675. Not
surprisingly, then, the scope of the government’s
authority depends on the nature of the employee’s
particular job: “The burden of caution employees
bear with respect to the words they speak will vary
with the extent of authority and public
accountability the employee’s role entails.” Rankin
v. McPherson, 483 U.S. 378, 390 (1987). Stated
differently, the employer’s “heightened interests”
relate only to “controlling speech made by an
employee in his or her professional capacity.”
Garcetti, 547 U.S. at 422 (emphasis added).
Accordingly, “[w]hen someone who is paid a salary
so that she will contribute to an agency’s effective
operation begins to do or say things that detract
from the agency’s effective operation, the
government employer must have some power to
restrain her.” Waters¸ 511 U.S. at 675.
The upshot of all this is that, contrary to the First
Circuit’s holding, Pickering applies to only three
types of expression that an employee might make
while working for the government: speech that (1) is
about a private matter; (2) relates to her job duties;
or (3) is on a matter of public concern and, therefore,
12
is subject to Pickering balancing. Pickering, 391
U.S. at 568 (balancing “the interests of the teacher,
as a citizen, in commenting upon matters of public
concern and the interest of the State, as an
employer, in promoting the efficiency of the public
services that it performs through its employees”).
As an employer, the government has relatively
broad authority over the first two categories of
employee speech. City of San Diego v. Roe, 543 U.S.
77, 82 (2004) (per curiam) (noting that “Pickering
did not hold that any and all statements by a public
employee are entitled to balancing”). If an employee
engages in expressive activity that is not a matter of
public concern, the government employer generally
can regulate her speech. As Connick explained:
when a public employee speaks not as
a citizen upon matters of public
concern, but instead as an employee
upon matters only of personal interest,
… a federal court is not the appropriate
forum in which to review the wisdom of
a personnel decision taken by a public
agency allegedly in reaction to the
employee’s behavior.
461 U.S. at 147; Harris v. Quinn, 573 U.S. 616, 653
(2014) (“Under [Pickering and later cases], employee
speech is unprotected if it is not on a matter of public
concern (or is pursuant to an employee's job
13
duties).”); Borough of Duryea, Pa. v. Guarnieri, 564
U.S. 379, 386 (2011) (same).
Similarly, if the employee’s expressive activity is
related to her responsibilities within the
organization, the government employer generally
has the authority to restrict her speech:
[W]hen public
employees
make
statements pursuant to their official
duties, the employees are not speaking
as citizens for First Amendment
purposes, and the Constitution does
not insulate their communications
from
employer
discipline….
Restricting speech that owes its
existence to a public employee’s
professional responsibilities does not
infringe any liberties the employee
might have enjoyed as a private citizen.
It simply reflects the exercise of
employer control over what the
employer itself has commissioned or
created.
Garcetti, 547 U.S. at 421-22; Rosenberger v. Rector
and Visitors of Univ. of Va., 515 U.S. 819, 833 (1995)
(“[W]hen the government appropriates public funds
to promote a particular policy of its own it is entitled
to say what it wishes.”). The contrast with preemployment speech is stark.
Restricting preemployment speech infringes on First Amendment
14
freedoms because at the time of the speech the
employee was a private citizen and had no official
duties, thereby moving such speech outside of the
Pickering framework.
Pickering balancing is triggered only when an
employee makes statements on matters of public
concern that do not trace back to her professional
duties: “[e]mployees who make public statements
outside the course of performing their official duties
retain some possibility of First Amendment
protection because that is the kind of activity
engaged in by citizens who do not work for the
government.” Garcetti, 547 U.S. at 423; United
States v. Nat’l Treasury Emps. Union, 513 U.S. 454,
466 (1995) (“NTEU”) (“[W]e have applied Pickering’s
balancing test only when the employee spoke ‘as a
citizen upon matters of public concern’ rather than
‘as an employee upon matters only of personal
interest.’ ”) (citation omitted). Of course, nonemployees who make statements on matters of
public concern receive full First Amendment
protection, a protection that is not forfeited by
accepting government employment. Connick, 461
U.S. at 142 (“[I]t has been settled that a state cannot
condition public employment on a basis that
infringes the employee’s constitutionally protected
interest in freedom of expression.”); Lane, 573 U.S.
at 231 (“Almost 50 years ago, this Court declared
that citizens do not surrender their First
15
Amendment
rights
employment.”).
by
accepting
public
Consequently, if the speech at issue was not
made in the context of the government employeremployee relationship, Pickering simply does not
apply: “In Pickering and a number of other cases we
have recognized that Congress may impose
restraints on the job-related speech of public
employees that would be plainly unconstitutional if
applied to the public at large.” NTEU, 513 U.S. at
465. Why? Because when a citizen, who is not
employed by the government, speaks, she does so as
a citizen only. Her expression has “no official
significance” and “b[ears] similarities to [expression
engaged in] by numerous citizens every day.”
Garcetti, 547 U.S. at 422. Having no employment
relationship with the person at the time of the
speech, the government employer cannot restrict or
punish her expression ex post—regardless of the
impact her pre-employment speech might have on
the efficiency of the public services provided.
Consider an example. In Cohen v. California¸
this Court held that the First Amendment
safeguarded Cohen’s right to wear a linguistically
colorful jacket in the corridors of a courthouse. 403
U.S. 15 (1971). Suppose that a public school
subsequently hires Cohen, who, emboldened by his
prior Supreme Court victory, wears the same jacket
to his new job. School officials repeatedly instruct
16
him to remove the jacket. He refuses and is
ultimately dismissed. In this situation, Cohen has
no First Amendment claim because this Court has
“never expressed doubt that a government employer
may bar its employees from using Mr. Cohen’s
offensive utterance to members of the public or to
the people with whom they work.” Waters, 511 U.S.
at 672.
Now suppose that after being hired Cohen
neither wears his jacket at school nor engages in
such colorful language with students, parents, or
other school employees; he simply does his job and
does it well. The government entity subsequently
discovers, after several complaints from parents
lead to a kerfuffle, that Cohen is the person from the
famous case and dismisses him for his preemployment expression.
In this hypothetical,
Cohen’s pre-employment jacket-wearing provides no
basis for the school’s firing him:
[The government] may not deny a
benefit to a person on a basis that
infringes his constitutionally protected
interests—especially, his interest in
freedom of speech.
For if the
government could deny a benefit to a
person because of his constitutionally
protected speech or associations, his
exercise of those freedoms would in
effect be penalized and inhibited. This
17
would allow the government to
“produce a result which [it] could not
command directly.” Such interference
with
constitutional
rights
is
impermissible.
Perry, 408 U.S. at 597 (quoting Speiser, 357 U.S. at
526).
While a school district has “the right … to
investigate the competence and fitness of those
whom it hires to teach in its schools … [based] on a
broad range of factors,” Shelton v. Tucker, 364 U.S.
479, 485 (1960), Pickering confers no authority to
dismiss a teacher for political expression that was
fully protected when made pre-employment: “The
freedom of speech and of the press guaranteed by
the Constitution embraces at the least the liberty to
discuss publicly and truthfully all matters of public
concern without previous restraint or fear of
subsequent punishment.” Thornhill v. Alabama,
310 U.S. 88, 101-02 (1940). As this Court explained
in Houston Cmty. Coll. Sys. v. Wilson, “ ‘[a]s a
general matter,’ the First Amendment prohibits
government officials from subjecting individuals to
‘retaliatory actions’ after the fact for having engaged
in protected speech.” 595 U.S. 468, 474 (2022)
(quoting Nieves v. Bartlett, 587 U.S. 391, 398
(2019)). The school can no more punish MacRae for
her pre-employment speech than it could for her preemployment political associations. Shelton, 364
18
U.S. at 485-86 (“To compel a teacher to disclose his
every associational tie is to impair that teacher’s
right of free association, a right closely allied to
freedom of speech and a right, which like free
speech, lies at the foundation of free society.”).
Unfortunately, Hanover School officials did just
that, terminating MacRae based on “concern[] about
the potential negative impact MacRae’s social media
posts would have on staff and students.” MacRae,
106 F.4th at 130. And the First Circuit upheld her
dismissal, expanding Pickering’s limited grant of
government authority in the employment context to
encompass pre-employment political speech. In so
doing, the First Circuit “sets [this Court’s] First
Amendment jurisprudence on its head,” Republican
Party of Minn. v. White, 536 U.S. 765, 781 (2002), by
allowing government employers to exert influence
over “[t]he role that elected officials play in our
society” even though that role “makes it all the more
imperative that they be allowed freely to express
themselves on matters of current public
importance.” Wood v. Georgia, 370 U.S. 375, 395
(1962); Brown v. Hartlage, 456 U.S. 45, 60 (1982) (“It
is simply not the function of government to ‘select
which issues are worth discussing or debating’ in the
course of a political campaign.”) (citation omitted).
MacRae ran for a seat on the Bourne School
Committee to stop, what she viewed as, the
Committee’s “push[ing its] agenda” on students
19
regarding “hot-button political issues, such as
gender identity, racism, and immigration.” MacRae,
106 F.4th at 128, 137. The Committee disagreed
with her views, highlighting “a difference of opinion
between [MacRae] and the [Committee] as to the
preferable manner of operating the school system, a
difference of opinion that clearly concerns an issue
of general public interest.” Pickering, 391 U.S. at
571. While Hanover school officials were free to
have their own positions on such issues:
whether a school system [should
pursue a specific agenda] is a matter of
legitimate public concern on which the
judgment of the school administration,
including the School Board, cannot, in
a society that leaves such questions to
popular vote, be taken as conclusive.
On such a question free and open
debate is vital to informed decisionmaking
by
the
electorate….
Accordingly, it is essential that
[teachers] be able to speak out freely on
such questions without fear of
retaliatory dismissal.
Id. at 571-72. Given that MacRae was not employed
by Hanover when she engaged in public expression,
she spoke only “as a member of the general public.”
Id.
20
To the extent Hanover disagreed with MacRae’s
views or those views caused unrest after she began
teaching, the school “could easily have” responded to
MacRae through its own statements on such issues
“via a letter to the … newspaper or otherwise.” Id
at 572. The school also could have implemented
curricular changes to address particular topics that
MacRae’s campaign raised. What the school could
not do was dismiss her for her pre-employment
political speech even if that speech upset or offended
some members of the community:
[S]peech [on a matter of public concern]
is entitled to “special protection” under
the First Amendment. Such speech
cannot be restricted simply because it
is upsetting or arouses contempt. “If
there is a bedrock principle underlying
the First Amendment, it is that the
government may not prohibit the
expression of an idea simply because
society finds the idea itself offensive or
disagreeable.” Indeed, “the point of all
speech protection ... is to shield just
those choices of content that in
someone's eyes are misguided, or even
hurtful.”
Snyder v. Phelps, 562 U.S. 443, 458 (2011) (quoting
Texas v. Johnson, 491 U.S. 397, 414 (1989) and
21
Hurley v. Irish–American Gay, Lesbian and Bisexual
Group of Boston, Inc., 515 U.S. 557, 574, (1995)).
Just as “local school boards may not remove books
from school library shelves simply because they
dislike the ideas contained in those books,” school
officials should not be allowed to dismiss teachers
for pre-employment political statements with which
the officials disagree. Bd. of Educ., Island Trees
Union Free Sch. Dist. No. 26 v. Pico, 457 U.S. 853,
872 (1982); W.V. Bd. of Educ. v. Barnette, 319 U.S.
624, 642 (1943) (holding that schools cannot
“prescribe what shall be orthodox in politics,
nationalism, religion, or other matters of opinion”).
Despite the broad protection afforded expression,
the First Circuit permitted the school to discipline a
teacher for her prior expressive activity. Only this
Court can determine the proper scope of First
Amendment protection afforded pre-employment
speech under Pickering and the First Amendment.
II.
Allowing government employers to
punish pre-employment speech will
impermissibly chill the expression of
millions
of
current
and
future
government employees.
As Pickering recognized, “it is apparent that the
threat of dismissal from public employment is
nonetheless a potent means of inhibiting speech.”
391 U.S. at 574; Waters, 511 U.S. at 669 (“Speech
22
can be chilled and punished by administrative
action as much as by judicial processes; in no case
have we asserted or even implied the contrary.”). If
MacRae can be fired for making controversial or
insensitive pre-employment remarks (as judged by
whomever is leading a school at a given time), then
so can millions of other people who currently serve
(or hope to serve) our Nation as government
employees. Consequently, the impact the First
Circuit’s mistaken interpretation will have on free
speech is staggering given that more than
14,100,000 people live within the First Circuit. 2 In
2020, 684,200 of these people worked for federal,
state, and local governments in Maine,
Massachusetts, New Hampshire, and Rhode
Island. 3 If MacRae is not reconsidered, all current
government employees confront the threat of
dismissal for statements they made preemployment. Any of the remaining 13,415,800
individuals in the First Circuit who may seek
2 Annual Estimates of the Resident Population for the United
States, Regions, States, District of Columbia and Puerto Rico:
April 1, 2020 to July 1, 2023 (available at
www2.census.gob/programs-surveys/popest/tables/20202023/state/totals/NST-EST2023-POP.xlsx)
3 States Where the Most People Work for the Government, 24/7
Wall
St.
(June
4,
2021)
(available
at
https://247wallst.com/special-report/2021/06/04/states-wherethe-most-people-work-for-the-government4/?tpid=890318&tv=link&tc=in_content
23
government employment at some point must be
cautious about what they say, write, or post about
political and social issues because a government
entity might claim that their pre-employment
speech subsequently disrupted its operations.
Moreover, the 22,100,000 or more people who work
for federal, state, and local governments across the
country, 4 including the roughly 3,525,397 who are
public school teachers, 5 must be wary in case they
ever decide to take a similar position in the First
Circuit or other courts adopt the First Circuit’s
broad view of Pickering, which the panel contends
has already happened in California and Oregon.
MacRae, 106 F.4th at 135 (discussing Riel v. City of
Santa Monica, 2014 WL 12694159 (C.D. Cal. 2014)
and Cleavenger v. University of Oregon, 2015 WL
4663304 (D. Or. 2015)).
The chilling effect on speech is almost palpable.
As the current election cycle illustrates, the
American public is deeply divided on a wide range of
issues, including the “hot-button political issues,
such as gender identity, racism, and immigration”
4 Total number of government employees in the Unites Dates
from
1982-2022
(available
https://www.statista.com/statistics/204535/number-ofgovernment-employees-in-the-us/)
at
How Many Teachers Are in the U.S.? (Jan. 11, 2023)
(available
at
https://www.weareteachers.com/how-manyteachers-are-in-the-us/).
5
24
about which MacRae spoke. MacRae, 106 F.4th at
137. Allowing public schools to dismiss teachers for
pre-employment speech on such important political
topics whenever school officials—or a vocal group of
students and parents—disagree would not only
encourage a heckler’s veto, but also would force
would-be teachers (or other government employees)
to remain silent on controversial social or political
issues:
[T]he pressure upon a teacher to avoid
any ties which might displease those
who control his professional destiny
would be constant and heavy. Public
exposure, bringing with it the
possibility of public pressures upon
school boards to discharge teachers
who belong to unpopular or minority
organizations, would simply operate to
widen and aggravate the impairment
of constitutional liberty.”
Shelton, 364 U.S. at 486-87; Button, 371 U.S. at 433
(“[First Amendment] freedoms are delicate and
vulnerable, as well as supremely precious in our
society. The threat of sanctions may deter their
exercise almost as potently as the actual application
of sanctions.”).
This case illustrates the danger to uninhibited
and robust discussion. MacRae’s political views and
postings became known when a “concerned citizen,”
25
unhappy with MacRae’s beliefs, complained about
her posts. MacRae, 106 F.4th at 128. Suddenly, her
new colleagues on the Committee called an
executive session and determined that her beliefs
violated “core values” of the school system. Id. They
also decided to “have a public resolution” and to
require a “more formal statement” from MacRae. Id.
Others with different views on gender identity,
immigration, and race relations expressed their
concern, and the Bourne Educators Association
“voted unanimously ‘to make a public statement
against the comments made by’ MacRae.” Id. at 129.
If all of that were not enough to cause anyone
considering a government job to forswear making
statements on controversial issues, the Committee
held a public meeting during which community
members both attacked and supported MacRae. Id.
at 129-30. After learning about her campaign
speech, Hanover officials decried her posts and then
fired her because of her political statements. Id. at
136.
The problem is that the First Amendment was
adopted to safeguard such expression: “The
maintenance of the opportunity for free political
discussion to the end that government may be
responsive to the will of the people and that changes
may be obtained by lawful means, an opportunity
essential to the security of the Republic, is a
fundamental principle of our constitutional system.”
26
Stromberg v. California, 283 U.S. 359, 369 (1931);
Garrison, 379 U.S. at 74-75 (“[S]peech concerning
public affairs is more than self-expression; it is the
essence of self-government.”). And “[t]he vigilant
protection of constitutional freedoms is nowhere
more vital than in the community of American
schools.” Shelton, 364 U.S. at 487. The First
Circuit’s “unwarranted inhibition upon the free
spirit of teachers … has an unmistakable tendency
to chill that free play of the spirit which all teachers
ought especially to cultivate and practice; it makes
for caution and timidity in their associations by
potential teachers.”
Id.
Disagreements over
difficult social and political issues are inevitable in
a free society committed to robust, open discussion,
Cohen, 403 U.S. at 24, but the First Amendment
safeguards a candidate’s right to inform voters
about her positions and beliefs nonetheless:
In the realm of religious faith, and in
that
of
political
belief,
sharp
differences arise. In both fields the
tenets of one man may seem the
rankest error to his neighbor. To
persuade others to his own point of
view, the pleader, as we know, at times,
resorts to exaggeration, to vilification
…, and even to false statement. But
the people of this nation have ordained
in the light of history, that, in spite of
27
the probability of excesses and abuses,
these liberties are, in the long view,
essential to enlightened opinion and
right conduct on the part of the citizens
of a democracy.
Cantwell v. Connecticut, 310 U.S. 296, 310 (1940).
The First Circuit’s opinion is directly at odds
with these principles, fashioning a novel rule under
which “would-be critics of official conduct [or social
policies] may be deterred from voicing their
criticism, … tend[ing] to make only statements
which ‘steer far wider of the unlawful zone,’ ” and, in
the process, “dampen[ing] the vigor and limit[ing]
the variety of public debate. [Such a] rule is
inconsistent with the First and Fourteenth
Amendment.” N.Y. Times, 376 U.S. at 725-26
(citation omitted); San Diego, 543 U.S. at 82
(describing how, if public employees are precluded
from commenting on their government employers’
operations, “the community would be deprived of
informed opinions on important public issues. The
interest at stake is as much the public’s interest in
receiving informed opinion as it is the employee’s
own right to disseminate it.”) (citation omitted). To
ensure that all are free to participate in the
marketplace of ideas, the First Amendment protects
not only the right of school officials and parents to
label MacRae’s speech as contrary to the school’s
values,
harmful,
denigrating,
transphobic,
28
homophobic, and racist, but also her right to engage
in such expression: “Indeed, ‘malicious,’ ‘seditious,’
and other such evil-sounding words often have been
invoked to punish people for expressing their views
on public affairs. Fining men or sending them to jail
for criticizing public officials not only jeopardizes the
free, open public discussion which our Constitution
guarantees, but can wholly stifle it.” Garrison, 379
U.S. at 80 (Black, J., concurring).
This Court has recognized the chill that
government regulation of speech can cause.
Thornhill, 310 U.S. at 97 (“The power of the licensor
… is pernicious not merely by reason of the censure
of particular comments but by reason of the threat
to censure comments on matters of public concern.
It is not merely the sporadic abuse of power by the
censor but the pervasive threat inherent in its very
existence that constitutes the danger to freedom of
discussion.”). Allowing public schools to punish
teachers for pre-employment expression threatens
the speech of a broad swath of would-be government
employees in the same way, causing speakers to be
cautious and to avoid talking about controversial
topics:
[The Founders] knew that order cannot
be secured merely through fear of
punishment for its infraction; that it is
hazardous to discourage thought, hope
and imagination; that fear breeds
29
repression; that repression breeds
hate; that hate menaces stable
government; that the path of safety lies
in the opportunity to discuss freely
supposed grievances and proposed
remedies; and that the fitting remedy
for evil counsels is good ones. Believing
in the power of reason as applied
through public discussion, they
eschewed silence coerced by law-the
argument of force in its worst form.
Recognizing the occasional tyrannies of
governing majorities, they amended
the Constitution so that free speech
and assembly should be guaranteed.
Whitney v. California, 274 U.S. 357, 375-76 (1927)
(Brandeis, J., concurring) (quoted in N.Y. Times, 376
U.S. at 270, and overruled on other grounds by
Brandenberg v, Ohio, 395 U.S. 444 (1969)). Review,
therefore, is warranted to prevent the chilling effect
that the First Circuit’s opinion will have on the
speech rights of those living and working in the First
Circuit. Elrod v. Burns, 427 U.S. 347, 373-74 (1976)
(“The loss of First Amendment freedoms, for even
minimal periods of time, unquestionably constitutes
irreparable injury.”).
30
CONCLUSION
As this Court warned in Rankin, “[v]igilance is
necessary to ensure that public employers do not use
authority over employees to silence discourse, not
because it hampers public functions but simply
because superiors disagree with the content of
employees’ speech.” 483 U.S. at 384. This case
demands such vigilance. The First Circuit has
adopted an expansive view of Pickering, giving
government employers the ability to punish the preemployment speech of employees, even political
speech made during a campaign. Such a broad grant
of authority is inconsistent with Pickering, which
confines a government employer’s power to the
regulation of speech made during the government
employer-employee relationship. Moreover, many
non-governmental employees, confronted with the
possibility of being terminated in the future for preemployment statements on controversial topics, are
apt to steer far clear of any polarizing topics.
Pickering, 391 U.S. at 574 (recognizing that “the
threat of dismissal from public employment is … a
potent means of inhibiting speech”). Review is
necessary, therefore, to determine the proper scope
of Pickering and to avoid the chilling effect the First
Circuit’s opinion will have on present and future
government employees.
31
Respectfully submitted,
SCOTT W. GAYLORD
HIGH POINT UNIVERSITY SCHOOL OF LAW
APPELLATE ADVOCACY CLINIC
One University Parkway
High Point, NC 27268
(336) 841-2635
sgaylord@highpoint.edu
Counsel for Amicus Curiae
October 30, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.